US District Court Civil Docket as of July 15, 2016 Retrieved from the court on July 15, 2016

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA (Southern Division - Santa Ana)

CIVIL DOCKET FOR CASE #: 8:10-cv-00537-CJC-MLG

Buttonwood Tree Value Partners LP et al v. Jack A Sweeney et al Assigned to: Judge Cormac J. Carney Referred to: Magistrate Judge Marc L. Goldman Related Cases: 2:10-cv-07164-CJC-MLG

2:14-cv-00668-CJC-JEM

Case in other court: 9th CCA, 14-56267 Cause: 28:1331 Fed. Question: Securities Violation

Date Filed: 05/05/2010 Date Terminated: 07/21/2014 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff Buttonwood Tree Value Partners LP on behalf of themselves and all others similarly situated

represented by Ilene Freier Brookler Greenfield and Goodman LLC 7162 Beverly Boulevard Los Angeles, CA 90036 323-230-5732 Email: ibrookler@gmail.com ATTORNEY TO BE NOTICED Jon A Tostrud Tostrud Law Group PC 1925 Century Park East Suite 2125 Los Angeles, CA 90067 310-278-2600 Fax: 310-278-2640 Email: jtostrud@tostrudlaw.com ATTORNEY TO BE NOTICED Jonathan W Cuneo Cuneo Gilbert & LaDuca, LLP 4725 Wisconsin Avenue NW Suite 200 Washington, DC 20016 202-789-3960 Fax: 202-789-1813 Email: jonc@cuneolaw.com PRO HAC VICE ATTORNEY TO BE NOTICED Matthew E Miller Cuneo Gilbert and LaDuca LLP

4725 Wisconsin Avenue NW Suite 200 Washington, DC 20002 202-789-3960 Fax: 202-789-1813 Email: mmiller@cuneolaw.com PRO HAC VICE ATTORNEY TO BE NOTICED Richard D Greenfield Greenfield and Goodman LLC 250 Hudson Street 8th Floor New York, NY 10032 917-495-4446 Fax: 415-785-4470 Email: whitehatrdg@earthlink.net PRO HAC VICE ATTORNEY TO BE NOTICED Sandra Watson Cuneo Cuneo Gilbert and LaDuca LLP 11620 Wilshire Boulevard Suite 900 Los Angeles, CA 90025 310-582-5939 Fax: 310-582-5943 Email: scuneo@cuneolaw.com ATTORNEY TO BE NOTICED

Plaintiff John Sorrells on behalf of themselves and all others similarly situated

represented by Ilene Freier Brookler (See above for address) ATTORNEY TO BE NOTICED Jon A Tostrud (See above for address) ATTORNEY TO BE NOTICED Jonathan W Cuneo (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Matthew E Miller (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Richard D Greenfield (See above for address) PRO HAC VICE

ATTORNEY TO BE NOTICED Sandra Watson Cuneo (See above for address) ATTORNEY TO BE NOTICED

V.

Movant Stanley Harris TERMINATED: 02/10/2012

represented by Daniel L Germain Rosman and Germain LLP 16311 Ventura Boulevard Suite 1200 Encino, CA 91436-2152 818-788-0877 Fax: 818-788-0885 Email: germain@lalawyer.com ATTORNEY TO BE NOTICED

Movant Ted Pappas TERMINATED: 02/10/2012

represented by Daniel L Germain (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant Jack A Sweeney represented by Charles E Weir

McDermott Will and Emery LLP 2049 Century Park East 38th Floor Los Angeles, CA 90067-3208 310-277-4110 Fax: 310-277-4730 Email: cweir@mwe.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones McDermott Will and Emery LLP 2049 Century Park East 38th Floor Los Angeles, CA 90067-3218 310-788-4176 Fax: 310-277-4730 Email: gjones@mwe.com ATTORNEY TO BE NOTICED Jason David Strabo McDermott Will & Emery LLP 2049 Century Park East Suite 3800 Los Angeles, CA 90067

310-277-4110 Fax: 310-277-4730 Email: jstrabo@mwe.com ATTORNEY TO BE NOTICED Thomas A Ryan McDermott Will and Emery LLP 2049 Century Park East 34th Floor Los Angeles, CA 90067-3208 310-277-4110 Fax: 310-277-4730 Email: tryan@mwe.com ATTORNEY TO BE NOTICED Julian Lucien Andre AUSA - Office of US Attorney Major Frauds Section 312 North Spring Street, 11th Floor Los Angeles, CA 90012 213-894-6683 Fax: 213-894-6269 Email: julian.l.andre@usdoj.gov ATTORNEY TO BE NOTICED

Defendant Steven J Sweeney represented by Charles E Weir

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones (See above for address) ATTORNEY TO BE NOTICED Jason David Strabo (See above for address) ATTORNEY TO BE NOTICED Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre (See above for address) ATTORNEY TO BE NOTICED

Defendant Marilyn J Sweeney represented by Charles E Weir

(See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Gregory Raymond Jones (See above for address) ATTORNEY TO BE NOTICED Jason David Strabo (See above for address) ATTORNEY TO BE NOTICED Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre (See above for address) ATTORNEY TO BE NOTICED

Defendant Gary M Horgan represented by Charles E Weir

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones (See above for address) ATTORNEY TO BE NOTICED Jason David Strabo (See above for address) ATTORNEY TO BE NOTICED Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre (See above for address) ATTORNEY TO BE NOTICED

Defendant H Anthony Gartshore represented by Charles E Weir

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones (See above for address) ATTORNEY TO BE NOTICED

Jason David Strabo (See above for address) ATTORNEY TO BE NOTICED Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre (See above for address) ATTORNEY TO BE NOTICED

Defendant F David Hare TERMINATED: 08/16/2010

represented by Charles E Weir (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones (See above for address) ATTORNEY TO BE NOTICED Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre (See above for address) ATTORNEY TO BE NOTICED

Defendant Elizabeth Thompson represented by Charles E Weir

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones (See above for address) ATTORNEY TO BE NOTICED Jason David Strabo (See above for address) ATTORNEY TO BE NOTICED Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre

(See above for address) ATTORNEY TO BE NOTICED

Defendant Fred M Edwards represented by Charles E Weir

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones (See above for address) ATTORNEY TO BE NOTICED Jason David Strabo (See above for address) ATTORNEY TO BE NOTICED Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre (See above for address) ATTORNEY TO BE NOTICED

Defendant Dorothea Montoya TERMINATED: 08/16/2010

represented by Charles E Weir (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones (See above for address) ATTORNEY TO BE NOTICED Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre (See above for address) ATTORNEY TO BE NOTICED

Defendant Thomas E McCullough represented by Charles E Weir

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones

(See above for address) ATTORNEY TO BE NOTICED Jason David Strabo (See above for address) ATTORNEY TO BE NOTICED Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre (See above for address) ATTORNEY TO BE NOTICED

Defendant Richard Schreiber represented by Charles E Weir

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones (See above for address) ATTORNEY TO BE NOTICED Jason David Strabo (See above for address) ATTORNEY TO BE NOTICED Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre (See above for address) ATTORNEY TO BE NOTICED

Defendant Lawrence J Sherman represented by Charles E Weir

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Raymond Jones (See above for address) ATTORNEY TO BE NOTICED Jason David Strabo (See above for address) ATTORNEY TO BE NOTICED

Thomas A Ryan (See above for address) ATTORNEY TO BE NOTICED Julian Lucien Andre (See above for address) ATTORNEY TO BE NOTICED

Defendant Deloitte & Touche LLP TERMINATED: 12/10/2012

represented by James J Farrell Latham & Watkins 355 South Grand Avenue, Suite 100 Los Angeles, CA 90071-1560 213-485-1234 Email: james.farrell@lw.com TERMINATED: 12/10/2012 LEAD ATTORNEY Peter Allen Wald Latham and Watkins LLP 505 Montgomery Street Suite 2000 San Francisco, CA 94111 415-391-0600 Fax: 415-395-8095 Email: peter.wald@lw.com TERMINATED: 12/10/2012 LEAD ATTORNEY

Date Filed # Docket Text

05/05/2010 1 COMPLAINT against Defendants Fred M Edwards, H Anthony Gartshore, F David Hare, Gary M Horgan, Thomas E McCullough, Dorothea Montoya, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney and Elizabeth Thompson. Case assigned to Judge Cormac J. Carney for all further proceedings. Discovery referred to Magistrate Judge Marc L. Goldman.(Filing fee $ 350 Paid) Jury Demanded. Filed by Plaintiffs Buttonwood Tree Value Partners LP and John Sorrells.(lwag) (lwag). (Entered: 05/06/2010)

05/05/2010 21 DAY Summons Issued re Complaint - (Discovery), Complaint - (Discovery) 1 as to Defendants Fred M Edwards, H Anthony Gartshore, F David Hare, Gary M Horgan, Thomas E McCullough, Dorothea Montoya, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney and Elizabeth Thompson. (lwag) (Entered: 05/06/2010)

05/05/2010 2 CERTIFICATE of Interested Parties filed by Plaintiffs Buttonwood Tree Value Partners LP and John Sorrells. (lwag) (lwag). (Entered: 05/06/2010)

07/06/2010 3 PROOF OF SERVICE Executed by Plaintiff John Sorrells, Buttonwood Tree Value Partners LP, upon Defendant Marilyn J Sweeney served on 6/14/2010, answer due

7/6/2010. in compliance with Federal Rules of Civil Procedure by personal service. Original Summons NOT returned. (Tostrud, Jon) (Entered: 07/06/2010)

07/06/2010 4 PROOF OF SERVICE Executed by Plaintiff John Sorrells, Buttonwood Tree Value Partners LP, upon Defendant Steven J Sweeney served on 6/17/2010, answer due 7/8/2010. in compliance with Federal Rules of Civil Procedure by substituted service at home address and by also mailing a copy. Original Summons NOT returned. (Attachments: # 1 Declaration Proof of Service by Mail, # 2 Declaration of Diligence)(Tostrud, Jon) (Entered: 07/06/2010)

07/06/2010 5 NOTICE OF MOTION AND MOTION for Appointment of Counsel (appointment of lead plaintiffs and approval of selection of counsel) filed by plaintiff Buttonwood Tree Value Partners LP, John Sorrells. Motion set for hearing on 8/16/2010 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Memorandum Memorandum of Points and Authorities, # 2 Declaration Declaration of Matthew E. Miller, # 3 Exhibit Exhibit A to Miller Decl., # 4 Exhibit Exhibit B to Miller Decl., # 5 Exhibit Exhibit C to Miller Decl., # 6 Declaration Certification of Standard Investment Chartered, Inc., # 7 Proposed Order)(Tostrud, Jon) (Entered: 07/06/2010)

07/06/2010 6 STIPULATION for Extension of Time to File Answer to August 20, 2010 re Complaint - (Discovery), Complaint - (Discovery), Complaint - (Discovery) 1 filed by Defendants Fred M Edwards, H Anthony Gartshore, F David Hare, Gary M Horgan, Thomas E McCullough, Dorothea Montoya, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Weir, Charles) (Entered: 07/06/2010)

