U.S. District Court Southern District of New York (Foley...

US District Court Civil Docket as of August 20, 2013 Retrieved from the court on August 20, 2013

U.S. District Court Southern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:08-cv-09522-SHS

In Re: CitiGroup Inc. Bond Action Litigation Date Filed: 11/05/2008 Assigned to: Judge Sidney H. Stein Jury Demand: Plaintiff Lead case: 1:09-md-02070-SHS Nature of Suit: 850 Member case: (View Member Case) Securities/Commodities Related Cases: 1:07-cv-09901-SHS

1:09-md-02070-SHS Case in other court: Supreme Court-County of New York,

602830-08 Cause: 28:1442 Notice of Removal

Plaintiff

Jurisdiction: Federal Question

Louisiana Sheriffs' Pension and Relief Fund On behalf of itself and all others similarly situated

represented by Andrew L Zivitz Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 (610)-667-7706 Fax: (610)-667-7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Benjamin J. Sweet Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 610.822.2220 Fax: 6106677056 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

David Kessler Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610)-667-7706 Fax: (610)-667-7056

Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jennifer L. Keeney Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610) 667-7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

John Christopher Browne Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212-554-1398 Fax: 212-554-1444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

John Patrick Coffey Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212)-554-1409 Fax: (212)-554-1444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Richard A Russo , Jr Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 610 667 7706 Fax: 610 667 7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE

ATTORNEY TO BE NOTICED

Steven B. Singer Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1413 Fax: (212)554-1444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

David Lloyd Wales Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212-554-1409 Fax: 212-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED

Elizabeth P. Lin Bernstein Litowitz Berger & Grossmann LLP (San Diego) 12481 High Bluff Drive Suite 300 San Diego, CA 92130 (858) 793-0070 Fax: (858) 793-0323 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Gerald H. Silk Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212 554 1282 Fax: 212-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED

John James Rizio-Hamilton Bernstein Litowitz Berger & Grossmann

LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1505 Fax: (212)-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED

Kristin Ann Meister Alston & Bird, LLP(NYC) 90 Park Avenue New York, NY 10016 (212) 554-1400 Fax: (212) 554-14444 Email: [email protected] ATTORNEY TO BE NOTICED

Kurt Michael Hunciker Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1400 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED

Mark Lebovitch Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1400 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED

Stefanie Jill Sundel Bernstein, Litowitz, Berger & Grossman 1285 Avenue of the Americas New York, NY 10019 (212) 554-1586 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Louisiana Municipal Police Employees' represented by Andrew L Zivitz Retirement System (See above for address) On behalf of itself and all others similarly LEAD ATTORNEY situated PRO HAC VICE


Benjamin J. Sweet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

David Kessler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jennifer L. Keeney (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

John Christopher Browne (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

John Patrick Coffey (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Richard A Russo , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Steven B. Singer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Gerald H. Silk (See above for address)


John James Rizio-Hamilton (See above for address) ATTORNEY TO BE NOTICED

Kristin Ann Meister Alston & Bird, LLP(NYC) 90 Park Avenue New York, NY 10016 (212) 554-1400 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED

Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED

Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Minneapolis Firefighters' Relief Association

represented by Andrew L Zivitz (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED




John Christopher Browne (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Steven B. Singer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


John James Rizio-Hamilton (See above for address) ATTORNEY TO BE NOTICED

Kristin Ann Meister (See above for address) ATTORNEY TO BE NOTICED



Stefanie Jill Sundel (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

City of Tallahassee Retirement System represented by Richard A Russo , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Alessandra Cristina Phillips Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610)-667-7056

Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Andrew L Zivitz (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Benjamin J. Sweet (See above for address) ATTORNEY TO BE NOTICED

David Kessler (See above for address) ATTORNEY TO BE NOTICED

David Lloyd Wales (See above for address) ATTORNEY TO BE NOTICED


Jennifer L. Keeney (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED



Matthew Leo Mustokoff Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610) 667-7056 Email: [email protected] ATTORNEY TO BE NOTICED

Sharan Nirmul

Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 (610)-667-7706 Fax: (610)-667-7056 Email: [email protected] ATTORNEY TO BE NOTICED

Steven B. Singer (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

City of Philadelphia Board of Pensions and Retirement

represented by Richard A Russo , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Alessandra Cristina Phillips (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED









Matthew Leo Mustokoff (See above for address) ATTORNEY TO BE NOTICED

Sharan Nirmul (See above for address) ATTORNEY TO BE NOTICED


Plaintiff

Miami Beach Employees' Retirement represented by Richard A Russo , Jr Plan

(See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED













Plaintiff

Southeastern Pennsylvania Transit represented by Richard A Russo , Jr Authority

(See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED













Plaintiff

American European Insurance Company

represented by Andrew L Zivitz (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED










V.

Consolidated Plaintiff

Lionel Asher

Consolidated Plaintiff

Mary J. Asher

represented by Lionel Asher PRO SE

represented by Mary J. Asher PRO SE

V.

Defendant

CitiGroup, Inc. represented by Brad Scott Karp Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 (212) 373-2384 Fax: (212) 373-2384 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Richard A. Rosen Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 (212) 373-3305 Fax: (212) 373-2359 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 (212)-373-3007 Fax: (212)-492-0007 Email: [email protected] ATTORNEY TO BE NOTICED

Kevan Daniel Choset Davis Wright Tremaine LLP (NYC) 1633 Broadway New York, NY 10019 (212)-603-6435 Fax: (212)-489-8340 Email: [email protected] ATTORNEY TO BE NOTICED

Sharon L. Schneier Davis Wright Tremaine LLP (NYC) 1633 Broadway New York, NY 10019 (212) 489-8230 Fax: (212) 489-8340 Email: [email protected]


Defendant

Charles Prince represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED

Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED

Defendant

Sallie L. Krawcheck represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

John C. Gerspach

represented by Brad Scott Karp

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Sanford I. Weill represented by Brad Scott Karp Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 212-373-2384 Fax: 212-373-2384 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Richard A. Rosen Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 212-373-3305 Fax: 212-373-2359 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

C. Michael Armstrong represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Alain J.P. Belda represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

George David

represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Kenneth T. Derr represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

John M. Deutch






Defendant

Roberto Hernandez Ramirez represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Ann Dibble Jordan represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Klaus Kleinfeld






Defendant

Andrew N. Liveris represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Dudley C. Mecum represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Ann M. Mulcahy represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Richard D. Parsons represented by Brad Scott Karp (See above for address) LEAD ATTORNEY






Defendant

Judith Rodin represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Robert E. Rubin represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Richard A. Rosen (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Franklin A. Thomas represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Citigroup Global Markets Inc. represented by George Abraham Zimmerman Skadden, Arps, Slate, Meagher & Flom LLP (NYC) Four Times Square 42nd floor New York, NY 10036 (212) 735-2000 x2047 Fax: (212)735-2000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jay B. Kasner Skadden, Arps, Slate, Meagher & Flom LLP (NYC) Four Times Square 42nd floor New York, NY 10036 212 735 3000 Fax: 212 735 2000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Gary John Hacker Skadden, Arps, Slate, Meagher & Flom, LLP (IL) 155 North Wacker Drive Suite 2700 Chicago, IL 60606-1720 (212) 735-3605 Fax: (917)-777-3605 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

JPMorgan Chase & Co. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED

Defendant

Goldman Sachs & Co. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

UBS Securities LLC represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Banc of America Securities LLC represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Barclays Capital Inc. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Deutsche Bank Securities Inc. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

SBK-Brooks Investment Corp.

Defendant

Utendahl Capital Partners, L.P.

Defendant

Loop Capital Markets LLC

Defendant

Toussaint Capital Markets, LLC

Defendant

Credit Suisse Securities (USA) LLC represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Greenwich Capital Markets Inc. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jay B. Kasner (See above for address)



Defendant

Jackson Securities LLC

Defendant

The Williams Capital Group, L.P.

Defendant

Castleoak Securities, L.P.

Defendant

Guzman & Co.

Defendant

Cabrera Capital Markets, LLC

Defendant

Samuel A. Ramirez & CO., Inc.

Defendant

Muriel Siebert & Co.

Defendant

ING Belgium, SA

Defendant

Danske Bank A/S

Defendant

Fortis Bank NV-SA

Defendant

KPMG LLP

Defendant

Citigroup Funding, Inc. represented by Richard A. Rosen TERMINATED: 07/14/2011

(See above for address) LEAD ATTORNEY

Jane Baek O'Brien (See above for address)

Kevan Daniel Choset

(See above for address)

Sharon L. Schneier (See above for address)

Defendant

Citigroup Capital XIV represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Citigroup Capital XV represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Citigroup Capital XVI

represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Citigroup Capital XVII





Defendant

Citigroup Capital XVIII represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Citigroup Capital XIX represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Citigroup Capital XX represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Citigroup Capital XXI represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Sir Winfried Bischoff represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Michael Conway represented by Richard A. Rosen TERMINATED: 07/14/2011 (See above for address)

LEAD ATTORNEY


Kevan Daniel Choset (See above for address)


Defendant

Gary Crittenden represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Vikram Pandit

represented by Richard A. Rosen (See above for address) LEAD ATTORNEY












Defendant

Scott Freidenrich TERMINATED: 07/14/2011

Defendant

James Garnett TERMINATED: 07/14/2011

Defendant

Saul Rosen represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Robert L. Ryan represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Eric L. Wentzel TERMINATED: 07/14/2011





Defendant

David Winkler represented by Richard A. Rosen TERMINATED: 07/14/2011

(See above for address) LEAD ATTORNEY




Defendant

A.G. Edwards & Sons, Inc.

Defendant

ABN AMRO Inc.

Defendant

Apex Pryor Securities

Defendant

B.C. Ziegler and Company

Defendant

Barclays Bank PLC

Defendant

BB&T Capital Markets

Defendant

Blaylock Robert Van, LLC

Defendant

BNP Paribas Securities Corp.

Defendant

C.L. King & Associates, Inc.

Defendant

Charles Schwab & Co.

Defendant

Citigroup Global Markets Limited represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY




Defendant

Comerica Securities Inc.

Defendant

Credit Suisse Securities (Europe) Limited

Defendant

Crowell, Weedon & Co.

Defendant

D.A. Davidson & Co.

Defendant

Davenport & Company LLC

Defendant

Doley Securities, LLC

Defendant

Ferris, Baker, Watts, Inc.

Defendant

Fidelity Capital Markets

Defendant

Advisors Asset Management, Inc.

Defendant

H&R Block Financial Advisers Inc.

Defendant

HSBC Securities (USA) Inc.

Defendant

ING Belgium, SA

Defendant

J.J.B. Hilliard, W.L. Lyons, Inc.

Defendant

J.P. Morgan Securities Inc.

Defendant

Janney Montgomery Scott LLC

Defendant

Jeffries & Company, Inc.

Defendant

Keefe, Bruyette & Woods, Inc.

Defendant

KeyBanc Capital Markets

Defendant

Melvin Securities, L.L.C.

Defendant

Merrill Lynch, Pierce, Fenner & Smith Inc.

represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Mesirow Financial, Inc.

Defendant

Morgan Keegan & Company, Inc.

Defendant

Morgan Stanley & Co. Inc. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jay B. Kasner (See above for address)



Defendant

nabCapital Securities, LLC

Defendant

Oppenheimer & CO. Inc.

Defendant

Pershing LLC

Defendant

Piper Jaffray & Co.

Defendant

Raymond James & Associates, Inc.

Defendant

RBC Capital Markets Corporation

Defendant

RBC Dain Rauscher Inc.

Defendant

Robert W. Baird & Co. Inc.

Defendant

Ryan Beck & Co., Inc.

Defendant

Sandler O'Neill & Partners, L.P.

Defendant

Stifel, Nicolaus & Company, Inc.

Defendant

Stone & Youngberg LLC

Defendant

Suntrust Capital Markets, Inc.

Defendant

TD Ameritrade, Inc.

Defendant

TD Securities (USA) LLC

Defendant

The Royal Banc of Scotland plc

Defendant

UBS Limited

Defendant

Wachovia Capital Securities, LLC represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Wedbush Morgan Securities Inc.

Defendant

Wells Fargo Investments, LLC

Defendant

William Blair & Company L.L.C.

