U.S. District Court Southern District of New York (Foley Square)...

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US District Court Civil Docket as of May 31, 2013 Retrieved from the court on July 1, 2013 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:11-cv-03687-PAE In re Wonder Auto Technologies, Inc. Securities Litigation Date Filed: 05/31/2011 Assigned to: Judge Paul A. Engelmayer Date Terminated: 05/31/2013 Member case: (View Member Case) Jury Demand: Plaintiff Related Cases: 1:11-cv-04103-PAE Nature of Suit: 850 1:11-cv-04512-PAE Securities/Commodities Jurisdiction: Federal Question represented by Marc Ian Gross Pomerantz Haudek Block Grossman & Gross LLP 100 Park Avenue, 26th Floor New York, NY 10017 (212)661-1100 Fax: (212) 661-8665 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Alan Lieberman Pomerantz Haudek Block Grossman & Gross LLP 100 Park Avenue, 26th Floor New York, NY 10017 (212)-661-1100 Fax: (212)-661-8665 Email: [email protected] ATTORNEY TO BE NOTICED Patrick Vincent Dahlstrom Pomerantz Haudek Block Grossman & Gross LLP 100 Park Avenue, 26th Floor New York, NY 10017 (212)661-1100 Fax: (212)661-8665 ATTORNEY TO BE NOTICED Cause: 15:78m(a) Securities Exchange Act Plaintiff James F. Hammond Individually and on behalf of all other persons similarly situated V. Movant

Transcript of U.S. District Court Southern District of New York (Foley Square)...

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US District Court Civil Docket as of May 31, 2013 Retrieved from the court on July 1, 2013

U.S. District Court Southern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:11-cv-03687-PAE

In re Wonder Auto Technologies, Inc. Securities Litigation Date Filed: 05/31/2011 Assigned to: Judge Paul A. Engelmayer Date Terminated: 05/31/2013 Member case: (View Member Case) Jury Demand: Plaintiff Related Cases: 1:11-cv-04103-PAE Nature of Suit: 850

1:11-cv-04512-PAE Securities/Commodities Jurisdiction: Federal Question

represented by Marc Ian Gross Pomerantz Haudek Block Grossman & Gross LLP 100 Park Avenue, 26th Floor New York, NY 10017 (212)661-1100 Fax: (212) 661-8665 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jeremy Alan Lieberman Pomerantz Haudek Block Grossman & Gross LLP 100 Park Avenue, 26th Floor New York, NY 10017 (212)-661-1100 Fax: (212)-661-8665 Email: [email protected] ATTORNEY TO BE NOTICED

Patrick Vincent Dahlstrom Pomerantz Haudek Block Grossman & Gross LLP 100 Park Avenue, 26th Floor New York, NY 10017 (212)661-1100 Fax: (212)661-8665 ATTORNEY TO BE NOTICED

Cause: 15:78m(a) Securities Exchange Act

Plaintiff

James F. Hammond Individually and on behalf of all other persons similarly situated

V.

Movant

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aAd PARTNERS LP represented by Jeffrey Alan Klafter Klafter, Olsen & Lesser, LLP Two International Drive Ste 350 Rye Brook, NY 10573 (914) 934-9200 Fax: (914) 934-9220 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas C. Bright Gold Bennett Cera & Sidener, LLP 595 Market Street, Suite 2300 San Francisco, CA 94015 (415) 777-2230 Fax: (415) 777-5189 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Solomon B. Cera Gold Bennett Cera & Sidener, LLP 595 Market Street, Suite 2300 San Francisco, CA 94015 (415) 777-2230 x2234 Fax: (415) 777-5189 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Movant

Jan Verkooijen

Movant

Edwin C Haskell, III

Movant

Manish Mehta

Movant

Raymond Lee Thweatt Trust

represented by Jeremy Alan Lieberman (See above for address) ATTORNEY TO BE NOTICED

represented by Jeremy Alan Lieberman (See above for address) ATTORNEY TO BE NOTICED

represented by Jeremy Alan Lieberman (See above for address) ATTORNEY TO BE NOTICED

represented by Jeremy Alan Lieberman (See above for address) ATTORNEY TO BE NOTICED

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Movant

YT Tsai represented by Phillip C. Kim The Rosen Law Firm P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212) 686-1060 Fax: (212) 202-3827 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Wonder Auto Investor Group represented by Wonder Auto Investor Group PRO SE

V.

