U.S. District Court California Northern District (San...

US District Court Civil Docket as of April 1, 2013 Retrieved from the court on April 2, 2013

U.S. District Court California Northern District (San Francisco)

CIVIL DOCKET FOR CASE #: 3:09-cv-05473-RS

Date Filed: 11/18/2009 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

In Re Sunpower Securities Litigation (Plichta v. Sunpower Corporation et al) Assigned to: Hon. Richard Seeborg Referred to: Magistrate Judge Jacqueline Scott Corley Relate Case Cases: 3:09-cv-05488-RS

3:09-cv-05520-RS 3:09-cv-05731-RS 3:09-cv-05925-RS

Cause: 15:78m(a) Securities Exchange Act

Plaintiff

Harry W. Plichta Individually and on Behalf of All Others Similarly Situated

represented by Shawn A. Williams Robbins Geller Rudman & Dowd LLP Post Montgomery Center One Montgomery Street Suite 1800 San Francisco, CA 94104 415-288-4545 Fax: 415-288-4534 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Catherine J. Kowalewski Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Email: [email protected] ATTORNEY TO BE NOTICED

Christine M. Fox , Kaplan Fox And Kilsheimer LLP 850 Third Avenue 14th Floor New York, NY 10022 212-687-1980 Fax: 212-687-7714

Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Darren Jay Robbins Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] ATTORNEY TO BE NOTICED

David Conrad Walton , Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101-3301 619-231-1058 Fax: Email: [email protected] ATTORNEY TO BE NOTICED

Dennis J. Herman Robbins Geller Rudman & Dowd LLP Post Montgomery Center One Montgomery Street, Suite 1800 San Francisco, CA 94104 415-288-4545 Fax: 415-288-4534 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Edward Fein represented by Christine M. Fox , (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Mark P. Kindall Izard Nobel LLP 29 South Main Street Suite 215 West Hartford, CT 06107 860-493-6292 Fax: 860-493-6290 Email: [email protected] ATTORNEY TO BE NOTICED

represented by David Ronald Stickney Bernstein, Litowitz, Berger & Grossmann 12481 High Bluff Drive, Suite 300 San Diego, CA 92130 858-793-0070 Fax: 858-793-0323 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Laurence D. King Kaplan Fox & Kilsheimer LLP 350 Sansome Street Suite 400 San Francisco, CA 94104 415-772-4700 Fax: 415-772-4707 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Mario Man-Lung Choi Kaplan Fox & Kilsheimer LLP 350 Sansome Street Suite 400 San Francisco, CA 94104 415-772-4700 Fax: 415-772-4707 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ramzi Abadou Kessler Topaz Meltzer & Check, LLP One Sansome Street Suite 1850 San Francisco, CA 94104 415-400-3000 Fax: 415-400-3001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Aviah Cohen Pierson Kaplan Fox & Kilsheimer LLP 850 Third Avenue New York, NY 10022

Plaintiff

Institutional Investor Funds Lead Plaintiff

212-687-1980 Fax: 212-687-7714

Email: [email protected] ATTORNEY TO BE NOTICED

Aviah Cohen Pierson , Kaplan Fox & Kilsheimer LLP 850 Third Avenue, 14th Floor New York, NY 10022 (212) 687-1980 Fax: (212) 687-7714 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Benjamin Galdston Bernstein Litowitz Berger & Grossmann LLP 12481 High Bluff Drive Suite 300 San Diego, CA 92130 858-720-3188 Fax: 858-436-0188 Email: [email protected] ATTORNEY TO BE NOTICED

Christine M. Fox , (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Donald R Hall Kaplan Fox and Kilsheimer 850 Third Avenue 14th Floor New York, NY 10022 212-687-1980 Fax: Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Erik David Peterson Kessler Topaz Meltzer & Check, LLP One Sansome Street Suite 1850 San Francisco, CA 94104 415-400-3005 Fax: 415-400-3001 Email: [email protected] ATTORNEY TO BE NOTICED

Frederic S. Fox

Kaplan Fox & Kilsheimer 850 Third Avenue 14th Floor New York, NY 10022 212-687-1980 Fax: Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Joel B. Strauss Kaplan Fox & Kilsheimer LLP 805 Third Avenue 14th Floor New York, NY 10022 212-687-1980 Fax: 212-687-7714 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Robert N. Kaplan Kaplan Kilsheimer & Fox LLP 850 Third Avenue, 14th Floor New York, NY 10022 212-687-1980 Fax: 212-687-7714 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Arkansas Teacher Retirement System represented by David Ronald Stickney (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Eli Greenstein Kessler Topaz Meltzer & Check, LLP One Sansome Street Suite 1850 San Francisco, CA 94104 (415) 400-3000 Fax: (415) 400-3001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Erik David Peterson (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Laurence D. King (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ramzi Abadou (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Stacey Marie Kaplan Kessler Topaz Meltzer & Check, LLP One Sansome Street Suite 1850 San Francisco, CA 94104 415-400-3000 Fax: 415-400-3001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Benjamin Galdston (See above for address) ATTORNEY TO BE NOTICED


Laurence Reza Wrathall Bernstein Litowitz Berger and Grossmann LLP 12481 High Bluff Drive, Suite 300 San Diego, CA 92130 858-793-0070 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Forsta-AP Fonden represented by David Ronald Stickney (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Eli Greenstein (See above for address)


Erik David Peterson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Stacey Marie Kaplan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Laurence Reza Wrathall (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Danske Invest Management A/S represented by David Ronald Stickney (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Eli Greenstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Erik David Peterson (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED



Stacey Marie Kaplan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Laurence Reza Wrathall (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

SunPower Corporation represented by Angela Elaine Kleine Morrison & Foerster LLP 425 Market Street San Francisco, CA 94105 415-513-5444 Fax: 415-276-7522 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jordan Eth Morrison & Foerster LLP 425 Market Street San Francisco, CA 94105-2482 415-268-7000 Fax: 415-268-7522 Email: [email protected]


Andrew Stuart Bernick Morrison Foerster 425 Market Street San Francisco, CA 94105-2482 United sta 415-268-7576 Email: [email protected] ATTORNEY TO BE NOTICED

Judson Earle Lobdell Morrison & Foerster LLp 425 Market Street San Francisco, CA 94105-2482 415-268-6717 Fax: 415-268-7522 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Thomas H. Werner represented by Angela Elaine Kleine (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jordan Eth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Andrew Stuart Bernick (See above for address) ATTORNEY TO BE NOTICED

Judson Earle Lobdell (See above for address) ATTORNEY TO BE NOTICED

Defendant

Dennis V. Arriola represented by Angela Elaine Kleine (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jordan Eth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

T.J. Rodgers represented by Angela Elaine Kleine (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

W. Steve Albrecht represented by Angela Elaine Kleine (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

Betsy S. Atkins represented by Angela Elaine Kleine (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

Patrick Wood, III represented by Angela Elaine Kleine (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

Uwe-Ernst Bufe represented by Angela Elaine Kleine (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

Deutsche Bank Securities Inc. represented by Sean Travis Strauss Shearman & Sterling 525 Market Suite 1500 Invalid email address as of 04/05/11 San Francisco, CA 94105 415-616-1207 Fax: 415-616-1407 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Stephen D. Hibbard Shearman & Sterling LLP 4 Embarcadero Center Suite 3800 San Francisco, CA 94111 415/616-1100 Fax: 415/616-1199 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Credit Suisse Securities (USA) LLC represented by Sean Travis Strauss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Stephen D. Hibbard (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Lazard Capital Markets LLC represented by Sean Travis Strauss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

Barclays Capital Inc represented by Sean Travis Strauss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

Piper Jaffray & Co. represented by Sean Travis Strauss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC

represented by Sean Travis Strauss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

SL Hare Capital, Inc. represented by Sean Travis Strauss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

Emmanuel T. Hernandez represented by Angela Elaine Kleine (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Mariano M Trinidad represented by Sara B. Brody Sidley Austin LLP 555 Califonia Street San Francisco, CA 94104 415-772-1200 Fax: 415-772-7400 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jaime Allyson Bartlett Sidley Austin LLP 555 California Street 20th Floor San Francisco, CA 94104 415-772-1228 Fax: 415-772-7400 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

John B Rodman represented by Angela Elaine Kleine (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Judson Earle Lobdell (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Movant

Pembroke Pines Pension Fund represented by Joy Ann Kruse Lieff Cabraser Heimann & Bernstein, LLP 275 Battery Street 30th Floor San Francisco, CA 94111 415-956-1000 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Austin Police Retirement System represented by Joseph J. Tabacco , Jr. Berman DeValerio One California Street Suite 900 San Francisco, CA 94111 415-433-3200 Fax: 415-433-6382 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Nicole Catherine Lavallee Berman DeValerio One California Street, Suite 900 San Francisco, CA 94111 415-433-3200 Fax: 415-433-6382 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Peter Pham represented by Michael M. Goldberg Glancy Binkow & Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Plumbers & Pipefitters Locals 502 & represented by Darren Jay Robbins 633 Pension Trust Fund

(See above for address) ATTORNEY TO BE NOTICED

Dennis J. Herman (See above for address) ATTORNEY TO BE NOTICED

Tricia Lynn McCormick Robbins Geller Rudman & Dowd LLP 655 West Broadway, Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

SunPower Investor Group represented by Kim Elaine Miller Kahn Swick & Foti, LLC 500 5th Avenue Suite 1810 New York, NY 10110 (212) 696-3730 Fax: (504) 455-1498 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Reed R. Kathrein Hagens Berman Sobol Shapiro LLP 715 Hearst Avenue, Suite 202 Berkeley, CA 94710 (510) 725-3000 Fax: (510) 725-3001 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Chengxiao Cao

Interested Party

Richard Logan

represented by Reed R. Kathrein (See above for address) ATTORNEY TO BE NOTICED

represented by George Carlos Aguilar Robbins Arroyo LLP 600 B Street Suite 1900 San Diego, CA 92101 619-525-3990 Fax: 619-525-3991 Email: [email protected] ATTORNEY TO BE NOTICED

Interested Party

David Clarke represented by George Carlos Aguilar (See above for address)

ATTORNEY TO BE NOTICED

Date Filed # Docket Text

11/18/2009 1 COMPLAINT against Dennis V. Arriola, Sunpower Corporation, Thomas H. Werner ( Filing fee $ 350, receipt number 34611039105.) SUMMONS ISSUED. Filed byHarry W. Plichta. (Attachments: # 1 Civil Cover Sheet)(mcl, COURT STAFF) (Filed on 11/18/2009) (Entered: 11/19/2009)

11/18/2009 2 ADR SCHEDULING ORDER: Case Management Statement due by 2/19/2010. Case Management Conference set for 2/26/2010 08:30 AM. (Attachments: # 1 Standing

I Order)(mcl, COURT STAFF) (Filed on 11/18/2009) (Entered: 11/19/2009)

11/18/2009

11/18/2009

11/19/2009

CASE DESIGNATED for Electronic Filing. (mcl, COURT STAFF) (Entered: 11/19/2009)

3 Summons Issued as to Dennis V. Arriola, Sunpower Corporation, Thomas H. Werner. (mcl, COURT STAFF) (Entered: 11/19/2009)

