US District Court Civil Docket as of 09/19/2005 Retrieved from the court on Monday, February 27, 2006

U.S. District Court Western District of Texas (Austin)

CIVIL DOCKET FOR CASE #: 00-CV-457

In Re Crossroads Sys v. , et al

Filed: 07/28/00 Assigned to: Honorable James R. Nowlin

Jury demand: Plaintiff Demand: $0,000

Nature of Suit: 850 Lead Docket: None

Jurisdiction: Federal Question Dkt # in 5th Cir. : is :03- -50311

Dkt # in Member Case : is 1:00-cv-00601 Cause: 15:78m(a) Securities Exchange Act

STEPHEN GREENBERG, Roger F. Claxton individually and on behalf of 214/953-0583 all others similarly situated [COR LD NTC] plaintiff Claxton & Hill, P.L.L.C. 3131 McKinney Ave. Suite 700 Dallas, TX 75204-2471 (214) 969-9099 John K. Grant (415)288-4534 [COR LD NTC] Lerach Coughlin Stoia Geller 100 Pine Street Suite 2600 San Francisco, CA 94111 (415)288-4545 Robert J. Hill 214/953-0583 [COR LD NTC] Claxton & Hill, P.L.L.C. 3131 McKinney Avenue, Suite 700 Dallas, TX 75204-2471 (214)959-9099 Joy Ann Bull (619)685-6919 [COR LD NTC] Lerach Coughlin Stoia & Robbins,

LLP 401 B. Street Suite 1700 San Diego, CA 92101 (619) 231-1058 James R. Hail 619/231-7423 [COR LD NTC] Milberg Weis Bershad Hynes & Lerach LLP 401 B Street Suite 1700 San Diego, CA 92101 (619) 231-1058 Shirley H. Huang 415/288-4534 [COR LD NTC] Lerach, Coughlin, Stoia, Geller 100 Pine Street Suite 2600 San Francisco, CA 94111 (415)288-4545 Dennis J. Herman (415)288-4534 [COR LD NTC] Lerach Coughlin Stoia Geller 100 Pine Street Suite 2600 San Francisco, CA 94111 (415)288-4545 AVIEL MARRACHE, Lead Plaintiff, James D. Baskin, III On behalf of himself and all 512/322-9280 others similarly situated [COR LD NTC] plaintiff The Baskin Law Firm 300 West 6th Ste 1950 Austin, TX 78701 (512) 381-6300 John K. Grant (See above) [COR LD NTC] Frederic S. Fox (212) 687-7714 [COR LD NTC] 805 Third Avenue 22nd Floor New York, NY 10022 (212) 687-1980

Katherine L. Blanck (619) 231-7423 [COR LD NTC] Milburg Weiss Bershad Hynes & Lerach 600 West Broadway 1800 One America Plaza San Diego, CA 92101-3311 (619) 231-1058 Joy Ann Bull (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] CHARLES BINKS, individually Roger F. Claxton and on behalf of all others (See above) similarly situated [COR LD NTC] consolidated plaintiff John K. Grant (See above) [COR LD NTC] Joy Ann Bull (See above) [COR LD NTC] James R. Hail (See above) [COR LD NTC] Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] RYAN BRISTOL, on behalf of Thomas E. Bilek himself and all others 713/227-9404 similarly situated [COR LD NTC] consolidated plaintiff Hoeffner, Bilek & Eidman, L.L.P. 1000 Louisiana Street Suite 1302 Houston, TX 77002 (713) 227-7720 John K. Grant (See above)

[COR LD NTC] Fred Taylor Isquith (212) 545-4653 [COR LD NTC] Gregory Mark Nespole (212) 545-4653 [COR LD NTC] Wolf, Haldenstein, Adler, Freeman & Herz L.L.P. 270 Madison Avenue New York, NY 10016 (212) 545-4600 Bruce G. Murphy [COR LD NTC] Law Offices of Bruce G. Murphy 265 Llwyds Lane Vero Beach, FL 32963 (561)231-4202 Joy Ann Bull (See above) [COR LD NTC] James R. Hail (See above) [COR LD NTC] Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] RYAN W. CONNORS, on behalf of Robert I. Harwood himself and all others [COR LD NTC] similarly situated Wechsler, Harwood, Halebian & consolidated plaintiff Feffer, L.L.P. 488 Madison Avenue New York, NY 10022 (212)935-7400 Thomas E. Bilek (See above) [COR LD NTC] John K. Grant (See above) [COR LD NTC] Fred Taylor Isquith

(See above) [COR LD NTC] Gregory Mark Nespole (See above) [COR LD NTC] Bruce G. Murphy (See above) [COR LD NTC] Joy Ann Bull (See above) [COR LD NTC] James R. Hail (See above) [COR LD NTC] Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] PETER MARGONELLI, on behalf of James D. Baskin, III themselves and all others (See above) similarly situated [COR LD NTC] consolidated plaintiff Denise M. Douglas (619)231-7423 [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 600 West Broadway Suite 1800 San Diego, CA 92101 (619) 231-1058 Patrick J. Coughlin (415)288-4534 [COR LD NTC] John K. Grant (See above) [COR LD NTC] Lerach Coughlin Stoia Geller 100 Pine Street Suite 2600 San Francisco, CA 94111 (415)288-4545 Paul Geller (561)750-3364

[COR LD NTC] Cauley, Geller, Bowman & Coates, L.L.P. One Boca Place 2255 Glades Road Suite 421 A Boca Raton, FL 33431 (561) 750-3000 Frederick Fox 212/687-7714 [COR LD NTC] Christine M. Comas 212/687-7714 [COR LD NTC] Kaplan, Kilsheimer & Fox LLP 805 Third Avenue 22nd Floor New York, NY 10022 (212)687-1980 Laurence D. King (415)677-1233 [COR LD NTC] 100 Pine Street 26th Floor San Francisco, CA 94111 (415)677-1238 Katherine L. Blanck (See above) [COR LD NTC] Joy Ann Bull (See above) [COR LD NTC] William S. Lerach 619/231-7423 [COR LD NTC] Lerach Coughlin Stoia Geller 401 B Street Suite 1700 San Diego, CA 92101 (619) 231-1058 James R. Hail (See above) [COR LD NTC] Darren J. Robbins [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach, LLp