07/13/2010 7 ORDER by Judge Cormac J. Carney EXTENDING TIME TO RESPOND TO INITIAL COMPLAINT AND SETTING BRIEFING SCHEDULE. IT IS HEREBY ORDERED THAT: the parties' requested extension of time to respond to the complaint and briefing schedule for the anticipated motion to dismiss as set forth in their stipulation 6 is GRANTED. (rla) (Entered: 07/14/2010)

08/09/2010 8 STIPULATION to Dismiss Defendant F David Hare, Dorothea Montoya filed by Defendants Jack A Sweeney, Richard Schreiber, Elizabeth Thompson, Steven J Sweeney, Thomas E McCullough, Gary M Horgan, H Anthony Gartshore, Lawrence J Sherman, Fred M Edwards, F David Hare, Dorothea Montoya, Marilyn J Sweeney. (Attachments: # 1 Proposed Order)(Andre, Julian) (Entered: 08/09/2010)

08/09/2010 9 STIPULATION to Amend Complaint - (Discovery), Complaint - (Discovery), Complaint - (Discovery) 1 , STIPULATION for Extension of Time to File Answer to October 28, 2010 filed by Defendant Fred M Edwards, H Anthony Gartshore, F David Hare, Gary M Horgan, Thomas E McCullough, Dorothea Montoya, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Andre, Julian) (Entered: 08/09/2010)

08/16/2010 10 ORDER by Judge Cormac J. Carney Dismissing Defendants F. David Hare and Dorothia Montoya. IT IS HEREBY ORDERED THAT all claims against Defendants F. David Hare and Dorothea Montoya are DISMISSED WITHOUT PREJUDICE. (db) (Entered: 08/17/2010)

08/16/2010 11 ORDER by Judge Cormac J. Carney Eliminating Obligation to Respond to Initial Complaint, Providing for Filing of Amended Complaint, and Setting Briefing Schedule. IT IS HEREBY ORDERED THAT: (1) Defendants shall not be required to respond to Plaintiffs initial complaint; (2) Plaintiffs shall file an Amended Complaint by September 30, 2010; (3) Defendants shall file and serve an answer or responsive pleading to Plaintiffs Amended Complaint by October 28, 2010; (4) Plaintiffs shall file and serve its opposition to any motion filed by Defendants in response to the Amended Complaint by November 25, 2010; and (5) Defendants shall file and serve any reply in support of its motion filed in response the Amended Complaint by December 9, 2010. (db) (Entered: 08/17/2010)

08/16/2010 12 NOTICE OF DISCREPANCY AND ORDER: by Judge Cormac J. Carney, ORDERING Application of Non-Resident Atty to Appear in a Specific Case and Proposed Order re: Jonathan W. Cueno & Mattthew E. Miller submitted by Plaintiff Buttonwood Tree Value Partners LP received on 08/13/2010 is not to be filed but instead rejected. Denial based on: No proof of service attached to document(s); A Certificate of Good Standing is not attached to pro hac vice application. (db) (Entered: 08/18/2010)

08/16/2010 13 MINUTES OF Motion Hearing held before Judge Cormac J. Carney re Plaintiffs' Motion for Appointment of Lead Plaintiffs and Approval of Selection of Counsel 5 . Court Reporter: Maria Dellaneve. (db) (Entered: 08/19/2010)

08/16/2010 14 ORDER by Judge Cormac J. Carney Granting Motion for Appointment of Lead Plaintiffs and Approval of Selection of Lead Counsel 5 . (nbo) (Entered: 08/19/2010)

08/30/2010 15 APPLICATION for attorney Jonathan W. Cuneo to Appear Pro Hac Vice. (PHV FEE PAID). Filed by Plaintiffs Buttonwood Tree Value Partners LP and John Sorrells. Lodged Order. (lwag) (Entered: 08/31/2010)

08/30/2010 16 APPLICATION for attorney Matthew E. Miller to Appear Pro Hac Vice. (PHV FEE PAID). Filed by Plaintiffs Buttonwood Tree Value Partners LP and John Sorrells. Lodged Order. (lwag) (Entered: 08/31/2010)

08/31/2010 17 ORDER by Judge Cormac J. Carney granting Application to Appear Pro Hac Vice 15 by Attorney Jonathan W. Cuneo on behalf of plaintiffs Buttonwwod Tree Value Partners, LP and John Sorrells, designating Jon A. Tostrud as local counsel. (dro) (Entered: 09/01/2010)

08/31/2010 18 ORDER by Judge Cormac J. Carney granting Application to Appear Pro Hac Vice 16 by Attorney Matthew Miller on behalf of plaintiffs Buttonwood Tree Value Partners, LP and John Sorrells, designating Jon A. Tostrud as local counsel. (dro) (Entered: 09/01/2010)

09/15/2010 19 STIPULATION for Extension of Time to Amend Complaint - (Discovery), Complaint - (Discovery), Complaint - (Discovery) 1 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Andre, Julian) (Entered: 09/15/2010)

09/21/2010 20 ORDER Eliminating Obligation to Respond to Initial Complaint, Providing for Filing of Amended Complaint, and Setting Briefing Schedule by Judge Cormac J. Carney, It is hereby ordered that: 1)Defendants shall not be required to respond to Plaintiff' initial complaint; 2)Plaintiffs shall file an Amended Complaint by October 28, 2010; 3)Defendants shall file and serve an answer or responsive pleading to Plaintiffs' Amended Complaint by December 3, 2010; 4)Plaintiffs shall file and serve its opposition to any motion filed by Defendants' in response to the Amended Complaint by January 9, 2011; and 5)Defendants shall file and serve any reply in support of its motion filed in response to the Amended Complaint by January 30, 2011 re Stipulation for Extension of Time to Amend, 19 (nca) (Entered: 09/23/2010)

10/20/2010 21 NOTICE OF DISCREPANCY AND ORDER: by Judge Cormac J. Carney, ORDERING Uncontested Motion, Declarations, Proposed Orders submitted by Plaintiff Buttonwood Tree Value Partners LP received on 10/19/2010 is not to be filed but instead rejected. Denial based on: General Order 10-07 Case is designated for e-filing. (nca) (Entered: 10/21/2010)

10/27/2010 22 APPLICATION for attorney Richard D. Greenfield to Appear Pro Hac Vice (PHV Fee of $275 receipt number 0973-7721888 paid.) filed by Plaintiff Buttonwood Tree Value Partners LP. (Attachments: # 1 Exhibit A)(Tostrud, Jon) (Entered: 10/27/2010)

10/28/2010 23 FIRST AMENDED COMPLAINT against defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson amending Complaint - (Discovery), 1 ; filed by plaintiffs John Sorrells, Buttonwood Tree Value Partners LP (Attachments: # 1 part 2, # 2 part 3)(rla) (Entered: 10/29/2010)

10/29/2010 24 ORDER by Judge Cormac J. Carney: granting Application to Appear Pro Hac Vice by Attorney Richard D. Greenfield on behalf of plaintiff Buttonwood Tree Value Partners LP and John Sorrells, designating Jon Tostrud as local counsel. 22 (twdb) (Entered: 11/01/2010)

11/18/2010 25 STIPULATION for Discovery as to Stipulation Providing Limited Discovery by Plaintiffs filed by Plaintiff Buttonwood Tree Value Partners LP. (Attachments: # 1 Proposed Order)(Tostrud, Jon) (Entered: 11/18/2010)

11/19/2010 26 ORDER PROVIDING FOR LIMITED DISCOVERY BY PLAINTIFFS, by Judge Cormac J. Carney. Based on the Stipulation for Order Providing For Limited Discovery By Plaintiffs 25 , and good cause appearing therefore, IT IS HEREBY ORDERED THAT: the parties' requested limitation of discovery as set forth in their stipulation is GRANTED. IT IS SO ORDERED. (dro) (Entered: 11/22/2010)

12/03/2010 27 NOTICE OF MOTION AND MOTION to Dismiss Plaintiffs' First Amended Complaint and MEMORANDUM OF POINTS AND AUTHORITIES in support, filed by Defendants Fred M Edwards, H Anthony Gartshore, F David Hare, Gary M Horgan, Thomas E McCullough, Dorothea Montoya, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. Motion set for hearing on 2/28/2011 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Proposed Order)(Weir, Charles) (Entered: 12/03/2010)

12/03/2010 28 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Plaintiffs' First Amended Complaint and MEMORANDUM OF POINTS AND AUTHORITIES in support, 27 filed by Defendants Fred M Edwards, H Anthony Gartshore, F David Hare, Gary M Horgan, Thomas E McCullough, Dorothea Montoya, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Ex.1, # 2 Ex. 2, # 3 Ex. 3, # 4 Ex. 4, # 5 Ex. 5, # 6 Ex. 6, # 7 Ex. 7, # 8 Ex. 8, # 9 Ex. 9, # 10 Ex.10, # 11 Ex. 11, # 12 Ex. 12, # 13 Ex. 13, # 14 Ex. 14, # 15 Ex. 15, # 16 Ex. 16, # 17 Ex. 17, # 18 Ex. 18, # 19 Ex. 19, # 20 Ex. 20, # 21 Ex. 21, # 22 Ex. 22, # 23 Ex. 23, # 24 Ex. 24, # 25 Ex. 25, # 26 Ex. 26, # 27 Ex. 27, # 28 Ex. 28, # 29 Ex. 29, # 30 Ex. 30, # 31 Ex. 31, # 32 Ex. 32, # 33 Ex. 33, # 34 Ex. 34, # 35 Ex. 35, # 36 Ex. 36, # 37 Ex. 37, # 38 Ex. 38, # 39 Ex. 39, # 40 Ex. 40, # 41 Ex. 41)(Weir, Charles) (Entered: 12/03/2010)

12/30/2010 29 NOTICE OF ERRATA filed by Defendants Fred M Edwards, H Anthony Gartshore, F David Hare, Gary M Horgan, Thomas E McCullough, Dorothea Montoya, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson, Plaintiff John Sorrells. correcting MOTION to Dismiss Plaintiffs' First Amended Complaint and MEMORANDUM OF POINTS AND AUTHORITIES in support, 27 (Attachments: # 1 Memorandum Corrected Memorandum of Points and Authorities)(Weir, Charles) (Entered: 12/30/2010)

12/30/2010 30 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Plaintiffs' First Amended Complaint and MEMORANDUM OF POINTS AND AUTHORITIES in support, 27 filed by defendant Fred M Edwards, H Anthony Gartshore, F David Hare, Gary M Horgan, Thomas E McCullough, Dorothea Montoya, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Exhibit 42, # 2 Exhibit 43, # 3 Exhibit 44, # 4 Exhibit 45, # 5 Exhibit 46, # 6 Exhibit 47, # 7 Exhibit 48, # 8 Exhibit 49)(Weir, Charles) (Entered: 12/30/2010)

12/31/2010 31 STIPULATION for Extension of Time to File Response filed by plaintiff Buttonwood Tree Value Partners LP. (Attachments: # 1 Proposed Order)(Greenfield, Richard) (Entered: 12/31/2010)