4 NOTICE of Publication by Harry W. Plichta. (mcl, COURT STAFF) (Filed on 11/19/2009) (Entered: 11/20/2009)

12/08/2009 5 SUMMONS Returned Executed by Harry W. Plichta. Dennis V. Arriola served on 11/22/2009, answer due 12/14/2009; SunPower Corporation served on 11/19/2009, answer due 12/9/2009; Thomas H. Werner served on 11/22/2009, answer due 12/14/2009. (Herman, Dennis) (Filed on 12/8/2009) (Entered: 12/08/2009)

12/17/2009 6 STIPULATION re 1 Complaint, Extending Time to Respond to Complaint by Dennis V. Arriola, SunPower Corporation, Thomas H. Werner. (Eth, Jordan) (Filed on 12/17/2009) (Entered: 12/17/2009)

12/22/2009 7 STIPULATION AND ORDER re 6 Stipulation filed by Dennis V. Arriola, Thomas H. Werner, SunPower Corporation. Signed by Judge Charles R. Breyer on 12/22/2009. (tl, COURT STAFF) (Filed on 12/22/2009) (Entered: 12/22/2009)

01/12/2010 8 MOTION to Relate Case filed by Richard Logan, David Clarke. (Attachments: # 1 Proposed Order Relating Cases)(Aguilar, George) (Filed on 1/12/2010) (Entered: 01/12/2010)

01/12/2010 9 MOTION to Relate Case Administrative Motion to Consider Whether Cases Should be Related filed by Dennis V. Arriola, SunPower Corporation, Thomas H. Werner. (Lobdell, Judson) (Filed on 1/12/2010) (Entered: 01/12/2010)

01/19/2010 10 MOTION to Appoint Lead Plaintiff and Lead Counsel and Motion to Consolidate All Related Actions filed by Pembroke Pines Pension Fund. Motion Hearing set for 2/26/2010 10:00 AM in Courtroom 8, 19th Floor, San Francisco. (Kruse, Joy) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 11 Declaration of Joy A. Kruse in Support of 10 MOTION to Appoint Lead Plaintiff and Lead Counsel and Motion to Consolidate All Related Actions filed byPembroke Pines Pension Fund. (Related document(s) 10 ) (Kruse, Joy) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 12 Proposed Order re 10 MOTION to Appoint Lead Plaintiff and Lead Counsel and

Motion to Consolidate All Related Actions by Pembroke Pines Pension Fund. (Kruse, Joy) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010

13 MOTION to Appoint Lead Plaintiff and Lead Counsel NOTICE OF MOTION, I MOTION AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF THE MOTION OF THE AUSTIN POLICE RETIREMENT SYSTEM TO CONSOLIDATE RELATED ACTIONS, FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF ITS SELECTION OF LEAD COUNSEL filed by Austin Police Retirement System. Motion Hearing set for 2/26/2010 10:00 AM in Courtroom 8, 19th Floor, San Francisco. (Lavallee, Nicole) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 14 Declaration of Nicole Lavallee in Support of 13 MOTION to Appoint Lead Plaintiff and Lead Counsel NOTICE OF MOTION, MOTION AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF THE MOTION OF THE AUSTIN POLICE RETIREMENT SYSTEM TO CONSOLIDATE RELATED ACTIONS, FOR APPOINTMENT AS LEAD PLAINTIFF AN filed byAustin Police Retirement System. (Related document(s) 13 ) (Lavallee, Nicole) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010

15 Certificate of Interested Entities by Austin Police Retirement System CERTIFICATION OF INTERESTED PARTIES PURSUANT TO CIVIL LOCAL RULE 7.1-1 (Lavallee, Nicole) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010

01/19/2010

16 CERTIFICATE of Counsel re 10 MOTION to Appoint Lead Plaintiff and Lead Counsel and Motion to Consolidate All Related Actions PURSUANT TO LOCAL RULE 3-7(d) by Joy Ann Kruse on behalf of Pembroke Pines Pension Fund (Kruse, Joy) (Filed on 1/19/2010) (Entered: 01/19/2010)

17 CERTIFICATE of Counsel CERTIFICATION OF COUNSEL NICOLE LAVALLEE PURSUANT TO CIVIL LOCAL RULE 3-7(D) by Nicole Catherine Lavallee on behalf of Austin Police Retirement System (Lavallee, Nicole) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 18 Proposed Order re 13 MOTION to Appoint Lead Plaintiff and Lead Counsel NOTICE OF MOTION, MOTION AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF THE MOTION OF THE AUSTIN POLICE RETIREMENT SYSTEM TO CONSOLIDATE RELATED ACTIONS, FOR APPOINTMENT AS LEAD PLAINTIFF AN by Austin Police Retirement System. (Lavallee, Nicole) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010

01/19/2010

19 CERTIFICATE of Counsel re 10 MOTION to Appoint Lead Plaintiff and Lead Counsel and Motion to Consolidate All Related Actions PURSUANT TO LOCAL RULE 3-7(d) (RICHARD M. HEIMANN) by Joy Ann Kruse on behalf of Pembroke Pines Pension Fund (Kruse, Joy) (Filed on 1/19/2010) (Entered: 01/19/2010)

20 CERTIFICATE of Counsel re 10 MOTION to Appoint Lead Plaintiff and Lead Counsel and Motion to Consolidate All Related Actions PURSUANT TO LOCAL RULE 3-7(d) (ARTHUR N. ABBEY) by Joy Ann Kruse on behalf of Pembroke Pines Pension Fund (Kruse, Joy) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010

21 CERTIFICATE of Counsel CERTIFICATION OF COUNSEL JOSEPH J. TABACCO, JR. PURSUANT TO CIVIL LOCAL RULE 3-7(D) by Joseph J. Tabacco, Jr on behalf

01/19/2010

of Austin Police Retirement System (Tabacco, Joseph) (Filed on 1/19/2010) (Entered: 01/19/2010)

22 CERTIFICATE of Counsel re 10 MOTION to Appoint Lead Plaintiff and Lead Counsel and Motion to Consolidate All Related Actions PURSUANT TO LOCAL RULE 3-7(d) (NANCY KABOOLIAN) by Joy Ann Kruse on behalf of Pembroke Pines Pension Fund (Kruse, Joy) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 23 CERTIFICATE OF SERVICE by Austin Police Retirement System re 15 Certificate of Interested Entities, 17 Certificate of Counsel, 18 Proposed Order, 13 MOTION to Appoint Lead Plaintiff and Lead Counsel NOTICE OF MOTION, MOTION AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF THE MOTION OF THE AUSTIN POLICE RETIREMENT SYSTEM TO CONSOLIDATE RELATED ACTIONS, FOR APPOINTMENT AS LEAD PLAINTIFF AN, 21 Certificate of Counsel, 14 Declaration in Support, (Tabacco, Joseph) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010

24 MOTION to Appoint Lead Plaintiff and Lead Counsel, MOTION to Consolidate Cases filed by Peter Pham. Motion Hearing set for 3/5/2010 10:00 AM in Courtroom 8, 19th Floor, San Francisco. (Attachments: # 1 Proposed Order)(Goldberg, Michael) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 25 Declaration of Michael Goldberg in Support of 24 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed byPeter Pham. (Attachments: # 1 Exhibit A - Press Release, # 2 Exhibit B - Pham Certification, # 3 Exhibit C - Loss Chart, # 4 Exhibit D - GBG Firm Resume)(Related document(s) 24 ) (Goldberg, Michael) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 26 Certificate of Interested Entities by Pembroke Pines Pension Fund re 10 MOTION to Appoint Lead Plaintiff and Lead Counsel and Motion to Consolidate All Related Actions PURSUANT TO CIVIL LOCAL RULE 3-16 (Kruse, Joy) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 27 CERTIFICATE OF SERVICE by Pembroke Pines Pension Fund re 26 Certificate of Interested Entities, 16 Certificate of Counsel, 11 Declaration in Support, 12 Proposed Order, 22 Certificate of Counsel, 19 Certificate of Counsel, 20 Certificate of Counsel, 10 MOTION to Appoint Lead Plaintiff and Lead Counsel and Motion to Consolidate All Related Actions (Kruse, Joy) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 28 MOTION to Appoint Lead Plaintiff and Lead Counsel Consolidate Actions filed by Edward Fein. Motion Hearing set for 3/5/2010 10:00 AM in Courtroom 8, 19th Floor, San Francisco. (Attachments: # 1 Proposed Order)(Kindall, Mark) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 29 Declaration of Mark P. Kindall in Support of 28 MOTION to Appoint Lead Plaintiff and Lead Counsel Consolidate Actions filed byEdward Fein. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit)(Related document(s) 28 ) (Kindall, Mark) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 30 CERTIFICATE of Counsel Pursuant to LR 3-7(d) by Mark P. Kindall on behalf of Edward Fein (Kindall, Mark) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 31 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation of

Related Actions filed by Institutional Investor Funds. Motion Hearing set for 2/26/2010 10:00 AM in Courtroom 8, 19th Floor, San Francisco. (Attachments: # 1 Proposed Order)(Abadou, Ramzi) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 32 Declaration of Ramzi Abadou in Support of 31 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation of Related Actions filed byInstitutional Investor Funds. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Related document(s) 31 ) (Abadou, Ramzi) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 33 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Ramzi Abadou on behalf of Institutional Investor Funds (Abadou, Ramzi) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 34 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) on Behalf of Ian D. Berg by Ramzi Abadou on behalf of Institutional Investor Funds (Abadou, Ramzi) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 35 MOTION to Consolidate Cases, MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof filed by Plumbers & Pipefitters Locals 502 & 633 Pension Trust Fund. Motion Hearing set for 3/5/2010 10:00 AM in Courtroom 8, 19th Floor, San Francisco. (McCormick, Tricia) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 36 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) on Behalf of Nichole Browning by Ramzi Abadou on behalf of Institutional Investor Funds (Abadou, Ramzi) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 37 MOTION to Appoint Lead Plaintiff and Lead Counsel and Consolidate Cases; and Memorandum of Points and Authorities in Support filed by SunPower Investor Group. Motion Hearing set for 3/5/2010 10:00 AM in Courtroom 8, 19th Floor, San Francisco. (Attachments: # 1 Proposed Order)(Miller, Kim) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 38 Declaration of Tricia L. McCormick in Support of 35 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof filed byPlumbers & Pipefitters Locals 502 & 633 Pension Trust Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Related document(s) 35 ) (McCormick, Tricia) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 39 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) on Behalf of Mario M. Choi by Ramzi Abadou on behalf of Institutional Investor Funds (Abadou, Ramzi) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 40 Declaration of Kim E. Miller in Support of 37 MOTION to Appoint Lead Plaintiff and Lead Counsel and Consolidate Cases; and Memorandum of Points and Authorities in Support filed bySunPower Investor Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Related document(s) 37 ) (Miller, Kim) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 41 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) on Behalf of Laurence D. King by Ramzi Abadou on behalf of Institutional Investor Funds (Abadou, Ramzi)

(Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 42 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) on Behalf ofBlair A. Nicholas by Ramzi Abadou on behalf of Institutional Investor Funds (Abadou, Ramzi) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/19/2010 43 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) on Behalf ofErik D. Peterson by Ramzi Abadou on behalf of Institutional Investor Funds (Abadou, Ramzi) (Filed on 1/19/2010) (Entered: 01/19/2010)

