U.S. District Court Southern District of Illinois (East St....

US District Court Civil Docket as of 06/18/2002 Retrieved from the court on Thursday, May 12, 2005

U.S. District Court Southern District of Illinois

(East St. Louis) CIVIL DOCKET FOR CASE #: 3:99-cv-00567-GPM

West, et al v. Hofman, et al Assigned to: Chief Judge G. Patrick Murphy Demand: $0 Cause: 28:1331 Fed. Question: Securities Violation

Date Filed: 08/09/1999 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

PlaintiffDean West on behalf of himself and all others similarly situated

represented by Rex Carr Kunin Law Offices, LLC Generally Admitted 412 Missouri Avenue East St. Louis, IL 62201 618-274-0434 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard P. Paletta Attorney at Law Generally Admitted 9645 Clayton Road Suite 200 St. Louis, MO 63124 314-989-9300 TERMINATED: 02/22/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Lindell Eickholz represented by Rex Carr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard P. Paletta (See above for address) TERMINATED: 02/22/2000 LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Plaintiff

Don Gass and all others similarly situated

represented by Rex Carr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard P. Paletta (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Barry Friedmann and all others similarly situated


Plaintiff

Lenard Politte and all others similarly situated


V.

Defendant

James S Hofman TERMINATED: 03/03/2000

represented by Lawrence M. Berkowitz Berkowitz, Feldmiller et al. Two Emanuel Cleaver II Boulevard Suite 500 Kansas City, MO 64112 816-561-7007 Fax: 816-561-1888 fax

TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Matthew V. Bartle Berkowitz, Feldmiller et al. Two Emanuel Cleaver II Boulevard Suite 500 Kansas City, MO 64112 816-561-7007 Fax: 816-561-1888 fax TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

David V McKay TERMINATED: 03/03/2000

represented by Hille R. Sheppard Sidley, Austin et al. Cook County 10 South Dearborn Street Bank One Plaza Chicago, IL 60603 312-853-7000 Fax: 312-853-7036 fax TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Melville W. Washburn Sidley, Austin et al. Cook County 10 South Dearborn Street Bank One Plaza Chicago, IL 60603 312-853-7000 Fax: 312-853-7036 fax TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Reagan U.S. District Judge Reagan's Chambers St. Clair County 750 Missouri Avenue Second Floor East St. Louis, IL 62201 618-482-9426 Fax: 618-482-9126 fax TERMINATED: 03/03/2000

LEAD ATTORNEY ATTORNEY TO BE NOTICED Shevon L. Harris Lewis, Rice et al. Generally Admitted 500 North Broadway Suite 2000 St. Louis, MO 63102-2147 314-444-7600 TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter C. Carlson Sidley, Austin et al. Cook County 10 South Dearborn Street Bank One Plaza Chicago, IL 60603 312-853-7000 Fax: 312-853-7036 fax TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

William W Canfield TERMINATED: 03/03/2000

represented by Hille R. Sheppard (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Melville W. Washburn (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Reagan (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Shevon L. Harris (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY

ATTORNEY TO BE NOTICED Walter C. Carlson (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Lloyd D Doerflinger TERMINATED: 03/03/2000

represented by Hille R. Sheppard (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Melville W. Washburn (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Reagan (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Shevon L. Harris (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter C. Carlson (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Frank C Bick TERMINATED: 03/03/2000

represented by Hille R. Sheppard (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Melville W. Washburn (See above for address)

TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Reagan (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Shevon L. Harris (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter C. Carlson (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Paul J Milano TERMINATED: 03/03/2000

represented by Hille R. Sheppard (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Melville W. Washburn (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Reagan (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Shevon L. Harris (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter C. Carlson (See above for address)

TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Edward G Throop TERMINATED: 10/18/2000


Defendant

Prudential Securities Inc represented by Daniel D. Doyle Spencer, Fane et al. - Clayton Generally Admitted One North Brentwood Boulevard Suite 1000 Clayton, MO 63105 314-863-7733 LEAD ATTORNEY ATTORNEY TO BE NOTICED Gerald P. Greiman Spencer, Fane et al. - Clayton

Generally Admitted One North Brentwood Boulevard Suite 1000 Clayton, MO 63105 314-863-7733 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Leonard A. Spivak Cahill, Gordon et al. 80 Pine Street New York, NY 10005 212-701-3203 Fax: 212-269-5420 fax LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas J. Kavaler Cahill, Gordon et al. 80 Pine Street New York, NY 10005 212-701-3203 Fax: 212-269-5420 fax LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Forrest W Miller, Jr TERMINATED: 03/03/2000

represented by Hille R. Sheppard (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Melville W. Washburn (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Reagan (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Shevon L. Harris (See above for address) TERMINATED: 03/03/2000

LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter C. Carlson (See above for address) TERMINATED: 03/03/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Jefferson Savings Bancorp Inc TERMINATED: 03/03/2000


Claimant

Renato B Rivera M.D. TERMINATED: 10/04/1999

represented by Richard P. Paletta (See above for address) TERMINATED: 10/04/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Claimant

Erlinda C Rivera TERMINATED: 10/04/1999


Claimant

Joel A Schneider M.D. TERMINATED: 10/04/1999


Claimant

Intrepid Ltd TERMINATED: 10/04/1999


Claimant

Roger L Fulton TERMINATED: 01/04/2000


Claimant

Debra Fulton TERMINATED: 01/04/2000


Claimant

Stifel Nicolaus & Company Inc represented by Eric D. Martin Blackwell, Sanders et al. Generally Admitted 720 Olive Street 24th Floor St. Louis, MO 63101 314-345-6000 Email: [email protected]

LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey J. Kalinowski Blackwell, Sanders et al. 720 Olive Street 24th Floor St. Louis, MO 63101 314-345-6000 Fax: 314-345-6060 fax LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text

08/09/1999 1 COMPLAINT Filing fee pd $ 150.00 receipt # 300 62096 (car) (Entered: 08/12/1999)

08/09/1999 Magistrate identification: Mag/Judge Clifford J. Proud (car) (Entered: 08/12/1999)

08/10/1999 2 AMENDED COMPLAINT [1-1] by plaintiff Dean West; adding David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Prudential Securiti; jury demand (car) (Entered: 08/12/1999)

08/10/1999 SUMMONS issued as to defendants James S Hofman, David V McKay, William W Canfield, Lloyd D Doerflinger, Paul J Milano, Edward G Throop, Prudential Securiti (car) (Entered: 08/12/1999)

08/12/1999 SUMMONS issued as to defendant Frank C Bick (car) (Entered: 08/12/1999)

08/13/1999 3 MOTION by plaintiff Dean West to file amended complaint (dmb) (Entered: 08/13/1999)

08/17/1999 RETURN OF SERVICE unexecuted - as to defendants James S Hofman, David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Prudential Securiti as amended complaint was filed (dlr) (Entered: 08/24/1999)

08/17/1999 4 ORDER by Judge Paul E. Riley granting motion to file amended complaint [3-1] (cc: all counsel) (dlr) (Entered: 08/24/1999)

08/17/1999 5 SECOND AMENDED CLASS ACTION COMPLAINT FOR VIOLATION OF THE FEDERAL SECURITIES EXCHANGE ACT OF 1934 [2-1] by plaintiff Dean West; adding Forrest W Miller Jr, Jefferson Savings; jury demand (dlr) (Entered: 08/24/1999)

