United States District Court District of Puerto Rico...

US District Court Civil Docket as of December 20, 2007Retrieved from the court on August 07, 2009

United States District CourtDistrict of Puerto Rico (San Juan)

CIVIL DOCKET FOR CASE #: 3:05-cv-02148-GAG-JA

Fox v. First Bancorp et al Date Filed: 10/31/2005

Assigned to: Judge Gustavo A. Gelpi Date Terminated: 11/28/2007

Referred to: Chief Mag. Judge Justo Arenas Jury Demand: None

Cause: 28:1331 Fed. Question Nature of Suit: 850 Securities/Commodities

Jurisdiction: Federal Question

Plaintiff

Roberto Fox represented by Andres W. Lopez

on behalf of himself and all others similarly Andres W. Lopez Law Office

situated 207 Del Parque St.

Third Floor

San Juan, PR 00912

787-406-9075

Fax: 787-641-4544

Email: [email protected]

LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Charles S. Hey-Maestre

De Jesus, Hey & Vargas Law Office

1060 Borinquena St.

Santa Rita Bldg.

Suite C-8

San Juan, PR 00925

787-758-8950

Fax: 787-758-8911


LEAD ATTORNEY


PHV Ellen Gusikoff-Stewart

Coughlin Stoia Geller Rudman & Robbins LLP

655 West Broadway

Suite 1900

San Diego, CA 92101

619-231-1058

Fax: 619-231-7423


LEAD ATTORNEY


PHV Jeffrey C. Zwerling

Zwerling, Schachter & Zwerling, LLP

41 Madison Avenue

New York, NY 10010

212-223-3900

Fax: 212-371-5969


LEAD ATTORNEY


PHV Kevin McGee

Zwerling, Schachter & Swerling, LLP

595 South Federal Highway

Suite 600

Boca Raton, FL 33432

561-544-2500

Fax: 561-544-2501


LEAD ATTORNEY


PHV Richard A. Speirs

Zwerling, Schachter & Zwerling, LLP

41 Madison Avenue

New York, NY 10010

212-223-3900

Fax: 212-371-5969


LEAD ATTORNEY


PHV Robert M. Rothman


58 South Service Rd #200

Melville, NY 11747

631-367-7100

Fax: 631-367-1173


LEAD ATTORNEY


PHV-David A. Rosenfeld


58 South Service Road

Suite 200

Melville, NY 11747

(631) 367-7100

Fax: (631) 367-1173


LEAD ATTORNEY


PHV-Samuel H. Rudman


58 South Service Road

Suite 200

Melville, NY 11747

(631) 367-7100

Fax: (631) 367-1173


LEAD ATTORNEY


Plaintiff

Marquita McLaughlin represented by Andres W. Lopez

(See above for address)

LEAD ATTORNEY




LEAD ATTORNEY




LEAD ATTORNEY


PHV Kevin McGee


LEAD ATTORNEY




LEAD ATTORNEY




LEAD ATTORNEY


Plaintiff

Plumbers and Pipefitters Local 51 Pension represented by Andres W. Lopez

Fund (See above for address)

LEAD ATTORNEY




LEAD ATTORNEY




LEAD ATTORNEY


PHV Kevin McGee


LEAD ATTORNEY




LEAD ATTORNEY





V.

Consol Plaintiff

Gisela A. Connelly represented by Glenn Carl James-Hernandez

James Law Offices

PMB 501, 1353 Rd. 19

Guaynabo, PR 00966-2700

787-763-2888

Fax: 787-763-2881


LEAD ATTORNEY


John E. Mudd

John E. Mudd Law Office

PO Box 194134

San Juan, PR 00919

787-413-1673

Fax: 787-766-1596


LEAD ATTORNEY




LEAD ATTORNEY


V.

Defendant

First Bancorp represented by Eyck O. Lugo-Rivera

Martinez Odell & Calabria

PO Box 190998

San Juan, PR 00919-0998

787-274-2903

Fax: 787-764-5664


LEAD ATTORNEY


Alberto Rodriguez-Ramos

Martinez Odell & Calabria

PO Box 190998

San Juan, PR 00919-0998

787-274-2938

Fax: 787-764-5614



PHV Joseph S. Allerhand

Weil, Gotshal & Manges

767 Fifth Avenue

New York, NY 10153

(212) 310-8945

Fax: (212) 310-8007



PHV Matthew L. Mustokoff

Weil, Gotshal & Manges

767 Fifth Ave.

New York, NY 10153

212-310-8945

Fax: 212-310-8007



PHV Richard W. Slack

Weil, Glotshal & Manges

767 Fifth Avenue

New York, NY 10153

(212) 310-8945

Fax: (212) 310-8007



Defendant

Angel Alvarez-Perez represented by Ernesto F. Rodriguez-Suris

Ernesto F. Rodriguez Suris Law Office

27 Gonzalez Giusti Ave.

Tres Rios Bldg. Suite 300

Guaynabo, PR 00968

787-758-8703 x117

Fax: 787-759-6768


LEAD ATTORNEY


PHV Aimee D. Latimer

Mayer Brown Rowe & Maw LLP - DC

1909 K St NW

Washington, DC 20006

202-263-3453

Fax: 202-762-4212


LEAD ATTORNEY


PHV Bruce M. Bettigole

Mayer, Brown, Rowe & Maw LLP

1919 K. Street, N.W.


202-263-3267

Fax: 202-263-5267


LEAD ATTORNEY


PHV Claudius O. Sokenu


1675 Broadway

New York, NY 10019

212-506-2629

Fax: 212-849-5629


LEAD ATTORNEY


PHV Heidi L. Steiber


1090 K Street, N.W.


202-263-3288

Fax: 202-263-5288


LEAD ATTORNEY


PHV Joseph De Simone


1675 Broadway

New York, NY 10019

212-506-2559

Fax: 212-262-1910


LEAD ATTORNEY


Defendant

Annie Astor-Carbonell represented by Andres Guillemard-Noble

Nachman & Guillemard

P.O. Box 9949

San Juan, PR 00908

787-724-1212

Fax: 787-725-1339


LEAD ATTORNEY


PHV Matthew T. McLaughlin

Venable LLP

1270 Avenue of the Americas

New York, NY 10020

212-983-8312

Fax: 212-307-5598


LEAD ATTORNEY


PHV William D McCracken

Venable LLP

1270 Avenue of the Americas

New York, NY 10020

212-307-5500

Fax: 212-307-5598


LEAD ATTORNEY


Ignacio Rivera-Cordero

Rivera, Barreto & Torres Manzano Law Office

PO Box 9023880

San Juan, PR 00902-3880

787-724-6398

Fax: 787-725-1974



Defendant

UBS Financial Services, Inc.

Defendant

Laura Villarino-Tur represented by Andrew PHV Weissmann

Law Firm of Jenner & Block LLP

919 Third Avenue, 37th Floor

New York, NY 10022-3908

(212)891-1650

Fax: (212)891-1699


LEAD ATTORNEY


Juan R. Acevedo-Cruz

Suite 501-A

Banco Cooperativo Plaza

623 Ave. Ponce de Leon

San Juan, PR 00917

787-751-2341

Fax: 787-751-2795


LEAD ATTORNEY


PHV Ana R. Bugan

Jenner & Block LLP

330 N. Wabash

Chicago, IL 60611

312-840-8656

Fax: 312-840-8756


LEAD ATTORNEY


PHV Michael T. Brody

Jenner & Block LLP

330 N. Wabash

Chicago, IL 60611

312-923-2711

Fax: 312-840-7711



Defendant

UBS Financial Services Incorporated of represented by Luis C. Marini-Biaggi

Puerto Rico O'Neill & Borges

American International Plaza

250 Munoz Rivera Ave.

Suite 800

San Juan, PR 00918-1813

787-764-8181

Fax: 787-753-8944


LEAD ATTORNEY


PHV Kimberly Zelnick

Covington & Burling LLP

620 Eighth Ave.

New York, NY 10018-1405

212-841-1116

Fax: 212-841-1010


LEAD ATTORNEY


PHV Linda C. Goldstein

Covington & Burling LLP

620 Eighth Ave.

New York, NY 10018-1405

212-841-1000

Fax: 646-441-9059


LEAD ATTORNEY


Pedro R. Pierluisi

PO Box 9949

San Juan, PR 00908

787-903-4035


TERMINATED: 10/09/2007

LEAD ATTORNEY


V.

Consol Defendant

First Bancorp represented by Eyck O. Lugo-Rivera


LEAD ATTORNEY


PHV Joseph S. Allerhand



PHV Matthew L. Mustokoff



PHV Richard W. Slack



Consol Defendant

Angel Alvarez-Perez represented by Ernesto F. Rodriguez-Suris


LEAD ATTORNEY


PHV Aimee D. Latimer


LEAD ATTORNEY


PHV Bruce M. Bettigole


LEAD ATTORNEY


PHV Claudius O. Sokenu


LEAD ATTORNEY


PHV Heidi L. Steiber


LEAD ATTORNEY


PHV Joseph De Simone


LEAD ATTORNEY


Consol Defendant

Annie Astor-Carbonell represented by Andres Guillemard-Noble


LEAD ATTORNEY


Ignacio Rivera-Cordero


LEAD ATTORNEY


Claimant

SETT Corporation represented by SETT Corporation

Angel F. Irizarry-Guardiola, President and P.O. Box 360794

Principal Officer San Juan, PR 00936-0794

787-261-5906

Fax: 787-244-7910


PRO SE

Claimant

Miguel Aponte

Interested Party

Robert E. Schneider represented by Robert E. Schneider

1 Washington St. Apt. 6-A

San Juan, PR 00907

722-3670/fx 722-3679

PRO SE

1 Date Filed I # Docket Text

10/31/2005 1 COMPLAINT against all defendants (Filing fee $ 250.), filed by Roberto Fox.(Hey-Maestre,

Charles) Additional attachment(s) added on 11/4/2005 (su, ). (Entered: 11/04/2005)

10/31/2005 I 2 Summons Issued as to First Bancorp, Angel Alvarez-Perez, Annie Astor-CarbonellService due

by 2/28/2006. (np, ) (Entered: 11/09/2005)

11/18/2005 3 ORDER .Signed by Judge Salvador E Casellas on 11/18/05. (gl) (Entered: 11/18/2005)

11/18/2005 4 MEMORANDUM OF THE CLERK: Pursuant to the ORDER RETURNING CASE issued by Judge

Salvador E. Casellas on 11/18/05, this case has been assigned through random drawing within

the Case Assignment System to Judge Juan M. Perez-Gimenez. This being a new case the

receiving judge need not transfer a case to Judge Casellas in exchange for this one. All future

pleadings shall bear the following initials next to the case number: CIVIL CASE NO. 05-2148

(PG).. Signed by Clerk on 11/18/05. (li, ) (Entered: 11/18/2005)

01/03/2006 5 MOTION to Consolidate Cases and for Appointment of Lead Plaintiffs, Lead Counsel and Local

Counsel by Marquita McLaughlin and Robert Fox filed byCharles S. Hey-Maestre on behalf of

Roberto Fox (Attachments: # 1 Memorandum of Law# 2 Affidavit of Richard A. Speirs# 3

Exhibit A# 4 Exhibit B# 5 Exhibit C# 6 Exhibit D# 7 Exhibit E# 8 Exhibit F)(Hey-Maestre, Charles)

(Entered: 01/03/2006)

01/18/2006 I 6 ` ***FILED IN ERROR, to be re-filed*** MOTION Submitting Proposed Order re: 5 MOTION tof Consolidate Cases and for Appointment of Lead Plaintiffs, Lead Counsel and Local Counsel by

Marquita McLaughlin and Robert Fox filed by Roberto Fox, filed byCharles S. Hey-Maestre on

behalf of all plaintiffs (Attachments: # 1 Text of Proposed Order)(Related document(s) 5 )

(Hey-Maestre, Charles) Modified on 1/23/2006 (ni, ). (Entered: 01/18/2006)

01/18/2006 NOTICE of Docket Text Modification by Deputy Clerk re: 6 MOTION Submitting Proposed

Order re: 5 MOTION to Consolidate Cases and for Appointment of Lead Plaintiffs, Lead

Counsel and Local Counsel by Marquita McLaughlin and Robert Fox filed by Roberto Fox.