ADR Provider

Board of Governors of the Federal Reserve System

ADR Provider

Board of Governors of the Federal Reserve System

ADR Provider

Office of the Comptroller of the Currency

represented by Ernest Clifford Barrett U.S. Office of The Comptroller of The Currency 250 E Street, S.W. Washington, DC 20219 (202)-874-4822 Fax: (202)-874-5279

Email: [email protected] ATTORNEY TO BE NOTICED

Objector

Lexie L Hopson

Objector

Michelle B Hopson

Amicus

The Clearing House Association L.L.C. represented by Sharon L. Nelles Sullivan & Cromwell, LLP(NYC) 125 Broad Street New York, NY 10004 (212)-558-4976 Fax: (212)-3338 Email: [email protected] ATTORNEY TO BE NOTICED

V.

Intervenor

Board of Governors of the Federal represented by Yvonne Facchina Mizusawa Reserve System

Board of Governors of The Federal 20th and C Streets, N.W. Reserve System [ Washington, DC 20551

20th and C Sts., N.W. Washington, DC 20551 (202) 452-3436 Fax: (202) 736-5615 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Intervenor

Federal Deposit Insurance Corporation represented by Thomas M. Clark Federal Deposit Insurance Company (NYC) 350 Fifth Avenue Suite 1200 New York, NY 10118 (917)-320-2855 Fax: (917)-320-2917 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas L Holzman Federal Deposit Insurance Corporation-Legal Division

3501 Fairfax Drive Arlington, VA 22226 (703) 562-2369 Fax: (703) 562-2477 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Date Filed # Docket Text

11/05/2008 1 NOTICE OF REMOVAL from Supreme Court, County of New York. Case Number: 602830-08. (Filing Fee $ 350.00, Receipt Number 668068).Document filed by John C. Gerspach, Sanford I. Weill, C. Michael Armstrong, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck.(mbe) (Additional attachment(s) added on 11/12/2008: # 1 Exhibit) (rdz). (Entered: 11/10/2008)

11/05/2008 CASE REFERRED TO Judge Sidney H. Stein as possibly related to 1:07-cv-9901. (mbe) (Entered: 11/10/2008)

11/05/2008 Case Designated ECF. (mbe) (Entered: 11/10/2008)

11/05/2008 2 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by CitiGroup, Inc..(mbe) (rdz). (Entered: 11/10/2008)

11/10/2008 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney for noncompliance with Section (14.3) of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document 1 Notice of Removal,, 2 Rule 7.1 Corporate Disclosure Statement to: [email protected] . (mbe) (Entered: 11/10/2008)

11/14/2008 3 NOTICE OF APPEARANCE by John Patrick Coffey on behalf of Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Coffey, John) (Entered: 11/14/2008)

11/14/2008 4 NOTICE OF APPEARANCE by Gerald Harlan Silk on behalf of Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Silk, Gerald) (Entered: 11/14/2008)

11/14/2008 5 NOTICE OF APPEARANCE by Mark Lebovitch on behalf of Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Lebovitch, Mark) (Entered: 11/14/2008)

11/14/2008 6 NOTICE OF APPEARANCE by Kurt Michael Hunciker on behalf of Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Hunciker, Kurt) (Entered: 11/14/2008)

11/14/2008 7 CERTIFICATE OF SERVICE of Notices of Appearance served on All defendants on 11/14/2007. Service was made by ECF/Mail. Document filed by Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System. (Hunciker, Kurt) (Entered: 11/14/2008)

11/17/2008

11/18/2008

8 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and among theundersigned counsel for the parties herein, that: (1) Defendants do not waive, and specifically reserve, all available defenses, Objections and arguments; 2. Defendants' time to answer, move against, or otherwise respond to the complaint shall be extended to at least 30 days after the date upon which the Court enters an order adjudicating any motion for remand. All other provisions as set forth in this order. So Ordered (Signed by Judge William H. Pauley, III on 11/17/08) (js) (Additional attachment(s) added on 11/19/2008: # 1 Stipulation and Order) (ae). (Entered: 11/18/2008)

9 AFFIDAVIT OF SERVICE of NOTICE OF REMOVAL, CIVIL COVER SHEET and CORPORATE DISCLOSURE STATEMENT. served on GERALD H. SILK, ESQ. on November 5, 2008,. Document filed by John C. Gerspach, Sanford I. Weill, C. Michael Armstrong, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck. (Karp, Brad) (Entered: 11/18/2008)

12/10/2008 10 STIPULATION AND ORDER It is hereby stipulated and agreed subject to the approval of the court as follows: The Louisiana Firefighters' Action and the Minneapolis Firefighters' Action shall be identified as related to The Consolidated Action and, subject to the supervision and authority of Lead Plaintiff's and Lead Counsel, shall be coordinated with the Consolidated Action for all pre-trial purposes, pursuant to Case Management Order No. 1. The Bond Actions shall be consolidated and the docket number of the Louisiana Firefighters Action, Case No. 08 Civ. 9522, constitute the Master File number for the Bond Actions and any similar actions filed subsequently (the :Consolidated Bond Action) The Consolidated Bond Action shall be referred to as In Re: Citigroup Inc. Bond Litigation. All documents shall be failed in the Master File and noted on the Master Docket. No further docket need be made. The authority of Lead Plaintiffs and Lead Counsel in the Consolidated Action shall include the Consolidated Bond Action entries. Notwithstanding the provisions of Paragraph 6 in Case Management Order No. I, Bond Plaintiffs and their counsel, the law firm Bernstein Litowitz Berger & Grossmann LLP ("Bond Counsel"), shall, subject to the supervision and authority, of Lead Plaintiffs and Lead Counsel, be responsible for prosecuting all claims on behalf of investors in Citigroup Notes or other debt securities (collectively, "Citigroup Bonds") and preferred stock or, depository shares representing interests in preferred stock issued by Citigroup or its affiliates (collectively, "Citigroup Preferred Stock"). Notwithstanding the provisions of Paragraphs 6 and 9 in Case Management Order No. 1, Bond Counsel shall, subject to the supervision and authority of Lead Plaintiffs and Lead Counsel, file a consolidated complaint in the Bond Action (the "Consolidated Bond Action Complaint"), which shall be the operative complaint on behalf of Citigroup Bonds and CitiGroup Preferred Stock class members on or before December 15, 2008. Defendants in the Consolidated Bond Action shall file their response(s) to the Consolidated Bond Action Complaint on or before February 6, 2009. If Defendants in the Consolidated Bond Action move to dismiss the Consolidated Bond Action Complaint, Plaintiffs shall respond on or before March 23, 2009 and Defendants shall reply on or before April 13, 2009. No Defendants shall be required to answer, move or otherwise respond to, and all Defendants are hereby expressly relieved from answering, moving or otherwise responding to, the complaints in the Louisiana Sheriffs' Action and the Minneapolis

Firefighters' Action. (Signed by Judge Sidney H. Stein on 12/10/08) Filed In Associated Cases: 1:08-cv-09522-UA, 1:08-cv-10353-UA(mme) Modified on 12/11/2008 (mme). Modified on 1/17/2009 (mme). (Entered: 12/10/2008)

12/10/2008 Set/Reset Deadlines: Replies due by 4/13/2009. Responses due by 3/23/2009 (mme) (Entered: 01/17/2009)

12/12/2008

12/12/2008

CASE ACCEPTED AS RELATED. Create association to 1:07-cv-09901-SHS. Notice of Assignment to follow. (laq) (Entered: 12/23/2008)

12 NOTICE OF CASE ASSIGNMENT to Judge Sidney H. Stein. Judge Unassigned is no longer assigned to the case. (laq) (Entered: 12/23/2008)

Magistrate Judge Frank Maas is so designated. (laq) (Entered: 12/23/2008)

11 ORDER: IT IS HEREBY ORDERED THAT plaintiffs' "Consolidated Bond Action

12/12/2008

12/16/2008

01/15/2009 14

Complaint" is due January 15, 2009. Defendants must answer, move, or otherwise respond to the Consolidated Bond Action Complaint on or before February 16, 2009. If defendants move to dismiss, plaintiffs' response is due March 16, 2009. Defendants' reply is due April 1, 2009. (Signed by Judge Sidney H. Stein on 12/15/2008) (jfe) (Entered: 12/16/2008)

CONSOLIDATED AMENDED CLASS ACTION COMPLAINT against Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, A.G. Edwards & Sons, Inc., ABN AMRO Inc., Apex Pryor Securities, B.C. Ziegler and Company, Barclays Bank PLC, BB&T Capital Markets, Blaylock Robert Van, LLC, BNP Paribas Securities Corp., C.L. King & Associates, Inc., Charles Schwab & Co., Citigroup Global Markets Limited, Comerica Securities Inc., John C. Gerspach, C. Michael Armstrong, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., SBK-Brooks Investment Corp., Utendahl Capital Partners, L.P., Loop Capital Markets LLC, Toussaint Capital Markets, LLC, Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc., Jackson Securities LLC, The Williams Capital Group, L.P., Castleoak Securities, L.P., Guzman & Co., Charles Prince, Cabrera Capital Markets, LLC, Samuel A. Ramirez & CO., Inc., Muriel Siebert & Co., ING Belgium, SA, Danske Bank A/S, Fortis Bank NV-SA, Sallie L. Krawcheck.Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority, American European Insurance Company, Minneapolis Firefighters' Relief Association, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System.(dle) (Additional attachment(s) added on 3/5/2009: # 1 exhibits) (ama). (Entered: 01/21/2009)

01/16/2009 13 NOTICE OF APPEARANCE by Steven B. Singer on behalf of Minneapolis

Firefighters' Relief Association, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Singer, Steven) (Entered: 01/16/2009)

02/06/2009 15 NOTICE OF APPEARANCE by John James Rizio-Hamilton on behalf of Minneapolis Firefighters' Relief Association, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Rizio-Hamilton, John) (Entered: 02/06/2009)

02/06/2009 16 STIPULATION PERMITTING FILING OF AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND EXTENDING DEADLINE: IT IS HEREBY STIPULATED AND AGREED as follows by and among the undersigned counsel for the parties: The Securities Plaintiff shall be permitted to file an Amended Consolidated Class Action Complaint in the Citigroup Securities Litigation to account for "recent events": Feb. 20, 2009. Defendant shall have until Mar. 13, 2009 to answer, move against, or otherwise respond to the Amended Securities Complaint; the Securities Plaintiffs shall have until Apr. 24, 2009 to oppose any such motion against the Amended Securities Complaint; and Defendants shall have until May 13, 2009 to submit a reply on any such motion. The Defendants' time to answer, move against or otherwise respond to theAmended Bond Complaint in the Citigroup Bond Litigation shall be extended from February 16, 2009 to Mar. 13, 2009. The Plaintiffs in the Citigroup Bond Litigation (the "Bond Plaintiffs") shall have until Apr. 24, 2009 to oppose any motion against the Amended Bond Complaint, and Defendants shall have until May 13, 2009 to reply on such motion. IT IS FURTHER STIPULATED AND AGREED that nothing herein shallbe deemed to constitute a waiver of any defenses in these actions. Defendants reserve allarguments and defenses in these actions. (Signed by Judge Sidney H. Stein on 2/6/2009) (jfe) Modified on 2/24/2009 (jfe). (Entered: 02/09/2009)

02/11/2009 17 NOTICE OF APPEARANCE by Sharan Nirmul on behalf of City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority (Nirmul, Sharan) (Entered: 02/11/2009)

02/12/2009 18 SUMMONS RETURNED EXECUTED. Goldman Sachs & Co. served on 2/10/2009, answer due 3/2/2009. Service was accepted by Joanna M. Lane. Document filed by Minneapolis Firefighters' Relief Association; Louisiana Sheriffs' Pension and Relief Fund; Louisiana Municipal Police Employees' Retirement System. (Rizio-Hamilton, John) (Entered: 02/12/2009)

02/12/2009 19 SUMMONS RETURNED EXECUTED. Samuel A. Ramirez & CO., Inc. served on 2/12/2009, answer due 3/4/2009. Service was accepted by John V. Kick, Executive VP/CFP. Document filed by Minneapolis Firefighters' Relief Association; Louisiana Sheriffs' Pension and Relief Fund; Louisiana Municipal Police Employees' Retirement System. (Rizio-Hamilton, John) (Entered: 02/12/2009)

