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    Copyright 2005 Pearson Education, Inc. publishing as Benjamin Cummings

    PowerPoint Lectures for

    Biology, Seventh Edition

    Neil Campbell and Jane Reece

    Lectures by Chris Romero

    Chapter 25

    Phylogeny and Systematics

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    Overview: Investigating the Tree of Life

    This chapter describes how biologists trace

    phylogeny

    The evolutionary history of a species or group

    of related species

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    Biologists draw on the fossil record

    Which provides information about ancientorganisms

    Figure 25.1

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    Biologists also use systematics

    As an analytical approach to understanding thediversity and relationships of organisms, both

    present-day and extinct

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    Currently, systematists use

    Morphological, biochemical, and molecularcomparisons to infer evolutionary relationships

    Figure 25.2

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    Concept 25.1: Phylogenies are based on

    common ancestries inferred from fossil,morphological, and molecular evidence

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    The Fossil Record

    Sedimentary rocks

    Are the richest source of fossils

    Are deposited into layers called strata

    Figure 25.3

    1 Rivers carry sediment to the

    ocean. Sedimentary rock layerscontaining fossils form on the

    ocean floor.

    2 Over time, new strata are

    deposited, containing fossils

    from each time period.

    3 As sea levels change and the seafloor

    is pushed upward, sedimentary rocks are

    exposed. Erosion reveals strata and fossils.

    Younger stratum

    with more recent

    fossils

    Older stratum

    with older fossils

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    The fossil record

    Is based on the sequence in which fossils haveaccumulated in such strata

    Fossils reveal

    Ancestral characteristics that may have been

    lost over time

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    Though sedimentary fossils are the most

    common Paleontologists study a wide variety of fossils

    Figure 25.4ag

    (a) Dinosaur bones being excavated

    from sandstone

    (g) Tusks of a 23,000-year-old mammoth,

    frozen whole in Siberian ice

    (e) Boy standing in a 150-million-year-old

    dinosaur track in Colorado

    (d) Casts of ammonites,

    about 375 millionyears old

    (f) Insects

    preserved

    whole in

    amber

    (b) Petrified tree in Arizona, about

    190 million years old

    (c) Leaf fossil, about 40 million years old

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    Morphological and Molecular Homologies

    In addition to fossil organisms

    Phylogenetic history can be inferred fromcertain morphological and molecular

    similarities among living organisms

    In general, organisms that share very similarmorphologies or similar DNA sequences

    Are likely to be more closely related than

    organisms with vastly different structures orsequences

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    Sorting Homology from Analogy

    A potential misconception in constructing a

    phylogeny Is similarity due to convergent evolution, called

    analogy, rather than shared ancestry

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    Convergent evolution occurs when similar

    environmental pressures and natural selection Produce similar (analogous) adaptations in

    organisms from different evolutionary lineages

    Figure 25.5

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    Analogous structures or molecular sequences

    that evolved independently Are also called homoplasies

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    Evaluating Molecular Homologies

    Systematists use computer programs and

    mathematical tools

    When analyzing comparable DNA segments from

    different organisms

    Figure 25.6

    C C A T C A G A G T C C

    C C A T C A G A G T C C

    C C A T C A G A G T C C

    C C A T C A G A G T C C

    G T A

    Deletion

    Insertion

    C C A T C A A G T C C

    C C A T G T A C A G A G T C C

    C C A T C A A G T C C

    C C A T G T A C A G A G T C C

    1 Ancestral homologous

    DNA segments are

    identical as species 1

    and species 2 begin to

    diverge from theircommon ancestor.

    2 Deletion and insertion

    mutations shift whathad been matching

    sequences in the two

    species.

    3 Homologous regions

    (yellow) do not all align

    because of these mutations.

    4 Homologous regions

    realign after a computer

    program adds gaps in

    sequence 1.

