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Transcript of U.S. District Court Southern District of New York (Foley...

  • US District Court Civil Docket as of 4/15/2011Retrieved from the court on April 20, 2011

    U.S. District CourtSouthern District of New York (Foley Square)

    CIVIL DOCKET FOR CASE #: 1:10-cv-03864-AKH

    Jones et al v. Pfizer, Inc. et al Date Filed: 05/11/2010Assigned to: Judge Alvin K. Hellerstein Jury Demand: PlaintiffCause: 28:1331 Fed. Question: Other Nature of Suit: 850

    Securities/CommoditiesJurisdiction: Federal Question

    Lead Plaintiff

    Stichting Philips Pensioenfonds represented by David Avi RosenfeldRobbins Geller Rudman & Dowd LLP(LI)58 South Service RoadSuite 200Melville, NY 11747631-367-7100Fax: 631-367-1173Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

    Henry RosenRobbins Geller Rudman & Dowd LLP(San Diego)655 West BroadwaySuite 1900San Diego, CA 92101(619) 231-1058Fax: (619) 231-7423Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

    Ryan A. LlorensRobbins Geller Rudman & Dowd LLP(San Diego)655 West BroadwaySuite 1900San Diego, CA 92101(619)-231-1058Fax: (619)-231-7423Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

  • Plaintiff

    Mary K. Jones represented by Samuel Howard RudmanIndividually Robbins Geller Rudman & Dowd LLP(LI)

    58 South Service RoadSuite 200Melville, NY 11747(631) 367-7100Fax: (631) 367-1173Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

    Catherine J. KowalewskiRobbins Geller Rudman & Dowd LLP(San Diego)655 West BroadwaySuite 1900San Diego, CA 92101(619) 231-1058Fax: (619) 231-7423ATTORNEY TO BE NOTICED

    Danielle S. MyersRobbins Geller Rudman & Dowd LLP(SANDIEGO)655 West BroadwaySuite 1900San Diego, CA 92101619-231-1058PRO HAC VICEATTORNEY TO BE NOTICED

    Darren J. RobbinsCoughlin Stoia Geller Rudman & RobbinsLLP655 West Broadway, Suite 1900San Diego, CA 92101(619)231-1058Fax: (619)231-7423PRO HAC VICEATTORNEY TO BE NOTICED

    David Avi Rosenfeld(See above for address)ATTORNEY TO BE NOTICED

    David C. WaltonLerach, Coughlin, Stoia, Geller, Rudman& Robbins, L.L.P.655 W. Broadway

  • Suite 1900San Diego, CA 92101-3301619-231-1058ATTORNEY TO BE NOTICED

    Hamilton Philip LindleyGoldfarb Branham LLP2501 Harwood, Ste. 1801, Dallas, Tx75201Dallas, TX 75204(214)-583-2257Fax: (214)-583-2234Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

    Henry Rosen(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

    Joe KendallProvost Umphrey Law Firm, LLP3232 Mckinney Avenue, Suite 700Dallas, TX 75204(214)-744-3000Fax: (214)-744-3015Email:[email protected] TO BE NOTICED

    Ryan A. Llorens(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

    Willow E. RadcliffeRobbins Geller Rudman & Dowd LLP (SFran. )One Montgomery Street, Suite 1800San Francisco, CA 94104(415) 288-4545Fax: (415) 288-4534Email: [email protected] TO BE NOTICED

    Plaintiff

    Mary K. Jones represented by Samuel Howard Rudmanon behalf of all others similarly situated (See above for address)

    LEAD ATTORNEY

  • ATTORNEY TO BE NOTICED

    Catherine J. Kowalewski(See above for address)ATTORNEY TO BE NOTICED

    Danielle S. Myers(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

    Darren J. Robbins(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

    David Avi Rosenfeld(See above for address)ATTORNEY TO BE NOTICED

    David C. Walton(See above for address)ATTORNEY TO BE NOTICED

    Hamilton Philip Lindley(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

    Henry Rosen(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

    Joe Kendall(See above for address)ATTORNEY TO BE NOTICED

    Ryan A. Llorens(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

    Willow E. Radcliffe(See above for address)ATTORNEY TO BE NOTICED

    Plaintiff

    Martin Meister represented by Leigh R. LaskyTERMINATED: 12/06/2010 Lasky & Rifkind, Ltd.

  • 100 Park Ave, 16th FloorNew York, NY 10017(312)634-0057Fax: (312)634-0059Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

    Danielle S. Myers(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

    Darren J. Robbins(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

    Henry Rosen(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

    Willow E. Radcliffe(See above for address)ATTORNEY TO BE NOTICED

    V.

