U.S. District Court [LIVE] Western District of Texas (Austin) CIVIL...

US District Court Civil Docket as of September 16, 2019 Retrieved from the court on September 16, 2019

U.S. District Court [LIVE] Western District of Texas (Austin)

CIVIL DOCKET FOR CASE #: 1:15-cv-00374-LY

City of Pontiac General Employees Retirement System v. Dell Inc. et al Assigned to: Judge Lee Yeakel Case in other court: New York Southern, 1:14-cv-03644Cause: 15:78m(a) Securities Exchange Act

Date Filed: 05/07/2015 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff

City of Pontiac General Employees' Retirement System Individually and on Behalf of All Others Similarly Situated

represented by Cynthia J. Billings Sullivan, Ward, Asher & Patton, P.C. 1000 Maccabees Center 25800 Northwestern Highway Southfield, MI 48075-1000 248.746.0700 Fax: 248.746.2760 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Danielle S. Myers Robbins Geller Rudman & Dowd, LLP 655 West Broadway, Suite 1900 San Diego, CA 92101 619.231.1058 Fax: 619.231.7423 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Darren J. Robbins Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101 (619) 231-1058 Fax: (619) 231-7423 Email: [email protected] LEAD ATTORNEY PRO HAC VICE

ATTORNEY TO BE NOTICED David Avi Rosenfeld Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road, Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Evan Jay Kaufman Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road, Suite 200 Melville, NY 11747 (631) 367-7100 Fax: (631) 367-1173 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jamie J. Gilmore Tanner and Associates, PC 6300 Ridglea Place Suite 407 Ft. Worth, TX 76116 817-377-8833 Fax: 817-377-1136 Email: [email protected] TERMINATED: 03/29/2019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jody Lynn Rudman Nossaman, LLP 816 Congress Ave. Suite 970 Austin, TX 78701 512-651-0660 Fax: 512-651-0670 Email: [email protected] TERMINATED: 02/28/2019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joe Kendall Kendall Law Group, PLLC

3811 Turtle Creek Blvd. Suite 1450 Dallas, TX 75219 (214) 744-3000 Fax: (214) 744-3015 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Laurie L. Largent Robbins Geller Rudman & Dowd, LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619.231.1058 Fax: 619.231.7423 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Rachel A. Cocalis Robbins Geller Rudman & Dowd LLP 655 West Broadway, Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Samuel H. Rudman Robbins Geller Rudman & Dowd LLP 58 South Service Road, Suite200 Melville, NY 11747 631-367-7100 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven M. Jodlowski Robbins Geller Rudman & Dowd, LLP 655 West Broadway Suit 1900 San Diego, Tx 92101 619.231.1058 Fax: 619.231.7423 Email: [email protected] LEAD ATTORNEY

PRO HAC VICE ATTORNEY TO BE NOTICED X. Jay Alvarez Robbins Geller Rudman & Dowd, LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619.231.1058 Fax: 619.231.7423 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Tor Gronborg Robbins Geller Rudman & Dowd LLP 665 West Broadway, Suite 1900 San Diego, CA 92101 (619) 231-1058 Fax: (619) 231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

V.

Defendant

Dell Inc. represented by Alexander Seton Lorenzo Alston & Bird, LLP(NYC) 90 Park Avenue New York, NY 10016 (212) 210-9400 Fax: (212) 210-9444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew T. Sumner Alston & Bird LLP 1201 W. Peachtree Street, NW Atlanta, GA 30309 404-881-7414 Fax: 404-881-7777 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Christina Elizabeth Bortz

Alston & Bird LLP 1201 W. Peachtree St., NW Atlanta, GA 30309 404-881-4686 Fax: 404-881-7777 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John L. Latham ALSTON & BIRD LLP 1201 West Peachtree Street Atlanta, GA 30309 404-881-7915 Fax: 404-881-7913 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Marcy Hogan Greer Alexander Dubose & Jefferson LLP 515 Congress Ave. Suite 2350 Austin, TX 78701 (512)482-9300 Fax: 512/482-9303 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Susan Elaine Hurd Alston & Bird 1201 West Peachtree Street One Atlantic Center Atlanta, GA 30309 (404)-881-7572 Fax: (404)-881-7777 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Michael S. Dell represented by Andrew T. Sumner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Christina Elizabeth Bortz (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John L. Latham (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Marcy Hogan Greer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Brian T. Gladden represented by Alexander Seton Lorenzo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew T. Sumner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Christina Elizabeth Bortz (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John L. Latham (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Marcy Hogan Greer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Susan Elaine Hurd (See above for address) LEAD ATTORNEY

PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Stephen J. Felice represented by Alexander Seton Lorenzo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew T. Sumner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Christina Elizabeth Bortz (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John L. Latham (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Marcy Hogan Greer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Susan Elaine Hurd (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Movant

City of Pontiac General Employees' Retirement System TERMINATED: 06/12/2015

Date Filed # Docket Text

05/21/2014 1 CIVIL COVER SHEET filed. (js) [Transferred from New York Southern on 5/7/2015.] (Entered: 05/27/2014)

05/21/2014 2 COMPLAINT against Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Filing Fee $ 350.00, Receipt Number 465401095473)Document filed by City of Pontiac General Employees Retirement System.(js) [Transferred from New York Southern on 5/7/2015.] (Entered: 05/27/2014)

05/21/2014 SUMMONS ISSUED as to Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (js) [Transferred from New York Southern on 5/7/2015.] (Entered: 05/27/2014)

05/21/2014 Magistrate Judge Sarah Netburn is so designated. (js) [Transferred from New York Southern on 5/7/2015.] (Entered: 05/27/2014)

05/21/2014 Case Designated ECF. (js) [Transferred from New York Southern on 5/7/2015.] (Entered: 05/27/2014)

05/21/2014 3 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/20111) (js) [Transferred from New York Southern on 5/7/2015.] (Entered: 05/27/2014)

05/29/2014 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by City of Pontiac General Employees Retirement System.(Rudman, Samuel) [Transferred from New York Southern on 5/7/2015.] (Entered: 05/29/2014)

07/09/2014 5 WAIVER OF SERVICE RETURNED EXECUTED. Michael S. Dell waiver sent on 5/22/2014, answer due 7/21/2014; Dell Inc. waiver sent on 5/22/2014, answer due 7/21/2014; Stephen J. Felice waiver sent on 5/22/2014, answer due 7/21/2014; Brian T. Gladden waiver sent on 5/22/2014, answer due 7/21/2014. Document filed by City of Pontiac General Employees Retirement System. (Rudman, Samuel) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/09/2014)

07/11/2014 6 STIPULATION AND ORDER: It is hereby STIPULATED AND AGREED, this 9th day of July, 2014, subject to the Court's approval, by and among the undersigned counsel, as follows: No later than forty-five (45) days after entry of an Order appointing Lead Plaintiff and Lead Counsel pursuant to the Private Securities Litigation Reform Act of 1995, the Lead Plaintiff shall serve and file a consolidated amended complaint. Defendants are hereby expressly relieved of their obligation to answer or otherwise respond to the Complaint previously submitted in this action. Defendants shall answer, object, or otherwise respond to Lead Plaintiff's amended complaint within forty-five (45) days of its service upon Defendants' counsel. If Defendants move to dismiss the amended complaint, Lead Plaintiff shall have forty-

five (45) days from the filing of Defendant's motion to dismiss to file an opposition. Defendants shall have thirty (30) days from the filing of Lead Plaintiff's opposition to file a reply in further support of their motion to dismiss. Except as stated herein, the Parties reserve all rights, including but not limited to Defendants' right to bring a motion to transfer or otherwise move to change the venue of the above-captioned action and Plaintiff's right to oppose any such request. Defendants intend to submit a pre-motion letter pursuant to this Court's Individual Rules & Practices in Civil Cases, Rule 4.A, on or before July 21, 2014, seeking to transfer this action to the U.S. District Court for the Western District of Texas. See also Report of the Judicial Improvements Committee, Pilot Program Regarding Case Management Techniques for Complex Civil Cases, Motion Procedures, A.1-A.2. Plaintiff has indicated that it intends to oppose Defendants' motion. (Signed by Judge Vernon S. Broderick on 7/11/2014) (mro) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/14/2014)

07/18/2014 7 NOTICE OF APPEARANCE by Alexander Seton Lorenzo on behalf of Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Lorenzo, Alexander) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/18/2014)

07/18/2014 8 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Denali Intermediate Inc. for Dell Inc.. Document filed by Dell Inc..(Lorenzo, Alexander) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/18/2014)

