U.S. District Court Southern District of New York (Foley Square)...

US District Court Civil Docket as of 11/07/2006Retrieved from the court on July 8, 2011

U.S. District CourtSouthern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:03-cv-08323-DAB

Schulman, et al v. Putnam American, et al Date Filed: 10/21/2003Assigned to: Judge Deborah A. Batts Date Terminated: 03/02/2004Demand: $0 Jury Demand: PlaintiffRelated Case: 1:03-cv-09654-DAB Nature of Suit: 850Cause: 15:78m(a) Securities Exchange Act Securities/Commodities

Jurisdiction: Federal Question

Plaintiff

Sheila Schulman represented by Andrei V. Radoas trustee for Marital Trust of the Milberg, Weiss, Bershad, Hynes &Beneficial Sep IRA Plan for Allen Lerach, L.L.P.Schulman IRA Plan One Pennsylvania Plaza

New York, NY 10119-0165(212) 594-5300LEAD ATTORNEY

Melvyn I. WeissMilberg LLP (NYC)One Pennsylvania PlazaNew York, NY 10119212 594 5300Fax: 212 868 1229Email: [email protected] ATTORNEY

Peter Edward SeidmanMilberg LLP (NYC)One Pennsylvania PlazaNew York, NY 10119(212) 613-5625Fax: (212) 868-1229Email: [email protected] ATTORNEY

Steven G. SchulmanMilberg LLP (NYC)One Pennsylvania PlazaNew York, NY 10119212-946-9356Fax: 212-273-4406Email: [email protected] ATTORNEY

Susan R. SchwaigerCohen, Milstein, Hausfeld & Toll,P.L.L.C.150 East 52nd StreetNew York, NY 10022(212) 838-7797LEAD ATTORNEYATTORNEY TO BE NOTICED

Plaintiff

Dana Fisher represented by Andrei V. Radoon behalf of themselves and all others (See above for address)similarly situated LEAD ATTORNEY

Melvyn I. Weiss(See above for address)LEAD ATTORNEY

Peter Edward Seidman(See above for address)LEAD ATTORNEY

Steven G. Schulman(See above for address)LEAD ATTORNEY

V.

Movant

Tristan Ing represented by Donald Carroll MossBarrack, Rodos & Bacine170 East 61 st StreetSecond FloorNew York, NY 10021(212) 688-0782LEAD ATTORNEYATTORNEY TO BE NOTICED

Movant

Vito M. Iozzo represented by David J. Goldsmithas Trustee for the Vito Iozzo Trust Labaton Sucharow, LLP

140 BroadwayNew York, NY 10005212-907-0879Fax: 212-818-0477Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Joel H. BernsteinLabaton Sucharow, LLP140 BroadwayNew York, NY 10005212-907-0869Fax: 212-883-7069Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Movant

Kathleen M. Iozzo represented by David J. Goldsmith(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Joel H. Bernstein(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Movant

John Chluda represented by David J. Goldsmith(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Movant

Sandra Shoffner represented by Frank Rocco SchirripaSchoengold & Sporn, P.C.19 Fulton StreetSuite 408New York, NY 10038212-964-0046Fax: 212-267-8137Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Joel Paul LaitmanSchoengold & Sporn, P.C.19 Fulton StreetSuite 408New York, NY 10038

(212) 964-0046Fax: (212) 267-8137Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Movant

Mann Shoffner represented by Frank Rocco Schirripa(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Joel Paul Laitman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Movant

Allan J. Katz represented by Chet Barry Waldmanindividually and on behalf of Katz, Kutter, Wolf Popper LLPet. al., P.A. Employees' 401(K) and Profit 845 Third AvenueSharing Plan New York, NY 10022

(212) 759-4600Fax: (212)486-2093Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Movant

Jill Lynn Bailin represented by Joseph R. SeidmanBernstein Liebhard, LLP10 East 40th Street22nd FloorNew York, NY 10016(212)-779-1414Fax: (212)-779-3218Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Sandy A LiebhardBernstein Liebhard, LLP10 East 40th Street22nd FloorNew York, NY 10016(212) 779-1414Fax: (212) 779-3218Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Movant

The City of Sunrise General Employees' represented by Gerald H. SilkRetirement Plan Bernstein Litowitz Berger & Grossmann

LLP1285 Avenue of the Americas38th FloorNew York, NY 10019212 554 1282Fax: 212-554-1444Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Movant

Rosemary Winpigler represented by Aaron Lee Brodyas Trustee of Romick, Inc. Stull Stull & Brody

6 East 45th Street, 5th FloorNew York, NY 10017212-687-7230Fax: 212-4902022Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Bradley Peter DyerStull, Stull & Brody6 East 45th StreetNew York, NY 10017(212) 687-7230LEAD ATTORNEYATTORNEY TO BE NOTICED

Jules BrodyStull Stull & Brody6 East 45th Street, 5th FloorNew York, NY 10017(212)-687-7230Fax: (212)-490-2022Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Movant

Stanley Winpigler represented by Aaron Lee Brodyas Trustee of Romick, Inc. (See above for address)

LEAD ATTORNEYATTORNEY TO BE NOTICED

Bradley Peter Dyer

(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Jules Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Movant

Jackie R. Collins represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Bradley Peter Dyer(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Movant