    Movant

    Oklahoma Firefighters Pension and represented by Mitchell M.Z. TwerskyRetirement System Abraham Fruchter & Twersky LLP

    One Penn PlazaSuite 1910New York, NY 10119(212) 279-5050Fax: (212)-279-3655Email: [email protected] TO BE NOTICED

    Movant

    Union Asset Management Holding AG represented by Mitchell M.Z. Twersky(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

    William H. NarwoldMotley Rice LLC (CT)One Corporate Center20 Church Street, 17th Floor

  • Hartford, CT 06103860-882-1676Fax: 860-882-1682Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

    Donald Alan MiglioriMotley Rice LLC321 South Main StreetProvidence, RI 02903(401)-457-7700Fax: (401)-457-7708Email: [email protected] TO BE NOTICED

    James M. HughesMotley Rice LLC (SC)28 Bridgeside BoulevardP.O. Box 1792Mount Pleasant, SC 29464(843) 216 9133Fax: 843 216 9440Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

    Joseph F. RiceMotley Rice LLC (SC)28 Bridgeside BoulevardP.O. Box 1792Mount Pleasant, SC 29464(843)-216-9159Fax: (843)-216-9290Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

    V.

    Defendant

    Pfizer, Inc. represented by Dennis J. BlockCadwalader, Wickersham & Taft LLP(NYC)One World Financial CenterNew York, NY 10281(212) 504-5555Fax: (212) 504-5557Email: [email protected] TO BE NOTICED

  • Defendant

    Henry A. McKinnell represented by Dennis J. Block(See above for address)ATTORNEY TO BE NOTICED

    Defendant

    Jeffrey B. Kindler represented by Dennis J. Block(See above for address)ATTORNEY TO BE NOTICED

    Defendant

    Frank D'Amelio represented by Dennis J. Block(See above for address)ATTORNEY TO BE NOTICED

    Defendant

    David L. Shedlarz represented by Dennis J. Block(See above for address)ATTORNEY TO BE NOTICED

    Defendant

    Alan G. Levin represented by Dennis J. Block(See above for address)ATTORNEY TO BE NOTICED

    Defendant

    Ian C. Read represented by Dennis J. Block(See above for address)ATTORNEY TO BE NOTICED

    Defendant

    Karen Katen

    Defendant

    J. Patrick Kelly

    Defendant

    Allen Waxman

    Defendant

    Joseph M. Feczko represented by Dennis J. Block(See above for address)ATTORNEY TO BE NOTICED

    Date Filed # Docket Text

    05/11/2010 1 COMPLAINT against Pfizer, Inc., Henry A. McKinnell, Jeffrey B. Kindler, Frank

  • D'Amelio, David L. Shedlarz, Alan G. Levin, Ian C. Read. (Filing Fee $ 350.00,Receipt Number 903923)Document filed by Mary K. Jones(Individually), Mary K.Jones(on behalf of all others similarly situated). (ama) (Entered: 05/12/2010)

    05/11/2010 SUMMONS ISSUED as to Pfizer, Inc., Henry A. McKinnell, Jeffrey B. Kindler, FrankD'Amelio, David L. Shedlarz, Alan G. Levin, Ian C. Read. (ama) (Entered: 05/12/2010)

    05/11/2010 Magistrate Judge Frank Maas is so designated. (ama) (Entered: 05/12/2010)

    05/11/2010 Case Designated ECF. (ama) (Entered: 05/12/2010)

    05/25/2010 2 AMENDED COMPLAINT amending 1 Complaint, against Pfizer, Inc., Henry A.McKinnell, Jeffrey B. Kindler, Frank D'Amelio, David L. Shedlarz, Alan G. Levin, IanC. Read.Document filed by Mary K. Jones(Individually), Mary K. Jones(on behalf ofall others similarly situated). Related document: 1 Complaint, filed by Mary K.Jones.(mro) (Additional attachment(s) added on 5/28/2010: # 1 Amended Complaintpages 11-20, # 2 Amended Complaint pages 21-34) (ama). (Entered: 05/26/2010)

    05/28/2010 3 AFFIDAVIT OF SERVICE. Pfizer, Inc. served on 5/14/2010, answer due 6/4/2010.Service was accepted by Aixa Flores, of CT Corp.. Document filed by Mary K.Jones(Individually). (Rudman, Samuel) (Entered: 05/28/2010)

    05/28/2010 4 AFFIDAVIT OF SERVICE. Jeffrey B. Kindler served on 5/14/2010, answer due6/4/2010. Service was accepted by Jeffrey B. Kindler. Document filed by Mary K.Jones(on behalf of all others similarly situated). (Rudman, Samuel) (Entered:05/28/2010)

    05/28/2010 5 AFFIDAVIT OF SERVICE. Ian C. Read served on 5/14/2010, answer due 6/4/2010.Service was accepted by Graciela Read, Wife/Co-Occupant. Document filed by MaryK. Jones(on behalf of all others similarly situated). (Rudman, Samuel) (Entered:05/28/2010)

    05/28/2010 6 AFFIDAVIT OF SERVICE. Henry A. McKinnell served on 5/24/2010, answer due6/14/2010. Service was accepted by Joanne Sloneek, Personal Assistant to Mr.McKinnell. Document filed by Mary K. Jones(on behalf of all others similarly situated).(Rudman, Samuel) (Entered: 05/28/2010)