401 B Street Suite 1700 San Diego, CA 92101 (619) 231-1058 Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] RANDALL SIMON, on behalf of James D. Baskin, III themselves and all others (See above) similarly situated [COR LD NTC] consolidated plaintiff Denise M. Douglas (See above) [COR LD NTC] Patrick J. Coughlin (See above) [COR LD NTC] John K. Grant (See above) [COR LD NTC] Paul Geller (See above) [COR LD NTC] Frederick Fox (See above) [COR LD NTC] Christine M. Comas (See above) [COR LD NTC] Laurence D. King (See above) [COR LD NTC] Katherine L. Blanck (See above) [COR LD NTC] Joy Ann Bull (See above) [COR LD NTC] William S. Lerach (See above) [COR LD NTC]

James R. Hail (See above) [COR LD NTC] Darren J. Robbins (See above) [COR LD NTC] Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] ROGER D. LYNCH, individually Terrell W. Oxford and on behalf of all others 214/665-0847 similarly situated [COR LD NTC] consolidated plaintiff Susman Godfrey, L.L.P. 901 Main Street Suite 1400 Dallas, TX 75202-3714 (214) 754-1927 Douglas M. Risen 215/875-4636 [COR LD NTC] Berger & Montague 1622 Locus Street Philadelphia, PA 19103 (215) 875-3000 Sherrie R. Savett 215/875-5715 [COR LD NTC] Berger & Montague, P.C. 1622 Locust St. Philadelphia, PA 19103 (215)875-3000 John K. Grant (See above) [COR LD NTC] Jason Brodsky [COR LD NTC] Brodsky & Smith, LLC 11 Bala Avenue Suite 39 Bala Cynwyd, PA 19004 (610)617-1736

Joy Ann Bull (See above) [COR LD NTC] James R. Hail (See above) [COR LD NTC] Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] MYRNA ALZAGA, individually and Terrell W. Oxford on behalf of all others (See above) similarly situated [COR LD NTC] consolidated plaintiff Douglas M. Risen (See above) [COR LD NTC] Sherrie R. Savett (See above) [COR LD NTC] John K. Grant (See above) [COR LD NTC] Jason Brodsky (See above) [COR LD NTC] Joy Ann Bull (See above) [COR LD NTC] James R. Hail (See above) [COR LD NTC] Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC]

SAM RHOADES, individually and Roger F. Claxton on behalf of all others (See above) similaraly situated [COR LD NTC] consolidated plaintiff John K. Grant (See above) [COR LD NTC] Joy Ann Bull (See above) [COR LD NTC] James R. Hail (See above) [COR LD NTC] Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] STEVEN WALLERSTIEN, on behalf Theodore C. Anderson, III of all others similarly 214/953-0133 situated [COR LD NTC] consolidated plaintiff Kilgore & Kilgore 3131 McKinney Ave. Suite 700-LB-103 Dallas, TX 75204-2471 (214) 969-9099 John K. Grant (See above) [COR LD NTC] Joy Ann Bull (See above) [COR LD NTC] James R. Hail (See above) [COR LD NTC] Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] ERIC SCHUESSLER, on behalf of James D. Baskin, III

himself and all others (See above) similarly situated [COR LD NTC] consolidated plaintiff Denise M. Douglas (See above) [COR LD NTC] Neil Rothstein 860/537-4432 [COR LD NTC] Law Offices of Scott & Scott, LLC P.O. Box 197 108 Norwich Avenue Colchester, CT 06415 (860)537-3818 David R. Scott 860/537-4432 [COR LD NTC] Scott & Scott, LLC 108 Norwich Ave. P.O. Box 192 Colchester, CT 06415 (860) 537-3818 John K. Grant (See above) [COR LD NTC] Frederick Fox (See above) [COR LD NTC] Christine M. Comas (See above) [COR LD NTC] Marc H. Edelson 215/230-8735 [COR LD NTC] Hoffman & Edelson 45 W. Court Street Doylestown, PA 18901 (215)230-8043 Katherine L. Blanck (See above) [COR LD NTC] Joy Ann Bull (See above) [COR LD NTC] William S. Lerach (See above)

[COR LD NTC] James R. Hail (See above) [COR LD NTC] Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] IAN GOTLIB, on behalf of Roger F. Claxton himself and all others (See above) similarly situated [COR LD NTC] consolidated plaintiff John K. Grant (See above) [COR LD NTC] Joseph H. Weiss [COR LD NTC] Weiss & Yourman 551 5th Ave., Suite 1600 New York, NY 10176 (212) 682-3025 Joy Ann Bull (See above) [COR LD NTC] James R. Hail (See above) [COR LD NTC] Shirley H. Huang (See above) [COR LD NTC] Dennis J. Herman (See above) [COR LD NTC] v. CROSSROADS SYSTEMS, INC. Michael J. Biles defendant 512/499-6290 [COR LD NTC] Akin, Gump, Strauss, Hauer & Feld, LLP 300 W. 6th Street Suite 2100

Austin, TX 78701 (512)499-6200 Howard M. Privette, II (213)745-3345 [COR LD NTC] 550 South Hope Street Los Angeles, CA 90071 (213)489-4060 Paul R. Bessette 512/499-6290 [COR LD NTC] Akin, Gump, Strauss, Hauer & Feld, LLP 300 W. 6th Street Suite 2100 Austin, TX 78701 (512) 499-6200 BRIAN R. SMITH Michael J. Biles defendant (See above) [COR LD NTC] Howard M. Privette, II (See above) [COR LD NTC] Paul R. Bessette (See above) [COR LD NTC] REAGAN Y. SAKAI Michael J. Biles consolidated defendant (See above) [COR LD NTC] Howard M. Privette, II (See above) [COR LD NTC] Paul R. Bessette (See above) [COR LD NTC] JOHN R. MIDDLETON consolidated defendant -------------------------