Gloria C. and Tony J. Ebli represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Tony J. Ebli represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Bradley Peter Dyer(See above for address)LEAD ATTORNEY

ATTORNEY TO BE NOTICED


Movant

Gloria C. Ebli represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Timothy P. Murphy represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Robert and Barbara Riffee Trust represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Daniel G. Palmaymesa represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Hubert Feehan represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Murna DePhillips represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Jules Brody(See above for address)


Movant

George M. Elmore represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

J. Doris Wilson represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Murray Zucker represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Shirley M. Bennett represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Benny Green KJT Enterprise represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Monica Gereny represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Loretta L. Carlson represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

George F. Owens represented by Aaron Lee Brody(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Movant

Danny Carter represented by David Avi RosenfeldRobbins Geller Rudman & Dowd LLP(LI)58 South Service RoadSuite 200Melville, NY 11747631-367-7100Fax: 631-367-1173Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Movant

Becky Carter represented by David Avi Rosenfeld(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Movant

Cathy Ulshafer

represented by David Avi Rosenfeld(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Movant

Robert Ulshafer

represented by David Avi Rosenfeld(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Movant

Joe Shanis represented by Jeanne F. D'EspositoLowey Dannenberg Cohen & Hart, P.C.White Plains PlazaOne North BroadwaySuite 509White Plains, NY 10601(914) 997-0500LEAD ATTORNEYATTORNEY TO BE NOTICED

Richard D. BemporadLowey Dannenberg Cohen & Hart, P.C.White Plains PlazaOne North BroadwaySuite 509White Plains, NY 10601(914) 997-0500Fax: (914) 997-0035Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Movant

International Brotherhood of Electrical represented by Samuel Kenneth RosenWorkers Local No. 150 Supplemental Harwood Feffer LLPTrust

488 Madison AvenueNew York, NY 10022(212) 935-7400Fax: (212) 753-3630Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

V.

Defendant

Putnam American Government Income

Fund

Defendant

Putnam Arizona Tax Exempt IncomeFund

Defendant

Putnam Asset Allocation: BalancedPortfolio

Defendant

Putnam Asset Allocation: GrowthPortfolio

Defendant

Putnam Asset Allocation: ConservativePortfolio

Defendant

Putnam California Tax Exempt IncomeFund

Defendant

Putnam Capital Appreciation Fund

Defendant

Putnam Capital Opportunities Fund

Defendant

Putnam Classic Equity Fund

Defendant

Putnam Convertible Income-GrowthTrust

Defendant

Putnam Diversified Income Trust

Defendant

Putnam Discovery Growth Fund

Defendant

Putnam Equity Income Fund

Defendant

Putnam Europe Equity Fund

Defendant

Putnam Florida Tax Exempt IncomeFund

Defendant

Putnam Fund for Growth and Income

Defendant

George Putnam Fund of Boston q

Defendant

Putnam Global Equity Fund

Defendant

Putnam Global Income Trust

Defendant

Putnam Global Natural ResourcesFund

Defendant

Putnam Growth Opportunities Fund

Defendant

Putnam Health Sciences Trust

Defendant

Putnam High Yield Advantage Fund

Defendant

Putnam High Yield Trust

Defendant

Putnam Income Fund

Defendant

Putnam Intermediate U.S. GovernmentIncome Fund

Defendant

Putnam International CapitalOpportunities Fund

Defendant

Putnam International Equity Fund

Defendant

Putnam International Growth andIncome Fund

Defendant

Putnam International NewOpportunities Fund

Defendant

Putnam Investors Fund

Defendant

Putnam Massachusetts Tax ExemptIncome Fund

Defendant

Putnam Michigan Tax Exempt IncomeFund

Defendant

Putnam Mid Cap Value Fund

Defendant

Putnam Minnesota Tax Exempt IncomeFund

Defendant

Putnam Money Market Fund

Defendant

Putnam Municipal Income Fund

Defendant

Putnam New Jersey Tax ExemptIncome Fund

Defendant

Putnam New Opportunities Fund

Defendant

Putnam New Value Fund

Defendant

Putnam New York Tax Exempt IncomeFund

Defendant

Putnam New York Tax ExemptOpportunities Fund

Defendant

Putnam Ohio Tax Exempt Income

Fund

Defendant

Putnam OTC & Emerging GrowthFund

Defendant

Putnam Pennsylvania Tax ExemptIncome Fund

Defendant

Putnam Research Fund

Defendant

Putnam Small Cap Growth Fund

Defendant

Putnam Small Cap Value Fund

Defendant

Putnam Tax Exempt Income Fund

Defendant

Putnam Tax Exempt Money MarketFund

Defendant

Putnam Tax Smart Equity Fund

Defendant

Putnam Tax-Free High Yield Fund

Defendant

Putnam Tax-Free Insured Fund

Defendant

Putnam U.S. Government Income Trust

Defendant

Putnam Utilities Growth and IncomeFund

Defendant

Putnam Vista Fund

Defendant

Putnam Voyager Fundcollectively known as "Putnam Funds"

Defendant

Marsh & McLennan Companies, Inc.

