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Copyright 2005 Pearson Education, Inc. publishing as Benjamin Cummings
PowerPoint Lectures for
Biology, Seventh Edition
Neil Campbell and Jane Reece
Lectures by Chris Romero
Chapter 25
Phylogeny and Systematics
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Overview: Investigating the Tree of Life
This chapter describes how biologists trace
phylogeny
The evolutionary history of a species or group
of related species
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Biologists draw on the fossil record
Which provides information about ancientorganisms
Figure 25.1
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Biologists also use systematics
As an analytical approach to understanding thediversity and relationships of organisms, both
present-day and extinct
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Currently, systematists use
Morphological, biochemical, and molecularcomparisons to infer evolutionary relationships
Figure 25.2
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Concept 25.1: Phylogenies are based on
common ancestries inferred from fossil,morphological, and molecular evidence
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The Fossil Record
Sedimentary rocks
Are the richest source of fossils
Are deposited into layers called strata
Figure 25.3
1 Rivers carry sediment to the
ocean. Sedimentary rock layerscontaining fossils form on the
ocean floor.
2 Over time, new strata are
deposited, containing fossils
from each time period.
3 As sea levels change and the seafloor
is pushed upward, sedimentary rocks are
exposed. Erosion reveals strata and fossils.
Younger stratum
with more recent
fossils
Older stratum
with older fossils
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The fossil record
Is based on the sequence in which fossils haveaccumulated in such strata
Fossils reveal
Ancestral characteristics that may have been
lost over time
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Though sedimentary fossils are the most
common Paleontologists study a wide variety of fossils
Figure 25.4ag
(a) Dinosaur bones being excavated
from sandstone
(g) Tusks of a 23,000-year-old mammoth,
frozen whole in Siberian ice
(e) Boy standing in a 150-million-year-old
dinosaur track in Colorado
(d) Casts of ammonites,
about 375 millionyears old
(f) Insects
preserved
whole in
amber
(b) Petrified tree in Arizona, about
190 million years old
(c) Leaf fossil, about 40 million years old
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Morphological and Molecular Homologies
In addition to fossil organisms
Phylogenetic history can be inferred fromcertain morphological and molecular
similarities among living organisms
In general, organisms that share very similarmorphologies or similar DNA sequences
Are likely to be more closely related than
organisms with vastly different structures orsequences
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Sorting Homology from Analogy
A potential misconception in constructing a
phylogeny Is similarity due to convergent evolution, called
analogy, rather than shared ancestry
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Convergent evolution occurs when similar
environmental pressures and natural selection Produce similar (analogous) adaptations in
organisms from different evolutionary lineages
Figure 25.5
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Analogous structures or molecular sequences
that evolved independently Are also called homoplasies
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Evaluating Molecular Homologies
Systematists use computer programs and
mathematical tools
When analyzing comparable DNA segments from
different organisms
Figure 25.6
C C A T C A G A G T C C
C C A T C A G A G T C C
C C A T C A G A G T C C
C C A T C A G A G T C C
G T A
Deletion
Insertion
C C A T C A A G T C C
C C A T G T A C A G A G T C C
C C A T C A A G T C C
C C A T G T A C A G A G T C C
1 Ancestral homologous
DNA segments are
identical as species 1
and species 2 begin to
diverge from theircommon ancestor.
2 Deletion and insertion
mutations shift whathad been matching
sequences in the two
species.
3 Homologous regions
(yellow) do not all align
because of these mutations.
4 Homologous regions
realign after a computer
program adds gaps in
sequence 1.