    05/28/2010 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Samuel HowardRudman for noncompliance with Section (14.3) of the S.D.N.Y. Electronic Case FilingRules & Instructions. E-MAIL the PDF for Document 1 Complaint, 2 AmendedComplaint, to: [email protected] . (ama) (Entered: 05/28/2010)

    06/22/2010 7 STIPULATION AND ORDER: Defendants' time to move, answer, or otherwiserespond to the complaint filed in this matter is extended until after the Court enters anorder appointing lead plaintiff and lead plaintiff's counsel and consolidating this caseand any related cases, as set forth in this stipulation and order. (Signed by Judge AlvinK. Hellerstein on 6/21/2010) (jpo) (Entered: 06/22/2010)

    07/12/2010 8 FIRST MOTION to Appoint Martin Meister, Paul Meister, and Carol Meister to serveas lead plaintiff(s). Document filed by Martin Meister. (Lasky, Leigh) (Entered:07/12/2010)

    07/12/2010 9 FIRST MEMORANDUM OF LAW in Support re: 8 FIRST MOTION to AppointMartin Meister, Paul Meister, and Carol Meister to serve as lead plaintiff(s).. Document

  • Tfiled by Martin Meister. (Lasky, Leigh) (Entered: 07/12/2010)

    07/12/2010 10 AFFIDAVIT of Leigh Lasky in Support re: 8 FIRST MOTION to Appoint MartinMeister, Paul Meister, and Carol Meister to serve as lead plaintiff(s).. Document filedby Martin Meister. (Lasky, Leigh) (Entered: 07/12/2010)

    07/12/2010 11 MOTION to Appoint Oklahoma Firefighters Pension and Retirement System and UnionAsset Management Holding AG to serve as lead plaintiff(s). Document filed byOklahoma Firefighters Pension and Retirement System, Union Asset ManagementHolding AG. (Twersky, Mitchell) (Entered: 07/12/2010)

    07/12/2010 12 MEMORANDUM OF LAW in Support re: 11 MOTION to Appoint OklahomaFirefighters Pension and Retirement System and Union Asset Management Holding AGto serve as lead plaintiff(s). MOTION to Appoint Oklahoma Firefighters Pension andRetirement System and Union Asset Management Holding AG to serve as leadplaintiff(s).. Document filed by Oklahoma Firefighters Pension and Retirement System,Union Asset Management Holding AG. (Twersky, Mitchell) (Entered: 07/12/2010)

    07/12/2010 13 DECLARATION of Mitchell M.Z. Twersky in Support re: 11 MOTION to AppointOklahoma Firefighters Pension and Retirement System and Union Asset ManagementHolding AG to serve as lead plaintiff(s). MOTION to Appoint Oklahoma FirefightersPension and Retirement System and Union Asset Management Holding AG to serve aslead plaintiff(s).. Document filed by Oklahoma Firefighters Pension and RetirementSystem, Union Asset Management Holding AG. (Attachments: # 1 Exhibit 1, # 2Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6)(Twersky, Mitchell)(Entered: 07/12/2010)

    07/12/2010 14 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent.Document filed by Union Asset Management Holding AG.(Twersky, Mitchell)(Entered: 07/12/2010)

    07/12/2010 15 MOTION to Appoint Stichting Philips Pensioenfonds to serve as lead plaintiff(s).,MOTION to Appoint Counsel. Document filed by Stichting PhilipsPensioenfonds. (Rosenfeld, David) (Entered: 07/12/2010)

    07/12/2010 16 MEMORANDUM OF LAW in Support re: 15 MOTION to Appoint Stichting PhilipsPensioenfonds to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Documentfiled by Stichting Philips Pensioenfonds. (Rosenfeld, David) (Entered: 07/12/2010)

    07/12/2010 17 DECLARATION of David A. Rosenfeld in Support re: 15 MOTION to AppointStichting Philips Pensioenfonds to serve as lead plaintiff(s). MOTION to AppointCounsel.. Document filed by Stichting Philips Pensioenfonds. (Attachments: # 1Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Rosenfeld, David) (Entered:07/12/2010)

    07/29/2010 18 MEMORANDUM OF LAW in Support re: 11 MOTION to Appoint OklahomaFirefighters Pension and Retirement System and Union Asset Management Holding AGto serve as lead plaintiff(s). MOTION to Appoint Oklahoma Firefighters Pension andRetirement System and Union Asset Management Holding AG to serve as leadplaintiff(s).. Document filed by Oklahoma Firefighters Pension and Retirement System.(Twersky, Mitchell) (Entered: 07/29/2010)

    07/29/2010 19 DECLARATION of Mitchell M.Z. Twersky in Support re: 11 MOTION to Appoint