02/12/2009 20 SUMMONS RETURNED EXECUTED. A.G. Edwards & Sons, Inc. served on 2/10/2009, answer due 3/2/2009. Service was accepted by N'Jelle Murphy of Skadden Arps Slate Meagher & Flom LLP. Document filed by Minneapolis Firefighters' Relief Association; Louisiana Sheriffs' Pension and Relief Fund; Louisiana Municipal Police Employees' Retirement System. (Rizio-Hamilton, John) (Entered: 02/12/2009)

02/12/2009

21 SUMMONS RETURNED EXECUTED. ABN AMRO Inc. served on 2/10/2009, answer due 3/2/2009; Apex Pryor Securities served on 2/10/2009, answer due 3/2/2009; B.C. Ziegler and Company served on 2/10/2009, answer due 3/2/2009; Barclays Bank PLC served on 2/10/2009, answer due 3/2/2009; BB&T Capital Markets served on 2/10/2009, answer due 3/2/2009; Blaylock Robert Van, LLC served on 2/10/2009, answer due 3/2/2009; BNP Paribas Securities Corp. served on 2/10/2009, answer due 3/2/2009; C.L. King & Associates, Inc. served on 2/10/2009, answer due 3/2/2009; Charles Schwab & Co. served on 2/10/2009, answer due 3/2/2009; Citigroup Global Markets Limited served on 2/10/2009, answer due 3/2/2009; Comerica Securities Inc. served on 2/10/2009, answer due 3/2/2009; Credit Suisse Securities (Europe) Limited served on 2/10/2009, answer due 3/2/2009; Crowell, Weedon & Co. served on 2/10/2009, answer due 3/2/2009; D.A. Davidson & Co. served on 2/10/2009, answer due 3/2/2009; Davenport & Company LLC served on 2/10/2009, answer due 3/2/2009; Doley Securities, LLC served on 2/10/2009, answer due 3/2/2009; Ferris, Baker, Watts, Inc. served on 2/10/2009, answer due 3/2/2009; Fidelity Capital Markets served on 2/10/2009, answer due 3/2/2009; Advisors Asset Management, Inc. served on 2/10/2009, answer due 3/2/2009; H&R Block Financial Advisers Inc. served on 2/10/2009, answer due 3/2/2009; HSBC Securities (USA) Inc. served on 2/10/2009, answer due 3/2/2009; ING Belgium, SA served on 2/10/2009, answer due 3/2/2009; J.J.B. Hilliard, W.L. Lyons, Inc. served on 2/10/2009, answer due 3/2/2009; J.P. Morgan Securities Inc. served on 2/10/2009, answer due 3/2/2009; Janney Montgomery Scott LLC served on 2/10/2009, answer due 3/2/2009; Jeffries & Company, Inc. served on 2/10/2009, answer due 3/2/2009; Keefe, Bruyette & Woods, Inc. served on 2/10/2009, answer due 3/2/2009; KeyBanc Capital Markets served on 2/10/2009, answer due 3/2/2009; Melvin Securities, L.L.C. served on 2/10/2009, answer due 3/2/2009; Merrill Lynch, Pierce, Fenner & Smith Inc. served on 2/10/2009, answer due 3/2/2009; Mesirow Financial, Inc. served on 2/10/2009, answer due 3/2/2009; Morgan Keegan & Company, Inc. served on 2/10/2009, answer due 3/2/2009; Morgan Stanley & Co. Inc. served on 2/10/2009, answer due 3/2/2009; nabCapital Securities, LLC served on 2/10/2009, answer due 3/2/2009; Oppenheimer & CO. Inc. served on 2/10/2009, answer due 3/2/2009; Pershing LLC served on 2/10/2009, answer due 3/2/2009; Piper Jaffray & Co. served on 2/10/2009, answer due 3/2/2009; Raymond James & Associates, Inc. served on 2/10/2009, answer due 3/2/2009; RBC Capital Markets Corporation served on 2/10/2009, answer due 3/2/2009; RBC Dain Rauscher Inc. served on 2/10/2009, answer due 3/2/2009; Robert W. Baird & Co. Inc. served on 2/10/2009, answer due 3/2/2009; Ryan Beck & Co., Inc. served on 2/10/2009, answer due 3/2/2009; Sandler O'Neill & Partners, L.P. served on 2/10/2009, answer due 3/2/2009; Stifel, Nicolaus & Company, Inc. served on 2/10/2009, answer due 3/2/2009; Stone & Youngberg LLC served on 2/10/2009, answer due 3/2/2009; Suntrust Capital Markets, Inc. served on 2/10/2009, answer due 3/2/2009; TD Ameritrade, Inc. served on 2/10/2009, answer due 3/2/2009; TD Securities (USA) LLC served on 2/10/2009, answer due 3/2/2009; The Royal Banc of Scotland plc served on 2/10/2009, answer due 3/2/2009; UBS Limited served on 2/10/2009, answer due 3/2/2009; Wachovia Capital Securities, LLC served on 2/10/2009, answer due 3/2/2009; Wedbush Morgan Securities Inc. served on 2/10/2009, answer due 3/2/2009; Wells Fargo Investments, LLC served on 2/10/2009, answer due 3/2/2009; William Blair & Company L.L.C. served on 2/10/2009, answer due 3/2/2009; Citigroup Global Markets Inc. served on 2/10/2009, answer due 3/2/2009; JPMorgan Chase & Co. served on 2/10/2009, answer due 3/2/2009; UBS Securities LLC served on 2/10/2009, answer due 3/2/2009; Banc of America

02/17/2009

03/09/2009

03/09/2009

Securities LLC served on 2/10/2009, answer due 3/2/2009; Barclays Capital Inc. served on 2/10/2009, answer due 3/2/2009; Deutsche Bank Securities Inc. served on 2/10/2009, answer due 3/2/2009; SBK-Brooks Investment Corp. served on 2/10/2009, answer due 3/2/2009; Utendahl Capital Partners, L.P. served on 2/10/2009, answer due 3/2/2009; Loop Capital Markets LLC served on 2/10/2009, answer due 3/2/2009; Toussaint Capital Markets, LLC served on 2/10/2009, answer due 3/2/2009; Credit Suisse Securities (USA) LLC served on 2/10/2009, answer due 3/2/2009; Greenwich Capital Markets Inc. served on 2/10/2009, answer due 3/2/2009; Jackson Securities LLC served on 2/10/2009, answer due 3/2/2009; The Williams Capital Group, L.P. served on 2/10/2009, answer due 3/2/2009; Castleoak Securities, L.P. served on 2/10/2009, answer due 3/2/2009; Guzman & Co. served on 2/10/2009, answer due 3/2/2009; Cabrera Capital Markets, LLC served on 2/10/2009, answer due 3/2/2009; Muriel Siebert & Co. served on 2/10/2009, answer due 3/2/2009; Danske Bank A/S served on 2/10/2009, answer due 3/2/2009; Fortis Bank NV-SA served on 2/10/2009, answer due 3/2/2009. Service was accepted by N'jelle Murphy of Skadden Arps Slate Meagher & Flom LLP. Document filed by Minneapolis Firefighters' Relief Association; Louisiana Sheriffs' Pension and Relief Fund; Louisiana Municipal Police Employees' Retirement System. (Rizio-Hamilton, John) (Entered: 02/12/2009)

22 STIPULATION AND ORDER DISMISSING TOLLED UNDERWRITERS WITHOUT PREJUDICE It is hereby stipulated and agreed that the Tolled Underwriters are dismissed without prejudice pursuant to Fed. R. Civ. P. 41 (a) (2), solely for the purposes of allowing the Tolling Agreement between the Bond Plaintiffs and Additional Plaintiffs and the Tolled Underwriters to take effect; and The dismissal of the Tolled Underwriters shall under no circumstances be considered a first voluntary dismissal pursuant to Fed. R. Civ. P. 41 (a) (1). (Signed by Judge Sidney H. Stein on 2/17/09) (mme) (Entered: 02/17/2009)

23 NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc. (Kasner, Jay) (Entered: 03/09/2009)

24 NOTICE OF APPEARANCE by George Abraham Zimmerman on behalf of Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc. (Zimmerman, George) (Entered: 03/09/2009)

03/10/2009 25 MOTION for David Kessler to Appear Pro Hac Vice. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(dle) (Entered: 03/11/2009)

03/10/2009 26 MOTION for Benjamin J. Sweet to Appear Pro Hac Vice. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(dle) (Entered: 03/11/2009)

03/10/2009 27 MOTION for Jennifer L. Keeney to Appear Pro Hac Vice. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(dle) (Entered: 03/11/2009)

03/10/2009 29 MOTION for Richard R. Russo to Appear Pro Hac Vice. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(dle) (Entered: 03/11/2009)

03/11/2009 28 MOTION for Andrew L. Zivitz to Appear Pro Hac Vice. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(dle) (Entered: 03/11/2009)

03/12/2009 30 ENDORSED LETTER addressed to Judge Sidney H. Stein from Susanna M. Buergel dated 3/10/09 re: Counsel requests leave to file a brief not to exceed 75 pages In re Citigroup Inc. Securities Litigation. Plaintiffs consent to this page extension, subject to defendants consent to a similar page extension for plaintiffs opposition brief to defendants motion to dismiss. Counsel also requests leave of the Court to file a brief not to exceed 70 pages in In re Citigroup Inc Bond Litigation. ENDORSEMENT: So ordered. (Signed by Judge Sidney H. Stein on 3/11/09) (mme) (Entered: 03/12/2009)

03/12/2009 31 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting (29) Motion for Richard R. Russo to Appear Pro Hac Vice in case 1:08-cv-09522- SHS. (Signed by Judge Sidney H. Stein on 3/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009)

03/12/2009 32 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting (28) Motion for Andrew L. Zivitz to Appear Pro Hac Vice in case 1:08-cv-09522- SHS. (Signed by Judge Sidney H. Stein on 3/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009)

03/12/2009 33 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting (27) Motion for Jennifer L. Keeney to Appear Pro Hac Vice in case 1:08-cv-09522- SHS. (Signed by Judge Sidney H. Stein on 3/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009)

03/12/2009 34 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting (26) Motion for Benjamin J. Sweet to Appear Pro Hac Vice in case 1:08-cv-09522- SHS. (Signed by Judge Sidney H. Stein on 3/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009)

03/12/2009 35 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting (25) Motion for David Kessler to Appear Pro Hac Vice in case 1:08-cv-09522-SHS. (Signed by Judge Sidney H. Stein on 3/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009)

03/12/2009 Transmission to Attorney Admissions Clerk. Transmitted re: (32 in 1:08-cv-09522- SHS, 13 in 1:08-cv-10353-SHS) Order on Motion to Appear Pro Hac Vice, (15 in 1:08-cv-10353-SHS, 34 in 1:08-cv-09522-SHS) Order on Motion to Appear Pro Hac Vice, (33 in 1:08-cv-09522-SHS, 14 in 1:08-cv-10353-SHS) Order on Motion to Appear Pro Hac Vice, (16 in 1:08-cv-10353-SHS, 35 in 1:08-cv-09522-SHS) Order on

Motion to Appear Pro Hac Vice, (12 in 1:08-cv-10353-SHS, 31 in 1:08-cv-09522- SHS) Order on Motion to Appear Pro Hac Vice,, to the Attorney Admissions Clerk for updating of Attorney Information. Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009)

03/13/2009 36 NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Citigroup Capital XVIII (Karp, Brad) (Entered: 03/13/2009)

03/13/2009 37 NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Citigroup Capital XVIII (Rosen, Richard) (Entered: 03/13/2009)

03/13/2009 38 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Citigroup Inc. as Corporate Parent. Document filed by Citigroup Capital XVIII.(Rosen, Richard) (Entered: 03/13/2009)

03/13/2009 39 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Bank Of America Corporation, Barclays PLC, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., The Royal Bank Of Scotland Group plc, JPMorgan Chase & Co., Morgan Stanley, UBS AG, Wells Fargo & Company as Corporate Parent. Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc..(Kasner, Jay) (Entered: 03/13/2009)

03/13/2009 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint . Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc..(Kasner, Jay) (Entered: 03/13/2009)

03/13/2009

03/13/2009

41 MEMORANDUM OF LAW in Support re: 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc.. (Kasner, Jay) (Entered: 03/13/2009)

42 DECLARATION of Gary J. Hacker in Support re: 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Kasner, Jay) (Entered: 03/13/2009)

03/13/2009 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION

03/13/2009

03/13/2009

COMPLAINT . Document filed by John C. Gerspach, C. Michael Armstrong, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck.(Rosen, Richard) (Entered: 03/13/2009)

44 MEMORANDUM OF LAW in Support re: 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT .. Document filed by John C. Gerspach, C. Michael Armstrong, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck. (Rosen, Richard) (Entered: 03/13/2009)

45 DECLARATION of RICHARD A. ROSEN, ESQ. in Support re: 43 MOTION to I Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT .. Document filed by John C. Gerspach, C. Michael Armstrong, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32)(Rosen, Richard) (Entered: 03/13/2009)

03/19/2009 CASHIERS OFFICE REMARK on 26 Motion to Appear Pro Hac Vice, 28 Motion to Appear Pro Hac Vice, 29 Motion to Appear Pro Hac Vice, 27 Motion to Appear Pro Hac Vice, 25 Motion to Appear Pro Hac Vice, in the amount of $125.00, paid on 03/10/2009, Receipt Number 680845. (jd) (Entered: 03/19/2009)

04/22/2009 46 ENDORSED LETTER addressed to Judge Sidney H. Stein from Steven B. Singer dated 4/17/2009 re: Counsel request leave of Court to file a single brief in opposition to both motions to dismiss, and that such brief be up to 80 pages in length.