07/21/2014 9 MOTION for John L. Latham to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-9905413. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)(Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/21/2014)

07/21/2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 9 MOTION for John L. Latham to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-9905413. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/21/2014)

07/21/2014 10 LETTER MOTION for Conference addressed to Judge Vernon S. Broderick from John L. Latham dated July 21, 2014. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden.(Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/21/2014)

07/21/2014 11 MOTION to Appoint City of Pontiac General Employees Retirement System to serve as lead plaintiff(s) ., MOTION to Appoint Counsel . Document filed by City of Pontiac General Employees Retirement System. (Attachments: # 1 Text of Proposed Order)(Rosenfeld, David) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/21/2014)

07/21/2014 12 MEMORANDUM OF LAW in Support re: 11 MOTION to Appoint City of Pontiac General Employees Retirement System to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by City of Pontiac General Employees

Retirement System. (Rosenfeld, David) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/21/2014)

07/21/2014 13 DECLARATION of David A. Rosenfeld in Support re: 11 MOTION to Appoint City of Pontiac General Employees Retirement System to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by City of Pontiac General Employees Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Rosenfeld, David) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/21/2014)

07/22/2014 14 ORDER granting 9 Motion for John L. Latham to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Vernon S. Broderick)(Text Only Order) (Broderick, Vernon) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/22/2014)

07/23/2014 15 ORDER granting 10 Letter Motion for Conference. The parties shall appear for a pre- motion conference on August 28, 2014 at 10:15 a.m. in Courtroom 518, 40 Centre Street, New York, NY 10007. Pursuant to my Individual Rule 4.A, Plaintiffshall file a response to Defendants' letter by July 24. (HEREBY ORDERED by Judge Vernon S. Broderick)(Text Only Order) (Broderick, Vernon) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/23/2014)

07/24/2014 16 LETTER RESPONSE to Motion addressed to Judge Vernon S. Broderick from Samuel H. Rudman dated July 24, 2014 re: 10 LETTER MOTION for Conference addressed to Judge Vernon S. Broderick from John L. Latham dated July 21, 2014. . Document filed by City of Pontiac General Employees Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Rudman, Samuel) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/24/2014)

07/29/2014 17 MOTION for Susan E. Hurd to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-9940120. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)(Hurd, Susan) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/29/2014)

07/29/2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 17 MOTION for Susan E. Hurd to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-9940120. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/29/2014)

07/30/2014 18 ORDER granting 17 Motion for Susan E. Hurd to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Vernon S. Broderick)(Text Only Order) (Broderick, Vernon) [Transferred from New York Southern on 5/7/2015.] (Entered: 07/30/2014)

08/01/2014 19 MEMO ENDORSEMENT denying 11 Motion to Appoint ; denying 11 Motion to Appoint Counsel. ENDORSEMENT: Plaintiff's motion is denied without prejudice to renewal after I have resolved Defendants' motion to transfer. (Signed by Judge Vernon S. Broderick on 8/1/2014) (kgo) Modified on 8/4/2014 (kgo). [Transferred from New York Southern on 5/7/2015.] (Entered: 08/01/2014)

08/28/2014 20 NOTICE OF APPEARANCE by Evan Jay Kaufman on behalf of City of Pontiac General Employees Retirement System. (Kaufman, Evan) [Transferred from New York Southern on 5/7/2015.] (Entered: 08/28/2014)

08/28/2014 Minute Entry for proceedings held before Judge Vernon S. Broderick: Pre-Motion Conference held on 8/28/2014. (Court Reporter Vincent Bologna) (msa) [Transferred from New York Southern on 5/7/2015.] (Entered: 08/29/2014)

08/28/2014 Set/Reset Deadlines: Motions due by 9/23/2014. Responses due by 10/7/2014 Replies due by 10/14/2014. (msa) [Transferred from New York Southern on 5/7/2015.] (Entered: 08/29/2014)

08/29/2014 21 LETTER MOTION for Extension of Time to File Response/Reply addressed to Judge Vernon S. Broderick from John L. Latham dated 8/29/14. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden.(Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 08/29/2014)

09/02/2014 22 ORDER granting 21 Letter Motion for Extension of Time to File Response/Reply. Application granted. Responses due by 10/14/2014. Replies due by 10/21/2014. (Signed by Judge Vernon S. Broderick on 9/2/2014) (lmb) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/02/2014)

09/02/2014 Set/Reset Deadlines: Motions due by 9/23/2014. (lmb) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/02/2014)

09/22/2014 23 TRANSCRIPT of Proceedings re: conference held on 8/28/2014 before Judge Vernon S. Broderick. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/17/2014. Redacted Transcript Deadline set for 10/27/2014. Release of Transcript Restriction set for 12/29/2014.(McGuirk, Kelly) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/22/2014)

09/22/2014 24 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 8/28/14 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/22/2014)

09/23/2014 25 MOTION to Transfer Case . Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden.(Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/23/2014)

09/23/2014 26 DECLARATION of Brian Gladden in Support re: 25 MOTION to Transfer Case .. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/23/2014)

09/23/2014 27 DECLARATION of Janet B. Wright in Support re: 25 MOTION to Transfer Case .. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/23/2014)

09/23/2014 28 DECLARATION of Michael S. Dell in Support re: 25 MOTION to Transfer Case .. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/23/2014)

09/23/2014 29 DECLARATION of Stephen J. Felice in Support re: 25 MOTION to Transfer Case .. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/23/2014)

09/23/2014 30 MEMORANDUM OF LAW in Support re: 25 MOTION to Transfer Case . . Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/23/2014)

09/23/2014 31 DECLARATION of Alexander S. Lorenzo in Support re: 25 MOTION to Transfer Case .. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibit A to Alexander S. Lorenzo's Declaration in Support of Motion to Transfer)(Lorenzo, Alexander) [Transferred from New York Southern on 5/7/2015.] (Entered: 09/23/2014)

10/14/2014 32 MEMORANDUM OF LAW in Opposition re: 25 MOTION to Transfer Case . to the Western District of Texas, Austin Division. Document filed by City of Pontiac General Employees Retirement System. (Kaufman, Evan) [Transferred from New York Southern on 5/7/2015.] (Entered: 10/14/2014)

10/14/2014 33 DECLARATION in Opposition re: 25 MOTION to Transfer Case .. Document filed by City of Pontiac General Employees Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T)(Kaufman, Evan) [Transferred from New York Southern on 5/7/2015.] (Entered: 10/14/2014)

10/21/2014 34 REPLY MEMORANDUM OF LAW in Support re: 25 MOTION to Transfer Case . . Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 10/21/2014)

10/21/2014 35 DECLARATION of Alexander S. Lorenzo in Support re: 25 MOTION to Transfer Case .. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Lorenzo, Alexander) [Transferred from New York Southern on 5/7/2015.] (Entered: 10/21/2014)

10/21/2014 36 LETTER addressed to Judge Vernon S. Broderick from John L. Latham dated October 21, 2014 re: Defenadants do not Request Oral Argument on Motion to Transfer. Document filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T.

Gladden.(Latham, John) [Transferred from New York Southern on 5/7/2015.] (Entered: 10/21/2014)

04/30/2015 37 MEMORANDUM & ORDER granting 25 Motion to Transfer Case. For the foregoing reasons, Defendants' Motion to Transfer is GRANTED. The Clerk of Court is respectfully directed to terminate the pending motion, (Doc. 25); transfer this action to the Western District of Texas, Austin Division; and close the case. (Signed by Judge Vernon S. Broderick on 4/30/2015) (lmb) [Transferred from New York Southern on 5/7/2015.] (Entered: 04/30/2015)

04/30/2015 CASE TRANSFERRED OUT ELECTRONICALLY from the U.S.D.C. Southern District of New York to the United States District Court - Western District of Texas, Austin Division. (lmb) [Transferred from New York Southern on 5/7/2015.] (Entered: 05/07/2015)

05/07/2015 38 Case electronically transferred in from Southern District of New York; Case Number 1:14-cv-03644. (Entered: 05/07/2015)

05/07/2015 DEMAND for Trial by Jury by City of Pontiac General Employees' Retirement System. (afd) (Entered: 05/07/2015)

05/07/2015 Case Assigned to Judge Lee Yeakel. CM WILL NOW REFLECT THE JUDGE INITIALS AS PART OF THE CASE NUMBER. PLEASE APPEND THESE JUDGE INITIALS TO THE CASE NUMBER ON EACH DOCUMENT THAT YOU FILE IN THIS CASE. (afd) (Entered: 05/07/2015)

