U.S. District Court California Northern District (San...

US District Court Civil Docket as of 08/22/2005 Retrieved from the court on Thursday, May 24, 2007

U.S. District Court California Northern District (San Francisco)

CIVIL DOCKET FOR CASE #: 3:01-cv-01473-WHA

Atwood, et al v. Malaga, et al Assigned to: Judge William H. Alsup Referred to: Magistrate Judge Joseph C. Spero Demand: $0 Cause: 15:78m(a) Securities Exchange Act

Date Filed: 02/16/2001 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff Brent Atwood represented by Kevin J. Yourman

Weiss & Lurie 10940 Wilshire Blvd 24th Flr Los Angeles, CA 90024 (310) 208-2800 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Reed R. Kathrein Hagens Berman Sobol Shapiro LLP 425 2nd St., Suite 500 San Francisco, CA 94107 415-896-6300 Fax: 415-896-6301 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach Lerach Coughlin Stoia Geller Rudman & Robbins LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Behram V. Parekh

Kirtland & Packard LLP 2361 Rosecrans Avenue Fourth Floor El Segundo, CA 90245 (310) 536-1000 Fax: (310) 536-1001 Email: [email protected] ATTORNEY TO BE NOTICED Jason T. Baker Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine St Ste 2600 San Francisco, CA 94111 (415) 288-4545 Email: [email protected] ATTORNEY TO BE NOTICED Joseph H. Weiss Weiss & Yourman 551 5th Ave Ste 1600 New York, NY 10176 212-682-3025 ATTORNEY TO BE NOTICED Lesley E. Weaver Grant & Eisenhofer P.A. 1201 North Market Street Wilmington, DE 19806 302-622-7000 Fax: 302-622-7100 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Philip Buchanan represented by Kevin J. Yourman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Reed R. Kathrein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Behram V. Parekh (See above for address) ATTORNEY TO BE NOTICED Jason T. Baker (See above for address) ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) ATTORNEY TO BE NOTICED Lesley E. Weaver (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

David Hadden represented by Kevin J. Yourman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Reed R. Kathrein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Behram V. Parekh (See above for address) ATTORNEY TO BE NOTICED Jason T. Baker (See above for address) ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) ATTORNEY TO BE NOTICED Lesley E. Weaver (See above for address)

ATTORNEY TO BE NOTICED

Plaintiff

Mubeen Aziz represented by Kevin J. Yourman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Reed R. Kathrein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Behram V. Parekh (See above for address) ATTORNEY TO BE NOTICED Jason T. Baker (See above for address) ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) ATTORNEY TO BE NOTICED Lesley E. Weaver (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Ghouse Loynab on Behalf of Themselves and All Others Similarly Situated

represented by Kevin J. Yourman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Reed R. Kathrein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Behram V. Parekh (See above for address) ATTORNEY TO BE NOTICED Jason T. Baker (See above for address) ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) ATTORNEY TO BE NOTICED Lesley E. Weaver (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

FB Capital Management of Kansas Inc. represented by Lesley E. Weaver (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jason T. Baker (See above for address) ATTORNEY TO BE NOTICED Reed R. Kathrein (See above for address) ATTORNEY TO BE NOTICED Sylvia Wahba Hagens Berman Sobol Shapiro LLP 425 2nd St. Suite 500 San Francisco, CA 94107 415-896-6300 Fax: 415-896-6301 Email: [email protected] ATTORNEY TO BE NOTICED William S. Lerach (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

Michael W Malaga

Defendant

Elizabeth Fetter represented by Steven M. Schatz Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Herman W Bluestein

Defendant

Northpoint Communications Group, Inc.

represented by Jay L. Pomerantz Fenwick & West Silicon Valley Center 801 California Street Mountain View, CA 94041 650-988-8500 Fax: 650-938-5200 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Kevin H. Metz Latham & Watkins 135 Commonwealth Drive Menlo Park, CA 94025 (650) 328-4600 Email: [email protected] ATTORNEY TO BE NOTICED Monica Y. Kim Latham & Watkins 135 Commonwealth Dr. Menlo Park, CA 94025-1105 650-328-4600 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Michael P. Glinsky represented by Dennis Block Cadwalader Wickersham & Taft 100 Maiden Ln New York, NY 10038 (212) 504-6000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Dennis J. Block Weil Gotshal & Manges LLP 767 Fifth Avene New York, NY 10153 (212) 310-8000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jason Halper Cadwalader Wickersham & Taft 100 Maiden Ln New York, NY 10038 (212) 504-6000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lambrina Mathews Cadwalader Wickersham & Taft 100 Maiden Ln New York, NY 10038 (212) 504-6000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text

02/16/2001 1 COMPLAINT for the violation of federal securities laws Fee status pd entered on 2/16/01 in the amount of $ 150.00 ( Receipt No. 3319352); jury demand [5:01-cv-20142] (lfc, COURT STAFF) (Entered: 02/22/2001)

02/16/2001 2 ORDER RE PROCEDURE and SCHEDULE by Mag. Judge Edward A. Infante : Plaintiff to file requisite certificate on 2/16/01 ; Last day for pltf to file copy of class action notice 3/8/01 ; Proof of service to be filed by 4/2/01 ; (cc: all counsel) Plaintiff to file motion to serve as lead plaintiff 60 days after publication of notice. (lfc, COURT STAFF) (Entered: 02/22/2001)

02/16/2001 3 CERTIFICATION OF Kevin J. Yourman pursuant to rule 3-7(d) by Plaintiff [5:01-cv-20142] (lfc, COURT STAFF) (Entered: 02/22/2001)

02/16/2001 4 CERTIFICATION OF Behram V. Parekh pursuant to rule 3-7(d) by Plaintiff [5:01-cv-20142] (lfc, COURT STAFF) (Entered: 02/22/2001)

03/06/2001 5 NOTICE of publication pursuant to local rule 23-1 by Plaintiff [5:01-cv-20142] (lfc, COURT STAFF) (Entered: 03/08/2001)

03/27/2001 6 NOTICE by Plaintiff of related case(s) C01-811-SC [5:01-cv-20142] (lfc, COURT STAFF) (Entered: 03/28/2001)

04/16/2001 7 CLERK'S NOTICE of impending reassignment to a United States District Judge [5:01-cv-20142] (rg, COURT STAFF) (Entered: 04/18/2001)

04/16/2001 8 ORDER by Executive Committee to reassign to Judge William H. Alsup , to transfer case to the San Francisco division; Case file and certified copy of order sent. Case reassigned to Judge William H. Alsup ( Date Entered: 4/1/01) (cc: all counsel) [5:01-cv-20142] (rg, COURT STAFF) (Entered: 04/18/2001)

04/17/2001 9 MOTION before Mag. Judge Edward A. Infante by defendants to consolidate cases with Notice set for 6/4/01 @ 2:00 [3:01-cv-01473] (rg, COURT STAFF) Modified on 04/25/2001 (Entered: 04/25/2001)

04/17/2001 10 MEMORANDUM by Plaintiffs in support of motion to consolidate cases [9-1] [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/17/2001 11 DECLARATION by Jennifer R. Williams on behalf of Plaintiffs re motion to consolidate cases [9-1] [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/17/2001 12 DECLARATION by Jennifer R. Williams on behalf of Plaintiff re motion to consolidate cases [9-1] Volume two of two. [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/17/2001 RECEIVED Proposed Order ( Plaintiff) re: motion to consolidate cases [9-1] [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/17/2001 13 PROOF OF SERVICE by Plaintiff of order received [0-0], declaration [12-1], declaration [11-1], memorandum [10-1], motion to consolidate cases [9-1] [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/17/2001 14 DECLARATION/CERTIFICATE by Reed R. Kathrein on behalf of Plaintiffs re discretionary accounts. [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/17/2001 15 MOTION before Mag. Judge Edward A. Infante by Plaintiffs for appointment of counsel with Notice set for 5/21/01 @2:00 [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/17/2001 16 DECLARATION by Lesley E. Weaver on behalf of Plaintiffs re motion for appointment of counsel [15-1] [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/17/2001 RECEIVED Proposed Order ( Plaintiffs) re: motion for appointment of counsel [15-1] [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/17/2001 17 MOTION before Mag. Judge Edward A. Infante by Plaintiff to consolidate cases with Notice set for 5/21/01 @ 2:00 [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/17/2001 RECEIVED Proposed Order ( Plaintiff) re: motion for appointment of counsel [15-1] [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/25/2001)