(FILED IN ERROR, wrong pdf document attached, counsel to re-file) (ni, ) (Entered:

01/23/2006)

02/07/2006 I 7 STIPULATION for consolidation of actions, appointment of lead plaintiffs and Proposed Order

by Roberto Fox. (Attachments: # 1 Supplement signature pages) (Hey-Maestre, Charles)

Modified on 2/10/2006 to add docket text. (ni, ). (Entered: 02/07/2006)

02/10/2006 8 INFORMATIVE Motion regarding Response to Stipulation filed byIgnacio Rivera-Cordero on

behalf of Annie Astor-Carbonell (Rive ra-Cord e ro, Ignacio) (Entered: 02/10/2006)

02/10/2006 9 RESPONSE to Motion (Defendant Angel Alvarez-Perez's Response to the Stipulation and

[Proposed] Order Consolidating the Actions, Approving Lead Plaintiffs and Approving Lead

Plaintiffs' Choice of Lead Counsel and Local Counsel) filed by Angel Alvarez-Perez Re: 6

MOTION Submitting Proposed Order re: 5 MOTION to Consolidate Cases and for Appointment

of Lead Plaintiffs, Lead Counsel and Local Counsel by Marquita McLaughlin and Robert Fox

filed by Roberto Fox, filed by Roberto Fox, (Rodriguez-Suris, Ernesto) (Entered: 02/10/2006)

02/10/2006 Filing Fee Received $450.00, receipt number 161164, re:PHV Richard W. Slack; Mattew L.

Mustokoff; Joseph s. Allerhand. SUBMIT ATTORNEY REGISTRATTION FORM FOR LOGIN &

PASSWORD. (ne,) (Entered: 02/10/2006)

02/10/2006 I 10 RESPONSE in Support of Stipulation and Proposed Order Consolidating the Actions filed byFirst Bancorp Re: 7 Stipulation filed by Roberto Fox, (Lugo-Rivera, Eyck) (Entered:

02/10/2006)

02/10/2006 I 11 MOTION to Appear Pro Hac Vice by Attorney Matthew L. Mustokoff on behalf of FirstBancorp (ni, ) (Entered: 02/13/2006)

i

02/10/2006 I 12 MOTION to Appear Pro Hac Vice by Attorney Richard W. Slack on behalf of First Bancorp (ni, )(Entered: 02/13/2006)

02/10/2006 I 13 MOTION to Appear Pro Hac Vice by Attorney Joseph S. Allerhand on behalf of First Bancorp(ni, ) (Entered: 02/13/2006)

02/13/2006 I 14 AMENDED COMPLAINT against all defendants, filed by Marquita McLaughlin, Plumbers andPipefitters Local 51 Pension Fund, Roberto Fox. Service due by 6/13/2006,(Hey-Maestre,

Charles) (Entered: 02/13/2006)

02/14/2006 I 15 ORDER granting 5 Motion to Consolidate Cases, noted 8 INFORMATIVE motion . Signed byJudge Juan M Perez-Gimenez on 2/14/06. (ds, ) (Entered: 02/14/2006)

03/01/2006 I 16 ORDER granting 11 Motion to Appear PHV, granting 12 Motion to Appear PHV, granting 13

Motion to Appear PHV. Signed by Judge Juan M Perez-Gimenez on 2/28/06. (ds,) (s/c: J.

Allerhand, M. Mustokoff, R. Slack on 3/2/2006 w/copy of Registration Form) (ni, ). (Entered:

03/01/2006)

03/02/2006 17 STIPULATION and PROPOSED ORDER by Roberto Fox, First Bancorp, Marquita McLaughlin,

Angel Alvarez-Perez, Gisela A. Connelly, First Bancorp, Annie Astor-Carbonell, Angel Alvarez-

Perez, Annie Astor-Carbonell. (Hey-Maestre, Charles) (Entered: 03/02/2006)

03/03/2006 Filing Fee Received $150.00, receipt number 161495 re:PHV Kevin M. McGee; receipt

no.161496 $150.00 re: PHV Richard A. Speirs and receipt no.161497 $150.00 re:PHV Jeffrey C.

Zwerling. SUBMIT ATTORNEY REGISTRATION FORM FOR LOGIN AND PASSWORD. (ne, )

(Entered: 03/03/2006)

03/03/2006 18 MOTION to Appear Pro Hac Vice by Attorney Kevin M. McGee filed byCharles S. Hey-Maestre

on behalf of Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension

Fund (cm, ) (Entered: 03/07/2006)

03/03/2006 I 19 I MOTION to Appear Pro Hac Vice by Attorney Richard A. Speirs filed byCharles S. Hey-Maestre

on behalf of Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension

Fund (cm, ) (Entered: 03/07/2006)

03/03/2006 I 20 MOTION to Appear Pro Hac Vice by Attorney Jeffrey C. Zwerling filed byCharles S. Hey-Maestre on behalf of Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51

Pension Fund (cm, ) (Entered: 03/07/2006)

03/07/2006 I 21 Summons Issued as to UBS Financial Services, Inc., Laura Villarino-TurService due by7/5/2006. (cm, ) (Entered: 03/09/2006)

03/14/2006 I 22 ORDER granting 18 Motion to Appear PHV, granting 19 Motion to Appear PHV, granting 20Motion to Appear PHV. Signed by Judge Juan M Perez-Gimenez on 3/14/06. (ds, ) (s/c: J.

Allerhand & R. Slack on 3/15/2006) (ni, ). (Entered: 03/14/2006)

03/14/2006 I 23 ORDER re 17 Stipulation, NOTED AND GRANTED. Signed by Judge Juan M Perez-Gimenez on3/14/06. (ds, ) (s/c: J. Allerhand & R. Slack on 3/15/2006) (ni, ). (Entered: 03/14/2006)

03/17/2006 Filing Fee Received $150.00, receipt number 161774 re:PHV Samuel H. Rudman and check

number 161775 $150.00 re:PHV David A. Rosenfeld. SUBMIT ATTORNEY REGISTRATION

FORM FOR LOGIN AND PASSWORD. (ne,) (Entered: 03/17/2006)

03/17/2006 I 24 ***FILED IN ERROR*** WRONG PDF. MOTION to Appear Pro Hac Vice by Attorney ClaudiusO. Sokenu filed byErnesto F. Rodriguez-Suris on behalf of Angel Alvarez-Perez (Rodriguez-

Suris, Ernesto) Modified on 3/17/2006 (np, ). (Entered: 03/17/2006)

i

03/17/2006 I 25 MOTION to Appear Pro Hac Vice by Attorney Aim?e D. Latimer filed byErnesto F. Rodriguez-Suris on behalf of Angel Alvarez-Perez (Rodriguez-Suris, Ernesto) (Entered: 03/17/2006)

03/17/2006 26 MOTION to Appear Pro Hac Vice by Attorney Joseph De Simone filed byErnesto F. Rodriguez-

Suris on behalf of Angel Alvarez-Perez (Rodriguez-Suris, Ernesto) (Entered: 03/17/2006)

03/17/2006 27 MOTION to Appear Pro Hac Vice by Attorney Bruce M. Bettigole filed byErnesto F. Rodriguez-


03/17/2006 28 MOTION to Appear Pro Hac Vice by Attorney Heidi L. Steiber filed byErnesto F. Rodriguez-


03/17/2006 I 29 MOTION to Appear Pro Hac Vice by Attorney Claudius O. Sokenu filed byErnesto F. Rodriguez-


03/17/2006 I 31 MOTION to Appear Pro Hac Vice by Attorney PHV-Samuel H. Rudman, (local counsel CharlesS. Hey-Maestre) on behalf of Roberto Fox (ni, ) (Entered: 03/21/2006)

03/17/2006 I 32 MOTION to Appear Pro Hac Vice by Attorney PHV-David A. Rosenfeld (local counsel, CharlesS. Hey-Maestre) on behalf of Roberto Fox (ni, ) (Entered: 03/21/2006)

03/20/2006 Filing Fee Received $ 750.00, receipt number 161797 Re: PHV Aimee D. Latimer (Dkt.25);

Joseph De Simone (Dkt.26); Bruce M. Betticole (Dkt.27); Heidi L Steiber(Dkt.28); Claudius O

Sokenu (Dkt.29). (ne, ) (Entered: 03/20/2006)

03/20/2006 I 30 ORDER granting 25 Motion to Appear PHV, granting 26 Motion to Appear PHV, granting 27Motion to Appear PHV, granting 28 Motion to Appear PHV, granting 29 Motion to Appear

PHV. Signed by Judge Juan M Perez-Gimenez on 3/20/06. (ds, ) (s/c: J. Allerhand and R. Slack

on 3/21/2006) (ni, ). (Entered: 03/20/2006)

03/24/2006 Pro Hac Vice Fee Received $150.00, receipt number 161918 Fr: Matthew T McLaughlin (fg, )

(Entered: 03/24/2006)

03/24/2006 I 33 MOTION to Appear Pro Hac Vice by Attorney Matthew T. McLauglin filed byIgnacio Rivera-Cordero on behalf of Annie Astor-Carbonell (Rive ra-Cord e ro, Ignacio) (Entered: 03/24/2006)

03/27/2006 I 34 ORDER granting 31 Motion to Appear PHV, granting 32 Motion to Appear PHV, granting 33

Motion to Appear PHV. Signed by Judge Juan M Perez-Gimenez on 3/27/06. (ds, ) (s/c: J.