    1

    2

    1

    2

    1

    2

    1

    2

    A C G G A T A G T C C A C T A G G C A C T A

    T C A C C G A C A G G T C T T T G A C T A G

    Figure 25.7

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    Concept 25.2: Phylogenetic systematics

    connects classification with evolutionary history Taxonomy

    Is the ordered division of organisms into

    categories based on a set of characteristics

    used to assess similarities and differences

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    Binomial Nomenclature

    Binomial nomenclature

    Is the two-part format of the scientific name ofan organism

    Was developed by Carolus Linnaeus

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    The binomial name of an organism or scientific

    epithet Is latinized

    Is the genus and species

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    Hierarchical Classification

    Linnaeus also introduced a system

    For grouping species in increasingly broadcategories

    Figure 25.8

    Panthera

    pardus

    Panthera

    Felidae

    Carnivora

    Mammalia

    Chordata

    Animalia

    EukaryaDomain

    Kingdom

    Phylum

    Class

    Order

    Family

    Genus

    Species

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    Linking Classification and Phylogeny

    Systematists depict evolutionary relationships

    In branching phylogenetic trees

    Figure 25.9

    Pantherapardus(leopard)

    Mephitismephitis

    (striped skunk)

    Lutra lutra(European

    otter)

    Canisfamiliaris

    (domestic dog)

    Canislupus(wolf)

    Panthera Mephitis Lutra Canis

    Felidae Mustelidae Canidae

    CarnivoraOrder

    F

    amily

    Genus

    Species

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    Each branch point

    Represents the divergence of two species

    Leopard Domestic cat

    Common ancestor

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    Deeper branch points

    Represent progressively greater amounts ofdivergence

    Leopard Domestic cat

    Common ancestor

    Wolf

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    Concept 25.3: Phylogenetic systematics informs the

    construction of phylogenetic trees based on shared

    characteristics

    A cladogram

    Is a depiction of patterns of shared characteristics

    among taxa

    A clade within a cladogram

    Is defined as a group of species that includes an

    ancestral species and all its descendants

    Cladistics

    Is the study of resemblances among clades

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    Cladistics

    Clades

    Can be nested within larger clades, but not allgroupings or organisms qualify as clades

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    A valid clade is monophyletic

    Signifying that it consists of the ancestorspecies and all its descendants

    Figure 25.10a

    (a) Monophyletic. In this tree, grouping 1,

    consisting of the seven species BH, is a

    monophyletic group, or clade. A mono-

    phyletic group is made up of an

    ancestral species (species B in this case)

    and allof its descendant species. Only

    monophyletic groups qualify as

    legitimate taxa derived from cladistics.

    Grouping 1

    D

    C

    E G

    F

    B

    A

    J

    I

    KH

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    A paraphyletic clade

    Is a grouping that consists of an ancestralspecies and some, but not all, of the

    descendants

    Figure 25.10b

    (b) Paraphyletic. Grouping 2 does not

    meet the cladistic criterion: It is

    paraphyletic, which means that it

    consists of an ancestor (A in this case)

    and some, but not all, of that ancestors

    descendants. (Grouping 2 includes the

    descendants I, J, and K, but excludes

    BH, which also descended from A.)

    D

    C

    E

    B

    GH

    F

    J

    I

    K

    A

    Grouping 2

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    A polyphyletic grouping

    Includes numerous types of organisms thatlack a common ancestor

    Figure 25.10c

    (c) Polyphyletic. Grouping 3 also fails the

    cladistic test. It is polyphyletic, which

    means that it lacks the common ancestor

    of (A) the species in the group. Further-

    more, a valid taxon that includes the

    extant species G, H, J, and K would

    necessarily also contain D and E, which

    are also descended from A.

    D

    C

    B

    E G

    F

    H

    A

    J

    I

    K

    Grouping 3

    Sh d P i i i d Sh d D i d Ch i i

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    Shared Primitive and Shared Derived Characteristics

    In cladistic analysis

    Clades are defined by their evolutionarynovelties

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    A shared primitive character

    Is a homologous structure that predates thebranching of a particular clade from other

    members of that clade

    Is shared beyond the taxon we are trying todefine

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    A shared derived character

    Is an evolutionary novelty unique to aparticular clade

    O

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    Outgroups

    Systematists use a method called outgroup

    comparison

    To differentiate between shared derived and

    shared primitive characteristics

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    As a basis of comparison we need to designate

    an outgroup

    which is a species or group of species that is

    closely related to the ingroup, the various

    species we are studying

    Outgroup comparison

    Is based on the assumption that homologies

    present in both the outgroup and ingroup mustbe primitive characters that predate the

    divergence of both groups from a common

    ancestor

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    The outgroup comparison

    Enables us to focus on just those charactersthat were derived at the various branch points

    in the evolution of a clade

    Figure 25.11a, b

    SalamanderTAXA

    T

    urtle

    Leopard

    T

    una

    Lamprey

    L

    ancelet

    (o

    utgroup)

    Hair

    Amniotic (shelled) egg

    Four walking legs

    Hinged jaws

    Vertebral column (backbone)

    Leopard

    Hair

    Amniotic egg

    Four walking legs

    Hinged jaws

    Vertebral column

    Turtle

    Salamander

    Tuna

    Lamprey

    Lancelet (outgroup)

    (a) Character table. A 0 indicates that a character is absent; a 1

    indicates that a character is present.