04/19/2001 18 MOTION before Judge William H. Alsup by Plaintiff with Notice set for 5/31/01 @8:00 [3:01-cv-01473] (rg, COURT STAFF) (Entered: 04/26/2001)

04/24/2001 26 NOTICE of rescheduled hearing date by Plaintiff [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 05/30/2001)

04/30/2001 19 NOTICE by Plaintiff withdrawing motion to consolidate cases [17-1], withdrawing motion for appointment of counsel [15-1], withdrawing motion to consolidate cases [9-1] [3:01-cv-01473] (rayp, COURT STAFF) (Entered: 05/16/2001)

05/03/2001 21 ORDER TO SHOW CAUSE re consolidation of cases: by Judge William H. Alsup ; deadline set for 5/18/01 for responses (cc: all counsel) [3:01-cv-01473, 3:01-cv-01003, 3:01-cv-01257, 3:01-cv-01474] (rayp, COURT STAFF) (Entered: 05/16/2001)

05/03/2001 22 ORDER scheduling hearing on motions to appoint lead counsel and lead plaintiff for 6.27.01 by Judge William H. Alsup; all motions to be supplemented by the attached questionnaire by 5.23.01; opposition briefs due 6.6.01; reply briefs due 6.13.01 ( Date Entered: 5.15.01) (cc: all counsel) [3:01-cv-01473, 3:01-cv-01003, 3:01-cv-01257, 3:01-cv-01474] (rayp, COURT STAFF) (Entered: 05/16/2001)

05/03/2001 23 STANDING ORDER for early notice to class members in Federal Securities cases by Judge William H. Alsup ( Date Entered: 5.15.01) (cc: all counsel) [3:01-cv-01473, 3:01-cv-01003, 3:01-cv-01257, 3:01-cv-01474] (rayp, COURT STAFF) (Entered: 05/16/2001)

05/04/2001 20 ORDER by Judge William H. Alsup relating cases; ( Date Entered: 5.15.01) (cc: all counsel) [3:01-cv-01473, 3:01-cv-01474] (rayp, COURT STAFF) (Entered: 05/16/2001)

05/10/2001 27 MEMORANDUM by defendant Northpoint in 3:01-cv-01473 in opposition to motion to consolidate cases [17-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 05/30/2001)

05/10/2001 28 DECLARATION by Jay Pomerantz on behalf of defendant Northpoint in 3:01-cv-01473 re opposition memorandum [27-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 05/30/2001)

05/10/2001 29 PROOF OF SERVICE by defendant Northpoint in 3:01-cv-01473 of declaration [28-1], opposition memorandum [27-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 05/30/2001)

05/25/2001 24 RESPONSE by defendants to movant's response to order to show causere the structure of consolidation [3:01-cv-01473] (rayp, COURT STAFF) (Entered: 05/30/2001)

05/25/2001 25 DECLARATION by Jay L. Pomerantz on behalf of defendant in 3:01-cv-01473 re response [24-1] [3:01-cv-01473] (rayp, COURT STAFF) (Entered: 05/30/2001)

06/12/2001 30 STIPULATION and ORDER by Judge William H. Alsup : re-scheduling hearing for appointment of lead plaintiff and approval of lead plaintiff's selection of

counsel; motions will be heard by 8:00 7/9/01 ; (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 06/20/2001)

06/18/2001 31 NOTICE of entry of stipulation and order re-scheduling hearing for appointment of lead plaintiff and approval of lead plaintiffs selection of counsel by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 06/25/2001)

07/05/2001 32 MOTION before Judge William H. Alsup by defendant Northpoint in 3:01-cv-01473 for approval to file supplementary material[32-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/12/2001)

07/05/2001 33 DECLARATION by Kevin Metz on behalf of defendant Northpoint in 3:01-cv-01473 re motion for approval to file supplementary material[32-1] [32-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/12/2001)

07/05/2001 RECEIVED Proposed Order ( defendant Northpoint in 3:01-cv-01473) re: motion for approval to file supplementary material[32-1] [32-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/12/2001)

07/05/2001 34 PROOF OF SERVICE by defendant Northpoint in 3:01-cv-01473 of order received [0-0], declaration [33-1], motion for approval to file supplementary material[32-1] [32-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/12/2001)

07/09/2001 35 MINUTES: ( C/R Sahar Demos) ( Hearing Date: 7/9/01) granting motion for approval to file supplementary material[32-1] [32-1], that the motion to consolidate cases [17-1] is submitted [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/13/2001)

07/10/2001 36 ORDER by Judge William H. Alsup granting motion to consolidate cases [17-1]; Provisionally appointing lead plaintiff and provisionally approving class counsel. ( Date Entered: 7/17/01) (cc: all counsel) [3:01-cv-01473] (far, COURT StafF) (Entered: 07/17/2001)

07/18/2001 37 Submission of Reed R. Kathrein in RESPONSE to the court's 7/10/01 order by Plaintiff in 3:01-cv-01473 re order [36-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/19/2001)

07/18/2001 38 DECLARATION by Reed R. Kathrein on behalf of Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/19/2001)

07/18/2001 39 EX-PARTE APPLICATION before Judge William H. Alsup by Plaintiff in 3:01-cv-01473 to extend time to respond to the court's 7/10/01 order [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/19/2001)

07/18/2001 RECEIVED Proposed Order ( Plaintiff in 3:01-cv-01473) re: motion to extend time to respond to the court's 7/10/01 order [39-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/19/2001)

07/18/2001 40 LETTER dated 7/10/01 from Jay L. Pomerantz in 3:01-cv-01473 in response to a question by Judge Alsup [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/19/2001)

07/18/2001 41 NOTICE of entry of oder granting motion to consolidate.. [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/20/2001)

07/19/2001 42 ORDER by Judge William H. Alsup granting motion to extend time to respond to the court's 7/10/01 order; granting motion to consolidate; provisionally appointing lead plainitff [39-1] ( Date Entered: 7/23/01) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/23/2001)

07/25/2001 RECEIVED confidential submission pursuant to court's 7/10/01 order (UNDER SEAL) submitted by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/02/2001)

07/30/2001 43 ORDER requiring filing and service of lead plaintiff certification; appointing lead plaintiff and approving class counsel by Judge William H. Alsup ( Date Entered: 7/30/01) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/06/2001)

07/31/2001 47 NOTICE of entry of order by Plaintiff in 3:01-cv-01473 [43-1] order [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/08/2001)

08/01/2001 44 Submission of provisional Lead Plaintiff FB Capital Management of Kansas, Inc. in RESPONSE to the court's order dated 7/10/01; granting motion to consolidate.....by Plaintiff in 3:01-cv-01473 [36-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/08/2001)

08/01/2001 45 EX-PARTE miscellaneous administrative APPLICATION before Judge William H. Alsup by Plaintiff in 3:01-cv-01473 to extend time to file consolidated complaint and responsive motions [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/08/2001)

08/01/2001 46 DECLARATION by Jason Baker on behalf of Plaintiff in 3:01-cv-01473 re motion to extend time to file consolidated complaint and responsive motions [45-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/08/2001)

08/01/2001 RECEIVED Proposed Order ( Plaintiff in 3:01-cv-01473) re: motion to extend time to file consolidated complaint and responsive motions [45-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/08/2001)

08/07/2001 50 REPORTER'S TRANSCRIPT; Date of proceedings: 7/9/01 ( C/R: Sahar Demos) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/30/2001)

08/09/2001 48 ORDER by Judge William H. Alsup granting motion to extend time to file consolidated complaint and responsive motions until 8/23/01; defendant's response shall be filed by 9/24/01 [45-1] ( Date Entered: 8/21/01) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/21/2001)

08/20/2001 49 NOTICE of entry of order by Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473, Plaintiff Ghouse Loynab in 3:01-cv-01473 [48-1] order [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/27/2001)

08/23/2001 51 Consolidated COMPLAINT Fee status pd entered on 2/16/01 (); jury demand [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/30/2001)

08/24/2001 52 AMENDED PROOF OF SERVICE by Plaintiff in 3:01-cv-01473 of complaint [51-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/31/2001)

08/31/2001 53 STIPULATED EX PARTE miscellaneous administrative request for extension of time to file a motion to dismiss [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/07/2001)