DOCKET PROCEEDINGS

DATE # DOCKET ENTRY

7/28/00 -- Case assigned to Honorable James R. Nowlin (td) [Entry date 07/31/00] 7/28/00 1 Complaint filed. Filing Fee: $ 150.00 Receipt # 300208 (Pages: 20) (td) [Entry date 07/31/00] 7/28/00 -- Summons issued for Crossroads Systems, Brian R. Smith (td) [Entry date 07/31/00] 7/31/00 -- Court file forwarded to Judge Nowlin (td) [Entry date 07/31/00] 9/26/00 2 Motion by John S. Miller, Aviel Marrache to be appointed lead plaintiff, and to approve lead plaintiff's choice of co-lead liaison counsel (td) [Entry date 09/27/00] 9/26/00 3 Affidavit of Katherine L. Blanck by John S. Miller, Aviel Marrache in support of motion to be appointed lead plaintiff [2-1], motion to approve lead plaintiff's choice of co-lead liaison counsel [2-2] (td) [Entry date 09/27/00] 9/26/00 4 Motion by John S. Miller, Aviel Marrache to consolidate cases (td) [Entry date 09/27/00] 9/26/00 5 Appendix of Exhibits in Support of Motion to Consolidate Cases by John S. Miller, Aviel Marrache (td) [Entry date 09/27/00] [Edit date 09/27/00] 10/6/00 6 Response by Crossroads Systems, to motion to be appointed lead plaintiff [2-1], motion to approve lead plaintiff's choice of co-lead liaison counsel [2-2] (td) [Entry date 10/10/00] 10/12/00 7 Order granting motion to consolidate cases [4-1] (Lead Case A-00-CV-457-JN) , denying motion to be appointed lead plaintiff [2-1], denying motion to approve lead plaintiff's choice of co-lead liaison counsel [2-2]. ntc 10/13/00 (td) [Entry date 10/13/00]

10/12/00 -- Cases consolidated (A-00-CV-457 - LEAD CASE; MEMBER CASES - A-00-CA-476, 497, 501, 505, 508, 524, 553, 564, 587, 601-JN) (td) [Entry date 10/13/00] 10/19/00 8 Notice of filing change of address of counsel by Stephen Greenberg, Crossroads Systems, Reagan Y. Sakai (td) [Entry date 10/23/00] 10/25/00 9 Motion by John S. Miller, Aviel Marrache to be appointed lead plaintiff, and to approve lead plaintiff's choice of co-lead and liason counsel (td) [Entry date 10/25/00] 11/3/00 10 Stipulation Regarding Local Rule CV-16 Scheduling Order and Class Certification Briefing filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, John S. Miller, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 11/06/00] [Edit date 11/06/00] 11/6/00 11 Ordered that the parties submit the proposed scheduling order within 30 days after the first defendant in this case files an answer ... ntc 11/7/00 (td) [Entry date 11/07/00] 11/9/00 12 Notice by John S. Miller, Aviel Marrache, Peter Margonelli, Randall Simon, Eric Schuessler of: Entry of Order (td) [Entry date 11/09/00] 11/15/00 13 Order granting motion to be appointed lead plaintiff [9-1], granting motion to approve lead plaintiff's choice of co-lead and liason counsel [9-2]. ntc 11/15/00 (td) [Entry date 11/15/00] 1/4/01 14 Stipulation Regarding Plaintiff's Time to File A Consolidated Amended Complaint filed by Crossroads Systems, Brian R. Smith, John S. Miller, Aviel Marrache, Reagan Y. Sakai, Peter Margonelli, Randall Simon, Eric Schuessler (td) [Entry date 01/04/01] 1/4/01 15 Ordered that the parties' Stipulation Regarding Plaintiff's Time to File a Consolidated Amended Complaint is hereby GRANTED. ORDERED that Plaintiffs file and serve a Consolidated Amended Complaint in this case by 2/15/01. ntc 1/5/01 (td) [Entry date 01/05/01]

2/15/01 16 Amended complaint by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib , amending complaint [1-1] (Pages: 41) (rm) [Entry date 02/20/01] 3/16/01 17 Stipulation and Joint motion by Crossroads Systems, Brian R. Smith, Aviel Marrache, Reagan Y. Sakai to exceed page limits (td) [Entry date 03/19/01] 3/20/01 18 Order granting joint motion to exceed page limits [17-1] ORDERED that Defendants' opening brief shall not exceed 20 pages, Plaintiffs' opposition brief shall not exceed 20 pages, and Defendants' reply brief shall not exceed 10 pages. ntc 3/21/01 (td) [Entry date 03/21/01] 4/2/01 19 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to dismiss plaintiffs' consolidated amended complaint (td) [Entry date 04/03/01] 4/2/01 20 Notice by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai of: Request for Judicial Notice in Support of Motion to Dismiss Consolidated Amended Complaint (td) [Entry date 04/03/01] 5/10/01 21 Joint motion by Stephen Greenberg, Crossroads Systems, Brian R. Smith, John S. Miller, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to extend time to respond to defendants' motion to dismiss the consolidated amended complaint (td) [Entry date 05/10/01] 5/11/01 22 Order granting joint motion to extend time to respond to defendants' motion to dismiss the consolidated amended complaint [21-1] due on or before 5/25/01. ntc 5/11/01 (td) [Entry date 05/11/01] 5/25/01 23 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in opposition to motion to dismiss plaintiffs' consolidated amended complaint [19-1] (td) [Entry date 05/25/01]

6/25/01 24 Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in support of motion to dismiss plaintiffs' consolidated amended complaint [19-1] (td) [Entry date 06/26/01] 6/25/01 25 Supplement filed by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai Re: notice [20-1] (td) [Entry date 06/26/01] 6/25/01 26 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for an oral hearing on their motion to dismiss (td) [Entry date 06/26/01] 8/15/01 27 Order denying motion for an oral hearing on their motion to dismiss [26-1], denying motion to dismiss plaintiffs' consolidated amended complaint [19-1]. ntc 8/16/01 (td) [Entry date 08/16/01] 8/24/01 28 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for an oral hearing on the motion to dismiss plaintiffs' consolidated amended complaint (td) [Entry date 08/27/01] 8/24/01 29 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for certification of order for appeal pursuant to 28 U.S.C. section 1292(b) (td) [Entry date 08/27/01] 8/24/01 30 Appendix for motion for certification of order for appeal pursuant to 28 U.S.C. section 1292(b) [29-1], motion for an oral hearing on the motion to dismiss plaintiffs' consolidated amended complaint [28-1] by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai (td) [Entry date 08/27/01] 8/27/01 31 Joint Stipulation and Motion by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to extend time to respond to plaintiffs' consolidated amended complaint (td) [Entry date 08/27/01] 8/28/01 32 Order granting motion to extend time to respond to plaintiffs' consolidated amended complaint [31-1] due on or before 9/26/01. (td) [Entry date 08/28/01]