08/17/1999 SUMMONS issued as to defendants Forrest W Miller Jr, Jefferson Savings (dlr) (Entered: 08/24/1999)

08/17/1999 ALIAS SUMMONS issued as to defendants James S Hofman, David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G

Throop, Prudential Securiti (dlr) (Entered: 08/24/1999)

09/02/1999 6 MOTION by defendant James S Hofman for attorney Lawrence M. Berkowitz to appear pro hac vice (tjh) (Entered: 09/02/1999)

09/02/1999 7 ORDER (NGJ/dkb) granting motion for attorney Lawrence M. Berkowitz to appear pro hac vice [6-1] on behalf of defendant James Hofman; $55.00 filing fee paid #300 62551 (cc: all counsel) (tjh) (Entered: 09/02/1999)

09/02/1999 8 MOTION by defendant James S Hofman for attorney Matthew V. Bartle to appear pro hac vice (tjh) (Entered: 09/02/1999)

09/02/1999 9 ORDER (NGJ/dkb) granting motion for attorney Matthew V. Bartle to appear pro hac vice [8-1] on behalf of defendant James Hofman; $55.00 filing fee paid receipt #300 62550 (cc: all counsel) (tjh) (Entered: 09/02/1999)

09/02/1999 10 MOTION by defendant James S Hofman to extend time to answer second amended class action complaint (tjh) (Entered: 09/02/1999)

09/08/1999 11 ORDER by Judge Paul E. Riley granting motion to extend time to answer second amended class action complaint [10-1] up to and including 10/7/99 (cc: all counsel) (fe) (Entered: 09/09/1999)

09/08/1999 12 ENTRY OF APPEARANCE AND MOTION by defendant David V McKay, defendant William W Canfield, defendant Lloyd D Doerflinger, defendant Frank C Bick, defendant Paul J Milano, defendant Edward G Throop, defendant Forrest W Miller Jr, defendant Jefferson Savings for additional time to respond to Second Amended Complaint (jmf) Modified on 09/10/1999 (Entered: 09/10/1999)

09/15/1999 13 ORDER by Mag/Judge Clifford J. Proud granting motion for additional time to respond to Second Amended Complaint [12-1] up to and including 10/7/99 (cc: all counsel) (dlr) (Entered: 09/20/1999)

09/17/1999 17 NOTICE OF ELECTION NOT TO PARTICIPATE by claimant Renato B Rivera, claimant Erlinda C Rivera (dlr) (Entered: 09/27/1999)

09/17/1999 18 NOTICE OF ELECTION NOT TO PARTICIPATE by claimant Joel A Schneider (dlr) (Entered: 09/27/1999)

09/17/1999 19 NOTICE OF ELECTION N0T TO PARTICIPATE by claimant Intrepid Ltd (dlr) (Entered: 09/27/1999)

09/21/1999 14 ATTORNEY APPEARANCE for defendant Prudential Securiti by Daniel D. Doyle (dlr) (Entered: 09/24/1999)

09/21/1999 15 JOINT AGREED MOTION by defendant James S Hofman, defendant Prudential Securiti to extend time to answer (dlr) (Entered: 09/24/1999)

09/21/1999 16 ORDER by Mag Judge Gerald B. Cohn granting motion to extend time to answer [15-1] up to and including 10/22/99 (cc: all counsel) (dlr) (Entered: 09/24/1999)

09/21/1999 20 MOTION by defendant Prudential Securiti for attorney Thomas J. Kavaler to appear pro hac vice (dlr) (Entered: 09/27/1999)

09/21/1999 21 MOTION by defendant Prudential Securiti for attorney Leonard A. Spivak to

appear pro hac vice (dlr) (Entered: 09/27/1999)

09/22/1999 22 ORDER (NGJ/car) granting motion for attorney Thomas J. Kavaler to appear pro hac vice [20-1] for defendant Prudential Securities Incorporated; $55.00 fee paid by receipt #62937 (cc: all counsel) (dlr) (Entered: 09/27/1999)

09/22/1999 23 ORDER (NGJ/car) granting motion for attorney Leonard A. Spivak to appear pro hac vice [21-1] for defendant Prudential Securities Incorporated; $55.00 fee paid by receipt #62938 (cc: all counsel) (dlr) (Entered: 09/27/1999)

09/24/1999 RETURN OF SERVICE executed upon defendant David V McKay, defendant Lloyd D Doerflinger, defendant Paul J Milano on 8/24/99 (dlr) (Entered: 09/28/1999)

09/24/1999 RETURN OF SERVICE executed upon defendant Prudential Securiti on 8/23/99 (dlr) (Entered: 09/28/1999)

09/24/1999 RETURN OF SERVICE executed upon defendant Forrest W Miller Jr on 8/22/99 (dlr) (Entered: 09/28/1999)

09/24/1999 RETURN OF SERVICE executed upon defendant Frank C Bick on 8/20/99 (dlr) (Entered: 09/28/1999)

09/24/1999 RETURN OF SERVICE executed upon defendant Jefferson Savings on 8/24/99 (dlr) (Entered: 09/28/1999)

09/27/1999 24 CJRA Track C assigned by Judge Paul E. Riley ;final prtrl conf set for 8:30 AM on 12/14/00 before Judge Paul E. Riley in the USDC/East St. Louis, IL ;jury trial set for 9:00 AM on 1/15/01 before Judge Paul E. Riley in the USDC/East St. Louis, IL (cc: all counsel) (dlr) (Entered: 09/28/1999)

09/27/1999 25 NOTICE of Telephone Sched/Disc Conf set for 9:00 AM on 10/26/99 before Mag/Judge Clifford J. Proud in the USDC/East St. Louis, IL (cc: all counsel) (dlr) (Entered: 09/28/1999)

10/01/1999 27 MEMORANDUM IN OPPOSITION (RESPONSE) by defendants James S Hofman, Prudential Securiti to notices of election not to participate [19-1], [18-1], [17-1] (dlr) (Entered: 10/07/1999)

10/04/1999 26 REQUEST (MOTION) by defendants David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Forrest W Miller Jr, Jefferson Savings for additional time to respond (dlr) (Entered: 10/04/1999)

10/04/1999 28 MEMORANDUM AND ORDER by Judge Paul E. Riley;; the Court accepts the Notices of Election Not to Participate [19-1], [18-1], [17-1] filed by the following claimants: Renato B. Rivera, M.D., Erlinda C. Rivera, Joel A. Schneider, M.D., and Intrepid, Ltd.; The Riveras, Schneider and Intrepid hereby are excluded from this action (cc: all counsel) (dlr) (Entered: 10/08/1999)

10/05/1999 29 ORDER by Judge Paul E. Riley granting motion for additional time to respond to Second Amended Complaint [26-1] up to and including 10/22/99 (cc: all counsel) (dlr) (Entered: 10/08/1999)

10/12/1999 30 ATTORNEY APPEARANCE for plaintiff Dean West by Rex Carr (dlr) (Entered:

10/15/1999)

10/12/1999 31 MOTION by plaintiff Dean West for appointment of lead plaintiff and lead counsel (dlr) (Entered: 10/15/1999)