08/31/2001 RECEIVED Proposed Order ( defendant Northpoint in 3:01-cv-01473) re: stipulation [53-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/07/2001)

09/04/2001 54 STIPULATION and ORDER by Judge William H. Alsup: defendants shall have until 10/8/01, to file motion to dismiss the complaint (cc: all counsel) [3:01-cv-01473] (gba, COURT STAFF) (Entered: 09/12/2001)

09/12/2001 55 NOTICE by defendants in 3:01-cv-01473 [54-1] of entry of order [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 09/14/2001)

10/01/2001 56 LETTER from Elena Ro dated 9/28/01 confirming due date for defendant's motion to dismiss is 10/9/01. [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/04/2001)

10/09/2001 57 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge William H. Alsup by defendant Northpoint in 3:01-cv-01473 to dismiss for failure to state claim with Notice set for 11/29/01 at 8am [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/10/2001)

10/09/2001 58 REQUEST FOR JUDICIAL NOTICE by defendant Northpoint in 3:01-cv-01473 motion to dismiss for failure to state claim [57-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/10/2001)

10/09/2001 59 APPENDIX of authorites filed by defendant Northpoint in 3:01-cv-01473 re motion to dismiss for failure to state claim [57-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/10/2001)

10/09/2001 RECEIVED Proposed Order ( defendant Northpoint in 3:01-cv-01473) re: motion to dismiss for failure to state claim [57-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/10/2001)

10/09/2001 60 PROOF OF SERVICE by defendant Northpoint in 3:01-cv-01473 of order received [0-0], documents [59-1], request [58-1], motion to dismiss for failure to state claim [57-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/10/2001)

10/09/2001 RECEIVED Proposed Order ( defendant Northpoint in 3:01-cv-01473) re: request [58-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/12/2001)

10/25/2001 RECEIVED Stipulation and Proposed Order continuing hearing on defendant's motion to dismiss and amended briefing schedule( Plaintiff in 3:01-cv-01473, defendant in 3:01-cv-01473) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/30/2001)

11/06/2001 61 STIPULATION continuing hearing on defendant's motion to dismiss and amended briefing schedule [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/08/2001)

11/15/2001 62 OPPOSITION by Plaintiff in 3:01-cv-01473 to motion to dismiss for failure to state claim [57-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/16/2001)

11/15/2001 63 DECLARATION by Jason Baker on behalf of Plaintiff in 3:01-cv-01473 re opposition [62-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/16/2001)

11/15/2001 64 REQUEST FOR LIMITED JUDICIAL NOTICE by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/16/2001)

11/15/2001 RECEIVED Proposed Order ( Plaintiff in 3:01-cv-01473) re: request [64-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/16/2001)

11/15/2001 65 RESPONSE by Plaintiff in 3:01-cv-01473 re request [58-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/16/2001)

11/15/2001 66 DECLARATION by Jason Baker on behalf of Plaintiff in 3:01-cv-01473 re response [65-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/16/2001)

11/29/2001 67 REPLY by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 re request [58-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/06/2001)

11/29/2001 68 REPLY by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473 re motion to dismiss for failure to state claim [57-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/06/2001)

11/29/2001 69 APPENDIX of unpublished authorities filed by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 re reply [68-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/06/2001)

11/29/2001 70 PROOF OF SERVICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 of documents [69-1], reply [68-1], reply [67-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/06/2001)

12/05/2001 71 NOTICE by Plaintiff's counsel in 3:01-cv-01473 of change of address [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/11/2001)

12/13/2001 72 MINUTES: ( C/R Jim Yeomans) ( Hearing Date: 12/13/01) that the motion to dismiss for failure to state claim [57-1] is submitted in 3:01-cv-01473, Ordered after hearing: By 12/17/01 parties shall supplemental briefs on the accounting issue, no longer than 3 pages each. Matter will be deemed submitted at that time. [3:01-cv-01473, 3:01-cv-00811] (db, COURT STAFF) (Entered: 12/19/2001)

12/17/2001 73 SUPPLEMENTAL Brief regarding in camera review of documents in support of motion to dismiss by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/20/2001)

12/17/2001 74 SUPPLEMENTAL Brief regarding accounting principles by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/20/2001)

12/17/2001 75 PROOF OF SERVICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 of [74-1], [73-1] [3:01-cv-

01473] (kpc, COURT STAFF) (Entered: 12/20/2001)

12/17/2001 76 SUPPLEMENTAL memorandum on Northpoint's accounting for allowances, reserves and write offs on the income statement by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/20/2001)

12/17/2001 77 SUPPLEMENTAL memorandum on revealing sources and in camera review by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/20/2001)

12/19/2001 81 ORDER requesting information regarding bad debt reserve and requesting response from plaintiff by Judge William H. Alsup for ( Date Entered: 12/27/01) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/27/2001)

12/20/2001 78 SUPPLEMENTAL Brief regarding record support for bad debt reserve by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/27/2001)

12/20/2001 79 DECLARATION by Kevin Metz on behalf of defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 re [78-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/27/2001)

12/20/2001 80 PROOF OF SERVICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 of declaration [79-1], [78-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/27/2001)

12/20/2001 82 RESPONSE by Plaintiff in 3:01-cv-01473 re order [81-2] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/27/2001)

12/20/2001 83 RESPONSE to defendant's improper evidentiary proffer in their supplemental brief regarding accounting principles by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/27/2001)

12/21/2001 84 ORDER by Judge William H. Alsup dismissing complaint with leave for plaintiff to amend by 1/24/02 ( Date Entered: 1/2/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/02/2002)

01/02/2002 85 NOTICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 [84-2] order [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/07/2002)

01/10/2002 86 ORDER denying proposed extension of deadlines by Judge William H. Alsup ( Date Entered: 1/16/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/16/2002)

01/14/2002 RECEIVED Amended Stipulation Proposed Order Extending Deadline for Filing of Amended Complaint ( Plaintiff in 3:01-cv-01473) [3:01-cv-01473] (hdj, COURT STAFF) (Entered: 01/18/2002)

01/16/2002 87 STIPULATION and ORDER by Judge William H. Alsup : extending deadline for

filing of amended complaint and stipulated briefing schedule for defendant's anticipated motion to dismiss (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/23/2002)

01/31/2002 88 FIRST CONSOLIDATED AMENDED COMPLAINT [51-1] by Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473, Plaintiff Ghouse Loynab in 3:01-cv-01473; jury demand [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 02/04/2002)

01/31/2002 89 APPENDIX of exhibits filed by Plaintiff in 3:01-cv-01473 re complaint [88-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 02/04/2002)

02/21/2002 196 ORDER by Judge William H. Alsup bifurcating depositions and order re fax notice and discovery letters ( Date Entered: 2/28/03) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/28/2003)

03/07/2002 90 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge William H. Alsup by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 to dismiss consolidated amended complaint with Notice set for 4/25/02 at 8am [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 03/11/2002)

03/07/2002 91 Second REQUEST FOR JUDICIAL NOTICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 motion to dismiss consolidated amended complaint [90-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 03/11/2002)

03/07/2002 RECEIVED Proposed Order ( defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473) re: request [91-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 03/11/2002)

03/07/2002 RECEIVED Proposed Order ( defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473) re: motion to dismiss consolidated amended complaint [90-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 03/11/2002)

03/07/2002 92 PROOF OF SERVICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 of order received [0-0], request [91-1], order received [0-0], motion to dismiss consolidated amended complaint [90-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 03/11/2002)

03/28/2002 93 OPPOSITION by Plaintiff in 3:01-cv-01473 to motion to dismiss consolidated amended complaint [90-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/02/2002)

03/28/2002 94 OPPOSITION by Plaintiff in 3:01-cv-01473 to request [91-1] and plaintiff's counter-motion to strike [3:01-cv-01473] (kpc, COURT STAFF) (Entered:

04/02/2002)

03/28/2002 95 DECLARATION by Lesley E. Weaver on behalf of Plaintiff in 3:01-cv-01473 re opposition [94-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/02/2002)

03/28/2002 RECEIVED Proposed Order ( Plaintiff in 3:01-cv-01473) re: request [91-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/02/2002)

04/03/2002 96 CORRECTED OPPOSITION by Plaintiff in 3:01-cv-01473 to motion to dismiss consolidated amended complaint [90-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/05/2002)