Defendant

Wonder Auto Technology, Inc. represented by Anna Erickson White Morrison & Foerster LLP 425 Market Street San Francisco, CA 94105 (415) 268-7000 Fax: (415) 268-7522 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Caitlin Sinclair Blythe Morrison & Foerster LLP 425 Market Street San Francisco, CA 94105 (415)-268-6463 Fax: (415)-268-7522 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Paul T. Friedman Morrison & Foerster LLP(San Francisco) 425 Market Street San Francisco, CA 94105 415-268-7000 Fax: 415-268-7522 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

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Qingjie Zhao

Defendant

Meirong Yuan

Defendant

Qingdong Zeng

Defendant

Ma Yuncong

Date Filed # Docket Text

05/31/2011 1 COMPLAINT against Wonder Auto Technology, Inc., Meirong Yuan, Ma Yuncong, Qingdong Zeng, Qingjie Zhao. (Filing Fee $ 350.00, Receipt Number 7968)Document filed by James F. Hammond.(ama) (Entered: 06/01/2011)

05/31/2011

SUMMONS ISSUED as to Wonder Auto Technology, Inc., Meirong Yuan, Ma Yuncong, Qingdong Zeng, Qingjie Zhao. (ama) (Entered: 06/01/2011)

05/31/2011

Magistrate Judge James L. Cott is so designated. (ama) (Entered: 06/01/2011)

05/31/2011

Case Designated ECF. (ama) (Entered: 06/01/2011)

07/26/2011 2 SUMMONS RETURNED EXECUTED. Wonder Auto Technology, Inc. served on 7/12/2011, answer due 8/2/2011. Service was accepted by Julie Brown, Authorized Agent. Document filed by James F. Hammond. (Lieberman, Jeremy) (Entered: 07/26/2011)

08/01/2011 3 MOTION to Appoint aAd PARTNERS LP to serve as lead plaintiff(s) AND APPROVAL OF LEAD AND LIAISON COUNSEL . Document filed by aAd PARTNERS LP. (Attachments: # 1 Text of Proposed Order)(Klafter, Jeffrey) (Entered: 08/01/2011)

08/01/2011 4 DECLARATION of Thomas C. Bright in Support re: 3 MOTION to Appoint aAd PARTNERS LP to serve as lead plaintiff(s) AND APPROVAL OF LEAD AND LIAISON COUNSEL .. Document filed by aAd PARTNERS LP. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Klafter, Jeffrey) (Entered: 08/01/2011)

08/01/2011 5 MEMORANDUM OF LAW in Support re: 3 MOTION to Appoint aAd PARTNERS LP to serve as lead plaintiff(s) AND APPROVAL OF LEAD AND LIAISON COUNSEL .. Document filed by aAd PARTNERS LP. (Klafter, Jeffrey) (Entered: 08/01/2011)

08/01/2011 6 MOTION to Consolidate Cases 1:11-cv-3687; 1:11-cv-4103; 1:11-cv-4512., MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s)., MOTION to Appoint Counsel Pomerantz Haudek Grossman & Gross LLP and Saxena White P.A. . Document filed by Jan Verkooijen, Edwin C Haskell, III, Manish Mehta, Raymond Lee Thweatt Trust. (Attachments: # 1 Text of Proposed Order)(Lieberman, Jeremy) (Entered: 08/01/2011)

08/01/2011 7 MOTION to Appoint Counsel Rosen Law Firm, P.A. ., MOTION to Appoint., MOTION

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to Consolidate Cases. Document filed by YT Tsai. (Attachments: # 1 Text of Proposed Order)(Kim, Phillip) (Entered: 08/01/2011)

08/01/2011 8 MEMORANDUM OF LAW in Support re: 7 MOTION to Appoint Counsel Rosen Law Firm, P.A. . MOTION to Consolidate Cases.. Document filed by YT Tsai. (Kim, Phillip) (Entered: 08/01/2011)

08/01/2011 9 DECLARATION of Phillip Kim in Support re: 7 MOTION to Appoint Counsel Rosen Law Firm, P.A. . MOTION to Consolidate Cases.. Document filed by YT Tsai. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Kim, Phillip) (Entered: 08/01/2011)