01/20/2010 44 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Tricia Lynn McCormick on behalf of Plumbers & Pipefitters Locals 502 & 633 Pension Trust Fund (McCormick, Tricia) (Filed on 1/20/2010) (Entered: 01/20/2010)

01/20/2010 45 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Dennis J. Herman on behalf of Plumbers & Pipefitters Locals 502 & 633 Pension Trust Fund (Herman, Dennis) (Filed on 1/20/2010) (Entered: 01/20/2010)

01/20/2010 46 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Darren Jay Robbins on behalf of Plumbers & Pipefitters Locals 502 & 633 Pension Trust Fund (Robbins, Darren) (Filed on 1/20/2010) (Entered: 01/20/2010)

01/20/2010 47 NOTICE by Pembroke Pines Pension Fund of Change of Hearing Date on The Pembroke Pines Pension Fund Motion to Consolidate All Related Actions; To Be Appointed Lead Plaintiff; and For Approval of Lead Plaintiffs Selection ofLead Counsel (Attachments: # 1 Proof of Service Via ECF and U.S. Mail)(Kruse, Joy) (Filed on 1/20/2010) (Entered: 01/20/2010)

01/20/2010

01/21/2010

01/21/2010

01/21/2010

Set/Reset Deadlines as to 10 MOTION to Appoint Lead Plaintiff and Lead Counsel and Motion to Consolidate All Related Actions . Motion Hearing set for 3/5/2010 10:00 AM. (mcl, COURT STAFF) (Entered: 01/21/2010)

48 Certificate of Interested Entities by Institutional Investor Funds for Danske Invest Management A/S (Abadou, Ramzi) (Filed on 1/21/2010) (Entered: 01/21/2010)

49 Certificate of Interested Entities by Institutional Investor Funds Arkansas Teacher Retirement System (Abadou, Ramzi) (Filed on 1/21/2010) (Entered: 01/21/2010)

50 Certificate of Interested Entities by Institutional Investor Funds Frsta-AP Fonden (Abadou, Ramzi) (Filed on 1/21/2010) (Entered: 01/21/2010)

01/28/2010 51 RESPONSE in Support re 37 MOTION to Appoint Lead Plaintiff and Lead Counsel and Consolidate Cases; and Memorandum of Points and Authorities in Support filed bySunPower Investor Group. (Miller, Kim) (Filed on 1/28/2010) (Entered: 01/28/2010)

01/29/2010 52 NOTICE of Change of Address by Reed R. Kathrein (Kathrein, Reed) (Filed on 1/29/2010) (Entered: 01/29/2010)

02/03/2010 53 ORDER by Judge Charles R. Breyer granting 8 Motion to Relate Case; granting 9 Motion to Relate Case. Cases C-09-5488BZ, C-09-5520CRB, C-09-5731JF and C-09- 5925JF are related to C-09-5473CRB. Counsel are instructed that all future filings in any reassigned case are to bear the initials of the newly assigned judge immediately after the case number. (be, COURT STAFF) (Filed on 2/3/2010) (Entered:

02/03/2010)

02/03/2010 54 CLERKS NOTICE Case Management Statement due by 2/26/2010. Initial Case Management Conference set for 3/5/2010 10:00 AM. (Attachments: # 1 Standing Order) (be, COURT STAFF) (Filed on 2/3/2010) (Entered: 02/03/2010)

02/04/2010 55 NOTICE by Plumbers & Pipefitters Locals 502 & 633 Pension Trust Fund re 35 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof Notice of Withdrawal (McCormick, Tricia) (Filed on 2/4/2010) (Entered: 02/04/2010)

02/04/2010 56 NOTICE by Pembroke Pines Pension Fund of the Withdrawal of 10 Motion to Consolidate All Related Actions; to be Appointed Lead Plaintiff; and for Approval of Lead Plaintiffs Selection of Lead Counsel (Kruse, Joy) (Filed on 2/4/2010) Modified on 2/5/2010 (mcl, COURT STAFF). (Entered: 02/04/2010)

02/05/2010 57 NOTICE by Edward Fein re 28 MOTION to Appoint Lead Plaintiff and Lead Counsel Consolidate Actions (Kindall, Mark) (Filed on 2/5/2010) (Entered: 02/05/2010)

02/05/2010 58 Statement of Non-Opposition Defendants' Response To 13 , 24 , 31 and 37 Motions For Consolidation And Appointment Of Lead Plaintiff And Lead Plaintiff's Counsel filed by Dennis V. Arriola, SunPower Corporation, Thomas H. Werner. (Lobdell, Judson) (Filed on 2/5/2010) Modified on 2/8/2010 (mcl, COURT STAFF). (Entered: 02/05/2010)

02/08/2010 59 CLERKS NOTICE Continuing Motion Hearing Motions Hearing set for 3/5/2010 10:00 AM in Courtroom 8, 19th Floor, San Francisco. (be, COURT STAFF) (Filed on 2/8/2010) (Entered: 02/08/2010)

02/09/2010 60 NOTICE by Peter Pham re 24 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases Withdrawal of Motion (Goldberg, Michael) (Filed on 2/9/2010) (Entered: 02/09/2010)

02/10/2010 61 Brief re 13 MOTION to Appoint Lead Plaintiff and Lead Counsel NOTICE OF MOTION, MOTION AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF THE MOTION OF THE AUSTIN POLICE RETIREMENT SYSTEM TO CONSOLIDATE RELATED ACTIONS, FOR APPOINTMENT AS LEAD PLAINTIFF AN Memorandum Concerning the Austin Police Retirement Systems Motion to Consolidate Related Actions, for Appointment as Lead Plaintiff and for Approval of Its Selection of Lead Counsel filed byAustin Police Retirement System. (Related document(s) 13 ) (Lavallee, Nicole) (Filed on 2/10/2010) (Entered: 02/10/2010)

02/12/2010 62 Statement of Non-Opposition to 31 the Institutional Investor Funds' Motion for Consolidation, Appointment of Lead Plaintiff, and Approval of Lead Plaintiffs' Choice of Lead Counsel, and Response to Defendants' Memorandum by Institutional Investor Funds. (King, Laurence) (Filed on 2/12/2010) Modified on 2/16/2010 (mcl, COURT STAFF). (Entered: 02/12/2010)

02/19/2010 63 STIPULATION And [Proposed] Order Continuing Case Management Conference by Dennis V. Arriola, SunPower Corporation, Thomas H. Werner. (Lobdell, Judson) (Filed on 2/19/2010) (Entered: 02/19/2010)

02/19/2010 64 Certificate of Interested Entities by Dennis V. Arriola, SunPower Corporation, Thomas H. Werner (Lobdell, Judson) (Filed on 2/19/2010) (Entered: 02/19/2010)

02/22/2010

02/22/2010

02/22/2010

65 ORDER continuing CMC re (20 in 3:09-cv-05520-CRB) Stipulation filed by Dennis V. Arriola, Thomas H. Werner, SunPower Corporation, (25 in 3:09-cv-05488-CRB) Stipulation filed by Marty T. Neese, Dennis V. Arriola, Thomas H. Werner, SunPower Corporation, Emmanuel T. Hernandez, (63 in 3:09-cv-05473-CRB) Stipulation filed by Dennis V. Arriola, Thomas H. Werner, SunPower Corporation. Signed by Judge Charles R. Breyer on 2/22/2010. (be, COURT STAFF) (Filed on 2/22/2010) (Entered: 02/22/2010)

***Deadlines terminated, case management conference. (be, COURT STAFF) (Filed on 2/22/2010) (Entered: 02/22/2010)

66 ORDER continuing CMC. re (63 in 3:09-cv-05473-CRB) Stipulation filed by Dennis V. Arriola, Thomas H. Werner, SunPower Corporation. Within ten days after the public announcement of the results and completion of SunPower's internal investigation, the parties will meet and confer and propose to the court a new date for the CMC. Signed by Judge Charles R. Breyer on 2/22/2010. (be, COURT STAFF) (Filed on 2/22/2010) (Entered: 02/22/2010)

02/22/2010 ***Deadlines terminated CMC. (be, COURT STAFF) (Filed on 2/22/2010) (Entered: 02/22/2010)

03/02/2010

67 NOTICE of Appearance by David Ronald Stickney and Benjamin Galdston (Stickney, David) (Filed on 3/2/2010) (Entered: 03/02/2010)

03/02/2010

68 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by David Ronald Stickney on behalf of Institutional Investor Funds (Stickney, David) (Filed on 3/2/2010) (Entered: 03/02/2010)

03/02/2010 69 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Benjamin Galdston on behalf of Institutional Investor Funds (Galdston, Benjamin) (Filed on 3/2/2010) (Entered: 03/02/2010)

03/05/2010 70 ORDER by Judge Charles R. Breyer granting (31) Motion to Appoint Lead Plaintiff and Lead Counsel in case 3:09-cv-05473-CRB. Securites class actions are related and hereby consolidate under C-09-5473CRB. Insitutional Investor Funds are appointed as lead plaintiff. Bernstein Litowitz Berger & Grossman and Kaplan Fox & Kilsheimer are approved as lead counsel for the class. (be, COURT STAFF) (Filed on 3/5/2010) (Entered: 03/05/2010)

03/05/2010 71 Minute Entry: Motion Hearing held on 3/5/2010 before Charles R. Breyer (Date Filed: 3/5/2010) re (37 in 3:09-cv-05473-CRB) MOTION to Appoint Lead Plaintiff and Lead Counsel and Consolidate Cases; and Memorandum of Points and Authorities in Support filed by SunPower Investor Group. (Court Reporter Margo Gurule.) (be, COURT STAFF) (Date Filed: 3/5/2010) (Entered: 03/05/2010)

03/18/2010 72 NOTICE by Harry W. Plichta of Firm Name Change (Herman, Dennis) (Filed on 3/18/2010) (Entered: 03/18/2010)

03/18/2010 73 ORDER REASSIGNING CASE. Case reassigned to Judge Hon. Richard Seeborg for all further proceedings. Judge Hon. Charles R. Breyer no longer assigned to case. Signed by Executive Committee on 3/18/10. (mcl, COURT STAFF) (Filed on 3/18/2010) (Entered: 03/18/2010)

03/24/2010 74 NOTICE of Appearance by Mario Man-Lung Choi (Choi, Mario) (Filed on 3/24/2010)

(Entered: 03/24/2010)

04/02/2010 75 JOINT CASE MANAGEMENT STATEMENT filed by Dennis V. Arriola, SunPower Corporation, Thomas H. Werner. (Eth, Jordan) (Filed on 4/2/2010) (Entered: 04/02/2010)

04/02/2010 76 1 Proposed Order SETTING SCHEDULE FOR FILING OF CONSOLIDATED COMPLAINT by Dennis V. Arriola, SunPower Corporation, Thomas H. Werner. (Eth, Jordan) (Filed on 4/2/2010) (Entered: 04/02/2010)

04/12/2010 77 ORDER SETTING SCHEDULE FOR FILING OF CONSOLIDATED COMPLAINT. Signed by Judge Richard Seeborg on 4/9/10. (cl, COURT STAFF) (Filed on 4/12/2010) (Entered: 04/19/2010)

04/19/2010 78 ORDER SETTING SCHEDULE FOR FILING OF CONSOLIDATED COMPLAINT. Signed by Judge Richard Seeborg on 4/19/10. (cl, COURT STAFF) (Filed on 4/19/2010) (Entered: 04/19/2010)

