U.S. District Court Southern District of New York (Foley...

US District Court Civil Docket as of 9/13/2011Retrieved^rom the court on September 15, 2011

U.S. District CourtSouthern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:07-cv-11225-RJS

In re: UBS AG Securities Litigation Date Filed: 12/13/2007Assigned to: Judge Richard J. Sullivan Jury Demand: PlaintiffMember case: (View Member Case) Nature of Suit: 850Related Cases: 1:08-cv-00969-RJS Securities/Commodities

1:08-cv-06696-RJS Jurisdiction: Federal Question

1:08-cv-06868-RJS Cause: 15:78m(a) Securities Exchange Act

Lead Plaintiff

City of Pontiac Policemen's and represented by Geoffrey Coyle JarvisFiremen's Retirement System Grant & Eisenhofer, PA (DE)("Pontiac") Chase Manhattan Centre

1201 North Market StreetWilmington, DE 19801(302-622-7040Fax: (302)-622-7100Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Robert M. RothmanRobbins Geller Rudman & Dowd LLP(LI)58 South Service RoadSuite 200Melville, NY 11747631-367-7100Fax: (631) 367-1173Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Andrew L ZivitzKessler Topaz Meltzer & Check, LLP280 King of Prussia RoadRadnor, PA 19087(610)-667-7706Fax: (610)-667-7056Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Lead Plaintiff

Arbejdsmarkedets Tillaegspension represented by Andrew L Zivitz("ATP") (See above for address)

PRO HAC VICEATTORNEY TO BE NOTICED

Robert M. Rothman(See above for address)ATTORNEY TO BE NOTICED

Lead Plaintiff

Union Asset Management Holding AG represented by Geoffrey Coyle Jarvis("Union") Grant & Eisenhofer, PA (DE)

Chase Manhattan Centre1201 North Market StreetWilmington, DE 19801646-722-8500LEAD ATTORNEYATTORNEY TO BE NOTICED

Robert M. Rothman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

William H. NarwoldMotley Rice LLC (CT)One Corporate Center20 Church Street, 17th FloorHartford, CT 06103860-882-1676Fax: 860-882-1682Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Donald Alan MiglioriMotley Rice LLC321 South Main StreetProvidence, RI 02903(401)-457-7700Fax: (401)-457-7708Email: [email protected] TO BE NOTICED

Gregg Steven LevinMotley Rice LLC (SC)28 Bridgeside BoulevardP.O. Box 1792

Mount Pleasant, SC 29464(843)-216-9512Fax: (843)-216-9440Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Joseph F. RiceMotley Rice LLC (SC)28 Bridgeside BoulevardP.O. Box 1792Mount Pleasant, SC 29464(843)-216-9159Fax: (843)-216-9290Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Lead Plaintiff

International Fund Management, S.A. represented by Andrew L Zivitz(Luxemburg) (See above for address)



Plaintiff

William L. Wesner represented by Samuel Howard RudmanRobbins Geller Rudman & Dowd LLP(LI)58 South Service RoadSuite 200Melville, NY 11747(631) 367-7100Fax: (631) 367-1173Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Andrew L Zivitz(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED


Plaintiff

Teamsters Union Local 500 Severance represented by Robert M. RothmanFund ('Teamsters") (See above for address)

LEAD ATTORNEYATTORNEY TO BE NOTICED

Plaintiff

Counsel of the Borough of South represented by Robert M. RothmanTyneside Acting in its Capacity as the (See above for address)Administering Authority of the Tyne LEAD ATTORNEYand Wear Pension Fund ATTORNEY TO BE NOTICED

V.

Movant

Police and Fire Retirement System of represented by Ira M. Pressthe City of Detroit Kirby McInerney LLP

825 Third Avenue16th FloorNew York, NY 10022(212) 371-6600Fax: (212) 751-2540Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Movant

General Retirement System of the City represented by Ira M. Pressof Detroit (See above for address)


Movant

The Detroit Funds represented by Ira M. Press(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Movant

Global Funds Group represented by David Avi RosenfeldRobbins Geller Rudman & Dowd LLP(LI)58 South Service Road

Suite 200Melville, NY 11747631-367-7100Fax: 631-367-1173Email: [email protected] TO BE NOTICED

Movant

UBS Institutional Investor Group represented by Andrew L. Barrowayother Schiffrin & Barroway,Topaz & Kessler,Deka International (Ireland) Ltd. LLPother 280 King of Prussia RoadErste-Sparinvest Kapitalanlagegesellschaft Radnor, PA 19087m.b.H. (610)667-7056other LEAD ATTORNEYInternational Fund Management, S.A. ATTORNEY TO BE NOTICED(Luxemburg)agent of Ann Kimmel RitterArkansas Public Employees Retirement Motley Rice LLC (SC)System 28 Bridgeside Boulevardother P.O. Box 1792Landesbank Berlin Investment GmbH Mount Pleasant, SC 29464other (843)-216-9000Union Asset Management Holding AG Fax: (843)-216-9450

Email: [email protected]: 0912012010LEAD ATTORNEY

Darren J. CheckSchiffrin & Barroway,Topaz & Kessler,LLP280 King of Prussia RoadRadnor, PA 19087(610) 667-7706LEAD ATTORNEYATTORNEY TO BE NOTICED

James Joseph SabellaGrant & Eisenhofer P.A. (NY)485 Lexington Avenue29th FloorNew York, NY 10017(646) 722-8500Fax: (646) 722-8501Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Richard A Russo, Jr

Kessler Topaz Meltzer & Check, LLP(PA)280 King of Prussia RoadRadnor, PA 19087610 667 7706Fax: 610 667 7056Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Sean M. HandlerKessler Topaz Meltzer & Check, LLP(PA)280 King of Prussia RoadRadnor, PA 19087610-822-2208Fax: 610-667-7056Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Sharan NirmulKessler Topaz Meltzer & Check, LLP280 King of Prussia RoadRadnor, PA 19087(610)-667-7706Fax: (610)-667-7056Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Andrew L Zivitz(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

David Avi Rosenfeld(See above for address)ATTORNEY TO BE NOTICED

Gregory M. CastaldoKessler Topaz Meltzer & Check, LLP(PA)280 King of Prussia RoadRadnor, PA 19087(610) 667-7706Fax: (610) 667-7056Email: [email protected] HAC VICE

ATTORNEY TO BE NOTICED

Jennifer L. KeeneyKessler Topaz Meltzer & Check, LLP(PA)280 King of Prussia RoadRadnor, PA 19087(610) 667-7706Fax: (610) 667-7056Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Naumon A. AmjedKessler Topaz Meltzer & Check, LLP(PA)280 King of Prussia RoadRadnor, PA 19087(610)-667-7706Fax: (610) 667-7056Email: [email protected] HAC VICEATTORNEY TO BE NOTICED


Samuel Howard Rudman(See above for address)ATTORNEY TO BE NOTICED

Movant

Oregon State Treasurer and the Oregon represented by Andrew L ZivitzPublic Employee Retirement Board (See above for address)



Movant

Alaska Laborers-Employers Retirement represented by Andrew L ZivitzFund (See above for address)



V.

Defendant

UBS AG represented by Robert Joseph Giuffra, Jr.Sullivan & Cromwell, LLP(NYC)125 Broad StreetNew York, NY 10004(212)-558-3121Fax: (212)-558-3588Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Maite AquinoSullivan & Cromwell, LLP(NYC)125 Broad StreetNew York, NY 10004(212) 558-4000Email: [email protected]: 0811912011

Matthew Alexander SchwartzSullivan & Cromwell, LLP(NYC)125 Broad StreetNew York, NY 10004(212) 558-4000Fax: (212) 558-3588Email: [email protected] TO BE NOTICED

Suhana S. HanSullivan and Cromwell, LLP(NYC)125 Broad StreetNew York, NY 10004(212) 558-4647Fax: (212) 558-3588Email: [email protected] TO BE NOTICED

Defendant

Peter A. Wuffli represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Maite Aquino(See above for address)TERMINATED: 0811912011

Matthew Alexander Schwartz(See above for address)ATTORNEY TO BE NOTICED

Suhana S. Han(See above for address)ATTORNEY TO BE NOTICED

Defendant

Clive Standish represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED




Defendant

David S. Martin represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED




Defendant

Marcel Ospel represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED




Defendant

Marcel Rohner represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED




Defendant

Marco Suter represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED




Defendant

Walter Stuerzinger represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED




Defendant

Ramesh Singh represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED




Defendant

Huw Jenkins represented by Robert Joseph Giuffra, Jr.(See above for address)





Defendant

James Stehli represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED




Defendant

John Costas represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Suhana S. Han

(See above for address)ATTORNEY TO BE NOTICED

Defendant

Michael Hutchins represented by Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED




Defendant

Deutsche Bank Ag

Defendant

BNP Paribas represented by Barry Robert OstragerSimpson Thacher & Bartlett LLP (NY)425 Lexington AvenueNew York, NY 10017212-455-2000Fax: 212-455-2502Email: [email protected] ATTORNEY

Jonathan K. YoungwoodSimpson Thacher & Bartlett LLP (NY)425 Lexington AvenueNew York, NY 10017(212) 455-2000Fax: (212) 455-2502Email: [email protected] TO BE NOTICED

Lisa Heather RubinSimpson Thacher & Bartlett LLP (NY)425 Lexington AvenueNew York, NY 10017

(212)-455-7139Fax: (212)-455-2502Email: [email protected] TO BE NOTICED

Defendant

Credit Suisse represented by Barry Robert Ostrager(See above for address)LEAD ATTORNEY

Jonathan K. Youngwood(See above for address)ATTORNEY TO BE NOTICED

Lisa Heather Rubin(See above for address)ATTORNEY TO BE NOTICED

Defendant

J.P. Morgan Securities Ltd. represented by Barry Robert Ostrager(See above for address)LEAD ATTORNEY



Defendant

Morgan Stanley & Co. International plc represented by Barry Robert Ostrager(See above for address)LEAD ATTORNEY



Defendant

Goldman Sachs International represented by Barry Robert Ostrager

(See above for address)LEAD ATTORNEY



Defendant

Deutsche Bank AG, London Branch represented by Barry Robert Ostrager(See above for address)LEAD ATTORNEY



Defendant

UBS Securities LLC represented by Maite Aquino(See above for address)TERMINATED: 0811912011LEAD ATTORNEY

Robert Joseph Giuffra, Jr.(See above for address)LEAD ATTORNEY

Suhana S. Han(See above for address)LEAD ATTORNEY


Defendant

Ernesto Bertarelli represented by Maite Aquino(See above for address)TERMINATED: 0811912011LEAD ATTORNEY




Defendant

Stephan Haeringer represented by Maite Aquino(See above for address)TERMINATED: 0811912011LEAD ATTORNEY




Defendant

Gabrielle Kauffman-Kohler represented by Maite Aquino(See above for address)TERMINATED: 0811912011LEAD ATTORNEY




Defendant

Sergio Marchionne represented by Maite Aquino(See above for address)TERMINATED: 0811912011LEAD ATTORNEY




Defendant

Rolf A. Meyer represented by Maite Aquino(See above for address)TERMINATED: 0811912011LEAD ATTORNEY




Defendant

Peter Voser represented by Maite Aquino(See above for address)TERMINATED: 0811912011LEAD ATTORNEY




Defendant

Lawrence A. Weinbach represented by Maite Aquino(See above for address)TERMINATED: 0811912011LEAD ATTORNEY




Defendant

Joerg Wolle represented by Maite Aquino(See above for address)TERMINATED: 0811912011LEAD ATTORNEY




Defendant

Helmut Panke

Defendant

Peter Spuhler

Amicus

NYSE Euronext represented by Richard A. MartinOrrick, Herrington & Sutcliffe LLP(NYC)51 West 52nd StreetNew York, NY 10019(212) 506-5000Fax: (212) 506-5151Email: [email protected] TO BE NOTICED

Date Filed I # I Docket Text

12/13/2007 I 1 COMPLAINT against UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin.(Filing Fee $ 350.00, Receipt Number 635818)Document filed by William L.Wesner.(laq) (mbe). (Entered: 12/14/2007)