Allerhand & R. Slack on 3/28/2006 w/copy of CM/ECF Registration Form) (ni, ). (Entered:

03/27/2006)

03/28/2006 I 35 MOTION for extension of time until April 24, 2006 to Answer or Otherwise Plead filed byLuisC. Marini-Biaggi on behalf of UBS Financial Services Incorporated of Puerto Rico Suggestions

in opposition/response due by 4/10/2006 (Attachments: # 1 Exhibit 1)(Marini-Biaggi, Luis)

(Entered: 03/28/2006)

03/31/2006 I 36 ORDER granting 35 Motion for extension of time . Signed by Judge Juan M Perez-Gimenez on

3/31/06. (ds, ) (s/c: J. Allerhand & R. Slack on 4/3/2006) (ni, ). (Entered: 03/31/2006)

04/06/2006 I 37 MEMORANDUM OF THE CLERK: This case is being transferred to newly appointed Title III

Judge Aida Delgado Colon to form part of her case load. All future pleadings shall bear the

following initials next to the case number: CIVIL CASE NO. 05-2148 (ADC) . Signed by Clerk on

04/03/06. (li, ) Modified on 4/6/2006 to add: Notified by mail Joseph S. Allerhand and Richard

W. Slack (li, ). (Entered: 04/06/2006)

04/12/2006 Filing Fee Received $150.00, receipt number 162313 re:PHV Kimberly Zelnick and recipt no.

162314 in the amount of $150.00 re:PHV Linda C. Goldstein. SUBMIT ATTORNEY

REGISTRATION FORM FOR LOGIN AND PASSWORD (ne,) (Entered: 04/12/2006)

04/12/2006 I 38 MOTION to Appear Pro Hac Vice by Attorney Kimberly Zelnick filed byLuis C. Marini-Biaggi on

behalf of UBS Financial Services Incorporated of Puerto Rico (cm, ) (Entered: 04/13/2006)

04/12/2006 I 39 MOTION to Appear Pro Hac Vice by Attorney Lina C. Goldstein filed byLuis C. Marini-Biaggi on

behalf of UBS Financial Services Incorporated of Puerto Rico (cm, ) (Entered: 04/13/2006)

04/17/2006 40 MOTION for Leave to Appear filed byAndres Guillemard-Noble on behalf of Annie Astor-

Carbonell, Annie Astor-Carbonell Suggestions in opposition/response due by 5/1/2006

(Guillemard-Noble, Andres) (Entered: 04/17/2006)

04/17/2006 I 41 MOTION to dismiss the Consolidated Amended Class Action Complaint and Memorandum of

Law in Support Thereof as to Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters

Local 51 Pension Fund, Gisela A. Connelly filed byAndres Guillemard-Noble on behalf of Annie

Astor-Carbonell, Annie Astor-Carbonell Suggestions in opposition/response due by 5/1/2006

(Attachments: # 1 Affidavit # 2 Exhibit A to Affidavit# 3 Exhibit B to Affidavit) (Guillemard-

Noble, Andres) (Entered: 04/17/2006)

04/17/2006 I 42 MOTION to dismiss the Amended Class Action Complaint as to First Bancorp, First Bancorp

filed byEyck O. Lugo-Rivera on behalf of First Bancorp Suggestions in opposition/response due

by 5/1/2006 (Lugo-Rivera, Eyck) (Entered: 04/17/2006)

04/17/2006 I 43 MOTION and Memorandum of Law in Support of Defendant First Bankcorp's Motion to

Dismiss the Amended Class Action Complaint re 42 MOTION to dismiss the Amended Class

Action Complaint as to First Bancorp, First Bancorp filed by First Bancorp, filed byEyck O.

Lugo-Rivera on behalf of First Bancorp, First Bancorp (Attachments: # 1 Exhibit Cover Page# 2

Exhibit A# 3 Exhibit B# 4 Exhibit B(1)# 5 Exhibit B(2)# 6 Exhibit C# 7 Exhibit D)(Related

document(s) 42 ) (Lugo-Rivera, Eyck) (Entered: 04/17/2006)

04/17/2006 44 MOTION to dismiss (Defendant Angel Alvarez-Perez's Motion To Dismiss The Amended Class

Action Complaint) as to Angel Alvarez-Perez filed byErnesto F. Rodriguez-Suris on behalf of

Angel Alvarez-Perez Suggestions in opposition/response due by 5/1/2006 (Rodriguez-Suris,

Ernesto) (Entered: 04/17/2006)

04/17/2006 45 **FILED IN ERROR, SEE 46 FOR COMPLETE FILING***MEMORANDUM in Support

(Memorandum Of Law In Support Of Defendant Angel Alvarez-Perez Motion To Dismiss The

Amended Class Action Complaint) filed by Angel Alvarez-Perez (Attachments: # 1 Affidavit

Declaration Part I# 2 Affidavit Declaration Part II)(Rodriguez-Suris, Ernesto) Modified on

4/20/2006 (cm, ). (Entered: 04/17/2006)

04/17/2006 I 46 MEMORANDUM in Support (Memorandum of Law In Support Of Defendant Angel Alvarez-Perez's Motion To Dismiss The Amended Class Action Complaint) filed by Angel Alvarez-Perez

(Attachments: # 1 Affidavit Declaration# 2 Affidavit Declaration Part I# 3 Affidavit Declaration

Part II)(Rodriguez-Suris, Ernesto) (Entered: 04/17/2006)

04/19/2006 ENDORSED ORDER granting and noting 38 Motion to Appear PHV, granting 39 Motion to

Appear PHV . Signed by Judge Aida M. Delgado-Colon on 4/17/06. (sr, ) (Entered: 04/19/2006)

04/24/2006 I 47 MOTION to dismiss Counts II and III of the Amended Complaint or for SummaryJudgment as

to UBS Financial Services Incorporated of Puerto Rico filed byLuis C. Marini-Biaggi on behalf of

UBS Financial Services Incorporated of Puerto Rico Suggestions in opposition/response due by

5/8/2006 (Marini-Biaggi, Luis) (Entered: 04/24/2006)

i

04/24/2006 I 48 BRIEF - Memorandum of Law in Support of Defendant UBS Puerto Rico's Motion to DismissCounts II and III of the Amended Complaint or for Summary Judgment by UBS Financial

Services Incorporated of Puerto Rico. (Attachments: # 1 Declaration of Fred DeMarco# 2

Exhibit A to DeMarco Declaration# 3 Exhibit B (Part 1 of 3) to DeMarco Declaration# 4 Exhibit

B (Part 2 of 3) to DeMarco Declaration# 5 Exhibit B (Part 3 of 3) to DeMarco Declaration# 6

Exhibit C to DeMarco Declaration# 7 Exhibit D to DeMarco Declaration# 8 Copy of

Certification of Marquita McLaughlin) (Marini-Biaggi, Luis) (Entered: 04/24/2006)

04/24/2006 I 49 STATEMENT of Undisputed Facts filed by UBS Financial Services Incorporated of Puerto Ricore: 47 MOTION to dismiss Counts II and III of the Amended Complaint or for Summary

Judgment as to UBS Financial Services Incorporated of Puerto Rico filed by UBS Financial

Services Incorporated of Puerto Rico,, 48 Brief,, filed by UBS Financial Services Incorporated

of Puerto Rico,. (Marini-Biaggi, Luis) (Entered: 04/24/2006)

05/02/2006 I 50 Informative MOTION re: Motion to Dismiss, and MOTION Submitting Signed Declaration re:46 Memorandum in support, filed by Angel Alvarez-Perez, filed byErnesto F. Rodriguez-Suris

on behalf of Angel Alvarez-Perez (Attachments: # 1 Affidavit Declaration Page 1# 2 Affidavit

Declaration Page 2)(Related document(s) 46) (Rodriguez-Suris, Ernesto) Modified on

5/4/2006 add event and text (ov, ). (Entered: 05/02/2006)

05/03/2006 51 MOTION to Appoint Counsel MOTION to Amend Order of February 14, 2006 re: 15 Order...,

MOTION to Withdraw Atty Charles Hey-Mestre, filed byAndres W. Lopez on behalf of Roberto

Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund Suggestions in

opposition/response due by 5/16/2006 (Attachments: # 1 Exhibit Stipulation# 2 Exhibit A to

the Stipulation# 3 Text of Proposed Order)(Lopez, Andres) Modified on 5/4/2006 to add

events and text (ov, ). (Entered: 05/03/2006)

i

05/04/2006 I 52 ORDER from the Multidistrict Litigation deeming moot the two motions for transfer under 28USC 1407 and vacating the 3/30/06 hearing session . Signed by W. Terell Hodges, Chairman

for the Panel on 03/16/06. (ov, ) (Entered: 05/04/2006)

05/08/2006 53 MOTION requesting Order Modifying the Discovery Stay filed byAndres W. Lopez on behalf of

Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund (Lopez,

Andres) (Entered: 05/08/2006)

05/08/2006 I 54 Memorandum of Law in Support of Order Modifying Discovery Stay re: 53 MOTIONrequesting Order Modifying the Discovery Stay filed by Roberto Fox,, Marquita McLaughlin,,

Plumbers and Pipefitters Local 51 Pension Fund, filed byAndres W. Lopez on behalf of

Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund

(Attachments: # 1 Declaration of Andr?s W. L?pez# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5

Exhibit D# 6 Exhibit E# 7 Exhibit F# 8 Exhibit G# 9 Exhibit H# 10 Exhibit I# 11 Exhibit J# 12

Exhibit K# 13 Exhibit L# 14 Text of Proposed Order Modifying Discovery Stay)(Related

document(s) 53 ) (Lopez, Andres) Modified on 5/12/2006 to correct title (ov, ). (Entered:

05/08/2006)

05/16/2006 55 SUMMONS Returned Executed upon UBS Financial Services, Inc. served on 3/15/2006,

answer due 4/4/2006. (Lopez, Andres) (Entered: 05/16/2006)

05/16/2006 56 SUMMONS Returned Executed upon Laura Villarino-Tur served on 5/8/2006, answer due

5/30/2006. (Lopez, Andres) (Entered: 05/16/2006)

05/16/2006 I 57 STIPULATION re 53 MOTION requesting Order Modifying the Discovery Stay, 54 MOTIONSubmitting Memorandum of Law in Support of Order Modifying Discovery Stay re: 53

MOTION requesting Order Modifying the Discovery Stay filed by Roberto Fox,, Marquita

McLaughlin,, Plumbers and Pipefitters Local 51 Pension Fund, by UBS Financial Services

Incorporated of Puerto Rico, Roberto Fox, First Bancorp, Marquita McLaughlin, Plumbers and

Pipefitters Local 51 Pension Fund, Angel Alvarez-Perez, Gisela A. Connelly, First Bancorp,

Annie Astor-Carbonell, Angel Alvarez-Perez, Annie Astor-Carbonell, UBS Financial Services,

Inc.. (Lugo-Rivera, Eyck) (Entered: 05/16/2006)

05/19/2006 I 58 MOTION, pro-se, for extension of time until 6/24/06 to retain counsel and answer thecomplaint filed by Laura Villarino-Tur (ov, ) (Entered: 05/22/2006)