9/5/01 33 Motion by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to extend time to respond to defendants' motion for an oral hearing on the motion to dismiss ... (td) [Entry date 09/06/01] 9/7/01 34 Order denying motion for an oral hearing on the motion to dismiss plaintiffs' consolidated amended complaint [28-1]. ORDERED that Plaintiffs' Response to Defendants' Alternative Motion for Certification of Order for Appeal ... shall be filed no later than 9/17/01 and Defendants' reply no later than 9/21/01. (td) [Entry date 09/10/01] 9/7/01 -- Mooted motion to extend time to respond to defendants' motion for an oral hearing on the motion to dismiss ... [33-1] per Order #34 (ll) [Entry date 05/09/02] 9/17/01 35 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in opposition to motion for certification of order for appeal pursuant to 28 U.S.C. section 1292(b) [29-1] (td) [Entry date 09/18/01] 9/21/01 36 Reply Memorandum by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in support of motion for certification of order for appeal pursuant to 28 U.S.C. section 1292(b) [29-1] (td) [Entry date 09/24/01] 9/25/01 37 Joint motion by Stephen Greenberg, Crossroads Systems, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to extend by an additional two weeks defendants' time to resond to plaintiffs' consolidated amended complaint (td) [Entry date 09/26/01] 9/26/01 38 Order granting joint motion to extend by an additional two weeks defendants' time to resond to plaintiffs' consolidated amended complaint [37-1] answer due 10/10/01 for Brian R. Smith, for Crossroads Systems, (td) [Entry date 09/27/01] 9/28/01 39 Motion by Crossroads Systems, Brian R. Smith, Reagan Y.

Sakai to withdraw motion fro certification, and for reconsideration of the Court's motion to dismiss ruling in light of the Fifth Circuit's September 25, 2001 order (td) [Entry date 09/28/01] 10/5/01 40 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to motion to withdraw motion for certification [39-1], motion for reconsideration of the Court's motion to dismiss ruling in light of the Fifth Circuit's September 25, 2001 order [39-2] (td) [Entry date 10/05/01] 10/9/01 41 Motion by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for James D. Baskin III to appear pro hac vice (td) [Entry date 10/09/01] 10/9/01 42 Order granting motion to withdraw motion fro certification [39-1], denying motion for reconsideration of the Court's motion to dismiss ruling in light of the Fifth Circuit's September 25, 2001 order [39-2], withdrawing motion for certification of order for appeal pursuant to 28 U.S.C. section 1292(b) [29-1]. (td) [Entry date 10/10/01] 10/10/01 43 Order granting motion for James D. Baskin III to appear pro hac vice [41-1] (td) [Entry date 10/10/01] 10/10/01 44 Answer by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to amended complaint (td) [Entry date 10/11/01] 11/14/01 -- Recommendations for scheduling order by Stephen Greenberg, Crossroads Systems, Brian R. Smith, John S. Miller, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 11/15/01] 11/15/01 45 Scheduling order setting Joining of parties, amending of pleadings on 4/10/02 Deadline for filing of all motions 2/17/03 - dispositive motions limited to 35 pgs. in length, responses to 40 pgs. in length, and replies to 25 pgs.; Discovery cutoff 9/16/02 ; Alternate Dispute Resolution Report due by 11/28/01. (Noticed 11/16/01.) (mc2) [Entry date 11/16/01]

11/20/01 46 OPPOSED Motion by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to certify class action (td) [Entry date 11/20/01] 11/20/01 47 Appendix for motion to certify class action [46-1] by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 11/20/01] 11/28/01 48 Alternate Dispute Resolution Report filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib, Party(s) do not agree to Alternate Dispute Resolution (td) [Entry date 11/29/01] 12/7/01 49 STRICKEN by Order #51 - Response and Objections by Morgan Keegan & Co. to subpoena (originally docketed as a mtn to quash subpoena) (ll) [Entry date 12/18/01] [Edit date 12/18/01] 12/11/01 50 Order referring motion : referred motion to quash subpoena [49-1] to Judge Andrew W. Austin (td) [Entry date 12/12/01] 12/18/01 51 Order rescinding order [50-1] which referred #49 to magistrate, and striking the general objections [49-1] (ll) [Entry date 12/18/01] [Edit date 12/18/01] 1/2/02 52 Notice of filing Change of Address for the Firm of Kaplan Fox Kilsheimer LLP by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 01/02/02] 1/17/02 53 Motion by Stephen Greenberg, Crossroads Systems, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for protective order (td) [Entry date 01/17/02]

1/23/02 54 Order granting motion for protective order [53-1]. Protective Order filed. (td) [Entry date 01/23/02] 1/23/02 55 Motion by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for Dennis J. Herman and Shirley H. Huang to appear pro hac vice (td) [Entry date 01/24/02] 1/24/02 56 Joint motion by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to extend briefing schedule related to plaintiffs' opposed motion for class certification by two weeks (td) [Entry date 01/25/02] 1/25/02 57 Order granting motion for Dennis J. Herman and Shirley H. Huang to appear pro hac vice [55-1] (td) [Entry date 01/25/02] 1/25/02 58 Order granting joint motion to extend briefing schedule related to plaintiffs' opposed motion for class certification by two weeks [56-1] (td) [Entry date 01/25/02] 2/1/02 59 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for Howard M. Privette, II to appear pro hac vice (td) [Entry date 02/04/02] 2/4/02 60 Order granting motion for Howard M. Privette, II to appear pro hac vice [59-1] (td) [Entry date 02/04/02] 2/8/02 61 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to compel discovery responses from plaintiffs, and to expedite relief (td) [Entry date 02/11/02] 2/8/02 62 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for an expedited hearing, and to exceed the page limit on its motion to compel discovery (td) [Entry date 02/11/02] 2/11/02 63 Order referring motion : referred motion for an expedited hearing [62-1] to Judge Andrew W. Austin, referred motion to exceed the page limit on its motion to compel discovery [62-2] to Judge Andrew W. Austin, referred motion to compel discovery responses from plaintiffs [61-1] to Judge Andrew W. Austin, referred motion to expedite relief [61-2]