01/07/2011 32 ORDER by Judge Cormac J. Carney, re Stipulation 31 REGARDING AMENDED BRIEFING Schedule for MOTION to Dismiss 27 : IT IS HEREBY ORDERED THAT: 1. Plaintiffs shall have until January 21, 2011 to file their opposition to the Motion to Dismiss filed by Defendants; 2. Defendants shall file any reply briefs on or before February 11, 2011; and 3. The hearing on Defendants' Motions to Dismiss shall still take place on February 28, 2011 at 1:30 p.m. (rla) (Entered: 01/10/2011)

01/19/2011 33 CERTIFICATE of Interested Parties filed by Defendants All Defendants, (Jones, Gregory) (Entered: 01/19/2011)

01/21/2011 34 MEMORANDUM in Opposition to MOTION to Dismiss Plaintiffs' First Amended Complaint and MEMORANDUM OF POINTS AND AUTHORITIES in support, 27 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Declaration of Richard D. Greenfield, # 2 Exhibit Greenfield Decl. Exh. 1, # 3 Exhibit Greenfield Decl. Exh. 2, # 4 Exhibit Greenfield Decl. Exh. 3, # 5 Exhibit Greenfield Decl. Exh. 4, # 6 Exhibit Greenfield Decl. Exh. 5)(Miller, Matthew) (Entered: 01/21/2011)

01/21/2011 35 NOTICE OF MOTION AND MOTION to Strike certain exhibits to Defs' Request for Judicial Notice and references thereto in the memorandum in support of Defs' Motion to Dismiss Request for Judicial Notice, Request for Relief,,,,,,,, 28 , MOTION to Dismiss Plaintiffs' First Amended Complaint and MEMORANDUM OF POINTS AND AUTHORITIES in support, 27 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. Motion set for hearing on 2/28/2011 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Memorandum, # 2 Proposed Order)(Miller, Matthew) (Entered: 01/21/2011)

02/11/2011 36 REPLY in support of MOTION to Dismiss Plaintiffs' First Amended Complaint and MEMORANDUM OF POINTS AND AUTHORITIES in support, 27 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Weir, Charles) (Entered: 02/11/2011)

02/11/2011 37 OPPOSITION re: MOTION to Strike certain exhibits to Defs' Request for Judicial Notice and references thereto in the memorandum in support of Defs' Motion to Dismiss Request for Judicial Notice, Request for Relief,,,,,,,, 28 , MOTION to Dismiss Plai MOTION to Strike certain exhibits to Defs' Request for Judicial Notice and references thereto in the memorandum in support of Defs' Motion to Dismiss Request for Judicial Notice, Request for Relief,,,,,,,, 28 , MOTION to Dismiss Plai MOTION to Strike certain exhibits to Defs' Request for Judicial Notice and references thereto in the memorandum in support of Defs' Motion to Dismiss Request for Judicial Notice, Request for Relief,,,,,,,, 28 , MOTION to Dismiss Plai 35 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Weir, Charles) (Entered: 02/11/2011)

02/14/2011 38 NOTICE of Appearance filed by attorney Ilene Freier Brookler on behalf of Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells (Brookler, Ilene) (Entered: 02/14/2011)

02/16/2011 39 REPLY Support MOTION to Strike certain exhibits to Defs' Request for Judicial Notice and references thereto in the memorandum in support of Defs' Motion to Dismiss Request for Judicial Notice, Request for Relief,,,,,,,, 28 , MOTION to Dismiss Plai MOTION to Strike certain exhibits to Defs' Request for Judicial Notice and references thereto in the memorandum in support of Defs' Motion to Dismiss Request for Judicial Notice, Request for Relief,,,,,,,, 28 , MOTION to Dismiss Plai MOTION to Strike certain exhibits to Defs' Request for Judicial Notice and references thereto in the memorandum in support of Defs' Motion to Dismiss Request for Judicial Notice, Request for Relief,,,,,,,, 28 , MOTION to Dismiss Plai 35 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Miller, Matthew) (Entered: 02/16/2011)

02/22/2011 40 MINUTES (IN CHAMBERS): ORDER by Judge Cormac J. Carney: denying 27 Motion to Dismiss ; denying as moot 35 Motion to Strike Certain Exhibits. (rla) (Entered: 02/23/2011)

03/08/2011 41 JOINT REPORT Rule 26(f) Discovery Plan ; estimated length of trial 3 weeks, filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E

McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson.. (Weir, Charles) (Entered: 03/08/2011)

03/08/2011 42 STIPULATION for Extension of Time to Amend Amended Complaint, 23 , STIPULATION for Extension of Time to File Answer to 5/16/2011 re Amended Complaint, 23 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Weir, Charles) (Entered: 03/08/2011)

03/23/2011 43 ORDER by Judge Cormac J. Carney, Granting Stipulation RE: Filing of Second Amended Complaint and Defendants' Responsive Pleading 42 . See Order for information and deadlines. (twdb) (Entered: 03/24/2011)

04/04/2011 44 STIPULATION for Protective Order filed by plaintiff Buttonwood Tree Value Partners LP. (Attachments: # 1 Proposed Order, # 2 Exhibit A)(Tostrud, Jon) (Entered: 04/04/2011)

04/14/2011 45 SCHEDULING ORDER by Judge Cormac J. Carney. Discovery cut-off 7/13/2012. Motions due by 9/14/2012. Final Pretrial Conference set for 10/15/2012 at 3:30 PM before Judge Cormac J. Carney. Jury Trial set for 10/23/2012 at 09:00 AM before Judge Cormac J. Carney. (ade) (Entered: 04/15/2011)

04/14/2011 46 ORDER regarding settlement procedures, pre-trial conference and trial by Judge Cormac J. Carney. The Courts mandatory procedures and requirements for Settlement, the Pre-Trial Conference and Trial are as follows: See order for more information. (twdb) (Entered: 04/18/2011)

04/18/2011 47 PROTECTIVE ORDER by Magistrate Judge Marc L. Goldman. The parties requested CONFIDENTIALITY STIPULATION AND PROTECTIVE ORDER is hereby SO ORDERED 44 (twdb) (Entered: 04/18/2011)

05/16/2011 48 ANSWER to Amended Complaint, 23 JURY DEMAND. filed by defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson.(Strabo, Jason) (Entered: 05/16/2011)

06/03/2011 49 NOTICE OF MOTION AND First MOTION to Consolidate Cases, as to 10-cv-7164,, First MOTION for Appointment of Counsel Greenfield & Goodman & CGL filed by Plaintiffs Buttonwood Tree Value Partners LP. Motion set for hearing on 8/15/2011 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit)(Brookler, Ilene) (Entered: 06/03/2011)

06/06/2011 50 NOTICE OF MOTION re First MOTION to Consolidate Cases, as to 10-cv-7164,First MOTION for Appointment of Counsel Greenfield & Goodman & CGL 49 filed by Plaintiff Buttonwood Tree Value Partners LP. Motion set for hearing on 8/15/2011 at 01:30 PM before Judge Cormac J. Carney. (Brookler, Ilene) (Entered: 06/06/2011)

06/23/2011 51 NOTICE OF MOTION AND First MOTION to Certify Class filed by Plaintiff Buttonwood Tree Value Partners LP. Motion set for hearing on 11/28/2011 at 01:30

PM before Judge Cormac J. Carney. (Attachments: # 1 Proposed Order)(Brookler, Ilene) (Entered: 06/23/2011)

06/23/2011 52 MEMORANDUM in Support of First MOTION to Certify Class 51 filed by Plaintiff Buttonwood Tree Value Partners LP. (Brookler, Ilene) (Entered: 06/23/2011)

06/23/2011 53 DECLARATION of Richard D. Greenfield, Esq. in support of First MOTION to Certify Class 51 filed by Plaintiff Buttonwood Tree Value Partners LP. (Attachments: # 1 Exhibit, # 2 Exhibit)(Brookler, Ilene) (Entered: 06/23/2011)

07/25/2011 54 MEMORANDUM in Opposition to Buttonwood Tree Value Partners, LP and John Sorrellis' MOTION to Coordinate Related Actions for Pre-Trial Proceedings and to Appoint Lead Counsel 49 ; filed by Movants Stanley Harris, Ted Pappas. (rla) (Entered: 07/27/2011)

07/25/2011 55 DECLARATION of DANIEL L. GERMAIN in Support of Memorandum in Opposition to Buttonwood Tree Value Partners, LP and John Sorrellis' MOTION to Coordinate Related Actions for Pre-Trial Proceeding and Appoint Lead Counsel 49 ; filed by Movants Stanley Harris, Ted Pappas. (Attachments: # 1 PART 2, # 2 PART 3, # 3 PART 4)(rla) (Entered: 07/27/2011)

08/01/2011 56 REPLY in support First MOTION to Consolidate Cases, as to 10-cv-7164,First MOTION for Appointment of Counsel Greenfield & Goodman & CGL 49 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Exhibit Exh. A)(Miller, Matthew) (Entered: 08/01/2011)

08/03/2011 57 MINUTE ORDER IN CHAMBERS by Judge Cormac J. Carney: ADVANCING HEARING ON PLAINTIFFS' MOTION TO COORDINATE RELATED ACTIONS FOR PRE-TRIAL PROCEEDINGS AND TO APPOINT LEAD COUNSEL re: First MOTION 49 . The Court, on its own motion, hereby advances the hearing on Plaintiffs' motion to coordinate related actions for pre-trial proceedings and to appoint lead counsel set for August 15, 2011 at 1:30 p.m. to August 12, 2011 at 9:00 a.m. (rla) (Entered: 08/04/2011)

08/05/2011 58 STATEMENT of Position regarding First MOTION to Consolidate Cases, as to 10-cv-7164,First MOTION for Appointment of Counsel Greenfield & Goodman & CGL 49 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Weir, Charles) (Entered: 08/05/2011)

08/05/2011 59 NOTICE OF MOTION AND MOTION for Summary Judgment as to Plaintiffs' Claims filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. Motion set for hearing on 10/31/2011 at 01:30 PM before Judge Cormac J. Carney. (Weir, Charles) (Entered: 08/05/2011)

08/05/2011 60 STATEMENT of Uncontroverted Material Facts and Conclusions of Law in support of Defendants' MOTION for Summary Judgment as to Plaintiffs' Claims 59 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J

Sweeney, Steven J Sweeney, Elizabeth Thompson. (Weir, Charles) (Entered: 08/05/2011)

08/05/2011 61 APPENDIX OF EVIDENCE re MOTION for Summary Judgment as to Plaintiffs' Claims 59 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Declaration of Charles Weir, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9, # 11 Exhibit 10)(Weir, Charles) (Entered: 08/05/2011)

08/05/2011 62 PROPOSED JUDGMENT re MOTION for Summary Judgment as to Plaintiffs' Claims 59 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Weir, Charles) (Entered: 08/05/2011)