05/23/2006 59 ORDER re 58 Motion for extension of time. Defendant is granted until 6/24/06 to answer the

complaint and inform the name of her attorney inasmuch as, she shall retain counsel to

represent her. Signed by Judge Aida M. Delgado-Colon on 5/22/06. (wm, ) s/c: Attys

Allerhand, Goldstein, Slack, Zelnick by Mail, on 5/24/06 (ov, ). (Entered: 05/23/2006)

05/23/2006 I 60 ORDER granting 40 Motion for Leave to Appear. Signed by Judge Aida M. Delgado-Colon on

5/23/06. (wm, ) (Entered: 05/23/2006)

05/23/2006 I 61 ORDER re 57 Stipulation and Order, GRANTED and so ORDERED. Signed by Judge Aida M.Delgado-Colon on 5/23/06. (wm, ) (Entered: 05/23/2006)

06/02/2006 I 62 MEMORANDUM in Opposition to Plaintiff's Motion to Lift the PSLRA'SAutomatic Stay ofDiscovery filed by First Bancorp Re: 53 MOTION requesting Order Modifying the Discovery

Stay filed by Roberto Fox,, Marquita McLaughlin,, Plumbers and Pipefitters Local 51 Pension

Fund,, 54 MOTION Submitting Memorandum of Law in Support of Order Modifying Discovery

Stay re: 53 MOTION requesting Order Modifying the Discovery Stay filed by Roberto Fox,,

Marquita McLaughlin,, Plumbers and Pipefitters Local 51 Pension Fund, filed by Roberto Fox,,

Marquita McLaughlin,, Plumbers and Pipefitters Local 51 Pension Fund, (Attachments: #1

Exhibit A-Order# 2 Exhibit B-Docket Entry of the USDC, Norther District of Illinois# 3 Exhibit C-

Memorandum Opinion and Order# 4 Exhibit D-Memorandum Opinion and Order# 5 Exhibit

Declaration of Lawrence Odell)(Lugo-Rivera, Eyck) (Entered: 06/02/2006)

06/02/2006 I 63 Memorandum in Opposition to Motion to Lift the PSLRA's Mandatory Discovery Stay filed by

UBS Financial Services Incorporated of Puerto Rico Re: 53 MOTION requesting Order

Modifying the Discovery Stay filed by Roberto Fox,, Marquita McLaughlin,, Plumbers and

Pipefitters Local 51 Pension Fund, (Marini-Biaggi, Luis) (Entered: 06/02/2006)

06/02/2006 64 INFORMATIVE Motion regarding Lead Plaintiffs' Memorandum of Law in Opposition to the

Motions to Dismiss Filed by Defendants Angel Alvarez-Perez and Annie Astor-Carbonell filed

byAndres W. Lopez on behalf of Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters

Local 51 Pension Fund (Lopez, Andres) (Entered: 06/02/2006)

06/02/2006 I 65 Memorandum in Opposition to Motion to Dismiss the Amended Class Action Complaint(defendants Angel Alvarez-Perez and Annie Astor Carbonell) filed by Roberto Fox, Marquita

McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund Re: 41 MOTION to dismiss the

Consolidated Amended Class Action Complaint and Memorandum of Law in Support Thereof

as to Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund,

Gisela A. Connelly filed by Annie Astor-Carbonell,, 44 MOTION to dismiss (Defendant Angel

Alvarez-Perez's Motion To Dismiss The Amended Class Action Complaint) as to Angel Alvarez-

Perez filed by Angel Alvarez-Perez, (Attachments: # 1 Affidavit (Andres W. Lopez

Declaration)# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Exhibit F)(Lopez,


06/02/2006 66 Memorandum in Opposition to Motion to Dismiss Counts II and III of the Amended Complaint

or for Summary Judgment (UBS Financial Services, Inc.) filed by Roberto Fox, Marquita

McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund Re: 47 MOTION to dismiss

Counts II and III of the Amended Complaint or for Summary Judgment as to UBS Financial

Services Incorporated of Puerto Rico filed by UBS Financial Services Incorporated of Puerto

Rico, (Attachments: # 1 Affidavit (McLaughlin Declaration))(Lopez, Andres) (Entered:

06/02/2006)

i

06/02/2006 I 67 STATEMENT of Material Facts (in Opposition) Pursuant to Local Rule 56(c) filed by Roberto

Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund re: 47 MOTION to

dismiss Counts II and III of the Amended Complaint or for Summary Judgment as to UBS

Financial Services Incorporated of Puerto Rico filed by UBS Financial Services Incorporated of

Puerto Rico,, 66 Memorandum in Opposition to Motion,, filed by Roberto Fox,, Marquita

McLaughlin,, Plumbers and Pipefitters Local 51 Pension Fund,, 48 Brief,, filed by UBS Financial

Services Incorporated of Puerto Rico,, 49 Statement, filed by UBS Financial Services

Incorporated of Puerto Rico,. (Lopez, Andres) (Entered: 06/02/2006)

06/02/2006 I 68 Memorandum in Opposition to Motion to Dismiss the Amended Class Action Complaint (First

Bancorp) filed by Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51

Pension Fund Re: 43 MOTION and Memorandum of Law in Support of Defendant First

Bankcorp's Motion to Dismiss the Amended Class Action Complaint re 42 MOTION to dismiss

the Amended Class Action Complaint as to First Bancorp, First Bancorp filed by First filed by

First Bancorp,, 42 MOTION to dismiss the Amended Class Action Complaint as to First

Bancorp, First Bancorp filed by First Bancorp, (Lopez, Andres) (Entered: 06/02/2006)

06/05/2006 I 69 NOTICE of Appearance by Eyck O. Lugo-Rivera on behalf of First Bancorp (Lugo-Rivera, Eyck)

(Entered: 06/05/2006)

06/26/2006 I 70 REPLY to Response to Motion in Opposition to Defendant Annie-Astor Carbonell's Motion to

Dismiss the Consolidated Amended Class Action Complaint filed by Annie Astor-Carbonell,

Annie Astor-Carbonell Re: 41 MOTION to dismiss the Consolidated Amended Class Action

Complaint and Memorandum of Law in Support Thereof as to Roberto Fox, Marquita

McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund, Gisela A. Connelly filed by Annie

Astor-Carbonell, (Guillemard-Noble, Andres) (Entered: 06/26/2006)

06/26/2006 71 MOTION for extension of time until July 26, 2006 to file an answer or pleadings to the

complaint. filed byJuan R. Acevedo-Cruz on behalf of Laura Villarino-Tur Suggestions in

opposition/response due by 7/10/2006 (Acevedo-Cruz, Juan) (Entered: 06/26/2006)

06/26/2006 I 72 ` ***FILED IN ERROR -MISSING PAGE 1 ****Memorandum in Support of Defendant First

f Bancorp's Motion to Dismiss the Amended Class Action Complaint filed by First Bancorp, First

Bancorp Re: 43 MOTION and Memorandum of Law in Support of Defendant First Bankcorp's

Motion to Dismiss the Amended Class Action Complaint re 42 MOTION to dismiss the

Amended Class Action Complaint as to First Bancorp, First Bancorp filed by First filed by First

Bancorp,, 42 MOTION to dismiss the Amended Class Action Complaint as to First Bancorp,

First Bancorp filed by First Bancorp, (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit

C)(Lugo-Rivera, Eyck) Modified on 6/27/2006 (ov, ). (Entered: 06/26/2006)

06/26/2006 73 MOTION Requesting Oral Argument on Defendant First Bancorp's Motion to Dismiss the

Amended Class Action Complaint re 43 MOTION and Memorandum of Law in Support of

Defendant First Bankcorp's Motion to Dismiss the Amended Class Action Complaint re 42

MOTION to dismiss the Amended Class Action Complaint as to First Bancorp, First Bancorp

filed by First filed by First Bancorp,, 42 MOTION to dismiss the Amended Class Action

Complaint as to First Bancorp, First Bancorp filed by First Bancorp,, 72 Memorandum in

Support of Motion,, filed by First Bancorp, filed byEyck O. Lugo-Rivera on behalf of First

Bancorp, First Bancorp (Related document(s) 43, 42, 72 ) (Lugo-Rivera, Eyck) (Entered:

06/26/2006)

06/26/2006 I 74 REPLY to Response to Motion - REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OFDEFENDANT UBS PUERTO RICO'S MOTION TO DISMISS COUNTS IIAND III OF THE AMENDED

COMPLAINT OR FOR SUMMARYJUDGMENT filed by UBS Financial Services Incorporated of

Puerto Rico Re: 47 MOTION to dismiss Counts II and III of the Amended Complaint or for

Summary Judgment as to UBS Financial Services Incorporated of Puerto Rico filed by UBS

Financial Services Incorporated of Puerto Rico, (Attachments: # 1 Affidavit - Reply Declaration

of Linda C. Goldstein# 2 Exhibit 1 to the Reply Declaration of Linda C. Goldstein# 3 Exhibit 2 to

the Reply Declaration of Linda C. Goldstein)(Marini-Biaggi, Luis) (Entered: 06/26/2006)

06/26/2006 I 75 MOTION for Hearing, MOTION Requesting Order for Oral Argument on UBS Puerto Rico'sMotion to Dismiss Counts II and III of the Amended Complaint or for Summary Judgment re

47 MOTION to dismiss Counts II and III of the Amended Complaint or for Summary Judgment

as to UBS Financial Services Incorporated of Puerto Rico filed by UBS Financial Services

Incorporated of Puerto Rico, filed byLuis C. Marini-Biaggi on behalf of UBS Financial Services

Incorporated of Puerto Rico (Related document(s) 47 ) (Marini-Biaggi, Luis) Modified on

7/12/2006 to add event and text (ov, ). (Entered: 06/26/2006)

06/26/2006 I 76 MEMORANDUM in Support of Motion to Dismiss filed by Angel Alvarez-Perez, Angel Alvarez-Perez Re: 44 MOTION to dismiss (Defendant Angel Alvarez-Perez's Motion To Dismiss The

Amended Class Action Complaint) as to Angel Alvarez-Perez filed by Angel Alvarez-Perez,, 46

Memorandum in support, filed by Angel Alvarez-Perez,, 65 Memorandum in Opposition to

Motion,,, filed by Roberto Fox,, Marquita McLaughlin,, Plumbers and Pipefitters Local 51

Pension Fund, (Rodriguez-Suris, Ernesto) (Entered: 06/26/2006)

06/26/2006 77 REPLY to Response to Motion (Reply Memorandum of Law In Further Suupport) Requesting

Order Modifying The Discovery Stay filed by Roberto Fox, Marquita McLaughlin, Plumbers and

Pipefitters Local 51 Pension Fund Re: 53 MOTION requesting Order Modifying the Discovery

Stay filed by Roberto Fox,, Marquita McLaughlin,, Plumbers and Pipefitters Local 51 Pension