04/11/2002 97 REPLY in support by defendant in 3:01-cv-01473 re request [91-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/16/2002)

04/11/2002 98 REPLY by defendant in 3:01-cv-01473 re motion to dismiss consolidated amended complaint [90-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/16/2002)

04/11/2002 99 PROOF OF SERVICE by defendant in 3:01-cv-01473 of reply [98-1], reply [97-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/16/2002)

04/11/2002 100 PROOF OF SERVICE by defendant in 3:01-cv-01473 of motion to dismiss for failure to state claim [57-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/16/2002)

04/15/2002 101 ORDER by Judge William H. Alsup re confidential witnesses ( Date Entered: 4/18/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/18/2002)

04/22/2002 102 RESPONSE by Plaintiff in 3:01-cv-01473 re opposition [96-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/26/2002)

04/23/2002 103 RESPONSE by Plaintiff in 3:01-cv-01473 re order [101-2] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/26/2002)

04/25/2002 104 MINUTES: Defendant's motion to dismiss the consolidated amended complaint-SUBMITTED, Defendant's request for Judicial Notice-SUBMITTED, Plaintiffs counter motion to Strike-SUBMITTED( C/R Kathy Wyatt) ( Hearing Date: 4/25/02) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/30/2002)

04/25/2002 105 ORDER re Supplemental Submission by Judge William H. Alsup ( Date Entered: 4/30/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 04/30/2002)

05/02/2002 106 RESPONSE to the court's order re supplemental submission dated 4/25/02 by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 05/06/2002)

05/02/2002 107 DECLARATION by Lesley E. Weaver on behalf of Plaintiff in 3:01-cv-01473 re response [106-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 05/06/2002)

05/09/2002 108 APPENDIX of unpublished authorities in support of the individual defendants supplemental brief regarding new facts alleged by plaintiff in support of consolidated amended complaint filed by defendant Northpoint in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 05/15/2002)

05/09/2002 109 SUPPLEMENT brief regarding new facts by defendant Northpoint in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 05/15/2002)

05/09/2002 110 REPORTER'S TRANSCRIPT; Date of proceedings: 4/25/02 ( C/R: Kathy Wyatt) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 05/15/2002)

05/13/2002 111 REPLY by Plaintiff in 3:01-cv-01473 re order [105-2] [3:01-cv-01473] (hdj, COURT STAFF) (Entered: 05/22/2002)

05/28/2002 112 ORDER granting in part and denying in part the individual defendant's motion to dismiss; and granting in part and denying in part defendant's request for judicial notice by Judge William H. Alsup ( Date Entered: 6/3/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 06/03/2002)

05/29/2002 113 CASE MANAGEMENT ORDER by Judge William H. Alsup deadline for discovery from experts is 1/17/03 ; All motions hearing date 2/27/03 ; Pre-trial conference will be held 2:00 5/5/03 ; Jury Trial set for 8:00 5/19/03 ; . Est.trial days: 10 to 12 days (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 06/04/2002)

06/05/2002 114 ORDER by Judge William H. Alsup re deadline for motion for class certification ( Date Entered: 6/6/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 06/06/2002)

06/10/2002 115 NOTICE by Plaintiff in 3:01-cv-01473 [112-1] order [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 06/11/2002)

06/10/2002 116 NOTICE by Plaintiff in 3:01-cv-01473 [113-1] case management order deadline for discovery from experts is 1/17/03 ; All motions hearing date 2/27/03 ; Pre-trial conference will be held 2:00 5/5/03 ; Jury Trial set for 8:00 5/19/03 ; [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 06/11/2002)


06/18/2002 118 STIPULATION re Extension of Time to Respond to Plaintiff's First Amended Consolidated Complaint to and including 6/20/02. [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 06/24/2002)

06/20/2002 119 ANSWER by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 to complaint [88-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 06/26/2002)

06/24/2002 120 STIPULATION re extension of time to respond to plaintiff's first amended consolidated complaint [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 06/28/2002)

07/09/2002 121 NOTICE by defendant in 3:01-cv-01473 [120-1] stipulation [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/16/2002)

07/12/2002 122 STIPULATION and ORDER by Judge William H. Alsup : (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/18/2002)

07/16/2002 123 NOTICE by Plaintiff in 3:01-cv-01473 [122-1] order [3:01-cv-01473] (kpc,

COURT STAFF) (Entered: 07/23/2002)

07/18/2002 124 MINUTES: Further CMC held ( C/R Sahar Demos) ( Hearing Date: 7/18/02) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/24/2002)

07/23/2002 125 NOTICE OF MOTION AND MOTION before Judge William H. Alsup by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 for attorney Dennis J. Block, Jason M. Halper and Lambrina Mathews to appear pro hac vice . Fee status pd. [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/30/2002)

07/23/2002 126 DECLARATION by Dennis Block on behalf of defendant in 3:01-cv-01473 re motion for attorney Dennis J. Block, Jason M. Halper and Lambrina Mathews to appear pro hac vice . Fee status pd. [125-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/30/2002)

07/23/2002 127 DECLARATION by Jason M. Halper on behalf of defendant in 3:01-cv-01473 re motion for attorney Dennis J. Block, Jason M. Halper and Lambrina Mathews to appear pro hac vice . Fee status pd. [125-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/30/2002)

07/23/2002 128 DECLARATION by Lambrina Mathews on behalf of defendant in 3:01-cv-01473 re motion for attorney Dennis J. Block, Jason M. Halper and Lambrina Mathews to appear pro hac vice . Fee status pd. [125-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/30/2002)

07/23/2002 RECEIVED Proposed Order ( defendant in 3:01-cv-01473) re: motion for attorney Dennis J. Block, Jason M. Halper and Lambrina Mathews to appear pro hac vice . Fee status pd. [125-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/30/2002)

07/23/2002 129 PROOF OF SERVICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 of order received [0-0], declaration [128-1], declaration [127-1], declaration [126-1], motion for attorney Dennis J. Block, Jason M. Halper and Lambrina Mathews to appear pro hac vice . Fee status pd. [125-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 07/30/2002)

08/02/2002 130 REPORTER'S TRANSCRIPT; Date of proceedings: 7/18/02 ( C/R: Sahar Demos) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/06/2002)

08/08/2002 131 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge William H. Alsup by Plaintiff FB Capital in 3:01-cv-01473 to certify class action , and Appointing FB Capital as class representative with Notice set for 9/19/02 at 8:00 a.m. [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 08/16/2002)

08/08/2002 132 DECLARATION by Lesley E. Weaver on behalf of Plaintiff FB Capital in 3:01-cv-01473 in support of motion to certify class action [131-1] and Appointing FB Capital as class representative [131-2] [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 08/16/2002)

08/08/2002 133 DECLARATION by Charles S. Arthur, III on behalf of Plaintiff FB Capital in 3:01-cv-01473 in support of motion to certify class action [131-1] and Appointing FB Capital as class representative [131-2] [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 08/16/2002)

08/12/2002 134 RENOTICE of hearing by Plaintiff FB Capital in 3:01-cv-01473 setting motion to certify class action [131-1] ; hearing set for 1:00 9/19/02, motion Appointing FB Capital as class representative [131-2] ; hearing set for 1:00 9/19/02 [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 08/18/2002)

08/26/2002 135 ORDER regarding discovery issues raised at case management conference of 7/18/02 by Judge William H. Alsup ( Date Entered: 8/27/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/27/2002)

08/29/2002 136 DECLARATION by Kevin Metz re motion to certify class action [131-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/30/2002)

08/29/2002 137 APPENDIX of unpublished authorities in support of defendant's opposition to motion for class certification [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/30/2002)

08/29/2002 138 OPPOSITION by defendant Northpoint in 3:01-cv-01473 to motion to certify class action [131-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/30/2002)

08/29/2002 139 PROOF OF SERVICE by defendant Northpoint in 3:01-cv-01473 of opposition [138-1], documents [137-1], declaration [136-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 08/30/2002)


09/04/2002 RECEIVED request statement of non-opposition and proposed order granting one week extension to file its reply brief in support of motion for class certification submitted by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/04/2002)

09/04/2002 141 NOTICE OF MOTION AND MOTION before Judge William H. Alsup by Plaintiff in 3:01-cv-01473 to withdraw pending motion for class certification and file a new motion [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/05/2002)