ENDORSEMENT: So Ordered. (Signed by Judge Sidney H. Stein on 4/20/2009) (jfe) (Entered: 04/23/2009)

04/24/2009

05/12/2009

05/13/2009

47 MEMORANDUM OF LAW in Opposition re: 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT ., 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Minneapolis Firefighters' Relief Association, City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority, American European Insurance Company, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System. (Singer, Steven) (Entered: 04/24/2009)

48

DECLARATION of Steven B. Singer in Opposition re: 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT ., 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Minneapolis Firefighters' Relief Association, City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority, American European Insurance Company, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13)(Singer, Steven) (Entered: 04/24/2009)

49 ORDER: THEREFORE, IT IS HEREBY ORDERED as follows: 1. The Buckingham and Chen Actions shall be consolidated with the Bond Action for all purposes, and shall be subject to the authority of Lead Plaintiffs and Lead Counsel in the Consolidated Action. All documents in these actions shall be filed in the Master File and noted on the Master Docket. No further docket entries need to be made. So Ordered. (Signed by Judge Sidney H. Stein on 5/7/09) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:09-cv-02355-SHS, 1:09-cv-02402-SHS(js) (Entered: 05/07/2009)

50 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED by the undersigned counsel for each of the parties herein that the page limit for the Citigroup Defendants' and the Individual Defendants' Reply Memorandum of Law in Further Support of Their Motion To Dismiss the Consolidated Amended Class Action Complaint should be enlarged to 25 pages. (Signed by Judge Sidney H. Stein on 5/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS, 1:09- cv-02355-SHS, 1:09-cv-02402-SHS(jfe) (Entered: 05/12/2009)

51 REPLY MEMORANDUM OF LAW in Support re: 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT .. Document filed by John C. Gerspach, C. Michael Armstrong, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin,

04/24/2009

05/07/2009

05/13/2009 54

Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck. (Rosen, Richard) (Entered: 05/13/2009)

REPLY MEMORANDUM OF LAW in Support re: 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc.. (Kasner, Jay) (Entered: 05/13/2009)

DECLARATION of Jay B. Kasner in Support re: 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Kasner, Jay) (Entered: 05/13/2009)

DECLARATION of Richard A. Rosen in Support re: 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT .. Document filed by John C. Gerspach, C. Michael Armstrong, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck. (Attachments: # 1 Exhibit 33, # 2 Exhibit 34, # 3 Exhibit 35, # 4 Exhibit 36, # 5 Exhibit 37, # 6 Exhibit 38)(Rosen, Richard) (Entered: 05/13/2009)

05/13/2009

52

05/13/2009

53

06/17/2009 55 NOTICE of Attorney Name Change. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Keeney, Jennifer) (Entered: 06/17/2009)

08/21/2009 56 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... that pursuant to 28 U.S.C. 1407, the action(s) listed... and pending... be, and the same hereby are, transferred to the Southern District of New York and, with consent of that court, assigned to the Honorable Sidney H. Stein, for coordinated or consolidated pretrial proceedings with the actions pending in that district. (Signed by MDL Panel on 8/7/09) (ldi) (Entered: 08/21/2009)

08/21/2009 CASE ACCEPTED AS RELATED. Create association to 1:09-md-02070-SHS. (ldi) (Entered: 08/21/2009)

08/21/2009 CONSOLIDATED MDL CASE: Create association to 1:09-md-02070-SHS. (ldi) (Entered: 08/21/2009)

08/31/2009 57 ORDER. For the reasons set forth above, IT IS HEREBY ORDERED THAT: (1). Pellegrini v. Citigroup Inc., 09 Civ. 3669, is consolidated with In re Citigroup Inc. Bond Litigation, 08 Civ. 9522, for all purposes and pursuant to the terms of this Court's previous orders of consolidation. (See Stip. & Order, Dec. 10, 2008 (08 Civ. 9522); Order of Consol., May 7, 2009 (08 Civ. 9522); see also Stip. & Order, June 16, 2009 (09 Civ. 3669) (2). Asher v. Citigroup Inc., 09 Civ. 4485, is consolidated with In re Citigroup Inc. Bond Litigation, 08 Civ. 9522, for all purposes and pursuant to the terms of this Court's previous orders of consolidation. (See Stip. & Order, Dec. 10, 2008 (08 Civ. 9522); Order of Consol. May 7, 2009 (08 Civ. 9522); see also Stip. & Order, June 26, 2009 (09 Civ. 4485). (3) The requests made in the May 18, 2009 letter of Joseph P. Guglielmo, plaintiffs' counsel in Asher, for the designation of a subclass, for the appointment of Mr. Guglielmo's firm as an additional lead counsel, and for leave to pursue separate claims against KPMG are denied. (Signed by Judge Sidney H. Stein on 8/28/09) (djc) (Entered: 08/31/2009)

12/30/2009 58 NOTICE OF CHANGE OF ADDRESS by Joseph Peter Guglielmo on behalf of Lionel Asher, Mary J. Asher. New Address: SCOTT+SCOTT LLP, 500 FIFTH AVENUE, 40TH FLOOR, NEW YORK, NY, 10110, 212-223-6444. (Guglielmo, Joseph) (Entered: 12/30/2009)

07/12/2010 59 OPINION AND ORDER, #99176 that because the Court finds that plaintiffs have standing to raise Section 11 and 15 claims and state plausible claims to relief pursuant to those sections insofar as they allege misstatements respecting (1) Citigroups CDO holdings, (2) the credit quality of Citigroup's SIV holding once those holdings were consolidated in December 2007-i.e., the "post-consolidation statements," (3) Citigroup's loan loss reserves, (4) Citigroup' s "well capitalized" status, and (5) Citigroup's compliance with GAAP as set forth more fully above, defendants' motions to dismiss are denied with respect to those claims as raised in counts I, II, III, VI, and VII of the complaint. Defendants' motions to dismiss are granted with respect to all of plaintiffs Section 12 claims as raised in counts IV and V well as plaintiffs' Section 11 claims insofar as they allege misstatements respecting (1 ) Citigroup's exposure to its SIV holdings before those holdings were consolidated in December 2007-i.e., the "pre-consolidation" statements, and (2) Citigroup's ARS exposure. (Signed by Judge Sidney H. Stein on 7/12/10) (pl) . Modified on 7/14/2010 (ajc). (Entered: 07/12/2010)

07/23/2010 60 STIPULATION AND ORDER EXTENDING DEFENDANTS' TIME TO ANSWER THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT, A.G. Edwards & Sons, Inc. answer due 9/10/2010; ABN AMRO Inc. answer due 9/10/2010; Advisors Asset Management, Inc. answer due 9/10/2010; Apex Pryor Securities answer due 9/10/2010; C. Michael Armstrong answer due 9/10/2010; B.C. Ziegler and Company answer due 9/10/2010; BB&T Capital Markets answer due 9/10/2010; BNP Paribas Securities Corp. answer due 9/10/2010; Banc of America Securities LLC answer due 9/10/2010; Barclays Bank PLC answer due 9/10/2010; Barclays Capital Inc. answer due 9/10/2010; Alain J.P. Belda answer due 9/10/2010; Winfried Bischoff answer due 9/10/2010; Blaylock Robert Van, LLC answer due 9/10/2010; C.L. King & Associates, Inc. answer due 9/10/2010; Cabrera Capital Markets, LLC answer due 9/10/2010; Castleoak Securities, L.P. answer due 9/10/2010; Charles Schwab & Co. answer due 9/10/2010; CitiGroup, Inc. answer due 9/10/2010; Citigroup Capital XIV answer due 9/10/2010; Citigroup Capital XIX answer due 9/10/2010; Citigroup Capital XV answer due 9/10/2010; Citigroup Capital XVI answer due 9/10/2010; Citigroup Capital XVII answer due 9/10/2010; Citigroup Capital XVIII answer due

9/10/2010; Citigroup Capital XX answer due 9/10/2010; Citigroup Capital XXI answer due 9/10/2010; Citigroup Funding, Inc. answer due 9/10/2010; Citigroup Global Markets Inc. answer due 9/10/2010; Citigroup Global Markets Limited answer due 9/10/2010; Comerica Securities Inc. answer due 9/10/2010; Michael Conway answer due 9/10/2010; Credit Suisse Securities (Europe) Limited answer due 9/10/2010; Credit Suisse Securities (USA) LLC answer due 9/10/2010; Gary Crittenden answer due 9/10/2010; Crowell, Weedon & Co. answer due 9/10/2010; D.A. Davidson & Co. answer due 9/10/2010; Danske Bank A/S answer due 9/10/2010; Davenport & Company LLC answer due 9/10/2010; George David answer due 9/10/2010; Kenneth T. Derr answer due 9/10/2010; John M. Deutch answer due 9/10/2010; Deutsche Bank Securities Inc. answer due 9/10/2010; Doley Securities, LLC answer due 9/10/2010; Ferris, Baker, Watts, Inc. answer due 9/10/2010; Fidelity Capital Markets answer due 9/10/2010; Fortis Bank NV-SA answer due 9/10/2010; Scott Freidenrich answer due 9/10/2010; James Garnett answer due 9/10/2010; John C. Gerspach answer due 9/10/2010; Goldman Sachs & Co. answer due 9/10/2010; Greenwich Capital Markets Inc. answer due 9/10/2010; Guzman & Co. answer due 9/10/2010; H&R Block Financial Advisers Inc. answer due 9/10/2010; HSBC Securities (USA) Inc. answer due 9/10/2010; ING Belgium, SA answer due 9/10/2010; J.J.B. Hilliard, W.L. Lyons, Inc. answer due 9/10/2010; J.P. Morgan Securities Inc. answer due 9/10/2010; JPMorgan Chase & Co. answer due 9/10/2010; Jackson Securities LLC answer due 9/10/2010; Janney Montgomery Scott LLC answer due 9/10/2010; Jeffries & Company, Inc. answer due 9/10/2010; Ann Dibble Jordan answer due 9/10/2010; Keefe, Bruyette & Woods, Inc. answer due 9/10/2010; KeyBanc Capital Markets answer due 9/10/2010; Klaus Kleinfeld answer due 9/10/2010; Sallie L. Krawcheck answer due 9/10/2010; Andrew N. Liveris answer due 9/10/2010; Loop Capital Markets LLC answer due 9/10/2010; Dudley C. Mecum answer due 9/10/2010; Melvin Securities, L.L.C. answer due 9/10/2010; Merrill Lynch, Pierce, Fenner & Smith Inc. answer due 9/10/2010; Mesirow Financial, Inc. answer due 9/10/2010; Morgan Keegan & Company, Inc. answer due 9/10/2010; Morgan Stanley & Co. Inc. answer due 9/10/2010; Ann M. Mulcahy answer due 9/10/2010; Muriel Siebert & Co. answer due 9/10/2010; Oppenheimer & CO. Inc. answer due 9/10/2010; Vikram Pandit answer due 9/10/2010; Richard D. Parsons answer due 9/10/2010; Pershing LLC answer due 9/10/2010; Piper Jaffray & Co. answer due 9/10/2010; Charles Prince answer due 9/10/2010; RBC Capital Markets Corporation answer due 9/10/2010; RBC Dain Rauscher Inc. answer due 9/10/2010; Roberto Hernandez Ramirez answer due 9/10/2010; Raymond James & Associates, Inc. answer due 9/10/2010; Robert W. Baird & Co. Inc. answer due 9/10/2010; Judith Rodin answer due 9/10/2010; Saul Rosen answer due 9/10/2010; Robert E. Rubin answer due 9/10/2010; Robert L. Ryan answer due 9/10/2010; Ryan Beck & Co., Inc. answer due 9/10/2010; SBK-Brooks Investment Corp. answer due 9/10/2010; Samuel A. Ramirez & CO., Inc. answer due 9/10/2010; Sandler O'Neill & Partners, L.P. answer due 9/10/2010; Stifel, Nicolaus & Company, Inc. answer due 9/10/2010; Stone & Youngberg LLC answer due 9/10/2010; Suntrust Capital Markets, Inc. answer due 9/10/2010; TD Ameritrade, Inc. answer due 9/10/2010; TD Securities (USA) LLC answer due 9/10/2010; The Royal Banc of Scotland plc answer due 9/10/2010; The Williams Capital Group, L.P. answer due 9/10/2010; Franklin A. Thomas answer due 9/10/2010; Toussaint Capital Markets, LLC answer due 9/10/2010; UBS Limited answer due 9/10/2010; UBS Securities LLC answer due 9/10/2010; Utendahl Capital Partners, L.P. answer due 9/10/2010; Wachovia Capital Securities, LLC answer due 9/10/2010; Wedbush Morgan Securities Inc. answer due 9/10/2010; Wells Fargo