Fund,, 54 MOTION Submitting Memorandum of Law in Support of Order Modifying Discovery

Stay re: 53 MOTION requesting Order Modifying the Discovery Stay filed by Roberto Fox,,

Marquita McLaughlin,, Plumbers and Pipefitters Local 51 Pension Fund, filed by Roberto Fox,,

Marquita McLaughlin,, Plumbers and Pipefitters Local 51 Pension Fund, (Lopez, Andres)

MISSING CERT. OF SERVICE IN DOCUMENT (ov, ). (Entered: 06/26/2006)

i

06/27/2006 I 78 MOTION for Setting Oral Argument on Defendant Annie Astor-Carbonell's Motion to Dismissthe Consolidated Amended Class Action Complaint filed byAndres Guillemard-Noble on behalf

of Annie Astor-Carbonell, Annie Astor-Carbonell Suggestions in opposition/response due by

7/10/2006 (Guillemard-Noble, Andres) (Entered: 06/27/2006)

06/27/2006 NOTICE of Docket Text Modification by Deputy Clerk re: 72 Memorandum in Support of

Motion. ***DOCUMENT FILED IN ERROR - MISSING PAGE 1 **** (ov,) (Entered: 06/27/2006)

06/27/2006 I 79 Memorandum in Support of Defendant First Bancorp's Motion to Dismiss the Amended ClassAction Complaint filed by First Bancorp, First Bancorp Re: 43 MOTION and Memorandum of

Law in Support of Defendant First Bankcorp's Motion to Dismiss the Amended Class Action

Complaint re 42 MOTION to dismiss the Amended Class Action Complaint as to First Bancorp,

First Bancorp filed by First filed by First Bancorp,, 42 MOTION to dismiss the Amended Class

Action Complaint as to First Bancorp, First Bancorp filed by First Bancorp,, 72 Memorandum

in Support of Motion,, filed by First Bancorp, (Attachments: # 1 Exhibit A# 2 Exhibit B#3

Exhibit C)(Lugo-Rivera, Eyck) (Entered: 06/27/2006)

06/27/2006 I 80 MOTION for Hearing (Request For Oral Argument On Angel Alvarez-Perez's Motion To DismissThe Amended Class Action Complaint) re 44 MOTION to dismiss (Defendant Angel Alvarez-

Perez's Motion To Dismiss The Amended Class Action Complaint) as to Angel Alvarez-Perez

filed by Angel Alvarez-Perez, filed byErnesto F. Rodriguez-Suris on behalf of Angel Alvarez-

Perez (Related document(s) 44 ) (Rodriguez-Suris, Ernesto) (Entered: 06/27/2006)

06/28/2006 I 81 ORDER granted as requested re 71 MOTION for extension of time until July 26, 2006 to file an

answer or pleadings to the complaint. filed by Laura Villarino-Tur Answer to complaint

deadline due by 7/26/2006. Signed by Judge Aida M. Delgado-Colon on 6/26/06. (sr, )

(Entered: 06/28/2006)

06/29/2006 Filing Fee Received $150.00, receipt number 163585, Re: PHV Robert M

Rothman.*****SUBMIT ATTORNEY REGISTRATION FORM FOR LOGIN & PASSWORD*****

(ne, ) (Entered: 06/29/2006)

i

06/29/2006 I 82 MOTION to Appear Pro Hac Vice by Attorney filed byRobert M. Rothman on behalf of RobertoFox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund (ov, ) (Entered:

07/05/2006)

07/06/2006 ENDORSED ORDER granting 82 Motion to Appear PHV Robert M. Rothman. Signed by Aida M.

Delgado-Colon, U.S. District Judge on 7/6/06. (sr, ) (Entered: 07/06/2006)

07/11/2006 83 RESPONSE to Motion Requesting Oral Argument filed by Roberto Fox, Marquita McLaughlin,

Plumbers and Pipefitters Local 51 Pension Fund Re: 73 MOTION Requesting Oral Argument on

Defendant First Bancorp's Motion to Dismiss the Amended Class Action Complaint re 43

MOTION and Memorandum of Law in Support of Defendant First Bankcorp's Motion to

Dismiss the Amended Class Action filed by First Bancorp,, 75 MOTION for Hearing - Request

for Oral Argument on UBS Puerto Rico's Motion to Dismiss Counts II and III of the Amended

Complaint or for SummaryJudgment re 47 MOTION to dismiss Counts II and III of the

Amended Complaint or for Summar filed by UBS Financial Services Incorporated of Puerto

Rico,, 80 MOTION for Hearing (Request For Oral Argument On Angel Alvarez-Perez's Motion

To Dismiss The Amended Class Action Complaint) re 44 MOTION to dismiss (Defendant Angel

Alvarez-Perez's Motion To Dismiss The Amended Class Action Comp filed by Angel Alvarez-

Perez, (Lopez, Andres) (Entered: 07/11/2006)

07/13/2006 I 84 INFORMATIVE Motion regarding of Change of Law Firm's Name filed byLuis C. Marini-Biaggion behalf of UBS Financial Services Incorporated of Puerto Rico (Marini-Biaggi, Luis) (Entered:

07/13/2006)

07/18/2006 Filing Fee Received $150.00, receipt number 163809 Re:PHV Ana R. Bugan and recipt number

163810 in the amount of $150.00 Re: PHV Andrew Weissmann. **SUBMIT ATTORNEY

REGISTRATION FORM FOR LOGIN & PASSWORD** (ne,) (Entered: 07/18/2006)

07/19/2006 ENDORSED ORDER noted 84 INFORMATIVE motion. Signed by Judge Aida M. Delgado-Colon

on 7/14/06. (sr, ) (Entered: 07/19/2006)

07/19/2006 85 INFORMATIVE Motion regarding application for admission as to Pro Hac Vice by Mr. Andrew

Weissmann and Ms. Ana R. Bugan filed byJuan R. Acevedo-Cruz on behalf of Laura Villarino-

Tur (Attachments: # 1 Exhibit Mr. A. Weissman Pro Hac Vice application# 2 Exhibit Ms. A.

Bugan Pro Hac Vice application)(Acevedo-Cruz, Juan) (Entered: 07/19/2006)

07/20/2006 I 86 MOTION to Appear Pro Hac Vice by Attorney Andrew Weissmann filed byJuan R. Acevedo-Cruz on behalf of Laura Villarino-Tur (Acevedo-Cruz, Juan) (Entered: 07/20/2006)

07/20/2006 I 87 MOTION to Appear Pro Hac Vice by Attorney Ana R. Bugan filed byJuan R. Acevedo-Cruz onbehalf of Laura Villarino-Tur (Acevedo-Cruz, Juan) (Entered: 07/20/2006)

07/21/2006 ENDORSED ORDER noted 85 INFORMATIVE motion. Signed by Judge Aida M. Delgado-Colon

on 7/19/06. (wm,) (Entered: 07/21/2006)

07/26/2006 I 88 MOTION for Extension of Time until September 11, 2006 to File Answer as to Ms. Laura

I

Villarino-Tur re: 81 Order,, Set Deadlines,, MOTION requesting Order as to motion for

extension of time filed byJuan R. Acevedo-Cruz on behalf of Laura Villarino-Tur Suggestions in

opposition/response due by 8/8/2006 (Attachments: # 1 Text of Proposed Order)(Related

document(s) 81) (Acevedo-Cruz, Juan) (Entered: 07/26/2006)

07/28/2006 89 ORDER re 88 MOTION for Extension of Time until September 11, 2006 to File Answer as to

Ms. Laura Villarino-Tur. Answer to Complaint due by 9/11/2006. Signed by JudgeAida M. Delgado-Colon on 7/28/06. (sr, ) (Entered: 07/28/2006)

07/28/2006 ENDORSED ORDER granting 87 Motion to Appear PHV as to attorney Ana R. Bugan. Signed by

Aida M. Delgado-Colon, U.S. District Judge on 7/28/06. (sr, ) (Entered: 07/28/2006)

07/28/2006 ENDORSED ORDER granting 86 Motion to Appear PHV as to attorney Andrew Weissmann.

Signed by Aida M. Delgado-Colon, U.S. District Judge on 7/28/06. (sr, ) (Entered: 07/28/2006)

08/14/2006 90 MEMORANDUM OF THE CLERK: This case is being transferred to newly appointed Article III

Judge Gustavo A. Gelpi to form part of his case load. All future pleadings shall bear the

following initials next to the case number: CIVIL CASE NO. 05-2148 (GAG). Signed by Clerk on

08/14/06. (gsr,) (Entered: 08/14/2006)

08/20/2006 I 91 ORDER noted 50 Motion submitting, granting 51 Motion to Appoint Counsel, granting 64

INFORMATIVE motion . Signed by Judge Gustavo A. Gelpi on 8/20/06. (Gelpi, Gustavo)

(Entered: 08/20/2006)

08/20/2006 I 92 ORDER noted 73 Motion for Miscellaneous Relief, noted 75 Motion for Hearing, noted 78

Motion for Setting, noted 80 Motion for Hearing. The parties' request for oral argument is

hereby noted. This matter will be explored at a status conference to be set by the Court.

Signed by Judge Gustavo A. Gelpi on 8/20/06. (Gelpi, Gustavo) (Entered: 08/20/2006)

08/20/2006 I 93 ORDER granting 53 Motion requesting Order, noted 54 Motion submitting. THE DISCOVERY

STAY SET FORTH IN SECTION 21D(b)(3)(B) OF THE SECURITIES EXCHANGE ACT OF 1934, AS

AMENDED BY THE PSLRA, 15 U.S.C. sec. 78U4(b)(3)(B), IS HEREBY MODIFIED TO ALLOW

PLAINTIFFS TO OBTAIN COPY OF ALL DOCUMENTS PRODUCED TO THE REGULATORS

CONCERNING THE ALLEGATIONS OF THE COMPLAINT. Signed by Judge Gustavo A. Gelpi on

8/20/06. (Gelpi, Gustavo) (Entered: 08/20/2006)

08/20/2006 I Set Hearings Status Conference set for 8/21/2006 04:30 PM in GAG's

Courtroom before Judge Gustavo A. Gelpi.. Signed by Judge Gustavo A. Gelpi on


08/21/2006 94 ORDER, Resetting Hearing Status Conference RESET for 9/21/2006 04:30 PM inI

GAG's Chambers before Judge Gustavo A. Gelpi.. Signed by Judge Gustavo A.Gelpi on 8/21/06. (cr, ) (Entered: 08/21/2006)

08/23/2006 Filing Fee Received $150.00, receipt number 164349 re:PHV William D. McCracken.