08/01/2011 10 MEMORANDUM OF LAW in Support re: 6 MOTION to Consolidate Cases 1:11-cv-3687; 1:11-cv-4103; 1:11-cv-4512. MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s). MOTION to Appoint Counsel Pomerantz Haudek Grossman & Gross LLP and Saxena White P.A. . MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s).. Document filed by Edwin C Haskell, III, Manish Mehta, Raymond Lee Thweatt Trust, Jan Verkooijen. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)(Lieberman, Jeremy) (Entered: 08/01/2011)

08/03/2011 11 STIPULATION AND ORDER EXTENDING TIME TO RESPOND TO THE COMPLAINT.WATG shall have no obligation to respond to the Complaint until after the filing of, and the Court's decision and entry of order on, motion(s) to be appointed as lead plaintiff and after the filing of a consolidated complaint.2. WATG shall have no less than sixty (60) days after service of any consolidated complaint to file and serve an answer, a motion to dismiss, or to otherwise respond to any such consolidated complaint, or shall have no less than sixty (60) days after entry of any order denying consolidation of the action to so respond to the Complaint, if the Court so orders. 3. It is hereby further stipulated that the parties to this stipulation reserve all rights and defenses they may have, and entry into this stipulation shall not impair or otherwise affect such rights and defenses, including defenses based on lack of personal jurisdiction or other challenges to the jurisdiction or venue of this Court or any other Court, and all such rights and defenses are expressly preserved. 4. This stipulation and agreement is without prejudice to further extensions. (Signed by Judge Deborah A. Batts on 8/3/11) (djc) (Entered: 08/03/2011)

08/15/2011 12 MEMORANDUM OF LAW in Opposition re: 6 MOTION to Consolidate Cases 1:11- cv-3687; 1:11-cv-4103; 1:11-cv-4512. MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s). MOTION to Appoint Counsel Pomerantz Haudek Grossman & Gross LLP and Saxena White P.A. . MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s)., 7 MOTION to Appoint Counsel Rosen Law Firm, P.A. . MOTION to Consolidate Cases. and in Further Support of the Motion of aAd Partners LP for (1) Consolidation of Related Cases; (2) Appointment as Lead Plaintiff;and (3) Approval of Selection of Lead Counsel and Liaison Counsel . Document filed by aAd PARTNERS LP. (Klafter, Jeffrey) (Entered: 08/15/2011)

08/18/2011 13 MEMORANDUM OF LAW in Opposition re: 3 MOTION to Appoint aAd PARTNERS LP to serve as lead plaintiff(s) AND APPROVAL OF LEAD AND

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LIAISON COUNSEL ., 6 MOTION to Consolidate Cases 1:11-cv-3687; 1:11-cv-4103; 1:11-cv-4512. MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s). MOTION to Appoint Counsel Pomerantz Haudek Grossman & Gross LLP and Saxena White P.A. . MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s).. Document filed by YT Tsai. (Kim, Phillip) (Entered: 08/18/2011)

DECLARATION of Phillip Kim in Opposition re: 3 MOTION to Appoint aAd PARTNERS LP to serve as lead plaintiff(s) AND APPROVAL OF LEAD AND LIAISON COUNSEL ., 6 MOTION to Consolidate Cases 1:11-cv-3687; 1:11-cv-4103; 1:11-cv-4512. MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s). MOTION to Appoint Counsel Pomerantz Haudek Grossman & Gross LLP and Saxena White P.A. . MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s).. Document filed by YT Tsai. (Attachments: # 1 Exhibit 1)(Kim, Phillip) (Entered: 08/18/2011)

08/18/2011 15 RESPONSE to Motion re: 6 MOTION to Consolidate Cases 1:11-cv-3687; 1:11-cv-4103; 1:11-cv-4512. MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s). MOTION to Appoint Counsel Pomerantz Haudek Grossman & Gross LLP and Saxena White P.A. . MOTION to Appoint Jan Verkooijen, Edwin C. Haskell, Manish Mehta, Raymond Lee Thweatt Trust to serve as lead plaintiff(s).. Document filed by Wonder Auto Investor Group. (Lieberman, Jeremy) (Entered: 08/18/2011)

08/29/2011 16 NOTICE of Withdrawak by YT Tsai re: 7 MOTION to Appoint Counsel Rosen Law Firm, P.A. . MOTION to Consolidate Cases.. Document filed by YT Tsai. (Kim, Phillip) (Entered: 08/29/2011)

08/29/2011 17 REPLY MEMORANDUM OF LAW in Support re: 3 MOTION to Appoint aAd PARTNERS LP to serve as lead plaintiff(s) AND APPROVAL OF LEAD AND LIAISON COUNSEL .. Document filed by aAd PARTNERS LP. (Palitz, Michael) (Entered: 08/29/2011)