12/13/2007 SUMMONS ISSUED as to UBS AG, Peter A. Wuffli, Clive Standish, David S.Martin. (laq) (Entered: 12/14/2007)

12/13/2007 Magistrate Judge Douglas F. Eaton is so designated. (laq) (Entered: 12/14/2007)

12/13/2007 Case Designated ECF. (laq) (Entered: 12/14/2007)

01/31/2008 2 AFFIDAVIT OF SERVICE. UBS AG served on 1/24/2008, answer due 2/13/2008.Service was accepted by Mary Drummond, Person Authorized to Accept Service.Document filed by William L. Wesner. (Rosenfeld, David) (Entered: 01/31/2008)

02/07/2008 3 NOTICE OF APPEARANCE by Robert Joseph Giuffra, Jr on behalf of UBS AG,Peter A. Wuffli, Clive Standish, David S. Martin (Giuffra, Robert) (Entered:02/07/2008)

02/07/2008 4 NOTICE OF APPEARANCE by Maite Aquino on behalf of UBS AG, Peter A.Wuffli, Clive Standish, David S. Martin (Aquino, Maite) (Entered: 02/07/2008)

02/08/2008 5 NOTICE OF APPEARANCE by Suhana S. Han on behalf of UBS AG, Peter A.Wuffli, Clive Standish, David S. Martin (Han, Suhana) (Entered: 02/08/2008)

02/08/2008 6 ENDORSED LETTER addressed to Judge Richard J. Sullivan from David A.Rosenfeld dated 2/7/08 re: Counsel requests leave from complying with the practicemention herein so that they may file their motion on 2/11/08. ENDORSEMENT: SOORDERED. (Motions due by 2/11/2008.) (Signed by Judge Richard J. Sullivan on2/8/08) (tro) (Entered: 02/11/2008)

02/11/2008 7 MOTION to Appoint Police and Fire Retirement System of the City of Detroit,Detroit General Retirement System, The Detroit Funds to serve as lead plaintiff(s).,

MOTION to Consolidate Cases 08-cv-00969 and 07-cv-11225., MOTION to AppointCounsel. Document filed by Police and Fire Retirement System of the City of Detroit,General Retirement System of the City of Detroit, The Detroit Funds.(Press, Ira)(Entered: 02/11/2008)

02/11/2008 8 AFFIDAVIT of Ira M. Press in Support re: 7 MOTION to Appoint Police and FireRetirement System of the City of Detroit, Detroit General Retirement System, TheDetroit Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 08-cv-00969 and 07-cv-11225. MOTION to Appoint Counsel. MOTION to Appoint Policeand Fire Retirement System of the City of Detroit, Detroit General RetirementSystem, The Detroit Funds to serve as lead plaintiff(s).. Document filed by Police andFire Retirement System of the City of Detroit, General Retirement System of the Cityof Detroit, The Detroit Funds. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 ExhibitC, # 4 Exhibit D, # 5 Exhibit E)(Press, Ira) (Entered: 02/11/2008)

02/11/2008 9 MEMORANDUM OF LAW in Support re: 7 MOTION to Appoint Police and FireRetirement System of the City of Detroit, Detroit General Retirement System, TheDetroit Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 08-cv-00969 and 07-cv-11225. MOTION to Appoint Counsel. MOTION to Appoint Policeand Fire Retirement System of the City of Detroit, Detroit General RetirementSystem, The Detroit Funds to serve as lead plaintiff(s).. Document filed by Police andFire Retirement System of the City of Detroit, General Retirement System of the Cityof Detroit, The Detroit Funds. (Press, Ira) (Entered: 02/11/2008)

02/11/2008 10 MOTION to Appoint Arbejdsmarkedets Tillaegspension, Arca SGR S.p.A., City ofPontiac Policemen's and Firemen's Retirement System, The Council of the Borough ofSouth Tyneside Acting in its Capacity as the Administering Authority of the Tyne andWear Pension Fund and United Super Pty Ltd to serve as lead plaintiff(s) , Approva/of Lead P/aintiff0s Se/ection of Lead Counse/ andfor Conso/idation of Re/atedActions. Document filed by Global Funds Group. (Rosenfeld, David) (Entered:02/11/2008)

02/11/2008 11 MEMORANDUM OF LAW in Support re: 10 MOTION to AppointArbejdsmarkedets Tillaegspension, Arca SGR S.p.A., City of Pontiac Policemen's andFiremen's Retirement System, The Council of the Borough of South Tyneside Actingin its Capacity as the Administering Authority of the Tyne and Wear Pension Fundand United Super Pty Ltd as Trustee of Cbus. Document filed by Global Funds Group.(Rosenfeld, David) (Entered: 02/11/2008)

02/11/2008 12 AFFIDAVIT of David A. Rosenfeld in Support re: 10 MOTION to AppointArbejdsmarkedets Tillaegspension, Arca SGR S.p.A., City of Pontiac Policemen's andFiremen's Retirement System, The Council of the Borough of South Tyneside Actingin its Capacity as the Administering Authority of the Tyne. Document filed by GlobalFunds Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 ExhibitD, # 5 Exhibit E, # 6 Exhibit F)(Rosenfeld, David) (Entered: 02/11/2008)

02/11/2008 13 MOTION to Appoint UBS Institutional Investor Group to serve as lead plaintiff(s).Document filed by UBS Institutional Investor Group. (Attachments: # 1 Text ofProposed Order)(Sabella, James) (Entered: 02/11/2008)

02/11/2008 14 MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint UBS InstitutionalInvestor Group to serve as lead plaintiff(s).. Document filed by UBS Institutional

I Investor Group. (Sabella, James) (Entered: 02/11/2008)

02/11/2008 15 DECLARATION of Sharan Nirmul in Support re: 13 MOTION to Appoint UBSInstitutional Investor Group to serve as lead plaintiff(s).. Document filed by UBSInstitutional Investor Group. (Attachments: # 1 Exhibit A - Certifications, # 2 ExhibitB - Class Notice, # 3 Exhibit C - G&E Firm Biography, # 4 Exhibit D - Motley RiceFirm Biography, # 5 Exhibit E - Footnoted Cases, # 6 Exhibit E Cont'd, # 7 Exhibit ECont'd, # 8 Exhibit E Cont'd, # 9 Exhibit E Cont'd, # 10 Exhibit E Cont'd)(Sabella,James) (Entered: 02/11/2008)

02/13/2008 16 MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint UBS InstitutionalInvestor Group to serve as lead plaintiff(s). (Corrected Memo of Law, correctingmemo docketed as entry 14). Document filed by UBS Institutional Investor Group.(Sabella, James) (Entered: 02/13/2008)

02/20/2008 17 STIPULATION AND ORDER FOR AN EXTENDED SCHEDULE: that Defendantsneed not answer or otherwise plead in response to the Garbier Complaint. LeadPlaintiff shall have sixty (60) days from an order consolidating the complaints,appointing lead plaintiff, and approving lead plaintiff's choice of lead counsel to serveon Defendants a consolidated complaint, (ii) Defendants shall have sixty (60) daysfrom service of a consolidated complaint to serve an answer to other responsivepleading, (iii) Lead Plaintiff shall have sixty (60) days to serve an opposition to anypleading against the consolidated complaint, and (iv) Defendants shall have thirty (30)days to serve a reply to such opposition. (Signed by Judge Richard J. Sullivan on2/19/08) (tro) (Entered: 02/20/2008)

02/26/2008 18 NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of UBS AG,Peter A. Wuffli, Clive Standish, David S. Martin (Schwartz, Matthew) (Entered:02/26/2008)

03/06/2008 19 ORDER that the Wesner and Garber actions are consolidated under the within captionand docket number (07cv11225) (RJS). The Clerk of the court is directed to close caseNo. 08cv969(RJS). The Clerk of the Court is further directed to terminate the motionslocated at Documents 7,10,13 in this captioned case. (Signed by Judge Richard J.Sullivan on 3/6/08) (pl) (Entered: 03/07/2008)

03/06/2008 20 STIPULATION AND ORDER CONSOLIDATING ACTIONS, APPOINTINGLEAD PLAINTIFFS AND APPROVING LEAD PLAINTIFFS' SELECTION OFLEAD COUNSEL; The Related Actions are hereby consolidated for all purposesunder Fed.R.Civ.P. 42(a); The UBS Institutional Investors are appointed to served asLead Plaintiffs in this action pursuant to 15 U.S.C. section 78u-4(a)(3)(B). The UBSInstitutional Investors selection of the law firms of Schiffrin Barroway Topaz &Kessler, LLP, Grant & Eisenhofer, P.A. and, Motley Rice LLC as Lead Counsel ishereby approve. Coughlin Stoia Geller Rudman & Robbins LLP shall serve as LiaisonCounsel for the Class. These firms will serve as Class Counsel and, as such, shallprovide general supervision of the activities of plaintiffs counsel and shall have theresponsibilities and duties to perform or delegate as appropriate in the manner that isset forth in this manner. (Signed by Judge Richard J. Sullivan on 3/6/08) (pl) (Entered:03/07/2008)

03/21/2008 21 MOTION for Jennifer L. Keeney to Appear Pro Hac Vice. Document filed by UBSInstitutional Investor Group.(dle) (Entered: 03/24/2008)

03/21/2008 I 22 MOTION for Andrew L. Zivitz to Appear Pro Hac Vice. Document filed by UBSInstitutional Investor Group.(dle) (Entered: 03/24/2008)

03/21/2008 23 MOTION for Gregory M. Castaldo to Appear Pro Hac Vice. Document filed by UBSInstitutional Investor Group.(dle) (Entered: 03/24/2008)

03/26/2008 24 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 21Motion for Jennifer L. Keeney to Appear Pro Hac Vice. Jennifer L. Keeney isadmitted to practice pro hac vice as counsel for Lead Plaintiffs in the above captionedcase. (Signed by Judge Richard J. Sullivan on 3/26/08) (tro) (Entered: 03/27/2008)

03/26/2008 25 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 22Motion for Andrew L. Zivitz to Appear Pro Hac Vice. Andrew L. Zivitz is admitted topractice pro hac vice as counsel for the Lead Plaintiffs in the above captioned case.(Signed by Judge Richard J. Sullivan on 3/26/08) (tro) (Entered: 03/27/2008)

03/26/2008 26 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 23Motion for Gregory M. Castaldo to Appear Pro Hac Vice. Gregory M. Castaldo isadmitted to practice pro hac vice as counsel for the Lead Plaintiffs in the abovecaptioned case. (Signed by Judge Richard J. Sullivan on 3/26/08) (tro) (Entered:03/27/2008)

03/26/2008 Transmission to Attorney Admissions Clerk. Transmitted re: 25 Order on Motion toAppear Pro Hac Vice, 24 Order on Motion to Appear Pro Hac Vice, 26 Order onMotion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating ofAttorney Information. (tro) (Entered: 03/27/2008)

03/28/2008 CASHIERS OFFICE REMARK on 25 Order on Motion to Appear Pro Hac Vice, 26Order on Motion to Appear Pro Hac Vice, 24 Order on Motion to Appear Pro HacVice, in the amount of $75.00, paid on 3/21/08, Receipt Number 645624. (Quintero,Marcos) (Entered: 03/28/2008)

03/31/2008 27 MOTION for Richard A. Russo to Appear Pro Hac Vice. Document filed by UBSInstitutional Investor Group.(dle) (Entered: 04/01/2008)

04/07/2008 28 ORDER granting 27 Motion for Richard A. Russo to Appear Pro Hac Vice. (Signedby Judge Richard J. Sullivan on 4/4/08) (>s) (Entered: 04/07/2008)

04/07/2008 Transmission to Attorney Admissions Clerk. Transmitted re: 28 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (>s) (Entered: 04/07/2008)

04/08/2008 CASHIERS OFFICE REMARK on 28 Order on Motion to Appear Pro Hac Vice inthe amount of $25.00, paid on 03/31/2008, Receipt Number 646238. (>d) (Entered:04/08/2008)