Defendant

Putnam Investments Trust

Defendant

Putnam Investment Management LLC

Defendant

Putnam Investment Funds

Defendant

John Does1-100

Defendant

George Putnam Fund of Boston

Trustee

Vito M. Iozzo represented by David J. Goldsmithas Trustee for the Vito Iozzo Trust (See above for address)



Date Filed # Docket Text

10/21/2003 1 CLASS ACTION COMPLAINT filed. Summons issued and Notice pursuant to 28U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 489376. (jjm) (Entered: 10/24/2003)

10/21/2003 Magistrate Judge Frank Maas is so designated. (jjm) (Entered: 10/24/2003)

12/04/2003 2 STIPULATION AND ORDER: the Putnam defendants are not required to respond tothe complaint filed in this action, and that plaintiffs will file an amended complaint nolater than sixty (60) days after the later of either: (a) the date that a lead plaintiff isappointed and their selection of lead counsel is approved in any multi-district litigationin which these actions are consolidated, or (b) the filing date of the Panel's decisiondenying the Motion. the Putnam defendants responses will be due at such time asagreed by the parties, subject to the approval of the Court. (Signed by Judge DeborahA. Batts on 12/3/03) (db, ) (Entered: 12/16/2003)

12/22/2003 3 MOTION pursuant to 21D(a)(3)(B) of the Securities Act of 1934, 15 U.S.C. 78u-4(a)(3)(B), and 27(a)(3)(B) of the Securities Act of 1933, 15 U.S.C. 77z-1(a)(3)(B) foran Order (1) appointing movant as lead plaintiff in this and all other similar related

actions pending in this district and in other federal district courts around the country (2)approving movant's choice of lead counsel. Document filed by Tristan Ing. (jco, )(Entered: 01/09/2004)

12/22/2003 4 MOTION, for an Order to Appoint Movants as Lead Plaintiffs in the consolidatedactions; MOTION to Approve Approving Movants' choice of counsel, the law firms ofMuch, Shelist, Freed, Denenberg, Ament & Rubenstein, P.C. and Spector Roseman &Kodroff, P.C. as Co-Lead Counsel and Goodkind, Labaton Rudoff & Sucharow, L.L.P.as Liaison Counsel in the consolidated actions; MOTION Consolidating the actions(03cv8323, 03cv8368, 03cv8407, 03cv8651, 03cv8683, 03cv8720, 03cv8894,03cv8984, 03cv9160, 03cv9237, 03cv9424, 03cv9425, 03cv9654, 03cv9920,03cv10098, 03cv10099), as well as any other related actions pending in this Court andany subsequently filed or transferred actions. Document filed by Vito M. Iozzo,Kathleen M. Iozzo, John Chulda. (tp, ) Modified on 1/9/2004 (tp, ). (Entered:01/09/2004)

12/22/2003 5 MOTION to Appoint Putnam Funds Lead Plaintiff Movants, Ohio Tuition TrustAuthority, as Trusteee of the Ohio Variable College Savings Trust Fund, asrepresentative Lead Plaintff to serve as lead plaintiff, MOTION to Approve the PutnamFunds Lead Plaintiff Movants' designation of the Ohio Tuition Trust Authority, trusteeof the Variable College Savings Trust Fund, to represent the Putnam Lead PlaintiffMovants as Lead Plaintiff; and approving the Putnam Funds Lead Plaintiff Movants'selection of Milberg, Weiss, Bershad, Hynes & Lerach, L.L.P. and Colley Shroyer &Abraham Co. L.P.A. as Co-Lead Counsel. MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149,1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425, 1:03-cv-9920. ProposedOrder attached.(sb, ) (Entered: 01/09/2004)

12/22/2003 6 MEMORANDUM OF LAW in Support re: 4 MOTION to Appoint. MOTION toApprove Approving Movants' choice of counsel, the law firms of Much, Shelist, Freed,Denenberg, Ament & Rubenstein, P.C. and Spector Roseman & Kodroff, P.C. as Co-Lead Counsel and Goodkind, Labaton Rudoff & Sucharow, L.L.P. as Liaison CMOTION to Approve Approving Movants' choice of counsel, the law firms of Much,Shelist, Freed, Denenberg, Ament & Rubenstein, P.C. and Spector Roseman &Kodroff, P.C. as Co-Lead Counsel and Goodkind, Labaton Rudoff & Sucharow, L.L.P.as Liaison C MOTION to Approve Approving Movants' choice of counsel, the lawfirms of Much, Shelist, Freed, Denenberg, Ament & Rubenstein, P.C. and SpectorRoseman & Kodroff, P.C. as Co-Lead Counsel and Goodkind, Labaton Rudoff &Sucharow, L.L.P. as Liaison C MOTION to Approve Approving Movants' choice ofcounsel, the law firms of Much, Shelist, Freed, Denenberg, Ament & Rubenstein, P.C.and Spector Roseman & Kodroff, P.C. as Co-Lead Counsel and Goodkind, LabatonRudoff & Sucharow, L.L.P. as Liaison C MOTION to Consolidate Cases. MOTION toConsolidate Cases. MOTION to Consolidate Cases. MOTION to Consolidate Cases.Document filed by John Chluda, Kathleen M. Iozzo, Vito M. Iozzo. (tp, ) (Entered:01/09/2004)