**SUBMIT ATTORNEY REGISTRATION FORM FOR LOGIN & PASSWORD*** (ne, ) (Entered:

08/23/2006)

08/24/2006 I 95 MOTION to Appear Pro Hac Vice by Attorney William D. McCracken filed byAndres

Guillemard-Noble on behalf of Annie Astor-Carbonell, Annie Astor-Carbonell (Guillemard-

Noble, Andres) (Entered: 08/24/2006)

08/24/2006 I 96 MOTION to Continue Status Conference set for September 21, 2006, with Consent of allParties filed byErnesto F. Rodriguez-Suris on behalf of Angel Alvarez-Perez, Angel Alvarez-

Perez (Rodriguez-Suris, Ernesto) (Entered: 08/24/2006)

08/24/2006 97 MOTION for Reconsideration and For Oral Argument re 93 Order on Motion requesting

Order,, Order on Motion Submitting, filed byAlberto Rodriguez-Ramos on behalf of First

Bancorp Suggestions in opposition/response due by 9/6/2006 (Attachments: # 1

Exhi bit) (Related document(s) 93 ) (Rodriguez-Ramos, Alberto) (Entered: 08/24/2006)

08/25/2006 I 98 RESPONSE IN opposition 96 Motion to Reschedule the Status Conference set for September21, 2006 filed by First Bancorp (Rodriguez-Ramos, Alberto) Modified on 8/29/2006 creating

link (np, ). (Entered: 08/25/2006)

08/29/2006 I 99 ORDER, Set Dead linesResponse to Motion Deadline due by 9/18/2006.. Plaintiffs

shall respond to defendant's motion for reconsideration on or before 9/18/06. Signed by

Judge Gustavo A. Gelpi on 8/29/06. (Gelpi, Gustavo) (Entered: 08/29/2006)

08/29/2006 100 ORDER granting 96 Motion to Continue . The status conference setting is hereby vacated sine

die, pending a ruling on defendant's motion for reconsideration (Docket No. 97). No discovery

shall be produced until the court rules on this matter. Signed by Judge Gustavo A. Gelpi on


08/30/2006 101 ORDER granting 95 Motion to Appear PHV . Signed by Judge Gustavo A. Gelpi on 8/30/06.

(sm, ) (Entered: 08/30/2006)

09/11/2006 102 MOTION to dismiss the amended class action complaint as to Laura Villarino-Tur filed byJuan

R. Acevedo-Cruz on behalf of Laura Villarino-Tur Suggestions in opposition/response due by

9/25/2006 (Acevedo-Cruz, Juan) (Entered: 09/11/2006)

09/11/2006 103 MEMORANDUM of Laura Villarino Turin Support of Her Motion to Dismiss the Amended

Class Action Complaint as to Laura Villarino-Tur filed byJuan R. Acevedo-Cruz on behalf of

Laura Villarino-Tur Suggestions in opposition/response due by 9/25/2006 (Acevedo-Cruz,

Juan) Modified on 9/18/2006 correcting title (np, ). (Entered: 09/11/2006)

09/18/2006 104 MEMORANDUM in Opposition to First Bancorp's Motion for Reconsideration filed by Roberto

Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund Re: 99 Order,, Set

Deadlines,, 97 MOTION for Reconsideration and For Oral Argument re 93 Order on Motion

requesting Order,, Order on Motion Submitting, filed by First Bancorp, (Lopez, Andres)

(Entered: 09/18/2006)

09/19/2006 105 MOTION for Leave to File Document Reply to Lead Plaintiffs' Memorandum of Law in

Opposition to First Bancorp's Motion for Reconsideration filed byEyck O. Lugo-Rivera on

behalf of First Bancorp Suggestions in opposition/response due by 10/2/2006 (Lugo-Rivera,

Eyck) (Entered: 09/19/2006)

09/19/2006 106 RESPONSE in Opposition to Motion Seeking To Re-Argue Issues ForA Third Time filed by

Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund Re: 105

MOTION for Leave to File Document Reply to Lead Plaintiffs' Memorandum of Law in

Opposition to First Bancorp's Motion for Reconsideration filed by First Bancorp, (Lopez,


09/20/2006 107 ORDER granting 97 Motion for Reconsideration, denying 105 Motion for Leave to File . Signed

by Judge Gustavo A. Gelpi on 9/20/06. (Gelpi, Gustavo) (Entered: 09/20/2006)

09/20/2006 108 ORDER, Set Hearings Motion Hearing set for 11/2/2006 09:00 AM in GAG's

Courtroom before Judge Gustavo A. Gelpi.. THE COURT SHALL HOLD ORALARGUMENTS ON ALL PENDING MOTIONS TO DISMISS (Docket Nos. 41, 42, 44, 47, and 102).

Each defendant shall have twenty (20) minutes to argue (only one attorney per party may

argue). Plaintiffs shall have one (1) hour to argue. Signed by Judge Gustavo A. Gelpi on


09/20/2006 109 ORDER re 94 Order, Set Hearings. The Status Conference set for 9/21/06 at 4:30 pm will be in

JA's Chambers before Chief Judge Justo Arenas. Signed by Judge Gustavo A. Gelpi on

9/20/06. (sm, ) (Entered: 09/20/2006)

09/21/2006 110 ORDER re 109 Order. Given the Motion Hearing set for 11/2/06 (Docket 108), the status

conference set for today has been CANCELLED . Signed by Judge Gustavo A. Gelpi on 9/21/06.

(sm, ) (Entered: 09/21/2006)

09/25/2006 111 MOTION Submitting Stipulation and Requesting Order filed byAndres W. Lopez on behalf of

Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund, Laura

Villarino-Tur (Lopez, Andres) (Entered: 09/25/2006)

09/25/2006 1 112 ORDER granting 111 Motion submitting. Signed by Judge Gustavo A. Gelpi on 9/25/06. (sm, )

(Entered: 09/25/2006)

09/26/2006 113 Consent MOTION to Reschedule Oral Argument on Motions to Dismiss Set for November 2,

2006 filed byEyck O. Lugo-Rivera on behalf of First Bancorp (Lugo-Rivera, Eyck) (Entered:

09/26/2006)

09/27/2006 114 INFORMATIVE Motion regarding Oral Argument on Motion To Dismiss filed byAndres W.

Lopez on behalf of Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51

Pension Fund (Lopez, Andres) (Entered: 09/27/2006)

09/28/2006 115 ORDER granting 113 Motion for Miscellaneous Relief. THE ORAL ARGUMENT IS HEREBY RESET

TO NOVEMBER 17, 2006 AT 9:00 A.M.. Signed by Judge Gustavo A. Gelpi on 9/28/06. (sm, )

(Entered: 09/28/2006)

09/28/2006 116 ORDER noted 114 INFORMATIVE motion. Signed by Judge Gustavo A. Gelpi on 9/28/06. (sm, )

(Entered: 09/28/2006)

10/13/2006 117 **TERMINATED, DEFECTIVE FILING***MEMORANDUM in Opposition filed by Roberto Fox,

Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund Re: 102 MOTION to

dismiss the amended class action complaint as to Laura Villarino-Tur filed by Laura Villarino-

Tur, (Lopez, Andres) Modified on 10/13/2006 as requested thru CM/ECF Help Line by filer(cm,

). (Entered: 10/13/2006)

10/13/2006 118 Memorandum in Opposition to Motion to Dismiss the Amended Class Action Complaint filed

by Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund Re:

102 MOTION to dismiss the amended class action complaint as to Laura Villarino-Tur filed by

Laura Villarino-Tur, (Attachments: # 1 Exhibit Lopez Declaration# 2 Exhibit A.1# 3 Exhibit A.2#

4 Exhibit A.3# 5 Exhibit A.4# 6 Request for Judicial Notice)(Lopez, Andres) (Entered:

10/13/2006)

10/17/2006 NOTICE of Docket Text Modification by Deputy Clerk re 117 MEMORANDUM in Opposition.

**TERMINATED, DEFECTIVE FILING-SEE DKT # 118 FOR CORRECT FILING*** (ft,) (Entered:

10/17/2006)

10/26/2006 119 ORDER re 115 Order on Motion for Miscellaneous Relief. The oral argument set for 11/17/06

is hereby VACATED. The parties shall by 11/1/06 submit alternative dates for the same during

the month of December. Signed by Judge Gustavo A. Gelpi on 10/26/06. (sm, ) (Entered:

10/26/2006)

10/27/2006 120 MOTION for extension of time until November 3, 2006 to file reply brief and for permission to

exceed allowed length of reply brief filed byJuan R. Acevedo-Cruz on behalf of Laura Villarino-

Tur Suggestions in opposition/response due by 11/9/2006 (Acevedo-Cruz, Juan) (Entered:

10/27/2006)

10/27/2006 121 ORDER granting as requested 120 Motion for extension of time . Signed by Judge Gustavo A.

Gelpi on 10/27/06. (sm, ) (Entered: 10/27/2006)

11/01/2006 122 INFORMATIVE Motion regarding Submission of Alternative Dates for Oral Argument on All

Pending Motions to Dismiss filed byAndres Guillemard-Noble on behalf of Annie Astor-

Carbonell (Guillemard-Noble, Andres) (Entered: 11/01/2006)

11/01/2006 123 Motion In Compliance with Court Order Regarding Available Dates for Hearing filed byErnesto

F. Rodriguez-Suris on behalf of Angel Alvarez-Perez, Angel Alvarez-Perez (Rodriguez-Suris,

Ernesto) (Entered: 11/01/2006)

11/01/2006 124 INFORMATIVE Motion regarding available dates for oral argument. filed byJuan R. Acevedo-

Cruz on behalf of Laura Villarino-Tur (Acevedo-Cruz, Juan) (Entered: 11/01/2006)

11/01/2006 125 ORDER noted 122 INFORMATIVE motion . Signed by Judge Gustavo A. Gelpi on 11/1/06. (sm, )

(Entered: 11/01/2006)

11/01/2006 126 Motion In Compliance with Order filed byEyck O. Lugo-Rivera on behalf of First Bancorp

(Lugo-Rivera, Eyck) (Entered: 11/01/2006)

11/01/2006 127 Motion In Compliance with Order (Docket No. 119) filed byPedro R. Pierluisi on behalf of UBS

Financial Services Incorporated of Puerto Rico (Pierluisi, Pedro) (Entered: 11/01/2006)

11/01/2006 128 Motion In Compliance With Court Order filed byAndres W. Lopez on behalf of Roberto Fox,

Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund (Lopez, Andres)

(Entered: 11/01/2006)

11/02/2006 129 ORDER noted 128 Motion In Compliance. Signed by Judge Gustavo A. Gelpi on 11/2/06. (sm, )

(Entered: 11/02/2006)

11/02/2006 130 ORDER noted 123 Motion In Compliance, noted 124 INFORMATIVE motion, noted 126 Motion

In Compliance, noted 127 Motion In Compliance. Signed by Judge Gustavo A. Gelpi on

11/2/06. (sm, ) (Entered: 11/02/2006)

11/03/2006 131 REPLY to Response to Motion (Reply Memorandum of Laura Villarino-Tur in Support of Her

Motion of Dismiss The Amended Class Action Complaint) filed by Laura Villarino-Tur Re: 103

MEMORANDUM of Laura Villarino Tur in Support of Her Motion to Dismiss the Amended

Class Action Complaint as to Laura Villarino-Tur filed by Laura Villarino-Tur,, 102 MOTION to

dismiss the amended class action complaint as to Laura Villarino-Tur filed by Laura Villarino-

Tur, (Acevedo-Cruz, Juan) (Entered: 11/03/2006)

11/06/2006 132 OPINION AND ORDER granting in part and denying in part motions to dismiss (Docket Nos. 41,

42, 44, 47, 102) . Signed by Judge Gustavo A. Gelpi on 11/6/06. (sm, ) (Entered: 11/06/2006)

11/06/2006 133 ORDER noted 41 Motion to Dismiss, noted 42 Motion to Dismiss, noted 43 Motion for

Miscellaneous Relief, noted 44 Motion to Dismiss, noted 47 Motion to Dismiss, noted 102

Motion to Dismiss, noted 103 Motion to Dismiss. SEE OPINION AND ORDER (Docket No. 132) .