04/11/2008 29 STIPULATION AND ORDER FOR EXTENSION OF TIME TO FILECONSOLIDATED CLASS ACTION COMPLAINT: Plaintiffs shall file theConsolidated Complaint on or before 6/20/08. Defendants shall file an answer or otherresponse on or before 8/22/08. In the event Defendants file a motion to dismiss theConsolidated Complaint, Plaintiffs shall file an opposition to such motion on or before10/10/08. Defendants shall serve a reply to Plaintiffs' opposition on or before11/14/08. (Signed by Judge Richard J. Sullivan on 4/10/08) (tro) (Entered:04/14/2008)

06/10/2008 I 30 1 MOTION for Naumon A. Amjed to Appear Pro Hac Vice. Document filed by UBSInstitutional Investor Group.(dle) (Entered: 06/11/2008)

06/11/2008 31 STIPULATION AND ORDER FOR EXTENSION OF TIME TO FILECONSOLIDATED CLASS ACTION COMPLAINT: Plaintiff shall file theConsolidated Complaint by 7/11/08. Defendants shall answer or otherwise respond by9/19/08. If defendants file a Motion to Dismiss, plaintiffs shall file an opposition by11/14/08. Defendants shall serve a reply by 12/19/08. (Motions due by 9/19/2008.Responses due by 11/14/2008) (Signed by Judge Richard J. Sullivan on 6/10/08) (db)(Entered: 06/11/2008)

06/16/2008 I 32 ORDER granting 30 Motion for Naumon A. Amjed to Appear Pro Hac Vice. (Signedby Judge Richard J. Sullivan on 6/15/2008) (jpo) (Entered: 06/16/2008)

06/16/2008 Transmission to Attorney Admissions Clerk. Transmitted re: 32 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (jpo) (Entered: 06/16/2008)

06/18/2008 CASHIERS OFFICE REMARK on 32 Order on Motion to Appear Pro Hac Vice inthe amount of $25.00, paid on 06/11/2008, Receipt Number 653749. (jd) (Entered:06/18/2008)

06/18/2008 33 NOTICE OF APPEARANCE by Sharan Nirmul on behalf of UBS InstitutionalInvestor Group (Nirmul, Sharan) (Entered: 06/18/2008)

06/18/2008 34 NOTICE OF CHANGE OF ADDRESS by Sharan Nirmul on behalf of UBSInstitutional Investor Group. New Address: Schiffrin Barroway Topaz & Kessler,LLP, 280 King of Prussia Road, Radnor, PA, USA 19087, 610-667-7706. (Nirmul,Sharan) (Entered: 06/18/2008)

07/11/2008 35 CONSOLIDATED CLASS ACTION COMPLAINT: against UBS AG, Peter A.Wuffli, Clive Standish, David S. Martin. (Filing Fee $ 350.00.)Document filed byWilliam L. Wesner, UBS Institutional Investor Group.(pl) Modified on 7/15/2008 (pl).(jpo). (Entered: 07/15/2008)

07/24/2008 36 NOTICE OF APPEARANCE by William H. Narwold on behalf of Union AssetManagement Holding AG ("Union") (Narwold, William) (Entered: 07/24/2008)

07/25/2008 37 MOTION for Joseph F. Rice to Appear Pro Hac Vice. Document filed by Union AssetManagement Holding AG ("Union").(dle) (Entered: 07/28/2008)

07/25/2008 38 MOTION for Gregg S. Levin to Appear Pro Hac Vice. Document filed by UnionAsset Management Holding AG ("Union").(dle) (Entered: 07/28/2008)

07/29/2008 CASHIERS OFFICE REMARK on 37 Motion to Appear Pro Hac Vice, 38 Motion toAppear Pro Hac Vice in the amount of $50.00, paid on 07/25/2008, Receipt Number657706. (jd) (Entered: 07/29/2008)

07/31/2008 39 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 37Motion for Joseph F. Rice to Appear Pro Hac Vice. Joseph F. Rice is admitted pro hacvice as counsel for Union Asset Management Holding AG in the above captionedcase. (Signed by Judge Richard J. Sullivan on 7/30/08) (tro) (Entered: 08/01/2008)

07/31/2008 I 40 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 38

Motion for Gregg S. Levin to Appear Pro Hac Vice. Gregg S. Levin is admitted topractice pro hac vice as counsel for Union Asset Management Holding AG in theabove captioned case. (Signed by Judge Richard J. Sullivan on 7/30/08) (tro) (Entered:08/01/2008)

07/31/2008 Transmission to Attorney Admissions Clerk. Transmitted re: 39 Order on Motion toAppear Pro Hac Vice, 40 Order on Motion to Appear Pro Hac Vice, to the AttorneyAdmissions Clerk for updating of Attorney Information. (tro) (Entered: 08/01/2008)

09/02/2008 41 STIPULATION AND ORDER that defendants shall file an answer or other responseon or before 11/19/08. Plaintiffs shall file an opposition to such motion on or before2/4/09. Defendants shall serve a reply to Plaintiffs' opposition on or before 3/20/09. (Motion due by 11/19/2008. Reply due by 3/20/2009. Response due by 2/4/2009)(Signed by Judge Richard J. Sullivan on 8/28/08) (cd) (Entered: 09/03/2008)

10/22/2008 I 42 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent.Document filed by UBS AG.(Giuffra, Robert) (Entered: 10/22/2008)

10/29/2008 43 ORDER, Pre-Motion Conference set for 11/7/2008 at 04:00 PM in Courtroom 21C,500 Pearl Street, New York, NY 10007 before Judge Richard J. Sullivan. (Signed byJudge Richard J. Sullivan on 10/28/08) (mme) (Entered: 10/29/2008)

10/30/2008 44 ENDORSED LETTER addressed to Judge Richard J. Sullivan from Robert J. Giuffra,Jr. dated 10/29/08 re: Counsel writes to confirm that they are available for theconference on November 3, 2008, at 5:00 p.m. ENDORSEMENT: So ordered. (Status Conference set for 11/3/2008 at 05:00 PM before Judge Richard J. Sullivan.)(Signed by Judge Richard J. Sullivan on 10/30/08) (mme) (Entered: 10/30/2008)

11/04/2008 45 ORDER: Defendants will file two separate motions to dismiss under (1) F.R.C.P. 12(b)(1) for lack of subject matter jurisdiction and (2) F.R.C.P. 9(b) and 12(b)(6) forfailure to state a claim. The brief in support of the 12(b)(1) motion will be no longerthen thirty (30) pages. The brief in support of the 12(b)(6) motion will be no longerthan one hundred (100) pages. Both briefs will be due 11/19/08. Plaintiffs will file twoseparate opposition briefs no longer than thirty (30) pages for the 12(b)(1) motion andone hundred (100) pages for the 12(b)(6) motion. Both briefs will be due by 2/4/09.Defendants will file one consolidated reply brief no longer than thirty (30) pages. Thereply brief will be due 3/20/09. (Signed by Judge Richard J. Sullivan on 11/4/08) (tro)(Entered: 11/05/2008)

11/17/2008 46 NOTICE of Firm Name Change. Document filed by UBS Institutional InvestorGroup. (Zivitz, Andrew) (Entered: 11/17/2008)

11/19/2008 47 NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of MarcelOspel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins,James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, CliveStandish, David S. Martin, UBS AG, Filed In Associated Cases: 1:07-cv-11225-RJS,1:08-cv-00969-RJS(Schwartz, Matthew) (Entered: 11/19/2008)

11/19/2008 48 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU(Memorandum of Law) - MOTION to Dismiss for Lack of Jurisdiction the C/aims ofthe Foreign Lead P/aintiffs. Document filed by Marcel Ospel, Marcel Rohner, MarcoSuter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas,Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin, UBS

AG,. Responses due by 2/4/2009Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08- cv-00969-RJS(Schwartz, Matthew) Modified on 11/20/2008 (jar). (Entered:11/19/2008)

11/19/2008 49 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of ProfessorAllen Ferrell in Support re: (48 in 1:07-cv-11225-RJS, 15 in 1:08-cv-00969-RJS)MOTION to Dismiss for Lack of Jurisdiction the C/aims of the Foreign LeadP/aintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin, UBS AG,.(Attachments: # 1 Appendix Appendix A, # 2 Appendix Appendix B, # 3 ExhibitExhibit 1)Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS(Schwartz, Matthew) Modified on 11/20/2008 (jar). (Entered: 11/19/2008)

11/19/2008 50 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of ProfessorGerhard Wegen in Support re: 48 MOTION to Dismiss for Lack of Jurisdiction theC/aims of the Foreign Lead P/aintiffs.. Document filed by Marcel Ospel, MarcelRohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli,John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S.Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, #11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19)(Schwartz, Matthew)Modified on 11/20/2008 (jar). (Entered: 11/19/2008)

11/19/2008 51 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of MarcElvinger in Support re: 48 MOTION to Dismiss for Lack of Jurisdiction the C/aims ofthe Foreign Lead P/aintiffs.. Document filed by Marcel Ospel, Marcel Rohner, MarcoSuter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas,Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin.(Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5,# 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9Exhibit 9, # 10 Exhibit 10, # 11 Exhibit11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15)(Schwartz,Matthew) Modified on 11/20/2008 (jar). (Entered: 11/19/2008)

11/19/2008 52 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of ChristianAlsoe in Support re: 48 MOTION to Dismiss for Lack of Jurisdiction the C/aims ofthe Foreign Lead P/aintiffs.. Document filed by Marcel Ospel, Marcel Rohner, MarcoSuter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas,Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin.(Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5,# 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9Exhibit 9)(Schwartz, Matthew)Modified on 11/20/2008 (jar). (Entered: 11/19/2008)

11/19/2008 53 MOTION to Dismiss for Lack of Jurisdiction the c/aims of the Foreign LeadP/aintiffs. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. Responses dueby 2/4/2009(Schwartz, Matthew) (Entered: 11/19/2008)

11/19/2008 54 MEMORANDUM OF LAW in Support re: 53 MOTION to Dismiss for Lack ofJurisdiction the c/aims of the Foreign Lead P/aintiffs.. Document filed by Marcel

Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins,James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, CliveStandish, David S. Martin. (Schwartz, Matthew) (Entered: 11/19/2008)

11/19/2008 55 DECLARATION of Professor Allen Ferrell in Support re: 53 MOTION to Dismissfor Lack of Jurisdiction the c/aims of the Foreign Lead P/aintiffs.. Document filed byMarcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, HuwJenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli,Clive Standish, David S. Martin. (Attachments: # 1 Appendix A, # 2 Appendix B, # 3Exhibit 1)(Schwartz, Matthew) (Entered: 11/19/2008)

11/19/2008 56 DECLARATION of Professor Gerhard Wegen in Support re: 53 MOTION to Dismissfor Lack of Jurisdiction the c/aims of the Foreign Lead P/aintiffs.. Document filed byMarcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, HuwJenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli,Clive Standish, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19Exhibit 19)(Schwartz, Matthew) (Entered: 11/19/2008)

11/19/2008 57 DECLARATION of Marc Elvinger in Support re: 53 MOTION to Dismiss for Lackof Jurisdiction the c/aims of the Foreign Lead P/aintiffs.. Document filed by MarcelOspel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins,James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, CliveStandish, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, #4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, #10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15Exhibit 15)(Schwartz, Matthew) (Entered: 11/19/2008)

11/19/2008 58 DECLARATION of Christian Alsoe in Support re: 53 MOTION to Dismiss for Lackof Jurisdiction the c/aims of the Foreign Lead P/aintiffs.. Document filed by MarcelOspel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins,James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, CliveStandish, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, #4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit9)(Schwartz, Matthew) (Entered: 11/19/2008)

11/19/2008 59 MOTION to Dismiss the Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b)and 12(b)(6). Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. Responses dueby 2/4/2009(Schwartz, Matthew) (Entered: 11/19/2008)

11/19/2008 60 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Robert J.Giuffra Jr. in Support re: 59 MOTION to Dismiss the Conso/idated C/ass ActionComp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6)., 53MOTION to Dismiss for Lack of Jurisdiction the c/aims of the Foreign LeadP/aintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: #

1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17,# 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, #23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36, # 37 Exhibit 37, # 38Exhibit 38, # 39 Exhibit 39, # 40 Exhibit 40)(Schwartz, Matthew) Modified on11/21/2008 (jar). (Entered: 11/19/2008)