10/12/1999 32 MEMORANDUM OF POINTS AND AUTHORITIES by plaintiff Dean West in support of motion for appointment of lead plaintiff and lead counsel [31-1] (dlr) (Entered: 10/15/1999)

10/12/1999 33 DECLARATION (AFFIDAVIT) of Rex Carr in support of motion for appointment of lead plaintiff and for approval of lead plaintiff's choice of co-lead counsel [31-1] (dlr) (Entered: 10/15/1999)

10/12/1999 34 DECLARATION (AFFIDAVIT) of Richard Paletta in support of motion for appointment of lead plaintiff and for approval of lead plaintiff's choice of co-counsel [31-1] (dlr) (Entered: 10/15/1999)

10/15/1999 35 MOTION by defendants James S Hofman, Prudential Securities for enlargement of page limit (to file) (dlr) (Entered: 10/19/1999)

10/15/1999 36 JOINT MOTION by defendants James S Hofman, Prudential Securities to stay discovery pending disposition of motions to dismiss (dlr) (Entered: 10/19/1999)

10/15/1999 37 JOINT MOTION by defendants James S Hofman, Prudential Securities to dismiss the second amended complaint with prejudice (dlr) (Entered: 10/19/1999)

10/15/1999 40 JOINT MEMORANDUM by defendant James S Hofman, defendant Prudential Securiti in support of motion to dismiss the second amended complaint with prejudice [37-1] (dlr) (Entered: 10/19/1999)

10/18/1999 38 MEMORANDUM by plaintiff Dean West in opposition to motion for enlargement of page limit (to file) [35-1] (dlr) (Entered: 10/19/1999)

10/18/1999 39 OBJECTIONS AND MEMORANDUM by plaintiff Dean West in opposition to motion to stay discovery pending disposition of motions to dismiss [36-1] (dlr) (Entered: 10/19/1999)

10/20/1999 41 ORDER by Judge Paul E. Riley granting motion for enlargement of page limit (to file) [35-1], re [37-1] (cc: all counsel) (fe) (Entered: 10/22/1999)

10/22/1999 42 MEMORANDUM IN RESPONSE by defendant James S Hofman, defendant Prudential Securiti to motion for appointment of lead plaintiff and lead counsel [31-1] (dlr) (Entered: 10/26/1999)


10/22/1999 44 ATTORNEY APPEARANCE for defendants David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Forrest W Miller Jr, Jefferson Savings by Michael J. Reagan (dlr) (Entered: 10/26/1999)

10/22/1999 45 MOTION by defendants David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Forrest W Miller Jr,

Jefferson Savings for enlargement of page limit (to file) (dlr) (Entered: 10/26/1999)

10/22/1999 46 MOTION by defendants David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Forrest W Miller Jr, Jefferson Savings to dismiss second amended complaint (dlr) (Entered: 10/26/1999)

10/22/1999 47 MOTION by defendants David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Forrest W Miller Jr, Jefferson Savings for attorney Melville W. Washburn to appear pro hac vice (dlr) (Entered: 10/26/1999)

10/22/1999 48 MOTION by defendants David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Forrest W Miller Jr, Jefferson Savings for attorney Hille R. Sheppard to appear pro hac vice (dlr) (Entered: 10/26/1999)

10/22/1999 49 MOTION by defendants David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Forrest W Miller Jr, Jefferson Savings for attorney Walter C. Carlson to appear pro hac vice (dlr) (Entered: 10/26/1999)

10/22/1999 50 ORDER (NGJ/myz) granting motion for attorney Melville W. Washburn to appear pro hac vice [47-1]for defendants; $55.00 fee paid by receipt #63506 (cc: all counsel) (dlr) (Entered: 10/26/1999)

10/22/1999 51 ORDER (NGJ/myz) granting motion for attorney Hille R. Sheppard to appear pro hac vice [48-1] for defendants; $55.00 fee paid by receipt #63506 (cc: all counsel) (dlr) (Entered: 10/26/1999)

10/22/1999 52 ORDER (NGJ/myz) granting motion for attorney Walter C. Carlson to appear pro hac vice [49-1] for defendants; $55.00 fee paid by receipt #63506 (cc: all counsel) (dlr) (Entered: 10/26/1999)

10/22/1999 59 NOTICE AND MEMORANDUM OF ADOPTION by defendants David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Forrest W Miller Jr, Jefferson Savings regarding motion to stay discovery [36] (dlr) Modified on 11/03/1999 (Entered: 11/03/1999)

10/22/1999 VOLUME NUMBER 2 created, beginning with document number 47. (acm) (Entered: 12/21/1999)

10/26/1999 53 MOTION by plaintiff Dean West for additional time to respond to motion to dismiss (dlr) (Entered: 10/29/1999)

10/26/1999 54 MOTION by plaintiff Dean West for enlargement of page limit (dlr) (Entered: 10/29/1999)

10/28/1999 55 ADMINISTRATIVE ORDER #137 Case reassigned to Judge David R. Herndon , jury trial set for 9:00 AM on 1/15/01 before Judge David R. Herndon in the USDC/East St. Louis, IL; final pretrl conf 8:30 AM on 12/14/00 before Judge David R. Herndon in the USDC/East St. Louis, IL (cc: all counsel) (tjh) (Entered: 11/02/1999)

10/29/1999 56 ORDER by Judge Paul E. Riley granting motion for enlargement of page limit [54-1], granting motion for additional time to respond to motion to dismiss [53-1] motion to dismiss second amended complaint [46-1] resp due 11/12/99, motion to dismiss the second amended complaint with prejudice [37-1] resp due 11/12/99 (cc: all counsel) (dlr) (Entered: 11/03/1999)

10/29/1999 57 ORDER by Judge Paul E. Riley granting motion for enlargement of page limit (to file) [45-1] (cc: all counsel) (dlr) (Entered: 11/03/1999)

10/29/1999 58 MEMORANDUM OF LAW by defendants David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Forrest W Miller Jr, Jefferson Savings in support of motion to dismiss second amended complaint [46-1] (dlr) (Entered: 11/03/1999)

11/02/1999 60 NOTICE OF ADOPTION OF JSBA DEFENDANTS' MEMORANDUM IN SUPPORT OF MOTION TO DISMISS by defendant James S Hofman, defendant Prudential Securiti (dlr) (Entered: 11/05/1999)

11/03/1999 61 NOTICE OF ELECTION NOT TO PARTICIPATE by claimants Roger L Fulton, Debra Fulton (dlr) (Entered: 11/05/1999)

11/05/1999 62 MEMORANDUM AND ORDER by Judge David R. Herndon granting motion for appointment of lead plaintiff and lead counsel[31-1]; the Court hereby appoints Dean West and Lindell Eickholz lead plaintiffs herein and approves Rex Carr, Richard Paletta, and their respective law firms as lead counsel herein; granting motion to stay discovery pending disposition of motions to dismiss [36-1]; the Court hereby stays all discovery and discovery-related proceedings in this matter (cc: all counsel) (dlr) (Entered: 11/08/1999)

11/10/1999 63 MOTION by defendant James S Hofman to disqualify plaintiff's counsel (dlr) (Entered: 11/12/1999)