04/19/2010 79 MOTION of Donald R. Hall for leave to appear in Pro Hac Vice (Filing fee $210, receipt number 34611044847) filed by Institutional Investor Funds. (Attachments: # 1 Proposed Order)(slh, COURT STAFF) (Filed on 4/19/2010) (Entered: 04/19/2010)

04/19/2010 80 MOTION of Frederic S. Fox for leave to appear in Pro Hac Vice (Filing fee $ 210, receipt number 34611044847) filed by Institutional Investor Funds. (Attachments: # 1 Proposed Order)(slh, COURT STAFF) (Filed on 4/19/2010) (Entered: 04/19/2010)

04/20/2010 81 ORDER RE 79 GRANTING APPLICATION FOR ADMISSION OF DONALD R. HALL PRO HAC VICE. Signed by Judge Richard Seeborg on 4/20/10.(cl, COURT STAFF) (Filed on 4/20/2010) (Entered: 04/20/2010)

04/20/2010 82 ORDER RE: 80 GRANTING APPLICATION FOR ADMISSION OF ATTORNEY FREDERIC S. FOX PRO HAC VICE. Signed by Judge Richard Seeborg on 4/20/10. (cl, COURT STAFF) (Filed on 4/20/2010) (Entered: 04/20/2010)

04/27/2010 83 MOTION of Robert N. Kaplan for leave to appear in Pro Hac Vice (Filing fee $ 210, receipt number 34611045124) filed by Institutional Investor Funds. (Attachments: # 1 Proposed Order)(slh, COURT STAFF) (Filed on 4/27/2010) (Entered: 04/27/2010)

04/28/2010 84 ORDER RE: 83 GRANTING APPLICATION OF ADMISSION FOR ATTORNEY ROBERT N. KAPLAN PRO HAC VICE. Signed by Judge Richard Seeborg on 4/28/10.(cl, COURT STAFF) (Filed on 4/28/2010) (Entered: 04/28/2010)

05/11/2010 85 NOTICE by Institutional Investor Funds of Suspension of Appearance (Choi, Mario) (Filed on 5/11/2010) (Entered: 05/11/2010)

05/18/2010 86 MOTION of Aviah Cohen Pierson for leave to appear in Pro Hac Vice (Filing fee $ 210, receipt number 34611045947) filed by Institutional Investor Funds. (Attachments: # 1 Proposed Order)(slh, COURT STAFF) (Filed on 5/18/2010) (Entered: 05/19/2010)

05/18/2010 87 MOTION of Joel B. Strauss for leave to appear in Pro Hac Vice (Filing fee $ 210, receipt number 34611045947) filed by Institutional Investor Funds. (Attachments: # 1 Proposed Order)(slh, COURT STAFF) (Filed on 5/18/2010) (Entered: 05/19/2010)

05/20/2010 88 ORDER RE: 86 GRANTING APPLICATION FOR ADMISSION OF ATTORNEY

AVIAH COHEN PIERSON PRO HAC VICE. Signed by Judge Richard Seeborg. (cl, COURT STAFF) (Filed on 5/20/2010) (Entered: 05/20/2010)

05/20/2010 89 ORDER RE: 87 GRANTING APPLICATION FOR ADMISSION OF ATTORNEY JOEL B. STRAUSS PRO HAC VICE. Signed by Judge Richard Seeborg.(cl, COURT STAFF) (Filed on 5/20/2010) (Entered: 05/20/2010)

05/28/2010

05/28/2010

05/28/2010

06/03/2010

90 NOTICE of Appearance by Joel B. Strauss Pro Hac Vice (Strauss, Joel) (Filed on 5/28/2010) (Entered: 05/28/2010)

91 NOTICE of Appearance by Aviah Cohen Pierson Pro Hac Vice (Pierson, Aviah) (Filed on 5/28/2010) (Entered: 05/28/2010)

92 AMENDED COMPLAINT (CONSOLIDATED) against Dennis V. Arriola, SunPower Corporation, Thomas H. Werner, T.J. Rodgers, W. Steve Albrecht, Betsy S. Atkins, Patrick Wood, III, Uwe-Ernst Bufe, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Lazard Capital Markets LLC, Barclays Capital Inc, Piper Jaffray & Co., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC, SL Hare Capital, Inc., Emmanuel T. Hernandez. Filed byInstitutional Investor Funds. (Abadou, Ramzi) (Filed on 5/28/2010) (Entered: 05/28/2010)

93 Summonses Issued as to W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Barclays Capital Inc, Uwe-Ernst Bufe, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Emmanuel T. Hernandez, Lazard Capital Markets LLC, Piper Jaffray & Co., T.J. Rodgers, SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC, Thomas H. Werner, Patrick Wood, III. (slh, COURT STAFF) (Filed on 6/3/2010) (Attachment(s: # 1 Summonses) (slh, COURT STAFF). Modified on 6/7/2010 (slh, COURT STAFF). (Entered: 06/04/2010)

06/07/2010 94 CERTIFICATE OF SERVICE by Institutional Investor Funds re 92 Amended Complaint,, on Barclays Capital, Inc. (Choi, Mario) (Filed on 6/7/2010) (Entered: 06/07/2010)

06/07/2010 95 CERTIFICATE OF SERVICE by Institutional Investor Funds re 92 Amended Complaint,, of Credit Suissse Securities (USA) LLC (Choi, Mario) (Filed on 6/7/2010) (Entered: 06/07/2010)

06/07/2010 96 CERTIFICATE OF SERVICE by Institutional Investor Funds re 92 Amended Complaint,, of Deutsche Bank Securities Inc. (Choi, Mario) (Filed on 6/7/2010) (Entered: 06/07/2010)

06/07/2010 97 CERTIFICATE OF SERVICE by Institutional Investor Funds re 92 Amended Complaint,, of Lazard Capital Markets LLC (Choi, Mario) (Filed on 6/7/2010) (Entered: 06/07/2010)

06/07/2010 98 CERTIFICATE OF SERVICE by Institutional Investor Funds re 92 Amended Complaint,, of Piper Jaffray & Co. (Choi, Mario) (Filed on 6/7/2010) (Entered: 06/07/2010)

06/07/2010 99 CERTIFICATE OF SERVICE by Institutional Investor Funds re 92 Amended Complaint,, of Wachovia Capital Markets, LLC n/k/a/ Wells Fargo Securities LLC (Choi, Mario) (Filed on 6/7/2010) (Entered: 06/07/2010)

06/07/2010 100 CERTIFICATE OF SERVICE by Institutional Investor Funds re 92 Amended

Complaint,, of SL Hare Capital, Inc. (Abadou, Ramzi) (Filed on 6/7/2010) (Entered: 06/07/2010)

06/08/2010

06/11/2010

06/11/2010

06/11/2010

06/11/2010

101 NOTICE by Institutional Investor Funds re 85 Notice (Other) of Reinstatement of Appearance (King, Laurence) (Filed on 6/8/2010) (Entered: 06/08/2010)

102 Summons Issued as to Uwe-Ernst Bufe. (slh, COURT STAFF) (Filed on 6/11/2010) (Entered: 06/11/2010)

103 Summons Issued as to T.J. Rodgers. (slh, COURT STAFF) (Filed on 6/11/2010) (Entered: 06/11/2010)

104 Summons Issued as to Betsy S. Atkins. (slh, COURT STAFF) (Filed on 6/11/2010) (Entered: 06/11/2010)

105 Summons Issued as to Patrick Wood, III. (slh, COURT STAFF) (Filed on 6/11/2010) (Entered: 06/11/2010)

06/11/2010 106 Summons Issued as to W. Steve Albrecht. (slh, COURT STAFF) (Filed on 6/11/2010) (Entered: 06/11/2010)

06/15/2010 107 WAIVER OF SERVICE Returned Executed filed by Institutional Investor Funds. Service waived by W. Steve Albrecht waiver sent on 6/15/2010, answer due 8/16/2010; Betsy S. Atkins waiver sent on 6/15/2010, answer due 8/16/2010; Uwe-Ernst Bufe waiver sent on 6/15/2010, answer due 8/16/2010; T.J. Rodgers waiver sent on 6/15/2010, answer due 8/16/2010; Patrick Wood, III waiver sent on 6/15/2010, answer due 8/16/2010. (Abadou, Ramzi) (Filed on 6/15/2010) (Entered: 06/15/2010)

06/25/2010

06/28/2010

108 STIPULATION and Proposed Scheduling Order by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Barclays Capital Inc, Uwe-Ernst Bufe, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Emmanuel T. Hernandez, Institutional Investor Funds, Lazard Capital Markets LLC, Piper Jaffray & Co., T.J. Rodgers, SL Hare Capital, Inc., SunPower Corporation, Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC, Thomas H. Werner, Patrick Wood, III. (Peterson, Erik) (Filed on 6/25/2010) (Entered: 06/25/2010)

109 STIPULATION AND ORDER RE: 108 MODIFYING SCHEDULING ORDER AS MODIFIED BY THE COURT. Case Management Conference set for 10/7/2010 10:00 AM in Courtroom 3, 17th Floor, San Francisco. Signed by Judge Richard Seeborg on 6/28/10. (cl, COURT STAFF) (Filed on 6/28/2010) (Entered: 06/28/2010)

07/26/2010 110 STIPULATION AND [PROPOSED] ORDER REGARDING RESPONSE DATE AND BRIEFING SCHEDULE by Barclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Hibbard, Stephen) (Filed on 7/26/2010) (Entered: 07/26/2010)

07/26/2010 111 STIPULATION AND ORDER REGARDING RESPONSE DATE AND BRIEFING SCHEDULE. Signed by Judge Richard Seeborg on 7/26/10. (cl, COURT STAFF) (Filed on 7/26/2010) (Entered: 07/26/2010)

08/05/2010 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed by Barclays Capital Inc, Credit Suisse Securities

(USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. Motion Hearing set for 11/4/2010 01:30 PM in Courtroom 3, 17th Floor, San Francisco. (Attachments: # 1 Proposed Order)(Hibbard, Stephen) (Filed on 8/5/2010) (Entered: 08/05/2010)

08/05/2010

08/05/2010

08/05/2010

08/05/2010

08/05/2010

113 Declaration of Sean T. Strauss in Support of 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byBarclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Related document(s) 112 ) (Strauss, Sean) (Filed on 8/5/2010) (Entered: 08/05/2010)

114 Request for Judicial Notice re 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byBarclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Related document(s) 112 ) (Strauss, Sean) (Filed on 8/5/2010) (Entered: 08/05/2010)

115 Declaration of Chad Abraham in Support of 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byBarclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Related document(s) 112 ) (Strauss, Sean) (Filed on 8/5/2010) (Entered: 08/05/2010)

116 Declaration of Joseph Castle in Support of 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byBarclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Related document(s) 112 ) (Strauss, Sean) (Filed on 8/5/2010) (Entered: 08/05/2010)

117 Declaration of Anthony K. Kontoleon in Support of 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byBarclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Related document(s) 112 ) (Strauss, Sean) (Filed on 8/5/2010) (Entered: 08/05/2010)

08/05/2010 118 Declaration of David McMillan, Jr. in Support of 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byBarclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche

Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Related document(s) 112 ) (Strauss, Sean) (Filed on 8/5/2010) (Entered: 08/05/2010)