1
2
1
2
1
2
1
2
A C G G A T A G T C C A C T A G G C A C T A
T C A C C G A C A G G T C T T T G A C T A G
Figure 25.7
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Concept 25.2: Phylogenetic systematics
connects classification with evolutionary history Taxonomy
Is the ordered division of organisms into
categories based on a set of characteristics
used to assess similarities and differences
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Binomial Nomenclature
Binomial nomenclature
Is the two-part format of the scientific name ofan organism
Was developed by Carolus Linnaeus
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The binomial name of an organism or scientific
epithet Is latinized
Is the genus and species
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Hierarchical Classification
Linnaeus also introduced a system
For grouping species in increasingly broadcategories
Figure 25.8
Panthera
pardus
Panthera
Felidae
Carnivora
Mammalia
Chordata
Animalia
EukaryaDomain
Kingdom
Phylum
Class
Order
Family
Genus
Species
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Linking Classification and Phylogeny
Systematists depict evolutionary relationships
In branching phylogenetic trees
Figure 25.9
Pantherapardus(leopard)
Mephitismephitis
(striped skunk)
Lutra lutra(European
otter)
Canisfamiliaris
(domestic dog)
Canislupus(wolf)
Panthera Mephitis Lutra Canis
Felidae Mustelidae Canidae
CarnivoraOrder
F
amily
Genus
Species
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Each branch point
Represents the divergence of two species
Leopard Domestic cat
Common ancestor
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Deeper branch points
Represent progressively greater amounts ofdivergence
Leopard Domestic cat
Common ancestor
Wolf
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Concept 25.3: Phylogenetic systematics informs the
construction of phylogenetic trees based on shared
characteristics
A cladogram
Is a depiction of patterns of shared characteristics
among taxa
A clade within a cladogram
Is defined as a group of species that includes an
ancestral species and all its descendants
Cladistics
Is the study of resemblances among clades
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Cladistics
Clades
Can be nested within larger clades, but not allgroupings or organisms qualify as clades
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A valid clade is monophyletic
Signifying that it consists of the ancestorspecies and all its descendants
Figure 25.10a
(a) Monophyletic. In this tree, grouping 1,
consisting of the seven species BH, is a
monophyletic group, or clade. A mono-
phyletic group is made up of an
ancestral species (species B in this case)
and allof its descendant species. Only
monophyletic groups qualify as
legitimate taxa derived from cladistics.
Grouping 1
D
C
E G
F
B
A
J
I
KH
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A paraphyletic clade
Is a grouping that consists of an ancestralspecies and some, but not all, of the
descendants
Figure 25.10b
(b) Paraphyletic. Grouping 2 does not
meet the cladistic criterion: It is
paraphyletic, which means that it
consists of an ancestor (A in this case)
and some, but not all, of that ancestors
descendants. (Grouping 2 includes the
descendants I, J, and K, but excludes
BH, which also descended from A.)
D
C
E
B
GH
F
J
I
K
A
Grouping 2
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A polyphyletic grouping
Includes numerous types of organisms thatlack a common ancestor
Figure 25.10c
(c) Polyphyletic. Grouping 3 also fails the
cladistic test. It is polyphyletic, which
means that it lacks the common ancestor
of (A) the species in the group. Further-
more, a valid taxon that includes the
extant species G, H, J, and K would
necessarily also contain D and E, which
are also descended from A.
D
C
B
E G
F
H
A
J
I
K
Grouping 3
Sh d P i i i d Sh d D i d Ch i i
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Shared Primitive and Shared Derived Characteristics
In cladistic analysis
Clades are defined by their evolutionarynovelties
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A shared primitive character
Is a homologous structure that predates thebranching of a particular clade from other
members of that clade
Is shared beyond the taxon we are trying todefine
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A shared derived character
Is an evolutionary novelty unique to aparticular clade
O
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Outgroups
Systematists use a method called outgroup
comparison
To differentiate between shared derived and
shared primitive characteristics
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As a basis of comparison we need to designate
an outgroup
which is a species or group of species that is
closely related to the ingroup, the various
species we are studying
Outgroup comparison
Is based on the assumption that homologies
present in both the outgroup and ingroup mustbe primitive characters that predate the
divergence of both groups from a common
ancestor
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The outgroup comparison
Enables us to focus on just those charactersthat were derived at the various branch points
in the evolution of a clade
Figure 25.11a, b
SalamanderTAXA
T
urtle
Leopard
T
una
Lamprey
L
ancelet
(o
utgroup)
Hair
Amniotic (shelled) egg
Four walking legs
Hinged jaws
Vertebral column (backbone)
Leopard
Hair
Amniotic egg
Four walking legs
Hinged jaws
Vertebral column
Turtle
Salamander
Tuna
Lamprey
Lancelet (outgroup)
(a) Character table. A 0 indicates that a character is absent; a 1
indicates that a character is present.