    (b) Cladogram. Analyzing the distribution of these

    derived characters can provide insight into vertebrate

    phylogeny.

    CHARACTERS

    Ph l ti T d Ti i

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    Phylogenetic Trees and Timing

    Any chronology represented by the branching

    pattern of a phylogenetic tree

    Is relative rather than absolute in terms of

    representing the timing of divergences

    Ph l

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    Phylograms

    In a phylogram

    The length of a branch in a cladogram reflects the number of

    genetic changes that have taken place in a particular DNA orRNA sequence in that lineage

    Figure 25.12

    Dros

    ophil

    a

    Lanc

    elet

    Amphibian

    Fish

    Bird

    Human

    Rat

    Mouse

    Ult t i T

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    Ultrametric Trees

    In an ultrametric tree

    The branching pattern is the same as in a phylogram, but all the

    branches that can be traced from the common ancestor to thepresent are of equal length

    Figure 25.13

    Drosophil

    a

    Lancele

    t

    Amphibian

    Fish

    Bird

    Hum

    an

    Rat

    Mouse

    Cenozoic

    Mesozoic

    Paleozoic

    Proterozoic

    542

    251

    65.5

    Millionsof

    yearsago

    Maximum Parsimony and Maximum Likelihood

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    Maximum Parsimony and Maximum Likelihood

    Systematists

    Can never be sure of finding the single besttree in a large data set

    Narrow the possibilities by applying the

    principles of maximum parsimony andmaximum likelihood

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    Among phylogenetic hypotheses

    The most parsimonious tree is the one thatrequires the fewest evolutionary events to

    have occurred in the form of shared derived

    characters

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    Applying parsimony to a problem in molecular

    systematics

    Figure 25.14

    Human Mushroom Tulip

    40%

    40%

    0

    30%0Human

    Mushroom

    Tulip

    (a) Percentage differences between sequences

    0

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    Applying parsimony to a problem in molecular

    systematics

    Figure 25.14

    Tree 1: More likely

    (b) Comparison of possible trees

    Tree 2: Less likely

    15%

    5%

    15% 20%

    5%

    10%

    15%

    25%

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    APPLICATION In considering possible phylogenies for a group of species, systematists compare molecular data for the species. Th e most efficient way to study the various phylogenetic

    hypotheses is to begin by first considering the most parsimoniousthat is, which hypothesis requires the fewest total evolutionary events (molecular changes) to ha ve occurred.

    TECHNIQUE Follow the numbered steps as we apply the principle of parsimony to a hypothetical phylogenetic problem involving four closely related bird spe cies.

    SpeciesI

    SpeciesII

    SpeciesIII

    SpeciesIV

    I II III IV I III II IV I IV II III

    Sites in DNA sequence

    Three possible phylogenetic hypothese

    1 2 3 4 5 6 7

    A G G G G G T

    G G G A G G G

    G A G G A A T

    G G A G A A G

    I

    II

    III

    IV

    I II III IV

    A G G G

    GG

    G

    Bases atsite 1 foreach species

    Base-changeevent

    1 First, draw the possible phylogenies for the species(only 3 of the 15 possible trees relating these four

    species are shown here).

    2 Tabulate the molecular data for the species (in this simplified

    example, the data represent a DNA sequence consisting of

    just seven nucleotide bases).

    3 Now focus on site 1 in the DNA sequence. A single base-

    change event, marked by the crossbar in the branch leading

    to species I, is sufficient to account for th e site 1 data.

    Species

    The principle of maximum likelihood

    States that, given certain rules about how DNAchanges over time, a tree can be foundthat reflects

    the most likely sequence of evolutionary events

    Figure 25.15a

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    I II III IV I III II IV I IV II III

    I II III IV I III II IV I IV II III

    I II III IV I III II IV I IV II III

    I II III IV I III II IV I IV II III

    GG GG AA AA

    GG AA

    GG

    GG AA GG AA

    GG GG

    GG

    GG AA GG AA

    GG GG

    GG

    T G T G

    T T

    T

    T T G G

    T G

    T

    T G G T

    T T

    T

    10 events9 events8 events

    4 Continuing the comparison of bases at sites 2, 3, and 4reveals that each of these possible trees requires a total offour base-change events (marked again by crossbars).Thus, the first four sites in this DNA sequence do not helpus identify the most parsimonious tree.