12/22/2003 7 MEMORANDUM OF LAW by Putnam Funds Lead Plaintiff Movants in Support of 5MOTION to Appoint Putnam Funds Lead Plaintiff Movants, Ohio Tuition TrustAuthority, as Trusteee of the Ohio Variable College Savings Trust Fund, asrepresentative Lead Plaintff to serve as lead plaintiff(s), MOTION to Approve the

Putnam Funds Lead Plaintiff Movants' designation of the Ohio Tuition Trust Authority,trustee of the Variable College Savings Trust Fund, to represent the Putnam LeadPlaintiff Movants as Lead Plaintiff; and approving the Putnam Funds Lead PlaintiffMovants' selection of Milberg, Weiss, Bershad, Hynes & Lerach, L.L.P. and ColleyShroyer & Abraham Co. L.P.A. as Co-Lead Counsel, MOTION to Consolidate Cases1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720,1:03-cv-8864, 1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149,1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425, 1:03-cv-9920. (sb, )(Entered: 01/12/2004)

12/22/2003 8 MOTION, for an Order consolidating actions 03cv8323, 03cv8368, 03cv8407,03cv8651, 03cv8683, 03cv8720, 03cv8864, 03cv8893, 03cv8894, 03cv8984,03cv9001, 03cv9157, 03cv9160, 03cv9149, 03cv9237, 03cv9424, 03cv9425,03cv9920; Appointing the Mann and Shoffners' as Lead Plaintiffs; Approving theShoffners' choice of counsel and appointing the law firm of Schoengold & Sporn, P.C.as Lead Counsel pursuant to Section 2 1 D(a)(3)(B)(v) of the Exchange Act. Documentfiled by Sandra Shoffner, Mann Shoffner. (tp, ) (Entered: 01/12/2004)

12/22/2003 9 MEMORANDUM OF LAW in Support re: 8 MOTION to Appoint. MOTION toConsolidate Cases. MOTION to Consolidate Cases. MOTION to Consolidate Cases..Document filed by Mann Shoffner, Sandra Shoffner. (tp, ) (Entered: 01/12/2004)

12/22/2003 10 DECLARATION of Frank R. Schirripa in Support re: 8 MOTION to Appoint.MOTION to Consolidate Cases. MOTION to Consolidate Cases. MOTION toConsolidate Cases. Document filed by Mann Shoffner, Sandra Shoffner. (tp, ) (Entered:01/12/2004)

12/22/2003 11 DECLARATION of Peter E. Seidman in Support of 5 MOTION to Appoint PutnamFunds Lead Plaintiff Movants, Ohio Tuition Trust Authority, as Trusteee of the OhioVariable College Savings Trust Fund, as representative Lead Plaintff to serve as leadplaintiff(s). MOTION to Approve the Putnam Funds Lead Plaintiff Movants'designation of the Ohio Tuition Trust Authority, trustee of the Variable CollegeSavings Trust Fund, to represent the Putnam Lead Plaintiff Movants as Lead Plaintiff;and approving the Putnam Funds Lead Plaintiff Movants' selection of Milberg, Weiss,Bershad, Hynes & Lerach, L.L.P. and Colley Shroyer & Abraham Co. L.P.A. as Co-Lead Counsel. MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149, 1:03-cv-9160, 1:03-cv-9237,1:03-cv-9424, 1:03-cv-9425, and 1:03-cv-9920. (sb, ) (Entered: 01/12/2004)

12/22/2003 12 MOTION to Appoint Movant Allan J. Katz as Lead Plaintiff, MOTION to ApproveMovant's selection of Wolf Popper, L.L.P., Napoli, Kaiser & Bern, L.L.P., and Straus& Boies, L.L.P. as Lead Counsel, MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-9920,1:03-cv-8984, 1:03-cv-9160, 1:03-cv-9149, 1:03-cv-9157, 1:03-cv-9425. Documentfiled by Allan J. Katz. (tp, ) (Entered: 01/12/2004)

12/22/2003 13 DECLARATION of Chet B. Waldman in Support re: 12 MOTION to Appoint.MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-9920, 1:03-cv-8984, 1:03-cv-9160, 1:03-cv-9149, 1:03-cv-9157, 1:03-cv-9425. MOTION to Consolidate Cases 1:03-cv-8323,1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-9920,

1:03-cv-8984, 1:03-cv-9160, 1:03-cv-9149, 1:03-cv-9157, 1:03-cv-9425. Documentfiled by Allan J. Katz. (tp, ) (Entered: 01/12/2004)

12/22/2003 14 MEMORANDUM OF LAW in Support re: 12 MOTION to Appoint. MOTION toConsolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-9920, 1:03-cv-8984, 1:03-cv-9160, 1:03-cv-9149, 1:03-cv-9157, 1:03-cv-9425. MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368,1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-9920, 1:03-cv-8984,1:03-cv-9160, 1:03-cv-9149, 1:03-cv-9157, 1:03-cv-9425. Document filed by Allan J.Katz. (tp, ) (Entered: 01/12/2004)

12/22/2003 15 MOTION to Appoint Jill Lynn Bailin to serve as lead plaintiff, MOTION to ApproveMovant's selection of counsel for the Class, MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8720, 1:03-cv-8984, 1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, and 1:03-cv-9425. Document filed by Jill LynnBailin. (sb, ) (Entered: 01/12/2004)