11/10/1999 64 MEMORANDUM by defendant James S Hofman in support of motion to disqualify plaintiff's counsel [63-1] (dlr) (Entered: 11/12/1999)

11/12/1999 65 MEMORANDUM by plaintiff Dean West in opposition to motion to dismiss second amended complaint [46-1] (tjh) (Entered: 11/15/1999)

11/12/1999 66 MEMORANDUM by plaintiff Dean West in opposition to motion to dismiss the second amended complaint with prejudice [37-1] (tjh) (Entered: 11/15/1999)

11/17/1999 67 MOTION by plaintiff Dean West for expedited hearing and judicial determination (dlr) (Entered: 11/19/1999)

11/19/1999 68 REPLY MEMORANDUM IN SUPPORT by defendants David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Edward G Throop, Forrest W Miller Jr, Jefferson Savings to response to motion to dismiss second amended complaint [46-1] (dlr) (Entered: 11/23/1999)

11/22/1999 69 REPLY MEMORANDUM by defendant James S Hofman, defendant Prudential Securiti to response to motion to dismiss the second amended complaint with prejudice [37-1] (dlr) (Entered: 11/24/1999)

11/25/1999 VOLUME NUMBER 3 created, beginning with document number 70. (dlr)

(Entered: 01/05/2000)

11/29/1999 70 MEMORANDUM by plaintiffs in opposition to motion to disqualify plaintiff's counsel [63-1] (dlr) (Entered: 12/01/1999)

12/07/1999 71 REPLY by defendant James S Hofman to response to motion to disqualify plaintiff's counsel [63-1] (jmf) (Entered: 12/09/1999)

12/16/1999 72 NOTICE of hearing motion to disqualify plaintiff's counsel [63-1] in-court hrg set 1:30 PM on 1/10/00 before Mag/Judge Clifford J. Proud in the USDC/East St. Louis, IL (cc: all counsel) (amv) (Entered: 12/16/1999)

12/29/1999 73 MOTION by defendant James S Hofman for leave to conduct limited discovery on his motion to disqualify (dlr) (Entered: 12/29/1999)

01/04/2000 74 MEMORANDUM AND ORDER by Judge David R. Herndon granting in part motion to dismiss second amended complaint [46-1], granting in part motion to dismiss the second amended complaint with prejudice [37-1], dismissing without prejudice plaintiff's second amended complaint [5-1] the Court grants plaintiffs leave to file a third amended complaint on or before 1/31/00 ; this Order neither extends deadlines nor affects the hearing set before Magistrate Judge Proud on 1/10/00; the stay on discovery is lifted with this Order (cc: all counsel) (dlr) Modified on 01/05/2000 (Entered: 01/05/2000)

01/04/2000 75 ORDER by Judge David R. Herndon; the Court accepts the notice of election not to participate [61-1] and excludes the Fultons from the class action pending in this Court terminating party Roger L Fulton, party Debra Fulton (cc: all counsel) (dlr) (Entered: 01/05/2000)

01/18/2000 76 ORDER by Mag/Judge Clifford J. Proud finding the motion for leave to conduct limited discovery on his motion to disqualify [73-1] moot; finding the motion for expedited hearing and judicial determination [67-1] moot; finding the motion to disqualify plaintiff's counsel [63-1] moot; in the event that Mr. Hofman is named in any future amended complaint filed by the plaintiffs, he may again move to disqualify plaintiffs' counsel (cc: all counsel) (dmb) (Entered: 01/20/2000)

01/27/2000 77 MOTION by plaintiff Dean West to extend time for filing third amended complaint (dlr) (Entered: 01/31/2000)

01/31/2000 78 NOTICE of Telephone Sched/Disc Conf set for 9:00 AM on 3/2/00 before Mag/Judge Clifford J. Proud in the USDC/East St. Louis, IL (cc: all counsel) (dmw) (Entered: 02/02/2000)

02/01/2000 79 ORDER by Mag/Judge Clifford J. Proud granting motion to extend time to 2/14/00 for filing third amended complaint [77-1] (cc: all counsel) (dmw) (Entered: 02/04/2000)

02/14/2000 80 MOTION by plaintiff Lindell Eickholz, plaintiff Dean West to extend time for filing third amended complaint (jmf) (Entered: 02/16/2000)

02/17/2000 81 ORDER by Mag/Judge Clifford J. Proud granting motion to extend time to 2/22/00 for filing third amended complaint [80-1] (cc: all counsel) (dmw) (Entered: 02/22/2000)

https://ecf.ilsd.uscourts.gov/cgi-bin/show_case_doc?76,21270,,,




02/22/2000 82 WITHDRAWAL OF APPEARANCE (ATTORNEY SUBSTITUTION): terminating attorney Richard P. Paletta for Dean West, attorney Richard P. Paletta for Lindell Eickholz (dlr) (Entered: 02/24/2000)

02/22/2000 83 THIRD AMENDED CLASS ACTION COMPLAINT [2-1] by plaintiff; adding Don - Gass, Barry Friedmann, Lenard Politte; jury demand (dlr) (Entered: 02/28/2000)

02/28/2000 84 MOTION by defendant Edward G Throop for extension of time within which to respond to third amended class action complaint filed by plaintiffs (dlr) (Entered: 03/01/2000)

02/29/2000 85 MOTION by plaintiffs for leave to file an amended pleading (dlr) (Entered: 03/01/2000)


03/03/2000 87 ORDER by Mag/Judge Clifford J. Proud granting motion for leave to file an amended pleading [85-1] (cc: all counsel) (dlr) (Entered: 03/08/2000)

03/03/2000 88 THIRD AMENDED CLASS ACTION COMPLAINT [83-1] by plaintiffs terminating defendants James S Hofman, David V McKay, William W Canfield, Lloyd D Doerflinger, Frank C Bick, Paul J Milano, Forrest W Miller, Jefferson Savings; jury demand (dlr) (Entered: 03/08/2000)

03/03/2000 89 ORDER by Mag/Judge Clifford J. Proud granting motion for extension of time to 3/28/00 respond to third amended class action complaint [84-1] (cc: all counsel) (dmw) (Entered: 03/09/2000)

03/09/2000 90 MOTION by defendant Prudential Securities to extend time thru 3/28/00 to respond to third amended complaint (acm) (Entered: 03/15/2000)

03/24/2000 91 MOTION by defendant Edward G Throop for leave to file a memorandum of law in excess of 10 pages (dlr) (Entered: 03/28/2000)

03/28/2000 93 MOTION by defendant Edward G Throop to dismiss the third amended complaint (acm) (Entered: 03/30/2000)

03/28/2000 94 MEMORANDUM by defendant Edward G Throop in support of motion to dismiss the third amended complaint [93-1] (acm) (Entered: 03/30/2000)

03/28/2000 96 MEMORANDUM by defendant Prudential Securities in support of motion to dismiss plaintiffs' third amended complaint with prejudice [95-1] (acm) (Entered: 04/03/2000)

03/29/2000 92 MOTION by defendant Prudential Securiti to stay discovery pending disposition of motion to dismiss (dlr) (Entered: 03/30/2000)

03/30/2000 95 MOTION by defendant Prudential Securities to dismiss plaintiffs' third amended complaint with prejudice (acm) (Entered: 04/03/2000)