08/08/2011 63 MINUTES (IN CHAMBERS): ORDER by Judge Cormac J. Carney: granting in Part 49 Motion to Consolidate Cases for Pretrial Proceedings and Ordering Parties to Appear Before Magistrate Judge Goldman. Accordingly, the hearing set for August 12, 2011 at 9:00 a.m. is hereby vacated and off calendar. See minute order for more information. (twdb) (Entered: 08/08/2011)

08/22/2011 64 APPLICATION for Discovery regarding Joint Discovery Plan and Proposed Case Management Order Per August 8, 2011 Minute Order filed by ERISA Plaintiffs Stanley Harris, Ted Pappas. (Attachments: # 1 Proposed Order re Case Management)(Germain, Daniel) (Entered: 08/22/2011)

08/29/2011 65 MINUTE ORDER IN CHAMBERS by Magistrate Judge Marc L. Goldman: SETTING TELEPHONIC SCHEDULING CONFERENCE. The Court orders this matter set for a telephonic scheduling conference on Thursday, September 1, 2011, at 10:00 a.m. with Magistrate Judge Marc L. Goldman for all counsel in this action. The call-in information for this telephonic status conference is set forth below: See minute order for more information. ( Telephone Scheduling Conference set for 9/1/2011 10:00 AM before Magistrate Judge Marc L. Goldman.) (twdb) (Entered: 08/29/2011)

08/29/2011 66 MINUTES OF Telephonic Status Conference held before Magistrate Judge Marc L. Goldman: Case called. Appearances made. telephonic status conference held. Counsel are instructed to submit a revised case management order.Court Recorder: CS 9/1/11. (twdb) (Entered: 09/01/2011)

09/01/2011 67 AMENDED MINUTES held before Magistrate Judge Marc L. Goldman re: Telephonic Status Conference 66 . (twdb) (Entered: 09/01/2011)

09/14/2011 68 NOTICE OF LODGING filed [Proposed] Case Management Order re APPLICATION for Discovery regarding Joint Discovery Plan and Proposed Case Management Order Per August 8, 2011 Minute Order 64 , Status Conference 66 (Attachments: # 1 Proposed Order Case Management Order)(Strabo, Jason) (Entered: 09/14/2011)

09/16/2011 69 NOTICE OF LODGING filed [Proposed] Counter Case Management Order re Notice of Lodging, 68 (Attachments: # 1 Proposed Order Proposed Counter Case Management Order)(Brookler, Ilene) (Entered: 09/16/2011)

09/16/2011 70 RESPONSE filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompsonto Notice of Lodging 69 Response to [Proposed] Counter Case Management Order (Strabo, Jason) (Entered: 09/16/2011)

09/22/2011 71 REPLY filed by Plaintiff John Sorrells to Response (non-motion), Response (non-motion) 70 Reply to Response to [Proposed] Counter Case Management Order (Brookler, Ilene) (Entered: 09/22/2011)

09/29/2011 72 NOTICE OF MOTION AND MOTION for Protective Order for the Use of Confidential Information (Unopposed) filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Proposed Order Proposed Amended Protective Order Regarding Confidential Information, # 2 Declaration of Matthew E. Miller)(Miller, Matthew) (Entered: 09/29/2011)

09/29/2011 73 MINUTE ORDER IN CHAMBERS by Magistrate Judge Marc L. Goldman: for 10/5/2011 02:00 PM before Magistrate Judge Marc L. Goldman for all counsel in this action. The call-in information for this telephonic status conference is set forth below: (see document for further details.) (rla) (Entered: 09/29/2011)

09/30/2011 76 AMENDED PROTECTIVE ORDER REGARDING CONFIDENTIAL INFORMATION by Magistrate Judge Marc L. Goldman. (See document for details.) IT IS SO ORDERED. (rla) (Entered: 10/04/2011)

10/04/2011 74 TRANSCRIPT for proceedings held on 9/01/2011 10:08am. Court Reporter/Electronic Court Recorder: Huntington Court Reporters And Transcription Inc, phone number (626) 792-7250. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Electronic Court Recorder before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Notice of Intent to Redact due within 7 days of this date. Redaction Request due 10/25/2011. Redacted Transcript Deadline set for 11/4/2011. Release of Transcript Restriction set for 1/2/2012. (ml) (Entered: 10/04/2011)

10/04/2011 75 NOTICE OF FILING TRANSCRIPT filed for proceedings 9/01/2011 10:08am (ml) (Entered: 10/04/2011)

10/05/2011 77 MINUTES OF Telephone Status Conference held before Magistrate Judge Marc L. Goldman: Case called. Appearances made. Telephonic status conference held. Counsel are instructed to submit a revised case management order.Court Recorder: CS 10/5/11. (twdb) (Entered: 10/06/2011)

10/06/2011 78 Amendment to First MOTION to Certify Class 51 filed by Plaintiff Buttonwood Tree Value Partners LP. (Attachments: # 1 Proposed Order Revised Proposed Order to Certify Class)(Brookler, Ilene) (Entered: 10/06/2011)

10/06/2011 79 MEMORANDUM in Support of First MOTION to Certify Class 51 Amended and filed by Plaintiff John Sorrells and filed by Plaintiff Buttonwood Tree Value Partners LP. (Brookler, Ilene) (Entered: 10/06/2011)

10/06/2011 80 DECLARATION of Richard D. Greenfield in support First MOTION to Certify Class 51 filed by Plaintiff John Sorrells and filed by Plaintiff Buttonwood Tree Value Partners LP. (Attachments: # 1 Exhibit, # 2 Exhibit)(Brookler, Ilene) (Entered: 10/06/2011)

10/14/2011 81 OPPOSITION re: First MOTION to Certify Class 51 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Strabo, Jason) (Entered: 10/14/2011)

10/14/2011 82 DECLARATION of Charles Weir in opposition to First MOTION to Certify Class 51 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N)(Strabo, Jason) (Entered: 10/14/2011)

10/14/2011 83 REQUEST FOR JUDICIAL NOTICE re First MOTION to Certify Class 51 filed by defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Strabo, Jason) (Entered: 10/14/2011)

10/24/2011 84 STIPULATION for Hearing re First MOTION to Certify Class 51 , MOTION for Summary Judgment as to Plaintiffs' Claims 59 filed by defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Strabo, Jason) (Entered: 10/24/2011)

10/24/2011 85 NOTICE OF LODGING filed Revised [Proposed] Case Management Order re Telephone Conference 77 (Attachments: # 1 Proposed Order)(Strabo, Jason) (Entered: 10/24/2011)

10/25/2011 86 ORDER by Judge Cormac J. Carney, granting Stipulation to continue Hearings on motion for summary judgment and for motion class certification 84 . The hearings re Motion originally scheduled have been rescheduled. ( Motions set for hearing on 12/5/2011 at 01:30 PM before Judge Cormac J. Carney.) (twdb) (Entered: 10/25/2011)

10/26/2011 87 CASE MANAGEMENT ORDER by Magistrate Judge Marc L. Goldman, The Court orders: 3. The deadlines set forth III the Scheduling Order entered III the Buttonwood action dated April 14, 2011 [Docket No. 45] are extended as follows: a. All discovery, including discovery motions, shall be completed by November 16, 2012. Discovery motions must be heard and filed prior to that date. b. The parties shall have until January 14, 2013 to file and have heard all other motions, including motions to join or amend the pleadings. c. A pretrial conference shall be held on Monday, February 25, 2013 at 3:30 p.m. Full compliance with Local Rule 16 is required. d. The jury trial of the case shall begin on Tuesday, March 5, 2013 at 9:00 a.m. (see document for further details.) (rla) (Entered: 10/28/2011)

11/03/2011 88 OPPOSITION to MOTION for Summary Judgment as to Plaintiffs' Claims 59 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Statement of Genuine Disputes, # 2 Declaration Decl. of Scott D. Hakala, # 3 Exhibit Hakala Decl. Exh. A, # 4 Exhibit Hakala Decl. Exh. B, # 5 Exhibit Hakala Decl. Exh. C, # 6 Exhibit Hakala Decl. Exh. D, # 7 Exhibit Hakala Decl. Exh. E, # 8 Declaration Decl. of Matthew E. Miller, # 9 Exhibit Miller Decl. Exh. A, # 10 Exhibit Miller Decl. Exh. B, # 11 Exhibit Miller Decl. Exh. C, # 12 Exhibit Miller Decl. Exh. D, # 13 Exhibit Miller Decl. Exh. E, # 14 Exhibit Miller Decl. Exh. F, # 15 Exhibit Miller Decl. Exh. G)(Miller, Matthew) (Entered: 11/03/2011)

11/17/2011 89 REPLY In support of MOTION for Summary Judgment as to Plaintiffs' Claims 59 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Strabo, Jason) (Entered: 11/17/2011)

11/17/2011 90 REPLY in support First MOTION to Certify Class 51 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Declaration, # 2 Exhibit to Miller Declaration, # 3 Exhibit to Miller Declaration, # 4 Exhibit to Miller Declaration, # 5 Exhibit to Miller Declaration, # 6 Declaration, # 7 Declaration)(Brookler, Ilene) (Entered: 11/17/2011)

11/22/2011 91 NOTICE OF MOTION AND MOTION to Strike declarations and exhibits Reply (Motion related), Reply (Motion related) 90 or, alternatively for leave to file supplemental opposition to Motion for Class Certification filed by defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. Motion set for hearing on 1/9/2012 at 01:30 PM before Judge Cormac J. Carney. (Strabo, Jason) (Entered: 11/22/2011)

11/22/2011 92 EX PARTE APPLICATION for Order for Shortening Time On Motion To Strike Declarations And Exhibits Filed In Support Of Motion For Class Certification Or, Alternatively, For Leave To File Supplemental Opposition To Motion For Class Certification filed by defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Strabo, Jason) (Entered: 11/22/2011)

11/30/2011 93 MEMORANDUM in Opposition to MOTION to Strike declarations and exhibits Reply (Motion related), Reply (Motion related) 90 or, alternatively for leave to file supplemental opposition to Motion for Class Certification MOTION to Strike declarations and exhibits Reply (Motion related), Reply (Motion related) 90 or, alternatively for leave to file supplemental opposition to Motion for Class Certification MOTION to Strike declarations and exhibits Reply (Motion related), Reply (Motion related) 90 or, alternatively for leave to file supplemental opposition to Motion for Class Certification 91 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Brookler, Ilene) (Entered: 11/30/2011)

11/30/2011 94 MINUTES (IN CHAMBERS): ORDER by Judge Cormac J. Carney: granting 92 Ex Parte Application for Leave to File a Supplemental Opposition to Plaintiffs' Motion for Class Certification. Court hereby GRANTS Defendants' request for leave to file a supplemental opposition. Accordingly, the hearing on Plaintiffs' motion for class

certification and Defendants' motion for summary judgment set for December 5, 2011 at 1:30 p.m. is CONTINUED to January 23, 2012 at 1:30 p.m. Defendants shall have until January 2, 2012 to file their supplemental opposition. Plaintiffs shall have until January 9, 2012 to file a sur-reply. (rla) (Entered: 11/30/2011)