09/04/2002 142 DECLARATION by Reed R. Kathrein on behalf of Plaintiff in 3:01-cv-01473 re motion to withdraw pending motion for class certification and file a new motion [141-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/05/2002)

09/04/2002 RECEIVED Proposed Order ( Plaintiff in 3:01-cv-01473) re: motion to withdraw pending motion for class certification and file a new motion [141-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/05/2002)

09/05/2002 143 ORDER granting plaintiff a one -week extension of file its reply brief in support of motion for class certification by Judge William H. Alsup ( Date Entered: 9/5/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/05/2002)

09/05/2002 RECEIVED Proposed Order (Michael P. Glinsky) Stipulation and proposed protective order [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/06/2002)

09/05/2002 RECEIVED Proposed Order (Michael P. Glinsky) Stipulation and proposed order re discovery [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/06/2002)

09/05/2002 145 PROOF OF SERVICE by defendant Northpoint in 3:01-cv-01473 of stipulations [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/06/2002)

09/06/2002 144 OPPOSITION to motion to withdraw pending motion for class certification and file a new motion [141-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/06/2002)

09/09/2002 146 ORDER by Judge William H. Alsup granting motion to withdraw pending motion for class certification and file a new motion [141-1] ( Date Entered: 9/10/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/10/2002)

09/09/2002 147 STIPULATION and ORDER re discovery by Judge William H. Alsup : (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/10/2002)

09/09/2002 148 ORDER approving stipulation protective order subject to stated conditions by Judge William H. Alsup ( Date Entered: 9/10/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/10/2002)

09/09/2002 Docket Modification (Administrative) to order [146-1] finding the motion to certify class action [131-1] moot. [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 03/26/2003)



09/12/2002 151 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge William H. Alsup to certify class action , and to appoint Kansas Farm Bureau Pension Trust and Kansas Farm Bureau Mutual Insurance Co., Inc. as class representatives with Notice set for 10/17/02 at 8:00 a.m. [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 09/16/2002)

09/12/2002 152 DECLARATION by Lesley E. Weaver in support of motion to certify class action [151-1], re motion to appoint Kansas Farm Bureau Pension Trust and Kansas Farm Bureau Mutual Insurance Co., Inc. as class representatives [151-2] [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 09/16/2002)

09/12/2002 153 DECLARATION by Charles S. Arthur, III in support of motion to certify class action [151-1], and to appoint Kansas Farm Bureau Pension Trust and Kansas Farm Bureau Mutual Insurance Co., Inc. as class representatives [151-2] [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 09/16/2002)

09/12/2002 RECEIVED Proposed Order ( ) re: motion to certify class action [151-1], re: motion to appoint Kansas Farm Bureau Pension Trust and Kansas Farm Bureau Mutual Insurance Co., Inc. as class representatives [151-2] [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 09/16/2002)

09/20/2002 RECEIVED request and proposed order re leave to use additional counsel to assist in litigation submitted by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT

STAFF) (Entered: 09/24/2002)

09/25/2002 154 REQUEST and ORDER re leave to use additional counsel to assist in litigation by Judge William H. Alsup ( Date Entered: 9/27/02) Only the ones named in the application (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 09/27/2002)


10/04/2002 RECEIVED stipulation and proposed order granting class certification and appointing Kansas Farm Bureau Pension Trust and Kansas Farm Bureau Mutual Insurance Company as class representatives submitted by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/04/2002)

10/08/2002 161 STIPULATION and ORDER granting class certification and appointing Kansas Farm Bureau Pension Trust and Kansas Farm Bureau Mutual Insurance Co. as class representatives by Judge William H. Alsup : (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/30/2002)

10/08/2002 Docket Modification (Administrative) to order [161-1] finding the motion Appointing FB Capital as class representative [131-2] moot. [3:01-cv-01473] (rcs, COURT STAFF) (Entered: 03/26/2003)

10/10/2002 156 NOTICE by Plaintiff in 3:01-cv-01473 [0-0] document received [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/15/2002)

10/25/2002 157 NOTICE OF MOTION AND MOTION before Judge William H. Alsup by defendant Michael P. Glinsky in 3:01-cv-01473 for Lambrina Mathews attorney to appear pro hac vice . Fee status pd. [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/28/2002)

10/25/2002 158 NOTICE OF MOTION AND MOTION before Judge William H. Alsup by defendant Michael P. Glinsky in 3:01-cv-01473 for Dennis Block attorney to appear pro hac vice . Fee status pd. [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/28/2002)

10/25/2002 159 NOTICE OF MOTION AND MOTION before Judge William H. Alsup by defendant Michael P. Glinsky in 3:01-cv-01473 for Jason M. Halper attorney to appear pro hac vice . Fee status pd. [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/28/2002)

10/25/2002 160 PROOF OF SERVICE by defendant in 3:01-cv-01473 of motion for Jason M. Halper attorney to appear pro hac vice . Fee status pd. [159-1], motion for Dennis Block attorney to appear pro hac vice . Fee status pd. [158-1], motion for Lambrina Mathews attorney to appear pro hac vice . Fee status pd. [157-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 10/28/2002)

10/30/2002 162 ORDER by Judge William H. Alsup granting motion for Dennis Block attorney to appear pro hac vice . Fee status pd. [158-1] ( Date Entered: 11/01/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/01/2002)

10/30/2002 163 ORDER by Judge William H. Alsup granting motion for Lambrina Mathews attorney to appear pro hac vice . Fee status pd. [157-1] ( Date Entered: 11/01/02)

(cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/01/2002)

11/13/2002 164 ORDER by Judge William H. Alsup granting motion for Jason M. Halper attorney to appear pro hac vice . Fee status pd. [159-1] ( Date Entered: 11/14/02) (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/15/2002)

11/19/2002 165 NOTICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 [162-1] order [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 11/20/2002)

11/27/2002 RECEIVED stipulated request and proposed order for continuance of discovery cutoff date.. [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/03/2002)

12/03/2002 166 NOTICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 [164-1] order [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/05/2002)

12/04/2002 167 STIPULATION and ORDER by Judge William H. Alsup : continuing Discovery cutoff until 8/15/03 ; (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/06/2002)


12/11/2002 169 PROOF OF SERVICE by defendant in 3:01-cv-01473 of stipulation and proposed order for substitution of counsel [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/12/2002)

12/11/2002 RECEIVED stipulation and proposed order for substitution of counsel [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/12/2002)

12/12/2002 170 MINUTES: STATUS; Pre-Trial Conference set for 10/27/03 at2pm; Trial set for 11/17/03 at 8am ( C/R Diane Skillman) ( Hearing Date: 12/12/02) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/13/2002)

12/12/2002 171 STIPULATION and ORDER by Judge William H. Alsup : substituting attorney Steven M. Schatz for defendant Fetter (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/16/2002)

12/12/2002 172 FIRST AMENDED CASE MANAGEMENT ORDER by Judge William H. Alsup Pre-trial conference will be held 2:00 10/27/03 ; Jury Trial set for 8:00 11/17/03 ; . Est.trial days: ten to fourteen (cc: all counsel) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 12/16/2002)

01/06/2003 174 PROOF OF SERVICE by defendant in 3:01-cv-01473 of stipulation and order [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/08/2003)

01/07/2003 173 STIPULATION and ORDER substituting counsel by Judge William H. Alsup : (cc: all counsel) No extensions will be allowed on account of this substitution [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/08/2003)

01/17/2003 179 Plaintiff's submission regarding restoration of electronically preserved data contained on backup tapes in defendant's possession [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/27/2003)

01/17/2003 RECEIVED Proposed Order ( Plaintiff in 3:01-cv-01473) re: plaintiffs' plan for restoration of backup tapes in defendant's possession [179-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/27/2003)

01/17/2003 180 DECLARATION by Kevin Metz on behalf of defendant Michael W Malaga in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 in support of request for extension of time to produce certain documents [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/27/2003)

01/17/2003 RECEIVED Proposed Order (granting plaintiff's ex parte request to file documents under seal ) [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/27/2003)

01/22/2003 175 RESPONSE to plaintiff's submission re restoration of electronic date by defendant Michael W Malaga in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/24/2003)