Signed by Judge Gustavo A. Gelpi on 11/6/06. (sm, ) (Entered: 11/06/2006)

11/06/2006 134 ORDER re 132 Opinion and Order, Set Deadlines Defendants' Answer to Amended

Complaint deadline due by 12/5/2006. Parties' Deadline to submit a JOINT

ISC MEMORANDUM due by 2/23/2007. Parties' Notice of Compliance to

exchange initial disclosures Deadline due by 1/18/2007. This case is REFERREDto a Magistrate-Judge for the holding of a case management conference. Signed by Judge

Gustavo A. Gelpi on 11/6/06. (sm, ) (Entered: 11/06/2006)

11/06/2006 135 MOTION to Amend/Correct Reply Memorandum of Laura Villarino Tur Filed on November 3,

2006 Re: 131 Reply to Response to Motion, filed by Laura Villarino-Tur, filed byJuan R.

Acevedo-Cruz on behalf of Laura Villarino-Tur Suggestions in opposition/response due by

11/20/2006 (Attachments: # 1 Reply Memorandum of Laura Villarino-Tur in Suppor of her

Motion to Dismiss the Amended Class Action Complaint)(Related document(s) 131)

(Acevedo-Cruz, Juan) (Entered: 11/06/2006)

11/06/2006 136 ORDER noted 135 Motion to Amend/Correct . Signed by Judge Gustavo A. Gelpi on 11/6/06.

(sm, ) (Entered: 11/06/2006)

11/07/2006 137 MEMORANDUM OF THE CLERK: Pursuant to the REFERRAL ORDER issued by Judge Gustavo A.

Gelpi on 11/06/06 (dkt. #134), this case has been assigned through random drawing within

the Case Assignment System to Chief Magistrate Judge Justo Arenas for a case management

conference. Signed by Clerk on 11/07/06. (li, ) (Entered: 11/07/2006)

11/07/2006 Filing Fee Received $ 150.00, receipt number 166347 Re:PHV Michael T. Brody.**SUBMIT

ATTORNEY REGISTRATION FORM ** (ne,) (Entered: 11/07/2006)

11/07/2006 138 REPLY to Response to Motion filed by Laura Villarino-Tur Re: 103 MEMORANDUM of Laura

Villarino Tur in Support of Her Motion to Dismiss the Amended Class Action Complaint as to

Laura Villarino-Tur filed by Laura Villarino-Tur,, 102 MOTION to dismiss the amended class

action complaint as to Laura Villarino-Tur filed by Laura Villarino-Tur, (Acevedo-Cruz, Juan)

(Entered: 11/07/2006)

I I

11/07/2006 1 139 MOTION to Appear Pro Hac Vice filed by Attorney, PHV Michael T. Brody on behalf of Laura

Villarino-Tur (Attachments: # 1 Proposed Order)(ov, ) (Entered: 11/08/2006)

11/07/2006 Filing Fee Received $ 150.00, receipt number 166347, re:PHV Michael T. Brody.**SUBMIT

ATTORNEY REGISTRATION FORM FOR LOGIN & PASSWORD** (ne,) (Entered: 11/13/2006)

11/09/2006 140 ORDER NOTED and GRANTED 139 MOTION to Appear Pro Hac Vice by Attorney filed by Laura

Villarino-Tur, . Signed by Judge Gustavo A. Gelpi on 11/9/06. (sm, ) (Entered: 11/09/2006)

11/10/2006 141 ORDER, Set Hearings Case Management Conference set for 3/30/2007 02:00

PM in JA's Chambers before Chief Mag. Judge Justo Arenas.. Signed by Judge

Justo Arenas on 11/10/2006. (Arenas, Justo) (Entered: 11/10/2006)

12/01/2006 142 MOTION for Extension of Time until December 15, 2006 to File Answer re: 134 Order,, Set

Deadlines,, 14 Amended Complaint filed by Roberto Fox,, Marquita McLaughlin,, Plumbers

and Pipefitters Local 51 Pension Fund, filed byJuan R. Acevedo-Cruz on behalf of Laura

Villarino-Tur Suggestions in opposition/response due by 12/14/2006 (Related document(s)

134, 14) (Acevedo-Cruz, Juan) (Entered: 12/01/2006)

12/01/2006 143 ORDER granting 139 Motion to Appear PHV, granting 142 Motion for Extension of Time to

Answer. Signed by Judge Gustavo A. Gelpi on 12/1/06. (Gelpi, Gustavo) (Entered:

12/01/2006)

12/05/2006 144 ANSWER to Amended Complaint filed by Andres Guillemard-Noble on behalf of Defendant

Annie Astor-Carbonell, Consol Defendant Annie Astor-Carbonell.(Guillemard-Noble, Andres)

(Entered: 12/05/2006)

12/05/2006 145 ANSWER to Amended Complaint filed by Ernesto F. Rodriguez-Suris on behalf of Defendant

Angel Alvarez-Perez, Consol Defendant Angel Alva rez-Perez. (Rod riguez-Suris, Ernesto)

(Entered: 12/05/2006)

12/05/2006 146 ANSWER to Amended Complaint filed by Luis C. Marini-Biaggi on behalf of Defendant UBS

Financial Services Incorporated of Puerto Rico.(Marini-Biaggi, Luis) (Entered: 12/05/2006)

12/05/2006 147 Corporate Disclosure Statement byUBS Financial Services Incorporated of Puerto Rico.

(Marini-Biaggi, Luis) (Entered: 12/05/2006)

12/05/2006 148 ANSWER to Amended Complaint filed by Eyck O. Lugo-Rivera on behalf of Defendant First

Bancorp.(Lugo-Rivera, Eyck) (Entered: 12/05/2006)

12/15/2006 149 ANSWER to Amended Complaint filed by Juan R. Acevedo-Cruz on behalf of Defendant Laura

Villarino-Tur.(Acevedo-Cruz, Juan) (Entered: 12/15/2006)

12/16/2006 150 INFORMATIVE Motion regarding attorney to be out of jurisdiction filed byJuan R. Acevedo-

Cruz on behalf of Laura Villarino-Tur (Acevedo-Cruz, Juan) (Entered: 12/16/2006)

12/18/2006 151 ORDER noted 150 INFORMATIVE motion. Signed by Judge Gustavo A. Gelpi on 12/18/06. (nc, )

(Entered: 12/18/2006)

12/19/2006 152 MOTION to Seal Document filed byJuan R. Acevedo-Cruz on behalf of Laura Villarino-Tur (ft, )

(Entered: 12/20/2006)

12/19/2006 153 SEALED MOTION filed byJuan R. Acevedo-Cruz on behalf of Laura Villarino-Tur (ft, ) (Entered:

12/20/2006)

12/21/2006 ENDORSED ORDER granting 152 Motion to Seal Document. Signed by Judge Gustavo A. Gelpi

on 12/20/06. (ft, ) (Entered: 12/22/2006)

12/21/2006 ENDORSED ORDER noted 153 Sealed Motion . Signed by Judge Gustavo A. Gelpi on 12/20/06.

(ft, ) (Entered: 12/22/2006)

01/18/2007 154 MOTION for extension of time until January 22, 2007 to Exchange Automatic Disclosures

Pursuant To Fed. R. Civ. P. 26 filed byAndres W. Lopez on behalf of Roberto Fox, Marquita

McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund Suggestions in

opposition/response due by 1/31/2007 (Lopez, Andres) (Entered: 01/18/2007)

01/22/2007 155 ORDER granting as requested 154 Motion for extension of time . Signed by Judge Gustavo A.


01/22/2007 156 INFORMATIVE Motion regarding Compliance with Court Order on Initial Disclosures pursuant

to Rule 26 of the F.R.Civ. Pro filed byErnesto F. Rodriguez-Suris on behalf of Angel Alvarez-

Perez, Angel Alvarez-Perez (Rodriguez-Suris, Ernesto) (Entered: 01/22/2007)

01/22/2007 157 NOTICE of Compliance by Annie Astor-Carbonell (Guillemard-Noble, Andres) (Entered:

01/22/2007)

01/22/2007 158 ORDER noted 157 Notice (Other) filed by Annie Astor-Carbonell, . Signed by Judge Gustavo A.


01/22/2007 159 ORDER noted 156 INFORMATIVE motion . Signed by Judge Gustavo A. Gelpi on 1/22/07. (sm, )

(Entered: 01/22/2007)

I I

01/22/2007 1 160 NOTICE of Compliance with Initial Disclosures by UBS Financial Services Incorporated of

Puerto Rico re 134 Order,, Set Deadlines, (Marini-Biaggi, Luis) (Entered: 01/22/2007)

01/22/2007 161 NOTICE of Compliance with Rule 26(a)(1) and (2) of the Federal Rules of Civil Procedure by

First Bancorp (Lugo-Rivera, Eyck) (Entered: 01/22/2007)

01/22/2007 162 NOTICE of Lead Plaintiffs' Compliance With Initial Disclosure Requirements Pursuant To Fed. R.

Civ. P. 26 by Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension

Fund re 134 Order,, Set Deadlines, (Lopez, Andres) (Entered: 01/22/2007)

01/22/2007 163 Motion In Compliance filed byJuan R. Acevedo-Cruz on behalf of Laura Villarino-Tur (Acevedo-

Cruz, Juan) (Entered: 01/22/2007)

01/23/2007 164 ORDER noted 160 Notice (Other) filed by UBS Financial Services Incorporated of Puerto Rico, .