12/22/2003 16 MOTION to Appoint The City of Sunrise General Employees' Retirement Plan to serveas lead plaintiff(s); MOTION to Approve its selection of counsel as Lead Counsel forthe Class; MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407,1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8894, 1:03-cv-8984,1:03-cv-9149, 1:03-cv-9157, 1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425,1:03-cv-9654, 1:03-cv-9920. Document filed by The City of Sunrise GeneralEmployees' Retirement Plan. (tp, ) Modified on 1/12/2004 (tp, ). Memorandum of Lawin Support is attached along with a proposed order. (Entered: 01/12/2004)

12/22/2003 17 MEMORANDUM OF LAW in Support of 15 MOTION to Appoint Jill Lynn Bailin toserve as lead plaintiff. MOTION to Approve Movant's selection of counsel for theClass. MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407,1:03-cv-8651, 1:03-cv-8720, 1:03-cv-8984, 1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424,and 1:03-cv-9425. Document filed by Jill Lynn Bailin. (sb, ) (Entered: 01/12/2004)

12/22/2003 18 DECLARATION of Joseph R. Seidman, Jr. in Support of 15 MOTION to Appoint JillLynn Bailin to serve as lead plaintiff. MOTION to Approve Movant's selection ofcounsel for the Class. MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368,1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8720, 1:03-cv-8984, 1:03-cv-9160, 1:03-cv-9237,1:03-cv-9424, and 1:03-cv-9425. Document filed by Jill Lynn Bailin. (sb, ) (Entered:01/12/2004)

12/22/2003 19 DECLARATION of Joseph A. Fonti in Support re: 16 MOTION to Appoint The Cityof Sunrise General Employees' Retirement Plan to serve as lead plaintiff(s). MOTIONto Approve its selection of counsel as Lead Counsel for the Class. MOTION toApprove its selection of counsel as Lead Counsel for the Class. MOTION to Approveits selection of counsel as Lead Counsel for the Class. MOTION to Consolidate Cases1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720,1:03-cv-8864, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9149, 1:03-cv-9157, 1:03-cv-9160,1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425, 1:03-cv-9654, MOTION to ConsolidateCases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9149, 1:03-cv-9157,1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425, 1:03-cv-9654, MOTION toConsolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9149, 1:03-

cv-9157, 1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425, 1:03-cv-9654,.Document filed by The City of Sunrise General Employees' Retirement Plan. (tp, )(Entered: 01/12/2004)

12/22/2003 20 MOTION, for an Order appointing movants as Lead Plaintiffs, MOTION to approvemovants selection of Co-Lead Counsel, MOTION to Consolidate Cases 1:03-cv-8323,1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8984,1:03-cv-9160. Document filed by Rosemary Winpigler, Stanley Winpigler, Jackie R.Collins, Gloria C. and Tony J. Ebli, Tony J. Ebli, Gloria C. Ebli, Timothy P. Murphy,Robert and Barbara Riffee Trust, Daniel G. Palmaymesa, Hubert Feehan, MurnaDePhillips, George M. Elmore, J. Doris Wilson, Murray Zucker, Shirley M. Bennett,Benny Green KJT Enterprise, Monica Gereny, Loretta L. Carlson, George F. Owens.(tp, ) (Entered: 01/13/2004)

12/22/2003 24 MEMORANDUM OF LAW in Support re: 20 MOTION to Appoint. MOTION toConsolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8984, 1:03-cv-9160. Document filed by Shirley M.Bennett, Benny Green KJT Enterprise, Loretta L. Carlson, Jackie R. Collins, MurnaDePhillips, Gloria C. Ebli, Tony J. Ebli, George M. Elmore, Hubert Feehan, MonicaGereny, Gloria C. and Tony J. Ebli, Timothy P. Murphy, George F. Owens, Daniel G.Palmaymesa, Robert and Barbara Riffee Trust, J. Doris Wilson, Rosemary Winpigler,Stanley Winpigler, Murray Zucker. (tp, ) (Entered: 01/13/2004)

12/22/2003 25 DECLARATION of Bradley P. Dyer in Support re: 20 MOTION to Appoint. MOTIONto Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8984, 1:03-cv-9160. Document filed by Shirley M.Bennett, Benny Green KJT Enterprise, Loretta L. Carlson, Jackie R. Collins, MurnaDePhillips, Gloria C. Ebli, Tony J. Ebli, George M. Elmore, Hubert Feehan, MonicaGereny, Gloria C. and Tony J. Ebli, Timothy P. Murphy, George F. Owens, Daniel G.Palmaymesa, Robert and Barbara Riffee Trust, J. Doris Wilson, Rosemary Winpigler,Stanley Winpigler, Murray Zucker. (tp, ) (Entered: 01/13/2004)

12/22/2003 26 MOTION, for an Order approving the Ulshafers' and the Carters' selection of the lawfirm of Cauley Geller Bowman & Rudman, LLP to serve as Lead Counsel; MOTIONappointing the Ulshafers and the Carters as Lead Plaintiffs; MOTION to ConsolidateCases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9149, 1:03-cv-9160,1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425, 1:03-cv-9654, 1:03-cv-9920. Documentfiled by Danny Carter, Becky Carter, Cathy Ulshafer, Robert Ulshafer. Proposed orderis attached. (tp, ) (Entered: 01/13/2004)