01/22/2003 176 DECLARATION by Kevin Metz on behalf of defendant Michael W Malaga in 3:01-cv-01473, defendant Elizabeth Fetter in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 re response [175-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/24/2003)

01/22/2003 177 DECLARATION by Jay Pomerantz on behalf of defendant Michael W Malaga in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 re response [175-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/24/2003)

01/22/2003 178 PROOF OF SERVICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 of declaration [177-1], declaration [176-1], response [175-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/24/2003)

01/23/2003 181 OPPOSITION by Plaintiff in 3:01-cv-01473 to defendant's request for extension of time to produce certain documents [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/28/2003)

01/23/2003 182 DECLARATION by Lesley E. Weaver on behalf of Plaintiff in 3:01-cv-01473 re opposition [181-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/28/2003)

01/23/2003 RECEIVED Proposed Order ( Plaintiff in 3:01-cv-01473) re: opposition [181-1] [3:01-cv-01473] (kpc, COURT STAFF) (Entered: 01/28/2003)

01/27/2003 189 ORDER by Judge William H. Alsup for order extending discovery for Electronic Data by ten days to 2/10/03 ( Date Entered: 2/3/03) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/03/2003)

01/28/2003 183 REQUEST by defendant Michael W Malaga in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 for clarification of order extneding deadline for electronic data [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/03/2003)

01/28/2003 184 DECLARATION by Jay L. Pomerantz on behalf of defendant Michael W Malaga in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 re request [183-1] for clarification of order extending

deadline for Electronic Data Data [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/03/2003)

01/28/2003 185 PROOF OF SERVICE by defendant Michael W Malaga in 3:01-cv-01473, defendant Herman W Bluestein in 3:01-cv-01473, defendant Northpoint in 3:01-cv-01473 of declaration [184-1], request [183-1] [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/03/2003)

01/28/2003 186 EX-PARTE APPLICATION before Judge William H. Alsup by Plaintiff in 3:01-cv-01473 for protective order to file documents under seal [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/03/2003)

01/28/2003 187 EXHIBITS a & b (Filed Under Seal of the Court and not available to the Public without a Court Order). Plaintiffs exhibits [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/03/2003)

01/28/2003 188 ORDER by Judge William H. Alsup granting motion for protective order to file documents under seal [186-1] ( Date Entered: 2/3/03) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/03/2003)

01/30/2003 190 RESPONSE by Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473, Plaintiff Ghouse Loynab in 3:01-cv-01473 re order [189-2] [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/05/2003)

01/30/2003 191 NOTICE by Plaintiff in 3:01-cv-01473 [189-2] order extending discovery deadline for electronic data [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/05/2003)

02/04/2003 192 NOTICE by Plaintiffs in 3:01-cv-01473 of entry of order denying defendants' motion for clarification. [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/06/2003)

02/04/2003 RECEIVED Proposed Order ( Plaintiffs in 3:01-cv-01473) for requiring 3rd party Verizon, Inc. to produce 3rd Party documents previously produced in Shoenmann V. Verizon, Inc. [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/06/2003)

02/04/2003 193 DECLARATION by Lesley E. Weaver on behalf of Plaintiffs in 3:01-cv-01473 in support of plaintiff's requst and proposed order requiring 3rd party documents previously produced in Schoenmann V. Verizon, Inc. [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/06/2003)

02/05/2003 194 ORDER by Judge William H. Alsup to clarify court's order extending deadline for electronic data is denied. The funds for the costs of the privilege review cannot come out of NorthPoint's Directors, Officers and Corporate Liability Ins. Policy. They must come directly from the estate. The absolute deadline for submitting a privilege log is Monday 2/10/03 at noon ( Date Entered: 2/7/03) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/07/2003)

02/18/2003 198 LETTER to the Court dated 2/18/03 from Milberg Weiss Bershad hynes & Lerach LLP, Reed R. Kathrein regarding sitting for depositions etc. [3:01-cv-01473] (db, COURT STAFF) (Entered: 03/03/2003)

02/21/2003 195 MINUTES: ( C/R Rosita Flores) ( Hearing Date: 2/21/03) Telephone Conference re Discovery Dispute held. Ordered after hearing: Court will reserve ruling on the

discovery issue until after reading the opposition letters. Court signed the order regarding the 3rd party Verizon. [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/28/2003)

02/21/2003 197 ORDER by Judge William H. Alsup producing 3rd party documents previously produced in Schoenmann V. Verizon, Inc. ( Date Entered: 2/28/03) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/28/2003)

02/25/2003 199 NOTICE by Plaintiff in 3:01-cv-01473 of entry of order requiring 3rd party Verizon, Inc. to produce documents previously produced in Schoenmann B. Verizon, Inc. [3:01-cv-01473] (db, COURT STAFF) (Entered: 03/04/2003)

03/11/2003 200 NOTICE by Plaintiff in 3:01-cv-01473 of change of firm name and address [3:01-cv-01473] (gba, COURT STAFF) (Entered: 03/13/2003)

03/11/2003 201 DECLARATION by Lori Lynn Philips [3:01-cv-01473] (gba, COURT STAFF) (Entered: 03/13/2003)

03/11/2003 202 DECLARATION by Jason T. Baker on behalf of Plaintiff in 3:01-cv-01473 in support of request for relief from standing order for civil cases assigned to the Honorable William H. Alsup and the first amended case management order dated 12/12/02 [3:01-cv-01473] (gba, COURT STAFF) (Entered: 03/13/2003)

03/11/2003 203 LETTER to the Court, dated 3/11/03 from Reed R. Kathrein in 3:01-cv-01473 re unavailability of counsel and witnesses for depositions during the month of March 2003, under the schedule as proposed by plaintiffs [3:01-cv-01473] (db, COURT STAFF) (Entered: 03/17/2003)

03/13/2003 204 LETTER to the Court dated 3/13/03 from Wilson Sonsini Goodrich & Rosati, re opposing plaintiff's request for an order relieving it of its obligations under court 12/12/02 amended case management order, which requires plaintiff to complete half of all depositions it will take in the case by 3/31/03. [3:01-cv-01473] (db, COURT STAFF) (Entered: 03/18/2003)

03/13/2003 205 LETTER to the Court dated 3/13/03 from Reed R. Kathrein of Milberg Weiss Bershad Hynes & Lerach LLP in 3:01-cv-01473 Response to letter request to compel disclosures of identities of confidential witnesses [3:01-cv-01473] (db, COURT STAFF) (Entered: 03/18/2003)

04/22/2003 206 LETTER to the Court, dated 4/21/03 from Reed R. Kathrein in 3:01-cv-01473 re plaintiffs request for an order permitting plaintiffs to take 2 or more days of testimony from Elizabeth A. Fetter and Michael P. Glinsky [3:01-cv-01473] (db, COURT STAFF) (Entered: 04/25/2003)

04/29/2003 207 MINUTES: ( C/R none) ( Hearing Date: 3/14/03) Telephone Conference re Discovery Dispute-Held. Status conference set for 3:00 3/31/03 ; Ordered after hearing: Byu 3/18/03, plaintiff shall send a list of confidential witnesses to be deposed. By 3/19/03, parties shall send list of other depositions. By 3/28/03, partties shall meet and confer on a schedule for the depositions [3:01-cv-01473] (db, COURT STAFF) (Entered: 05/07/2003)

05/05/2003 208 ORDER re idnetification of confidential witnesses and scheduling of depositions by Judge William H. Alsup ( Date Entered: 5/8/03) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 05/08/2003)

05/05/2003 209 ORDER regarding additional two day depositions for Elizabeth A. Fetter and Michael P. Glinsky by Judge William H. Alsup ( Date Entered: 5/8/03) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 05/08/2003)

05/05/2003 211 MINUTES: ( C/R Diane Skillman) ( Hearing Date: 5/5/03) Telephone Conference re Discovery Dispute - HELD. Ordered After Hearing: Parties shall be permitted to depose Mr. Glinsky and Mrs. Fetert for two additional days for 7 hours. Discovery cutoff is not extended. [3:01-cv-01473] (db, COURT STAFF) (Entered: 05/16/2003)

05/06/2003 212 MINUTES: ( C/R Deposition Reporter) ( Hearing Date: 5/6/03) Proceedings: Telephone Conference re Deposition Dispute - HELD> [3:01-cv-01473] (db, COURT STAFF) (Entered: 05/16/2003)