10/03/2011 19 ORDER granting 3 Motion to Appoint aAd as Lead Plaintiff(s); granting 6 Motion to Consolidate Cases 11cv3687 (as Lead Case) with 11cv4103, 11cv4512; denying 6 Motion to Appoint aAd as Lead Plaintiff(s); denying 6 Motion to Appoint Counsel; denying 7 Motion to Appoint Counsel; denying 7 Motion to Appoint aAd as Lead Plaintiff(s); granting 7 Motion to Consolidate Cases 11cv3687 (as Lead Case) with 11cv4103, 11cv4512. (Signed by Judge Deborah A. Batts on 10/3/2011) (djc) Modified on 10/7/2011 (djc). (Entered: 10/07/2011)

10/05/2011 18 NOTICE OF CASE REASSIGNMENT to Judge Paul A. Engelmayer. Judge Deborah A. Batts is no longer assigned to the case. (sjo) (Entered: 10/05/2011)

10/27/2011 20 STIPULATION AND ORDER FOR AN EXTENSION OF TIME TO FILE CONSOLIDATED CLASS ACTION COMPLAINT: Lead Plaintiff may have an extension of thirty (30) days, to and including December 2,2011, to file a consolidated complaint; and the time period previously ordered for defendants to move or answer shall be vacated. The parties will meet and confer promptly upon the filing of the consolidated complaint with regard to an appropriate schedule for defendant Wonder

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Auto to answer, move, or otherwise respond thereto, and will submit such schedule to the Court for its approval. (Signed by Judge Paul A. Engelmayer on 10/27/2011) Filed In Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(ft) (Entered: 10/27/2011)

11/02/2011 21 MOTION for Solomon B. Cera to Appear Pro Hac Vice. Document filed by aAd PARTNERS LP.(bwa) (pgu). (Entered: 11/03/2011)

11/04/2011 CASHIERS OFFICE REMARK on 21 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 11/02/2011, Receipt Number 1020774. (jd) (Entered: 11/04/2011)

11/09/2011 22 ORDER FOR ADMISSION PRO HAC VICE: granting 21 Motion for Solomon B Cera to Appear Pro Hac Vice for lead plaintiff. (Signed by Judge Paul A. Engelmayer on 11/9/2011) (cd) (Entered: 11/09/2011)

12/05/2011 25 CONSOLIDATED AMENDED COMPLAINT (Duplicate Original) against Wonder Auto Technology, Inc., Meirong Yuan, Qingjie Zhao with JURY DEMAND.Document filed by aAd PARTNERS LP.(mro) (Entered: 12/09/2011)

12/05/2011 ***DELETED DOCUMENT. Deleted document number (23) CLERK CERTIFICATE OF MAILING. The document was incorrectly filed in this case. Filed In Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(ad) (Entered: 12/13/2011)

12/15/2011 26 MOTION for Anna Erickson White to Appear Pro Hac Vice. Document filed by Wonder Auto Technology, Inc..(bwa) (Entered: 12/22/2011)

12/15/2011 27 MOTION for Paul T. Friedman to Appear Pro Hac Vice. Document filed by Wonder Auto Technology, Inc..(bwa) (Entered: 12/22/2011)

12/27/2011 28 ORDER FOR ADMISSION PRO HAC VICE granting (26) Motion for Anna Erickson White to Appear Pro Hac Vice in case 1:11-cv-03687-PAE for Wonder Auto Technology. (Signed by Judge Paul A. Engelmayer on 12/23/2011) Filed In Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(cd) (Entered: 12/27/2011)

12/27/2011 29 ORDER FOR ADMISSION PRO HAC VICE granting (27) Motion for Paul T Friedman to Appear Pro Hac Vice in case 1:11-cv-03687-PAE for Wonder Auto Technology. (Signed by Judge Paul A. Engelmayer on 12/23/2011) Filed In Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(cd) (Entered: 12/27/2011)

01/04/2012 CASHIERS OFFICE REMARK on 26 Motion to Appear Pro Hac Vice, 27 Motion to Appear Pro Hac Vice in the amount of $400.00, paid on 12/15/2011, Receipt Number 1024591,1024592. (jd) (Entered: 01/04/2012)