to Judge Andrew W. Austin (td) [Entry date 02/11/02] 2/11/02 65 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib motion for an expedited hearing [62-1], motion to exceed the page limit on its motion to compel discovery [62-2] (td) [Entry date 02/12/02] 2/12/02 64 Order granting motion for an expedited hearing [62-1], granting motion to exceed the page limit on its motion to compel discovery [62-2] Motion hearing motion to compel discovery responses from plaintiffs [61-1] for 10:30 2/20/02 before Magistrate Austin. (Noticed 2/12/02.) (mc2) [Entry date 02/12/02] 2/13/02 66 Motion by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to compel defendants' complete production of documents by 3/15/02, and for a coordinated hearing with defendants' motion on 2/20/02 (td) [Entry date 02/13/02] 2/14/02 67 Order referring motion : referred motion to compel defendants' complete production of documents by 3/15/02 [66-1] to Judge Andrew W. Austin, referred motion for a coordinated hearing with defendants' motion on 2/20/02 [66-2] to Judge Andrew W. Austin (td) [Entry date 02/15/02] 2/15/02 68 Order granting motion for a coordinated hearing with defendants' motion on 2/20/02 [66-2] (td) [Entry date 02/15/02] 2/15/02 69 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in opposition to motion to compel discovery responses from plaintiffs [61-1] (td) [Entry date 02/19/02] 2/19/02 70 Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to motion to compel defendants' complete production of documents by 3/15/02 [66-1] (td) [Entry date 02/19/02] 2/20/02 -- Motion hearing held for the following motions: [66-1], [61-1] before Magistrate Judge Austin. Parties announce

ready. Statements and arguments of counsel heard. Motions taken under advisement. Written order forthcoming. (td) [Entry date 02/21/02] 2/20/02 71 Notice of Supplemental Authority in Further Support of Plaintiffs' Opposition to Defendant's Motion to Compel by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib of: (td) [Entry date 02/21/02] 2/22/02 72 Order granting in part, denying in part motion to compel defendants' complete production of documents by 3/15/02 [66-1] (td) [Entry date 02/22/02] 2/22/02 -- Mooted motions motion to compel discovery responses from plaintiffs [61-1], motion to expedite relief [61-2] (see doc #72) (td) [Entry date 03/05/02] 2/27/02 73 Transcript filed for dates of 2/20/02 (Proceedings Transcribed: Motions Hearing) (Court Reporter: Logan Miller) (td) [Entry date 02/28/02] 3/6/02 74 Order regarding setting deadlines in the 2/22/02 order and class certification briefing schedule. (td) [Entry date 03/07/02] 3/8/02 75 Objections by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to order [72-1] (td) [Entry date 03/11/02] 3/15/02 76 Response by Crossroads Systems, Inc to objections to Magistrate Judge Andrew W. Austin's order of 2/22/02 compelling discovery [75-1] (td) [Entry date 03/15/02] 3/15/02 77 Order overruling plaintiff's miscellaneous objection [75-1] (td) [Entry date 03/18/02] 3/28/02 78 Notice of Withdrawal by John S. Miller As Proposed Class Representative (td) [Entry date 03/28/02] 4/15/02 79 Motion by Stephen Greenberg to extend deadline for class certification discovery (ll) [Entry date 04/16/02]

4/25/02 80 Order granting motion to extend deadline for class certification discovery [79-1], extended until May 6, 2002. (JN) (td) [Entry date 04/26/02] 5/14/02 81 Joint Stipulation and Order Concerning Class Certification Discovery and Briefing Schedule filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 05/14/02] 5/15/02 82 Order on Joint stipulation [81-1]; concerning class certification discovery and briefing schedule (gr) [Entry date 05/16/02] 6/10/02 83 Advisory to the court filed by John S. Miller, Aviel Marrache, Peter Margonelli, Randall Simon, Eric Schuessler re change of address for James Baskin. (mc2) [Entry date 06/11/02] 6/17/02 84 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for summary judgment (td) [Entry date 06/19/02] 6/17/02 85 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for oral argument on plaintiffs' motion for class certification and defendants' motion for partial sj (td) [Entry date 06/19/02] 6/17/02 86 SEALED Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in opposition to motion to certify class action [46-1] (td) [Entry date 06/19/02] 7/10/02 87 Joint Stipulation and Order Setting Briefing Schedule for Defendants' Motion for Partial Summary Judgment. (JN) (td) [Entry date 07/10/02] 7/17/02 85 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for partial summary judgment (td) [Entry date 07/23/02] 7/22/02 88 SEALED Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven

Wallerstien, Eric Schuessler, Ian Gotlib in support of motion to certify class action [46-1] (td) [Entry date 07/23/02] 7/22/02 89 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in opposition to motion for partial summary judgment [85-1] (td) [Entry date 07/23/02] 8/12/02 90 Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in support of motion for partial summary judgment [85-1] (td) [Entry date 08/13/02] 9/4/02 91 Sur-Reply by Plaintiff, Stephen Greenberg in opposition to Defendant's reply brief in support of their motion for partial summary judgment [85-1] (gr) [Entry date 09/04/02] 9/5/02 92 Notice of filing Defendants' Request for Additional Briefing or Oral Argument on the Motions for Partial Summary Judgment and Class Certification (gr) [Entry date 09/06/02] 9/9/02 93 Order granting motion for additional briefing or oral argument on plaintiffs' motion for class certification; defendants shall file a five-page brief responding to the new arguments raised in pltfs' sur-reply ... [85-1] (JN) (td) [Entry date 09/09/02] 9/12/02 94 Stipulation Concerning Filing of Additional Briefing on Motions for SJ and Class Certification filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 09/13/02] 9/13/02 95 Order on Joint Stipulation Concerning Filing of Additional Briefing on Motions for SJ and Class Certification due on or before 9/19/02. (JN) (td) [Entry date 09/16/02] 9/19/02 96 Notice of filing additional briefing on the motions for partial summary judgment and class certification by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai (td) [Entry date 09/19/02]