12/22/2003 27 MEMORANDUM OF LAW in Support re: 26 MOTION, for an Order approving theUlshafers' and the Carters' selection of the law firm of Cauley Geller Bowman &Rudman, LLP to serve as Lead Counsel; MOTION appointing the Ulshafers and theCarters as Lead Plaintiffs; MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368,1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8894,1:03-cv-8984, 1:03-cv-9149, 1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425,1:03-cv-9654, 1:03-cv-9920. Document filed by Danny Carter, Becky Carter, CathyUlshafer, Robert Ulshafer. (tp, ) (Entered: 01/13/2004)

12/22/2003 28 DECLARATION of David A. Rosenfeld in Support re: 26 MOTION, for an Orderapproving the Ulshafers' and the Carters' selection of the law firm of Cauley Geller

Bowman & Rudman, LLP to serve as Lead Counsel; MOTION appointing theUlshafers and the Carters as Lead Plaintiffs; MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9149, 1:03-cv-9160, 1:03-cv-9237,1:03-cv-9424, 1:03-cv-9425, 1:03-cv-9654, 1:03-cv-9920. Document filed by DannyCarter, Becky Carter, Cathy Ulshafer, Robert Ulshafer.(tp, ) (Entered: 01/13/2004)

12/22/2003 29 MOTION, for an Order appointing Joe Shanis to serve as lead plaintiff(s) ; MOTION,for an Order approving Joe Shanis' selection of the law firm of Berger & Montague,P.C. to serve as Lead Counsel and Lowey, Dannenberg, Bemporad & Selinger, P.C. toserve as Liaison Counsel; MOTION, for an Order Consolidating Cases 1:03-cv-8323,1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864,1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149, 1:03-cv-9157,1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425, 1:03-cv-9439, 1:03-cv-9160,9668. Document filed by Joe Shanis.(tp, ) (Entered: 01/14/2004)

12/22/2003 30 MEMORANDUM OF LAW in Support re: 29 MOTION to Appoint Joe Shanis toserve as lead plaintiff(s). MOTION to Approve for an Order approving Joe Shanis'selection of the law firm of Berger & Montague, P.C. to serve as Lead Counsel andLowey, Dannenberg, Bemporad & Selinger, P.C. to serve as Liaison Counsel.MOTION to Approve for an Order approving Joe Shanis' selection of the law firm ofBerger & Montague, P.C. to serve as Lead Counsel and Lowey, Dannenberg,Bemporad & Selinger, P.C. to serve as Liaison Counsel. MOTION to Approve for anOrder approving Joe Shanis' selection of the law firm of Berger & Montague, P.C. toserve as Lead Counsel and Lowey, Dannenberg, Bemporad & Selinger, P.C. to serve asLiaison Counsel. MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149, 1:03-cv-9157, 1:03-cv-9160,1:03-cv-9237, 1:03-cv-9424, MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149, 1:03-cv-9157,1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149,1:03-cv-9157, 1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424. Document filed by JoeShanis. (tp, ) (Entered: 01/14/2004)

12/23/2003 21 MOTION to Appoint Norman M. Robertson to serve as lead plaintiff(s)., MOTION toApprove Movant's selection of the law firm of Cohen Milstein Hausefeld & Toll,PLLC, as Lead Counsel., MOTION to Consolidate Cases 03-8368, 03-8407, 03-8651,03-8683, 03-8720, 03-8864, 03-8894, 03-8984, 03-9149, 03-9160, 03-9237, 03-9424,03-9425, 03-9654, 03-9920. Document filed by Sheila Schulman. (pa, ) (Entered:01/13/2004)

12/23/2003 22 DECLARATION of Susan R. Schwaiger in Support re: 21 MOTION to AppointNorman M. Robertson to serve as lead plaintiff(s). MOTION to Approve Movant'sselection of the law firm of Cohen Milstein Hausefeld & Toll, PLLC, as Lead Counsel.MOTION to Consolidate Cases 03-8368, 03-8407, 03-8651, 03-8683, 03-8720, 03-8864, 03-8894, 03-8984, 03-9149, 03-9160, 03-9237, 03-9424, 03-9425, 03-9654, 03-9920. Document filed by Sheila Schulman. (pa, ) (Entered: 01/13/2004)

12/23/2003 23 MEMORANDUM OF LAW in Support re: 21 MOTION to Appoint Norman M.

Robertson to serve as lead plaintiff(s). MOTION to Approve Movant's selection of thelaw firm of Cohen Milstein Hausefeld & Toll, PLLC, as Lead Counsel.. MOTION toConsolidate Cases 03-8368, 03-8407, 03-8651, 03-8683, 03-8720, 03-8864, 03-8894,03-8984, 03-9149, 03-9160, 03-9237, 03-9424, 03-9425, 03-9654, 03-9920. Documentfiled by Sheila Schulman. (pa, ) (Entered: 01/13/2004)