05/13/2003 210 STIPULATION and ORDER by Judge William H. Alsup : granting motion for protective order to file documents under seal [186-1] (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 05/16/2003)

05/20/2003 213 NOTICE by Plaintiff in 3:01-cv-01473 [210-1] order [3:01-cv-01473] (ci, COURT STAFF) (Entered: 05/27/2003)

06/13/2003 214 LETTER request for discovery conference pursuant to standing order for civil cases dated 6/13/03 from Reed R. Kathrein in 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 06/19/2003)

06/26/2003 215 MINUTES:Telephone Conference re Third Party Witnesses - Held ( C/R Joan Columbini) ( Hearing Date: 6/18/03) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 06/26/2003)

07/03/2003 216 ORDER by Judge William H. Alsup Denying Defednats' Motion for Proetective Order and Granting Plaintiffs' Request to Depose Third Party Witnesses ( Date Entered: 7/17/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/17/2003)

07/14/2003 217 LETTER dated 7/14/03 from Reed R. Kathrein in 3:01-cv-01473 requesting an order permitting plaintiffs to take nine depositions [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/17/2003)

07/14/2003 218 LETTER dated 7/14/03 from Jay L. Pomerantz in 3:01-cv-01473 opposing plaintiffs' request to extend the discovery cut-off date [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/17/2003)

07/16/2003 219 ORDER by Judge William H. Alsup denying in part plaintiffs' request to extend fact discovery ( Date Entered: 7/25/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/25/2003)

07/21/2003 220 ORDER by Judge William H. Alsup granting parties' request to extend deadline for depositon of witness Thompson ( Date Entered: 7/25/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/25/2003)

07/25/2003 221 LETTER dated 7/25/03 from Reed R. Kathrein request for discovery conference regarding seeking protective order 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/29/2003)

07/25/2003 222 LETTER dated 7/25/03 from Reed R. Kathrein request for discovery conference regarding authentication of documents 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/29/2003)

07/25/2003 223 LETTER dated 7/25/03 from Reed R. Kathrein request for discovery conference regarding defendants' improper assertions of privilege 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/29/2003)

07/25/2003 224 LETTER dated 7/25/03 from Reed R. Kathrein request for discovery conference regarding electronic files of Elizabeth Fetter and Timothy Monahan fir 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/29/2003)

07/28/2003 REFERRAL: referring case for discovery to Magistrate Judge Joseph C. Spero [3:01-cv-01473] (wh, COURT STAFF) (Entered: 07/28/2003)

07/28/2003 225 ORDER by Judge William H. Alsup Re Discovery Motins Dated July 25, 2003 ( Date Entered: 7/31/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/31/2003)

07/28/2003 226 NOTICE by Plaintiff of Entry of Order re Discovery motions Dated July 25, 2003 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/31/2003)

07/28/2003 227 LETTER dated 7/25/03 from defendants requesting that the Court enter an Order (a) compelling plaintiffs to supplemnt their responses to defendants' interrogatories and (b) deeming as admitted matters set forth in certain of defendants' RFA's or, in the alternative, compelling plaintiffs to supplement their responses thereto. 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/31/2003)

07/28/2003 228 DECLARATION by Kevin H. Metz re letter [227-1] filed by defendants. [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/31/2003)

07/28/2003 229 PROOF OF SERVICE by defendant in 3:01-cv-01473 of declaration [228-1], letter [227-1] [3:01-cv-01473] (ci, COURT STAFF) (Entered: 07/31/2003)

07/30/2003 232 MINUTES: ( C/R Sahar McVicker) ( Hearing Date: 7/30/03) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 08/12/2003)

08/04/2003 231 MINUTES: Telephone Conference re Settlement - HELD ( C/R Debra Pas) ( Hearing Date: 8/4/03) Hearing on Preliminary Approval of the Settlement; Settlement conference will be held 9:00 8/27/03 ; [3:01-cv-01473] (ci, COURT STAFF) (Entered: 08/12/2003)

08/05/2003 230 ORDER by Judge William H. Alsup staying CMC Dates and setting preliminary settlement approval dates ( Date Entered: 8/11/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 08/11/2003)

08/05/2003 Text not available. (Entered: 08/11/2003)

08/08/2003 233 NOTICE of Entry of Order by Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 08/14/2003)

08/26/2003 234 STIPULATION and ORDER RESCHEDULING PRELIMINARY APPROVAL DATES by Judge William H. Alsup : (cc: all counsel) [3:01-cv-01473] (ci,

COURT STAFF) (Entered: 09/02/2003)

08/28/2003 235 NOTICE OF REFERENCE AND ORDER RE DISCOVERY PROCEDURES by Magistrate Judge Joseph C. Spero ( Date Entered: 9/4/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/04/2003)

08/28/2003 236 DECLARATION by Reed R. Kathrein regarding damages, defendants' assets and risk analysis on behalf of Plaintiffs in 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/04/2003)

08/28/2003 237 NOTICE OF APPLICATION AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPORT OF APPLICATION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT before Judge William H. Alsup by Plaintiff in 3:01-cv-01473 with Notice set for 9/3/03 at 3:00 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/04/2003)

08/28/2003 238 DECLARATION by Charles S. (Terry) Arthur, III on behalf of Plaintiff in 3:01-cv-01473 re motion [237-1] [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/04/2003)

08/28/2003 239 DECLARATION by Reed R. Kathrein on behalf of Plaintiff in 3:01-cv-01473 re motion [237-1] [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/04/2003)

08/28/2003 240 DECLARATION by Lesley E. Weaver on behalf of Plaintiff in 3:01-cv-01473 re motion [237-1] [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/04/2003)

08/28/2003 241 NOTICE of Entry of Order by Plaintiff in 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/04/2003)

09/03/2003 242 ORDER RE DECLARATION FOR ATTORNEY'S FEES AND COSTS by Judge William H. Alsup ( Date Entered: 9/8/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/08/2003)

09/03/2003 243 NOTICE of Entry of Order by Plaintiffs in 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/08/2003)

09/03/2003 251 MINUTES: Preliminary Approval of Class Settlement - Held ( C/R Leo Makiewicz) ( Hearing Date: 9/3/03) Parties shall file itemization of attorney fees by 10/15/03. Court approved settlemet with modifications, revised settlement agreement shall be filed by 9/8/03 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/16/2003)

09/08/2003 244 MAIL returned from Post Office for attorney Marc S. Henzel - Not Deliverable as Addressed, Unable to Forward. [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/10/2003)


09/09/2003 245 PRELIMINARY APPROVAL OF CLASS SETTLEMENT CONFERENCE MINUTES: ( C/R Leo Mankiewicz) ( Hearing Date: 9/3/03) Settlement conference held. Settlement approved with a few modifications. By 10/15/03, counsel shall file an itemization of the attorneys fees. [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/12/2003)

09/11/2003 246 ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING

FOR NOTICE by Judge William H. Alsup ( Date Entered: 9/15/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/15/2003)

09/11/2003 247 ORDER by Judge William H. Alsup modifying revised notice to class members ( Date Entered: 9/15/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/15/2003)

09/12/2003 248 ORDER -- REQUEST TO NOMINEES, BROKERAGE HOUSES AND BANKS by Judge William H. Alsup ( Date Entered: 9/15/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/15/2003)

09/17/2003 249 ORDER REGULATING HANDLING OF OBJECTIONS by Judge William H. Alsup ( Date Entered: 9/18/03) (cc: all counsel) [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/18/2003)

09/19/2003 250 NOTICE OF ENTRY OF REQUEST TO NOMINEES, BROKERAGE HOUSES AND BANKS by Plaintiffs in 3:01-cv-01473, defendant in 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 09/22/2003)

10/15/2003 NOTICE OF MOTION AND MOTION of Final Approval of Class Action Settlement and Plan of Allocation WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge William H. Alsup by Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473 with Notice set for 1/14/2004 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/20/2003)

10/15/2003 252 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge William H. Alsup by Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473, Plaintiff Ghouse Loynab in 3:01-cv-01473 for approval of class action settlement and plan of allocation of settlement proceeds with Notice set for 1/14/04 at 3:00 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/20/2003)

10/15/2003 253 DECLARATION by Lesley E. Weaver on behalf of Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473, Plaintiff Ghouse Loynab in 3:01-cv-01473 re motion for approval of class action settlement and plan of allocation of settlement proceeds [252-1] [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/20/2003)