05/07/2015 39 Letters to: Samuel H. Rudman, Evan Jay Kaufman, Alexander Seton Lorenzo, John L. Latham, Susan Elaine Hurd and David Avi Rosenfeld re: Non-Admitted Status. (afd) (Entered: 05/07/2015)

05/07/2015 40 Letters to: Samuel H. Rudman, Evan Jay Kaufman, Alexander Seton Lorenzo, John L. Latham, Susan Elaine Hurd and David Avi Rosenfeld re: Case Assignment in TXWD. (afd) (Entered: 05/07/2015)

05/11/2015 41 ORDER setting Status Conference for 6/12/2015 09:30 AM before Judge Lee Yeakel. Signed by Judge Lee Yeakel. (klw) (Entered: 05/12/2015)

05/15/2015 42 MOTION to Appear Pro Hac Vice by Marcy Hogan Greer for John L. Latham ( Filing fee $ 100 receipt number 0542-7453063) by on behalf of Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Greer, Marcy) (Main Document 42 replaced on 5/15/2015 with flattened image) (klw). (Entered: 05/15/2015)

05/15/2015 43 MOTION to Appear Pro Hac Vice by Marcy Hogan Greer for Susan E. Hurd ( Filing fee $ 100 receipt number 0542-7453097) by on behalf of Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Greer, Marcy) (Entered: 05/15/2015)

05/15/2015 44 MOTION to Appear Pro Hac Vice by Marcy Hogan Greer for Alexander S. Lorenzo ( Filing fee $ 100 receipt number 0542-7453100) by on behalf of Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Greer, Marcy) (Entered: 05/15/2015)

05/15/2015 45 NOTICE of Attorney Appearance by Marcy Hogan Greer on behalf of Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. Attorney Marcy Hogan Greer added to party Michael S. Dell(pty:dft), Attorney Marcy Hogan Greer added to party Dell Inc.(pty:dft), Attorney Marcy Hogan Greer added to party Stephen J.

Felice(pty:dft), Attorney Marcy Hogan Greer added to party Brian T. Gladden(pty:dft) (Greer, Marcy) (Entered: 05/15/2015)

05/20/2015 46 ORDER GRANTING 44 Motion for Alexander S. Lorenzo to Appear Pro Hac Vice on behalf of Defendants. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 05/20/2015)

05/20/2015 47 ORDER GRANTING 43 Motion for Susan E. Hurd to Appear Pro Hac Vice on behalf of Defendants. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 05/20/2015)

05/20/2015 48 ORDER GRANTING 42 Motion for John L. Lathem to Appear Pro Hac Vice on behalf of Defendants. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 05/20/2015)

05/21/2015 49 NOTICE of Attorney Appearance by Joe Kendall on behalf of City of Pontiac General Employees' Retirement System. Attorney Joe Kendall added to party City of Pontiac General Employees' Retirement System(pty:pla) (Kendall, Joe) (Entered: 05/21/2015)

05/21/2015 50 NOTICE of Attorney Appearance by Jody Lynn Rudman on behalf of City of Pontiac General Employees' Retirement System. Attorney Jody Lynn Rudman added to party City of Pontiac General Employees' Retirement System(pty:pla) (Rudman, Jody) (Entered: 05/21/2015)

05/21/2015 51 NOTICE of Attorney Appearance by Jamie Jean McKey on behalf of City of Pontiac General Employees' Retirement System. Attorney Jamie Jean McKey added to party City of Pontiac General Employees' Retirement System(pty:pla) (McKey, Jamie) (Entered: 05/21/2015)

06/09/2015 52 Second and Final Notice to Samuel Rudman, Evan Jay Kaufman and Davis Avi Rosenfeld re: non-admitted status.(klw) (Entered: 06/09/2015)

06/09/2015 53 MOTION to Appear Pro Hac Vice by Joe Kendall for admission pro hac vice of Danielle S. Myers ( Filing fee $ 100 receipt number 0542-7516482) by on behalf of City of Pontiac General Employees' Retirement System, City of Pontiac General Employees' Retirement System. (Attachments: # 1 Exhibit Attachment A, # 2 Proposed Order)(Kendall, Joe) (Entered: 06/09/2015)

06/10/2015 54 MOTION for Darren J. Robbinson to Appear Pro Hac Vice by Joe Kendall ( Filing fee $ 100 receipt number 0542-7517316) by on behalf of City of Pontiac General Employees' Retirement System. (Attachments: # 1 Exhibit Attachment A, # 2 Proposed Order proposed Order)(Kendall, Joe) Modified on 6/10/2015 (klw). (Main Document 54 replaced on 6/10/2015) (klw). (Entered: 06/10/2015)

06/10/2015 55 MOTION for Samuel H. Rudman to Appear Pro Hac Vice by Joe Kendall ( Filing fee $ 100 receipt number 0542-7518998) by on behalf of City of Pontiac General

Employees' Retirement System. (Attachments: # 1 Exhibit Schedule A, # 2 Proposed Order proposed Order)(Kendall, Joe) Modified on 6/10/2015 (klw). (Entered: 06/10/2015)

06/10/2015 56 MOTION for David A. Rosenfeld to Appear Pro Hac Vice by Joe Kendall ( Filing fee $ 100 receipt number 0542-7519023) by on behalf of City of Pontiac General Employees' Retirement System. (Attachments: # 1 Exhibit Schedule A, # 2 Proposed Order proposed Order)(Kendall, Joe) Modified on 6/10/2015 (klw). (Entered: 06/10/2015)

06/10/2015 57 MOTION for Evan J. Kaufman to Appear Pro Hac Vice by Joe Kendall ( Filing fee $ 100 receipt number 0542-7519051) by on behalf of City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order proposed Order)(Kendall, Joe) Modified on 6/10/2015 (klw). (Entered: 06/10/2015)

06/10/2015 58 ORDER GRANTING 53 Motion for Danielle S. Myers to Appear Pro Hac Vice on behalf of Plaintiff. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 06/10/2015)

06/11/2015 59 ORDER GRANTING 55 Motion for Samuel Rudman to Appear Pro Hac Vice on behalf of Plaintiff. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 06/11/2015)

06/11/2015 60 ORDER GRANTING 54 Motion for Darren Robbins to Appear Pro Hac Vice on behalf of Plaintiff. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 06/11/2015)

06/11/2015 61 ORDER GRANTING 56 Motion for David Rosenfeld to Appear Pro Hac Vice on behalf of Plaintiff. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 06/11/2015)

06/11/2015 62 ORDER GRANTING 57 Motion for Evan Kaufman to Appear Pro Hac Vice on behalf of Plaintiff. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 06/11/2015)

06/12/2015 63 MOTION to Appear Pro Hac Vice by Joe Kendall for X. Jay Alvarez ( Filing fee $ 100 receipt number 0542-7525153) by on behalf of City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order proposed Order)(Kendall, Joe) (Entered: 06/12/2015)

06/12/2015 64 MOTION to Appear Pro Hac Vice by Joe Kendall for Laurie L. Largent ( Filing fee $ 100 receipt number 0542-7525187) by on behalf of City of Pontiac General

Employees' Retirement System. (Attachments: # 1 Proposed Order proposed Order)(Kendall, Joe) (Entered: 06/12/2015)

06/12/2015 65 Minute Entry for proceedings held before Judge Lee Yeakel: Status Conference held on 6/12/2015. Written order to follow. (Minute entry documents are not available electronically.). (Court Reporter Arlinda Rodriguez.)(klw) (Entered: 06/12/2015)

06/12/2015 66 ORDER GRANTING 63 Motion for X. Jay Alvarez to Appear Pro Hac Vice on behalf of Plaintiff. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 06/12/2015)

06/12/2015 67 ORDER GRANTING 64 Motion for Laurie L. Largent to Appear Pro Hac Vice on behalf of Plaintiff. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 06/12/2015)

06/12/2015 68 ORDER appointing Lead Plaintiff; ORDER regarding deadlines; ORDER setting Motion Hearing for 12/4/2015 02:00 PM before Judge Lee Yeakel. Signed by Judge Lee Yeakel. (klw) (Entered: 06/12/2015)

06/15/2015 69 MOTION to Appear Pro Hac Vice by Joe Kendall for admission pro hac vice of Steven M. Jodlowski ( Filing fee $ 100 receipt number 0542-7531942) by on behalf of City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Kendall, Joe) (Entered: 06/15/2015)

06/16/2015 70 ORDER GRANTING 69 Motion for Steven M. Jodlowski to Appear Pro Hac Vice on behalf of City of Pontiac General Employees Retirement System. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 06/16/2015)