12/07/2011 95 STIPULATION for Hearing re First MOTION to Certify Class 51 , Order on Ex Parte Application for Order,, 94 , MOTION for Summary Judgment as to Plaintiffs' Claims 59 filed by defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Strabo, Jason) (Entered: 12/07/2011)

12/09/2011 96 ORDER by Judge Cormac J. Carney, GRANTING STIPULATION TO CONTINUE HEARING ON MOTION FOR CLASS CERTIFICATION 95 : IT IS ORDERED that the Stipulation is granted. It is FURTHER ORDERED that: 1. Defendants shall file their Supplemental Opposition to the Motion for Class Certification no later than February 10, 2012. 2. Plaintiffs shall file any Sur-Reply in support of the Motion for Class Certification no later than March 12, 2012, without prejudice to any requests for further adjournments, if necessary, to afford Plaintiffs sufficient time to depose any expert or other witness Defendants rely upon in their Supplemental Opposition. 3. The Motion for Class Certification shall be heard on March 26, 2012 at 1:30 p.m.4. The Motion for Summary Judgment shall be heard on January 23,2012 at 1:30 p.m. (rla) (Entered: 12/09/2011)

12/30/2011 97 NOTICE of Appearance filed by attorney Sandra Watson Cuneo on behalf of Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells (Cuneo, Sandra) (Entered: 12/30/2011)

01/05/2012 98 NOTICE of Appearance filed by attorney Jon A Tostrud on behalf of Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells (Tostrud, Jon) (Entered: 01/05/2012)

01/19/2012 99 NOTICE of Decision: filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Strabo, Jason) (Entered: 01/19/2012)

01/19/2012 100 NOTICE of Manual Filing filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells of Motion for Leave to Amend Complaint. (Brookler, Ilene) (Entered: 01/19/2012)

01/19/2012 101 MINUTES (IN CHAMBERS): ORDER by Judge Cormac J. Carney: DENYING DEFENDANTS' MOTION FOR SUMMARY JUDGMENT 59 . Accordingly, the hearing set for January 23, 2012 at 1:30 p.m. is hereby vacated and off calendar. (See document for details.) (rla) (Entered: 01/20/2012)

01/20/2012 102 NOTICE of Manual Filing filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells of Leave to Amend Complaint. (Brookler, Ilene) (Entered: 01/20/2012)

01/27/2012 103 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice of Manual Filing (G-92) 100 . The following error(s) was found: Incorrect document is attached to the docket entry. In response to this notice the court may

order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (twdb) (Entered: 01/27/2012)

01/30/2012 104 STIPULATION for Leave to file Second Amended Complaint Stipulation Regarding (I) Filing of Second Amended Class Action Complaint, (II) Schedule for Briefing on Motion to Dismiss, and (III) Other Pending Case Dates and Deadlines filed by defendants Fred M Edwards, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Strabo, Jason) (Entered: 01/30/2012)

02/01/2012 105 ORDER by Judge Cormac J. Carney, GRANTING Stipulation 104 REGARDING (I) FILING OF SECOND AMENDED CLASS ACTION COMPLAINT, (II) SCHEDULE FOR BRIEFING ON MOTION TO DISMISS AND (III) OTHER PENDING CASE DATES AND DEADLINES: IT IS HEREBY ORDERED that the Stipulation is granted. It is FURTHER ORDERED that: 1. Plaintiffs' motion for leave to file the Second Amended Complaint (SAC) shall be deemed to have been filed on January 23, 2012; 2. Plaintiffs are granted leave to file the SAC; 3. Deloitte andTouche LLP (Deloitte) will file its motion to dismiss (MTD) on or before March 20, 2012; (See document for further details.) (rla) (Entered: 02/02/2012)

02/06/2012 106 STIPULATION File Third Amended Complaint Under Seal filed by plaintiff Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Proposed Order)(Miller, Matthew) (Entered: 02/06/2012)

02/09/2012 107 ORDER by Judge Cormac J. Carney, PERMITTING SECOND AMENDED COMPLAINT TO BE FILED UNDER SEAL PURSUANT TO CONFIDENTIALITY STIPULATION (DOCUMENT 44) AND PROTECTIVE ORDER DATED APRIL 18, 2011 (DOCUMENT 47) (rla) (Entered: 02/09/2012)

02/09/2012 108 NOTICE of Manual Filing filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells of Second Amended Complaint Filed Under Seal Pursuant to Confidentiality Stipulation (Document 44) and Protective Order Dated April April 18, 2011. (Cuneo, Sandra) (Entered: 02/09/2012)

02/10/2012 109 ** SEALED DOCUMENT ** SECOND AMENDED COMPLAINT against defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson, Deloitte & Touche LLP; Party Stanley Harris and Ted Pappas terminated amending First Amended Complaint 23 . Filed by plaintiffs Buttonwood Tree Value Partners LP, John Sorrells (Attachments: # 1 1, # 2 2, # 3 3, # 4 4)(ade) (Entered: 02/21/2012)

02/23/2012 110 WAIVER OF SERVICE Returned Executed filed by plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. upon Deloitte & Touche LLP waiver sent by Plaintiff on 2/15/2012, answer due 4/15/2012. Waiver of Service signed by James Farrell. (Cuneo, Sandra) (Entered: 02/23/2012)

03/12/2012 111 MEMORANDUM in Support of Unopposed Motion for Entry of Order filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Brookler, Ilene) (Entered: 03/12/2012)

03/12/2012 112 NOTICE OF MOTION AND MOTION for Order for Publication of Second PSLRA Notice is Not Required filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. Motion set for hearing on 4/16/2012 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Proposed Order)(Brookler, Ilene) (Entered: 03/12/2012)

03/14/2012 113 ORDER by Judge Cormac J. Carney: HOLDING THAT PUBLICATION OF A SECOND PSLRA NOTICE IS NOT REQUIRED, OR ALTERNATIVELY, FOR AN EXTENSION OF TIME TO PUBLISH A SECOND NOTICE: Court enters an Order holding that Plaintiffs are not required to publish an additional notice, pursuant to the Exchange Act, as amended by the Private Securities Litigation Reform Act of 1995, due to their filing of a Second Amended Complaint, adding an additional defendant and extending the three-year Class Period by approximately three months. (rla) (Entered: 03/15/2012)

03/20/2012 114 Certificate of Interested Parties by Defendant Deloitte & Touche LLP [Fed. R. Civ. P. 7.1; Local Rule 7.1-1] Certificate of Interested Parties filed by Defendant Deloitte & Touche LLP, (Wald, Peter) (Entered: 03/20/2012)

03/20/2012 115 NOTICE of Manual Filing filed by Defendant Deloitte & Touche LLP of Defendant Deloitte & Touche LLP's Motion to Dismiss Plaintiffs' Second Amended Complaint; Memorandum of Points & Authorities in Support. (Wald, Peter) (Entered: 03/20/2012)

03/20/2012 116 REQUEST FOR JUDICIAL NOTICE Defendant Deloitte & Touche LLP's Request for Judicial Notice in Support of Its Motion to Dismiss Plaintiffs' Second Amended Complaint; Memorandum of Points & Authorities in Support Thereof filed by Defendant Deloitte & Touche LLP. (Attachments: # 1 Proposed Order)(Wald, Peter) (Entered: 03/20/2012)

03/20/2012 117 DECLARATION of Marcy C. Priedeman re Notice of Manual Filing (G-92) 115 Declaration of Marcy C. Priedeman in Support of Defendant Deloitte & Touche LLP's Motion to Dismiss Plaintiffs' Second Amended Complaint filed by Defendant Deloitte & Touche LLP. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16)(Wald, Peter) (Entered: 03/20/2012)

03/20/2012 118 NOTICE [Proposed] Order Granting Defendant Deloitte & Touche LLP's Motion to Dismiss Plaintiffs' Second Amended Complaint filed by defendant Deloitte & Touche LLP. (Wald, Peter) (Entered: 03/20/2012)

03/20/2012 119 PROOF OF SERVICE filed by defendant Deloitte & Touche LLP, re Notice of Manual Filing (G-92) 115 served on March 20, 2012. (Wald, Peter) (Entered: 03/20/2012)

03/20/2012 120 NOTICE OF MOTION AND MOTION to Dismiss Plaintiffs' Second Amended Complaint Redacted Defendant Deloitte & Touche LLP's Notice of Motion and Motion to Dismiss Plaintiffs' Second Amended Complaint; Memorandum of Points and Authorities in Support Thereof filed by defendant Deloitte & Touche LLP. Motion set for hearing on 6/11/2012 at 01:30 PM before Judge Cormac J. Carney. (Wald, Peter) (Entered: 03/20/2012)

03/20/2012 121 AMENDED ANSWER to Amended Complaint, 109 filed by defendant Jack A Sweeney, Richard Schreiber, Elizabeth Thompson, Lawrence J Sherman, Fred M Edwards, Marilyn J Sweeney, Steven J Sweeney, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough. (Weir, Charles) (Entered: 03/20/2012)

03/21/2012 122 NOTICE of Manual Filing filed by Defendant Deloitte & Touche LLP of Application to File Under Seal Defendant Deloitte & Touche LLP's Motion to Dismiss Plaintiff's Second Amended Complaint. (Wald, Peter) (Entered: 03/21/2012)

03/21/2012 123 OF SERVICE filed by Defendant Deloitte & Touche LLP, re Notice of Manual Filing (G-92) 122 PROOF OF SERVICE served on 3/21/2011. (Wald, Peter) (Entered: 03/21/2012)

03/21/2012 124 NOTICE OF DISCREPANCY AND ORDER: by Judge Cormac J. Carney, ORDERING notice of motion submitted by Defendant Deloitte & Touche LLP received on 3/20/12 is not to be filed but instead rejected. Denial based on: L.R. 79-5.1 Application and order shall be presented along with document to be filed under seal. (twdb) (Entered: 03/23/2012)

03/23/2012 125 NOTICE of Manual Filing filed by Defendant Deloitte & Touche LLP of Defendant Deloitte & Touche LLP's Motion to Dismiss Plaintiffs' Second Amended Complaint; Memorandum of Points and Authorities in Support. (Wald, Peter) (Entered: 03/23/2012)

03/23/2012 126 NOTICE of Manual Filing filed by Defendant Deloitte & Touche LLP of Defendant Deloitte & Touche LLP's Application to File Under Seal Defendant Deloitte & Touche LLP's Motion to Dismiss Plaintiffs' Second Amended Complaint; Declaration of Marcy C. Priedeman in Support of Defendant Deloitte & Touche LLP's Application to File Under Seal Its Motion to Dismiss Plaintiffs' Second Amended Complaint; [Propose] Order Granting Defendant Deloitte & Touche LLP's Application to File Under Seal Defendant Deloitte & Touche LLP's Motion to Dismiss Plaintiffs' Second Amended Complaint. (Wald, Peter) (Entered: 03/23/2012)

03/26/2012 127 APPLICATION to File Under Seal Motion to Dismiss Plaintiffs' Second Amended Complaint; filed by defendant Deloitte & Touche LLP. (rla) (Entered: 03/27/2012)

03/26/2012 128 DECLARATION of MARCY C. PRIEDEMAN IN SUPPORT OF APPLICATION to File Under Seal Its Motion to Dismiss Second Amended Complaint 127 ; filed by Defendant Deloitte & Touche LLP. (rla) (Entered: 03/27/2012)

03/26/2012 129 ORDER by Judge Cormac J. Carney: GRANTING APPLICATION TO FILE UNDER SEAL Motion to Dismiss Second Amended Complaint 127 . (rla) (Entered: 03/27/2012)

03/26/2012 130 SEALED DOCUMENT RE: NOTICE OF MOTION AND MOTION to Dismiss Second Amended Complaint; Memorandum of Points and Authorities in Support Thereof. (lwag) (Entered: 04/04/2012)

04/10/2012 131 NOTICE OF MOTION AND Cross MOTION to Strike Request for Judicial Notice, 116 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. Motion set for hearing on 5/14/2012 at 01:30 PM before Judge Cormac J. Carney.