  • Oklahoma Firefighters Pension and Retirement System and Union Asset ManagementHolding AG to serve as lead plaintiff(s). MOTION to Appoint Oklahoma FirefightersPension and Retirement System and Union Asset Management Holding AG to serve aslead plaintiff(s).. Document filed by Oklahoma Firefighters Pension and RetirementSystem. (Attachments: # 1 Exhibit 7, # 2 Exhibit 8)(Twersky, Mitchell) (Entered:07/29/2010)

    07/29/2010 20 MEMORANDUM OF LAW in Opposition re: 11 MOTION to Appoint OklahomaFirefighters Pension and Retirement System and Union Asset Management Holding AGto serve as lead plaintiff(s). MOTION to Appoint Oklahoma Firefighters Pension andRetirement System and Union Asset Management Holding AG to serve as leadplaintiff(s)., 8 FIRST MOTION to Appoint Martin Meister, Paul Meister, and CarolMeister to serve as lead plaintiff(s).. Document filed by Stichting PhilipsPensioenfonds. (Rosenfeld, David) (Entered: 07/29/2010)

    07/29/2010 21 DECLARATION of David A. Rosenfeld in Opposition re: 11 MOTION to AppointOklahoma Firefighters Pension and Retirement System and Union Asset ManagementHolding AG to serve as lead plaintiff(s). MOTION to Appoint Oklahoma FirefightersPension and Retirement System and Union Asset Management Holding AG to serve aslead plaintiff(s)., 8 FIRST MOTION to Appoint Martin Meister, Paul Meister, andCarol Meister to serve as lead plaintiff(s).. Document filed by Stichting PhilipsPensioenfonds. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 ExhibitD, # 5 Exhibit E)(Rosenfeld, David) (Entered: 07/29/2010)

    08/05/2010 22 NOTICE OF APPEARANCE by William H. Narwold on behalf of Union AssetManagement Holding AG (Narwold, William) (Entered: 08/05/2010)

    08/09/2010 23 REPLY MEMORANDUM OF LAW in Support re: 11 MOTION to Appoint OklahomaFirefighters Pension and Retirement System and Union Asset Management Holding AGto serve as lead plaintiff(s). MOTION to Appoint Oklahoma Firefighters Pension andRetirement System and Union Asset Management Holding AG to serve as leadplaintiff(s).. Document filed by Oklahoma Firefighters Pension and Retirement System,Union Asset Management Holding AG. (Twersky, Mitchell) (Entered: 08/09/2010)

    08/09/2010 24 DECLARATION of Mitchell M.Z. Twersky in Support re: 11 MOTION to AppointOklahoma Firefighters Pension and Retirement System and Union Asset ManagementHolding AG to serve as lead plaintiff(s). MOTION to Appoint Oklahoma FirefightersPension and Retirement System and Union Asset Management Holding AG to serve aslead plaintiff(s).. Document filed by Oklahoma Firefighters Pension and RetirementSystem, Union Asset Management Holding AG. (Attachments: # 1 Exhibit 9, # 2Exhibit 10, # 3 Exhibit 11, # 4 Exhibit 12, # 5 Exhibit 13, # 6 Exhibit 14-1, # 7 Exhibit14-2, # 8 Exhibit 14-3, # 9 Exhibit 14-4, # 10 Exhibit 15, # 11 Exhibit 16, # 12 Exhibit17, # 13 Exhibit 18, # 14 Exhibit 19, # 15 Exhibit 20, # 16 Exhibit 21, # 17 Exhibit 22,# 18 Exhibit 23, # 19 Exhibit 24)(Twersky, Mitchell) (Entered: 08/09/2010)

    08/09/2010 25 REPLY MEMORANDUM OF LAW in Support re: 15 MOTION to Appoint StichtingPhilips Pensioenfonds to serve as lead plaintiff(s). MOTION to Appoint Counsel..Document filed by Stichting Philips Pensioenfonds. (Rosenfeld, David) (Entered:08/09/2010)

    08/09/2010 26 REPLY AFFIDAVIT of David A. Rosenfeld in Support re: 15 MOTION to AppointStichting Philips Pensioenfonds to serve as lead plaintiff(s). MOTION to Appoint

  • Counsel.. Document filed by Stichting Philips Pensioenfonds. (Attachments: # 1Exhibit 5, # 2 Exhibit 6, # 3 Exhibit 7, # 4 Exhibit 8)(Rosenfeld, David) (Entered:08/09/2010)

    08/13/2010 27 MOTION for James M. Hughes to Appear Pro Hac Vice. Document filed by UnionAsset Management Holding AG.(mro) (Entered: 08/16/2010)

    08/13/2010 28 MOTION for Joseph F. Rice to Appear Pro Hac Vice. Document filed by Union AssetManagement Holding AG.(mro) (Entered: 08/16/2010)

    08/13/2010 29 MOTION for Donald A. Migliori to Appear Pro Hac Vice. Document filed by UnionAsset Management Holding AG.(mro) (Entered: 08/16/2010)