Investments, LLC answer due 9/10/2010; Eric L. Wentzel answer due 9/10/2010; William Blair & Company L.L.C. answer due 9/10/2010; David Winkler answer due 9/10/2010; nabCapital Securities, LLC answer due 9/10/2010. (Signed by Judge Sidney H. Stein on 7/22/10) (cd) (Entered: 07/23/2010)

MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. Document filed by C. Michael Armstrong, Banc of America Securities LLC, Barclays Capital Inc., Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Michael Conway, Credit Suisse Securities (USA) LLC, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Deutsche Bank Securities Inc., Scott Freidenrich, James Garnett, John C. Gerspach, Goldman Sachs & Co., Greenwich Capital Markets Inc., JPMorgan Chase & Co., Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, UBS Securities LLC, Wachovia Capital Securities, LLC, Eric L. Wentzel, David Winkler.(Rosen, Richard) (Entered: 07/26/2010)

MEMORANDUM OF LAW in Support re: 61 MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,.. Document filed by C. Michael Armstrong, Banc of America Securities LLC, Barclays Capital Inc., Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Michael Conway, Credit Suisse Securities (USA) LLC, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Deutsche Bank Securities Inc., Scott Freidenrich, James Garnett, John C. Gerspach, Goldman Sachs & Co., Greenwich Capital Markets Inc., JPMorgan Chase & Co., Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, UBS Securities LLC, Wachovia Capital Securities, LLC, Eric L. Wentzel, David Winkler. (Rosen, Richard) (Entered: 07/26/2010)

DECLARATION of Richard A. Rosen in Support re: 61 MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,.. Document filed by C. Michael Armstrong, Banc of America Securities LLC, Barclays Capital Inc., Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII,

07/26/2010

61

07/26/2010

62

07/26/2010

63

Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Michael Conway, Credit Suisse Securities (USA) LLC, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Deutsche Bank Securities Inc., Scott Freidenrich, James Garnett, John C. Gerspach, Goldman Sachs & Co., Greenwich Capital Markets Inc., JPMorgan Chase & Co., Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, UBS Securities LLC, Wachovia Capital Securities, LLC, Eric L. Wentzel, David Winkler. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36, # 37 Exhibit 37, # 38 Exhibit 38, # 39 Exhibit 39, # 40 Exhibit 40, # 41 Exhibit 41, # 42 Exhibit 42, # 43 Exhibit 43, # 44 Exhibit 44, # 45 Exhibit 45, # 46 Exhibit 46, # 47 Exhibit 47, # 48 Exhibit 48, # 49 Exhibit 49)(Rosen, Richard) (Entered: 07/26/2010)

07/30/2010 64 NOTICE OF APPEARANCE by Matthew Leo Mustokoff on behalf of City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority (Mustokoff, Matthew) (Entered: 07/30/2010)

08/09/2010 65 MEMORANDUM OF LAW in Opposition re: 61 MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Municipal Police Employees' Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 08/09/2010)

08/16/2010 66 REPLY MEMORANDUM OF LAW in Support re: 61 MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,. MOTION for Reconsideration re; 59 Memorandum & Opinion,,,,.. Document filed by C. Michael Armstrong, Banc of America Securities LLC, Barclays Capital Inc., Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Michael Conway, Credit Suisse Securities (USA) LLC, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Deutsche Bank Securities Inc., Scott Freidenrich, James Garnett, John C. Gerspach, Goldman Sachs & Co., Greenwich

Capital Markets Inc., JPMorgan Chase & Co., Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, UBS Securities LLC, Wachovia Capital Securities, LLC, Eric L. Wentzel, David Winkler. (Rosen, Richard) (Entered: 08/16/2010)

08/17/2010 67 NOTICE OF APPEARANCE by John Christopher Browne on behalf of Louisiana Municipal Police Employees' Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Minneapolis Firefighters' Relief Association (Browne, John) (Entered: 08/17/2010)

08/30/2010 68 STIPULATION AND ORDER EXTENDING DEFENDANTS' TIME TO ANSWER THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT: The time for defendants to answer the Consolidated Amended Class Action Complaint shall be extended up to and including October 8, 2010. A.G. Edwards & Sons, Inc. answer due 10/8/2010; ABN AMRO Inc. answer due 10/8/2010; Advisors Asset Management, Inc. answer due 10/8/2010; Apex Pryor Securities answer due 10/8/2010; C. Michael Armstrong answer due 10/8/2010; B.C. Ziegler and Company answer due 10/8/2010; BB&T Capital Markets answer due 10/8/2010; BNP Paribas Securities Corp. answer due 10/8/2010; Banc of America Securities LLC answer due 10/8/2010; Barclays Bank PLC answer due 10/8/2010; Barclays Capital Inc. answer due 10/8/2010; Alain J.P. Belda answer due 10/8/2010; Winfried Bischoff answer due 10/8/2010; Blaylock Robert Van, LLC answer due 10/8/2010; C.L. King & Associates, Inc. answer due 10/8/2010; Cabrera Capital Markets, LLC answer due 10/8/2010; Castleoak Securities, L.P. answer due 10/8/2010; Charles Schwab & Co. answer due 10/8/2010; CitiGroup, Inc. answer due 10/8/2010; Citigroup Capital XIV answer due 10/8/2010; Citigroup Capital XIX answer due 10/8/2010; Citigroup Capital XV answer due 10/8/2010; Citigroup Capital XVI answer due 10/8/2010; Citigroup Capital XVII answer due 10/8/2010; Citigroup Capital XVIII answer due 10/8/2010; Citigroup Capital XX answer due 10/8/2010; Citigroup Capital XXI answer due 10/8/2010; Citigroup Funding, Inc. answer due 10/8/2010; Citigroup Global Markets Inc. answer due 10/8/2010; Citigroup Global Markets Limited answer due 10/8/2010; Comerica Securities Inc. answer due 10/8/2010; Michael Conway answer due 10/8/2010; Credit Suisse Securities (Europe) Limited answer due 10/8/2010; Credit Suisse Securities (USA) LLC answer due 10/8/2010; Gary Crittenden answer due 10/8/2010; Crowell, Weedon & Co. answer due 10/8/2010; D.A. Davidson & Co. answer due 10/8/2010; Danske Bank A/S answer due 10/8/2010; Davenport & Company LLC answer due 10/8/2010; George David answer due 10/8/2010; Kenneth T. Derr answer due 10/8/2010; John M. Deutch answer due 10/8/2010; Deutsche Bank Securities Inc. answer due 10/8/2010; Doley Securities, LLC answer due 10/8/2010; Ferris, Baker, Watts, Inc. answer due 10/8/2010; Fidelity Capital Markets answer due 10/8/2010; Fortis Bank NV-SA answer due 10/8/2010; Scott Freidenrich answer due 10/8/2010; James Garnett answer due 10/8/2010; John C. Gerspach answer due 10/8/2010; Goldman Sachs & Co. answer due 10/8/2010; Greenwich Capital Markets Inc. answer due 10/8/2010; Guzman & Co. answer due 10/8/2010; H&R Block Financial Advisers Inc. answer due 10/8/2010; HSBC Securities (USA) Inc. answer due 10/8/2010; ING Belgium, SA answer due 10/8/2010; J.J.B. Hilliard, W.L. Lyons, Inc. answer due 10/8/2010; J.P. Morgan Securities Inc. answer due 10/8/2010; JPMorgan Chase & Co. answer due 10/8/2010; Jackson Securities LLC answer due 10/8/2010; Janney

Montgomery Scott LLC answer due 10/8/2010; Jeffries & Company, Inc. answer due 10/8/2010; Ann Dibble Jordan answer due 10/8/2010; Keefe, Bruyette & Woods, Inc. answer due 10/8/2010; KeyBanc Capital Markets answer due 10/8/2010; Klaus Kleinfeld answer due 10/8/2010; Sallie L. Krawcheck answer due 10/8/2010; Andrew N. Liveris answer due 10/8/2010; Loop Capital Markets LLC answer due 10/8/2010; Dudley C. Mecum answer due 10/8/2010; Melvin Securities, L.L.C. answer due 10/8/2010; Merrill Lynch, Pierce, Fenner & Smith Inc. answer due 10/8/2010; Mesirow Financial, Inc. answer due 10/8/2010; Morgan Keegan & Company, Inc. answer due 10/8/2010; Morgan Stanley & Co. Inc. answer due 10/8/2010; Ann M. Mulcahy answer due 10/8/2010; Muriel Siebert & Co. answer due 10/8/2010; Oppenheimer & CO. Inc. answer due 10/8/2010; Vikram Pandit answer due 10/8/2010; Richard D. Parsons answer due 10/8/2010; Pershing LLC answer due 10/8/2010; Piper Jaffray & Co. answer due 10/8/2010; Charles Prince answer due 10/8/2010; RBC Capital Markets Corporation answer due 10/8/2010; RBC Dain Rauscher Inc. answer due 10/8/2010; Roberto Hernandez Ramirez answer due 10/8/2010; Raymond James & Associates, Inc. answer due 10/8/2010; Robert W. Baird & Co. Inc. answer due 10/8/2010; Judith Rodin answer due 10/8/2010; Saul Rosen answer due 10/8/2010; Robert E. Rubin answer due 10/8/2010; Robert L. Ryan answer due 10/8/2010; Ryan Beck & Co., Inc. answer due 10/8/2010; SBK-Brooks Investment Corp. answer due 10/8/2010; Samuel A. Ramirez & CO., Inc. answer due 10/8/2010; Sandler O'Neill & Partners, L.P. answer due 10/8/2010; Stifel, Nicolaus & Company, Inc. answer due 10/8/2010; Stone & Youngberg LLC answer due 10/8/2010; Suntrust Capital Markets, Inc. answer due 10/8/2010; TD Ameritrade, Inc. answer due 10/8/2010; TD Securities (USA) LLC answer due 10/8/2010; The Royal Banc of Scotland plc answer due 10/8/2010; The Williams Capital Group, L.P. answer due 10/8/2010; Franklin A. Thomas answer due 10/8/2010; Toussaint Capital Markets, LLC answer due 10/8/2010; UBS Limited answer due 10/8/2010; UBS Securities LLC answer due 10/8/2010; Utendahl Capital Partners, L.P. answer due 10/8/2010; Wachovia Capital Securities, LLC answer due 10/8/2010; Wedbush Morgan Securities Inc. answer due 10/8/2010; Wells Fargo Investments, LLC answer due 10/8/2010; Eric L. Wentzel answer due 10/8/2010; William Blair & Company L.L.C. answer due 10/8/2010; David Winkler answer due 10/8/2010; nabCapital Securities, LLC answer due 10/8/2010. (Signed by Judge Sidney H. Stein on 8/30/10) (db) (Entered: 08/30/2010)