04/04/2000 97 MOTION by plaintiffs for leave to add additional plaintiffs and to appoint additional plaintiffs (dlr) (Entered: 04/05/2000)




04/04/2000 98 MEMORANDUM OF POINTS AND AUTHORITIES by plaintiffs in support of motion for leave to add additional plaintiffs and to appoint additional plaintiffs [97-1] (dlr) (Entered: 04/05/2000)

04/05/2000 99 MOTION by plaintiffs to extend time for responding to defendants' motions to dismiss (acm) (Entered: 04/06/2000)

04/05/2000 100 ORDER by Mag/Judge Clifford J. Proud granting motion to stay discovery pending disposition of motion to dismiss [92-1] (cc: all counsel) (acm) (Entered: 04/06/2000)

04/05/2000 101 MOTION by defendant Edward G Throop to stay discovery pending disposition of motion to dismiss (dlr) (Entered: 04/06/2000)

04/05/2000 VOLUME NUMBER 4 created, beginning with document number 101. (acm) (Entered: 04/28/2000)

04/10/2000 102 ORDER by Mag/Judge Clifford J. Proud granting motion to stay discovery pending disposition of motion to dismiss [101-1] (cc: all counsel) (acm) (Entered: 04/11/2000)

04/11/2000 103 ORDER by Judge David R. Herndon granting motion for leave to file a memorandum of law in excess of 10 pages [91-1] but not in excess of 20 pages (cc: all counsel) (acm) (Entered: 04/12/2000)

04/11/2000 104 ORDER by Judge David R. Herndon granting motion to extend time thru 3/28/00 to respond to third amended complaint [90-1] and permission to file a memorandum of no more than 25 pages in support of motion to dismiss the 3rd amended complaint as amended (cc: all counsel) (acm) (Entered: 04/12/2000)

04/11/2000 105 ORDER by Judge David R. Herndon granting motion to extend time for responding to defendants' motions to dismiss [99-1] response (brief) ddl set 4/28/00 (cc: all counsel) (acm) (Entered: 04/12/2000)

04/20/2000 106 MEMORANDUM by defendant Prudential Securiti in opposition to motion for leave to add additional plaintiffs and to appoint additional plaintiffs [97-1] (dlr) (Entered: 04/24/2000)

04/24/2000 107 MEMORANDUM by defendant Edward G Throop in opposition to motion for leave to add additional plaintiffs and to appoint additional plaintiffs [97-1] (myz) (Entered: 04/26/2000)

04/26/2000 108 ORDER by Mag/Judge Clifford J. Proud striking motion for leave to add additional plaintiffs and to appoint additional plaintiffs [97-1] (cc: all counsel) (acm) (Entered: 04/28/2000)

04/27/2000 109 REPLY by plaintiffs re [97-1] (acm) (Entered: 04/28/2000)

04/28/2000 110 MEMORANDUM by plaintiffs in opposition to motion to dismiss plaintiffs' third amended complaint with prejudice [95-1], motion to dismiss the third amended complaint [93-1] (dlr) (Entered: 05/03/2000)

05/01/2000 111 CORRECTED MEMORANDUM by plaintiffs in opposition to motion to dismiss the third amended complaint [93-1], motion to dismiss plaintiffs' third amended complaint with prejudice [95-1] (acm) (Entered: 05/04/2000)







05/08/2000 112 REPLY MEMORANDUM IN SUPPORT by defendant Edward G Throop to response to motion to dismiss the third amended complaint [93-1] (dlr) (Entered: 05/10/2000)

05/09/2000 113 REPLY MEMORANDUM by defendant Prudential Securiti to response to motion to dismiss plaintiffs' third amended complaint with prejudice [95-1] (dlr) (Entered: 05/11/2000)

05/19/2000 114 ORDER by Judge David R. Herndon recusing himself from above case Case reassigned to Judge William D. Stiehl , ; jury trial set for 9:00 AM on 1/15/01 before Judge William D. Stiehl in the USDC/East St. Louis, IL ;final pretrl conf set for 8:30 AM on 12/14/00 before Judge William D. Stiehl in the USDC/East St. Louis, IL (cc: all counsel) (dlr) (Entered: 05/22/2000)

05/30/2000 115 ORDER by Judge William D. Stiehl Case reassigned to Judge G. P. Murphy (cc: all counsel) (jmf) (Entered: 05/31/2000)

06/14/2000 116 NOTICE of hearing jury trial RESET for presumptive month of 1/01 before Judge G. P. Murphy in the USDC/East St. Louis, IL ;final pretrl conf RESET 10:00 AM on 12/11/00 before Judge G. P. Murphy in the USDC/East St. Louis, IL (cc: all counsel) (lmc) (Entered: 06/14/2000)

06/29/2000 117 NOTICE of hearing re motions to dismiss [95-1] [93-1] ORAL ARGUMENTS set 2:30 PM on 7/31/00 before Judge G. P. Murphy in the USDC/East St. Louis, IL (cc: all counsel) (lmc) (Entered: 06/29/2000)

07/05/2000 118 MOTION by defendant Edward G Throop to strike notice of pretrial hearing and trial setting (dlr) (Entered: 07/12/2000)

07/14/2000 119 NOTICE of hearing: setting hearing on motion to dismiss plaintiffs' third amended complaint with prejudice [95-1]for 2:30 PM on 8/21/00 before Judge G. P. Murphy in the USDC/East St. Louis, IL, setting hearing on motion to dismiss the third amended complaint [93-1] for 2:30 PM on 8/21/00 before Judge G. P. Murphy in the USDC/East St. Louis, IL (dlr) (Entered: 07/18/2000)

07/18/2000 120 NOTICE of hearing re motions to dismiss [95-1] [93-1] ORAL ARGUMENTS set 10:30 AM on 9/5/00 before Judge G. P. Murphy in the USDC/East St. Louis, IL (cc: all counsel) (lmc) Modified on 07/18/2000 (Entered: 07/18/2000)

07/28/2000 121 NOTICE of hearing re motions to dismiss [95-1] [93-1] ORAL ARGUMENTS set 4:00 PM on 8/7/00 before Judge G. P. Murphy in the USDC/East St. Louis, IL (cc: all counsel) (lmc) (Entered: 07/28/2000)

08/07/2000 122 MINUTES OF ALL PENDING MOTIONS (lmc): before Judge G. P. Murphy, denying motion to dismiss plaintiffs' third amended complaint with prejudice [95-1] denying motion to dismiss the third amended complaint [93-1] ; Status conference held 8/7/00 Parties are directed to submit a revised scheduling and discovery order with a Track "C" presumptive trial date (C/R: Molly Clayton) (fe) (Entered: 08/09/2000)

08/09/2000 123 ORDER by Judge G. P. Murphy denying motion to dismiss the third amended complaint [93-1], denying motion to dismiss plaintiffs' third amended complaint with prejudice [95-1] granting motion to strike notice of pretrial hearing and trial setting [118-1] [116-2] ; Final pretrial conf canceled ; stay of discovery lifted ;





parties shall submit a joint report of parties and proposed scheduling & discovery order (cc: all counsel) (tjh) (Entered: 08/11/2000)

08/10/2000 TRANSCRIPT of All Pending Motions; held 8/7/00; 1 volume(s) Court Reporter: Molly Clayton (tjh) (Entered: 08/14/2000)