06/19/2015 71 Transcript filed of Proceedings held on June 12, 2015, Proceedings Transcribed: Scheduling Conference. Court Reporter/Transcriber: Arlinda Rodriguez, Telephone number: 512-391-8791. Parties are notified of their duty to review the transcript to ensure compliance with the FRCP 5.2(a)/FRCrP 49.1(a). A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Notice of Redaction Request must be filed within 21 days. If no such Notice is filed, the transcript will be made available via PACER without redaction after 90 calendar days. The clerk will mail a copy of this notice to parties not electronically noticed Redaction Request due 7/10/2015, Redacted Transcript Deadline set for 7/20/2015, Release of Transcript Restriction set for 9/17/2015, (Rodriguez, Arlinda) (Entered: 06/19/2015)

07/27/2015 72 AMENDED COMPLAINT against All Defendants amending 2 Complaint,., filed by City of Pontiac General Employees' Retirement System.(Alvarez, X.) (Entered: 07/27/2015)

09/08/2015 73 Unopposed MOTION for Leave to Exceed Page Limitation for Motion to Dismiss by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1

Proposed Order Granting Leave to File Motion in Excess of Page Limits)(Greer, Marcy) (Entered: 09/08/2015)

09/08/2015 74 Motion to Dismiss for Failure to State a Claim as to Amended Complaint by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H)(Greer, Marcy) (Entered: 09/08/2015)

09/09/2015 75 ORDER GRANTING 73 Motion for Leave to File Excess Pages Signed by Judge Lee Yeakel. (os) (Entered: 09/09/2015)

10/16/2015 76 Unopposed MOTION for Leave to Exceed Page Limitation for Response to Motion to Dismiss by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Alvarez, X.) (Entered: 10/16/2015)

10/20/2015 77 ORDER GRANTING Plaintiff's 76 Motion for Leave to File Excess Pages in their RESPONSE to Defendant's Motion to Dismiss the Plaintiff's Amended Complaint. Signed by Judge Lee Yeakel. (klw) (Entered: 10/20/2015)

10/22/2015 78 Memorandum in Opposition to Motion, filed by City of Pontiac General Employees' Retirement System, re 74 Motion to Dismiss for Failure to State a Claim as to Amended Complaint filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Alvarez, X.) (Entered: 10/22/2015)

10/23/2015 79 Letter to Cynthia J. Billings re: non-admitted status. (os) (Entered: 10/23/2015)

10/26/2015 80 MOTION to Appear Pro Hac Vice by Joe Kendall for Cynthia Billings ( Filing fee $ 100 receipt number 0542-7901087) by on behalf of City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Kendall, Joe) (Entered: 10/26/2015)

10/29/2015 81 ORDER GRANTING 80 Motion for Cynthia Billings to Appear Pro Hac Vice on behalf of the Plaintiff. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 10/29/2015)

11/23/2015 82 Unopposed MOTION for Leave to Exceed Page Limitation by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Proposed Order Motion to Expand Page Limits)(Greer, Marcy) (Entered: 11/23/2015)

11/23/2015 83 REPLY to Response to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 74 Motion to Dismiss for Failure to State a Claim as to Amended Complaint filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Greer, Marcy) (Entered: 11/23/2015)

11/24/2015 84 ORDER GRANTING Defendants' Unopposed 82 Motion for Leave to File Excess Pages as to the Defendants' Reply Brief in Support of their Motion to Dismiss Plaintiff's Amended Complaint. Signed by Judge Lee Yeakel. (klw) (Entered: 11/25/2015)

12/04/2015 85 Minute Entry for proceedings held before Judge Lee Yeakel: Motion Hearing held on 12/4/2015 re 74 Motion to Dismiss for Failure to State a Claim as to Amended Complaint filed by Brian T. Gladden, Michael S. Dell, Stephen J. Felice, Dell Inc. (Minute entry documents are not available electronically.) (Court Reporter Arlinda Rodriguez.)(os) (Entered: 12/04/2015)

01/14/2016 86 Transcript filed of Proceedings held on December 4, 2015, Proceedings Transcribed: Motions Hearing. Court Reporter/Transcriber: Arlinda Rodriguez, Telephone number: 512-391-8791. Parties are notified of their duty to review the transcript to ensure compliance with the FRCP 5.2(a)/FRCrP 49.1(a). A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Notice of Redaction Request must be filed within 21 days. If no such Notice is filed, the transcript will be made available via PACER without redaction after 90 calendar days. The clerk will mail a copy of this notice to parties not electronically noticed Redaction Request due 2/4/2016, Redacted Transcript Deadline set for 2/16/2016, Release of Transcript Restriction set for 4/13/2016, (Rodriguez, Arlinda) (Entered: 01/14/2016)

04/18/2016 87 Unopposed MOTION for Leave to File Letter Brief as to New Authority Supporting Motion to Dismiss by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Brief Letter Brief, # 2 Proposed Order)(Greer, Marcy) (Entered: 04/18/2016)

04/21/2016 88 ORDER GRANTING Defendants' 87 Motion for Leave to File Letter Brief. Signed by Judge Lee Yeakel. (klw) (Entered: 04/21/2016)

04/21/2016 89 Defendants' Letter Brief. (klw) (Entered: 04/21/2016)

04/25/2016 90 MOTION for Leave to File Lead Plaintiff's Response To Defendants' Notice of Recent Decision by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Response, # 2 Proposed Order)(Alvarez, X.) (Entered: 04/25/2016)

04/26/2016 91 ORDER GRANTING Plaintiff's 90 Motion for Leave to File a RESPONSE to the Defendants' Letter Brief as new authority. Signed by Judge Lee Yeakel. (klw) (Entered: 04/26/2016)

04/26/2016 92 City of Pontiac General Employees' Retirement System RESPONSE to Defendants' 89 Letter Brief. (klw) (Entered: 04/26/2016)

09/16/2016 93 ORDER DENYING Defendants' 74 Motion to Dismiss Plaintiffs' Amended Complaint. Signed by Judge Lee Yeakel. (klw) (Entered: 09/16/2016)

09/19/2016 94 MOTION to Appear Pro Hac Vice by Joe Kendall on Behalf of Tor Gronborg ( Filing fee $ 100 receipt number 0542-8860395) by on behalf of City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Kendall, Joe) (Entered: 09/19/2016)

09/21/2016 95 ORDER GRANTING 94 Motion to Appear Pro Hac Vice for Tor Gronborg. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (jf) (Entered: 09/21/2016)

09/29/2016 96 Defendants' Unopposed MOTION for Extension of Time to File Answer by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Proposed Order)(Greer, Marcy) Modified text on 9/30/2016 (jf). (Entered: 09/29/2016)

10/03/2016 97 ORDER GRANTING Defendants' 96 Motion for Extension of Time to Answer re 72 Amended Complaint. Answers due 11/14/16. Signed by Judge Lee Yeakel. (klw) (Entered: 10/03/2016)

11/08/2016 98 Proposed Scheduling Order by City of Pontiac General Employees' Retirement System. (Largent, Laurie) (Entered: 11/08/2016)

11/09/2016 99 SCHEDULING ORDER: Pretrial Conference set for 6/28/2019 at 9:00 AM before Judge Lee Yeakel and Jury Trial in the month of July 2019; ADR Report Deadline due by 4/10/2018; Amended Pleadings due by 2/13/2018; Fact Discovery due by 3/30/2018 and Expert Discovery due by 10/4/2018; Joinder of Parties due by 10/13/2017; Motions due by 12/18/2018. Signed by Judge Lee Yeakel. (jf) (Entered: 11/10/2016)

11/14/2016 100 ANSWER to 72 Amended Complaint by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden.(Greer, Marcy) (Entered: 11/14/2016)

12/02/2016 101 Joint MOTION for Protective Order by City of Pontiac General Employees' Retirement System. (Gronborg, Tor) (Entered: 12/02/2016)

12/05/2016 102 Stipulated PROTECTIVE ORDER. Signed by Judge Lee Yeakel. (klw) (Entered: 12/05/2016)

12/20/2016 103 MOTION to Appear Pro Hac Vice by Joe Kendall on Behalf of Rachel A. Cocalis ( Filing fee $ 100 receipt number 0542-9140141) by on behalf of City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Kendall, Joe) (Entered: 12/20/2016)

12/22/2016 104 ORDER GRANTING 103 Motion for Rachel Cocalis to Appear Pro Hac Vice for Plaintiff. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 12/22/2016)

01/19/2017 105 STIPULATION Establishing Protocol for Production of Documents by City of Pontiac General Employees' Retirement System. (Alvarez, X.) (Entered: 01/19/2017)