09/30/2010 69 STIPULATION AND PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... So Ordered (Signed by Judge Sidney H. Stein on 9/30/2010) (js) (Entered: 10/01/2010)

09/30/2010 70 STIPULATION AND SCHEDULING ORDER: Amended Pleadings due by 12/30/2011. Motions due by 6/15/12. Responses due by 7/13/2012 Replies due by 7/27/2012. Deposition due by 5/18/2012. Discovery due by 12/16/11. So Ordered (Signed by Judge Sidney H. Stein on 9/30/2010) (js) Modified on 10/29/2010 (js). (Entered: 10/06/2010)

09/30/2010 Set Deadlines/Hearings: Discovery due by 12/16/2011. Motions due by 6/15/2012. Replies due by 7/27/12. (js) Modified on 10/29/2010 (js). (Entered: 10/29/2010)

10/08/2010 71 ANSWER to Amended Complaint. Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII,

12/15/2010

Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler.(Rosen, Richard) (Entered: 10/08/2010)

72 ANSWER to Amended Complaint. Document filed by Banc of America Securities LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Greenwich Capital Markets Inc., JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., UBS Securities LLC, Wachovia Capital Securities, LLC.(Kasner, Jay) (Entered: 10/08/2010)

73 NOTICE OF APPEARANCE by Kristin Ann Meister on behalf of Louisiana Municipal Police Employees' Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Minneapolis Firefighters' Relief Association (Meister, Kristin) (Entered: 10/20/2010)

74 MOTION for Elizabeth Lin to Appear Pro Hac Vice. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Municipal Police Employees' Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority.(mbe) (Entered: 12/17/2010)

10/08/2010

10/20/2010

12/21/2010 75 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION, granting 74 Motion for Elizabeth Lin to Appear Pro Hac Vice as counsel for Bond Plaintiffs and Court appointed Bond Counsel. (Signed by Judge Sidney H. Stein on 12/21/2010) (lnl) (Entered: 12/21/2010)

12/28/2010 CASHIERS OFFICE REMARK on 74 Motion to Appear Pro Hac Vice, in the amount of $25.00, paid on 12/15/2010, Receipt Number 923589. (jd) (Entered: 12/28/2010)

02/03/2011 76 NOTICE OF APPEARANCE by Sharon L. Schneier on behalf of C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler (Schneier, Sharon) (Entered: 02/03/2011)

02/03/2011 77 NOTICE OF APPEARANCE by Kevan Daniel Choset on behalf of C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup

Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler (Choset, Kevan) (Entered: 02/03/2011)

03/11/2011 78 MOTION to Certify Class. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority.(Singer, Steven) (Entered: 03/11/2011)

03/11/2011

03/11/2011

79 MEMORANDUM OF LAW in Support re: 78 MOTION to Certify Class. (Redacted) . Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 03/11/2011)

80 DECLARATION of Steven B.Singer in Support re: 78 MOTION to Certify Class.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23)(Singer, Steven) (Entered: 03/11/2011)

03/11/2011 81 SEALED DOCUMENT placed in vault.(mps) (Entered: 03/14/2011)

03/29/2011

04/21/2011

04/21/2011

82 ORDER: It is hereby ordered that defendants' motion for reconsideration is denied. So Ordered. (Signed by Judge Sidney H. Stein on 3/29/2011) (js) (Entered: 03/29/2011)

83 JOINT STIPULATION AND ORDER EXTENDING DEFENDANTS' TIME TO RESPOND TO PLAINTIFFS' MOTION FOR CLASS CERTIFICATION AND PLAINTIFF'S TIME TO REPLY: It is hereby Stipulated and agreed that the time for defendants to oppse plaintiffs' motion for class certification is extended until 5/13/11. the time for plaintiffs to file a reply in further support of the motion is extended until 6/10/2011. (Signed by Judge Sidney H. Stein on 4/20/2011) (jfe) (Entered: 04/21/2011)

Set/Reset Deadlines as to 78 MOTION to Certify Class.. Responses due by 5/13/2011 Replies due by 6/10/2011. (jfe) (Entered: 04/21/2011)

05/06/2011 84 NOTICE of Endorsement of Stipulation and Protective Order re: 69 Protective Order. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan,

Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Hunciker, Kurt) (Entered: 05/06/2011)

05/11/2011 85 ENDORSED LETTER addressed to Judge Sidney H. Stein from Brad S. Karp dated 5/10/2011 re: Counsel request permission to file an oversized memorandum of law, not to exceed 60 pages. ENDORSEMENT: A memorandum of up to 50 pages may be filed. So Ordered. (Signed by Judge Sidney H. Stein on 5/11/2011) (jfe) (Entered: 05/11/2011)

05/13/2011 86 MOTION to Compel. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority.(Singer, Steven) (Entered: 05/13/2011)

05/13/2011 87 MEMORANDUM OF LAW in Support re: 86 MOTION to Compel.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 05/13/2011)

05/13/2011 88 DECLARATION of John C. Browne in Support re: 86 MOTION to Compel.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Attachments: # 1 Exhibit A - J)(Singer, Steven) (Entered: 05/13/2011)

05/13/2011 89 CERTIFICATE OF SERVICE. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 05/13/2011)

05/13/2011 90 DECLARATION of Brad S. Karp in Opposition re: 78 MOTION to Certify Class.. Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36

Exhibit 36, # 37 Exhibit 37, # 38 Exhibit 38, # 39 Exhibit 39, # 40 Exhibit 40, # 41 Exhibit 41)(Karp, Brad) (Entered: 05/13/2011)

05/13/2011 91 MEMORANDUM OF LAW in Opposition re: 78 MOTION to Certify Class. (Redacted) . Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric

- L. Wentzel, David Winkler. (Karp, Brad) (Entered: 05/13/2011)



05/18/2011 94 ENDORSED LETTER addressed to Judge Sidney H. Stein from Brad S. Karp dated 5/18/2011 re: Requesting that the time for defendants to file their opposition to the motion be extended until June 6, 2011 and that the time for plaintiffs to file their reply to the motion be extended until June 20, 2011. ENDORSEMENT: So Ordered. (Signed by Judge Sidney H. Stein on 5/18/2011) (jpo) (Entered: 05/18/2011)

05/20/2011 95 ENDORSED LETTER addressed to Judge Sidney H. Stein from Steven B. Singer dated 5/19/2011 re: Requesting permission to file a reply brief of up to 35 pages. ENDORSEMENT: So Ordered. (Signed by Judge Sidney H. Stein on 5/20/2011) (jpo) (Entered: 05/20/2011)

06/06/2011 96 MOTION to Add Party(ies) The Clearing House Association L.L.C. Motion of the Clearing House Association L.L.C. For Leave To File An Amicus Curiae Brief In Opposition To Plaintiffs' Motion To Compel The Production Of Documents . Document filed by The Clearing House Association L.L.C..(Nelles, Sharon) (Entered: 06/06/2011)

06/06/2011 97 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The Clearing House Association L.L.C..(Nelles, Sharon) (Entered: 06/06/2011)

06/06/2011 98 FILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT # 99) - MEMORANDUM OF LAW in Opposition re: 86 MOTION to Compel.. Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler. (Karp, Brad) Modified on 6/10/2011 (gp). (Entered: 06/06/2011)

06/06/2011

06/06/2011

99 MEMORANDUM OF LAW in Opposition re: 86 MOTION to Compel.. Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler. (Karp, Brad) (Entered: 06/06/2011)

100 DECLARATION of Brad S. Karp in Opposition re: 86 MOTION to Compel.. Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26)(Karp, Brad) (Entered: 06/06/2011)

06/06/2011 101 SEALED DOCUMENT placed in vault.(nm) (Entered: 06/07/2011)

06/07/2011 102 MEMO ENDORSEMENT on MOTION OF THE CLEARING HOUSE ASSOCIATION L.L.C. FOR LEAVE TO FILE AN AMICUS CURAIE BRIEF IN OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL THE PRODUCTION OF DOCUMENTS. ENDORSEMENT: Application granted. So Ordered. (Signed by Judge Sidney H. Stein on 6/7/2011) (jpo) (Entered: 06/07/2011)

06/07/2011 103 Letter addressed to Judge Sidney H. Stein from Steven B. Singer dated 6/7/2011 re: Requesting that the Court deny The Clearing House' s request to submit its brief. (jpo) (Entered: 06/07/2011)

06/08/2011 104 RESPONSE in Support re: 96 MOTION to Add Party(ies) The Clearing House Association L.L.C. Motion of the Clearing House Association L.L.C. For Leave To File An Amicus Curiae Brief In Opposition To Plaintiffs' Motion To Compel The Production Of Documents . MOTION to Add Party(ies) The Clearing House Association L.L.C. Motion of the Clearing House Association L.L.C. For Leave To File An Amicus Curiae Brief In Opposition To Plaintiffs' Motion To Compel The Production Of Documents .. Document filed by The Clearing House Association L.L.C.. (Nelles, Sharon) (Entered: 06/08/2011)

06/09/2011

105 BRIEF Memorandum Of Law Of Amicus Curiae The Clearing House Association L.L.C. In Opposition To Plaintiffs' Motion To Compel The Production Of Documents

Withheld Pursuant To The Bank Examination Privilege Without Review Or Evaluation By The Bank Regulators Who Hold The Privilege . Document filed by The Clearing House Association L.L.C..(Nelles, Sharon) (Entered: 06/09/2011)

06/10/2011

06/10/2011

106 REPLY MEMORANDUM OF LAW in Support re: 78 MOTION to Certify Class.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Municipal Police Employees' Retirement System, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 06/10/2011)

107 DECLARATION of Steven B. Singer in Support re: 78 MOTION to Certify Class.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 06/10/2011)


06/15/2011 109 ENDORSED LETTER addressed to Judge Sidney H. Stein from Steven B. Singer dated 6/13/2011 re: Bond Plaintiffs respectfully request permission to file a single reply brief of up to 25 pages. ENDORSEMENT: So Ordered. (Signed by Judge Sidney H. Stein on 6/15/2011) (ae) (Entered: 06/17/2011)

06/17/2011

110 MOTION to Intervene. Document filed by Board of Governors of the Federal Reserve System.(Mizusawa, Yvonne) (Entered: 06/17/2011)

06/17/2011

111 MEMORANDUM OF LAW in Support re: 110 MOTION to Intervene.. Document filed by Board of Governors of the Federal Reserve System. (Mizusawa, Yvonne) (Entered: 06/17/2011)

06/17/2011 112 DECLARATION of Yvonne F. Mizusawa in Support re: 110 MOTION to Intervene.. Document filed by Board of Governors of the Federal Reserve System. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Mizusawa, Yvonne) (Entered: 06/17/2011)

06/20/2011

06/20/2011

113

114

REPLY MEMORANDUM OF LAW in Support re: 86 MOTION to Compel.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 06/20/2011)

DECLARATION of John C. Browne in Support re: 86 MOTION to Compel.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Attachments: # 1 Exhibit A - I)(Singer, Steven) (Entered: 06/20/2011)


06/23/2011 116 NOTICE OF APPEARANCE by Jane Baek O'Brien on behalf of C. Michael

Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler (O'Brien, Jane) (Entered: 06/23/2011)

07/01/2011 117 RESPONSE to Motion re: 110 MOTION to Intervene.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 07/01/2011)

07/07/2011 119 ENDORSED LETTER addressed to Judge Denise L. Cote from Brad S. Karp dated 7/1/11 re: counsel defendants respectfully request that the Court transfer the AHW Lawsuit to Judge Stein as related to the Odom Lawsuit, the Securities Litigation, and the Bond Litigation. ENDORSEMENT: Any application for reassignment to Judge Stein must be made to Judge Stein. (Signed by Judge Denise L. Cote on 7/7/11) (pl) Modified on 7/11/2011 (pl). (Entered: 07/11/2011)

07/08/2011 118 REPLY MEMORANDUM OF LAW in Support re: 110 MOTION to Intervene.. Document filed by Board of Governors of the Federal Reserve System. (Mizusawa, Yvonne) (Entered: 07/08/2011)