    08/17/2010 CASHIERS OFFICE REMARK on 27 Motion to Appear Pro Hac Vice, 28 Motion toAppear Pro Hac Vice, 29 Motion to Appear Pro Hac Vice in the amount of $75.00, paidon 08/13/2010, Receipt Number 911864 & 911865. (jd) (Entered: 08/17/2010)

    08/19/2010 30 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION, that DonaldA. Migliori is admitted to practice pro hac vice as counsel for movant Union AssetManagement Holding AG in the above captioned case in the United States DistrictCourt for the Southern District of New York. Additional relief as set forth in this Order.(Signed by Judge Alvin K. Hellerstein on 8/18/10) (pl) (Entered: 08/19/2010)

    08/19/2010 31 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION, that James M.Hughes is admitted to practice pro hac vice as counsel for movant Union AssetManagement Holding AG in the above captioned case in the United States DistrictCourt for the Southern District of New York. Additional relief as set forth in this Order.(Signed by Judge Alvin K. Hellerstein on 8/18/10) (pl) (Entered: 08/19/2010)

    08/19/2010 32 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION, that Joseph F.Rice is admitted to practice pro hac vice as counsel for movant Union AssetManagement Holding AG in the above captioned case in the United States DistrictCourt for the Southern District of New York. Additional relief as set forth in this Order.(Signed by Judge Alvin K. Hellerstein on 8/18/10) (pl) (Entered: 08/19/2010)

    09/01/2010 33 MOTION for Willow E. Radcliffe to Appear Pro Hac Vice. Document filed by Mary K.Jones(on behalf of all others similarly situated), Mary K. Jones(Individually), MartinMeister.(mro) (Entered: 09/02/2010)

    09/07/2010 34 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION, granting 33Motion for Willow E. Radcliffe to Appear Pro Hac Vice. Additional relief as set forth inthis Order. (Signed by Judge Alvin K. Hellerstein on 9/3/10) (pl) (Entered: 09/07/2010)

    09/07/2010 CASHIERS OFFICE REMARK on 33 Motion to Appear Pro Hac Vice in the amountof $25.00, paid on 09/01/2010, Receipt Number 913533. (jd) (Entered: 09/07/2010)

    09/10/2010 35 NOTICE OF CHANGE OF ADDRESS by Willow E. Radcliffe on behalf of StichtingPhilips Pensioenfonds. New Address: Robbins Geller Rudman & Dowd LLP, PostMontgomery Center, One Montgomery Street, Suite 1800, San Francisco, CA, USA94104, (415) 288-4545. (Radcliffe, Willow) (Entered: 09/10/2010)

    11/01/2010 36 NOTICE of of Withdrawal of Motion for Meister Group to be Appointed Lead Plaintiffand to Approve Proposed Lead Plaintiff's Choice of Counsel re: 9 Memorandum of Lawin Support of Motion, 10 Affidavit in Support of Motion, 8 FIRST MOTION toL

  • Appoint Martin Meister, Paul Meister, and Carol Meister to serve as lead plaintiff(s)..Document filed by Martin Meister. (Lasky, Leigh) (Entered: 11 /01 /2010)

    11/01/2010 38 MOTION for Darren J. Robbins to Appear Pro Hac Vice. Document filed by Mary K.Jones(on behalf of all others similarly situated), Mary K. Jones(Individually), MartinMeister.(mro) (Entered: 11/05/2010)

    11/01/2010 39 MOTION for Danielle S. Myers to Appear Pro Hac Vice. Document filed by Mary K.Jones(on behalf of all others similarly situated), Mary K. Jones(Individually), MartinMeister.(mro) (Entered: 11/05/2010)

    11/04/2010 37 SUMMARY ORDER APPOINTING LEAD PLAINTIFF: For the reasons stated on therecord, I grant Philips Pensioenfonds' motion for appointment as lead plaintiff and denyOklahoma Firefighters and Union's competing motion. Moreover, I approve PhilipsPensioenfonds' selection of Robbins Geller Rudman & Dowd LLP as lead counsel forthe proposed plaintiff class. Although I deny Oklahoma Firefighters and Union's motionfor approval of their chosen counsel as co-lead counsel for the class, I suggest thatRobbins Geller Rudman & Dowd LLP consider incorporating into their litigating groupthe attorneys who represent Oklahoma Firefighters and Union, to the extent that suchcooperation would enhance the efficiency of this litigation without duplicating efforts orcausing undue expense. Philips Pensioenfonds should submit a stipulation and proposedorder for the court's approval by November 12, 2010, setting forth a deadline forplaintiffs to amend their complaint and for defendants to answer or otherwise respond.The Clerk shall mark the motions (Doc. Nos. 8, 11, 15) terminated. (Signed by JudgeAlvin K. Hellerstein on 11/4/2010) (jfe) (Entered: 11/04/2010)

    11/08/2010 40 MOTION for Reconsideration of Oklahoma Firefighters Pension and RetirementSystem and Union Asset Management Holding AG. Document filed by OklahomaFirefighters Pension and Retirement System. (Twersky, Mitchell) (Entered: 11/08/2010)