(b) Cladogram. Analyzing the distribution of these
derived characters can provide insight into vertebrate
phylogeny.
CHARACTERS
Ph l ti T d Ti i
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Phylogenetic Trees and Timing
Any chronology represented by the branching
pattern of a phylogenetic tree
Is relative rather than absolute in terms of
representing the timing of divergences
Ph l
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Phylograms
In a phylogram
The length of a branch in a cladogram reflects the number of
genetic changes that have taken place in a particular DNA orRNA sequence in that lineage
Figure 25.12
Dros
ophil
a
Lanc
elet
Amphibian
Fish
Bird
Human
Rat
Mouse
Ult t i T
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Ultrametric Trees
In an ultrametric tree
The branching pattern is the same as in a phylogram, but all the
branches that can be traced from the common ancestor to thepresent are of equal length
Figure 25.13
Drosophil
a
Lancele
t
Amphibian
Fish
Bird
Hum
an
Rat
Mouse
Cenozoic
Mesozoic
Paleozoic
Proterozoic
542
251
65.5
Millionsof
yearsago
Maximum Parsimony and Maximum Likelihood
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Maximum Parsimony and Maximum Likelihood
Systematists
Can never be sure of finding the single besttree in a large data set
Narrow the possibilities by applying the
principles of maximum parsimony andmaximum likelihood
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Among phylogenetic hypotheses
The most parsimonious tree is the one thatrequires the fewest evolutionary events to
have occurred in the form of shared derived
characters
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Applying parsimony to a problem in molecular
systematics
Figure 25.14
Human Mushroom Tulip
40%
40%
0
30%0Human
Mushroom
Tulip
(a) Percentage differences between sequences
0
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Applying parsimony to a problem in molecular
systematics
Figure 25.14
Tree 1: More likely
(b) Comparison of possible trees
Tree 2: Less likely
15%
5%
15% 20%
5%
10%
15%
25%
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APPLICATION In considering possible phylogenies for a group of species, systematists compare molecular data for the species. Th e most efficient way to study the various phylogenetic
hypotheses is to begin by first considering the most parsimoniousthat is, which hypothesis requires the fewest total evolutionary events (molecular changes) to ha ve occurred.
TECHNIQUE Follow the numbered steps as we apply the principle of parsimony to a hypothetical phylogenetic problem involving four closely related bird spe cies.
SpeciesI
SpeciesII
SpeciesIII
SpeciesIV
I II III IV I III II IV I IV II III
Sites in DNA sequence
Three possible phylogenetic hypothese
1 2 3 4 5 6 7
A G G G G G T
G G G A G G G
G A G G A A T
G G A G A A G
I
II
III
IV
I II III IV
A G G G
GG
G
Bases atsite 1 foreach species
Base-changeevent
1 First, draw the possible phylogenies for the species(only 3 of the 15 possible trees relating these four
species are shown here).
2 Tabulate the molecular data for the species (in this simplified
example, the data represent a DNA sequence consisting of
just seven nucleotide bases).
3 Now focus on site 1 in the DNA sequence. A single base-
change event, marked by the crossbar in the branch leading
to species I, is sufficient to account for th e site 1 data.
Species
The principle of maximum likelihood
States that, given certain rules about how DNAchanges over time, a tree can be foundthat reflects
the most likely sequence of evolutionary events
Figure 25.15a
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I II III IV I III II IV I IV II III
I II III IV I III II IV I IV II III
I II III IV I III II IV I IV II III
I II III IV I III II IV I IV II III
GG GG AA AA
GG AA
GG
GG AA GG AA
GG GG
GG
GG AA GG AA
GG GG
GG
T G T G
T T
T
T T G G
T G
T
T G G T
T T
T
10 events9 events8 events
4 Continuing the comparison of bases at sites 2, 3, and 4reveals that each of these possible trees requires a total offour base-change events (marked again by crossbars).Thus, the first four sites in this DNA sequence do not helpus identify the most parsimonious tree.