10/10/02 97 Notice of supplemental authority in support of defendants' opposition to class certification by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai (td) [Entry date 10/10/02] 11/15/02 98 Supplemental Authority by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in support of motion to certify class action [46-1] (td) [Entry date 11/15/02] 11/15/02 99 Notice by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai of: Supplemental Authority in Support of Opposition to Class Certification (td) [Entry date 11/18/02] 11/22/02 100 Order granting motion for partial summary judgment [85-1] that plaintiffs are not entitled to the fraud-on-the-marked presumption of reliance, denying as moot motion for summary judgment [84-1], denying as moot motion to certify class action [46-1]. (Noticed 11/25/02.) (mc2) [Entry date 11/25/02] 11/25/02 101 Order setting docket call for 1:30 12/4/02. (Noticed via fax 11/25/02, mailed copy to Bruce G. Murphy 11/27/02 per courtroom deputy instruction.) (mc2) [Entry date 11/25/02] [Edit date 11/27/02] 12/2/02 102 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to order [101-2] (td) [Entry date 12/03/02] 12/4/02 -- Docket call held; parties announced ready; case to be recalled at next scheduled civil docket call. (td) [Entry date 12/06/02] [Edit date 12/06/02] 12/5/02 103 Minutes of proceedings for Docket Call conducted on 12/4/02 by Judge Nowlin. Court Reporter: Logan Miller (td) [Entry date 12/06/02] [Edit date 12/06/02] 1/15/03 104 Order set docket call for 1:30 2/5/03 signed by Honorable James R. Nowlin. (td) [Entry date 01/16/03] 1/16/03 105 Order - Notice of Right to Consent to Trial By Magistrate Judge, signed by Honorable James R. Nowlin. (td)

[Entry date 01/17/03] 2/5/03 106 Notice of filing change of address of counsel by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai (td) [Entry date 02/06/03] 2/5/03 -- Docket call held; parties announce ready; stipulation of dismissal expected soon. (td) [Entry date 02/10/03] 2/7/03 107 Minutes of proceedings for Docket Call conducted on 2/5/03 by Judge Nowlin. Court Reporter: Logan Miller (td) [Entry date 02/10/03] 2/21/03 108 Stipulation Regarding Entry of Judgment filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 02/21/03] 2/24/03 109 Judgment in accordance with the provisions set forth in the order granting dfts' mtn for partial sum jgm and in the stipulation regarding entry of final jgm; case closed (all actions) and pending mtns denied as moot; signed by Honorable James R. Nowlin (Pages: 1) (ll) [Entry date 02/24/03] 2/24/03 -- Case closed (ll) [Entry date 02/24/03] 2/26/03 110 Notice of appeal by Aviel Marrache, Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (sl) [Entry date 02/28/03] 2/26/03 -- USCA appeal fees paid for appeal [110-1]: Appeal Fee: $ 105.00 Receipt #341750 (sl) [Entry date 02/28/03] 2/28/03 -- Served copy of notice of appeal, dkt #110, and copy of transmittal letter on Dennis Herman, James Ritt, Shirley Huang, James Hail, Joseph Weiss, Roger Claxton, Marc Edelson, Robert Harwood, Howard Privette, Michael Biles, Paul Bessette, Frederic Fox, Robert Hill, Christine Comas, David Scott, Neil Rothstein, Denise Douglas, Katherine Blanck, William Lerach, Frederick Fox, James Baskin, Theodore Anderson, Jason Brodsky, Sherrie Savett, Douglas

Risen, Terrell Oxford, Laurence King, Paul Geller, Patrick Coughlin, Darren Robbins, Bruce Murphy, Gregory Nespole, Fred Isquith, Thomas, Bilek, and Court. (sl) [Entry date 02/28/03] 3/7/03 111 Appeal Transcript NOT requested by plaintiffs appeal [110-1] (sl) [Entry date 03/07/03] 4/7/03 -- Return of appeal information sheet received. appeal [110-1] USCA NUMBER: 03-50311 (sl) [Entry date 04/09/03] 4/14/03 -- Certified and transmitted record on appeal to U.S. Court of Appeals: appeal [110-1] #03-50311 (sl) [Entry date 04/14/03] 4/25/03 -- Mail addressed to Theodore C. Anderson, III at Kilgore & Kilgore, 3131 McKinney Ave., Suite 700 LB 103, Dallas, Texas 75204-2471, attorney for Steven Wallerstien: copy of transmittal letter to the Fifth Circuit dated 4/4/03 : returned by post office marked RTS - no such number (sl) [Entry date 04/28/03] 4/28/03 -- Letter of transmittal from USCA: appeal [110-1] #03-50311 acknowledging receipt of the record on 4/16/03. (sl) [Entry date 04/28/03] 5/25/04 112 Certified copy of judgment of USCA remand for further proceedings; affirmed in part; vacated in part; remanded appeal [110-1] (nf) [Entry date 05/25/04] 5/25/04 -- Case reopened (nf) [Entry date 06/29/04] 6/14/04 -- Exhibits returned from 5CCA; placed in exhibit room (nf) [Entry date 06/14/04] 6/17/04 113 Order parties shall submit a proposed scheduling order no later than 07/16/04 in this remanded case signed by Honorable James R. Nowlin (nf) [Entry date 06/23/04] 7/2/04 -- Mail addressed to Roger D. Lynch, Myrna Alzaga : scheduling parties shall submit a proposed scheduling order no later than 07/16/04 in this remanded case [113-1], order [113-2] : returned by post office marked Not deliverable addressed (mc1) [Entry date 07/07/04]