01/13/2012 30 NOTICE OF INITIAL PRETRIAL CONFERENCE: Initial Conference set for 2/15/2012 at 11:00 AM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Paul A. Engelmayer. (Signed by Judge Paul A. Engelmayer on 1/13/2012) (js) (Entered: 01/13/2012)

01/31/2012 31 STIPULATION AND ORDER EXTENDING TIME TO RESPOND TO THE CONSOLIDATED COMPLAINT AND ADJOURNING INITIAL PRETRIAL CONFERENCE: IT IS HEREBY STIPULATED AND AGREED, by Lead Plaintiff

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04/30/2012

06/20/2012

and defendant WATG, as follows: The initial pretrial conference currently scheduled for February 15, 2012 at 11:00 A.M. is adjourned until May 3, 2012 at 11:00 A.M., at which time the parties will report to the Court on progress with respect to the mediation and a potential proposed resolution; 2. WATG is under no obligation to answer, move, or otherwise respond to the Consolidated Complaint at this time; and 3. If the matter is not resolved by the April 27, 2012 date, WATG will answer, move, or otherwise respond to the Consolidated Complaint within 30 days of the date of the initial pretrial conference, unless otherwise ordered by the Court.( Initial Conference set for 5/3/2012 at 11:00 AM before Judge Paul A. Engelmayer.) (Signed by Judge Paul A. Engelmayer on 1/31/2012) Filed In Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(mro) (Entered: 01/31/2012)

32 STIPULATION AND ORDER CONTINUING INITIAL PRETRIAL CONFERENCE: 5/3/2012 Initial Conference reset for 6/29/2012 at 11:00 AM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Paul A. Engelmayer. (Signed by Judge Paul A. Engelmayer on 4/30/2012) (cd) (Entered: 04/30/2012)

33

ORDER: The Court has received a proposed stipulation, dated June 19, 2012, continuing the June 29, 2012 initial pretrial conference in this matter for another seventy-five days. This is the parties' third request for an extension since this conference had initially been scheduled for February 15, 2012. The application is DENIED. The initial pretrial conference is adjourned to August 2, 2012 at 3:00pm in Courtroom 18C of the United States Courthouse, 500 Pearl St., New York, NY 10007. There will be no further extensions. (Signed by Judge Paul A. Engelmayer on 6/20/2012) ***File date 6/20/2012 as per Chambers. Filed In Associated Cases: 1:11- cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(mro) (Entered: 06/21/2012)

06/20/2012 Set/Reset Hearings: Initial Conference set for 8/2/2012 at 03:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Paul A. Engelmayer. Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(mro) (Entered: 06/21/2012)

07/20/2012 34 ENDORSED LETTER addressed to Judge Paul A. Engelmayer from Paul T. Friedman dated 7/19/2012 re: The parties jointly requests to jointly call Chambers at 3:15 p.m. on 8/2/12. ENDORSEMENT: So Ordered. ( Telephone Conference set for 8/2/2012 at 03:15 PM before Judge Paul A. Engelmayer.) (Signed by Judge Paul A. Engelmayer on 7/20/2012) (jfe) Modified on 7/26/2012 (jfe). (Entered: 07/20/2012)

08/02/2012

08/02/2012

35 ORDER: Defendant's time to answer, move, or otherwise respond to the consolidated class action complaint is hereby extended to and including Monday, October 22, 2012. The parties should not expect any further extensions. Wonder Auto Technology, Inc. answer due 10/22/2012; Meirong Yuan answer due 10/22/2012; Qingjie Zhao answer due 10/22/2012. (Signed by Judge Paul A. Engelmayer on 8/2/2012) Filed In Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(ft) (Entered: 08/02/2012)

Minute Entry for proceedings held before Judge Paul A. Engelmayer: Telephone Conference held on the record on 8/2/2012. Defendant's time to answer extended to Oct. 22, 2012, no further extensions. (rjm) (Entered: 08/03/2012)

10/18/2012 36 ORDER. The Court has received a letter from defense counsel, dated October 18, 2012, representing that the parties have agreed to a settlement in principle, and stating that

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papers seeking preliminary settlement approval would be submitted by November 30, 2012. In light of the settlement, the deadline for the defendant to answer the complaint is adjourned without date. The parties are to move for preliminary approval of the settlement and class notice by November 30, 2012. (Motions due by 11/30/2012.) (Signed by Judge Paul A. Engelmayer on 10/18/2012) Filed In Associated Cases: 1:11- cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(rjm) (Entered: 10/18/2012)