08/05/2010

08/05/2010

119 Declaration of J. Andrew Sanford in Support of 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byBarclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Related document(s) 112 ) (Strauss, Sean) (Filed on 8/5/2010) (Entered: 08/05/2010)

120 Declaration of Taub Swartz in Support of 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byBarclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Related document(s) 112 ) (Strauss, Sean) (Filed on 8/5/2010) (Entered: 08/05/2010)

08/05/2010 121 Declaration of Frank Windels in Support of 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byBarclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Related document(s) 112 ) (Strauss, Sean) (Filed on 8/5/2010) (Entered: 08/05/2010)

08/05/2010 122 MOTION to Dismiss Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof filed by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. Motion Hearing set for 11/4/2010 01:30 PM in Courtroom 3, 17th Floor, San Francisco. (Lobdell, Judson) (Filed on 8/5/2010) (Entered: 08/05/2010)

08/05/2010

08/05/2010

123 Declaration of Angela E. Kleine in Support of 122 MOTION to Dismiss Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof filed byW. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10)(Related document(s) 122 ) (Lobdell, Judson) (Filed on 8/5/2010) (Entered: 08/05/2010)

124 EXHIBITS re 123 Declaration in Support,, of SunPower Defendants' Motion to Dismiss Plaintiffs' Consolidated Complaint filed byW. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Attachments: # 1 Exhibit 12, # 2 Exhibit 13, # 3 Exhibit 14, # 4 Exhibit 15, # 5 Exhibit 16, # 6 Exhibit 17, # 7 Exhibit 18, # 8 Exhibit 19, # 9 Exhibit 20 (Part 1 of 2), # 10 Exhibit 20 (Part 2 of 2))(Related document(s) 123 ) (Lobdell, Judson) (Filed on 8/5/2010) (Entered: 08/05/2010)

08/05/2010 125 EXHIBITS re 123 Declaration in Support,, of SunPower Defendants' Motion to Dismiss Plaintiffs' Consolidated Complaint filed byW. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Attachments: # 1 Exhibit 22, # 2 Exhibit 23, # 3 Exhibit 24, # 4 Exhibit 25, # 5 Exhibit 26, # 6 Exhibit 27, # 7 Exhibit 28, # 8 Exhibit 29, # 9 Exhibit 30)(Related document(s) 123 ) (Lobdell, Judson) (Filed on 8/5/2010) (Entered: 08/05/2010)

08/05/2010 126 Request for Judicial Notice re 122 MOTION to Dismiss Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof filed byW. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Related document(s) 122 ) (Lobdell, Judson) (Filed on 8/5/2010) (Entered: 08/05/2010)

08/05/2010 127 Joinder re 112 MOTION to Dismiss Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Lobdell, Judson) (Filed on 8/5/2010) Modified on 8/6/2010 (slh, COURT STAFF). (Entered: 08/05/2010)

08/05/2010 128 Proposed Order re 122 MOTION to Dismiss Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Lobdell, Judson) (Filed on 8/5/2010) (Entered: 08/05/2010)

08/17/2010 129 STIPULATION and [Proposed] Order Granting Lead Plaintiffs Leave to File a Single Brief of Up to 35 Pages in Opposition to Defendants' Motions to Dismiss by Arkansas Teacher Retirement System, Forsta-AP Fonden, Danske Invest Management A/S. (Stickney, David) (Filed on 8/17/2010) (Entered: 08/17/2010)

08/17/2010 130 CERTIFICATE OF SERVICE by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden re 129 Stipulation, (Stickney, David) (Filed on 8/17/2010) (Entered: 08/17/2010)

08/19/2010 131 NOTICE by SunPower Investor Group NOTICE OF WITHDRAWAL OF COUNSEL OF RECORD AND [PROPOSED] ORDER GRANTING WITHDRAWAL (Attachments: # 1 Proposed Order)(Kathrein, Reed) (Filed on 8/19/2010) (Entered: 08/19/2010)

08/19/2010 132 CERTIFICATE OF SERVICE by SunPower Investor Group re 131 Notice (Other) (Kathrein, Reed) (Filed on 8/19/2010) (Entered: 08/19/2010)

08/24/2010 133 ORDER RE: 131 EFFECTING CONSENT WITHDRAWAL. Signed by Judge Richard Seeborg on 8/23/10. (cl, COURT STAFF) (Filed on 8/24/2010) (Entered: 08/24/2010)

08/24/2010 134 STIPULATION AND ORDER GRANTING LEAD PLAINTIFFS LEAVE TO FILE A SINGLE BRIEF OF UP TO 35 PAGES IN OPPOSITION TO DEFENDANTS' MOTIONS TO DISMISS. Signed by Judge Richard Seeborg on 8/24/10. (cl, COURT STAFF) (Filed on 8/24/2010) (Entered: 08/24/2010)

09/20/2010 135 STIPULATION AND [PROPOSED] ORDER CONTINUING CASE MANAGEMENT

CONFERENCE by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Lobdell, Judson) (Filed on 9/20/2010) (Entered: 09/20/2010)

09/22/2010 136 Memorandum in Opposition re 122 MOTION to Dismiss Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof , 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byArkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Stickney, David) (Filed on 9/22/2010) (Entered: 09/22/2010)

09/22/2010 137 CERTIFICATE OF SERVICE by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden re 136 Memorandum in Opposition, (Stickney, David) (Filed on 9/22/2010) (Entered: 09/22/2010)

09/23/2010 138 STIPULATION AND ORDER CONTINUING CASE MANAGEMENT CONFERENCE. Case Management Conference set for 1/13/2011 10:00 AM in Courtroom 3, 17th Floor, San Francisco.Case Management Conference Statement due 1/6/2011. Signed by Judge Richard Seeborg on 9/22/10. (cl, COURT STAFF) (Filed on 9/23/2010) (Entered: 09/23/2010)

10/21/2010 139 Reply Memorandum re 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed byBarclays Capital Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Hibbard, Stephen) (Filed on 10/21/2010) (Entered: 10/21/2010)

10/21/2010 140 Reply to Opposition in Support of SunPower Defendants' 122 Motion to Dismiss Plaintiffs' Consolidated Complaint filed by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Lobdell, Judson) (Filed on 10/21/2010) Modified on 10/22/2010 (slh, COURT STAFF). (Entered: 10/21/2010)

10/21/2010 141 Declaration in Support of 140 Reply to Opposition, by Angela E. Kleine in Support of SunPower Defendants' Motion to Dismiss Plaintiffs' Consolidated Complaint filed byW. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Related document(s) 140 ) (Lobdell, Judson) (Filed on 10/21/2010) (Entered: 10/21/2010)

11/04/2010 142 Minute Entry: Motion Hearing held on 11/4/2010 before Richard Seeborg; Matter Submitted. (Date Filed: 11/4/2010) re 122 MOTION to Dismiss Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof filed by Betsy S. Atkins, Patrick Wood, III, W. Steve Albrecht, Dennis V. Arriola, Thomas H. Werner, SunPower Corporation, Emmanuel T. Hernandez, T.J. Rodgers, Uwe-Ernst Bufe, 112 MOTION to Dismiss Underwriter Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Complaint and Memorandum of Points and Authorities in Support Thereof filed by SL Hare Capital, Inc., Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Barclays Capital Inc, Credit Suisse

Securities (USA) LLC, Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC, Piper Jaffray & Co.. (Court Reporter Kathy Sullivan.) (cl, COURT STAFF) (Date Filed: 11/4/2010) (Entered: 11/04/2010)

11/09/2010 143 Transcript of Proceedings held on 11/4/10, before Judge Richard Seeborg. Court Reporter/Transcriber Katherine Powell Sullivan, RPR, CRR, CSR, Telephone number 415-794-6659/[email protected] . Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 2/7/2011. (Sullivan, Katherine) (Filed on 11/9/2010) (Entered: 11/09/2010)

01/04/2011 144 STIPULATION AND [PROPOSED] ORDER CONTINUING CASE MANAGEMENT CONFERENCE by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Stickney, David) (Filed on 1/4/2011) (Entered: 01/04/2011)

01/05/2011

01/19/2011

145 STIPULATION AND ORDER RE: 144 TO CONTINUE CASE MANAGEMENT CONFERENCE. Case Management Conference set for 3/10/2011 10:00 AM in Courtroom 3, 17th Floor, San Francisco. Signed by Judge Richard Seeborg on 1/4/11. (cl, COURT STAFF) (Filed on 1/5/2011) (Entered: 01/05/2011)

146 MOTION to Withdraw as Attorney AVIAH COHEN PIERSON filed by Institutional Investor Funds. (Cohen Pierson, Aviah) (Filed on 1/19/2011) (Entered: 01/19/2011)

02/23/2011 147 STIPULATION AND [PROPOSED] ORDER CONTINUING CASE MANAGEMENT CONFERENCE by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Lobdell, Judson) (Filed on 2/23/2011) (Entered: 02/23/2011)

02/23/2011 148 CLERKS NOTICE Further Case Management Conference set for 4/14/2011 10:00 AM in Courtroom 3, 17th Floor, San Francisco. (rslc3, COURT STAFF) (Filed on 2/23/2011) (Entered: 02/23/2011)

03/01/2011 149 ORDER GRANTING MOTION TO DISMISS. by Judge Richard Seeborg (cl, COURT STAFF) (Filed on 3/1/2011) (Entered: 03/01/2011)

03/11/2011 150 STIPULATION And [Proposed] Order Setting Schedule For Filing Amended Complaint And Defendants' Response by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Stickney, David) (Filed on 3/11/2011) (Entered: 03/11/2011)

03/11/2011 151 STIPULATION AND ORDER SETTING SCHEDULE FOR FILING AMENDED COMPLAINT AND DEFENDANTS' RESPONSE AS MODIFIED BY THE COURT. Case Management Conference set for 6/23/2011 10:00 AM in Courtroom 3, 17th Floor, San Francisco. Signed by Judge Richard Seeborg on 3/11/11. (cl, COURT STAFF) (Filed on 3/11/2011) (Entered: 03/11/2011)

04/04/2011 152 ORDER RE CONSOLIDATION. Signed by Judge Richard Seeborg on 4/4/11. (cl, COURT STAFF) (Filed on 4/4/2011) (Entered: 04/04/2011)

04/18/2011 153 AMENDED COMPLAINT First Amended Consolidated Class Action Complaint For

Violations Of The Federal Securities Laws against W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Barclays Capital Inc, Uwe-Ernst Bufe, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Emmanuel T. Hernandez, Lazard Capital Markets LLC, Piper Jaffray & Co., T.J. Rodgers, SL Hare Capital, Inc., SunPower Corporation, Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC, Thomas H. Werner, Patrick Wood, III, Mariano M Trinidad, John B Rodman. Filed byArkansas Teacher Retirement System, Forsta-AP Fonden, Danske Invest Management A/S. (Stickney, David) (Filed on 4/18/2011) (Entered: 04/18/2011)

04/19/2011 154 Summons Issued as to W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Barclays Capital Inc, Uwe-Ernst Bufe, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Emmanuel T. Hernandez, Lazard Capital Markets LLC, Piper Jaffray & Co., T.J. Rodgers, John B Rodman, SL Hare Capital, Inc., SunPower Corporation, Mariano M Trinidad, Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC, Thomas H. Werner, Patrick Wood, III. (slh, COURT STAFF) (Filed on 4/19/2011) (Entered: 04/20/2011)