7/6/04 -- Mail : scheduling parties shall submit a proposed scheduling order no later than 07/16/04 in this remanded case [113-1], order [113-2] : returned by post office marked Return to Sender (nf) [Entry date 07/08/04] 7/16/04 -- Recommendations for scheduling order by Stephen Greenberg, Crossroads Systems, Brian R. Smith, John S. Miller, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 07/19/04] 7/20/04 114 AMENDED Scheduling Order discovery deadline 12/1/04, motion filing deadline 5/1/05 ... signed by Honorable James R. Nowlin (td) [Entry date 07/21/04] 8/4/04 115 Objections and Motion by Austin Ventures to quash or modify pltfs' subpoena duces tecum (td) [Entry date 08/05/04] 8/16/04 116 Notice of Change of Firm Name filed by Stephen Greenberg, Aviel Marrache (mc1) [Entry date 08/17/04] 8/20/04 117 SEALED Amended motion by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib: to certify class action - amended amending motion to certify class action [46-1] (td) [Entry date 08/23/04] 9/7/04 118 Notice of filing change of address of counsel by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 09/08/04] 9/8/04 119 Amended Objections and Amended motion by Austin Ventures : to quash - amended amending motion to quash or modify pltfs' subpoena duces tecum [115-1] (td) [Entry date 09/09/04] 9/14/04 120 Joint motion by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Aviel Marrache, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to amend Scheduling order [45-1] (td) [Entry date 09/14/04]

9/16/04 121 Order granting joint motion to amend Scheduling order [45-1] [120-1] signed by Honorable James R. Nowlin (td) [Entry date 09/16/04] 9/24/04 -- Rec'd Proposed Stipulation and Orer Re Extension of Deadlines in Amended Scheuling Order During Mediation (td) [Entry date 09/27/04] 9/29/04 122 Order granting the parties stipulation and proposal regarding extension of deadlines in amended scheduling order during mediation, signed by Honorable James R. Nowlin (td) [Entry date 09/30/04] 10/12/04 -- Mail addressed to Crossroads Systems, Brian R. Smith, Reagan Y. Sakai : order [122-1] : returned by post office marked RTS, Attempted (td) [Entry date 10/13/04] 10/18/04 123 EMERGENCY Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for protective order limiting pltfs to ten depositions and precluding discovery on dismissed and irrelevant claims (td) [Entry date 10/19/04] 10/19/04 124 Order granting motion for protective order limiting pltfs to ten depositions and precluding discovery on dismissed irrelevant claims [123-1] signed by Honorable James R. Nowlin (td) [Entry date 10/20/04] 10/20/04 125 Motion by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for an order seeking relief for defendants' failure to comply with protective order, and setting the number of depositions (td) [Entry date 10/21/04] 10/20/04 126 SEALED Appendix for motion for an order seeking relief for defendants' failure to comply with protective order [125-1], motion setting the number of depositions [125-2] by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 10/21/04] 10/21/04 127 Motion by Stephen Greenberg, Aviel Marrache, Charles Binks,

Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to amend order [124-1] (td) [Entry date 10/21/04] 10/25/04 128 Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in opposition to motion to amend order [124-1] [127-1], motion for an order seeking relief for defendants' failure to comply with protective order [125-1], motion setting the number of depositions [125-2] (td) [Entry date 10/25/04] 10/26/04 129 Order referring motion : referred motion to amend order [124-1] [127-1] to Judge Andrew W. Austin signed by Honorable James R. Nowlin (td) [Entry date 10/26/04] 10/26/04 130 Order referring motion : referred motion for an order seeking relief for defendants' failure to comply with protective order [125-1] to Judge Andrew W. Austin, referred motion setting the number of depositions [125-2] to Judge Andrew W. Austin signed by Honorable James R. Nowlin (td) [Entry date 10/26/04] 10/26/04 131 Order Motion hearing motion to amend order [124-1] [127-1] for 1:30 11/9/04, motion for an order seeking relief for defendants' failure to comply with protective order [125-1] for 1:30 11/9/04, motion setting the number of depositions [125-2] for 1:30 11/9/04 signed by Judge Andrew W. Austin (td) [Entry date 10/26/04] 10/28/04 132 Motion by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for John K. Grant to appear pro hac vice (td) [Entry date 10/29/04] 10/29/04 133 Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in opposition to amended motion to certify class action - amended [117-1] (td) [Entry date 11/01/04] 10/29/04 134 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to strike the Affidavit of John K. Grant (td) [Entry date 11/01/04] 11/1/04 -- Mail addressed to Roger D. Lynch, Myrna Alzaga : order [129-1] : returned by post office marked Not Deliverable as Addressed (td) [Entry date 11/02/04]

11/1/04 135 Order granting motion for John K. Grant to appear pro hac vice [132-1] signed by Honorable James R. Nowlin (td) [Entry date 11/02/04] 11/4/04 136 Stipulation and Order Concerning Agreed Deposition Limit and Protective Order Designation and Vacating Hearing Scheduled for November 9, 2004, signed by Judge Andrew W. Austin (td) [Entry date 11/05/04] 11/9/04 137 Order referring motion : referred motion to strike the Affidavit of John K. Grant [134-1] to Judge Andrew W. Austin signed by Honorable James R. Nowlin (td) [Entry date 11/09/04] 11/22/04 138 Reply by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to response to amended motion to certify class action [117-1] (mc2) [Entry date 11/24/04] 11/24/04 139 Written status report by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Aviel Marrache, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 11/29/04] 12/1/04 140 Order signed by Judge Andrew W. Austin ... ORDERED that this case be removed from the Magistrate Court's docket and returned to the docket of the Hon. James R. Nowlin. (td) [Entry date 12/02/04] 1/27/05 141 Ordered that the Parties SHALL jointly submit to the Court all closing documents, including the approved settlement agreement, on or before 28 January 2005, signed by Honorable James R. Nowlin (td) [Entry date 01/28/05] 1/28/05 142 Stipulation Regarding Time To File Settlement Documentation filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 01/31/05]