11/19/2008 61 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Robert J.Giuffra, Jr. (Exhibits 41-86) in Support re: 59 MOTION to Dismiss the Conso/idatedC/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6)., 53MOTION to Dismiss for Lack of Jurisdiction the c/aims of the Foreign LeadP/aintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: #1 Exhibit 41, # 2 Exhibit 42, # 3 Exhibit 43, # 4 Exhibit 44, # 5 Exhibit 45, # 6 Exhibit46, # 7 Exhibit 47, # 8 Exhibit 48, # 9 Exhibit 49, # 10 Exhibit 50, # 11 Exhibit 51, #12 Exhibit 52, # 13 Exhibit 53, # 14 Exhibit 54, # 15 Exhibit 55, # 16 Exhibit 56, # 17Exhibit 57, # 18 Exhibit 58, # 19 Exhibit 59, # 20 Exhibit 60, # 21 Exhibit 61, # 22Exhibit 62, # 23 Exhibit 63, # 24 Exhibit 64, # 25 Exhibit 65, # 26 Exhibit 66, # 27Exhibit 67, # 28 Exhibit 68, # 29 Exhibit 69, # 30 Exhibit 70, # 31 Exhibit 71, # 32Exhibit 72, # 33 Exhibit 73, # 34 Exhibit 74, # 35 Exhibit 75, # 36 Exhibit 76, # 37Exhibit 77, # 38 Exhibit 78, # 39 Exhibit 79, # 40 Exhibit 80, # 41 Exhibit 81, # 42Exhibit 82, # 43 Exhibit 83, # 44 Exhibit 84, # 45 Exhibit 85, # 46 Exhibit86)(Schwartz, Matthew) Modified on 11/21/2008 (jar). (Entered: 11/19/2008)

11/19/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR.Note to Attorney Matthew Schwartz to RE-FILE Document 48 MOTION to Dismissfor Lack of Jurisdiction the C/aims of the Foreign Lead P/aintiffs. Use the event typeMemorandum of Law in Support found under the event list Replies, Oppositions,Supporting Documents. NOTE: A Memorandum of Law cannot be filed as a Motion.(jar) (Entered: 11/20/2008)

11/19/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Matthew Schwartz to RE-FILE Document 49Declaration in Support of Motion. ERROR(S): Document linked to filing error.. (jar)(Entered: 11/20/2008)

11/19/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Matthew Schwartz to RE-FILE Document 50Declaration in Support of Motion. ERROR(S): Document linked to filing error. (jar)(Entered: 11/20/2008)

11/19/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Matthew Schwartz to RE-FILE Document 51Declaration in Support of Motion. ERROR(S): Document linked to filing error.. (jar)(Entered: 11/20/2008)

11/19/2008 I ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET

ENTRY ERROR. Note to Attorney Matthew Schwartz to RE-FILE Document 52Declaration in Support of Motion. ERROR(S): Document linked to filing error.. (jar)(Entered: 11/20/2008)

11/19/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Matthew Schwartz to RE-FILE Document 60Declaration in Support of Motion. ERROR(S): Multiple entries of a document toaccommodate exhibits are not accepted. See Section 5 and Section 15.4 of ElectronicCase Filing Rules & Instructions. (jar) (Entered: 11/21/2008)

11/19/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Matthew Schwartz to RE-FILE Document 61Declaration in Support of Motion. ERROR(S): Multiple entries of a document toaccommodate exhibits are not accepted. See Section 5 and Section 15.4 of ElectronicCase Filing Rules & Instructions. (jar) (Entered: 11/21/2008)

11/20/2008 62 MEMORANDUM OF LAW in Support re: 59 MOTION to Dismiss the Conso/idatedC/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6).. Documentfiled by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, RameshSingh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A.Wuffli, Clive Standish, David S. Martin. (Schwartz, Matthew) (Entered: 11/20/2008)

11/20/2008 63 NOTICE OF APPEARANCE by Robert Joseph Giuffra, Jr on behalf of Marcel Ospel,Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, JamesStehli, John Costas, Michael Hutchins (Giuffra, Robert) (Entered: 11/20/2008)

11/20/2008 64 NOTICE OF APPEARANCE by Maite Aquino on behalf of Marcel Ospel, MarcelRohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli,John Costas, Michael Hutchins (Aquino, Maite) (Entered: 11/20/2008)

11/20/2008 65 NOTICE OF APPEARANCE by Suhana S. Han on behalf of Marcel Ospel, MarcelRohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli,John Costas, Michael Hutchins (Han, Suhana) (Entered: 11/20/2008)

11/21/2008 I 66 ORDER. Defendants have permission to file a paper copy of the Declaration andsupporting exhibits with the Clerk of the Court. (Signed by Judge Richard J. Sullivanon 11/21/08) (djc) Modified on 11/26/2008 (djc). (Entered: 11/21/2008)

02/04/2009 67 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW inOpposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the c/aims of theForeign Lead P/aintiffs. Document filed by UBS Institutional Investor Group. (Jarvis,Geoffrey) Modified on 2/5/2009 (jar). (Entered: 02/04/2009)

02/04/2009 68 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of GeoffreyC. Jarvis in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the c/aimsof the Foreign Lead P/aintiffs.. Document filed by UBS Institutional Investor Group.(Attachments: # 1 Exhibit 1 Form 20-F, # 2 Exhibit 2 Capital Structure, # 3 Exhibit 3Thomson data, # 4 Exhibit 4 Facts and Figures, # 5 Exhibit 5 Assurance, # 6 Exhibit 6Entity Details, # 7 Exhibit 7 Press Release, # 8 Exhibit 8 Press Release, # 9 Exhibit 9Press Release, # 10 Exhibit 10 Bloomberg Info, # 11 Exhibit 11 Spoke Info, # 12Exhibit 12 Q2 2006 transcript, # 13 Exhibit 13 Q4 2006 transcript, # 14 Exhibit 14 Q42006 transcript US, # 15 Exhibit 15 Q1 2007 transcript, # 16 Exhibit 16 Q1 2007

transcript US, # 17 Exhibit 17 (Part 1) Q2 2007 transcript, # 18 Exhibit 17 (Part 2), #19 Exhibit 18 transcript of 10-1-07, # 20 Exhibit 19 transcript of 10-1-07 bsns call, #21 Errata 20 Q3 2007 transcript, # 22 Exhibit 20 (Part 2), # 23 Exhibit 21 Form 6-K, #24 Exhibit 22 NYAG Press Releases, # 25 Exhibit 23 SEC Litig Release, # 26 Exhibit24 Complaint in SEC v UBS, # 27 Exhibit 25 Assurance, # 28 Exhibit 26 DOJ pressrelease, # 29 Exhibit 27 IHT article, # 30 Exhibit 28 WSJ article, # 31 Exhibit 29Bloomberg Chart, # 32 Exhibit 30 WSJ article)(Jarvis, Geoffrey) Modified on2/5/2009 (jar). (Entered: 02/04/2009)

02/04/2009 69 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of JensRostock-Jensen in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction thec/aims of the Foreign Lead P/aintiffs.. Document filed by UBS Institutional InvestorGroup. (Attachments: # 1 Exhibit CV, # 2 Certificate of Service)(Jarvis, Geoffrey)Modified on 2/5/2009 (jar). (Entered: 02/04/2009)

02/04/2009

70 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Mr. LarsRohde and Mr. Bjarne Graven Larsen in Opposition re: 53 MOTION to Dismiss forLack of Jurisdiction the c/aims of the Foreign Lead P/aintiffs.. Document filed byUBS Institutional Investor Group. (Attachments: # 1 Certificate of Service)(Jarvis,Geoffrey) Modified on 2/5/2009 (jar). (Entered: 02/04/2009)

02/04/2009 71 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW inOpposition re: 59 MOTION to Dismiss the Conso/idated C/ass Action Comp/aintPursuant to Ru/es 9(b) and 12(b)(6). MOTION to Dismiss the Conso/idated C/assAction Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6).. Document filed by UBSInstitutional Investor Group. (Jarvis, Geoffrey) Modified on 2/5/2009 (jar). (Entered:02/04/2009)

02/04/2009

72 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of GeoffreyC. Jarvis in Opposition re: 59 MOTION to Dismiss the Conso/idated C/ass ActionComp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6).. Documentfiled by UBS Institutional Investor Group. (Attachments: # 1 Certificate ofService)(Jarvis, Geoffrey) Modified on 2/5/2009 (jar). (Entered: 02/04/2009)

02/04/2009

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Geoffrey Jarvis to RE-FILE Document 67Memorandum of Law in Opposition to Motion. ERROR(S): Party omission error. Allparties associated with a document must be selected as a filer in the Select Filer screenby holding down the 'ctrl' key and clicking on each party with the mouse. (jar)(Entered: 02/05/2009)

02/04/2009

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Geoffrey Jarvis to RE-FILE Document 68Declaration in Opposition to Motion. ERROR(S): Party omission error. All partiesassociated with a document must be selected as a filer in the Select Filer screen byholding down the 'ctrl' key and clicking on each party with the mouse. (jar) (Entered:02/05/2009)

02/04/2009

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Geoffrey Jarvis to RE-FILE Document 69Declaration in Opposition to Motion. ERROR(S): Party omission error. All parties

associated with a document must be selected as a filer in the Select Filer screen byholding down the "ctrl" key and clicking on each party with the mouse. (jar) (Entered:02/05/2009)

02/04/2009

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Geoffrey Jarvis to RE-FILE Document 70Declaration in Opposition to Motion. ERROR(S): Party omission error. All partiesassociated with a document must be selected as a filer in the Select Filer screen byholding down the "ctrl" key and clicking on each party with the mouse. (jar) (Entered:02/05/2009)

02/04/2009

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Geoffrey Jarvis to RE-FILE Document 71Memorandum of Law in Opposition to Motion. ERROR(S): Party omission error. Allparties associated with a document must be selected as a filer in the Select Filer screenby holding down the "ctrl" key and clicking on each party with the mouse.. (jar)(Entered: 02/05/2009)

02/04/2009

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Geoffrey Jarvis to RE-FILE Document 72Declaration in Opposition to Motion. ERROR(S): Party omission error. All partiesassociated with a document must be selected as a filer in the Select Filer screen byholding down the "ctrl" key and clicking on each party with the mouse. (jar) (Entered:02/05/2009)

02/05/2009

73 MEMORANDUM OF LAW in Opposition re: 53 MOTION to Dismiss for Lack ofJurisdiction the c/aims of the Foreign Lead P/aintiffs.. Document filed by City ofPontiac Policemen's and Firemen's Retirement System ("Pontiac"), ArbejdsmarkedetsTillaegspension ("ATP"), Union Asset Management Holding AG ("Union"),International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey) (Entered:02/05/2009)

02/05/2009 74 DECLARATION of Geoffrey C. Jarvis in Opposition re: 53 MOTION to Dismiss forLack of Jurisdiction the c/aims of the Foreign Lead P/aintiffs.. Document filed by Cityof Pontiac Policemen's and Firemen's Retirement System ("Pontiac"),Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG("Union"), International Fund Management, S.A. (Luxemburg). (Attachments: # 1Exhibit 1 Form 20-F, # 2 Exhibit 2 Capital Structure, # 3 Exhibit 3 Thomson Data, # 4Exhibit 4 Facts and Figures, # 5 Exhibit 5 Assurance, # 6 Exhibit 6 Entity Details, # 77 Press Release, # 8 Exhibit 8 Press Release, # 9 Exhibit 9 Press Release, # 10 Exhibit10 Bloomberg Info, # 11 Exhibit 11 Spoke Info, # 12 Exhibit 12 Q2 2006 transcript, #13 Exhibit 13 Q4 2006 transcript, # 14 Exhibit 14 Q4 2006 transcript US, # 15 Exhibit15 Q1 2007 transcript, # 16 Exhibit 16 Q1 2007 transcript US, # 17 Exhibit 17 Q22007 transcript, # 18 Exhibit 17 (Part 2), # 19 Exhibit 18 transcript of 10-1-07, # 20Exhibit 19 transcript of 10-1-07 bsns call, # 21 Exhibit 20 Q3 2007 transcript, # 22Exhibit 20 (Part 2), # 23 Exhibit 21 Form 6-K, # 24 Exhibit 22 NYAG press releases,# 25 Exhibit 23 SEC Litig Release, # 26 Exhibit 24 Complaint in SEC v UBS, # 27Exhibit 25 Assurance, # 28 Exhibit 26 DOJ Press Release, # 29 Exhibit 27 IHT article,# 30 Exhibit 28 WSJ article, # 31 Exhibit 29 Bloomberg Chart, # 32 Exhibit 30 WSJarticle)(Jarvis, Geoffrey) (Entered: 02/05/2009)