01/06/2004 36 MEMORANDUM OF LAW IN RESPONSE by the "derivative plaintiffs, who are non-parties to Motion re: 5 MOTION to Appoint Putnam Funds Lead Plaintiff Movants,Ohio Tuition Trust Authority, as Trusteee of the Ohio Variable College Savings TrustFund, as representative Lead Plaintff to serve as lead plaintiff(s). MOTION to Approvethe Putnam Funds Lead Plaintiff Movants' designation of the Ohio Tuition TrustAuthority, trustee of the Variable College Savings Trust Fund, to represent the PutnamLead Plaintiff Movants as Lead Plaintiff; and approving the Put MOTION to Approvethe Putnam Funds Lead Plaintiff Movants' designation of the Ohio Tuition TrustAuthority, trustee of the Variable College Savings Trust Fund, to represent the PutnamLead Plaintiff Movants as Lead Plaintiff; and approving the Put MOTION to Approvethe Putnam Funds Lead Plaintiff Movants' designation of the Ohio Tuition TrustAuthority, trustee of the Variable College Savings Trust Fund, to represent the PutnamLead Plaintiff Movants as Lead Plaintiff; and approving the Put MOTION to Approvethe Putnam Funds Lead Plaintiff Movants' designation of the Ohio Tuition TrustAuthority, trustee of the Variable College Savings Trust Fund, to represent the PutnamLead Plaintiff Movants as Lead Plaintiff; and approving the Put MOTION toConsolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149, 1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425,MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149, 1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424,1:03-cv-9425, MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149, 1:03-cv-9160, 1:03-cv-9237,1:03-cv-9424, 1:03-cv-9425, MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8893, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9001, 1:03-cv-9149, 1:03-cv-9160,1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425,. (db, ) (Entered: 01/28/2004)

01/12/2004 31 RESPONSE to motion to consolidate (dle, ) (Entered: 01/22/2004)

01/16/2004 32 MOTION to Appoint International Brotherhood of Electrical Workers Local No. 150Supplemental Trust to serve as lead plaintiff(s); MOTION to Approve the law firm ofSchiffrin & Barrow, L.L.P. to serve as liaison counsel ; MOTION to Consolidate Cases1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720,1:03-cv-8864, 1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9149, 1:03-cv-9160, 1:03-cv-9237,1:03-cv-9424, 1:03-cv-9425. Document filed by International Brotherhood of ElectricalWorkers Local No. 150 Supplemental Trust. (tp, ) (Entered: 01/27/2004)

01/16/2004 33 DECLARATION of Sean M. Handler in Support re: 32 MOTION to AppointInternational Brotherhood of Electrical Workers Local No. 150 Supplemental Trust toserve as lead plaintiff(s); MOTION to Approve the law firm of Schiffrin & Barrow,L.L.P. to serve as liaison counsel; MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864,

1:03-cv-8894, 1:03-cv-8984, 1:03-cv-9149, 1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424,1:03-cv-9425. Document filed by International Brotherhood of Electrical WorkersLocal No. 150 Supplemental Trust. (tp, ) (Entered: 01/27/2004)

01/16/2004 34 CORRECTED STIPULATION AND ORDER; All further briefing regarding thepending motions for consolidation of the New York Actions, and the appointment ofLead Plaintiff, approval of Lead Plaintiff's selection of lead counsel and liaison counselare stayed until the MDL Panel issues its ruling on the pending MDL motions invlovingthe Putnam Actions, at which point Plaintiffs will request a status conference andbriefing schedule on the pending lead plaintiff motions from the designated transfereecourt. (Signed by Judge Deborah A. Batts on 1/14/04) (sb, ) (Entered: 01/27/2004)

01/16/2004 35 MEMORANDUM OF LAW in Support re: 32 MOTION to Appoint InternationalBrotherhood of Electrical Workers Local No. 150 Supplemental Trust to serve as leadplaintiff(s); MOTION to Approve the law firm of Schiffrin & Barrow, L.L.P. to serveas liaison counsel; MOTION to Consolidate Cases 1:03-cv-8323, 1:03-cv-8368, 1:03-cv-8407, 1:03-cv-8651, 1:03-cv-8683, 1:03-cv-8720, 1:03-cv-8864, 1:03-cv-8894,1:03-cv-8984, 1:03-cv-9149, 1:03-cv-9160, 1:03-cv-9237, 1:03-cv-9424, 1:03-cv-9425.Document filed by International Brotherhood of Electrical Workers Local No. 150Supplemental Trust. (tp, ) (Entered: 01/28/2004)

03/02/2004 37 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER OUT ORDERFROM THE MDL PANEL... transferring this action from the U. S.D.C. (S.D.N.Y) tothe United States District Court - District of Maryland. (Signed by Judge MDL Panelon 2/20/04) (jjm, ) (Entered: 03/03/2004)

03/02/2004 MDL TRANSFER OUT: Mailed certified copy of documents numbered 1-18, docketentries and transfer order along with letter of acknowledgment to the United StatesDistrict Court - District of Maryland. Mailed via Federal Express AIRBILL # 83717624 3575 on 3/3/04. (jjm, ) (Entered: 03/03/2004)