1/31/05 143 Order signed by Honorable James R. Nowlin ... that the Parties SHALL jointly submit to the Court all closing documents, including the approved settlement agreement, on or before 11 February 2005. (td) [Entry date 01/31/05] 2/11/05 144 Stipulation of Settlement filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 02/14/05] 2/14/05 145 Order Preliminarily Approving Settlement, Certifying the Class and Providing for Notice, signed by Honorable James R. Nowlin (td) [Entry date 02/15/05] 2/14/05 -- Miscellaneous hearing (settlement) set on 2:00 7/11/05 (td) [Entry date 06/10/05] 2/15/05 146 Order mooting motion to strike the Affidavit of John K. Grant [134-1], mooting motion to amend order [124-1] [127-1], mooting motion for an order seeking relief for defendants' failure to comply with protective order [125-1], mooting motion setting the number of depositions [125-2], mooting amended motion to quash - amended [119-1], mooting amended motion to certify class action - amended [117-1], mooting motion to quash or modify pltfs' subpoena duces tecum [115-1] signed by Honorable James R. Nowlin (td) [Entry date 02/16/05] 6/22/05 -- Rec'd Proposed Stipulation and Order re: Extension of Page Limitation on Motion for Final Approval of Class Action Settlement ... orig fwd to Judge Nowlin for signature. (td) [Entry date 06/23/05] 6/24/05 147 Stipulation and Order Regarding Extension of Page Limitation on Motion for Final Approval of Class Action Settlement and Motion for Application of Attorneys' Fees and Reimbursement of Expenses, signed by Honorable James R. Nowlin (td) [Entry date 06/24/05] 6/27/05 148 Joint Declaration/Motion by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for final approval of settlement, and mailing

of notice of change in plan of allocation, and for attorney fees and reimbursement of expenses (td) [Entry date 06/29/05] 6/27/05 149 Memorandum by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in support of motion for attorney fees and reimbursement of expenses [148-3] (td) [Entry date 06/29/05] 6/27/05 150 Compendium of Affidavits by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in of motion for attorney fees and reimbursement of expenses [148-3] (td) [Entry date 06/29/05] 6/27/05 151 Appendix of authorities cited in memorandum of law in support of motion for attorney fees and reimbursement of expenses [148-3] by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 06/29/05] 6/27/05 152 Memorandum by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in support of motion for final approval of settlement [148-1], motion mailing of notice of change in plan of allocation [148-2] (td) [Entry date 06/29/05] 6/27/05 153 Notice of filing Affidavit of Michael Rosenbaum re: Mailing and Publication of Notice and Requests for Exclusion From the Settlement Class by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 06/29/05] 7/6/05 154 Motion by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for Joy Ann Bull to appear pro hac vice (td) [Entry date 07/07/05]

7/7/05 -- Pro hac vice fee paid by Joy Ann Bull with Amount: $25.00 Receipt #381363 (td) [Entry date 07/11/05] 7/8/05 155 Order granting motion for Joy Ann Bull to appear pro hac vice [154-1] signed by Honorable James R. Nowlin (td) [Entry date 07/11/05] 7/11/05 156 Minutes of proceedings for Settlement Hearing conducted on 7/11/05 by Judge Nowlin. Court Reporter: Kathy Carroll (td) [Entry date 07/12/05] 7/11/05 -- Miscellaneous hearing (settlement) held; statements of counsel heard; Court accepts settlement and enters order; hearing concluded; attorneys fees taken under advisement - parties to file response in 10 days, if needed. (td) [Entry date 07/12/05] 7/11/05 157 Order granting motion for final approval of settlement [148-1], granting motion mailing of notice of change in of allocation [148-2] signed by Honorable James R. Nowlin (td) [Entry date 07/12/05] 7/11/05 158 Final Judgment and Order of Dismissal With Prejudice, signed by Honorable James R. Nowlin (Pages: 5) (td) [Entry date 07/12/05] 7/14/05 159 Transcript filed for dates of 7/11/05 (Proceedings Transcribed: Settlement Conference) (Court Reporter: Kathy Carroll) (td) [Entry date 07/15/05] 7/19/05 -- Mail addressed to Jason Brodsky: order [155-1] : returned by post office marked RTS, Not Deliverable As Addressed, Unable to Forward (td) [Entry date 07/20/05] 7/19/05 -- Mail addressed Katherine L. Blanck: order [147-1] : returned by post office marked RTS, Attempted Not Known (td) [Entry date 07/20/05] 7/19/05 -- Mail addressed to Denise M. Douglas: order [147-1]: returned by post office marked RTS, Attempted Not Known (td) [Entry date 07/20/05] 7/20/05 -- Mail addressed to Atty Paul Geller returned: judgment [158-1], order [157-1]: returned by post office marked RTS, Undeliverable as Addresse (td) [Entry date 07/21/05]

7/20/05 -- Mail addressed to Jason Brodsky, returned: judgment [158-1], order [157-1]: returned by post office marked Not Deliverable As Addressed, Unable to Forward (td) [Entry date 07/21/05] 7/20/05 160 Order signed by Honorable James R. Nowlin ... the Court hereby orders Plaintiffs' to file with the Court, on or before 1 August 2005, an explanation justifying Lead Pltf's $180.00 hourly rate. (td) [Entry date 07/21/05] [Edit date 07/21/05] 7/21/05 161 Supplemental memorandum by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to motion for attorney fees and reimbursement of expenses [148-3] (td) [Entry date 07/21/05] 7/21/05 162 Declaration of Christine M. Fox by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in of motion for attorney fees and reimbursement of expenses [148-3] (td) [Entry date 07/21/05] 7/27/05 163 Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to supplemental memorandum [161-1] (td) [Entry date 07/28/05] 8/1/05 164 Supplemental memorandum by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to motion for attorney fees and reimbursement of expenses [148-3] (td) [Entry date 08/02/05] 8/1/05 165 Supplement filed by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib Re: affidavit [162-1] (td) [Entry date 08/02/05] 8/24/05 166 Order granting motion for attorney fees and reimbursement of expenses [148-3] signed by Honorable James R. Nowlin (td) [Entry date 08/25/05]

8/25/05 167 Order signed by Honorable James R. Nowlin ... the Court finds that the award of $27,720 to Lead Pltf Aviel Marrache for lost wages is unreasonable and should be DENIED ... (td) [Entry date 08/26/05] 8/25/05 -- Case closed (td) [Entry date 08/26/05] 9/1/05 168 Written status report by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 09/06/05] 9/9/05 169 Order Approving Amended Plan of Allocation signed by Honorable James R. Nowlin (td) [Entry date 09/12/05] 9/19/05 170 Notice of filing by change of firm address Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 09/20/05] [Edit date 09/20/05] Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html