02/05/2009 75 I DECLARATION of Jens Rostock-Jensen in Opposition re: 53 MOTION to Dismiss

for Lack of Jurisdiction the c/aims of the Foreign Lead P/aintiffs.. Document filed byCity of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"),Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG("Union"), International Fund Management, S.A. (Luxemburg). (Attachments: # 1Exhibit CV, # 2 Exhibit Certificate of Service)(Jarvis, Geoffrey) (Entered:02/05/2009)

02/05/2009 76 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Mr. LarsRohde and Mr. Bjarne Graven Larsen in Opposition re: 53 MOTION to Dismiss forLack of Jurisdiction the c/aims of the Foreign Lead P/aintiffs. Document filed by Cityof Pontiac Policemen's and Firemen's Retirement System ("Pontiac"),Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG("Union"), International Fund Management, S.A. (Luxemburg). (Attachments: # 1Certificate of Service)(Jarvis, Geoffrey) Modified on 2/6/2009 (db). (Entered:02/05/2009)

02/05/2009 77 MEMORANDUM OF LAW in Opposition re: 59 MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTIONto Dismiss the Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's RetirementSystem ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union AssetManagement Holding AG ("Union"), International Fund Management, S.A.(Luxemburg). (Jarvis, Geoffrey) (Entered: 02/05/2009)

02/05/2009 78 DECLARATION of Geoffrey C. Jarvis in Opposition re: 59 MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTIONto Dismiss the Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's RetirementSystem ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union AssetManagement Holding AG ("Union"), International Fund Management, S.A.(Luxemburg). (Attachments: # 1 Certificate of Service)(Jarvis, Geoffrey) (Entered:02/05/2009)

02/05/2009 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Geoffrey Coyle Jarvis to RE-FILE Document 76Declaration in Opposition to Motion. ERROR(S): Incomplete document, i.e. NoCaption, No Case Number. (db) (Entered: 02/06/2009)

02/06/2009 79 DECLARATION of Mr. Lars Rohde and Mr. Bjarne Graven Larsen in Opposition re:53 MOTION to Dismiss for Lack of Jurisdiction the c/aims of the Foreign LeadP/aintiffs.. Document filed by City of Pontiac Policemen's and Firemen's RetirementSystem ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union AssetManagement Holding AG ("Union"), International Fund Management, S.A.(Luxemburg). (Attachments: # 1 Certificate of Service)(Jarvis, Geoffrey) (Entered:02/06/2009)

02/06/2009 80 DECLARATION of Geoffrey C. Jarvis in Opposition re: 59 MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTIONto Dismiss the Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's RetirementSystem ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union AssetManagement Holding AG ("Union"), International Fund Management, S.A.

(Luxemburg). (Attachments: # 1 Certificate of Service)(Jarvis, Geoffrey) (Entered:02/06/2009)

02/19/2009 81 ORDER: Accordingly, the discovery stay automatically imposed by the PSLRA willremain in place, and Plaintiffs' motion to partially lift the PSLRA discovery stay isdenied. SO ORDERED. (Signed by Judge Richard J. Sullivan on 2/18/2009) (tve)(Entered: 02/19/2009)

02/26/2009 82 ORDER: The case docketed as No. 09 Civ. 893, New Orleans Employees RetirementSystem v. UBS AG has been, or will be, transferred to my docket as being related tothe case docketed as No. 07 Civ. 1125, In re UBS AG Securities Litigation. The Courthereby orders the counsel for all parties in both cases to appear for a conference onMarch 12, 2009, at 12:00 p.m. noon, in Courtroom 21 C, 500 Pearl Street, New York,New York. Counsel should be prepared to discuss the issues raised in thecorrespondence addressed to Mr. Michael McMahon, Clerk of Court, and theHonorable Shirley W. Kram, District Judge, including, (1) whether these cases shouldbe consolidated either for purposes of the pending motions to dismiss in No. 07 Civ.11225, or for purposes of discovery, if these cases progress to that point, and (2)whether No. 09 Civ. 893 should be stayed pending the resolution of the motions todismiss in No. 07 Civ. 11225. (Signed by Judge Richard J. Sullivan on 2/26/2009)(>fe) (Entered: 02/27/2009)

02/27/2009 Set/Reset Hearings: Status Conference set for 3/12/2009 at 12:00 PM in Courtroom21C, 500 Pearl Street, New York, NY 10007 before Judge Richard J. Sullivan. (>fe)(Entered: 02/27/2009)

03/12/2009 84 MOTION for Donald A. Migliori to Appear Pro Hac Vice. Document filed by UnionAsset Management Holding AG ("Union").(dle) (dle). (Entered: 03/13/2009)

03/13/2009 83 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: Donald A.Migliori is admitted to practice pro hac vice as counsel for Union Asset ManagementHolding AG in this action. (Signed by Judge Richard J. Sullivan on 3/12/09) (tro)(Entered: 03/13/2009)

03/13/2009 Transmission to Attorney Admissions Clerk. Transmitted re: 83 Order AdmittingAttorney Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (tro) (Entered: 03/13/2009)

03/16/2009 85 ORDER, that the Court hereby orders the counsel for all parties to appear for aconference on Tuesday, 4/7/09 at 4:45 pm in Courtroom 21 C. ( Status Conference setfor 4/7/2009 at 04:45 PM in Courtroom 21C, 500 Pearl Street, New York, NY 10007before Judge Richard J. Sullivan.) (Signed by Judge Richard J. Sullivan on 3/16/09)(cd) (Entered: 03/17/2009)

03/19/2009 CASHIERS OFFICE REMARK on 84 Motion to Appear Pro Hac Vice in the amountof $25.00, paid on 03/12/2009, Receipt Number 681107. (>d) (Entered: 03/19/2009)

03/20/2009 86 DECLARATION of Isabelle Romy in Support re: 59 MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTIONto Dismiss the Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the c/aims of the ForeignLead P/aintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter,Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael

Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: #1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3, # 4 Exhibit Exhibit 4,# 5 Exhibit Exhibit 5, # 6 Exhibit Exhibit 6, # 7 Exhibit Exhibit 7, # 8 Exhibit Exhibit8, # 9 Exhibit Exhibit 9, # 10 Exhibit Exhibit 10, # 11 Exhibit Exhibit 11, # 12 ExhibitExhibit 12, # 13 Exhibit Exhibit 13, # 14 Exhibit Exhibit 14, # 15 Exhibit Exhibit15)(Giuffra, Robert) (Entered: 03/20/2009)

03/20/2009 87 DECLARATION of Bankim Thanki in Support re: 59 MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTIONto Dismiss the Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the c/aims of the ForeignLead P/aintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter,Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: #1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4 Exhibit ExhibitD, # 5 Exhibit Exhibit E, # 6 Exhibit Exhibit F, # 7 Exhibit Exhibit G, # 8 ExhibitExhibit H, # 9 Exhibit Exhibit I, # 10 Exhibit Exhibit J, # 11 Exhibit Exhibit K, # 12Exhibit Exhibit L, # 13 Exhibit Exhibit M, # 14 Exhibit Exhibit N, # 15 ExhibitExhibit O, # 16 Exhibit Exhibit P, # 17 Exhibit Exhibit Q, # 18 Exhibit Exhibit R, #19 Exhibit Exhibit S, # 20 Exhibit Exhibit T, # 21 Exhibit Exhibit U, # 22 ExhibitExhibit V, # 23 Exhibit Exhibit W, # 24 Exhibit Exhibit X, # 25 Exhibit Exhibit Y, #26 Exhibit Exhibit Z, # 27 Exhibit Exhibit AA, # 28 Exhibit Exhibit BB)(Giuffra,Robert) (Entered: 03/20/2009)

03/20/2009 88 DECLARATION of Christian Alsoe in Support re: 59 MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTIONto Dismiss the Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the c/aims of the ForeignLead P/aintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter,Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Giuffra,Robert) (Entered: 03/20/2009)

03/20/2009 89 DECLARATION of Robert Giuffra in Support re: 59 MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTIONto Dismiss the Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the c/aims of the ForeignLead P/aintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter,Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: #1 Exhibit Exhibit 87, # 2 Exhibit Exhibit 88, # 3 Exhibit Exhibit 89, # 4 ExhibitExhibit 90)(Giuffra, Robert) (Entered: 03/21/2009)

03/21/2009 90 REPLY MEMORANDUM OF LAW in Support re: 59 MOTION to Dismiss theConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and 12(b)(6). MOTIONto Dismiss the Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b) and12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the c/aims of the ForeignLead P/aintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter,Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Giuffra,Robert) (Entered: 03/21/2009)

03/23/2009 91 ORDER FOR ADMISSION ATTORNEY PRO HAC VICE ON WRITTENMOTION: Attorney Donald A. Migliori for Union Asset Management Holding AG (",Union" and ) admitted Pro Hac Vice. (Signed by Judge Richard J. Sullivan on3/23/2009) (tve) (Entered: 03/23/2009)

03/23/2009 Transmission to Attorney Admissions Clerk. Transmitted re: 91 Order AdmittingAttorney Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (tve) (Entered: 03/23/2009)

03/31/2009 96 TRANSCRIPT of proceedings held on 3/12/09 before Judge Richard J. Sullivan. (tro)(Entered: 04/07/2009)

04/01/2009 92 MOTION to Consolidate Cases 09-cv-893; 09-cv-2191 and Dec/aring Lead P/aintiffsas /ead p/aintiffs over the Entire Conso/idated C/ass Action or in the A/ternative,Appointing The UBS Litigation Group as Lead P/aintiffs over the Tag-A/ong Actionsand Conso/idating the Tag -A/ong Actions In re UBSAG Securities Litigation.Document filed by Oregon State Treasurer and the Oregon Public EmployeeRetirement Board, Alaska Laborers-Employers Retirement Fund, City of PontiacPolicemen's and Firemen's Retirement System ("Pontiac"), ArbejdsmarkedetsTillaegspension ("ATP"), International Fund Management, S.A. (Luxemburg).Filed InAssociated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS(Zivitz, Andrew) (Entered:04/01/2009)

04/01/2009 93 MEMORANDUM OF LAW in Support re: (92 in 1:07-cv-11225-RJS, 92 in 1:07-cv-11225-RJS, 17 in 1:08-cv-00969-RJS, 17 in 1:08-cv-00969-RJS) MOTION toConsolidate Cases 09-cv-893; 09-cv-2191 and Dec/aring Lead P/aintiffs as /eadp/aintiffs over the Entire Conso/idated C/ass Action or in the A/ternative, AppointingThe UBS Litigation Group as Lead P/aintiffs over the Tag-A/ong Actions an.Document fi/ed by City ofPontiac Po/icemen's and Firemen's Retirement System('Pontiac'), Arbejdsmarkedets Ti//aegspension ('ATP'), Internationa/ FundManagement, S.A. (Luxemburg), Oregon State Treasurer and the Oregon Pub/icEmp/oyee Retirement Board, A/aska Laborers-Emp/oyers Retirement Fund. Fi/ed InAssociated Cases: 1: 07-cv-11225-RJS, 1: 08-cv-00969-RJS(Zivitz, Andrew) (Entered:0410112009)