5 After analyzing sites 5 and 6, we find that the first tree requiresfewer evolutionary events than the other two trees (two basechanges versus four). Note that in these diagrams, we assumethat the common ancestor had GG at sites 5 and 6. But even ifwe started with an AA ancestor, the first tree still would requireonly two changes, while four changes would be required to make
the other hypotheses work. Keep in mind that parsimony onlyconsiders the total number of events, not the particular nature ofthe events (how likely the particular base changes are to occur).
6 At site 7, the three trees also differ in the number of
evolutionary events required to explain the DNA data.
RESULTS To identify the most parsimonious tree, we total
all the base-change events noted in steps 36 (dont forget to
include the changes for site 1, on the facing page). We conclude
that the first tree is the most parsimonious of these three possible
phylogenies. (But now we must complete our search by
investigating the 12 other possible trees.)
Two base
changes
Figure 25.15b
Phylogenetic Trees as Hypotheses
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Phylogenetic Trees as Hypotheses
The best hypotheses for phylogenetic trees
Are those that fit the most data: morphological,molecular, and fossil
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Sometimes there is compelling evidence
That the best hypothesis is not the mostparsimonious
Figure 25.16a, b
Lizard
Four-chambered
heart
Bird Mammal
Lizard
Four-chambered
heart
Bird Mammal
Four-chambered
heart
(a) Mammal-bird clade
(b) Lizard-bird clade
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Concept 25.4: Much of an organisms
evolutionary history is documented in its
genome
Comparing nucleic acids or other molecules to
infer relatedness Is a valuable tool for tracing organisms
evolutionary history
Gene Duplications and Gene Families
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Gene Duplications and Gene Families
Gene duplication
Is one of the most important types of mutationin evolution because it increases the number
of genes in the genome, providing further
opportunities for evolutionary changes
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Orthologous genes
Are genes found in a single copy in thegenome
Can diverge only once speciation has taken
place
Figure 25.17a
Ancestral gene
Speciation
Orthologous genes(a)
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Paralogous genes
Result from gene duplication, so they arefound in more than one copy in the genome
Can diverge within the clade that carries them,
often adding new functions
Figure 25.17b
Ancestral gene
Gene duplication
Paralogous genes(b)
Genome Evolution
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Genome Evolution
Orthologous genes are widespread
And extend across many widely varied species
The widespread consistency in total gene
number in organisms of varying complexity
Indicates that genes in complex organisms are
extremely versatile and that each gene can
perform many functions
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Concept 25.5: Molecular clocks help track
evolutionary time
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Neutral Theory
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Neutral Theory
Neutral theory states that
Much evolutionary change in genes andproteins has no effect on fitness and therefore
is not influenced by Darwinian selection
And that the rate of molecular change in thesegenes and proteins should be regular like a
clock
Difficulties with Molecular Clocks
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Difficulties with Molecular Clocks
The molecular clock
Does not run as smoothly as neutral theorypredicts
Applying a Molecular Clock: The Origin of HIV
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Applying a Molecular Clock: The Origin of HIV
Phylogenetic analysis shows that HIV
Is descended from viruses that infectchimpanzees and other primates
A comparison of HIV samples from throughout
the epidemic
Has shown that the virus has evolved in a
remarkably clocklike fashion
The Universal Tree of Life
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The Universal Tree of Life
The tree of life
Is divided into three great clades called domains: Bacteria,
Archaea, and Eukarya
The early history of these domains is not yet clear
Figure 25.18
Bacteria Eukarya Archaea
4 Symbiosis of
chloroplast
ancestor with
ancestor of greenplants
3 Symbiosis of
mitochondrial
ancestor with
ancestor of
eukaryotes
2 Possible fusion
of bacterium
and archaean,
yielding
ancestor of
eukaryotic cells
1 Last common
ancestor of all
living things
4
3
2
1
Billionyearsago
Origin of life