05/23/2011 155 MOTION to Dismiss SunPower Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' First Amended Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof filed by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, John B Rodman, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. Motion Hearing set for 8/11/2011 01:30 PM in Courtroom 3, 17th Floor, San Francisco before Hon. Richard Seeborg. (Attachments: # 1 Proposed Order)(Kleine, Angela) (Filed on 5/23/2011) (Entered: 05/23/2011)

05/23/2011 156 Declaration of Angela E. Kleine in Support of 155 MOTION to Dismiss SunPower Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' First Amended Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof filed byW. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, John B Rodman, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31)(Related document(s) 155 ) (Kleine, Angela) (Filed on 5/23/2011) (Entered: 05/23/2011)

05/23/2011 157 Declaration of Adam M. Shapiro in Support of 155 MOTION to Dismiss SunPower Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' First Amended Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof filed byW. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, John B Rodman, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Related document(s) 155 ) (Kleine, Angela) (Filed on 5/23/2011) (Entered: 05/23/2011)

05/23/2011 158 Joinder re 155 MOTION to Dismiss SunPower Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' First Amended Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof by Barclays Capital Inc, Credit Suisse

Securities (USA) LLC, Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Piper Jaffray & Co., SL Hare Capital, Inc., Wachovia Capital Markets, LLC n/k/a Wells Fargo Securities, LLC. (Hibbard, Stephen) (Filed on 5/23/2011) (Entered: 05/23/2011)

05/23/2011

06/07/2011

06/08/2011

159 Request for Judicial Notice re 155 MOTION to Dismiss SunPower Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' First Amended Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof filed byW. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, John B Rodman, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Related document(s) 155 ) (Kleine, Angela) (Filed on 5/23/2011) (Entered: 05/23/2011)

160 NOTICE by Institutional Investor Funds of Firm Name Change (Peterson, Erik) (Filed on 6/7/2011) (Entered: 06/07/2011)

***Deadlines terminated*** Release of Transcript Restriction date of 02/07/2011 Date Terminated 143 Transcript. (gba, COURT STAFF) (Filed on 6/8/2011) (Entered: 06/08/2011)

06/20/2011 161 CLERKS NOTICE Case Management Conference set for 10/27/2011 10:00 AM in Courtroom 3, 17th Floor, San Francisco. (rslc3, COURT STAFF) (Filed on 6/20/2011) (Entered: 06/20/2011)

06/22/2011 162 RESPONSE (re 155 MOTION to Dismiss SunPower Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' First Amended Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof ) filed byArkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Stickney, David) (Filed on 6/22/2011) (Entered: 06/22/2011)

06/23/2011 163 CERTIFICATE OF SERVICE by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden of Amended Summons and First Amended Consolidated Class Action Complaint for Violations of the Federal Securities Laws upon Mariano M. Trinidad (Galdston, Benjamin) (Filed on 6/23/2011) (Entered: 06/23/2011)

07/12/2011

164 NOTICE of Change of Address by Stephen D. Hibbard (Hibbard, Stephen) (Filed on 7/12/2011) (Entered: 07/12/2011)

07/25/2011

165 STIPULATION TO EXTEND TIME TO RESPOND TO FIRST AMENDED COMPLAINT by Mariano M Trinidad. (Brody, Sara) (Filed on 7/25/2011) (Entered: 07/25/2011)

07/27/2011

07/27/2011

07/27/2011

166 NOTICE of Appearance by Sara B. Brody (Brody, Sara) (Filed on 7/27/2011) (Entered: 07/27/2011)

167 NOTICE of Appearance by Sara B. Brody OF JAIME A. BARTLETT (Brody, Sara) (Filed on 7/27/2011) (Entered: 07/27/2011)

168 Certificate of Interested Entities by Mariano M Trinidad (Brody, Sara) (Filed on 7/27/2011) (Entered: 07/27/2011)

07/27/2011

169 REPLY (re 155 MOTION to Dismiss SunPower Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' First Amended Consolidated Complaint; Memorandum

of Points and Authorities in Support Thereof ) filed byW. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, John B Rodman, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Lobdell, Judson) (Filed on 7/27/2011) (Entered: 07/27/2011)

08/10/2011 170 Letter from Judson E. Lobdell regarding Reply in Support of SunPower Defendants' Motion to Dismiss Plaintiffs' First Amended Complaint . (Kleine, Angela) (Filed on 8/10/2011) (Entered: 08/10/2011)

08/11/2011 171 Minute Entry: Motion Hearing held on 8/11/2011 before Judge Richard Seeborg; MOTION TAKEN UNDER SUBMISSION (Date Filed: 8/11/2011) re 155 MOTION to Dismiss SunPower Defendants' Notice of Motion and Motion to Dismiss Plaintiffs' First Amended Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof filed by Betsy S. Atkins, Patrick Wood, III, John B Rodman, W. Steve Albrecht, Dennis V. Arriola, Thomas H. Werner, SunPower Corporation, Emmanuel T. Hernandez, T.J. Rodgers, Uwe-Ernst Bufe. (Court Reporter Kathy Wyatt.) (cl, COURT STAFF) (Date Filed: 8/11/2011) (Entered: 08/11/2011)

Transcript of Proceedings held on 8-11-11, before Judge Richard Seeborg. Court Reporter/Transcriber Katherine Wyatt, Telephone number 925-212-5224. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 11/21/2011. (kpw, COURT STAFF) (Filed on 8/22/2011) (Entered: 08/22/2011)

MOTION for Leave to File Statement of Recent Decision filed by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, John B Rodman, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Attachments: # 1 Proposed Order Granting SunPower Defendants' Request for Leave to File Statement of Recent Decision)(Lobdell, Judson) (Filed on 8/24/2011) (Entered: 08/24/2011)

08/22/2011

172

08/24/2011

173

08/24/2011 174 STATEMENT OF RECENT DECISION pursuant to Civil Local Rule 7-3.d filed byW. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, John B Rodman, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Attachments: # 1 Exhibit A)(Lobdell, Judson) (Filed on 8/24/2011) (Entered: 08/24/2011)

08/26/2011 175 ORDER GRANTING SUNPOWER DEFENDANTS' REQUEST FOR LEAVE TO FILE STATEMENT OF RECENT DECISION. by Judge Richard Seeborg (cl, COURT STAFF) (Filed on 8/26/2011) (Entered: 08/26/2011)

10/18/2011 176 STIPULATION and Proposed Order Continuing Case Management Conference by W. Steve Albrecht, Arkansas Teacher Retirement System, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Danske Invest Management A/S, Forsta-AP Fonden, Emmanuel T. Hernandez, T.J. Rodgers, John B Rodman, SunPower Corporation, Mariano M Trinidad, Thomas H. Werner, Patrick Wood, III. (Abadou, Ramzi) (Filed on 10/18/2011) (Entered: 10/18/2011)

10/19/2011 177 CLERKS NOTICE Case Management Conference set for 1/12/2012 10:00 AM in

Courtroom 3, 17th Floor, San Francisco. (rslc3, COURT STAFF) (Filed on 10/19/2011) (Entered: 10/19/2011)

12/19/2011 178 ORDER GRANTING IN PART AND DENYING IN PART MOTION TO DISMISS. by Judge Richard Seeborg.(cl, COURT STAFF) (Filed on 12/19/2011) (Entered: 12/19/2011)

01/05/2012 179 STIPULATION AND [PROPOSED] ORDER REGARDING SCHEDULING by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, John B Rodman, SunPower Corporation, Thomas H. Werner, Patrick Wood, III. (Kleine, Angela) (Filed on 1/5/2012) (Entered: 01/05/2012)

01/05/2012 180 STIPULATION AND ORDER RE 179 REGARDING SCHEDULING. Case Management Conference set for 2/16/2012 10:00 AM in Courtroom 3, 17th Floor, San Francisco. Signed by Judge Richard Seeborg on 1/5/12. (cl, COURT STAFF) (Filed on 1/5/2012) (Entered: 01/05/2012)

01/05/2012 181 CERTIFICATE OF SERVICE by W. Steve Albrecht, Dennis V. Arriola, Betsy S. Atkins, Uwe-Ernst Bufe, Emmanuel T. Hernandez, T.J. Rodgers, John B Rodman, SunPower Corporation, Thomas H. Werner, Patrick Wood, III re 179 Stipulation, (Kleine, Angela) (Filed on 1/5/2012) (Entered: 01/05/2012)

01/27/2012 182 Defendants' ANSWER to 153 First Amended Consolidated Complaint by Dennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Kleine, Angela) (Filed on 1/27/2012) Modified on 1/30/2012 (gba, COURT STAFF). (Entered: 01/27/2012)

01/30/2012 183 NOTICE of Appearance by Eli Greenstein (Greenstein, Eli) (Filed on 1/30/2012) (Entered: 01/30/2012)

01/30/2012 184 NOTICE of Appearance by Stacey Marie Kaplan (Kaplan, Stacey) (Filed on 1/30/2012) (Entered: 01/30/2012)

02/08/2012 185 CLERKS NOTICE CONTINUING CASE MANAGEMENT CONFERENCE. Case Management Conference set for 2/23/2012 10:00 AM in Courtroom 3, 17th Floor, San Francisco. (cl, COURT STAFF) (Filed on 2/8/2012) (Entered: 02/08/2012)

02/16/2012 186 JOINT CASE MANAGEMENT STATEMENT filed by Arkansas Teacher Retirement System, Dennis V. Arriola, Danske Invest Management A/S, Forsta-AP Fonden, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Abadou, Ramzi) (Filed on 2/16/2012) (Entered: 02/16/2012)

02/23/2012 187 Minute Entry: Initial Case Management Conference held on 2/23/2012 before Judge Richard Seeborg (Date Filed: 2/23/2012). (Court Reporter Not Reported.) (cl, COURT STAFF) (Date Filed: 2/23/2012) (Entered: 02/23/2012)

03/02/2012 188 JOINT CASE MANAGEMENT STATEMENT Regarding Joint Proposed Schedule filed by Arkansas Teacher Retirement System, Dennis V. Arriola, Danske Invest Management A/S, Forsta-AP Fonden, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Abadou, Ramzi) (Filed on 3/2/2012) (Entered: 03/02/2012)

03/02/2012 189 Proposed Order re 188 Joint Case Management Statement, by Arkansas Teacher

Retirement System, Dennis V. Arriola, Danske Invest Management A/S, Forsta-AP Fonden, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Abadou, Ramzi) (Filed on 3/2/2012) (Entered: 03/02/2012)

03/05/2012 190 SCHEDULING ORDER: Further Case Management Conference set for 3/14/2013 01:30 PM; Motion Hearing on Class Certification set for 3/14/2013 01:30 PM in Courtroom 3, 17th Floor, San Francisco before Hon. Richard Seeborg.Signed by Judge Richard Seeborg on 3/5/12. (cl, COURT STAFF) (Filed on 3/5/2012) (Entered: 03/05/2012)

04/02/2012 191 NOTICE of Appearance by Laurence Reza Wrathall (Wrathall, Laurence) (Filed on 4/2/2012) (Entered: 04/02/2012)

04/16/2012 192 STIPULATION WITH PROPOSED ORDER filed by Arkansas Teacher Retirement System, Dennis V. Arriola, Danske Invest Management A/S, Forsta-AP Fonden, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Greenstein, Eli) (Filed on 4/16/2012) (Entered: 04/16/2012)