    5 After analyzing sites 5 and 6, we find that the first tree requiresfewer evolutionary events than the other two trees (two basechanges versus four). Note that in these diagrams, we assumethat the common ancestor had GG at sites 5 and 6. But even ifwe started with an AA ancestor, the first tree still would requireonly two changes, while four changes would be required to make

    the other hypotheses work. Keep in mind that parsimony onlyconsiders the total number of events, not the particular nature ofthe events (how likely the particular base changes are to occur).

    6 At site 7, the three trees also differ in the number of

    evolutionary events required to explain the DNA data.

    RESULTS To identify the most parsimonious tree, we total

    all the base-change events noted in steps 36 (dont forget to

    include the changes for site 1, on the facing page). We conclude

    that the first tree is the most parsimonious of these three possible

    phylogenies. (But now we must complete our search by

    investigating the 12 other possible trees.)

    Two base

    changes

    Figure 25.15b

    Phylogenetic Trees as Hypotheses

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    Phylogenetic Trees as Hypotheses

    The best hypotheses for phylogenetic trees

    Are those that fit the most data: morphological,molecular, and fossil

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    Sometimes there is compelling evidence

    That the best hypothesis is not the mostparsimonious

    Figure 25.16a, b

    Lizard

    Four-chambered

    heart

    Bird Mammal

    Lizard

    Four-chambered

    heart

    Bird Mammal

    Four-chambered

    heart

    (a) Mammal-bird clade

    (b) Lizard-bird clade

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    Concept 25.4: Much of an organisms

    evolutionary history is documented in its

    genome

    Comparing nucleic acids or other molecules to

    infer relatedness Is a valuable tool for tracing organisms

    evolutionary history

    Gene Duplications and Gene Families

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    Gene Duplications and Gene Families

    Gene duplication

    Is one of the most important types of mutationin evolution because it increases the number

    of genes in the genome, providing further

    opportunities for evolutionary changes

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    Orthologous genes

    Are genes found in a single copy in thegenome

    Can diverge only once speciation has taken

    place

    Figure 25.17a

    Ancestral gene

    Speciation

    Orthologous genes(a)

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    Paralogous genes

    Result from gene duplication, so they arefound in more than one copy in the genome

    Can diverge within the clade that carries them,

    often adding new functions

    Figure 25.17b

    Ancestral gene

    Gene duplication

    Paralogous genes(b)

    Genome Evolution

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    Genome Evolution

    Orthologous genes are widespread

    And extend across many widely varied species

    The widespread consistency in total gene

    number in organisms of varying complexity

    Indicates that genes in complex organisms are

    extremely versatile and that each gene can

    perform many functions

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    Concept 25.5: Molecular clocks help track

    evolutionary time

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    Neutral Theory

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    Neutral Theory

    Neutral theory states that

    Much evolutionary change in genes andproteins has no effect on fitness and therefore

    is not influenced by Darwinian selection

    And that the rate of molecular change in thesegenes and proteins should be regular like a

    clock

    Difficulties with Molecular Clocks

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    Difficulties with Molecular Clocks

    The molecular clock

    Does not run as smoothly as neutral theorypredicts

    Applying a Molecular Clock: The Origin of HIV

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    Applying a Molecular Clock: The Origin of HIV

    Phylogenetic analysis shows that HIV

    Is descended from viruses that infectchimpanzees and other primates

    A comparison of HIV samples from throughout

    the epidemic

    Has shown that the virus has evolved in a

    remarkably clocklike fashion

    The Universal Tree of Life

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    The Universal Tree of Life

    The tree of life

    Is divided into three great clades called domains: Bacteria,

    Archaea, and Eukarya

    The early history of these domains is not yet clear

    Figure 25.18

    Bacteria Eukarya Archaea

    4 Symbiosis of

    chloroplast

    ancestor with

    ancestor of greenplants

    3 Symbiosis of

    mitochondrial

    ancestor with

    ancestor of

    eukaryotes

    2 Possible fusion

    of bacterium

    and archaean,

    yielding

    ancestor of

    eukaryotic cells

    1 Last common

    ancestor of all

    living things

    4

    3

    2

    1

    Billionyearsago

    Origin of life