01/23/2007 165 ORDER noted 161 Notice (Other) filed by First Bancorp, . Signed by Judge Gustavo A. Gelpi on

1/23/07. (sm, ) (Entered: 01/23/2007)

01/23/2007 166 ORDER noted 163 Motion In Compliance . Signed by Judge Gustavo A. Gelpi on 1/23/07. (sm, )

(Entered: 01/23/2007)

01/23/2007 167 ORDER noted 162 Notice (Other), Notice (Other) filed by Roberto Fox,, Marquita McLaughlin,,

Plumbers and Pipefitters Local 51 Pension Fund, . Signed by Judge Gustavo A. Gelpi on

1/23/07. (sm, ) (Entered: 01/23/2007)

02/23/2007 168 ORDER, Set Deadlines Given the complexity of this case and number of parties,

the Joint ISC deadline is hereby extended to 3/23/2007. The Court's

previous ISC deadline (see Docket No. 134) is hereby VACATED. The case

management conference before the Chief Magistrate Judge (see Docket

No. 141) shall be continued to the month of April, 2007, at a date to be set

by the court.. Signed by Judge Gustavo A. Gelpi on 2/23/07. (Gelpi, Gustavo) (Entered:02/23/2007)

03/14/2007 169 ORDER, Set Hearings Case Management Conference set for 4/27/2007 10:00

AM in JA's Courtroom before Chief Mag. Judge Justo Arenas.. Signed by JudgeJusto Arenas on 3/14/2007. (Arenas, Justo) (Entered: 03/14/2007)

03/21/2007 170 INFORMATIVE Motion regarding Proposed Settlement filed byAndres W. Lopez on behalf of

Roberto Fox (Attachments: # 1 Exhibit A)(Lopez, Andres) (Entered: 03/21/2007)

03/21/2007 171 ORDER noted 170 INFORMATIVE motion. The parties shall file a further motion requesting a

hearing or conference within 60 days. The case management conference before Chief

Magistrate-Judge Arenas is thus unnecessary, and shall not be held.. Signed by Judge

Gustavo A. Gelpi on 3/21/07. (sm, ) (Entered: 03/21/2007)

03/21/2007 172 ORDER Vacating re 169 Order, Set Hearings . Signed by Judge Justo Arenas on 3/21/2007.

(nydi, ) (Entered: 03/21/2007)

03/28/2007 173 MOTION to Appear Pro Hac Vice by Attorney Ellen Gusikoff Stewart filed byAndres W. Lopez

on behalf of Roberto Fox (Lopez, Andres) (Entered: 03/28/2007)

03/28/2007 Filing Fee Received $150.00, receipt number 168622 Re:PHV Ellen Gusikoff Stewart. Dkt.173.

(ne, ) (Entered: 03/28/2007)

03/28/2007 174 ORDER noted 173 Motion to Appear PHV . Signed by Judge Gustavo A. Gelpi on 3/28/07. (sm,

) (Entered: 03/28/2007)

07/02/2007 175 NOTICE of Change of Address of Covington & Burling LLP by Luis C. Marini-Biaggi filed on

behalf of UBS Financial Services Incorporated of Puerto Rico (Marini-Biaggi, Luis) (Entered:

07/02/2007)

07/16/2007 176 MOTION for Hearing on Preliminary Approval of Settlement filed byAndres W. Lopez on behalf

of Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund (Lopez,


07/16/2007 177 ORDER granting 176 Motion for Hearing. The Approval Hearing is set for 8/1/2007

at noon before Judge Gustavo A. Gelpi. The time, however, may be

changed, if necessary to 8:30 a.m. or 5:00 p.m., since the undersigned will

be on trial . Signed by Judge Gustavo A. Gelpi on 7/16/07. (sm, ) (Entered: 07/16/2007)

07/24/2007 178 MOTION requesting Order Preliminarily Approving Settlement and Providing for Notice filed

byAndres W. Lopez on behalf of Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters

Local 51 Pension Fund (Attachments: # 1 Exhibit A (Executed Stipulation and Exhibits)# 2

Exhibit B (Proposed Order and Exhibits))(Lopez, Andres) (Entered: 07/24/2007)

07/30/2007 179 ORDER re 177 Order on Motion for Hearing, Set Hearings. Approval Hearing RESET for

8/1/2007 09:30 AM in GAG's Courtroom before Judge Gustavo A. Gelpi.Signed by Judge Gustavo A. Gelpi on 7/30/07. (cr, ) (Entered: 07/30/2007)

08/01/2007 180 Minute Entry for proceedings held before Judge Gustavo A. Gelpi :Settlement Approval

Hearing held on 8/1/2007. Final Settlement Conference set for 10/15/2007

08:45 AM in GAG's Courtroom before Judge Gustavo A. Gelpi. (Court Reporter

FTR.) (cr, ) (Entered: 08/01/2007)

08/01/2007 181 ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE. Signed by

Judge Gustavo A. Gelpi on 8/1/07. (Attachments: # 1 Exhibit A-1, (2) Exhibit A-2, (3) Exhibit A-

3(cr, ) (Entered: 08/01/2007)

08/13/2007 182 MOTION to Amend/Correct Court Order Granting Preliminary Approval to the Settlement filed

byAndres W. Lopez on behalf of Roberto Fox, First Bancorp, Marquita McLaughlin, Plumbers

and Pipefitters Local 51 Pension Fund Suggestions in opposition/response due by 8/27/2007

(Attachments: # 1 Exhibit A (Stipulation of Settlement)# 2 Exhibit B (Proposed Amended

Order))(Lopez, Andres) (Entered: 08/13/2007)

08/13/2007 183 ORDER granting 182 Motion to Amend/Correct. An amended order shall issue forthwith .


08/13/2007 184 AMENDED ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE.

Signed by Judge Gustavo A. Gelpi on 8/13/2007. (cm, ) (Entered: 08/13/2007)

09/13/2007 185 NOTICE of Firm Name Change by Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters

Local 51 Pension Fund (Lopez, Andres) (Entered: 09/13/2007)

09/13/2007 186 ORDER NOTED 185 Notice (Other) filed by Roberto Fox,, Marquita McLaughlin,, Plumbers and

Pipefitters Local 51 Pension Fund, . Signed by Judge Gustavo A. Gelpi on 9/13/07. (sm, )

(Entered: 09/13/2007)

09/21/2007 187 ORDER As per the Amended Order 184 of 8/13/07, The Settlement Hearing has been

RESET for 11/28/2007 08:45 AM before Judge Gustavo A. Gelpi.. Signed by

Judge Gustavo A. Gelpi on 9/21/07. (sm, ) (Entered: 09/21/2007)

10/02/2007 188 OBJECTION To The Settlement filed by Claimant SETT Corporation, (Attachments: # 1

Exhibit)(cm, ) (Entered: 10/04/2007)

10/08/2007 189 MOTION to Substitute as Attorney of Record Attorney Luis C. Marini-Biaggi filed byLuis C.

Marini-Biaggi on behalf of UBS Financial Services Incorporated of Puerto Rico (Marini-Biaggi,

Luis) (Entered: 10/08/2007)

10/09/2007 190 ORDER granting 189 Motion to Substitute Attorney. Attorney Pedro R. Pierluisi terminated .

Signed by Judge Gustavo A. Gelpi on 10-9-07. (Velez, Manuel) (Entered: 10/09/2007)

10/09/2007 191 ORDER re 188 Objection to filed by SETT Corporation. SETT Corporation's request for changes

to the settlement agreement is DENIED WITHOUT PREJUDICE. A corporation can only appear

before the Court when represented by an attorney. Signed by Judge Gustavo A. Gelpi on

10/9/2007. (Hogan, Marianne) (Entered: 10/09/2007)

10/09/2007 Notice of Manual Notification sent to Claimant SETT Corporation re: 190 Order, 191 Order

(ov) (Entered: 10/09/2007)

10/15/2007 192 AFFIDAVIT Declaration of Carole K. Sylvester re AJ Mailing of the Notice of Pendency and

Proposed Settlement of Class Action, the Proof of Claim and Release Form, and BJ Publication

of the Summary Notice by Roberto Fox, Marquita McLaughlin, Plumbers and Pipefitters Local

51 Pension Fund. (Attachments: # 1 Exhibit A, Class Notice# 2 Exhibit B, Claim Form# 3 Exhibit

C, Broker Letter# 4 Exhibit D, Affidavit of Publication) (Gusikoff-Stewart, PHV Ellen) (Entered:

10/15/2007)

10/15/2007 193 ORDER NOTED 192 Affidavit, filed by Plumbers and Pipefitters Local 51 Pension Fund, Roberto

Fox, Marquita McLaughlin . Signed by Judge Gustavo A. Gelpi on 10/15/07. (sm) (Entered:

10/15/2007)

11/21/2007 194 MOTION requesting Order Granting Final Approval of Settlement and Approving Plan of

Allocation of Settlement Proceeds filed byAndres W. Lopez on behalf of Roberto Fox,

Marquita McLaughlin, Plumbers and Pipefitters Local 51 Pension Fund (Attachments: # 1 # 2 #

3 # 4 # 5 # 6 # 7 # 8)(Lopez, Andres) (Entered: 11/21/2007)

11/21/2007 195 MOTION Approving Award of Lead Plaintiffs' Counsel's Application for an Award of Attorneys'

Fees and Expenses filed byAndres W. Lopez on behalf of Roberto Fox, Marquita McLaughlin,

Plumbers and Pipefitters Local 51 Pension Fund (Attachments: # 1 # 2 # 3 # 4 # 5 # 6 # 7 #

8)(Lopez, Andres) Modified on 11/29/2007 correcting event (np). (Entered: 11/21/2007)

11/27/2007 196 ORDER finding as moot 178 Motion requesting Order. An amended order (Docket No. 184)

preliminarily approving settlement and providing notice was issued on 8/13/07. Signed by

Judge Gustavo A. Gelpi on 11/27/07. (Gelpi, Gustavo) (Entered: 11/27/2007)

11/28/2007 197 Minute Entry for proceedings held before Judge Gustavo A. Gelpi : Settlement Hearing held

on 11/28/2007. (Court Reporter Yvette Richardson.) (ja) (Entered: 11/28/2007)

11/28/2007 198 ORDER approving Plan of Allocation of Settlement Proceeds 194 Motion requesting Order.

Signed by Judge Gustavo A. Gelpi on 11/28/07. (ja) (Entered: 11/28/2007)

11/28/2007 199 ORDER awarding attorneys' fees and expenses 195 Motion requesting Order. Signed by Judge

Gustavo A. Gelpi on 11/28/2007. (ja) (Entered: 11/28/2007)

11/28/2007 200 FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE. Signed by Judge Gustavo A.

I

Gelpi on 11/28/07. (ja) (Entered: 11/28/2007)

11/28/2007 201 JUDGMENT dismissing case.. Signed by Judge Gustavo A. Gelpi on 11/28/07. (ja) (Entered:

11/28/2007)

12/03/2007 202 PROOF OF CLAIM by Miguel Aponte. (np) (Entered: 12/13/2007)

12/19/2007 203 NOTICE re: request for exclusion from the class action by Robert E. Schneider (Attachments: #

1 Letter# 2 Envelope)(dv) (Entered: 12/20/2007)

12/20/2007 204 ORDER noted 203 Notice (Other) filed by Robert E. Schneider (sm) (Entered: 12/20/2007)

1

United States District Court District of Puerto Rico...

Documents

Transcript of United States District Court District of Puerto Rico...