    11/08/2010 41 MEMORANDUM OF LAW in Support re: 40 MOTION for Reconsideration ofOklahoma Firefighters Pension and Retirement System and Union Asset ManagementHolding AG.. Document filed by Oklahoma Firefighters Pension and RetirementSystem. (Twersky, Mitchell) (Entered: 11/08/2010)

    11/15/2010 42 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting 38Motion for Darren J. Robbins to Appear Pro Hac Vice. (Signed by Judge Alvin K.Hellerstein on 11/15/2010) (jfe) (Entered: 11/15/2010)

    11/15/2010 43 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting 39Motion for Danielle S. Myers to Appear Pro Hac Vice. (Signed by Judge Alvin K.Hellerstein on 11/15/2010) (jfe) (Entered: 11/15/2010)

    11/16/2010 44 STIPULATION AND ORDER: It is hereby Stipulated and agreed that: Lead PlaintiffStichting Philips Pensioenfonds shall file and serve a consolidated complaint byDecember 6, 2010. Defendants shall electronically file and serve an answer orotherwise respond to the consolidated complaint by January 5, 2011. If defendantsmove to dismiss the consolidated complaint, Lead Plaintiff shall electronically file andserve an opposition to the motion by February 4, 2011. Defendants shall electronicallyfile and serve a reply by February 24, 2010. (Signed by Judge Alvin K. Hellerstein on11/16/2010) (jfe) (Entered: 11/16/2010)

    11/17/2010 45 TRANSCRIPT of proceedings held on 11/3/2010 before Judge Alvin K. Hellerstein.

  • FT (ab) (Entered: 11/18/2010)11/23/2010 46 MOTION for Henry Rosen to Appear Pro Hac Vice. Document filed by Mary K.

    Jones(on behalf of all others similarly situated), Mary K. Jones(Individually), MartinMeister. (mro) (Entered: 11/24/2010)

    11/29/2010 47 MEMORANDUM OF LAW in Opposition re: 40 MOTION for Reconsideration ofOklahoma Firefighters Pension and Retirement System and Union Asset ManagementHolding AG.. Document filed by Stichting Philips Pensioenfonds. (Attachments: # 1Exhibit 1, # 2 Exhibit 2)(Rosenfeld, David) (Entered: 11/29/2010)

    12/01/2010 48 REPLY MEMORANDUM OF LAW in Support re: 11 MOTION to Appoint OklahomaFirefighters Pension and Retirement System and Union Asset Management Holding AGto serve as lead plaintiff(s). MOTION to Appoint Oklahoma Firefighters Pension andRetirement System and Union Asset Management Holding AG to serve as leadplaintiff(s).. Document filed by Oklahoma Firefighters Pension and Retirement System.(Twersky, Mitchell) (Entered: 12/01/2010)

    12/01/2010 49 DECLARATION of Mitchell M.Z. Twersky in Support re: 11 MOTION to AppointOklahoma Firefighters Pension and Retirement System and Union Asset ManagementHolding AG to serve as lead plaintiff(s). MOTION to Appoint Oklahoma FirefightersPension and Retirement System and Union Asset Management Holding AG to serve aslead plaintiff(s).. Document filed by Oklahoma Firefighters Pension and RetirementSystem. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit4)(Twersky, Mitchell) (Entered: 12/01/2010)

    12/02/2010 50 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: IT ISHEREBY ORDERED that Henry Rosen is hereby submitted to practice pro hac vice ascounsel for plaintiff. (Signed by Judge Alvin K. Hellerstein on 12/1/10) (mro) (Entered:12/02/2010)

    12/06/2010 51 AMENDED COMPLAINT amending 2 Amended Complaint, against Frank D'Amelio,Karen Katen, J. Patrick Kelly, Jeffrey B. Kindler, Alan G. Levin, Henry A. McKinnell,Pfizer, Inc., Ian C. Read, David L. Shedlarz, Allen Waxman with JURYDEMAND.Document filed by Mary K. Jones(on behalf of all others similarly situated),Mary K. Jones(Individually). Related document: 2 Amended Complaint, filed by MaryK. Jones.(mbe) (Entered: 12/08/2010)

    12/08/2010 CASHIERS OFFICE REMARK on 38 Motion to Appear Pro Hac Vice, 39 Motion toAppear Pro Hac Vice in the amount of $50.00, paid on 11/03/2010, Receipt Number920266. (jd) (Entered: 12/08/2010)

    12/09/2010 52 ORDER DENYING 40 MOTION FOR RECONSIDERATION. The Clerk shall markthe motion (Doc. NO. 40) terminated. (Signed by Judge Alvin K. Hellerstein on12/9/10) (djc) Modified on 12/9/2010 (djc). Modified on 12/14/2010 (djc). (Entered:12/09/2010)