08/29/2000 124 ANSWER and affirmative defenses by defendant Edward G Throop to [88-1]; jury demand (acm) (Entered: 08/31/2000)

08/29/2000 125 ANSWER and affirmative defenses by defendant Prudential Securities to [88-1] (acm) (Entered: 08/31/2000)

10/12/2000 126 STIPULATION FOR DISMISSAL between plaintiffs and defendant Prudential Securities Inc (tjh) (Entered: 10/17/2000)

10/12/2000 127 STIPULATION FOR DISMISSAL between plaintiffs and defendant Edward Throop (tjh) (Entered: 10/17/2000)

10/18/2000 128 ORDER by Chief Judge G. P. Murphy pursuant to stipulation for dismissal [127-1] dismissing party Edward G Throop without prejudice (cc: all counsel) (tjh) (Entered: 10/20/2000)

11/13/2000 JOINT REPORT of parties and proposed scheduling and discovery order by Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Prudential Securiti, Dean West received and submitted to Mag/Judge Clifford J. Proud (tjh) (Entered: 11/13/2000)

11/15/2000 129 SCHEDULING AND DISCOVERY ORDER by Mag/Judge Clifford J. Proud; discovery ddl set 9/1/01; disp mtn filing ddl 11/15/01 (cc: all counsel) (tjh) (Entered: 11/21/2000)

11/15/2000 130 ORDER by Mag/Judge Clifford J. Proud setting settlement conf at 10:00 AM on 11/20/01 before Mag/Judge Clifford J. Proud in the USDC/East St. Louis, IL (cc: all counsel) (tjh) (Entered: 11/21/2000)

11/20/2000 131 MOTION by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West to compel (tjh) (Entered: 11/27/2000)

11/20/2000 132 MEMORANDUM by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West in support of motion to compel [131-1] (tjh) (Entered: 11/27/2000)

12/04/2000 133 MEMORANDUM by claimant Stifel Nicolaus in opposition to plaintiffs' motion to compel [131-1] (myz) (Entered: 12/08/2000)

12/11/2000 PROPOSED Confidentiality Stipulation and Order submitted by plaintiff Lindell Eickholz, defendant Prudential Securiti, plaintiff Dean West (car) Modified on 12/14/2000 (Entered: 12/14/2000)

12/12/2000 134 REPLY by plaintiffs to opposition to motion to compel re [131-1] (fe) (Entered: 12/19/2000)

12/21/2000 135 MEMORANDUM & ORDER by Chief Judge G. P. Murphy that the proposed confidentiality stipulation and proposed order [0-0] is denied (cc: all counsel) (myz) (Entered: 12/29/2000)





03/15/2001 136 MOTION by plaintiffs to compel custodian of records of Jefferson Savings Bancorp to comply with subpoena duces tecum (dmw) (Entered: 03/20/2001)

03/15/2001 137 MEMORANDUM by plaintiffs in support of motion to compel [136-1] (dmw) (Entered: 03/20/2001)

03/19/2001 138 MOTION by plaintiff under Rule 30 for sanctions (dmw) (Entered: 03/27/2001)

03/19/2001 139 MEMORANDUM by plaintiff in support of motion under Rule 30 for sanctions [138-1] (dmw) (Entered: 03/27/2001)

03/21/2001 140 MEMORANDUM by defendant Jefferson Savings in opposition to motion to compel custodian of records of Jefferson Savings Bancorp to comply with subpoena duces tecum [136-1] (tjh) (Entered: 03/27/2001)

03/28/2001 141 ORDER by Mag/Judge Clifford J. Proud recusing himself as a U. S. Magistrate Judge in this matter; reassigned to U.S. Magistrate Judge Gerald B. Cohn (cc: all counsel) (fe) Modified on 03/30/2001 (Entered: 03/30/2001)

03/28/2001 Magistrate identification: Mag/Judge Gerald B Cohn (fe) (Entered: 03/30/2001)

03/28/2001 142 RESPONSE by defendant Prudential Securiti to motion to compel custodian of records of Jefferson Savings Bancorp to comply with subpoena duces tecum [136-1] (fe) (Entered: 03/30/2001)

03/28/2001 143 RESPONSE by defendant Prudential Securiti to motion to compel non-party James Hofman to answer certain questions at deposition [131-1] (fe) (Entered: 03/30/2001)

03/28/2001 VOLUME NUMBER 5 created, beginning with document number 143. (tjh) (Entered: 05/18/2001)

04/02/2001 144 RESPONSE by defendant James S Hofman to motion under Rule 30 for sanctions [138-1] (scj) Modified on 04/04/2001 (Entered: 04/04/2001)

04/03/2001 145 ORDER by Chief Judge G. P. Murphy ...see order for specifics ...(cc: all counsel) (tjh) (Entered: 04/10/2001)

04/12/2001 146 ORDER by Mag Judge Gerald B. Cohn granting motion to compel [131-1] (cc: all counsel) (tjh) (Entered: 04/17/2001)

05/14/2001 147 ORDER by Mag Judge Gerald B. Cohn granting motion to compel custodian of records of Jefferson Savings Bancorp to comply with subpoena duces tecum [136-1] (cc: all counsel) (tjh) (Entered: 05/18/2001)

05/14/2001 148 ORDER by Mag Judge Gerald B. Cohn granting motion under Rule 30 for sanctions [138-1] (cc: all counsel) (tjh) (Entered: 05/18/2001)

05/24/2001 149 MOTION by defendant James S Hofman for reconsideration of Court's 5/14/01 Order (scj) (Entered: 05/24/2001)

05/29/2001 150 ORDER by Chief Judge G. P. Murphy referring to Mag Judge Gerald B. Cohn the motion for reconsideration of Court's 5/14/01 Order [149-1] (cc: all counsel) (myz) (Entered: 06/05/2001)

06/06/2001 151 MOTION by defendant Prudential Securiti to exceed page limitation for its







Memorandum in Support of its Motion that this action not be maintained as a class action (scj) (Entered: 06/11/2001)

06/06/2001 152 MEMORANDUM by defendant Prudential Securiti in support of motion to exceed page limitation for its Memorandum in Support of its Motion that this action not be maintained as a class action [151-1] (scj) (Entered: 06/11/2001)

06/06/2001 153 MOTION by defendant Prudential Securiti for order that this action not be maintained as a class action (scj) (Entered: 06/11/2001)

06/11/2001 154 ORDER by Mag Judge Gerald B. Cohn granting motion for reconsideration of Court's 5/14/01 Order [149-1] re [138-1]. Having reconsidered its Order of 5/14/01, the Court affirms same (cc: all counsel) (myz) (Entered: 06/13/2001)

06/12/2001 155 ORDER by Chief Judge G. P. Murphy granting the motion to exceed page limitation for its Memorandum in Support of its Motion that this action not be maintained as a class action [151-1] is hereby enlarged to no more than 32 pages (cc: all counsel) (scj) (Entered: 06/15/2001)

06/12/2001 156 MEMORANDUM by defendant Prudential Securiti in support of motion for order that this action not be maintained as a class action [153-1] (scj) (Entered: 06/15/2001)

06/14/2001 157 OBJECTIONS by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West to motion for enlargement of page limit [151-1] (tjh) (Entered: 06/20/2001)