(Attachments: # 1 Memorandum in Opposition to Deloitte's Request for Judicial Notice and in Support of Cross Motion to Strike Certain Exhibits from RJN, # 2 Proposed Order)(Brookler, Ilene) (Entered: 04/10/2012)

04/16/2012 132 NOTICE of Appearance filed by attorney James J Farrell on behalf of Defendant Deloitte & Touche LLP (Farrell, James) (Entered: 04/16/2012)

04/23/2012 133 OPPOSITION in opposition re: Cross MOTION to Strike Request for Judicial Notice, 116 Cross MOTION to Strike Request for Judicial Notice, 116 131 Defendant Deloitte & Touche LLP's Opposition to Plaintiffs' Motion to Strike Certain Exhibits Filed in Support of Deloitte's Motion to Dismiss filed by Defendant Deloitte & Touche LLP. (Wald, Peter) (Entered: 04/23/2012)

04/30/2012 134 REPLY in Support of Cross MOTION to Strike Request for Judicial Notice, 116 Cross MOTION to Strike Request for Judicial Notice, 116 131 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Brookler, Ilene) (Entered: 04/30/2012)

05/04/2012 135 NOTICE of Manual Filing filed by Plaintiff John Sorrells of Notice of Manual Filing. (Brookler, Ilene) (Entered: 05/04/2012)

05/07/2012 136 NOTICE of Manual Filing filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells of Memorandum of Points and Authorities in Opposition to Deloitte & Touche LLP's Sealed Motion to Dismiss [Corrected Version]. (Cuneo, Sandra) (Entered: 05/07/2012)

05/07/2012 137 REPLY Defendant Deloitte & Touche LLP's Reply in Support of Request for Judicial Notice (Deloitte's Motion to Dismiss Plaintiffs Second Amended Complaint) filed by Defendant Deloitte & Touche LLP. (Wald, Peter) (Entered: 05/07/2012)

05/07/2012 138 MINUTE ORDER IN CHAMBERS by Judge Cormac J. Carney: Order continuing Plaintiffs' Cross MOTION to Strike Defendant's Exhibits 131 . ( Motion set for hearing on 6/11/2012 at 01:30 PM before Judge Cormac J. Carney.) (twdb) (Entered: 05/07/2012)

05/08/2012 139 SEALED DOCUMENT RE APPLICATION to File Plaintiff's Memorandum of Points and Authorities in Opposition to Deloitte & Touche LLP's Sealed Motion to Dismiss Under Seal Pursuant to Court Order Dated April 18, 2011. Filed by plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (dg) (Entered: 05/17/2012)

05/08/2012 140 SEALED DOCUMENT RE ORDER by Judge Cormac J. Carney: granting 139 Application to Seal Plaintiff's Memorandum of Points and Authorities in Opposition to Deloitte & Touche LLP's Sealed Motion to Dismiss Under Seal (dg) (Entered: 05/17/2012)

05/08/2012 141 SEALED DOCUMENT RE MEMORANDUM of Points and Authorities in Opposition to Defendant Deloitte & Touche, LLP's Motion to Dismiss [Corrected Version] filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (dg) (Entered: 05/17/2012)

05/25/2012 142 NOTICE of Manual Filing filed by Defendant Deloitte & Touche LLP of Defendant Deloitte & Touche LLPs Reply in Support of Motion To Dismiss Plaintiffs Second Amended Complaint; Defendant Deloitte & Touche LLPs Application to File under

Seal Deloittes Reply in Support of Motion to Dismiss Plaintiffs Second Amended Complaint; Declaration of Marcy C. Priedeman in Support of Defendant Deloitte & Touche LLPs Application to File under Seal Its Reply in Support of Motion to Dismiss Plaintiffs Second Amended Complaint; [Proposed] Order Granting Defendant Deloitte & Touche LLPs Application to File under Seal Deloittes Reply in Support of Motion to Dismiss Plaintiffs Second Amended Complaint; Proof of Service. (Wald, Peter) (Entered: 05/25/2012)

06/01/2012 143 APPLICATION to Seal defendant Deloitte and Touche LLP's reply in support of MOTION to Dismiss 130 filed by defendant Deloitte & Touche LLP. (twdb) (Entered: 06/05/2012)

06/01/2012 144 DECLARATION of Marcy C. Priedeman in support of APPLICATION to Seal ITS REPLY IN SUPPORT OF MOTION to Dismiss 130 143 filed by Defendant Deloitte & Touche LLP. (twdb) (Entered: 06/05/2012)

06/01/2012 145 REPLY in support of MOTION to Dismiss 130 filed by Defendant Deloitte & Touche LLP. (twdb) (Entered: 06/05/2012)

06/01/2012 146 ORDER by Judge Cormac J. Carney: denying 143 Application to Seal defendant Deloitte's reply in support of motion to dismiss plaintiffs' second amended complaint (twdb) (Entered: 06/05/2012)

06/01/2012 147 PROOF OF SERVICE filed by defendant Deloitte & Touche LLP, re APPLICATION to Seal re: MOTION to Dismiss 130 143 , Declaration (Motion related) 144 , Order on Application to Seal (document) 146 , Reply (Motion related) 145 served on 5/25/12. (twdb) (Entered: 06/05/2012)

06/07/2012 148 MINUTES (IN CHAMBERS): ORDER by Judge Cormac J. Carney: GRANTING DEFENDANT'S MOTION TO DISMISS 130 AND DENYING PLAINTIFFS' CROSS MOTION TO STRIKE 131 : Accordingly, the hearing set for June 11, 2012 at 1:30 p.m. is hereby vacated and off calendar. (See document for details.) (rla) (Entered: 06/08/2012)

06/26/2012 149 STIPULATION File Third Amended Complaint Under Seal filed by plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Proposed Order)(Miller, Matthew) (Entered: 06/26/2012)

06/27/2012 150 EXPARTE APPLICATION for Extension of Time to File Third Amended Complaint filed by Plaintiff Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Proposed Order)(Miller, Matthew) (Entered: 06/27/2012)

06/28/2012 151 ORDER by Judge Cormac J. Carney, granting Stipulation to File Third Amended Complaint Under Seal pursuant to protective Order dated 9/30/11 76 ., Stipulation 149 . (twdb) (Entered: 06/29/2012)

06/29/2012 152 NOTICE of Manual Filing filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells of Third Amended Complaint. (Miller, Matthew) (Entered: 06/29/2012)

06/29/2012 153 SEALED DOCUMENT RE: THIRD AMENDED COMPLAINT. (Attachments: # 1 Part 2, # 2 Part 3, # 3 Part 4)(lwag) (Entered: 07/02/2012)

07/02/2012 154 STIPULATION for Extension of Time to File Motion to Dismiss filed by defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Strabo, Jason) (Entered: 07/02/2012)

07/03/2012 155 Notice of Withdrawal of Ex Parte Application for Extension of Time to File Document 150 filed by plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Miller, Matthew) (Entered: 07/03/2012)

07/05/2012 156 ORDER by Judge Cormac J. Carney, granting Stipulation regarding briefing on motion to dismiss and other pending dates 154 . (twdb) (Entered: 07/05/2012)

07/16/2012 157 NOTICE OF MOTION AND MOTION for Leave to file Supplemental Third Amended Complaint filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. Motion set for hearing on 8/6/2012 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Proposed Order)(Brookler, Ilene) (Entered: 07/16/2012)

07/16/2012 158 MEMORANDUM in Support of MOTION for Leave to file Supplemental Third Amended Complaint 157 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Brookler, Ilene) (Entered: 07/16/2012)

07/19/2012 159 Amendment to MOTION for Leave to file Supplemental Third Amended Complaint 157 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Brookler, Ilene) (Entered: 07/19/2012)

07/23/2012 160 Opposition re: MOTION for Leave to file Supplemental Third Amended Complaint 157 Defendant Deloitte & Touche LLP's Opposition to Plaintiffs' Motion for Leave to Unseal the Third Amended Complaint filed by Defendant Deloitte & Touche LLP. (Wald, Peter) (Entered: 07/23/2012)

07/23/2012 161 DECLARATION of James J. Farrell in opposition to MOTION for Leave to file Supplemental Third Amended Complaint 157 Declaration of James J. Farrell in Support of Defendant's Opposition to Plaintiffs' Motion for Leave to File Redacted Third Amended Complaint filed by Defendant Deloitte & Touche LLP. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Farrell, James) (Entered: 07/23/2012)

07/23/2012 162 OPPOSITION Opposition to re: MOTION for Leave to file Supplemental Third Amended Complaint 157 Individual Defendants' Opposition to Plaintiffs' Motion for Leave to File Supplemental Third Amended Complaint filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Declaration of Charles E. Weir in Support of Individual Defendants' Opposition to Plaintiffs' Motion for Leave to File Supplemental Third Amended Complaint)(Strabo, Jason) (Entered: 07/23/2012)

07/30/2012 163 REPLY in support of motion MOTION for Leave to file Supplemental Third Amended Complaint 157 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Declaration of Ilene Freier Brookler)(Brookler, Ilene) (Entered: 07/30/2012)

08/01/2012 164 Joint STIPULATION to Continue Hearing from August 6, 2012 to September 10, 2012 Re: MOTION for Leave to file Supplemental Third Amended Complaint 157 , Joint STIPULATION for Hearing re Plaintiffs' Motion for Leave to File Redacted Third Amended Complaint filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Proposed Order)(Brookler, Ilene) (Entered: 08/01/2012)

08/02/2012 165 ORDER by Judge Cormac J. Carney: Granting Stipulation to Change in Hearing Date for Plaintiffs' Motion for Leave to file a Redacted Third Amended Complaint 164 . The hearing re Motion originally scheduled have been rescheduled (Motion set for hearing on 9/10/2012 at 01:30 PM before Judge Cormac J. Carney.) (mt) (Entered: 08/02/2012)