01/19/2017 106 ORDER re 105 Stipulation filed by City of Pontiac General Employees' Retirement System. Signed by Judge Lee Yeakel. (jf) (Entered: 01/20/2017)

03/09/2017 107 MOTION for Leave to Exceed Page Limitation by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Largent, Laurie) (Entered: 03/09/2017)

03/09/2017 108 MOTION to Certify Class Lead Plaintiff's Motion for Class Certification and Appointment of Class Representative and Class Counsel Pursuant to Fed. R. Civ. P. 23(a) and (b)(3) by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Largent, Laurie) (Entered: 03/09/2017)

03/09/2017 109 AFFIDAVIT in Support of 108 MOTION to Certify Class Lead Plaintiff's Motion for Class Certification and Appointment of Class Representative and Class Counsel Pursuant to Fed. R. Civ. P. 23(a) and (b)(3) - Declaration of Laurie L. Largent in Support of Lead Plaintiffs Motion for Class Certification and Appointment of Class Representative and Class Counsel Pursuant to Fed. R. Civ. P. 23(a) and (b)(3) by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Exhibit A - excerpt from 10-K, # 2 Exhibit B - Expert Report of Zachary Nye, Ph.D, # 3 Exhibit C - Order, # 4 Exhibit D - firm resume)(Largent, Laurie) (Entered: 03/09/2017)

03/13/2017 110 ORDER GRANTING 107 Motion for Leave to File Excess Pages in filing thier 108 Motion. Signed by Judge Lee Yeakel. (klw) (Entered: 03/13/2017)

04/07/2017 111 Joint MOTION for Extension of Time to File , MOTION for Extension of Time to File Response/Reply as to 108 MOTION to Certify Class Lead Plaintiff's Motion for Class Certification and Appointment of Class Representative and Class Counsel Pursuant to Fed. R. Civ. P. 23(a) and (b)(3) by City of Pontiac General Employees' Retirement System, Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Proposed Order)(Greer, Marcy) (Entered: 04/07/2017)

04/10/2017 112 ORDER GRANTING 111 Motion for Extension of Time. Signed by Judge Lee Yeakel. (dm) (Entered: 04/10/2017)

05/30/2017 113 Unopposed MOTION for Leave to Exceed Page Limitation for Class Opposition by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Proposed Order regarding Motion to Exceed Page Limits)(Greer, Marcy) (Entered: 05/30/2017)

05/30/2017 114 Response in Opposition to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 108 MOTION to Certify Class Lead Plaintiff's Motion for Class Certification and Appointment of Class Representative and Class Counsel Pursuant to Fed. R. Civ. P. 23(a) and (b)(3) filed by Plaintiff City of Pontiac General Employees' Retirement System, 113 Unopposed MOTION for Leave to Exceed Page Limitation for Class Opposition filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Attachments: # 1 Exhibit Non-Confidential Exhibits to Class Opposition)(Greer, Marcy) (Additional attachment(s) added on 6/5/2017: # 2 Sealed Exhibits) (klw). (Entered: 05/30/2017)

05/30/2017 115 Unopposed Motion for leave to File Sealed Document (Attachments: # 1 Exhibit Sealed Exhibits in Support of Class Opposition, # 2 Proposed Order Motion to Seal) (Greer, Marcy) (Entered: 05/30/2017)

06/05/2017 116 ORDER GRANTING Defendants' 113 Motion for Leave to File Excess Pages in filing their 114 Response in Opposition to Plaintiff's 108 Motion to Certify Class. Signed by Judge Lee Yeakel. (klw) (Entered: 06/05/2017)

06/05/2017 117 ORDER GRANTING Defendants' 115 Motion for Leave to File Exhibits B-D, F, G, J, K and N to Defendants' 114 Opposition to Lead Plaintiff's 10 Motion for Class Certification and Appointment of Class Representative and Class Counsel under seal. Signed by Judge Lee Yeakel. (klw) (Entered: 06/05/2017)

07/13/2017 118 MOTION for Leave to Exceed Page Limitation for Reply in Support of Motion for Class Certification by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Largent, Laurie) (Entered: 07/13/2017)

07/13/2017 119 REPLY to Response to Motion, filed by City of Pontiac General Employees' Retirement System, re 108 MOTION to Certify Class Lead Plaintiff's Motion for Class Certification and Appointment of Class Representative and Class Counsel Pursuant to Fed. R. Civ. P. 23(a) and (b)(3) filed by Plaintiff City of Pontiac General Employees' Retirement System (Largent, Laurie) (Entered: 07/13/2017)

07/13/2017 120 AFFIDAVIT in Support of 119 Reply to Response to Motion, by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Exhibit E - chart, # 2 Exhibit F - Deposition of Walter Moore, # 3 Exhibit G - chart, # 4 Exhibit H - Rebuttal Report of Zachary Nye, Ph.D., # 5 Exhibit I - Deposition of Lucy Allen, # 6 Exhibit J - Moore Declaration, # 7 Exhibit K - Deposition of Gerald Seizert, # 8 Exhibit L - Deposition of Laurence Gray)(Largent, Laurie) (Entered: 07/13/2017)

07/22/2017 121 Opposed MOTION for Leave to File Sur-Reply to Motion for Class Certification by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Sur-Reply as to Motion for Class Certification, # 2 Exhibit Exhibit 1 to Sur-Reply, # 3 Proposed Order)(Greer, Marcy) (Entered: 07/22/2017)

07/25/2017 122 ORDER GRANTING Plaintiff's 118 Motion for Leave to File Excess Pages in Support of Motion for Class Certification. Signed by Judge Lee Yeakel. (klw) (Entered: 07/26/2017)

07/27/2017 123 Response in Opposition to Motion, filed by City of Pontiac General Employees' Retirement System, re 121 Opposed MOTION for Leave to File Sur-Reply to Motion for Class Certification filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Largent, Laurie) (Entered: 07/27/2017)

07/28/2017 124 ORDER GRANTING Defendants' 121 Motion for Leave to File a Sur-Reply in Opposition to Lead Plaintiff's Motion for Class Certification. Signed by Judge Lee Yeakel. (klw) Modified on 7/31/2017 to correct party (klw). (Entered: 07/31/2017)

07/28/2017 125 Sur-REPLY to Response to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 108 MOTION to Certify Class Lead Plaintiff's Motion for Class Certification and Appointment of Class Representative and Class Counsel Pursuant to Fed. R. Civ. P. 23(a) and (b)(3) filed by Plaintiff City of Pontiac General Employees' Retirement System (Attachments: # 1 Exhibits)(klw) (Entered: 07/31/2017)

01/03/2018 126 MOTION to Appear Pro Hac Vice (Paid $100, Receipt #0542-10318986) by Marcy Hogan Greer for admission of Andrew T. Sumner by on behalf of Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Proposed Order Granting Leave to Appear Pro Hac Vice)(Greer, Marcy) (Entered: 01/03/2018)

01/03/2018 127 MOTION to Appear Pro Hac Vice (FEE DUE $100) by Marcy Hogan Greer for admission of Christina Elizabeth Borzt by on behalf of Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Proposed Order Granting Leave to Appear Pro Hac Vice)(Greer, Marcy) (Entered: 01/03/2018)

01/04/2018 128 ORDER GRANTING 126 Motion for Andrew Sumner to Appear Pro Hac Vice for defendants. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 01/04/2018)

01/04/2018 129 ORDER GRANTING 127 Motion for Christina Bortz to Appear Pro Hac Vice for defendants. Pursuant to our Administrative Policies and Procedures for Electronic Filing, the attorney hereby granted to practice pro hac vice in this case must register for electronic filing with our court within 10 days of this order. Signed by Judge Lee Yeakel. (klw) (Entered: 01/04/2018)

01/10/2018 130 Pro Hac Vice Fee Paid by Christina Elizabeth Bortz; Filing fee $ 100, receipt number 100032132. (klw) (Entered: 01/10/2018)

03/29/2018 131 ORDER GRANTING Lead Plaintiff's 108 Motion for Class Certification andAppointment of Class Representative and Class Counsel. Plaintiff City of Pontiac General Employees' Retirement System is appointed a Class Representative. Robbins Geller Rudman & Dowd LLP is appointed as class counsel for the above class. Conference after Class Certification is set for 05/18/18. Signed by Judge Lee Yeakel. (klw) (Entered: 03/29/2018)

03/29/2018 ***Class Action Certified. (klw) (Entered: 03/29/2018)

04/10/2018 132 ADR Report Filed - Joint Report by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden(Greer, Marcy) (Entered: 04/10/2018)