06/22/2001 158 NOTICE of hearing settlement conf set 9:00AM 11/20/01 before Mag Judge Gerald B. Cohn in the USDC/East St. Louis, IL (cc: all counsel) (jms) (Entered: 06/22/2001)

06/26/2001 159 OBJECTIONS by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West to motion for order [153-1] (tjh) (Entered: 07/05/2001)

06/26/2001 160 MOTION by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West to amend scheduling order (tjh) (Entered: 07/05/2001)

06/26/2001 161 MEMORANDUM by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West in support of motion to amend scheduling order [160-1] (tjh) (Entered: 07/05/2001)

06/28/2001 162 MEMORANDUM TO THE COURT (NOTICE) by defendant Prudential Securities regarding filing of an opposition to motion to amend scheduling order (tjh) (Entered: 07/05/2001)

07/06/2001 163 MEMORANDUM by defendant Prudential Securiti in opposition to motion to amend scheduling order [160-1] (fe) (Entered: 07/12/2001)

07/17/2001 164 ORDER by Mag Judge Gerald B. Cohn granting motion to amend scheduling order [160-1] (cc: all counsel) (fe) (Entered: 07/19/2001)

07/17/2001 165 AMENDED SCHEDULING AND DISCOVERY ORDER by Mag Judge Gerald B. Cohn; discovery ddl reset for 12/1/01; disp mtn filing ddl reset for 1/10/02 (cc: all counsel) (fe) Modified on 07/20/2001 (Entered: 07/19/2001)






07/17/2001 166 MOTION by defendant Prudential Securiti for enlargement of page limit (fe) (Entered: 07/19/2001)

07/17/2001 167 MEMORANDUM by defendant Prudential Securiti in support of motion for enlargement of page limit [166-1] (fe) (Entered: 07/19/2001)

07/17/2001 174 REPLY MEMORANDUM by defendant Prudential Securities in support of its motion for an order that this action may not be maintained as a class action [153-1] (car) (Entered: 09/20/2001)

07/23/2001 168 OBJECTIONS by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West to motion to file an overlength Rule 23 brief [166-1] (tjh) (Entered: 07/25/2001)

07/24/2001 169 REPLY by defendant Prudential Securiti to objections to motion for enlargement of page limit [166-1] (tjh) (Entered: 07/30/2001)

08/10/2001 170 MOTION by plaintiffs to amend scheduling order (dmw) (Entered: 08/13/2001)

08/10/2001 171 MEMORANDUM by plaintiffs in support of motion to amend scheduling order [170-1] (dmw) (Entered: 08/13/2001)

08/17/2001 172 MEMORANDUM by defendant Prudential Securities in opposition to plaintiffs' request for a further extension of time to file their expert's report (tjh) Modified on 04/25/2002 (Entered: 08/22/2001)

08/27/2001 173 MINUTES of hearing on Motion to Amend (lmc) before Chief Judge G. P. Murphy granting motion to amend scheduling order [170-1]; granting motion for enlargement of page limit [166-1]; setting hearing on motion for order that this action not be maintained as a class action [153-1] at 8:00 AM on 10/16/01 before Chief Judge G. P. Murphy in the USDC/East St. Louis, IL; jury trial set for 8:00 AM on 3/26/02 before Chief Judge G. P. Murphy in the USDC/East St. Louis, IL ( C/R: Molly Clayton) (tjh) (Entered: 08/30/2001)

09/10/2001 PROPOSED Second Amended Scheduling submitted by plaintiff Lenard Politte, plaintiff Barry Friedmann, plaintiff Don Gass, plaintiff Lindell Eickholz, defendant Prudential Securiti, plaintiff Dean West (jmp) (Entered: 09/10/2001)

09/17/2001 175 SCHEDULING AND DISCOVERY ORDER by Chief Judge G. P. Murphy ; discovery ddl set 11/28/01; disp mtn filing ddl 1/11/02 ; final prtrl conf set for 1:30 PM on 4/1/02 before Chief Judge G. P. Murphy in the USDC/East St. Louis, IL; jury trial set for 8:00 AM on 4/30/02 before Chief Judge G. P. Murphy in the USDC/East St. Louis, IL (cc: all counsel) (scj) (Entered: 09/21/2001)

10/02/2001 176 ATTORNEY APPEARANCE for plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West by Richard P. Paletta (tjh) (Entered: 10/03/2001)

10/02/2001 177 MOTION by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West for class certification (tjh) (Entered: 10/03/2001)

10/02/2001 178 MEMORANDUM OF LAW by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West in support of motion for class certification [177-1] (exhibits located in expando folder) (tjh) Modified on 10/03/2001 (Entered:



10/03/2001)

10/03/2001 179 MOTION by defendant Prudential Securities to compel pre-hearing witness disclosure (dmw) (Entered: 10/05/2001)

10/03/2001 180 ORDER by Chief Judge G. P. Murphy granting in part, motion to compel pre-hearing witness disclosure [179-1]. See Order for specifics (cc: all counsel) (scj) (Entered: 10/05/2001)

10/12/2001 181 MOTION by defendant Prudential Securiti for an order precluding the admission of the purported expert report and testimony of Michael J. Barclay (fe) (Entered: 10/17/2001)

10/12/2001 182 MOTION by defendant Prudential Securiti for enlargement of page limit in support of its motion for an order precluding the admission of the purported expert report and testimony of Michael J. Barclay (fe) (Entered: 10/17/2001)

10/12/2001 183 MEMORANDUM by defendant Prudential Securiti in support of motion for enlargement of page limit in support of its motion for an order precluding the admission of the purported expert report and testimony of Michael J. Barclay [182-1] (fe) (Entered: 10/17/2001)

10/12/2001 184 MEMORANDUM by defendant Prudential Securiti in support of motion for an order precluding the admission of the purported expert report and testimony of Michael J. Barclay [181-1] (fe) (Entered: 10/17/2001)

10/12/2001 185 AFFIDAVIT of Leonard A. Spivak in support of motion for an order declaring inadmissible for any purpose the report of Michael J. Barclay and any testimony based thereon re [181-1] (attachments located in expando folder) (fe) Modified on 11/30/2001 (Entered: 10/17/2001)

10/12/2001 VOLUME NUMBER 6 created, beginning with document number 181. (tjh) (Entered: 11/30/2001)

10/15/2001 186 MEMORANDUM by defendant Prudential Securiti in opposition to motion for class certification [177-1] (fe) (Entered: 10/17/2001)

10/15/2001 187 AFFIDAVIT of Gerald P. Greiman re [177-1] (fe) (Entered: 10/17/2001)

10/16/2001 188 MINUTES (lmc) of hearing on Motion for Class Certification before Chief Judge G. P. Murphy denying motion for an order precluding the admission of the purported expert report and testimony of Michael J. Barclay [181-1] motion for class certification [177-1]; hearing set for 10:00 AM on 10/25/01 before Chief Judge G. P. Murphy in the USDC/East St. Louis, IL ( C/R: Molly Clayton) with Exhibit list attached. The parties shall submit findings of fact and conclusions of law to the hearing. See Minutes for specifics (cc: all counsel) (scj) (Entered: 10/23/2001)