08/13/2012 166 NOTICE OF MOTION AND MOTION to Dismiss Plaintiffs' Third Amended Complaint Defendant Deloitte & Touche LLP's Notice of Motion and Motion to Dismiss Plaintiffs' Third Amended Complaint; Memorandum of Points and Authorities in Support Thereof filed by Defendant Deloitte & Touche LLP. Motion set for hearing on 11/5/2012 at 01:30 PM before Judge Cormac J. Carney. (Wald, Peter) (Entered: 08/13/2012)

08/13/2012 167 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Plaintiffs' Third Amended Complaint Defendant Deloitte & Touche LLP's Notice of Motion and Motion to Dismiss Plaintiffs' Third Amended Complaint; Memorandum of Points and Authorities in Support Thereof 166 filed by Defendant Deloitte & Touche LLP. (Wald, Peter) (Entered: 08/13/2012)

08/13/2012 168 DECLARATION of Marcy C. Priedeman in support MOTION to Dismiss Plaintiffs' Third Amended Complaint Defendant Deloitte & Touche LLP's Notice of Motion and Motion to Dismiss Plaintiffs' Third Amended Complaint; Memorandum of Points and Authorities in Support Thereof 166 filed by Defendant Deloitte & Touche LLP. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15)(Priedeman, Marcy) (Entered: 08/13/2012)

08/13/2012 169 NOTICE [Proposed] Order Granting Defendant Deloitte & Touche LLP's Request for Judicial Notice in Support of Its Motion to Dismiss Plaintiffs' Third Amended Complaint filed by Defendant Deloitte & Touche LLP. (Wald, Peter) (Entered: 08/13/2012)

08/13/2012 170 NOTICE [Proposed] Order Granting Defendant Deloitte & Touche LLP's Motion to Dismiss Plaintiffs' Third Amended Complaint filed by Defendant Deloitte & Touche LLP. (Wald, Peter) (Entered: 08/13/2012)

08/13/2012 171 NOTICE OF MOTION AND MOTION to Dismiss Third Amended Complaint filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. Motion set for hearing on 11/5/2012 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Proposed Order)(Weir, Charles) (Entered: 08/13/2012)

08/13/2012 172 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Third Amended Complaint 171 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M

Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Weir, Charles) (Entered: 08/13/2012)

08/29/2012 173 ORDER by Judge Cormac J. Carney, GRANTING IN SUBSTANTIAL PART PLAINTIFFS' MOTION TO FILE A REDACTED THIRD AMENDED COMPLAINT 157 AND DIRECTING DEFENDANTS TO SHOW CAUSE: Plaintiffs' motion to file a redacted TAC 157 is GRANTED IN SUBSTANTIAL PART. Defendants are ORDERED to show cause why a redacted TAC should not be filed. In responding to the Courts order, Defendants are directed to identify the information in the TAC which they believe is confidential and the specific legal and factual basis for why such information must be redacted and concealed from the public. Defendants' response shall be filed no later than September 12, 2012. Plaintiffs shall file any reply no later than September 19, 2012. Upon the filing of Plaintiffs' reply, if any, the Court will direct Plaintiffs as to the filing of a redacted TAC. (rla) (Entered: 08/29/2012)

09/10/2012 174 STIPULATION for Extension of Time to File Response to the Court's August 29, 2012 Order Regarding Plaintiffs' Motion to Publicly File a Redacted Third Amended Complaint filed by Defendant Deloitte & Touche LLP. (Attachments: # 1 Proposed Order)(Farrell, James) (Entered: 09/10/2012)

09/11/2012 175 ORDER by Judge Cormac J. Carney, GRANTING STIPULATION FOR ADDITIONAL TIME TO RESPOND TO THE AUGUST 29, 2012 ORDER REGARDING PLAINTIFFS' MOTION TO PUBLICLY FILE A REDACTED THIRD AMENDED COMPLAINT 174 : It is FURTHER ORDERED THAT: 1. Defendants shall have until September 19, 2012 to file a brief identifying specific portions of the Third Amended Complaint which should be redacted in accordance with this Court's August 29, 2012 Order (Order); and 2. Plaintiffs shall have until September 26, 2012 to file a reply brief in accordance with the Order. (rla) (Entered: 09/12/2012)

09/18/2012 176 STIPULATION to Amend Deloitte & Touche LLP. (Attachments: # 1 Exhibit A, # 2 Proposed Order)(Farrell, James) (Entered: 09/18/2012)

09/20/2012 177 ORDER by Judge Cormac J. Carney, GRANTING THE PARTIES' STIPULATION REGARDING PLAINTIFFS' MOTION TO PUBLICLY FILE A REDACTED THIRD AMENDED COMPLAINT 176 : IT IS HEREBY ORDERED that the Stipulation 176 is granted. It is FURTHER ORDERED THAT: 1. The Third Amended Complaint (Redacted Version) attached as Exhibit A to the Stipulation is to be manually filed within 5 days of the date of this Order; and 2. All responses and other dates relating to the Court's September 12, 2012 Order are vacated as moot. (rla) (Entered: 09/21/2012)

09/24/2012 178 NOTICE of Manual Filing filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells of Third Amended Complaint (Redacted Version). (Miller, Matthew) (Entered: 09/24/2012)

09/25/2012 179 THIRD AMENDED COMPLAINT (REDACTED VERSION) against defendants Deloitte & Touche LLP, Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney,

Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson amending Second Amended Complaint, 109 ,filed by plaintiffs Buttonwood Tree Value Partners LP, John Sorrells (Attachments: # 1 2, # 2 3)(twdb) (Entered: 09/26/2012)

09/27/2012 180 OPPOSITION to MOTION to Dismiss Third Amended Complaint 171 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Miller, Matthew) (Entered: 09/27/2012)

09/27/2012 181 OPPOSITION to MOTION to Dismiss Plaintiffs' Third Amended Complaint Defendant Deloitte & Touche LLP's Notice of Motion and Motion to Dismiss Plaintiffs' Third Amended Complaint; Memorandum of Points and Authorities in Support Thereof 166 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Miller, Matthew) (Entered: 09/27/2012)

09/27/2012 182 DECLARATION of Ilene Freier Brookler In opposition to MOTION to Dismiss Plaintiffs' Third Amended Complaint Defendant Deloitte & Touche LLP's Notice of Motion and Motion to Dismiss Plaintiffs' Third Amended Complaint; Memorandum of Points and Authorities in Support Thereof 166 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 7, # 8 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 13, # 13 Exhibit 14)(Miller, Matthew) (Entered: 09/28/2012)

09/28/2012 183 REQUEST FOR JUDICIAL NOTICE filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Proposed Order)(Miller, Matthew) (Entered: 09/28/2012)

10/18/2012 184 REPLY in support MOTION to Dismiss Plaintiffs' Third Amended Complaint Defendant Deloitte & Touche LLP's Notice of Motion and Motion to Dismiss Plaintiffs' Third Amended Complaint; Memorandum of Points and Authorities in Support Thereof 166 filed by Defendant Deloitte & Touche LLP. (Wald, Peter) (Entered: 10/18/2012)

10/18/2012 185 REPLY in support of MOTION to Dismiss Third Amended Complaint 171 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Weir, Charles) (Entered: 10/18/2012)

11/02/2012 186 MINUTE ORDER IN CHAMBERS by Judge Cormac J. Carney: TAKING DEFENDANTS' MOTIONS TO DISMISS THIRD AMENDED COMPLAINT UNDER SUBMISSION [both filed 8/13/12]: Accordingly, the hearing set for November 5, 2012 at 1:30 pm is hereby vacated and off calendar. The Court takes this matter under submission and will issue a decision on Defendants' motions forthwith. (rla) (Entered: 11/02/2012)

12/10/2012 187 ORDER by Judge Cormac J. Carney: DENYING INDIVIDUAL DEFENDANTS' MOTION TO DISMISS THIRD AMENDED CLASS ACTION COMPLAINT [171: (See document for details.) For the foregoing reasons, the Individual Defendants motion to dismiss Plaintiffs' Third Amended Complaint is DENIED. (rla) Modified on 12/10/2012 (rla). (Entered: 12/10/2012)

12/10/2012 188 ORDER by Judge Cormac J. Carney, GRANTING DEFENDANT DELOITTE and TOUCHE LLP'S MOTION TO DISMISS PLAINTIFFS' THIRD AMENDED COMPLAINT: (See document for details.) For the foregoing reasons, Defendant Deloitte and Touche LLP's motion to dismiss Plaintiffs' Third Amended Complaint is GRANTED. As Plaintiffs have been unable to remedy the deficiencies identified by the Court, their claim against Deloitte is DISMISSED WITH PREJUDICE. (rla) (Entered: 12/10/2012)

12/24/2012 189 ANSWER to Amended Complaint, 179 Answer to Third Amended Complaint and Affirmative Defenses filed by defendants Fred M Edwards, H Anthony Gartshore, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson.(Strabo, Jason) (Entered: 12/24/2012)

01/29/2013 190 STIPULATION to Reset filed by defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Strabo, Jason) (Entered: 01/29/2013)

02/04/2013 191 ORDER by Judge Cormac J. Carney, GRANTING Stipulation regarding proposal for revised case schedule 190 : (NOTE: CHANGES MADE BY THE COURT): It is FURTHERORDERED that: 1. Plaintiffs will file a renewed motion for class certification with the Court (the Renewed Motion for Class Certification) on or before March 15, 2013; 2. The Individual Defendants will file any opposition to the Renewed Motion for Class Certification on or before June 17, 2013; 3. Plaintiffs will file any reply in support of the Renewed Motion for Class Certification on or before July 31, 2013; 4. All discovery by the parties is to be completed by July 17, 2014; 5. All dispositive motions are to be filed with the Court on or before August 15, 2014; and 6. Trial is scheduled to commence on September 15, 2014 at 9:00 a.m. The pretrial conference is scheduled for September 7, 2014 at 3:00 p.m. (rla) (Entered: 02/05/2013)

03/15/2013 192 NOTICE OF MOTION AND Renewed MOTION to Certify Class filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. Motion set for hearing on 9/9/2013 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Memorandum, # 2 Declaration Decl. of Richard D. Greenfield, # 3 Exhibit Greenfield Decl. Exh. A, # 4 Exhibit Greenfield Decl. Exh. B, # 5 Declaration Decl. of John R. Norberg, # 6 Declaration Decl. of Matthew E. Miller, # 7 Exhibit Miller Decl. Exh. A, # 8 Exhibit Miller Decl. Exh. B, # 9 Exhibit Miller Decl. Exh. C, # 10 Declaration Decl. of Joey James Warmenhoven)(Miller, Matthew) (Entered: 03/15/2013)

03/26/2013 193 NOTICE of Change of Attorney Information for attorney Sandra Watson Cuneo counsel for Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. Changing Address to 11620 Wilshire Boulevard, Suite 900, Los Angeles, CA 90025. Changing Fax Number to 310-582-5943. Filed by Plaintiff Sandra W. Cuneo (Cuneo, Sandra) (Entered: 03/26/2013)

06/07/2013 194 STIPULATION for Extension of Time to File Response as to Renewed MOTION to Certify Class 192 filed by defendants Fred M Edwards, H Anthony Gartshore, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney,

Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Strabo, Jason) (Entered: 06/07/2013)