04/01/2009 94 DECLARATION of Sharan Nirmul in Support re: (92 in 1:07-cv-11225-RJS, 92 in1:07-cv-11225-RJS, 17 in 1:08-cv-00969-RJS, 17 in 1:08-cv-00969-RJS) MOTION toConsolidate Cases 09-cv-893; 09-cv-2191 and Dec/aring Lead P/aintiffs as /eadp/aintiffs over the Entire Conso/idated C/ass Action or in the A/ternative, AppointingThe UBS Litigation Group as Lead P/aintiffs over the Tag-A/ong Actions an.Document fi/ed by City ofPontiac Po/icemen's and Firemen's Retirement System('Pontiac'), Arbejdsmarkedets Ti//aegspension ('ATP'), Internationa/ FundManagement, S.A. (Luxemburg), Oregon State Treasurer and the Oregon Pub/icEmp/oyee Retirement Board, A/aska Laborers-Emp/oyers Retirement Fund.(Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E,# 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 ExhibitK, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N (1-5), # 15 Exhibit O, # 16 ExhibitP, # 17 Exhibit Q)Fi/ed In Associated Cases: 1: 07-cv-11225-RJS, 1: 08-cv-00969-RJS(Zivitz, Andrew) (Entered: 0410112009)

04/01/2009 95 ORDER: The Court hereby orders that any party in the above-captioned cases thatfiled motions to consolidate, be appointed lead counsel, and/or be appointed lead

plaintiff, provide chambers with a courtesy copy of all motion papers, as required bymy Individual Practices, Rule 2.C. The Court orders that such courtesy copies bereceived no later than Friday, April 3, 2009. SO ORDERED. (Signed by JudgeRichard J. Sullivan on 4/1/2009) (tve) (Entered: 04/01/2009)

04/07/2009 97 ORDER: As ordered by the Court at the conference held before it on April 7, 2009,the above captioned matters shall be consolidated pursuant to Rule 42(a) of theFederal Rules of Civil Procedure, and no republication of notice under the PrivateSecurities Litigation Reform Act, 15 U.S.C. § 78u-4(a)(3)(A) is required under thesecircumstances. Accordingly, Lead Plaintiffs and Lead Plaintiffs' counsel appointed bythe Stipulation and Order dated March 6, 2008 will continue to be Lead Plaintiffs andLead Plaintiffs' counsel for this newly consolidated action.The cases shall be referredto collectively as In re UBS AG Securities Litigation, Master File No. 07 Civ. 11225(RJS). Every pleading or other document filed in the Consolidated Action shall bearthe following caption IN RE UBS AG SECURITIES LITIGATION As furtherordered by the Court at the April 7, 2009 conference, the Parties shall submit a jointstatus letter, to be received no later than Friday, April 17, 2009, informing the Court(1) whether Lead Plaintiffs intend to file an Amended Consolidated Class ActionComplaint, and if so; (2) whether additional briefing is necessary with respect to thepending motions to dismiss. If additional briefing is requested, the joint letter shouldalso include a proposed briefing schedule. The Clerk of the Court is directed toterminate the following motions: in Case No. 07 Civ. 11225, the motion located atdocket number 92; in Case No. 09 Civ. 893, the motions located at docket numbers 5,8, 11, 15, and 20; in Case No. 09 Civ. 2191, the motions located at docket numbers 5,8, 11, and 17. So Ordered (Signed by Judge Richard J. Sullivan on 4/7/09) Filed InAssociated Cases: 1:07-cv-11225-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(js)(Entered: 04/08/2009)

04/07/2009 Minute Entry for proceedings held before Judge Richard J. Sullivan: StatusConference held on 4/7/2009. Case called for conference; counsel for all partiespresent. The Court will order consolidation of these cases. Joint status letter shall besubmitted to the Court by April 17, 2009. Court reporter-Karen Gorlaski. (mro)(Entered: 04/08/2009)

04/15/2009 100 TRANSCRIPT of proceedings held on 4/7/09 before Judge Richard J. Sullivan.Associated Cases: 1:07-cv-11225-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(dle)(Entered: 04/23/2009)

04/17/2009 98 ENDORSED LETTER addressed to Judge Richard J. Sullivan from Robert J. Giuffra,Jr. and Andrew L. Zivitz dated 4/17/09 re: Because of the difficulties in coordinatingthe schedules of counsel and parties in the above-referenced matter, and the need forfurther consultation, Lead Plaintiffs and Defendants jointly request an extension untilApril 20, 2009 to submit the joint letter required by the Court's April 7, 2009 Order.ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 4/17/09)(db) Modified on 4/29/2009 (db). (Entered: 04/17/2009)

04/21/2009 99 ORDER: Status Conference set for 4/23/2009 at 02:30 PM in Courtroom 21C, 500Pearl Street, New York, NY 10007 before Judge Richard J. Sullivan. (Signed byJudge Richard J. Sullivan on 4/21/2009) (jpo) (Entered: 04/21/2009)

04/23/2009 101 ORDER: As stated by the Court at the conference held before it on April 23, 2009, theCourt hereby orders that Lead Plaintiffs shall file their Amended Consolidated Class

Action Complaint no later than May 8, 2009. Lead Plaintiffs shall endeavor to servethe Amended Consolidated Class Action Complaint upon all Defendants, includingany newly named Defendants, no later than June 8, 2009. Thereafter, all Parties,including any newly named Defendants, shall submit a joint letter to the Court, to bereceived no later than June 22, 2009, proposing a briefing schedule for Defendants'contemplated motions to dismiss the Amended Consolidated Class Action Complaint.Defendants' pending motions are therefore dismissed without prejudice to renew afterthe filing of the Amended Consolidated Class Action Complaint. The Clerk of theCourt isinstructed to terminate the motions located at docket numbers 53 and59.ORDER dismissing 53 Motion to Dismiss for Lack of Jurisdiction; dismissing 59Motion to Dismiss. (Signed by Judge Richard J. Sullivan on 4/23/09) (db) (Entered:04/23/2009)

04/23/2009 Set/Reset Deadlines: Amended Pleadings due by 5/8/2009. (db) (Entered: 04/23/2009)

05/08/2009 102 AMENDED CONSOLIDATED SECURITIES CLASS ACTION COMPLAINTamending 35 Complaint against Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin.Document filedby City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"),Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG("Union"), Teamsters Union Local 500 Severance Fund ('Teamsters"), Counsel of theBorough of South Tyneside Acting in its Capacity as the Administering Authority ofthe Tyne and Wear Pension Fund, International Fund Management, S.A.(Luxemburg), Oregon State Treasurer and the Oregon Public Employee RetirementBoard, Alaska Laborers-Employers Retirement Fund. Related document: 35Complaint filed by UBS Institutional Investor Group, William L. Wesner.(dle)(Entered: 05/14/2009)

06/17/2009 103 NOTICE of Attorney Name Change. Document filed by UBS Institutional InvestorGroup. (Keeney, Jennifer) (Entered: 06/17/2009)

06/18/2009 104 AFFIDAVIT OF SERVICE. Deutsche Bank Ag served on 6/9/2009, answer due6/29/2009. Service was accepted by Kris Kwong, Legal Assistant/Authorized toAccept Service. Document filed by City of Pontiac Policemen's and Firemen'sRetirement System ("Pontiac"); Arbejdsmarkedets Tillaegspension ("ATP"); UnionAsset Management Holding AG ("Union"); International Fund Management, S.A.(Luxemburg). (Rothman, Robert) (Entered: 06/18/2009)

06/18/2009 105 AFFIDAVIT OF SERVICE. BNP Paribas served on 6/8/2009, answer due 6/29/2009.Service was accepted by Frances Kawaguchi, Agent for Service of Process. Documentfiled by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac");Arbejdsmarkedets Tillaegspension ("ATP"); Union Asset Management Holding AG("Union"); International Fund Management, S.A. (Luxemburg). (Rothman, Robert)(Entered: 06/18/2009)

06/18/2009 106 AFFIDAVIT OF SERVICE. Credit Suisse served on 6/8/2009, answer due 6/29/2009.Service was accepted by KaShonda Lawson, Person Authorized to Accept Service.Document filed by City of Pontiac Policemen's and Firemen's Retirement System("Pontiac"); Arbejdsmarkedets Tillaegspension ("ATP"); Union Asset ManagementHolding AG ("Union"); International Fund Management, S.A. (Luxemburg).(Rothman, Robert) (Entered: 06/18/2009)

06/22/2009 107 NOTICE OF APPEARANCE by Barry Robert Ostrager on behalf of J.P. MorganSecurities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International,Deutsche Bank AG, London Branch, BNP Paribas, Credit Suisse (Ostrager, Barry)(Entered: 06/22/2009)

06/22/2009 108 NOTICE OF APPEARANCE by Jonathan K. Youngwood on behalf of BNP Paribas,Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc,Goldman Sachs International, Deutsche Bank AG, London Branch (Youngwood,Jonathan) (Entered: 06/22/2009)

06/24/2009 109 STIPULATION AND ORDER CONCERNING SERVICE OF THE AMENDEDCONSOLIDATED CLASS ACTION COMPLAINT AND THE BRIEFINGSCHEDULE FOR DEFENDANTS' MOTIONS TO DISMISS; Credit Suisse is herebysubstituted as a defendant in place of Credit Suisse Group. UBS Securities LLC ishereby substituted as a defendant in place of the UBS Investment Bank. UBS shallhave until September 30, 2009 to answer or otherwise to respond to the AmendedComplaint. Underwriter Defendants shall have until September 30, 2009 to answer orotherwise respond to the Amended Complaint. Lead Plaintiffs shall have untilDecember 15, 2009 to oppose Defendants' motions to dismiss. UBS Defendants shallhave until January 29, 2010 to file reply memoranda in support of their motions todismiss; Underwriter Defendants shall have until January 29, 2010 to file a replymemorandum in support of their motion to dismiss of no longer than fifteen pages.(Signed by Judge Richard J. Sullivan on 6/24/09) (djc) Modified on 7/10/2009 (djc).(Entered: 06/24/2009)

06/24/2009 Set/Reset Deadlines: Replies due by 1/29/2010. Responses due by 12/15/2009 (djc)(Entered: 07/10/2009)

07/06/2009 110 NOTICE OF APPEARANCE by Lisa Heather Rubin on behalf of BNP Paribas,Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc,Goldman Sachs International, Deutsche Bank AG, London Branch (Rubin, Lisa)(Entered: 07/06/2009)

07/06/2009 111 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying JPMorganChase & Co, Morgan Stanley, The Goldman Sachs Group, Inc., Credit Suisse GroupAG. as Corporate Parent. Document filed by BNP Paribas, Credit Suisse, J.P. MorganSecurities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International,Deutsche Bank AG, London Branch.(Ostrager, Barry) (Entered: 07/06/2009)

09/23/2009 112 ORDER CONCERNING THE UBS DEFENDANTS' REQUEST TO FILECERTAIN DOCUMENTS IN HARD COPY: The Court is in receipt of the September23, 2009 letter of the UBS Defendants explaining that the exhibits they intend tosubmit in support of their Rule 12(b)(1) Motion to Dismiss the Foreign LeadPlaintiffs' Claims for Lack of Subject Matter Jurisdiction and their Motion to Dismissthe Amended Consolidated Class Action Complaint pursuant to Rules 9(b), 12(b)(2),and 12(b)(6) are too large to be accepted by the Court's Electronic Case Filing Systemand requesting permission to file them in hard copy. The Court grants this request.(Signed by Judge Richard J. Sullivan on 9/23/2009) (jpo) (Entered: 09/23/2009)

09/30/2009 113 NOTICE OF APPEARANCE by Robert Joseph Giuffra, Jr on behalf of UBSSecurities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler,Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle

(Giuffra, Robert) (Entered: 09/30/2009)

09/30/2009 114 NOTICE OF APPEARANCE by Maite Aquino on behalf of UBS Securities LLC,Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, SergioMarchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle(Aquino, Maite) (Entered: 09/30/2009)

09/30/2009 115 NOTICE OF APPEARANCE by Suhana S. Han on behalf of UBS Securities LLC,Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, SergioMarchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle (Han,Suhana) (Entered: 09/30/2009)

09/30/2009 116 MOTION to Dismiss Foreign Lead P/aintiffs' C/aims For Lack of Subject MatterJurisdiction. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, ErnestoBertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, RolfA. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin.Responses due by 12/15/2009(Giuffra, Robert) (Entered: 09/30/2009)