10/16/2001 218 MEMORANDUM by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz in opposition to motion for an order precluding the admission of the purported expert report and testimony of Michael J. Barclay [181-1] (attachments located in expando folder) (tjh) Modified on 04/25/2002 (Entered: 04/25/2002)



10/22/2001 TRANSCRIPT of Motion for Class Certification; held 10/16/01; 1 volume(s) Court Reporter: Molly Clayton (tjh) (Entered: 10/23/2001)

10/25/2001 190 MINUTES OF CLOSING ARGUMENTS/MOTION FOR CLASS CERTIFICATION (lmc) before Chief Judge G. P. Murphy. The motion for class certification is taken under advisement re [177-1] (C/R: Molly Clayton) (fe) (Entered: 10/31/2001)

10/30/2001 189 NOTICE of hearing settlement conf set 9:00AM 1/11/02 before Mag Judge Gerald B. Cohn in the USDC/East St. Louis, IL (cc: all counsel) (jms) (Entered: 10/30/2001)

11/01/2001 191 MOTION by defendant Prudential Securiti (for order) to further supplement the record and briefing on the Rule 23 motions (tjh) (Entered: 11/06/2001)

11/01/2001 192 MEMORANDUM by defendant Prudential Securiti in support of motion (for order) to further supplement the record and briefing on the Rule 23 motions [191-1] (tjh) (Entered: 11/06/2001)

11/02/2001 193 RESPONSE by plaintiffs Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West to motion (for order) to further supplement the record and briefing on the Rule 23 motions [191-1] (scj) (Entered: 11/06/2001)

11/06/2001 194 ORDER by Chief Judge G. P. Murphy granting motion for enlargement of page limit in support of its motion for an order precluding the admission of the purported expert report and testimony of Michael J. Barclay [182-1] (cc: all counsel) (scj) (Entered: 11/08/2001)

11/13/2001 195 ORDER by Chief Judge G. P. Murphy granting motion (for order) to further supplement the record and briefing on the Rule 23 motions [191-1]. Clerk of Court is directed to supplement the record with the affidavit of Laura Lebid that is attached to Defendant's memorandum in support (cc: all counsel) (scj) (Entered: 11/14/2001)

11/13/2001 196 AFFIDAVIT of Laura Lebid filed per Court's Order of 11/13/01 [195-1] (scj) Modified on 11/15/2001 (Entered: 11/14/2001)

11/16/2001 TRANSCRIPT of closing arguments on motion for class certification; held 10/25/01; 1 volume Court Reporter: Molly Clayton (dmw) (Entered: 11/20/2001)

12/18/2001 198 MOTION by defendant Prudential Securiti for enlargement of page limit inre memorandum in support of motion for summary judgment (myz) (Entered: 12/21/2001)

12/18/2001 199 MEMORANDUM by defendant Prudential Securiti in support of motion for enlargement of page limit inre memorandum in support of motion for summary judgment [198-1] (myz) (Entered: 12/21/2001)

12/18/2001 200 Notice of Motion by defendant Prudential Securiti that a Motion for Summary Judgment has been served upon opposing counsel (tjh) (Entered: 12/21/2001)

12/18/2001 203 Motion Packet Form by defendant Prudential Securities in re motion for Summary Judgment (myz) (Entered: 01/17/2002)

12/18/2001 204 MOTION by defendant Prudential Securiti for summary judgment received on





1/11/02 (myz) (Entered: 01/17/2002)

12/18/2001 205 MEMORANDUM by defendant Prudential Securities in support of motion for summary judgment received on 1/11/02 [204-1] (myz) (Entered: 01/17/2002)

12/18/2001 206 AFFIDAVIT of Leonard A. Spivak in support of defendant Prudential Securities' motion for summary judgment [204-1] (myz) (Entered: 01/17/2002)

12/18/2001 207 MEMORANDUM by plaintiffs Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West in opposition to motion for summary judgment received on 1/11/02 [204-1] (myz) (Entered: 01/17/2002)

12/18/2001 208 REPLY memorandum by defendant Prudential Securities to response to motion for summary judgment received on 1/11/02 [204-1] (myz) (Entered: 01/17/2002)

12/18/2001 209 STATEMENT OF MATERIAL FACTS as to which there is no genuine dispute by defendant Prudential Securities to motion for summary judgment received on 1/11/02 [204-1] (myz) (Entered: 01/17/2002)

12/20/2001 197 MEMORANDUM & ORDER by Chief Judge G. P. Murphy denying motion for order that this action not be maintained as a class action [153-1]; granting motion for class certification [177-1]; Court appoints Dean West, Lyndell Eickholz and Lenard Politte as class representatives and Rex Carr and the firm Carr, Korein et al. as class counsel (cc: all counsel) (tjh) (Entered: 12/20/2001)

01/02/2002 201 ORDER by Chief Judge G. P. Murphy granting motion for enlargement of page limit inre memorandum in support of motion for summary judgment [198-1] (cc: all counsel) (tjh) (Entered: 01/04/2002)

01/09/2002 202 NOTICE of hearing re notice of motion for summary judgment [200-1] ORAL ARGUMENTS set 2:30 PM on 2/4/02 before Chief Judge G. P. Murphy in the USDC/East St. Louis, IL (cc: all counsel) (lmc) (Entered: 01/09/2002)

01/11/2002 210 DISCLOSURE OF INTERESTED PARTIES by defendant Prudential Securiti pursuant to Local Rule 11.1(b) (tjh) (Entered: 01/17/2002)

01/17/2002 VOLUME NUMBER 7 created, beginning with document number 206.(myz) Modified on 01/17/2002 (Entered: 01/17/2002)

01/31/2002 211 SUPPLEMENTAL REPORT OF CHARLES C. COX (BRIEF) (dlr) (Entered: 02/06/2002)

02/19/2002 212 MOTION by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West for order to determine notice to class members (tjh) Modified on 02/22/2002 (Entered: 02/22/2002)

02/19/2002 213 MEMORANDUM by plaintiffs' Lenard Politte, Barry Friedmann, Don Gass, Lindell Eickholz, Dean West in support of motion for order to determine notice to class members [212-1] (tjh) (Entered: 02/22/2002)

02/26/2002 214 NOTICE by defendant Prudential Securities of qualified non-opposition to plaintiffs' motion to determine notice to class members (myz) (Entered: 03/04/2002)

03/11/2002 215 ORDER by Chief Judge G. P. Murphy denying motion for order to determine




notice to class members [212-1] as moot (cc: all counsel) (tjh) (Entered: 03/13/2002)

03/26/2002 216 ORDER by Chief Judge G. P. Murphy Jury trial is continued indefinitely and final pretrial conf is canceled (cc: all counsel) (tjh) (Entered: 04/02/2002)

04/10/2002 217 MANDATE from US Court of Appeals denying petition for rehearing; USCA date of decision 3/29/02 (tjh) (Entered: 04/10/2002)

06/13/2002 219 STIPULATION of dismissal with prejudice executed by plaintiffs and defendant Prudential Securities Inc (dmw) (Entered: 06/18/2002)

06/18/2002 220 JUDGMENT (NGJ/lc) approved by Chief Judge G. Patrick Murphy action dismissed with prejudice (cc: all counsel) (dmw) (Entered: 06/25/2002)

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