10/15/2003 254 MOTION before Judge William H. Alsup by Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473, Plaintiff Ghouse Loynab in 3:01-cv-01473 for attorney fees and reimbursement of expenses with Notice set for 1/14/2004 at 3:00 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/20/2003)

10/15/2003 255 DECLARATION by Ellen Gusikoff on behalf of Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473, Plaintiff Ghouse Loynab in 3:01-cv-01473 re motion for attorney fees and reimbursement of expenses [254-1] [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/20/2003)

10/15/2003 256 APPENDIX filed by Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473, Plaintiff Ghouse Loynab in 3:01-cv-01473 re motion for attorney fees and reimbursement of expenses [254-1] [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/20/2003)

10/15/2003 257 DECLARATION by Charles S. (Terry) Arthur on behalf of Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473, Plaintiff Ghouse Loynab in 3:01-cv-01473 re motion for attorney fees and reimbursement of expenses [254-1] [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/20/2003)

10/15/2003 258 DECLARATION by Cheryl Washington re A) Mailing of Notice of Pendency and Proposed Settement of Class Action and Proof of Claim and Release Form; and B) Publication of Summary Notice on behalf of Plaintiff Brent Atwood in 3:01-cv-01473, Plaintiff Philip Buchanan in 3:01-cv-01473, Plaintiff David Hadden in 3:01-cv-01473, Plaintiff Mubeen Aziz in 3:01-cv-01473, Plaintiff Ghouse Loynab in 3:01-cv-01473 [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/20/2003)

10/16/2003 259 PROOF OF SERVICE by Plaintiff in 3:01-cv-01473 of declaration [258-1], declaration [257-1], documents [256-1], declaration [255-1], motion for attorney fees and reimbursement of expenses [254-1], declaration [253-1], motion for approval of class action settlement and plan of allocation of settlement proceeds [252-1] [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/20/2003)

10/17/2003 260 DECLARATION by Andrew L. Barroway re motion for attorney fees and reimbursement of expenses [254-1] [3:01-cv-01473] (ci, COURT STAFF) (Entered: 10/21/2003)


01/04/2004 261 DECLARATION by Cheryl Washington re mailing of notice of pendency and proposed settlement of class action and proof of claim and release form. [3:01-cv-01473] (db, COURT STAFF) Modified on 02/12/2004 (Entered: 01/06/2004)

01/05/2004 262 SUPPLEMENTAL MEMORANDUM in support of class action settlement and response to court's order of 9/17/03, by Plaintiffs in 3:01-cv-01473 in support of order [246-1] [3:01-cv-01473] (db, COURT STAFF) (Entered: 01/08/2004)

01/14/2004 263 ORDER by Judge William H. Alsup terminating case (3:01-cv-01473 3:01-cv-01473 3:01-cv-01474 3:01-cv-01257 3:01-cv-01003 3:01-cv-00811) Order approving plan of allocation of settlement proceeds ( Date Entered: 1/22/04) (cc: all counsel) [3:01-cv-00811, 3:01-cv-01003, 3:01-cv-01257, 3:01-cv-01473, 3:01-cv-01474] (db, COURT STAFF) (Entered: 01/22/2004)

01/14/2004 264 JUDGMENT: by Judge William H. Alsup If settlement is not carried out, this Judgment shall be null and void and vacated. ( Date Entered: 1/22/04) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 01/22/2004)

01/14/2004 JUDGMENT: by Judge William H. Alsup If Settlement is not carried out, this judgment will be void ( Date Entered: 1/22/04) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 01/22/2004)

01/14/2004 265 ORDER by Judge William H. Alsup awarding lead counsel's attorneys' fees and

reimbursement of expenses ( Date Entered: 1/22/04) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 01/22/2004)

01/14/2004 ORDER by Judge William H. Alsup awarding lead counsel's attorneys' fees and reimbursement of expenses ( Date Entered: 1/22/04) (cc: all counsel) [3:01-cv-01473] (db, COURT STAFF) (Entered: 01/22/2004)

01/14/2004 266 MINUTES: ( C/R David Disbrow) ( Hearing Date: 1/14/04)Final Approval of Settlement Granted. Ordered after hearing: Court found the settlement to be fair and reasonable. Court signed three orders approving the settlement and attorny fees. All of the consolidated cases shall be closed. [3:01-cv-01473] (db, COURT STAFF) (Entered: 01/28/2004)

01/27/2004 267 LETTER to the Court dated 1/27/04 from Reed R. Kathrein re plaintiffs' counsel provide citations to any cases in which insurers exercised the willful exclusion clause in policies covering officers and directors... [3:01-cv-01473] (db, COURT STAFF) (Entered: 01/28/2004)

01/29/2004 268 REPORTER'S TRANSCRIPT; Date of proceedings: 1/14/04 ( C/R: David A. Disbrow, CSR) [3:01-cv-01473] (db, COURT STAFF) (Entered: 02/03/2004)

12/13/2004 269 REPORTER'S TRANSCRIPT; Date of proceedings: December 12, 2002 ( C/R: Diane Skillman) [3:01-cv-01473] (sis, COURT STAFF) (Entered: 12/15/2004)

03/21/2005 270 LETTER from John Cunningham advising court that the settlement has not been distributed dated March 9, 2005 [3:01-cv-01473] (sis, COURT STAFF) (Entered: 03/22/2005)

03/21/2005 271 ORDER requesting status of settlement payout by Judge William H. Alsup re [270-1] ( Date Entered: 03/22/05) (cc: all counsel) [3:01-cv-01473] (sis, COURT STAFF) (Entered: 03/22/2005)

06/01/2005 272 MOTION before Judge William H. Alsup To Extend of Time in Which to Submit Proof of Claim Due to Excusable Neglect [3:01-cv-01473] (sis, COURT STAFF) (Entered: 06/01/2005)

06/01/2005 273 DECLARATION IN SUPPORT by Genevieve Pluhowski re motion To Extend of Time in Which to Submit Proof of Claim Due to Excusable Neglect [272-1] [3:01-cv-01473] (sis, COURT STAFF) (Entered: 06/01/2005)

07/06/2005 274 SECOND ORDER REGARDING LETTER DATED MARCH 9, 2005 by Judge William H. Alsup re [270-1] ( Date Entered: 07/07/05) (cc: all counsel) [3:01-cv-01473] (sis, COURT STAFF) (Entered: 07/07/2005)

07/06/2005 275 ORDER REQUESTING RESPONSE TO MOTION by Judge William H. Alsup re [272-1] ( Date Entered: 07/07/05) (cc: all counsel) [3:01-cv-01473] (sis, COURT STAFF) (Entered: 07/07/2005)

07/11/2005 276 NOTICE OF COMPLIANCE WITH SECOND ORDER RE: by Plaintiff Brent Atwood, Plaintiff Philip Buchanan, Plaintiff David Hadden, Plaintiff Mubeen Aziz, Plaintiff Ghouse Loynab, Plaintiff FB Capital [270-1] letter [3:01-cv-01473] (sis, COURT STAFF) (Entered: 07/11/2005)

07/13/2005 277 NOTICE OF WITHDRAWAL OF MOTION TO EXTEND by Plaintiff Brent

Atwood, Plaintiff Philip Buchanan, Plaintiff David Hadden, Plaintiff Mubeen Aziz, Plaintiff Ghouse Loynab, Plaintiff FB Capital [3:01-cv-01473] (sis, COURT STAFF) (Entered: 07/13/2005)

07/14/2005 278 ORDER ACKNOWLEDGING WITHDRAWAL OF MOTION FOR ENLARGEMENT OF TIME AND REQUESTING JOINT CASE STATUS STATEMENT by Judge William H. Alsup re [277-1] ( Date Entered: 07/15/05) (cc: all counsel) [3:01-cv-01473] (sis, COURT STAFF) (Entered: 07/15/2005)

07/28/2005 279 JOINT CASE MANAGEMENT STATEMENT filed. [3:01-cv-01473] (sis, COURT STAFF) (Entered: 07/28/2005)

08/22/2005 280 ORDER REGARDING CLOSING CASE by Judge William H. Alsup ( Date Entered: 08/23/05) (cc: all counsel) [3:01-cv-01473] (sis, COURT STAFF) (Entered: 08/23/2005)

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