07/14/2011 120 STIPULATION AND ORDER OF DISMISSAL, that the aforementioned defendants shall be dismissed with prejudice as parties to this litigation, with all parties to bear their own costs, expenses, and disbursements. Michael Conway, Scott Freidenrich, James Garnett, Eric L. Wentzel, David Winkler, and Citigroup Funding, Inc. terminated. (Signed by Judge Sidney H. Stein on 7/14/11) (pl) Modified on 7/15/2011 (pl). (Entered: 07/14/2011)

07/26/2011 121 STIPULATION AND REVISED SCHEDULING ORDER, the parties to this action respectfully request that the Court enter the revised schedule set forth below, which coordinates the remaining deadlines in this Action with the equivalent deadlines in the Securities Action: Amended Pleadings due by 4/13/2012., Joinder of Parties due by 10/13/2011., Motions due by 9/28/2012., Responses due by 10/26/2012, Replies due by 11/9/2012., Fact Discovery due by 3/30/2012. Expert Depositions completed by 8/28/2012. Additional relief as set forth it is Order. (Signed by Judge Sidney H. Stein on 7/26/11) (pl) Modified on 8/1/2011 (pl). (Entered: 07/26/2011)

07/26/2011 Set Deadlines/Hearings: Deposition due by 8/28/2012. (pl) (Entered: 07/26/2011)

07/29/2011 122 ORDER granting 110 Motion to Intervene. The Board of Govenors of the Federal Reserve System's motion to intervene (Dkt. No. 110) is GRANTED for the limited purpose of asserting and defending the bank examination privilege. Any other agency intending to assert the bank examination privilege shall move to intervene for the same limited purpose on or before August 15,2011. Any agency asserting the privilege shall

submit a memorandum of law, not to exceed twenty pages, setting forth the applicability of the privilege and the reasons why it should not be overridden on or before August 15, 2011. The agency shall at the same time make any allegedly privileged material available for in camera inspection. Plaintiffs may, if they choose, submit on or before Friday, August 26, 2011, a single reply not exceeding fifteen pages to any such memoranda that are filed. Plaintiffs are directed to serve a copy of this order on the agencies. (Signed by Judge Sidney H. Stein on 7/29/2011) (mro) (Entered: 07/29/2011)

07/29/2011 Set/Reset Deadlines: Motions due by 8/15/2011. Replies due by 8/26/2011. (mro) (Entered: 07/29/2011)

08/12/2011 123 FILING ERROR - DEFICIENT DOCKET ENTRY - REPLY MEMORANDUM OF LAW in Opposition re: 86 MOTION to Compel. Document filed by Board of Governors of the Federal Reserve System. (Attachments: # 1 Affidavit Declaration of Katherine H. Wheatley in Support)(Mizusawa, Yvonne) Modified on 8/12/2011 (ldi). (Entered: 08/12/2011)

08/12/2011 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Yvonne Facchina Mizusawa to RE-FILE Document 123 Reply Memorandum of Law in Opposition to Motion. ERROR(S): Supporting/Opposing documents must be filed separately, each receiving their own document number. Declaration in Opposition to Motion is found under the event list Replies, Opposition and Supporting Documents. (ldi) (Entered: 08/12/2011)

08/12/2011 124 REPLY MEMORANDUM OF LAW in Opposition re: 86 MOTION to Compel.. Document filed by Board of Governors of the Federal Reserve System. (Mizusawa, Yvonne) (Entered: 08/12/2011)

08/12/2011 125 DECLARATION of Katherine H. Wheatley in Support re: 124 Reply Memorandum of Law in Oppisition to Motion. Document filed by Board of Governors of the Federal Reserve System. (Mizusawa, Yvonne) (Entered: 08/12/2011)

08/15/2011 126 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Intervene. Document filed by Federal Deposit Insurance Corporation. (Attachments: # 1 Memorandum of Law Re Bank Examination Privilege)(Clark, Thomas) Modified on 8/16/2011 (ldi). (Entered: 08/15/2011)

08/15/2011 127 MOTION to Intervene For the Limited Purpose of Asserting the Bank Examination Privilege. Document filed by Office of the Comptroller of the Currency.(Barrett, Ernest) (Entered: 08/15/2011)

08/15/2011 128 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - BRIEF re: 86 MOTION to Compel. Memorandum of Law In Support of Assertion of the Bank Examination Privilege . Document filed by Office of the Comptroller of the Currency. (Attachments: # 1 Exhibit A- May 20, 2011 Letter, # 2 Exhibit B - August 3, 2011 Letter)(Barrett, Ernest) Modified on 8/16/2011 (ldi). (Entered: 08/15/2011)

08/15/2011 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Thomas M. Clark to RE-FILE Document 126 MOTION to Intervene. ERROR(S): Supporting documents must be filed separately, each receiving their own document number. Memorandum of Law in Support of Motion is found under the event list Replies, Opposition and Supporting Documents.

08/15/2011

(ldi) (Entered: 08/16/2011)

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Note to Attorney Ernest Clifford Barrett to RE-FILE Document 128 Brief. Use the event type Memorandum of Law in Support of Motion found under the event list Replies, Opposition and Supporting Documents. (ldi) (Entered: 08/16/2011)

08/16/2011 129 MEMORANDUM OF LAW in Opposition re: 86 MOTION to Compel.. Document filed by Federal Deposit Insurance Corporation. (Clark, Thomas) (Entered: 08/16/2011)

08/16/2011 130 MEMORANDUM OF LAW in Support re: 127 MOTION to Intervene For the Limited Purpose of Asserting the Bank Examination Privilege .. Document filed by Office of the Comptroller of the Currency. (Attachments: # 1 Exhibit A - Letter of May 20, 2011, # 2 Exhibit B - Decision of August 3, 2011)(Barrett, Ernest) (Entered: 08/16/2011)

08/16/2011 131 MOTION for Thomas L. Holzman to Appear Pro Hac Vice. Document filed by Federal Deposit Insurance Corporation.(pgu) (Entered: 08/17/2011)

08/22/2011 132 ORDER granting 131 Motion for Thomas L. Holzman to Appear Pro Hac Vice. Thomas L. Holzman is admitted Pro Hac Vice as counsel for Federal Deposit Insurance Corporation. (Signed by Judge Sidney H. Stein on 8/17/2011) (ft) (Entered: 08/22/2011)

08/26/2011 133 SUPPLEMENTAL REPLY MEMORANDUM OF LAW in Support re: 86 MOTION to Compel.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 08/26/2011)

08/26/2011 134 DECLARATION of John C. Browne in Support re: 86 MOTION to Compel.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 08/26/2011)

08/26/2011 135 CERTIFICATE OF SERVICE. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Minneapolis Firefighters' Relief Association, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 08/26/2011)

08/26/2011 136 SEALED DOCUMENT placed in vault.(nm) (Entered: 08/29/2011)

10/20/2011 137 NOTICE OF APPEARANCE by Stefanie Jill Sundel on behalf of Louisiana Sheriffs' Pension and Relief Fund, Minneapolis Firefighters' Relief Association (Sundel, Stefanie) (Entered: 10/20/2011)

10/27/2011 138 NOTICE OF APPEARANCE by Gary John Hacker on behalf of Banc of America Securities LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Credit Suisse Securities (USA) LLC, Deutsche Bank

10/27/2011

Securities Inc., Goldman Sachs & Co., Greenwich Capital Markets Inc., JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., UBS Securities LLC, Wachovia Capital Securities, LLC (Hacker, Gary) (Entered: 10/27/2011)

139 MOTION for Judgment on the Pleadings. Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas.(Rosen, Richard) (Entered: 10/27/2011)

10/27/2011 140 MEMORANDUM OF LAW in Support re: 139 MOTION for Judgment on the Pleadings.. Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas. (Rosen, Richard) (Entered: 10/27/2011)

11/23/2011

12/05/2011

141 ORDER; dismissing 139 Motion for Judgment on the Pleadings. Accordingly, it is hereby ordered that defendants' Rule 12(c) motion (Dkt. No. 139) is converted to a motion for summary judgment pursuant to Rule 12(d) and is dismissed with leave to renew in connection with the motion for summary judgment contemplated in the Revised Scheduling Order.(Signed by Judge Sidney H. Stein on 11/23/2011) (pl) (Entered: 11/23/2011)

142 ORDER granting in part and denying in part 86 Motion to Compel: Guided by these principles, the Court has completed a laborious review of each allegedly privileged document to determine whether it contains privileged communications that cannot be redacted from the purely factual portions of the document. For those documents or portions of documents that the Court finds are privileged, the Court has considered whether plaintiffs have shown good cause to override the privilege, and concludes that plaintiffs have not made such a showing. Each page of any given document is stamped with a single "image number" that identifies that document; multi-page documents are stamped with the same image number on each page. The Court finds that the documents corresponding to the following image numbers in on the CD-ROM that was given to it by Citigroup are not privileged, and so grants plaintiffs' motion to compel production as to the following documents as stated in this Order. The Court finds that the following documents fall within the bank examiner's privilege and that the privilege has not been overcome. Accordingly, the Court denies the motion to compel production as to the following documents as stated in this Order: Finally, the Court orders that the following documents be produced but redacted as set forth in this Order. Accordingly, plaintiffs' motion to compel is granted in part and denied in part as set forth above. The CD-ROM of documents given to the Court shall be filed under

seal with the Sealed Records Clerk. (Signed by Judge Sidney H. Stein on 12/5/2011) (djc) (Entered: 12/06/2011)

12/05/2011 Transmission to Sealed Records Clerk. Transmitted re: 142 Order on Motion to Compel, to the Sealed Records Clerk for the sealing or unsealing of document or case. (djc) (Entered: 12/06/2011)

12/06/2011 147 MOTION for Alessandra C. Phillips to Appear Pro Hac Vice. Document filed by City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(bwa) (Entered: 01/31/2012)


12/16/2011 144 NOTICE of Withdrawal. Document filed by Minneapolis Firefighters' Relief Association. (Singer, Steven) (Entered: 12/16/2011)

12/21/2011 145 NOTICE of Endorsement of Stipulation and Protective Order re: 69 Protective Order. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Meister, Kristin) (Entered: 12/21/2011)

01/04/2012 CASHIERS OFFICE REMARK in the amount of $200.00, paid on 12/06/2011, Receipt Number 1023634. (jd) (Entered: 01/04/2012)

01/05/2012 146 NOTICE of Filing of Undertaking of Non-Party Rosen Consulting Group LLC Regarding Stipulation and Agreed Protective Order re: 69 Protective Order. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Meister, Kristin) (Entered: 01/05/2012)

02/01/2012 148 ORDER FOR ADMISSION PRO HAC VICE: granting 147 Motion for Alessandra C. Phillips to Appear Pro Hac Vice for all purposes as counsel for Bond Plaintiffs in the above entitled action in the United States District Court for the Southern District of New York. Additional relief as set forth in this Order.. (Signed by Judge Sidney H. Stein on 2/1/2012) (pl) (Entered: 02/01/2012)

02/03/2012 149 STIPULATION AND REVISED SCHEDULING ORDER re revised schedule in this document ( Amended Pleadings due by 8/3/2012. Deposition due by 11/16/2012. Fact Discovery due by 7/13/2012. Dispositive Motions due by 12/14/2012. Responses due by 1/25/2013. Replies due by 2/8/2013. Proposed Pretrial Order) (Signed by Judge Sidney H. Stein on 2/2/2012) (cd) (Entered: 02/03/2012)

05/11/2012 150 NOTICE OF CHANGE OF ADDRESS by Thomas M. Clark on behalf of Federal Deposit Insurance Corporation. New Address: Federal Deposit Insurance Corporation, New York Legal Services Office, 350 Fifth Avenue, Suite 1200, New York, NY, 10118, (917) 320-2855 Fax: (917) 320-2917. (Clark, Thomas) (Entered: 05/11/2012)

06/21/2012 151 STIPULATION AND REVISED SCHEDULING ORDER: NOW, THEREFORE, the parties hereby stipulate and agree, subject to the Court's approval, that the operative deadlines in the Bond Action shall be extended as follows: Amended Pleadings due by 10/2/2012. Motions due by 2/1/2013. Responses due by 3/19/2013 Replies due by

4/10/2013. Deposition due by 1/8/2013. Fact Discovery due by 9/14/2012. The parties anticipate that other pre-trial scheduling matters, such as the specific date for a pre-trial conference and the submission of proposed jury instructions, voir dire questionnaires, and evidentiary motions, will be resolved by mutual agreement at a later date. (Signed by Judge Sidney H. Stein on 6/21/2012) (ama) Modified on 6/21/2012 (ama). (Entered: 06/21/2012)