09/30/2009 117 MEMORANDUM OF LAW in Support re: 116 MOTION to Dismiss Foreign LeadP/aintiffs' C/aims For Lack of Subject Matter Jurisdiction.. Document filed by MarcelOspel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins,James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, CliveStandish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, GabrielleKauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A.Weinbach, Joerg Wolle, David S. Martin. (Giuffra, Robert) (Entered: 09/30/2009)

09/30/2009 118 DECLARATION of Allen Ferrell in Support re: 116 MOTION to Dismiss ForeignLead P/aintiffs' C/aims For Lack of Subject Matter Jurisdiction.. Document filed byMarcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, HuwJenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli,Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, GabrielleKauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A.Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Appendix Appendix A, #2 Appendix Appendix B, # 3 Exhibit 1)(Giuffra, Robert) (Entered: 09/30/2009)

09/30/2009 119 MOTION to Dismiss the Amended Conso/idated Securities C/ass Action Comp/aint.Document filed by BNP Paribas, Credit Suisse, J.P. Morgan Securities Ltd., MorganStanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG,London Branch. (Youngwood, Jonathan) (Entered: 09/30/2009)

09/30/2009 120 DECLARATION of Christian Alsoe in Support re: 116 MOTION to Dismiss ForeignLead P/aintiffs' C/aims For Lack of Subject Matter Jurisdiction.. Document filed byMarcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, HuwJenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli,Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, GabrielleKauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A.Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, #3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit8)(Giuffra, Robert) (Entered: 09/30/2009)

09/30/2009 121 MEMORANDUM OF LAW in Support re: 119 MOTION to Dismiss the Amended

Conso/idated Securities C/ass Action Comp/aint.. Document filed by BNP Paribas,Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc,Goldman Sachs International, Deutsche Bank AG, London Branch. (Youngwood,Jonathan) (Entered: 09/30/2009)

09/30/2009 122 DECLARATION of Marc Elvinger in Support re: 116 MOTION to Dismiss ForeignLead P/aintiffs' C/aims For Lack of Subject Matter Jurisdiction.. Document filed byMarcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, HuwJenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli,Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, GabrielleKauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A.Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, #3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit18)(Giuffra, Robert) (Entered: 09/30/2009)

09/30/2009 123 DECLARATION of Jonathan K. Youngwood (With Exhibits) in Support re: 119MOTION to Dismiss the Amended Conso/idated Securities C/ass Action Comp/aint..Document filed by BNP Paribas, Credit Suisse, J.P. Morgan Securities Ltd., MorganStanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG,London Branch. (Youngwood, Jonathan) (Entered: 09/30/2009)

09/30/2009 124 DECLARATION of Isabelle Romy in Support re: 116 MOTION to Dismiss ForeignLead P/aintiffs' C/aims For Lack of Subject Matter Jurisdiction.. Document filed byMarcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, HuwJenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli,Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, GabrielleKauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A.Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, #3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14Exhibit 14, #15 Exhibit 15)(Giuffra, Robert) (Entered: 09/30/2009)

09/30/2009 125 DECLARATION of Bankim Thanki in Support re: 116 MOTION to Dismiss ForeignLead P/aintiffs' C/aims For Lack of Subject Matter Jurisdiction.. Document filed byMarcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, HuwJenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli,Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, GabrielleKauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A.Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Exhibit A, # 2 Exhibit B,# 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 ExhibitH, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19Exhibit S, # 20 Exhibit T, # 21 Exhibit U, # 22 Exhibit V, # 23 Exhibit W, # 24Exhibit X, # 25 Exhibit Y, # 26 Exhibit Z, # 27 Exhibit AA, # 28 Exhibit BB)(Giuffra,Robert) (Entered: 09/30/2009)

09/30/2009 126 DECLARATION of Gerhard Wegen in Support re: 116 MOTION to Dismiss ForeignLead P/aintiffs' C/aims For Lack of Subject Matter Jurisdiction.. Document filed byMarcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, HuwJenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli,

Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, GabrielleKauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A.Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, #3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19Exhibit 19)(Giuffra, Robert) (Entered: 09/30/2009)

09/30/2009 127 MOTION to Dismiss the Amended Conso/idated C/ass Action Comp/aint Pursuant toRu/es 9(b), 12(b)(2), and 12(b)(6). Document filed by Marcel Ospel, Marcel Rohner,Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, JohnCostas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS SecuritiesLLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, SergioMarchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, DavidS. Martin. Responses due by 12/15/2009(Giuffra, Robert) (Entered: 09/30/2009)

09/30/2009 128 DECLARATION of Robert J. Giuffra, Jr. in Support re: 127 MOTION to Dismiss theAmended Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and12(b)(6). MOTION to Dismiss the Amended Conso/idated C/ass Action Comp/aintPursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the AmendedConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6).,116 MOTION to Dismiss Foreign Lead P/aintiffs' C/aims For Lack of Subject MatterJurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, ErnestoBertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, RolfA. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin.(Attachments: # 1 Appendix 1)(Giuffra, Robert) (Entered: 09/30/2009)

10/01/2009 129 MEMORANDUM OF LAW in Support re: 127 MOTION to Dismiss the AmendedConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6).MOTION to Dismiss the Amended Conso/idated C/ass Action Comp/aint Pursuant toRu/es 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Conso/idatedC/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6).. Documentfiled by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, RameshSingh, Huw Jenkins, James Stehli, John Costas, UBS AG, Peter A. Wuffli, CliveStandish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, GabrielleKauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A.Weinbach, Joerg Wolle, David S. Martin. (Giuffra, Robert) (Entered: 10/01/2009)

10/01/2009 130 NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of MarcelOspel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins,James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, CliveStandish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, GabrielleKauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A.Weinbach, Joerg Wolle, David S. Martin (Schwartz, Matthew) (Entered: 10/01/2009)

10/01/2009 131 DECLARATION of Robert J. Giuffra, Jr., with Exhibits 1-82 (As per docket entry #112). Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, Deutsche Bank Ag, BNPParibas, Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co.

International plc, Goldman Sachs International, Deutsche Bank AG, London Branch,UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach,Joerg Wolle, David S. Martin. (mbe) (Entered: 10/02/2009)

12/10/2009 132 ENDORSED LETTER addressed to Judge Richard J. Sullivan from Geoffrey C.Jarvis dated 12/10/09 re: Counsel for Leaf Plaintiffs write to request a slightmodification of the page limitations set forth in the Court's 6/24/09 order for LeadPlaintiffs' opposition to the defendants' motions to dismiss, which is due 12/15/09.ENDORSEMENT: Request granted. (Signed by Judge Richard J. Sullivan on12/10/09) (tro) (Entered: 12/11/2009)

12/15/2009 133 ORDER CONCERNING LEAD PLAINTIFFS' REQUEST TO FILE CERTAINDOCUMENT IN HARD COPY: The Court grants this request. The briefs shall befiled electronically. The exhibits may be filed and served in hard copy. On themorning after the filing of the briefs,, the Clerk's office shall be provided paper copiesof the exhibits (unless the Clerk expresses a preference for an electronic format due tospace limitations) and counsel may be provided electronic copies of the exhibits.(Signed by Judge Richard J. Sullivan on 12/14/09) (dle) (Entered: 12/15/2009)

12/15/2009 134 MEMORANDUM OF LAW in Opposition re: 127 MOTION to Dismiss the AmendedConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6).MOTION to Dismiss the Amended Conso/idated C/ass Action Comp/aint Pursuant toRu/es 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Conso/idatedC/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6).. Documentfiled by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"),Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey)(Entered: 12/15/2009)

12/15/2009 135 DECLARATION of Geoffrey C. Jarvis in Opposition re: 127 MOTION to Dismissthe Amended Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2),and 12(b)(6). MOTION to Dismiss the Amended Conso/idated C/ass ActionComp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss theAmended Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's RetirementSystem ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union AssetManagement Holding AG ("Union"), International Fund Management, S.A.(Luxemburg). (Jarvis, Geoffrey) (Entered: 12/15/2009)

12/15/2009 136 MEMORANDUM OF LAW in Opposition re: 119 MOTION to Dismiss the AmendedConso/idated Securities C/ass Action Comp/aint., 127 MOTION to Dismiss theAmended Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and12(b)(6). MOTION to Dismiss the Amended Conso/idated C/ass Action Comp/aintPursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the AmendedConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6)..Document filed by City of Pontiac Policemen's and Firemen's Retirement System("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset ManagementHolding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis,Geoffrey) (Entered: 12/15/2009)

12/15/2009 137 1 DECLARATION of Geoffrey C. Jarvis in Opposition re: 119 MOTION to Dismiss

the Amended Conso/idated Securities C/ass Action Comp/aint., 127 MOTION toDismiss the Amended Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b),12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Conso/idated C/ass ActionComp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss theAmended Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's RetirementSystem ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union AssetManagement Holding AG ("Union"), International Fund Management, S.A.(Luxemburg). (Jarvis, Geoffrey) (Entered: 12/15/2009)

12/15/2009 138 MEMORANDUM OF LAW in Opposition re: 119 MOTION to Dismiss the AmendedConso/idated Securities C/ass Action Comp/aint., 116 MOTION to Dismiss ForeignLead P/aintiffs' C/aims For Lack of Subject Matter Jurisdiction.. Document filed byCity of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"),Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey)(Entered: 12/15/2009)

12/15/2009 139 DECLARATION of Charles T. Caliendo in Opposition re: 119 MOTION to Dismissthe Amended Conso/idated Securities C/ass Action Comp/aint., 116 MOTION toDismiss Foreign Lead P/aintiffs' C/aims For Lack of Subject Matter Jurisdiction..Document filed by City of Pontiac Policemen's and Firemen's Retirement System("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset ManagementHolding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis,Geoffrey) (Entered: 12/15/2009)

01/15/2010 140 NOTICE OF CHANGE OF ADDRESS by Beth Ann Kaswan on behalf of Police andFire Retirement System of the City of Detroit, Bricklayers and Masons' Local UnionNo. 5 Ohio Health and Welfare Fund, Police & Fire Retirement System of the City ofDetroit, West Palm Beach Firefighters' Pension Fund. New Address:SCOTT+SCOTT, LLP, 500 FIFTH AVE, 40TH FL, NEW YORK, NY, 10110, 212-223-6444. Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(Kaswan, Beth) (Entered: 01/15/2010)

01/25/2010 141 ORDER: In light of the consolidation of the underlying cases in these matters, theClerk of the Court is instructed to mark the following cases as closed: (1) Case No. 08Civ. 6868 (RJS); (2) Case No. 08 Civ. 7606 (RJS); (3) Case No. 09 Civ. 2191 (RJS);and (4) Case No. 09 Civ. 893 (RJS). (Signed by Judge Richard J. Sullivan on1/25/2010) (jfe) (Entered: 01/25/2010)

01/29/2010 142 REPLY MEMORANDUM OF LAW in Support re: 127 MOTION to Dismiss theAmended Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and12(b)(6). MOTION to Dismiss the Amended Conso/idated C/ass Action Comp/aintPursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the AmendedConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6).,116 MOTION to Dismiss Foreign Lead P/aintiffs' C/aims For Lack of Subject MatterJurisdiction.. Document filed by Helmut Panke, Peter Spuhler, Marcel Ospel, MarcelRohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli,John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBSSecurities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler,Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, JoergWolle, David S. Martin. (Schwartz, Matthew) (Entered: 01/29/2010)

01/29/2010 143 DECLARATION of Robert J. Giuffra, Jr. in Support re: 127 MOTION to Dismiss theAmended Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and12(b)(6). MOTION to Dismiss the Amended Conso/idated C/ass Action Comp/aintPursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the AmendedConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6).,116 MOTION to Dismiss Foreign Lead P/aintiffs' C/aims For Lack of Subject MatterJurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, ErnestoBertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, RolfA. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin,Helmut Panke, Peter Spuhler. (Attachments: # 1 Exhibit 83, # 2 Exhibit 84, # 3Exhibit 85, # 4 Exhibit 86)(Schwartz, Matthew) (Entered: 01/29/2010)