03/25/2004 38 AFFIDAVIT OF SERVICE of Summons and Complaint. Marsh & McLennanCompanies, Inc. served on 11/4/2003, answer due 11/24/2003. Service was accepted byAnnamaria Carlisi, Legal Assist. Document filed by The City of Sunrise GeneralEmployees' Retirement Plan. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Sheila Schulman served on11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon. Documentfiled by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Dana Fisher served on11/21/2003, answer due 12/11/2003; Sheila Schulman served on 11/21/2003, answerdue 12/11/2003. Service was accepted by Joe Bacon. Document filed by Dana Fisher ;Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Asset Allocation:Balanced Portfolio served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Sheila Schulman. (pl, ) (Entered:03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Asset Allocation:Growth Portfolio served on 11/21/2003, answer due 12/11/2003. Service was acceptedby Joe Bacon. Document filed by Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Asset Allocation:Conservative Portfolio served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam California TaxExempt Income Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Capital AppreciationFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JaeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Dana Fisher served on11/21/2003, answer due 12/11/2003; Sheila Schulman served on 11/21/2003, answerdue 12/11/2003. Service was accepted by Joe Bacon. Document filed by Dana Fisher ;Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Classic Equity Fundserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Classic Equity Fundserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Convertible Income-Growth Trust served on 11/21/2003, answer due 12/11/2003. Service was accepted byJoe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Diversified IncomeTrust served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Discovery GrowthFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Equity Income Fundserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Europe Equity Fundserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Florida Tax ExemptIncome Fund served on 11/21/2003, answer due 12/11/2003. Service was accepted byJoe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Fund for Growth and

Income served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. George Putnam Fund ofBoston served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Global Equity Fundserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Global Income Trustserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Global NaturalResources Fund served on 11/21/2003, answer due 12/11/2003. Service was acceptedby Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam GrowthOpportunities Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Health SciencesTrust served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam High YieldAdvantage Fund served on 11/21/2003, answer due 12/11/2003. Service was acceptedby Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam High Yield Trustserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Income Fund servedon 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon. Documentfiled by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Intermediate U.S.Government Income Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam International CapitalOpportunities Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam International EquityFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe

Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam International Growthand Income Fund served on 11/21/2003, answer due 12/11/2003. Service was acceptedby Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam International NewOpportunities Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Investors Fundserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Massachusetts TaxExempt Income Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Michigan TaxExempt Income Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Mid Cap Value Fundserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacons.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Minnesota TaxExempt Income Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Money Market Fundserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Municipal IncomeFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam New Jersey TaxExempt Income Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam New OpportunitiesFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam New Value Fundserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.

Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam New York TaxExempt Income Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam New York TaxExempt Opportunities Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Ohio Tax ExemptIncome Fund served on 11/21/2003, answer due 12/11/2003. Service was accepted byJoe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam OTC & EmergingGrowth Fund served on 11/21/2003, answer due 12/11/2003. Service was accepted byJoe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Pennsylvania TaxExempt Income Fund served on 11/21/2003, answer due 12/11/2003. Service wasaccepted by Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, )(Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Research Fundserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Small Cap GrowthFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Small Cap ValueFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Small Cap ValueFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Tax Exempt IncomeFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/26/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Tax Exempt IncomeFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Tax Exempt MoneyMarket Fund served on 11/21/2003, answer due 12/11/2003. Service was accepted by

L Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:

03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Tax Smart EquityFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Tax-Free High YieldFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Tax-Free InsuredFund served on 11/21/2003, answer due 12/11/2003. Service was accepted by JoeBacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam U.S. GovernmentIncome Trust served on 11/21/2003, answer due 12/11/2003. Service was accepted byJoe Bacon. Document filed by Hubert Feehan ; Sheila Schulman. (pl, ) (Entered:03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Utilities Growth andIncome Fund served on 11/21/2003, answer due 12/11/2003. Service was accepted byJoe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Vista Fund served on11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon. Documentfiled by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Voyager Fund servedon 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon. Documentfiled by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Marsh & McLennanCompanies, Inc. served on 11/21/2003, answer due 12/11/2003. Service was acceptedby Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Investments Trustserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam InvestmentManagement LLC served on 11/21/2003, answer due 12/11/2003. Service was acceptedby Joe Bacon. Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered:03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Putnam Investment Fundsserved on 11/21/2003, answer due 12/11/2003. Service was accepted by Joe Bacon.Document filed by Dana Fisher ; Sheila Schulman. (pl, ) (Entered: 03/29/2004)

03/25/2004 AFFIDAVIT OF SERVICE of Summons and Complaint. Marsh & McLennanCompanies, Inc. served on 11/10/2003, answer due 11/30/2003. Service was acceptedby Annamaria Carlisi, Legal Assistant. Document filed by Dana Fisher ; SheilaSchulman. (pl, ) (Entered: 03/29/2004)L

05/26/2006 39 FILING ERROR - ELECTRONIC FILING FOR NON-ECF CASE - NOTICE OFCHANGE OF ADDRESS by Regina Marie Calcaterra on behalf of Tristan Ing. NewAddress: Barrack, Rodos & Bacine, 127 E. 26th Street, New York, New York, 10010,(212) 688-0783. (Calcaterra, Regina) Modified on 5/30/2006 (gf, ). (Entered:05/26/2006)

05/30/2006 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF CASE ERROR.Note to Attorney Regina Calcaterra to MANUALLY RE-FILE Document Notice ofChange of Address, Document No. 39. This case is not ECF. (gf, ) (Entered:05/30/2006)

11/07/2006 40 NOTICE OF CHANGE OF ADDRESS by Regina Marie Calcaterra on behalf of SheilaSchulman. New Address: Barrack, Rodos & Bacine, 1350 Broadway, Suite 1001, NewYork, New York, 10010, (212) 688-0782. (db, ) (Entered: 11/09/2006)

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