06/21/2012 Set/Reset Deadlines: Pretrial Order due by 5/24/2013. (ama) (Entered: 06/29/2012)

08/08/2012 152 NOTICE OF APPEARANCE by David Lloyd Wales on behalf of American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority (Wales, David) (Entered: 08/08/2012)

03/18/2013 153 MOTION to Approve (I) PRELIMINARY APPROVAL OF SETTLEMENT, (II) CERTIFICATION OF THE BOND CLASS FOR PURPOSES OF SETTLEMENT AND (III) APPROVAL OF NOTICE TO THE BOND CLASS. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Singer, Steven) (Entered: 03/18/2013)

03/18/2013 154 MEMORANDUM OF LAW in Support re: 153 MOTION to Approve (I) PRELIMINARY APPROVAL OF SETTLEMENT, (II) CERTIFICATION OF THE BOND CLASS FOR PURPOSES OF SETTLEMENT AND (III) APPROVAL OF NOTICE TO THE BOND CLASS. MOTION to Approve (I) PRELIMINARY APPROVAL OF SETTLEMENT, (II) CERTIFICATION OF THE BOND CLASS FOR PURPOSES OF SETTLEMENT AND (III) APPROVAL OF NOTICE TO THE BOND CLASS. MOTION to Approve (I) PRELIMINARY APPROVAL OF SETTLEMENT, (II) CERTIFICATION OF THE BOND CLASS FOR PURPOSES OF SETTLEMENT AND (III) APPROVAL OF NOTICE TO THE BOND CLASS.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 03/18/2013)

03/25/2013 155 ORDER PRELIMINARY APPROVING PROPOSED SETTLEMENT AND PROVIDING FOR NOTICE granting 153 Motion to Approve Settlement. IT IS HEREBY ORDERED: Certification of Bond Class for Settlement Purposes Pursuant to Rule 23(a) and (b)(3) of the Federal Rules of Civil Procedure, the Court certifies, solely for purposes of effectuating the proposed Settlement, a class consisting of all persons and entities who purchased or otherwise acquired, from May 11, 2006 through and including November 28, 2008 (the "Settlement Class Period"), the debt securities (including certain medium term notes), series of preferred stock and certain series of depository shares representing interests in preferred stock, in or traceable to offerings of the Bond Class Securities, and were damaged thereby (the "Bond Class"). Excluded from the Bond Class are Defendants, the Tolled Underwriter Defendants, the respective affiliates of the Defendants and the Tolled Underwriter Defendants, persons who served as Officers or Directors of any of the Defendants or the Tolled Underwriter Defendants at any time during the Settlement Class Period, members of

their Immediate Families and their legal representatives, heirs, successors or assigns, trustees of the Citigroup Trusts, and any entity in which any Defendant or Tolled Underwriter Defendant has or had a controlling interest, provided, however, that any Investment Vehicle shall not be excluded from the Bond Class. Also excluded from the Bond Class are any Persons who exclude themselves by submitting a request for exclusion that is accepted by the Court. Solely for purposes of the proposed Settlement of this Action, the Court finds that each element required for certification of the Bond Class pursuant to Rule 23 of the Federal Rules of Civil Procedure has been met: (a) the members of the Bond Class are so numerous that their joinder in the Action would be impracticable; (b) there are questions of law and fact common to the Bond Class; (c) the claims of Bond Plaintiffs are typical of the claims of the Bond Class; (d) Bond Plaintiffs and Bond Counsel have fairly and adequately represented and protected the interests of the Bond Class; and (e) the questions of law and fact common to the Bond Class predominate over any individual questions and a class action is superior to other available methods for the fair and efficient adjudication of the Action. The Court hereby finds and concludes that pursuant to Rule 23 of the Federal Rules of Civil Procedure, and for the purposes of the Settlement only, that the Bond Plaintiffs are adequate class representatives and certifies the Bond Plaintiffs as class representatives for the Bond Class. The Court also appoints Bond Counsel as class counsel for the Bond Class. The Court hereby preliminarily approves the Settlement, as embodied in the Stipulation, as being fair, reasonable and adequate, and in the best interests of Bond Plaintiffs and the other Bond Class Members, subject to further consideration at the Settlement Hearing to be conducted as described herein. The Court will hold a settlement hearing on July 23, 2013 at 10:00 A.M. at the the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, Courtroom 23A, New York, NY 10007- 1312; as further set forth herein. (Signed by Judge Sidney H. Stein on 3/25/2013) (mro) Modified on 3/27/2013 (mro). (Entered: 03/26/2013)

03/25/2013 Set/Reset Hearings: Settlement Conference set for 7/23/2013 at 10:00 AM in Courtroom 23A, 500 Pearl Street, New York, NY 10007 before Judge Sidney H. Stein. (mro) (Entered: 03/26/2013)

06/07/2013 156 MOTION to Approve CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(Singer, Steven) (Entered: 06/07/2013)

06/07/2013 157 MEMORANDUM OF LAW in Support re: 156 MOTION to Approve CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION.. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 06/07/2013)

06/07/2013 158 MOTION for Attorney Fees AND REIMBURSEMENT OF LITIGATION EXPENSES . Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(Singer, Steven) (Entered: 06/07/2013)

06/07/2013 159 MEMORANDUM OF LAW in Support re: 158 MOTION for Attorney Fees AND REIMBURSEMENT OF LITIGATION EXPENSES .. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Singer, Steven) (Entered: 06/07/2013)

06/07/2013 160 DECLARATION of Steven B. Singer in Support re: 156 MOTION to Approve CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION., 158 MOTION for Attorney Fees AND REIMBURSEMENT OF LITIGATION EXPENSES .. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 12A, # 14 Exhibit 12B, # 15 Exhibit 12C, # 16 Exhibit 12D, # 17 Exhibit 12E, # 18 Exhibit 12F, # 19 Exhibit 12G, # 20 Exhibit 13)(Singer, Steven) (Entered: 06/07/2013)

06/17/2013 164 OBJECTIONS TO PROPOSED DISTRIBUTION OF RESIDUAL SETTLEMENT FUNDS BY SURESH BAZAJ. ***Accepted for filing by the Honorable Sidney H. Stein on 6/19/2013. (mro) (Entered: 06/24/2013)

06/18/2013 161 LETTER addressed to Judge Sidney H. Stein from Donald W. Giffin dated 6/13/13 re: Bond Class Member writes to object to the proposed settlement for the reasons herein. (mro) (Entered: 06/18/2013)

06/26/2013 165 RESPONSE in Opposition re: 158 MOTION for Attorney Fees AND REIMBURSEMENT OF LITIGATION EXPENSES .. Document filed by Lexie L Hopson, Michelle B Hopson. (Verdiramo, Vincent) (Entered: 06/26/2013)

07/02/2013 166 LETTER addressed to Judge Sidney H. Stein from Ruth Goldberg dated 6/25/2013 re: This is regarding the Citigroup Inc. Bond Litigation for which I have received a (packet) to be completed. I have called the telephone number which was listed, to no avail except like pulling teeth I got the above address. I was told that I had to complete the information regarding the stock which was purchased many years ago from a broker I no longer have for just as many years. I am sorry to bother you, but I think this is ridiculous and someone suggested I get a lawyer which I will not do. (rjm) (Entered: 07/02/2013)

07/02/2013 167 OBJECTION TO SETTLEMENT filed by Bruce M. Smackey. (rjm) (Entered: 07/02/2013)

07/15/2013 168 RESPONSE re: 164 Objection (non-motion), 167 Objection (non-motion). Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons,

Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler. (Attachments: # 1 Affidavit)(Rosen, Richard) (Entered: 07/15/2013)

07/15/2013 169 DECLARATION of Richard A. Rosen in Support re: 168 Response,,,. Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E. Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Affidavit)(Rosen, Richard) (Entered: 07/15/2013)

07/15/2013 170 REPLY MEMORANDUM OF LAW in Support re: 156 MOTION to Approve CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION., 158 MOTION for Attorney Fees AND REIMBURSEMENT OF LITIGATION EXPENSES .. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 07/15/2013)

07/15/2013 171 DECLARATION of Steven B. Singer in Support re: 156 MOTION to Approve CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION., 158 MOTION for Attorney Fees AND REIMBURSEMENT OF LITIGATION EXPENSES .. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Singer, Steven) (Entered: 07/15/2013)

07/15/2013 172 CERTIFICATE OF SERVICE. Document filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, City of Tallahassee Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Singer, Steven) (Entered: 07/15/2013)

07/16/2013 173 AFFIDAVIT OF SERVICE of Responses of the Citigroup Defendants to Objections to the Proposed Settlement and Declaration of Richard A. Rosen in Support of the Responses of the Citigroup Defendants to Objections to the Proposed Settlement served on Peter A. Gemora on July 16, 2013. Service was made by Mail. Document filed by C. Michael Armstrong, Alain J.P. Belda, Winfried Bischoff, CitiGroup, Inc., Citigroup Capital XIV, Citigroup Capital XIX, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XX, Citigroup Capital XXI, Citigroup Funding, Inc., Michael Conway, Gary Crittenden, George David, Kenneth T. Derr, John M. Deutch, Scott Freidenrich, James Garnett, John C. Gerspach, Ann Dibble Jordan, Klaus Kleinfeld, Sallie L. Krawcheck, Andrew N. Liveris, Dudley C. Mecum, Ann M. Mulcahy, Vikram Pandit, Richard D. Parsons, Charles Prince, Roberto Hernandez Ramirez, Judith Rodin, Saul Rosen, Robert E.

Rubin, Robert L. Ryan, Franklin A. Thomas, Eric L. Wentzel, David Winkler. (Rosen, Richard) (Entered: 07/16/2013)

07/17/2013 174 LETTER addressed to Judge Sidney H. Stein from Steven B. Singer dated 7/16/2013 re: We write to bring the Court's attention to a typographical error in paragraph 166 of the June 7, 2013 Declaration of Steven B. Singer. (rjm) (Entered: 07/17/2013)

07/23/2013 Minute Entry for proceedings held before Judge Sidney H. Stein: conference held on 7/23/2013, in connection with the proposed settlement, plan of allocation, and proposed attorneys' fees. (lab) (Entered: 07/24/2013)

07/23/2013 175 LETTER addressed to Judge Sidney H. Stein from Donald W. Griffin dated 7/19/2013 re: RESPONSE TO REPLY MEMORANDUM OF LAW IN SUPPORT OF (1) BOND PLAINTIFFS' MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION; AND (2) BOND COUNSEL'S MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES. (rjm) (Entered: 07/24/2013)

07/31/2013 177 LETTER addressed to United States District Court, Southern District of New York - Clerk of the Court from Bruce M. Smackey dated 7/19/2013 re: Objection to Settlement [filed June 20, 2013]. REPLY by Objector Smackey to: 1 Reply Memorandum of Law submitted by Bond Counsel [July 15, 2013]. 2 Responses of The Citigroup Defendants' Counsel [July 15, 2013]. (rjm) (Entered: 07/31/2013)

08/07/2013 178

08/07/2013 179

TRANSCRIPT of Proceedings re: settlement conference held on 7/23/2013 before Judge Sidney H. Stein. Court Reporter/Transcriber: Bridget Lombardozzi, (212) 805- 0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2013. Redacted Transcript Deadline set for 9/12/2013. Release of Transcript Restriction set for 11/8/2013.(McGuirk, Kelly) (Entered: 08/07/2013)

NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a settlemnet conference proceeding held on 7/23/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 08/07/2013)

08/20/2013 180 OPINION AND ORDER. For the reasons set forth in this Opinion and Order, the $730 million settlement and the plan of allocation are fair, reasonable, and adequate. In addition, the Court finds that the class was provided with adequate notice of class certification and of the settlement. Accordingly, plaintiffs' motion for final approval of the settlement and the plan of allocation is granted. (Dkt. No. 156.) re: 156 MOTION to Approve CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION filed by American European Insurance Company, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, City of Tallahassee Retirement System, Southeastern Pennsylvania Transit Authority, Louisiana Sheriffs' Pension and Relief Fund. (Signed by Judge Sidney H. Stein on 8/20/2013) (rjm) (Entered: 08/20/2013)

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