11/28/2012 37 MOTION for Extension of Time to File Joint Application Pursuant to Fed.R.Civ.P. 6(b)(1)(A) for an Extension of Time to File Motion for Preliminary Approval of Settlement and Class Notice . Document filed by aAd PARTNERS LP. Return Date set for 11/30/2012 at 02:00 PM.(Cera, Solomon) (Entered: 11/28/2012)

11/28/2012 38 DECLARATION of Solomon B. Cera in Support re: 37 MOTION for Extension of Time to File Joint Application Pursuant to Fed.R.Civ.P. 6(b)(1)(A) for an Extension of Time to File Motion for Preliminary Approval of Settlement and Class Notice . MOTION for Extension of Time to File Joint Application Pursuant to Fed.R.Civ.P. 6(b)(1)(A) for an Extension of Time to File Motion for Preliminary Approval of Settlement and Class Notice .. Document filed by aAd PARTNERS LP. (Cera, Solomon) (Entered: 11/28/2012)

11/29/2012 39 ORDER granting 37 Motion for Extension of Time to File. The extension is Granted. The parties are directed to submit the motion for preliminary approval and class notice by January 4, 2013. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 11/28/2012) (ama) (Entered: 11/29/2012)

01/07/2013 40 ENDORSED LETTER addressed to Judge Paul A. Engelmayer from Paul T. Friedman dated 1/4/2013 re: The parties respectfully request an extension of one week to file the settlement documents, including the motion for preliminary approval and class notice, on or before January 11, 2013. ENDORSEMENT: Granted. The parties are directed to submit the settlement documents and to file their motion for preliminary approval and class notice by January 11, 2013. So ordered. (Motions due by 1/11/2013.) (Signed by Judge Paul A. Engelmayer on 1/7/2013) (rjm) (Entered: 01/07/2013)

01/11/2013 41 MOTION for Settlement Lead Plaintiff's Notice of Motion for (i) Preliminary Approval of Settlement, (ii) Certification of the Class for Purposes of Settlement and (iii) Approval of Notice to the Settlement Class . Document filed by aAd PARTNERS LP. Return Date set for 1/25/2013 at 02:00 PM. (Attachments: # 1 Exhibit 1 - Stipulation and Agreement of Settlement, # 2 Exhibit A to Stipulation and Agreement of Settlement, # 3 Exhibit A1 to Stipulation and Agreement of Settlement, # 4 Exhibit A2 to Stipulation and Agreement of Settlement, # 5 Exhibit A3 to Stipulation and Agreement of Settlement, # 6 Exhibit B to Stipulation and Agreement of Settlement, # 7 Exhibit 2 - Proposed Order Preliminarily Approving Proposed Settlement, # 8 Exhibit 2-1 to Proposed Order Preliminarily Approving Proposed Settlement, # 9 Exhibit 2-2 to Proposed Order Preliminarily Approving Proposed Settlement, # 10 Exhibit 2-3 to Proposed Order Preliminarily Approving Proposed Settlement)(Bright, Thomas) (Entered: 01/11/2013)

01/11/2013 42 MEMORANDUM OF LAW in Support re: 41 MOTION for Settlement Lead Plaintiff's Notice of Motion for (i) Preliminary Approval of Settlement, (ii) Certification of the Class for Purposes of Settlement and (iii) Approval of Notice to the Settlement Class . MOTION for Settlement Lead Plaintiff's Notice of Motion for (i) Preliminary Approval of Settlement, (ii) Certification of the Class for Purposes of Settlement and (iii)

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01/15/2013 43

Approval of Notice to the Settlement Class . MOTION for Settlement Lead Plaintiff's Notice of Motion for (i) Preliminary Approval of Settlement, (ii) Certification of the Class for Purposes of Settlement and (iii) Approval of Notice to the Settlement Class . MOTION for Settlement Lead Plaintiff's Notice of Motion for (i) Preliminary Approval of Settlement, (ii) Certification of the Class for Purposes of Settlement and (iii) Approval of Notice to the Settlement Class . MOTION for Settlement Lead Plaintiff's Notice of Motion for (i) Preliminary Approval of Settlement, (ii) Certification of the Class for Purposes of Settlement and (iii) Approval of Notice to the Settlement Class .. Document filed by aAd PARTNERS LP. (Bright, Thomas) (Entered: 01/11/2013)