06/10/2013 195 ORDER by Judge Cormac J. Carney, Granting Stipulation Regarding Extension of deadlines for Filing Opposition to and Reply in Support of Renewed Motion for Class Certification 194 : IT IS HEREBY ORDERED that the Stipulation is granted. It is FURTHER ORDERED that: 1. The Individual Defendants shall file any opposition to Plaintiffs' Renewed Motion for Class Certification no later than June 24, 2013; 2. Plaintiffs shall file any reply in support of the Renewed Motion for Class Certification no later than August 7, 2013; and 3. All other dates set by the Order Granting Stipulation Regarding Proposal for Revised Case Schedule [Dkt. No. 191] entered by the Court on February 4, 2013 will remain unchanged. (rla) (Entered: 06/11/2013)

06/24/2013 196 Opposition in opposition to re: Renewed MOTION to Certify Class 192 filed by Defendants Fred M Edwards, H Anthony Gartshore, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Declaration Charles Weir, # 2 Exhibit A to Weir Declaration, # 3 Exhibit B to Weir Declaration, # 4 Exhibit C to Weir Declaration, # 5 Exhibit D to Weir Declaration, # 6 Exhibit E to Weir Declaration, # 7 Exhibit F to Weir Declaration, # 8 Exhibit G to Weir Declaration, # 9 Exhibit H to Weir Declaration)(Strabo, Jason) (Entered: 06/24/2013)

06/25/2013 197 NOTICE of Change of address by Jon A Tostrud attorney for Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. Changing attorneys address to 1925 Century Park East, Ste. 2125, Los Angeles, CA 90067. Filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Certificate of Service)(Tostrud, Jon) (Entered: 06/25/2013)

08/07/2013 198 REPLY in support Renewed MOTION to Certify Class 192 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Declaration Reply Declaration of Scott D. Hakala, # 2 Exhibit Exhibit B-Reply to Hakala Decl., # 3 Declaration Miller Reply Declaration, # 4 Exhibit Miller Reply Decl. Exh. A, # 5 Exhibit Exh. F to Hakala Decl.of 11/3/2011)(Cuneo, Sandra) (Entered: 08/07/2013)

09/09/2013 199 MINUTES OF Motion Hearing held before Judge Cormac J. Carney: Motion hearing held. Court confers with counsel. Court hears oral argument and takesPlaintiffs renewed motion for class certification under submission 192 .Court Reporter: Maria Dellaneve. (twdb) (Entered: 09/10/2013)

09/12/2013 200 ORDER by Judge Cormac J. Carney: granting Plaintiffs' 192 Motion to Certify Class Action. (twdb) (Entered: 09/12/2013)

02/05/2014 201 STIPULATION to Reschedule Case Dates and Deadlines Pending Finalization of Settlement filed by defendants Fred M Edwards, H Anthony Gartshore, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Strabo, Jason) (Entered: 02/05/2014)

02/11/2014 202 ORDER by Judge Cormac J. Carney, granting Stipulation to Reschedule 201 . a. All pending case dates and deadlines are hereby taken off calendar; b. Plaintiffs motion for preliminary approval of the settlement being finalized by the parties is set for

hearing on March 31, 2014 at 1:30 p.m.; and c. Plaintiffs motion for final approval of the settlement is set for hearingon June 9, 2014 at 1:30 p.m. ( Motion set for hearing on 3/31/2014 at 01:30 PM before Judge Cormac J. Carney.) (Motion set for hearing on 6/9/14 at 1:30 PM) (twdb) (Entered: 02/11/2014)

02/28/2014 203 Second STIPULATION to Reschedule Case Dates and Deadlines Pending Finalization of Settlement filed by defendants Fred M Edwards, H Anthony Gartshore, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order)(Strabo, Jason) (Entered: 02/28/2014)

03/04/2014 204 ORDER by Judge Cormac J. Carney, granting Second Stipulation Regarding Case Dates and Deadlines Pending Finalization of Settlement 203 . ( Motion for final approval of settlement set for hearing on 6/30/2014 at 01:30 PM before Judge Cormac J. Carney.) (twdb) (Entered: 03/04/2014)

04/07/2014 205 NOTICE OF MOTION AND MOTION for Settlement Approval of Preliminary approval of proposed settlement filed by plaintiff Buttonwood Tree Value Partners LP, John Sorrells. Motion set for hearing on 5/5/2014 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Memorandum, # 2 Declaration Decl. of Richard D. Greenfield, # 3 Exhibit Greenfield Decl. Exh. A (Stipulation of Settlement), # 4 Proposed Order Proposed Preliminary Approval Order, # 5 Exhibit Exh. A to Proposed Preliminary Approval Order, # 6 Exhibit Exh. B to Proposed Preliminary Approval Order, # 7 Exhibit Exh. C to Proposed Preliminary Approval Order)(Miller, Matthew) (Entered: 04/07/2014)

04/08/2014 206 Third STIPULATION to Continue Case Dates and Deadlines Pending Finalization of Settlement from 04/14/2014 to 05/05/2014 Re: Order, Terminate Deadlines and Hearings, Set/Reset Motion Hearing and R&R Deadlines,,, 204 , Stipulation to Reschedule, 203 filed by Defendants Fred M Edwards, H Anthony Gartshore, Gary M Horgan, Thomas E McCullough, Richard Schreiber, Lawrence J Sherman, Jack A Sweeney, Marilyn J Sweeney, Steven J Sweeney, Elizabeth Thompson. (Attachments: # 1 Proposed Order [Proposed] Order Granting Third Stipulation Regarding Case Dates and Deadlines Pending Finalization of Settlement)(Strabo, Jason) (Entered: 04/08/2014)

04/11/2014 207 ORDER by Judge Cormac J. Carney: GRANTING re Third Stipulation Regarding Case Dates and Deadlines Pending Finalization of Settlement 206 . (mba) (Entered: 04/14/2014)

05/01/2014 208 MINUTE ORDER IN CHAMBERS by Judge Cormac J. Carney: CONTINUING HEARING ON PLAINTIFFS' MOTION FOR PRELIMINARY APPROVAL OF SETTLEMENT AND APPROVAL OF NOTICE TO CLASS MEMBERS [filed 4/7/14] AND DIRECTING PLAINTIFFS TO FILE SUPPLEMENTAL BRIEFING 205 .( Motion hearing continued to 5/19/2014 at 01:30 PM before Judge Cormac J. Carney.) (twdb) (Entered: 05/01/2014)

05/12/2014 209 SUPPLEMENT to MOTION for Settlement Approval of Preliminary approval of proposed settlement 205 filed by Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (Attachments: # 1 Declaration Supplemental Decl. of Richard D. Greenfield, # 2 Exhibit Supp. Greenfield Decl. Exh, A)(Miller, Matthew) (Entered: 05/12/2014)

05/15/2014 210 MINUTES (IN CHAMBERS): ORDER by Judge Cormac J. Carney: granting 205 Motion for Preliminary Approval of Settlement and Approval of Notice to Class Members and Setting Date for Final Fairness Hearing [filed 4/7/14]. The final fairness hearing shall be held on Monday, July 21, 2014 at 1:30 p.m. The Court also sets further deadlines as set forth in the following schedule. (twdb) (Entered: 05/16/2014)

06/09/2014 211 NOTICE OF MOTION AND MOTION for Settlement Approval of Final Approval of Settlement filed by Plaintiff Buttonwood Tree Value Partners LP, John Sorrells. Motion set for hearing on 7/21/2014 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Declaration (Decl. of Richard D. Greenfield), # 2 Memorandum, # 3 Proposed Order)(Miller, Matthew) (Entered: 06/09/2014)

06/09/2014 212 NOTICE OF MOTION AND MOTION for Attorney Fees (Application for Award of Attorney Fees and Expenses) filed by Plaintiff Buttonwood Tree Value Partners LP, John Sorrells. Motion set for hearing on 7/21/2014 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Memorandum)(Miller, Matthew) (Entered: 06/09/2014)

06/11/2014 213 NOTICE OF MOTION AND Corrected MOTION for Settlement Approval of Final approval of settlement (replaces Doc. No. 211) filed by plaintiff Buttonwood Tree Value Partners LP, John Sorrells. Motion set for hearing on 7/21/2014 at 01:30 PM before Judge Cormac J. Carney. (Attachments: # 1 Memorandum, # 2 Declaration (Decl. of Richard D. Greenfield))(Miller, Matthew) (Entered: 06/11/2014)

07/18/2014 214 NOTICE OF LODGING filed re MOTION for Attorney Fees (Application for Award of Attorney Fees and Expenses) 212 , Corrected MOTION for Settlement Approval of Final approval of settlement (replaces Doc. No. 211) 213 (Attachments: # 1 Proposed Order on Fee Application (awarding requested amount), # 2 Proposed Order on Fee Application (amount awarded left blank), # 3 Proposed Order Proposed Order and Final Judgment (revised to reflect that there are no objections to the proposed settlement))(Miller, Matthew) (Entered: 07/18/2014)

07/21/2014 215 MINUTES OF Motion Hearing held before Judge Cormac J. Carney: granting 212 Motion for Attorney Fees ; granting 213 Motion for Settlement; Orders and final judgment signed and filed this date. Court Reporter: Maria Dellaneve. (twdb) (Entered: 07/22/2014)

07/21/2014 216 ORDER AWARDING ATTORNEYS' FEES AND EXPENSES by Judge Cormac J. Carney. See Order for more information. (twdb) (Entered: 07/23/2014)

07/21/2014 217 ORDER AND FINAL JUDGMENT by Judge Cormac J. Carney, re Order 216 . (Made JS-6. Case Terminated.) (twdb) (Entered: 07/23/2014)

08/06/2014 218 NOTICE OF APPEAL to the 9th CCA filed by plaintiff Buttonwood Tree Value Partners LP, John Sorrells. Appeal of Order, 188 (Appeal fee of $505 receipt number 0973-14242763 paid.) (Miller, Matthew) (Entered: 08/06/2014)

08/06/2014 219 NOTIFICATION by Circuit Court of Appellate Docket Number 14-56267, 9th CCA regarding Notice of Appeal to 9th Circuit Court of Appeals 218 as to Plaintiffs Buttonwood Tree Value Partners LP, John Sorrells. (dmap) (Entered: 08/08/2014)

06/22/2016 220 MEMORANDUM from Ninth Circuit Court of Appeals filed re: Notice of Appeal to 9th Circuit Court of Appeals 218 filed by John Sorrells, Buttonwood Tree Value Partners LP. CCA # 14-56267. The decision of the District Court is AFFIRMED. (mat) (Entered: 06/22/2016)

07/15/2016 221 MANDATE of Ninth Circuit Court of Appeals filed re: Notice of Appeal 218 , CCA # 14-56267.The judgment of the 9th Circuit Court, entered June 22, 2016, takes effect this date.This constitutes the formal mandate of the 9th CCA issued pursuant to Rule 41(a) of the Federal Rules of Appellate Procedure. [See USCA Memorandum 220 AFFIRMED] (mat) (Entered: 07/15/2016)

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