04/16/2012 193 STIPULATION AND ORDER RE 192 INTERROGATORY LIMITS. Signed by Judge Richard Seeborg on 4/16/12. (cl, COURT STAFF) (Filed on 4/16/2012) (Entered: 04/16/2012)

07/10/2012 194 NOTICE of Change of Address by Ramzi Abadou (Abadou, Ramzi) (Filed on 7/10/2012) (Entered: 07/10/2012)

08/13/2012 195 STIPULATION WITH PROPOSED ORDER [Proposed] Stipulated Protective Order Governing Confidentiality filed by Dennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Lobdell, Judson) (Filed on 8/13/2012) (Entered: 08/13/2012)

08/17/2012 196 MOTION for Admission of Attorney Christine M. Fox to appear in Pro Hac Vice (Filing fee $ 305.00, receipt number 34611077663) filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Edward Fein, Forsta-AP Fonden, Institutional Investor Funds, Harry W. Plichta. (Attachments: # 1 Proposed Order) (gba, COURT STAFF) (Filed on 8/17/2012) (Entered: 08/17/2012)

08/20/2012 197 STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY. Signed by Judge Richard Seeborg on 8/20/12. (cl, COURT STAFF) (Filed on 8/20/2012) (Entered: 08/20/2012)

08/20/2012 198 ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY CHRISTINE M. FOX PRO HAC VICE. by Judge Richard Seeborg (cl, COURT STAFF) (Filed on 8/20/2012) (Entered: 08/20/2012)

08/22/2012 199 Administrative Motion to File Under Seal Plaintiffs' Motion to Compel Production of Documents Responsive to First Set of Document Requests and Certain Documents Submitted in Support Thereof filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Attachments: # 1 Declaration, # 2 Proposed Order)(Greenstein, Eli) (Filed on 8/22/2012) (Entered: 08/22/2012)

08/22/2012 200 CERTIFICATE OF SERVICE by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden re 199 Administrative Motion to File Under Seal Plaintiffs' Motion to Compel Production of Documents Responsive to First Set of Document Requests and Certain Documents Submitted in Support Thereof

(Greenstein, Eli) (Filed on 8/22/2012) (Entered: 08/22/2012)

08/22/2012 201 ORDER REFERRING CASE to Magistrate Judge for Discovery purposes. Signed by Judge Richard Seeborg on 8/22/12. (cl, COURT STAFF) (Filed on 8/22/2012) (Entered: 08/22/2012)

08/23/2012 CASE REFERRED to Magistrate Judge Jacqueline Scott Corley for Discovery (ahm, COURT STAFF) (Filed on 8/23/2012) (Entered: 08/23/2012)

08/23/2012 202 ORDER by Magistrate Judge Jacqueline Scott Corley denying without prejudice 199 Administrative Motion to File Under Seal (ahm, COURT STAFF) (Filed on 8/23/2012) (Entered: 08/23/2012)

08/24/2012 203 Administrative Motion to File Under Seal Plaintiffs' Motion to Compel Production of Documents Responsive to First Set of Document Requests filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Attachments: # 1 Exhibit A - Part 1, # 2 Exhibit A - Part 2)(Peterson, Erik) (Filed on 8/24/2012) (Entered: 08/24/2012)

08/24/2012 204 CERTIFICATE OF SERVICE by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden re 203 Administrative Motion to File Under Seal Plaintiffs' Motion to Compel Production of Documents Responsive to First Set of Document Requests (Peterson, Erik) (Filed on 8/24/2012) (Entered: 08/24/2012)

08/27/2012 205 Declaration of Samuel S. Song in Support of 203 Administrative Motion to File Under Seal Plaintiffs' Motion to Compel Production of Documents Responsive to First Set of Document Requests filed byDennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Proposed Order)(Related document(s) 203 ) (Bernick, Andrew) (Filed on 8/27/2012) (Entered: 08/27/2012)

08/30/2012 206 ORDER by Magistrate Judge Jacqueline Scott Corley granting in part and denying in part 203 Administrative Motion to File Under Seal (ahm, COURT STAFF) (Filed on 8/30/2012) (Entered: 08/30/2012)

08/30/2012 207 MOTION to Compel REDACTED filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. Motion Hearing set for 9/27/2012 01:30 PM in Courtroom 3, 17th Floor, San Francisco before Hon. Richard Seeborg. Responses due by 9/7/2012. Replies due by 9/14/2012. (Attachments: # 1 Proposed Order)(Greenstein, Eli) (Filed on 8/30/2012) (Entered: 08/30/2012)

08/30/2012 208 Declaration of Erik D. Peterson in Support of 207 MOTION to Compel REDACTED filed byArkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29)(Related document(s) 207 ) (Greenstein, Eli) (Filed on 8/30/2012) (Entered: 08/30/2012)

08/30/2012 209 DOCUMENT E-FILED UNDER SEAL re 206 Order on Administrative Motion to File Under Seal by Arkansas Teacher Retirement System, Danske Invest Management

A/S, Forsta-AP Fonden. (Attachments: # 1 Exhibit 1, # 2 Exhibit 3, # 3 Exhibit 9, # 4 Exhibit 16, # 5 Exhibit 21, # 6 Exhibit 22, # 7 Exhibit 23, # 8 Exhibit 24, # 9 Exhibit 25, # 10 Exhibit 27, # 11 Exhibit 28)(Greenstein, Eli) (Filed on 8/30/2012) (Entered: 08/30/2012)

08/31/2012 CLERKS NOTICE Continuing Motion Hearing. TO ALL PARTIES AND COUNSEL OF RECORD: Please take notice that Plaintiffs Motion to Compel (Dkt. No. 207) currently scheduled for September 27, 2012 at 1:30 p.m., before the Honorable Richard Seeborg is rescheduled to October 4, 2012 at 9:00 a.m., before Magistrate Judge Jacqueline Scott Corley, in Courtroom F, 15th Floor, Federal Building, 450 Golden Gate Avenue in San Francisco. (This is a text only docket entry, there is no document associated with this notice.) (ahm, COURT STAFF) (Filed on 8/31/2012) (Entered: 08/31/2012)

08/31/2012 Set/Reset Deadlines as to 207 MOTION to Compel REDACTED . Responses due by 9/7/2012. Replies due by 9/14/2012. Motion Hearing reset for 10/4/2012 09:00 AM in Courtroom F, 15th Floor, San Francisco before Magistrate Judge Jacqueline Scott Corley. (ahm, COURT STAFF) (Filed on 8/31/2012) (Entered: 08/31/2012)

09/07/2012 210 Administrative Motion to File Under Seal filed by Dennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Attachments: # 1 Declaration, # 2 Exhibit A, # 3 Proposed Order)(Bernick, Andrew) (Filed on 9/7/2012) (Entered: 09/07/2012)

09/07/2012 211 Declaration of Samuel S. Song in Support of 210 Administrative Motion to File Under Seal filed byDennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Proposed Order)(Related document(s) 210 ) (Bernick, Andrew) (Filed on 9/7/2012) (Entered: 09/07/2012)

09/07/2012 212 CERTIFICATE OF SERVICE by Dennis V. Arriola, Emmanuel T. Hernandez, I SunPower Corporation, Thomas H. Werner re 210 Administrative Motion to File Under Seal (Bernick, Andrew) (Filed on 9/7/2012) (Entered: 09/07/2012)

09/11/2012 213 ORDER by Magistrate Judge Jacqueline Scott Corley granting 210 Administrative Motion to File Under Seal (ahm, COURT STAFF) (Filed on 9/11/2012) (Entered: 09/11/2012)

09/11/2012 214 DOCUMENT E-FILED UNDER SEAL re 213 Order on Administrative Motion to File Under Seal DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION OF DOCUMENTS RESPONSIVE TO FIRST SET OF DOCUMENT REQUESTS by Dennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Bernick, Andrew) (Filed on 9/11/2012) (Entered: 09/11/2012)

09/14/2012 215 REPLY (re 207 MOTION to Compel REDACTED ) filed byArkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Greenstein, Eli) (Filed on 9/14/2012) (Entered: 09/14/2012)

09/14/2012 216 Declaration of Eli R. Greenstein in Support of 215 Reply to Opposition/Response filed byArkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Related document(s) 215 ) (Greenstein, Eli) (Filed on 9/14/2012) (Entered: 09/14/2012)

09/14/2012

217 MOTION for Judgment on the Pleadings filed by Dennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. Motion Hearing set for 10/25/2012 01:30 PM in Courtroom 3, 17th Floor, San Francisco before Hon. Richard Seeborg. Responses due by 9/28/2012. Replies due by 10/5/2012. (Attachments: # 1 Appendix A, # 2 Appendix B)(Bernick, Andrew) (Filed on 9/14/2012) (Entered: 09/14/2012)

09/14/2012 218 Request for Judicial Notice re 217 MOTION for Judgment on the Pleadings filed byDennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Related document(s) 217 ) (Bernick, Andrew) (Filed on 9/14/2012) (Entered: 09/14/2012)

09/14/2012 219 Declaration of Andrew S. Bernick in Support of 217 MOTION for Judgment on the Pleadings filed byDennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23)(Related document(s) 217 ) (Bernick, Andrew) (Filed on 9/14/2012) Modified on 9/24/2012 (fff, COURT STAFF).*** SEE CORRECTED EXHIBITS 3 and 6 AT 224 . *** (Entered: 09/14/2012)

09/14/2012 220 Proposed Order re 217 MOTION for Judgment on the Pleadings by Dennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Bernick, Andrew) (Filed on 9/14/2012) (Entered: 09/14/2012)

09/20/2012 221 ORDER by Magistrate Judge Jacqueline Scott Corley denying without prejudice 207

I Motion to Compel (ahm, COURT STAFF) (Filed on 9/20/2012) (Entered: 09/20/2012)

09/21/2012 222 STIPULATION WITH PROPOSED ORDER filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Greenstein, Eli) (Filed on 9/21/2012) (Entered: 09/21/2012)

09/21/2012 223 Declaration of Erik D. Peterson in Support of 222 STIPULATION WITH PROPOSED ORDER filed byArkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Related document(s) 222 ) (Peterson, Erik) (Filed on 9/21/2012) (Entered: 09/21/2012)

09/21/2012 224 NOTICE by Dennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner re 219 Declaration in Support,, (Attachments: # 1 Exhibit 3, # 2 Exhibit 6)(Bernick, Andrew) (Filed on 9/21/2012) (Entered: 09/21/2012)

09/24/2012 225 STIPULATION AND ORDER RE 222 RE BRIEFING SCHEDULE FOR I DEFENDANTS' MOTION FOR PARTIAL JUDGMENT ON THE PLEADINGS AND REQUEST FOR JUDICIAL NOTICE. Motion Hearing set for 11/29/2012 01:30 PM in Courtroom 3, 17th Floor, San Francisco before Hon. Richard Seeborg. Signed by Judge Richard Seeborg on 9/24/12. (cl, COURT STAFF) (Filed on 9/24/2012) (Entered: 09/24/2012)

09/28/2012 226 MOTION to Certify Class filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. Motion Hearing set for 3/14/2013 01:30 PM in Courtroom 3, 17th Floor, San Francisco before Hon. Richard Seeborg.