ORDER GRANTING PRELIMINARY APPROVAL OF PROPOSED SETTLEMENT AGREEMENT, PRELIMINARILY CERTIFYING CLASS FOR SETTLEMENT PURPOSES ONLY, APPROVING FORM AND MANNER OF CLASS NOTICE, AND SETTING DATE FOR HEARING ON FINAL APPROVAL OF SETTLEMENT AND AWARD OF ATTORNEYS' FEES AND EXPENSES: granting (41) Motion for Settlement in case 1:11-cv-03687-PAE; granting [] Motion for Settlement in case 1:11- cv-04103-PAE; granting [] Motion for Settlement in case 1:11-cv-04512-PAE.Pursuant to Rule 23 of the Federal Rules of Civil Procedure, the Court preliminarily certifies, for settlement purposes only, a Settlement Class consisting of all Persons who purchased or otherwise acquired publicly traded securities of WATG between March 30, 2009 and May 6, 2011, inclusive ("Settlement Class Period"). Excluded from the Settlement Class are Defendants, their officers and directors during the Settlement Class Period, the members of their immediate families, and their respective representatives, heirs, successors, and assigns, as well as any entity in which Defendants have or had a controlling interest. Also excluded from the Settlement Class are those Persons who otherwise satisfy the above requirements for membership in the Settlement Class, but who timely and validly request exclusion from the Settlement Class pursuant to the Notice to be sent to Settlement Class Members. The Court does hereby preliminarily approve the Stipulation and the Settlement set forth therein, subject to further consideration at the Settlement Hearing described below. A hearing (the "Settlement Hearing") shall be held before this Court on May 29, 2013, at 2:30p.m. at the United States District Court for the Southern District of New York, Daniel Patrick Moynihan United States Courthouse, Courtroom 18C, 500 Pearl Street, New York, New York, 10007, The Court approves the payment of the Settlement Amount to the Escrow Agent in accordance with the terms and obligations of the Stipulation. Before the Effective Date, Lead Counsel may use up to one hundred thousand dollars U.S. ($100,000) from the Settlement Fund, without further approval from W ATG or the Court, to pay costs and expenses reasonably, necessarily. Additional relief as set forth in this Order. (Signed by Judge Paul A. Engelmayer on 1/15/2013) Filed In Associated Cases: 1:11- cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(pl) (Entered: 01/15/2013)

01/15/2013 Set/Reset Hearings: Settlement Conference set for 5/29/2013 at 02:30 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Paul A. Engelmayer. Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(pl) (Entered: 01/15/2013)

04/03/2013 44 ORDER: The Court has received the attached letter, dated March 26, 2013. The Court construes this letter as an objection to the proposed settlement agreement, see Dkt. 41- 43. (Signed by Judge Paul A. Engelmayer on 4/2/2013) (djc) (Entered: 04/03/2013)

04/24/2013 45 MOTION for Settlement Lead Plaintiff's Notice of Motion for Final Approval of

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Settlement, Plan of Allocation, and Class Certification . Document filed by aAd PARTNERS LP. Return Date set for 5/29/2013 at 02:30 PM.(Cera, Solomon) (Entered: 04/24/2013)

04/24/2013 46 MEMORANDUM OF LAW in Support re: 45 MOTION for Settlement Lead Plaintiff's Notice of Motion for Final Approval of Settlement, Plan of Allocation, and Class Certification .. Document filed by aAd PARTNERS LP. (Cera, Solomon) (Entered: 04/24/2013)

04/24/2013 47 MOTION for Attorney Fees Plaintiffs' Counsel's Notice of Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses . Document filed by aAd PARTNERS LP. Return Date set for 5/29/2013 at 02:30 PM.(Cera, Solomon) (Entered: 04/24/2013)

04/24/2013 48 MEMORANDUM OF LAW in Support re: 47 MOTION for Attorney Fees Plaintiffs' Counsel's Notice of Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses .. Document filed by aAd PARTNERS LP. (Cera, Solomon) (Entered: 04/24/2013)

04/24/2013 49

DECLARATION of Solomon B. Cera in Support re: 45 MOTION for Settlement Lead Plaintiff's Notice ofMotion for Final Approval of Settlement, Plan of Allocation, and Class Certification ., 47 MOTION for Attorney Fees Plaintiffs' Counsel's Notice of Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses .. Document filed by aAd PARTNERS LP. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Cera, Solomon) (Entered: 04/24/2013)