    12/22/2010 CASHIERS OFFICE REMARK on 46 Motion to Appear Pro Hac Vice in the amountof $25.00, paid on 11/24/2010, Receipt Number 922340. (jd) (Entered: 12/22/2010)

    12/23/2010 53 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Dennis J. Blockdated 12/22/10 re: counsel for defendant writes to respectfully request a briefaccommodation until January 19, 2011 for filing motion to dismiss, with answering

  • papers due March 9, 2011, and reply papers due March 18, 2011. ENDORSEMENT: SoOrdered. (Signed by Judge Alvin K. Hellerstein on 12/23/10) (pl) Modified on1/11/2011 (pl). (Entered: 12/23/2010)

    01/19/2011 54 MOTION to Dismiss / Defendants' Notice of Motion to Dismiss Consolidated ClassAction Complaint. Document filed by Frank D'Amelio, Jeffrey B. Kindler, Alan G.Levin, Henry A. McKinnell, Pfizer, Inc., Ian C. Read, David L. Shedlarz, Joseph M.Feczko. (Block, Dennis) (Entered: 01/19/2011)

    01/19/2011 55 MEMORANDUM OF LAW in Support re: 54 MOTION to Dismiss / Defendants'Notice of Motion to Dismiss Consolidated Class Action Complaint.. Document filed byFrank D'Amelio, Joseph M. Feczko, Jeffrey B. Kindler, Alan G. Levin, Henry A.McKinnell, Pfizer, Inc., Ian C. Read, David L. Shedlarz. (Block, Dennis) (Entered:01/19/2011)

    01/19/2011 56 DECLARATION of Hal S. Shaftel in Support re: 54 MOTION to Dismiss / Defendants'Notice of Motion to Dismiss Consolidated Class Action Complaint.. Document filed byFrank D'Amelio, Joseph M. Feczko, Jeffrey B. Kindler, Alan G. Levin, Henry A.McKinnell, Pfizer, Inc., Ian C. Read, David L. Shedlarz. (Attachments: # 1 Exhibits A1-A11, # 2 Exhibits A12-A1 8, # 3 Exhibits B1-B16, # 4 Exhibits B17-B33, # 5 ExhibitsB34-B49, # 6 Exhibits B50-B65, # 7 Exhibits B66-B80, # 8 Exhibits B81-B95, # 9Exhibits B96-B1 10, # 10 Exhibits B1 1 1 -B125, # 11 Exhibits B126-B1 33, # 12 ExhibitsC1-C2)(Shaftel, Harold) (Entered: 01/19/2011)

    01/19/2011 59 MOTION for Ryan A. Llorens to Appear Pro Hac Vice. Document filed by Mary K.Jones(Individually), Mary K. Jones(on behalf of all others similarly situated), StichtingPhilips Pensioenfonds.(mro) (Entered: 01/25/2011)

    01/24/2011 57 SUMMONS RETURNED EXECUTED Summons and Amended Complaint, served. J.Patrick Kelly served on 1/19/2011, answer due 2/9/2011. Service was accepted by J.Patrick Kelly. Document filed by Stichting Philips Pensioenfonds; Mary K. Jones(onbehalf of all others similarly situated). (Rosen, Henry) (Entered: 01/24/2011)

    01/24/2011 58 SUMMONS RETURNED EXECUTED Summons and Amended Complaint, served.Allen Waxman served on 1/20/2011, answer due 2/10/2011. Service was accepted byCynthia Albert, Assistant Managing Clerk. Service was made by Mail. Document filedby Stichting Philips Pensioenfonds; Mary K. Jones(on behalf of all others similarlysituated). (Rosen, Henry) (Entered: 01/24/2011)

    01/26/2011 60 ORDER FOR ADMISSION OF RYAN A. LLORENS, PRO HAC VICE ONWRITTEN MOTION granting 59 Motion for Ryan A. Llorens to Appear Pro Hac Vice.(Signed by Judge Alvin K. Hellerstein on 1/26/2011) (jpo) (Entered: 01/26/2011)

    02/01/2011 CASHIERS OFFICE REMARK on 59 Motion to Appear Pro Hac Vice in the amountof $25.00, paid on 01/19/2011, Receipt Number 925874. (jd) (Entered: 02/01/2011)

    02/02/2011 61 JOINDER to join re: 54 MOTION to Dismiss / Defendants' Notice of Motion to DismissConsolidated Class Action Complaint., 56 Declaration in Support of Motion,, 55Memorandum of Law in Support of Motion,. Document filed by Frank D'Amelio,Joseph M. Feczko, Karen Katen, J. Patrick Kelly, Jeffrey B. Kindler, Alan G. Levin,Henry A. McKinnell, Pfizer, Inc., Ian C. Read, David L. Shedlarz, AllenWaxman.(Block, Dennis) (Entered: 02/02/2011)

  • 03/09/2011 62 MOTION to Strike. Document filed by Mary K. Jones(Individually), Mary K. Jones(onbehalf of all others similarly situated), Stichting Philips Pensioenfonds. (Rosen, Henry)(Entered: 03/09/2011)