05/18/2018 133 Minute Entry for proceedings held before Judge Lee Yeakel: Initial Pretrial Conference held on 5/18/2018. Written Order forthcoming. (Minute entry documents are not available electronically.) (Court Reporter Arlinda Rodriguez.)(lt) (Entered: 05/18/2018)

05/18/2018 134 AMENDED SCHEDULING ORDER: including Fact discovery extended to 5/31/18 and to 6/30/18 for the scheduling of certain depositions; Expert discovery due by 12/4/2018; Dispositive Motions due by 2/18/2019; Final Pretrial Conference set for 9/27/2019 at 09:00 AM before Judge Lee Yeakel, with jury trial in the month of October 2019. Signed by Judge Lee Yeakel. (lt) (Entered: 05/21/2018)

06/06/2018 135 NOTICE of Change of Address by Joe Kendall (Kendall, Joe) (Entered: 06/06/2018)

06/06/2018 136 NOTICE of Change of Address by Jamie Jean McKey (McKey, Jamie) (Entered: 06/06/2018)

10/29/2018 137 Opposed MOTION to Strike the Untimely Expert Report of M. Todd Henderson by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibit A - Report of M. Todd Henderson, # 2 Exhibit B - Excerpts from Deposition of Steve Felice, # 3 Proposed Order)(Greer, Marcy) (Entered: 10/29/2018)

11/05/2018 138 Response in Opposition to Motion, filed by City of Pontiac General Employees' Retirement System, re 137 Opposed MOTION to Strike the Untimely Expert Report of M. Todd Henderson filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Alvarez, X.) (Additional attachment(s) added on 11/6/2018: # 1 Sealed Document Exhibits A and B to Declaration Filed Under Seal) (lt). (Entered: 11/05/2018)

11/05/2018 139 Motion for leave to File Sealed Document (Attachments: # 1 Exhibit 1 - Declaration of X. Jay Alvarez attaching Ex. A - Expert Report of Jay Hartzell and Ex. B - Expert Report of Glen Hubbard, # 2 Proposed Order) (Alvarez, X.) (Entered: 11/05/2018)

11/06/2018 140 DEFICIENCY NOTICE to X. Jay Alvarez: re 138 Response in Opposition to Motion. Proposed Orders are required when a Response to a Non-Dispositive Motion is filed. Please refile ONLY the Proposed Order. Use the "ATTACHMENT" event from the menu, upload the Proposed Order as the Main Document, and LINK it to your previously filed Response. In the Docket Text, type "(Proposed Order)." (lt) (Entered: 11/06/2018)

11/06/2018 141 ATTACHMENT (Proposed Order) to 138 Response in Opposition to Motion, by City of Pontiac General Employees' Retirement System. (Alvarez, X.) (Entered: 11/06/2018)

11/06/2018 142 ORDER GRANTING 139 Motion for Leave to File Under Seal Exhibits A and B to the Declaration of X. Jay Alvarez. Signed by Judge Lee Yeakel. (lt) (Entered: 11/06/2018)

11/07/2018 143 Transcript filed of Proceedings held on May 18, 2018, Proceedings Transcribed: Pretrial Conference. Court Reporter/Transcriber: Arlinda Rodriguez, Telephone number: 512-391-8791. Parties are notified of their duty to review the transcript to ensure compliance with the FRCP 5.2(a)/FRCrP 49.1(a). A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Notice of Redaction Request must be filed within 21 days. If no such Notice is filed, the transcript will be made available via PACER without redaction after 90 calendar days. The clerk will mail a copy of this notice to parties not electronically noticed Redaction Request due 11/28/2018, Redacted Transcript Deadline set for 12/10/2018, Release of Transcript Restriction set for 2/5/2019, (Rodriguez, Arlinda) (Entered: 11/07/2018)

11/12/2018 144 REPLY to Response to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 137 Opposed MOTION to Strike the Untimely Expert Report of M. Todd Henderson filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Greer, Marcy) (Entered: 11/12/2018)

01/07/2019 145 ORDER REFERRING MOTION for resolution: 137 Opposed MOTION to Strike the Untimely Expert Report of M. Todd Henderson filed by Brian T. Gladden, Michael S. Dell, Stephen J. Felice, Dell Inc. Signed by Judge Lee Yeakel. Referral Magistrate Judge: Mark Lane. (lt) (Entered: 01/07/2019)

02/06/2019 146 ORDER Setting Hearing on 137 Opposed MOTION to Strike the Untimely Expert Report of M. Todd Henderson : Motion Hearing set for 2/14/2019 at 03:00 PM before Judge Mark Lane. Signed by Judge Mark Lane. (lt) (Entered: 02/06/2019)

02/07/2019 147 ORDER RESETTING Hearing on 137 Opposed MOTION to Strike the Untimely Expert Report of M. Todd Henderson : Motion Hearing reset for 2/14/2019 at 02:00 PM before Judge Mark Lane. Signed by Judge Mark Lane. (lt) (Entered: 02/07/2019)

02/14/2019 148 Minute Entry for proceedings held before Judge Mark Lane: Motion Hearing held on 2/14/2019 re 137 Opposed MOTION to Strike the Untimely Expert Report of M.

Todd Henderson filed by Brian T. Gladden, Michael S. Dell, Stephen J. Felice, Dell Inc. (Minute entry documents are not available electronically.). (Court Reporter FTR-Gold ERO.)(cj) (Entered: 02/15/2019)

02/15/2019 149 ORDER DENYING 137 Motion to Strike. Signed by Judge Mark Lane. (cj) (Entered: 02/15/2019)

02/18/2019 150 Unopposed MOTION for Leave to Exceed Page Limitation on Summary Judgment Motion by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Proposed Order regarding Motion to Exceed Page Limits)(Latham, John) (Entered: 02/18/2019)

02/18/2019 151 MOTION for Summary Judgment by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Attachment A, # 2 Attachment B, # 3 Attachment C, # 4 Attachment D)(Latham, John) (Additional attachment(s) added on 2/28/2019: # 5 Sealed Exhibits 5, 9, 12, and 21, # 6 Sealed Exhibits 22, 28, 29, # 7 Sealed Exhibits 30, 31, 34, 58, 61, 66, 72) (cj). (Entered: 02/18/2019)

02/18/2019 152 AFFIDAVIT in Support of 151 MOTION for Summary Judgment by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibits 1 - 7, # 2 Exhibits 8 - 23)(Latham, John) (Entered: 02/18/2019)

02/18/2019 153 ATTACHMENT Exhibits 24 - 36 to 152 Affidavit in Support by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibits 37 - 42)(Latham, John) (Entered: 02/18/2019)




02/18/2019 157 ATTACHMENT Exhibits 91 - 96 to 152 Affidavit in Support by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Latham, John) (Entered: 02/18/2019)

02/18/2019 158 Unopposed Motion for leave to File Sealed Document (Attachments: # 1 Exhibits 5, 9, 12, 21, # 2 Exhibits 22, 28, 29, # 3 Exhibits 30, 31, 34, 58, 61, 66, 72, # 4 Proposed Order regarding Motion to File Under Seal) (Latham, John) (Entered: 02/18/2019)

02/19/2019 159 MOTION to Withdraw as Attorney by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Rudman, Jody) (Entered: 02/19/2019)

02/28/2019 160 ORDER GRANTING 158 Motion for Leave to File Sealed Document. Signed by Judge Lee Yeakel. (cj) (Entered: 02/28/2019)

02/28/2019 161 ORDER GRANTING 150 Motion for Leave to File Excess Pages. Signed by Judge Lee Yeakel. (dl) (Entered: 02/28/2019)

02/28/2019 162 ORDER GRANTING 159 Motion to Withdraw Jody Rudman as a Counsel of Record for Plaintiff City of Pontiac General Employees' Retirement System. Signed by Judge Lee Yeakel. (cj) (Entered: 03/01/2019)

03/28/2019 163 MOTION to Withdraw as Attorney by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Gilmore, Jamie) (Entered: 03/28/2019)

03/29/2019 164 ORDER GRANTING 163 Motion to Withdraw Jamie J. Gilmore as Attorney. Signed by Judge Lee Yeakel. (cj) (Entered: 03/29/2019)

04/08/2019 165 Unopposed MOTION for Leave to Exceed Page Limitation by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order for Motion for Leave to Expand the Page Limits of Local Rule CV-7)(Alvarez, X.) (Entered: 04/08/2019)