04/24/2013 50 DECLARATION of Carole K. Sylvester in Support re: 45 MOTION for Settlement Lead Plaintiff's Notice of Motion for Final Approval of Settlement, Plan of Allocation, and Class Certification., 47 MOTION for Attorney Fees Plaintiffs' Counsel's Notice of Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses .. Document filed by aAd PARTNERS LP. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Cera, Solomon) (Entered: 04/24/2013)

05/01/2013 51 CERTIFICATE OF SERVICE of Lead Plaintiff's Motion for Final Approval of Settlement; Plan of Allocation and Class Certification, Memorandum in Support of Motion for Final Approval of Settlement, Plan of Allocation and Class Certification; Plaintiffs' Counsel's Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses; Memorandum in Support of Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses; Declaration of Solomon B. Cera in Support of Motion for Final Approval of Settlement and for an Award of Attorneys' Fees; and Declaration of Carole K. Sylvester served on Delmar Fishback on May 1, 2013. Service was made by Mail. Document filed by aAd PARTNERS LP. (Cera, Solomon) (Entered: 05/01/2013)

05/13/2013 52 MOTION for Caitlin Sinclaire Blythe to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8503558. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Wonder Auto Technology, Inc.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Blythe, Caitlin) (Entered: 05/13/2013)

05/13/2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 52 MOTION for Caitlin Sinclaire Blythe to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8503558. Motion and supporting papers to be

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05/22/2013 55

reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) (Entered: 05/13/2013)

ORDER FOR ADMISSION PRO HAC VICE: granting (52) Motion for Caitlin Sinclaire Blythe to Appear Pro Hac Vice in case 1:11-cv-03687-PAE; granting Motion for Caitlin Sinclaire Blythe to Appear Pro Hac Vice in case 1:11-cv-04103-PAE; granting Motion for Caitlin Sinclaire Blythe to Appear Pro Hac Vice in case 1:11-cv-04512-PAE. (Signed by Judge Paul A. Engelmayer on 5/13/2013) Filed In Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(djc) (Entered: 05/14/2013)

MEMORANDUM OF LAW in Support re: 45 MOTION for Settlement Lead Plaintiff's Notice of Motion for Final Approval of Settlement, Plan of Allocation, and Class Certification ., 47 MOTION for Attorney Fees Plaintiffs' Counsel's Notice of Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses . Lead Plaintiff's Supplemental Memorandum of Law in Further Support . Document filed by aAd PARTNERS LP. (Cera, Solomon) (Entered: 05/22/2013)

DECLARATION of Carole K. Sylvester in Support re: 45 MOTION for Settlement Lead Plaintiff's Notice of Motion for Final Approval of Settlement, Plan of Allocation, and Class Certification., 47 MOTION for Attorney Fees Plaintiffs' Counsel's Notice of Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses .. Document filed by aAd PARTNERS LP. (Attachments: # 1 Exhibit A)(Cera, Solomon) (Entered: 05/22/2013)

05/14/2013

53

05/22/2013

54

05/29/2013 NOTICE of Location: Please be advised for the upcoming conference in this case that the Courtroom of the Honorable Paul A. Engelmayer has been relocated to the following address: Courtroom 1305, 40 Foley Square, New York, NY 10007. (Hanft, Elizabeth) (Entered: 05/29/2013)

05/29/2013 Minute Entry for proceedings held before Judge Paul A. Engelmayer: Fairness Hearing held on 5/29/2013. Court's decision read into the record. (Court Reporter Tom Murray) Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512- PAE(Hummel, June) Modified on 5/30/2013 (Landers, Rigoberto). (Entered: 05/30/2013)

05/31/2013

05/31/2013

56 TRANSCRIPT of Proceedings re: CONFERENCE held on 8/2/2012 before Judge Paul A. Engelmayer. Court Reporter/Transcriber: Jennifer Thun, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/24/2013. Redacted Transcript Deadline set for 7/8/2013. Release of Transcript Restriction set for 9/3/2013.(Rodriguez, Somari) (Entered: 05/31/2013)

57 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 8/2/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari) (Entered: 05/31/2013)

05/31/2013 58 FINAL JUDGMENT AND ORDER APPROVING CLASS ACTION SETTLEMENT

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settling action. (Signed by Judge Paul A. Engelmayer on 5/31/13) (Attachments: # 1 Notice of Right to Appeal)Filed In Associated Cases: 1:11-cv-03687-PAE, 1:11-cv-04103-PAE, 1:11-cv-04512-PAE(ml) (Entered: 06/03/2013)

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