Responses due by 12/14/2012. Replies due by 2/8/2013. (Attachments: # 1 Declaration of Laurence D. King in Support of Lead Plaintiffs' Motion for Class Certification, # 2 Declaration of Jane D. Nettesheim, # 3 Proposed Order Granting Lead Plaintiffs' Motion for Class Certification)(King, Laurence) (Filed on 9/28/2012) (Entered: 09/28/2012)

10/03/2012 227 STIPULATION WITH PROPOSED ORDER filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Peterson, Erik) (Filed on 10/3/2012) (Entered: 10/03/2012)

10/03/2012 228 Declaration of Erik D. Peterson in Support of 227 STIPULATION WITH PROPOSED ORDER filed byArkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Related document(s) 227 ) (Peterson, Erik) (Filed on 10/3/2012) (Entered: 10/03/2012)

10/03/2012 229 ORDER by Magistrate Judge Jacqueline Scott Corley granting 227 Stipulation Continuing The Deadline For The Parties' Joint Discovery Letter. Joint discovery letter shall be due by October 23, 2012. (ahm, COURT STAFF) (Filed on 10/3/2012) (Entered: 10/03/2012)

10/19/2012 230 RESPONSE (re 217 MOTION for Judgment on the Pleadings ) filed byArkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Attachments: # 1 Appendix A, # 2 Appendix B, # 3 Appendix C, # 4 Appendix D, # 5 Appendix E, # 6 Appendix F)(Kaplan, Stacey) (Filed on 10/19/2012) (Entered: 10/19/2012)

10/23/2012 231 Joint Discovery Letter Brief filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Greenstein, Eli) (Filed on 10/23/2012) (Entered: 10/23/2012)

11/01/2012 232 Joint Discovery Letter Brief filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Attachments: # 1 Exhibit Exhibits A - D, # 2 Exhibit Exhibits E - R)(Galdston, Benjamin) (Filed on 11/1/2012) (Entered: 11/01/2012)

11/01/2012 233 Administrative Motion to File Under Seal filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Attachments: # 1 Declaration of Benjamin Galdston, # 2 Proposed Order)(Galdston, Benjamin) (Filed on 11/1/2012) (Entered: 11/01/2012)

11/05/2012 234 Declaration of Samuel S. Song in Support of 233 Administrative Motion to File Under Seal filed byDennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Attachments: # 1 Exhibit 1, # 2 Proposed Order)(Related document(s) 233 ) (Bernick, Andrew) (Filed on 11/5/2012) (Entered: 11/05/2012)

11/06/2012 235 STIPULATION WITH PROPOSED ORDER re 226 MOTION to Certify Class Briefing Schedule filed by Dennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Attachments: # 1 Declaration of Samuel S. Song)(Lobdell, Judson) (Filed on 11/6/2012) (Entered: 11/06/2012)

11/09/2012 236 CLERKS NOTICE SETTING DISCOVERY HEARING. Discovery Hearing re 232 Joint Discovery Letter Brief set for 11/15/2012 at 9:00 AM in Courtroom F, 15th Floor, San Francisco before Magistrate Judge Jacqueline Scott Corley. (wsn, COURT

STAFF) (Filed on 11/9/2012) (Entered: 11/09/2012)

11/09/2012 237 STIPULATION AND ORDER RE 235 REGARDING CLASS CERTIFICATION BRIEFING SCHEDULE AS MODIFIED BY THE COURT. Further Case Management Conference set for 4/4/2013 01:30 PM; Motion Hearing set for 4/4/2013 01:30 PM in Courtroom 3, 17th Floor, San Francisco before Hon. Richard Seeborg. Signed by Judge Richard Seeborg on 11/9/12. (cl, COURT STAFF) (Filed on 11/9/2012) (Entered: 11/09/2012)

11/09/2012 238 REPLY (re 217 MOTION for Judgment on the Pleadings ) filed byDennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Bernick, Andrew) (Filed on 11/9/2012) (Entered: 11/09/2012)

11/09/2012 239 Request for Judicial Notice re 238 Reply to Opposition/Response filed byDennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Related document(s) 238 ) (Bernick, Andrew) (Filed on 11/9/2012) (Entered: 11/09/2012)

11/09/2012 240 Declaration of Andrew S. Bernick in Support of 238 Reply to Opposition/Response filed byDennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner. (Attachments: # 1 Exhibit 1)(Related document(s) 238 ) (Bernick, Andrew) (Filed on 11/9/2012) (Entered: 11/09/2012)

11/13/2012 241 Letter Brief re 232 Joint Discovery Letter Brief Supplement filed byArkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Attachments: # 1 Exhibit A)(Related document(s) 232 ) (Galdston, Benjamin) (Filed on 11/13/2012) (Entered: 11/13/2012)

11/15/2012 242 Minute Entry: Discovery Hearing held on 11/15/2012 before Magistrate Judge Jacqueline Scott Corley (Date Filed: 11/15/2012). (Court Reporter Lydia Zinn.) (wsn, COURT STAFF) (Date Filed: 11/15/2012) (Entered: 11/15/2012)

11/15/2012 243 ORDER RE: PLAINTIFFS' ADMINISTRATIVE MOTION TO FILE UNDER SEAL by Judge Jacqueline Scott Corley granting 233 Administrative Motion to File Under Seal. (wsn, COURT STAFF) (Filed on 11/15/2012) (Entered: 11/15/2012)

11/16/2012 244 Transcript of Proceedings held on 11/15/2012, before Judge Jacqueline Scott Corley. Court Reporter/Transcriber Lydia Zinn, Telephone number (415) 531-6587. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 2/14/2013. (Zinn, Lydia) (Filed on 11/16/2012) (Entered: 11/16/2012)

11/20/2012 245 DOCUMENT E-FILED UNDER SEAL re 243 Order on Administrative Motion to File Under Seal Exhibit P to the Joint Discovery Letter Brief (Dkt. No. 232) by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Galdston, Benjamin) (Filed on 11/20/2012) (Entered: 11/20/2012)

11/26/2012 246 CLERKS NOTICE THE MOTION HEARING SCHEDULED FOR NOVEMBER 29, 2012 WILL BE SUBMITTED WITHOUT ORAL ARGUMENT PURSUANT TO

CIVIL LOCAL RULE 7-1(b). (cl, COURT STAFF) (Filed on 11/26/2012) (Entered: 11/26/2012)

02/01/2013 247 MOTION for Settlement Lead Plaintiffs' Notice of Motion, Unopposed Motion for Preliminary Approval of Settlement, and Memorandum of Points and Authorities in Support Thereof filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. Motion Hearing set for 3/14/2013 01:30 PM in Courtroom 3, 17th Floor, San Francisco before Hon. Richard Seeborg. Responses due by 2/15/2013. Replies due by 2/22/2013. (Attachments: # 1 Proposed Order)(Stickney, David) (Filed on 2/1/2013) (Entered: 02/01/2013)

02/01/2013 248 STIPULATION re 247 MOTION for Settlement Lead Plaintiffs' Notice of Motion, Unopposed Motion for Preliminary Approval of Settlement, and Memorandum of Points and Authorities in Support Thereof filed by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (Stickney, David) (Filed on 2/1/2013) (Entered: 02/01/2013)

02/01/2013 249 CERTIFICATE OF SERVICE by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden re 248 Stipulation, 247 MOTION for Settlement Lead Plaintiffs' Notice of Motion, Unopposed Motion for Preliminary Approval of Settlement, and Memorandum of Points and Authorities in Support Thereof (Stickney, David) (Filed on 2/1/2013) (Entered: 02/01/2013)

02/06/2013

02/06/2013

02/06/2013

02/22/2013

03/14/2013

250 CLERKS NOTICE CONTINUING MOTION HEARING. Motion Hearing set for 4/11/2013 01:30 PM in Courtroom 3, 17th Floor, San Francisco before Hon. Richard Seeborg. (cl, COURT STAFF) (Filed on 2/6/2013) (Entered: 02/06/2013)

Motion Hearing set for 4/11/2013 01:30 PM in Courtroom 3, 17th Floor, San Francisco before Hon. Richard Seeborg. (cl, COURT STAFF) (Filed on 2/6/2013) (Entered: 02/06/2013)

251 CLERKS NOTICE RESCHEDULING CASE MANAGEMENT CONFERENCE. Further Case Management Conference set for 4/11/2013 01:30 PM in Courtroom 3, 17th Floor, San Francisco. (cl, COURT STAFF) (Filed on 2/6/2013) (Entered: 02/06/2013)

252 REPLY (re 247 MOTION for Settlement Lead Plaintiffs' Notice of Motion, Unopposed Motion for Preliminary Approval of Settlement, and Memorandum of Points and Authorities in Support Thereof ) Lead Plaintiffs' Reply and Notice of Non-Opposition in Support of Motion for Preliminary Approval of Settlement filed byArkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden. (King, Laurence) (Filed on 2/22/2013) (Entered: 02/22/2013)

253 Minute Entry: Motion Hearing held on 3/14/2013 before Judge Richard Seeborg (Date Filed: 3/14/2013) re 247 MOTION for Settlement Lead Plaintiffs' Notice of Motion, Unopposed Motion for Preliminary Approval of Settlement, and Memorandum of Points and Authorities in Support Thereof filed by Forsta-AP Fonden, Arkansas Teacher Retirement System, Danske Invest Management A/S. (Court Reporter Joan Columbini.) (cl, COURT STAFF) (Date Filed: 3/14/2013) (Entered: 03/14/2013)

03/18/2013 254 TRANSCRIPT ORDER by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden from Court Reporter Joan Columbini. (Abadou, Ramzi) (Filed on 3/18/2013) (Entered: 03/18/2013)

03/19/2013 255 TRANSCRIPT ORDER by Dennis V. Arriola, Emmanuel T. Hernandez, SunPower Corporation, Thomas H. Werner from Court Reporter Joan Columbini. (Lobdell, Judson) (Filed on 3/19/2013) (Entered: 03/19/2013)

03/22/2013 256 NOTICE by Arkansas Teacher Retirement System, Danske Invest Management A/S, Forsta-AP Fonden Notice of Lodgment of Proposed Preliminary Approval Order (Attachments: # 1 Proposed Order, # 2 Declaration of Service)(Stickney, David) (Filed on 3/22/2013) (Entered: 03/22/2013)

03/25/2013 257 ORDER PRELIMINARILY APPROVING SETTLEMENT, PROVIDING FOR NOTICE, AND SCHEDULING SETTLEMENT HEARING. Final Approval Hearing set for 7/3/2013 03:00 PM before Hon. Richard Seeborg. Signed by Judge Richard Seeborg on 3/25/13. (cl, COURT STAFF) (Filed on 3/25/2013) (Entered: 03/25/2013)

03/25/2013 Set/Reset Hearing (cl, COURT STAFF) (Filed on 3/25/2013) (Entered: 03/25/2013)

04/01/2013 258 Transcript of Proceedings held on March 14, 2013, before Judge Richard Seeborg. Court Reporter/Transcriber Joan Marie Columbini, CSR, RPR, Telephone number 415-255-6842, [email protected] . Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 7/1/2013. (Related documents(s) 255 , 254 ) (Columbini, Joan) (Filed on 4/1/2013) (Entered: 04/01/2013)

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