04/08/2019 166 Unopposed Motion for leave to File Sealed Document (Attachments: # 1 Sealed Document Plaintiff's Opposition to Defendants' Motion for Summary Judgment, # 2 Declaration of X. Jay Alvarez, # 3 Sealed Document Exhibits 1-4 [Sealed], # 4 Sealed Document Exhibits 6-8 [Sealed], # 5 Sealed Document Exhibits 9-13 [Sealed], # 6 Sealed Document Exhibits 17-21 [Sealed], # 7 Sealed Document Exhibit 22 part 1 [Sealed], # 8 Sealed Document Exhibit 22 part 2 [Sealed], # 9 Sealed Document Exhibits 23-25 [Sealed], # 10 Sealed Document Exhibit 31 [Sealed], # 11 Sealed Document Exhibit 33 [Sealed], # 12 Sealed Document Exhibit 34 [Sealed], # 13 Sealed Document Exhibits 35-38 [Sealed], # 14 Sealed Document Exhibit 39 part 1 [Sealed], # 15 Sealed Document Exhibit 39 part 2 [Sealed], # 16 Sealed Document Exhibits 40-43 [Sealed], # 17 Sealed Document Exhibit 47 [Sealed], # 18 Sealed Document Exhibit 49 [Sealed], # 19 Sealed Document Exhibit 50 [Sealed], # 20 Sealed Document Exhibit 51 [Sealed], # 21 Sealed Document Exhibit 54 [Sealed], # 22 Sealed Document Exhibit 55 [Sealed], # 23 Sealed Document Exhibit 58 [Sealed], # 24 Sealed Document Exhibit 61 part 1 [Sealed], # 25 Sealed Document Exhibit 61 part 2 [Sealed], # 26 Sealed Document Exhibits 62-65 [Sealed], # 27 Sealed Document Exhibit 66-67 [Sealed], # 28 Sealed Document Exhibit 68 [Sealed], # 29 Sealed Document Exhibit 70 [Sealed], # 30 Sealed Document Exhibits 72-74 [Sealed], # 31 Sealed Document Exhibit 77 [Sealed], # 32 Sealed Document Exhibits 82-83 [Sealed], # 33 Proposed Order) (Alvarez, X.) (Entered: 04/08/2019)

04/08/2019 167 Memorandum in Opposition to Motion, filed by City of Pontiac General Employees' Retirement System, re 151 MOTION for Summary Judgment filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. REDACTED (Alvarez, X.) (Entered: 04/08/2019)

04/08/2019 168 AFFIDAVIT in Support of 167 Memorandum in Opposition to Motion, Declaration of X. Jay Alvarez in Support of Plaintiff's Opposition to Defendants' Motion for Summary Judgment by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Exhibit 1-55 [PUBLIC VERSION], # 2 Exhibit 56-77 [PUBLIC VERSION], # 3 Exhibit 78-83 [PUBLIC VERSION], # 4 Exhibit 84-94 [PUBLIC

VERSION], # 5 Exhibit 95-96 [PUBLIC VERSION])(Alvarez, X.) (Entered: 04/08/2019)

04/09/2019 169 ORDER GRANTING 165 Motion for Leave to File Excess Pages Signed by Judge Lee Yeakel. (cj) (Entered: 04/10/2019)

04/09/2019 170 ORDER GRANTING 166 Motion for Leave to File Sealed Document Signed by Judge Lee Yeakel. (cj) (Entered: 04/10/2019)

04/09/2019 171 Sealed Document filed - Plaintiff's Opposition to Defendants' Motion for Summary Judgment. Clerk notes exhibits to this pleading are included in document 166 Unopposed Motion for Leave to File Sealed Document. As exhibits are voluminous, they will not be copied into this entry but are considered filed. (Attachments: # 1 Declaration of X. Jay Alvarez) (cj) (Entered: 04/10/2019)

04/22/2019 172 Unopposed Motion for leave to File Sealed Document (Attachments: # 1 Sealed Document Declaration of X. Jay Alvarez, # 2 Exhibit 5 [SEALED], # 3 Exhibit 6 [SEALED], # 4 Exhibit 7 [SEALED], # 5 Exhibit 8 [SEALED], # 6 Exhibit 9 [SEALED], # 7 Exhibit 11 [SEALED], # 8 Exhibit 13 [SEALED], # 9 Proposed Order for Motion to File Under Seal) (Alvarez, X.) (Entered: 04/22/2019)

04/22/2019 173 MOTION to Exclude the Proposed Expert Testimony of Shannon Cross by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order for Motion to Exclude the Proposed Expert Testimony of Shannon Cross)(Alvarez, X.) (Entered: 04/22/2019)

04/22/2019 174 MOTION to Exclude the Proposed Expert Testimony of George Foster by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order for Motion to Exclude the Proposed Expert Testimony of George Foster)(Alvarez, X.) (Entered: 04/22/2019)

04/22/2019 175 MOTION to Exclude the Proposed Expert Testimony of Dr. Jay Hartzell by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order for Motion to Exclude the Proposed Expert Testimony of Dr. Jay Hartzell)(Alvarez, X.) (Entered: 04/22/2019)

04/22/2019 176 MOTION to Exclude the Proposed Expert Testimony of Glenn Hubbard by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order for Motion to Exclude the Proposed Expert Testimony of Glenn Hubbard)(Alvarez, X.) (Entered: 04/22/2019)

04/22/2019 177 AFFIDAVIT in Support of 173 MOTION to Exclude the Proposed Expert Testimony of Shannon Cross, 174 MOTION to Exclude the Proposed Expert Testimony of George Foster, 176 MOTION to Exclude the Proposed Expert Testimony of Glenn Hubbard, 175 MOTION to Exclude the Proposed Expert Testimony of Dr. Jay Hartzell by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Exhibit 1-13 [PUBLIC VERSION])(Alvarez, X.) Sealed Exhibits 5-9, 11, and 13 thereto contained within 172 Motion for Leave to File Under Seal are considered filed and part of this entry per Order 182 . Due to their size, they will not be duplicated here. (cj) (Entered: 04/22/2019)

04/22/2019 178 Opposed MOTION to Exclude Expert Report of Todd Henderson by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibit Ex. A

Henderson Report, # 2 Exhibit Ex. B Smilovits v. First Solar, # 3 Exhibit Ex. C Henderson Deposition Excerpts, # 4 Exhibit Ex. D Henderson's Improper Legal Opinions, # 5 Exhibit Ex E Henderson's Unfounded Conclusions, # 6 Exhibit Ex. F Exec. Equity Div. & Equity Granting Patterns, # 7 Exhibit Ex. G Do Firms Replenish Exec. Inc., # 8 Exhibit Ex. H Henderson Expert Report in In re Novatel, # 9 Exhibit Ex. I The Changing Demand for Insider Trading Regulation, # 10 Proposed Order)(Greer, Marcy) (Entered: 04/22/2019)

04/22/2019 179 Opposed MOTION to Exclude Expert Report and Testimony of Zachary Nye by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibit Ex. A Nye Report, # 2 Exhibit Ex. B Nye Rebuttal Report, # 3 Exhibit Ex. C Nye Deposition Excerpts, # 4 Proposed Order)(Greer, Marcy) (Entered: 04/22/2019)

04/22/2019 180 Opposed MOTION to Exclude Expert Reports and Testimony of Valerie Davisson by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibit Ex. A (Filed Under Seal), # 2 Exhibit Ex. B (Filed Under Seal), # 3 Exhibit Ex. C (Filed Under Seal), # 4 Exhibit Ex. D Earnings Call Transcript, # 5 Exhibit Ex. E Qtrly Fin. Package - Preliminary Result, # 6 Exhibit Ex. F Earnings Call Transcript, # 7 Proposed Order)(Greer, Marcy) Exhibits A, B, and C thereto contained within 181 Motion for Leave to File Under Seal are considered filed and part of this entry per Order 183 . Due to their size, they will not be duplicated here. (cj). (Entered: 04/22/2019)

04/22/2019 181 Unopposed Motion for leave to File Sealed Document (Attachments: # 1 Exhibit Ex. A Davisson Report, # 2 Exhibit Ex. B Davisson Rebuttal, # 3 Exhibit Ex. C Davisson Depo Excerpts, # 4 Proposed Order) (Greer, Marcy) (Entered: 04/22/2019)



05/08/2019 184 Unopposed MOTION for Leave to Exceed Page Limitation on Summary Judgment Reply by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Proposed Order regarding Motion to Exceed Page Limits)(Latham, John) (Entered: 05/08/2019)

05/08/2019 185 REPLY to Response to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 151 MOTION for Summary Judgment filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Attachments: # 1 Attachment A)(Latham, John) (Entered: 05/08/2019)