01/29/2010 144 DECLARATION of Allen Ferrell in Support re: 127 MOTION to Dismiss theAmended Conso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and12(b)(6). MOTION to Dismiss the Amended Conso/idated C/ass Action Comp/aintPursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the AmendedConso/idated C/ass Action Comp/aint Pursuant to Ru/es 9(b), 12(b)(2), and 12(b)(6).,116 MOTION to Dismiss Foreign Lead P/aintiffs' C/aims For Lack of Subject MatterJurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, WalterStuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, MichaelHutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, ErnestoBertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, RolfA. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin,Helmut Panke, Peter Spuhler. (Attachments: # 1 Appendix A, # 2 AppendixB)(Schwartz, Matthew) (Entered: 01/29/2010)

01/29/2010 145 REPLY MEMORANDUM OF LAW in Support re: 119 MOTION to Dismiss theAmended Conso/idated Securities C/ass Action Comp/aint.. Document filed by BNPParibas, Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co.International plc, Goldman Sachs International, Deutsche Bank AG, London Branch.(Youngwood, Jonathan) (Entered: 01/29/2010)

03/09/2010 146 ORDER: Defendants shall respond to this (Lead Plaintiffs) 3/8/10 letter byWednesday, March 17, 2010 at 5:00 p.m. The letter should be no longer than threepages. (Signed by Judge Richard J. Sullivan on 3/9/10) (db) (Entered: 03/09/2010)

03/19/2010 147 ORDER denying 116 Motion to Dismiss; denying 119 Motion to Dismiss; denying127 Motion to Dismiss. It is hereby ordered that Defendants' 12(b)(1) motion and12(b)(6) motions are denied without prejudice and with leave to renew after theSupreme Court's decision in Morrison. It is further ordered that the parties shallsubmit a joint status letter, not to exceed three pages, to be received within one weekof the Supreme Court's decision in Morrison, informing the Court whether, in light ofthe decision, the parties would like to renew their motions or otherwise proceed. Atthat point, if necessary, the Court will decide whether it may properly considerdocuments related to the Shulman settlement. The Clerk of the Court is instructed toterminate the motions located at docket numbers 116,119, and 127. (Signed by JudgeRichard J. Sullivan on 3/18/10) (cd) (Entered: 03/19/2010)

07/02/2010 148 ENDORSED LETTER addressed to Judge Richard J. Sullivan from Geoffrey C.Jarvis and Robert J. Giuffra, Jr. dated 7/1/10 re: Counsel writes on behalf of the Lead

Plaintiffs, the UBS Defendants, and the Underwriter Defendants requesting a shortextension until Thursday, 7/8/10, to submit their joint 3-page letter to the Court onhow to proceed in light of Morrison. ENDORSEMENT: The parties' request isGRANTED. The parties shall submit their joint letter by 7/8/10. (Signed by JudgeRichard J. Sullivan on 7/1/10) (ae) (Entered: 07/02/2010)

07/14/2010 149 ORDER: It is hereby ordered that the Lead Plaintiffs and Defendants shall submit ajoint letter, to be received by July 20, 2010, setting forth a proposed briefing scheduleregarding Defendants' motions to dismiss on the basis of the Morrison decision only.(Signed by Judge Richard J. Sullivan on 7/13/2010) (jpo) Modified on 8/9/2010 (jpo).(Entered: 07/14/2010)

07/19/2010 150 STIPULATION AND ORDER FOR THE BRIEFING SCHEDULE FOR UBSDEFENDANTS' MOTIONS TO DISMISS FOREIGN-CUBED AND FOREIGN-SQUARED CLAIMS UNDER MORRISON V. NATIONAL AUSTRALIA BANKMotion due by 8/31/2010. Reply due by 11/10/2010. Response due by 10/18/2010, seedocument for page limits. Except as otherwise stipulated in this Order, the parties'motion papers shall adhere to the Court's Individual Practices, Rule 2. (Signed byJudge Richard J. Sullivan on 7/19/10) (cd) (Entered: 07/20/2010)

08/31/2010 151 MOTION to Dismiss A// C/aims Based on Purchases of UBS Shares Outside theUnited States. Document filed by John Costas, Michael Hutchins, Huw Jenkins, DavidS. Martin, Marcel Ospel, Marcel Rohner, Ramesh Singh, Clive Standish, James Stehli,Walter Stuerzinger, Marco Suter, UBS AG, Peter A. Wuffli. Responses due by10/18/2010(Schwartz, Matthew) (Entered: 08/31/2010)

08/31/2010 152 MEMORANDUM OF LAW in Support re: 151 MOTION to Dismiss A// C/aimsBased on Purchases of UBS Shares Outside the United States.. Document filed byJohn Costas, Michael Hutchins, Huw Jenkins, David S. Martin, Marcel Ospel, MarcelRohner, Ramesh Singh, Clive Standish, James Stehli, Walter Stuerzinger, MarcoSuter, UBS AG, Peter A. Wuffli. (Schwartz, Matthew) (Entered: 08/31/2010)

08/31/2010 153 DECLARATION of Robert J. Giuffra, Jr. in Support re: 151 MOTION to Dismiss A//C/aims Based on Purchases of UBS Shares Outside the United States.. Document filedby John Costas, Michael Hutchins, Huw Jenkins, David S. Martin, Marcel Ospel,Marcel Rohner, Ramesh Singh, Clive Standish, James Stehli, Walter Stuerzinger,Marco Suter, UBS AG, Peter A. Wuffli. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, #3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14Exhibit 14, # 15 Exhibit 15)(Schwartz, Matthew) (Entered: 08/31/2010)

08/31/2010 154 DECLARATION of Allen Ferrell in Support re: 151 MOTION to Dismiss A// C/aimsBased on Purchases of UBS Shares Outside the United States.. Document filed byJohn Costas, Michael Hutchins, Huw Jenkins, David S. Martin, Marcel Ospel, MarcelRohner, Ramesh Singh, Clive Standish, James Stehli, Walter Stuerzinger, MarcoSuter, UBS AG, Peter A. Wuffli. (Attachments: # 1 Exhibit 1, # 2 Appendix A, # 3Appendix B)(Schwartz, Matthew) (Entered: 08/31/2010)

09/08/2010 155 ENDORSED LETTER addressed to Judge Richard J. Sullivan from Richard A.Martin dated 9/7/10 re: Counsel requests permission to file an amicus curiae brief insupport of the defendants' motion to dismiss the federal securities claims ofpurchasers. ENDORSEMENT: This request is GRANTED in part. IT IS ORDERED

that NYSE Euronext may file an amicus curiae brief of no more than 10 pages byFriday, September 10, 2010. IT IS FURTHER ORDERED that the page limit forPlaintiffs' opposition brief, which is due on October 18, 2010, is increased by 10 pagesto allow Plaintiffs to respond to the arguments raised in the amicus brief. NYSEEuronext does not have leave to file a reply brief. (Brief due by 9/10/2010.) (Signedby Judge Richard J. Sullivan on 9/7/10) (djc) Modified on 9/15/2010 (djc). (Entered:09/08/2010)

09/10/2010 156 NOTICE OF APPEARANCE by Richard A. Martin on behalf of NYSE Euronext(Martin, Richard) (Entered: 09/10/2010)

09/10/2010 157 FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROMMENU(BRIEF) - Amicus Curiae APPEARANCE entered by Richard A. Martin onbehalf of NYSE Euronext. (Martin, Richard) Modified on 9/13/2010 (KA). (Entered:09/10/2010)

09/13/2010 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR.Note to Attorney Richard Martin to RE-FILE Document 157 Amicus CuriaeAppearance. Use the event type Brief found under the event list Other Documents.NOTE: Docket entry should appear as follows: "BRIEF re: 151 MOTION to DismissAll Claims Based on Purchases of UBS Shares Outside the United States. Documentfiled by NYSE Euronext". (KA) (Entered: 09/13/2010)

09/13/2010 158 BRIEF re: 151 MOTION to Dismiss A// C/aims Based on Purchases of UBS SharesOutside the United States.. Document filed by NYSE Euronext. (Martin, Richard)(Entered: 09/13/2010)

09/20/2010 159 ENDORSED LETTER addressed to Ruby J. Krajick from Ann Kimmel Ritter dated9/3/10 re: I am no longer with the firm Motley Rice LLC, I would appreciate yourhaving my name removed from the Attorneys To Be Noticed list. ENDORSEMENT:SO ORDERED. (Signed by Judge Richard J. Sullivan on 9/20/10) (db) (Entered:09/20/2010)

10/18/2010 160 MEMORANDUM OF LAW in Opposition re: 151 MOTION to Dismiss A// C/aimsBased on Purchases of UBS Shares Outside the United States.. Document filed byAlaska Laborers-Employers Retirement Fund, Arbejdsmarkedets Tillaegspension("ATP"), City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"),Counsel of the Borough of South Tyneside Acting in its Capacity as theAdministering Authority of the Tyne and Wear Pension Fund, International FundManagement, S.A. (Luxemburg), Oregon State Treasurer and the Oregon PublicEmployee Retirement Board, Union Asset Management Holding AG ("Union").(Jarvis, Geoffrey) (Entered: 10/18/2010)

10/18/2010 161 DECLARATION of Geoffrey C. Jarvis in Opposition re: 151 MOTION to DismissA// C/aims Based on Purchases of UBS Shares Outside the United States.. Documentfiled by Alaska Laborers-Employers Retirement Fund, ArbejdsmarkedetsTillaegspension ("ATP"), City of Pontiac Policemen's and Firemen's RetirementSystem ("Pontiac"), Counsel of the Borough of South Tyneside Acting in its Capacityas the Administering Authority of the Tyne and Wear Pension Fund, InternationalFund Management, S.A. (Luxemburg), Oregon State Treasurer and the Oregon PublicEmployee Retirement Board, Teamsters Union Local 500 Severance Fund('Teamsters"), Union Asset Management Holding AG ("Union"). (Attachments: # 1

Exhibit A - FY 1999 20-F, # 2 Exhibit B - FY 2000 20-F, # 3 Exhibit C - FY 200120-F, # 4 Exhibit D - FY 2002 20-F, # 5 Exhibit E - FY 2003 20-F, # 6 Exhibit F - FY2004 20-F, # 7 Exhibit G - FY 2005 20-F, # 8 Exhibit H - FY 2006 20-F, # 9 Exhibit I- FY 2007 20-F, # 10 Exhibit J - FY 2008 20-F, # 11 Exhibit K - FY 2008 20-F-A, #12 Exhibit L - FY 2009 20-F, # 13 Exhibit M - Sept 2000 F-4, # 14 Exhibit N - Aug2008 6-K)(Jarvis, Geoffrey) (Entered: 10/18/2010)

11/10/2010 162 REPLY MEMORANDUM OF LAW in Support re: 151 MOTION to Dismiss A//C/aims Based on Purchases of UBS Shares Outside the United States.. Document filedby John Costas, Michael Hutchins, Huw Jenkins, David S. Martin, Marcel Ospel,Marcel Rohner, Ramesh Singh, Clive Standish, James Stehli, Walter Stuerzinger,Marco Suter, UBS AG, Peter A. Wuffli. (Schwartz, Matthew) (Entered: 11/10/2010)

08/19/2011 163 ORDER: The Court is in receipt of a letter from counsel for UBS, informing the Courtof the unfortunate news that Maite Aquino, Esq., has passed away. The Court offersits condolences to Ms. Aquino's colleagues and respectfully directs the Clerk of Courtto remove her as counsel of record in these cases. (Signed by Judge Richard J.Sullivan on 8/19/2011) (jfe) (Entered: 08/22/2011)

09/13/2011 164 MEMORANDUM AND ORDER granting 151 Motion to Dismiss. Defendants'motion to dismiss Plaintiffs' claims based on purchases of UBS shares outside of theUnited States is granted. The Clerk of Court is respectfully directed to terminate themotion located at docket number 151. Additionally, within 30 days of the date of thisOrder, Plaintiffs shall submit a letter apprising the Court of the number of remainingPlaintiffs as well as the status of Lead Plaintiffs, including whether it will benecessary to appoint new Lead Plaintiffs. After receiving Plaintiffs' letter, the Courtwill schedule a conference to discuss these issues as well as Defendants' contemplatedmotion to dismiss the Complaint for failure to state a claim. (Signed by Judge RichardJ. Sullivan on 9/13/2011) (lmb) (Entered: 09/13/2011)

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