    03/09/2011 63 MEMORANDUM OF LAW in Support re: 62 MOTION to Strike.. Document filed byMary K. Jones(Individually), Mary K. Jones(on behalf of all others similarly situated),Stichting Philips Pensioenfonds. (Rosen, Henry) (Entered: 03/09/2011)

    03/09/2011 64 MEMORANDUM OF LAW in Opposition re: 54 MOTION to Dismiss / Defendants'Notice of Motion to Dismiss Consolidated Class Action Complaint.. Document filed byMary K. Jones(Individually), Mary K. Jones(on behalf of all others similarly situated),Stichting Philips Pensioenfonds. (Rosen, Henry) (Entered: 03/09/2011)

    03/09/2011 65 DECLARATION of HENRY ROSEN in Opposition re: 54 MOTION to Dismiss /Defendants' Notice of Motion to Dismiss Consolidated Class Action Complaint..Document filed by Mary K. Jones(Individually), Mary K. Jones(on behalf of all otherssimilarly situated), Stichting Philips Pensioenfonds. (Attachments: # 1 Exhibit1)(Rosen, Henry) (Entered: 03/09/2011)

    03/18/2011 66 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Dennis J. Block,dated 3/16/2011, re: We are counsel to Defendants in the above-referenced putativesecurities class action, and we write with respect to a request for a one-weekadjournment of a briefing schedule to allow coordination of related motion practice.Defendants are now addressing both their reply on the motion to dismiss and theiropposition to the motion to strike, and require a modest adjournment and requestpermission to file their papers at the same time on March 25, 2011. The coordination ofthe papers will serve the interest of judicial efficiency, accelerate the date when ourmotion to strike opposition is due, and thereby allow the adjudication of the motionpractice to proceed more expeditiously. We contacted Plaintiffs' counsel, who do notoppose this request. ENDORSEMENT: SO ORDERED. (Responses due by 3/25/2011.Replies due by 3/25/2011) (Signed by Judge Alvin K. Hellerstein on 3/18/2011) (lnl)(Entered: 03/18/2011)

    03/25/2011 67 REPLY MEMORANDUM OF LAW in Support re: 54 MOTION to Dismiss /Defendants' Notice of Motion to Dismiss Consolidated Class Action Complaint./Defendants' Reply Memorandum in Response to Plaintiffs' Answering Brief and inFurther Support of Motion to Dismiss Consolidated Class Action Complaint. Documentfiled by Frank D'Amelio, Joseph M. Feczko, Karen Katen, J. Patrick Kelly, Jeffrey B.Kindler, Alan G. Levin, Henry A. McKinnell, Pfizer, Inc., Ian C. Read, David L.Shedlarz, Allen Waxman. (Block, Dennis) (Entered: 03/25/2011)

    03/25/2011 68 MEMORANDUM OF LAW in Opposition re: 62 MOTION to Strike. /Defendants'Memorandum of Law in Opposition to Plaintiffs' Motion to Strike. Document filed byFrank D'Amelio, Joseph M. Feczko, Karen Katen, J. Patrick Kelly, Jeffrey B. Kindler,Alan G. Levin, Henry A. McKinnell, Pfizer, Inc., Ian C. Read, David L. Shedlarz, AllenWaxman. (Block, Dennis) (Entered: 03/25/2011)

    04/01/2011 69 REPLY MEMORANDUM OF LAW in Support re: 62 MOTION to Strike. Plaintiffs'Reply Memorandum in Response to Defendants' Memorandum of Law in Opposition toPlaintiffs' Motion to Strike and in Further Support of Plaintiffs' Motion to Strike.Document filed by Mary K. Jones(Individually), Stichting Philips Pensioenfonds.(Rosen, Henry) (Entered: 04/01/2011)

  • 04/05/2011 70 ORDER GRANTING MOTION TO STRIKE: Plaintiffs' motion to strike is granted.Because plaintiffs will be amending their pleadings within the next ten days,defendants' motion to dismiss is hereby denied without prejudice to renewal upon thefiling of an amended complaint. The Clerk will note that the motion to strike (Doc. No.62) and the motion to dismiss (Doc. No. 54) are terminated. (Signed by Judge Alvin K.Hellerstein on 4/5/2011) (jpo) (Entered: 04/05/2011)

    04/15/2011 71 AMENDED COMPLAINT amending 51 Amended Complaint, against FrankD'Amelio, Joseph M. Feczko, Karen Katen, J. Patrick Kelly, Jeffrey B. Kindler, Alan G.Levin, Henry A. McKinnell, Pfizer, Inc., Ian C. Read, David L. Shedlarz, AllenWaxman with JURY DEMAND.Document filed by Mary K. Jones(Individually), MaryK. Jones(on behalf of all others similarly situated). Related document: 51 AmendedComplaint, filed by Mary K. Jones. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3Exhibit C)(mbe) (Entered: 04/18/2011)

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