05/08/2019 186 AFFIDAVIT in Support of 185 Reply to Response to Motion, by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibits 97 - 99, # 2 Exhibits 100 - 109)(Latham, John) (Additional attachment(s) added on 5/14/2019: # 3 Exhibit 107) (afd). (Entered: 05/08/2019)


05/08/2019 188 Unopposed Motion for leave to File Sealed Document (Attachments: # 1 Exhibit 107, # 2 Proposed Order regarding Motion to File Under Seal) (Latham, John) (Entered: 05/08/2019)

05/10/2019 189 Joint MOTION for Extension of Time to File Response/Reply to Motions to Strike Experts by City of Pontiac General Employees' Retirement System, Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Proposed Order)(Greer, Marcy) (Entered: 05/10/2019)

05/14/2019 190 ORDER GRANTING 184 Motion for Leave to File Excess Pages Signed by Judge Lee Yeakel. (afd) (Entered: 05/14/2019)

05/14/2019 191 ORDER GRANTING 188 Motion for Leave to File Sealed Document Signed by Judge Lee Yeakel. (afd) (Entered: 05/14/2019)

05/14/2019 192 ORDER GRANTING 189 Motion for Extension of Time to File Response/Reply Signed by Judge Lee Yeakel. (afd) (Entered: 05/14/2019)

05/29/2019 193 Response in Opposition to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 176 MOTION to Exclude the Proposed Expert Testimony of Glenn Hubbard filed by Plaintiff City of Pontiac General Employees' Retirement System (Attachments: # 1 Exhibit A, # 2 Proposed Order)(Greer, Marcy) (Entered: 05/29/2019)

05/29/2019 194 Response in Opposition to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 175 MOTION to Exclude the Proposed Expert Testimony of Dr. Jay Hartzell filed by Plaintiff City of Pontiac General Employees' Retirement System (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Proposed Order)(Greer, Marcy) (Entered: 05/29/2019)

05/29/2019 195 Response in Opposition to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 174 MOTION to Exclude the Proposed Expert Testimony of George Foster filed by Plaintiff City of Pontiac General Employees' Retirement System (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Proposed Order)(Greer, Marcy) (Entered: 05/29/2019)

05/29/2019 196 Response in Opposition to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 173 MOTION to Exclude the Proposed Expert Testimony of Shannon Cross filed by Plaintiff City of Pontiac General Employees' Retirement System (Attachments: # 1 Proposed Order)(Greer, Marcy) (Entered: 05/29/2019)

05/29/2019 197 Response in Opposition to Motion, filed by City of Pontiac General Employees' Retirement System, re 178 Opposed MOTION to Exclude Expert Report of Todd Henderson filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Attachments: # 1 Proposed Order Denying Defendants' Motion to Exclude the Expert Report and Testimony of M. Todd Henderson)(Largent, Laurie) (Entered: 05/29/2019)

05/29/2019 198 Response in Opposition to Motion, filed by City of Pontiac General Employees' Retirement System, re 180 Opposed MOTION to Exclude Expert Reports and Testimony of Valerie Davisson filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. Plaintiff's

Opposition to Defendants' Motion to Exclude the Expert Reports and Testimony of Valerie Davisson (Attachments: # 1 Proposed Order Denying Defendants' Motion to Exclude the Expert Reports and Testimony of Valerie Davisson)(Alvarez, X.) (Entered: 05/29/2019)

05/29/2019 199 Response in Opposition to Motion, filed by City of Pontiac General Employees' Retirement System, re 179 Opposed MOTION to Exclude Expert Report and Testimony of Zachary Nye filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. Plaintiff's Opposition to Defendants' Motion to Exclude the Expert Reports and Testimony of Zachary Nye (Attachments: # 1 Proposed Order Denying Defendants' Motion to Exclude the Expert Reports and Testimony of Zachary Nye)(Alvarez, X.) (Entered: 05/29/2019)

05/31/2019 200 SUPPLEMENT to 196 Response in Opposition to Motion, to Exclude the Testimony of Shannon Cross by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Attachments: # 1 Exhibit A)(Greer, Marcy) (Entered: 05/31/2019)

06/18/2019 201 Joint MOTION for Extension of Time to File Response/Reply in Support of Respective Motions to Exclude Expert Testimony by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Alvarez, X.) (Entered: 06/18/2019)

06/19/2019 202 ORDER GRANTING 201 Motion for Extension of Time to File Response/Reply. Parties shall have until June 28, 2019 to file replies in support of Motions to Exclude. Signed by Judge Lee Yeakel. (cj) (Entered: 06/19/2019)

06/28/2019 203 REPLY to Response to Motion, filed by City of Pontiac General Employees' Retirement System, re 176 MOTION to Exclude the Proposed Expert Testimony of Glenn Hubbard filed by Plaintiff City of Pontiac General Employees' Retirement System (Alvarez, X.) (Entered: 06/28/2019)

06/28/2019 204 REPLY to Response to Motion, filed by City of Pontiac General Employees' Retirement System, re 175 MOTION to Exclude the Proposed Expert Testimony of Dr. Jay Hartzell filed by Plaintiff City of Pontiac General Employees' Retirement System (Alvarez, X.) (Entered: 06/28/2019)

06/28/2019 205 REPLY to Response to Motion, filed by City of Pontiac General Employees' Retirement System, re 174 MOTION to Exclude the Proposed Expert Testimony of George Foster filed by Plaintiff City of Pontiac General Employees' Retirement System (Alvarez, X.) (Entered: 06/28/2019)

06/28/2019 206 REPLY to Response to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 178 Opposed MOTION to Exclude Expert Report of Todd Henderson filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Greer, Marcy) (Entered: 06/28/2019)

06/28/2019 207 REPLY to Response to Motion, filed by City of Pontiac General Employees' Retirement System, re 173 MOTION to Exclude the Proposed Expert Testimony of Shannon Cross filed by Plaintiff City of Pontiac General Employees' Retirement System (Alvarez, X.) (Entered: 06/28/2019)

06/28/2019 208 REPLY to Response to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 179 Opposed MOTION to Exclude Expert Report and Testimony of Zachary Nye filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Greer, Marcy) (Entered: 06/28/2019)

06/28/2019 209 REPLY to Response to Motion, filed by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden, re 180 Opposed MOTION to Exclude Expert Reports and Testimony of Valerie Davisson filed by Defendant Brian T. Gladden, Defendant Michael S. Dell, Defendant Stephen J. Felice, Defendant Dell Inc. (Greer, Marcy) (Additional attachment(s) added on 7/1/2019: # 1 Exhibit) (cj). (Entered: 06/28/2019)

06/28/2019 210 Unopposed Motion for leave to File Sealed Document (Attachments: # 1 Exhibit A, # 2 Proposed Order) (Greer, Marcy) (Entered: 06/28/2019)

06/28/2019 211 AFFIDAVIT in Support of 173 MOTION to Exclude the Proposed Expert Testimony of Shannon Cross by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Exhibit 14 - Excerpts from Shannon Cross Deposition Transcript)(Alvarez, X.) (Entered: 06/28/2019)


07/25/2019 213 ORDER setting Conference for 8/2/2019 03:00 PM before Judge Lee Yeakel. Signed by Judge Lee Yeakel. (cj) (Entered: 07/25/2019)

07/29/2019 214 STATUS REPORT from all parties by Michael S. Dell, Dell Inc., Stephen J. Felice, Brian T. Gladden. (Greer, Marcy) (Entered: 07/29/2019)

07/30/2019 215 ORDER that the parties shall file a motion to dismiss or stipulation of dismissal on or before September 27, 2019. Signed by Judge Lee Yeakel. (cj) (Entered: 07/30/2019)

09/16/2019 216 Unopposed MOTION for Settlement for Preliminary Approval by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Proposed Order)(Largent, Laurie) (Entered: 09/16/2019)

09/16/2019 217 SETTLEMENT AGREEMENT by City of Pontiac General Employees' Retirement System. (Attachments: # 1 Exhibit A - Proposed Order Preliminarily Approving Settlement and Providing for Notice, # 2 Exhibit A-1 - Notice of Proposed Settlement of Class Action, # 3 Exhibit A-2 - Proof of Claim and Release, # 4 Exhibit A-3 - Summary Notice, # 5 Exhibit B - Proposed Order and Final Judgment)(Largent, Laurie) (Entered: 09/16/2019)

09/16/2019 218 AFFIDAVIT in Support of 216 Unopposed MOTION for Settlement for Preliminary Approval - Declaration of Michael Joaquin Regarding Notice and Administration by City of Pontiac General Employees' Retirement System. (Largent, Laurie) (Entered: 09/16/2019)

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