Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments...

20
1 Seismic Design of Slopes Earth Dams and Embankments II Amit Prashant Indian Institute of Technology Gandhinagar Short Course on Geotechnical Aspects of Earthquake Engineering 04 08 March, 2013 Deformation Analysis Basic steps: Determine the magnitude and source of the earthquake or earthquakes that should be considered Determine the time-history or time histories of the ground motion associated with the earthquake or earthquakes Determine the yield strength of the embankment and foundation materials Determine the dynamic response of embankment and foundation materials Predict the extent of structural deformations resulting from earthquake shaking If predicted deformations are not tolerable, explore design alternatives that would provide a tolerable response 2

Transcript of Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments...

Page 1: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

1

Seismic Design of SlopesEarth Dams and Embankments

II

Amit Prashant

Indian Institute of Technology Gandhinagar

Short Course on

Geotechnical Aspects of Earthquake Engineering

04 – 08 March, 2013

Deformation Analysis

Basic steps:

Determine the magnitude and source of the earthquake or earthquakes that should be considered

Determine the time-history or time histories of the ground motion associated with the earthquake or earthquakes

Determine the yield strength of the embankment and foundation materials

Determine the dynamic response of embankment and foundation materials

Predict the extent of structural deformations resulting from earthquake shaking

If predicted deformations are not tolerable, explore design alternatives that would provide a tolerable response

2

Page 2: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

2

Equilibrium of Slope Wedge as a Block on inclined plane

As long as shear force FS is lower than shear resistance S, the block will remain stable. (FOS >1)

At FOS = 1, when FS = S, the block will reach impending motion condition. (no movement yet)

For FOS < 1, when FS > S, the block will have unbalanced force of (FS – S). Hence, the block will move with acceleration a/g = (FS – S)/W.

3

N

S

W

hk W

sin cosS hF W k

cos sinhN W k

N

friction coefficient

S N

Newmark’s Sliding Block Method

First Method to assess stability in terms of deformations than factor of safety

Assumptions: Pre-existing slip surface: corresponding to kh for FOS = 1

Material is rigid-plastic

Permanent displacement occurs due to dynamic sheasrstress exceeding shear resistance.

The acceleration time history acting on the embankment is known

4

Page 3: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

3

Merits of the Newmark’s Method

Advantages Estimates deformation

Easy to use

Disadvantages Potential failure mass and embankment are assumed to be

rigid.

Lateral displacements may be out of phase with the inertial forces at different points in the moving wedge

Can significantly overpredit deformations.

5

Acceleration-Time history for Analysis

Acceleration-Time history varies along the slip surface.

What history do we consider as representative for the whole moving block?

Can we use average acceleration-time history aavg(t) from our earlier discussion?........... Yes!!

Any other alternatives of averaging?

6

a1(t)

Bed Rock

a2(t)

a3(t)

Page 4: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

4

(contd…)

Acceleration-Time history for Analysis

For a given bed rock motion at the site, consider acceleration time histories at three or more locations along the slip surface Using wave propagation model, e.g.,

SHAKE

Independent analysis for each location

7

m3

m2

m1

1

2

3

a1(t)

Bed Rock

a2(t)

a3(t)

(contd…)

Acceleration-Time history for Analysis

We can now compute weighted average acceleration-time history for the wedge.

Weights can be assumed as mass of soil columns of fixed width above the slip surface at different locations

Hence……

Horizontal Equivalent Acceleration

8

1

1

( )

( )

n

i i

i

n

i

i

m a t

HEA t

m

Page 5: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

5

Example: Find HEA(t) for the given three accelerograms

9

t

1a

+1

-1

t

2a

+1

t

3a

+1

-1

-1

10im

20im

20im

1sec

Solution

10

t

HEA

+1

-1

at 0 :

10( 1) 20(0) 20(1)0.2

50

t

HEA

at 1:

10(0) 20( 1) 20(0)0.4

50

t

HEA

t

1a

+1

-1

t

2a

+1

t

3a

+1

-1

-1

1sec

at 2 :

10( 1) 20(0) 20( 1)0.2

50

t

HEA

at 3:

10(0) 20( 1) 20(0)0.4

50

t

HEA

at 4 :

10( 1) 20(0) 20( 1)0.2

50

t

HEA

Page 6: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

6

Yield AccelerationNewmark’s Sliding Block Analysis

Yield acceleration ky is defined as Seismic coefficient corresponding to FOS = 1.

How to obtain? Perform Pseudo-static analysis at

several values of kh.

Plot the curve between kh and FOS

The corresponding slip surface is now used to compute HEA.

Example ky = 0.2

11

W

hk W

hk

FOS

0 0.1 0.2 0.3 0.4

0.8

1.0

1.2

1.4

Newmark’sSliding Block Analysis

Integrate acceleration time history for movement of block starting from when acceleration exceeds ky velocity. Continue integrating until velocity becomes zero.

Integrate velocity now to compute displacement.

Note the shaded region.

12

Page 7: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

7

Permanent displacement calculation

13

t

HEA

+0.4

-0.4

t

v

0.2yk

t

u

0.1

0.133

0.1

0.133

Some empirical relations

Ambraseys and Menu (1988) Equation

Yegian et al (1991)

Neq = equivalent number of cycles

T = predominant period of input motion

14

])()1log[(90.0log 09.1

max

53.2

max

a

a

a

au

yy

3

max

2

maxmax

2

max

)(48.11)(38.1612.1022.0)log(a

a

a

a

a

a

TNa

u yyy

eq

g

Permanent Seismic Deformation (Hynes and Franklin, 1984)

Page 8: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

8

Makdisi-Seed Simplified Procedure for Estimating Embankment Earthquake-Induced Deformations (1978)

15

Determine yield acceleration Standard slip circle analysis.

Determine earthquake induced average acceleration

Determine permanent seismic vertical deformation

Makdisi-Seed Simplified Procedure for Estimating Embankment Earthquake-Induced Deformations (1978)

16

From Harder, et al. 1990, as modified by Cameron (WES), 1996

Peak base acceleration known for the site

Obtain peak crest acceleration.

Page 9: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

9

Makdisi-Seed Simplified Procedure for Estimating Embankment Earthquake-Induced Deformations (1978)

Depth of sliding obtained from stability analysis.

Obtain Peak Average Acceleration

17

Makdisi-Seed Simplified Procedure for Estimating Embankment Earthquake-Induced Deformations (1978)

Read permanent displacement: Not a unique number, but a range.

18

Page 10: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

10

Example: 1

A 10m high embankment is located in seismic zone IV. Take importance factor I as 1.0. The foundation conditions include a non-liquefiable crust of clayey silt extending to 1.5 m below ground surface underlain by a 1.5-m thick liquefiable layer and a non-liquefiable soils. The embankment is constructed with well compacted granular soils not expected to liquefy during the design earthquake. Evaluate the slope stability. Assume the magnitude of earthquake as 6.5 if required.

19

Stability Analysis for Yield Acceleration

For seismic zone IV, Z = 0.24

Importance factor, I = 1.0 (given)

Horizontal peak ground acceleration = Z × I = 0.24

20

Page 11: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

11

Displacement calculation

From the relationship of Hynes-Griffin and Franklin, 1984, Upper bound permanent displacement = 0.8 m

Mean plus sigma displacement = 0.22 m

Mean displacement = 0.13 m

21

Example: 2

PGA for Safety Evaluation = 0.60g

Page 12: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

12

Assuming No Liquefaction in Sub-Soil

Static load (only self weight): FOS=1.99

Pseudo-static: Yield coeff (FOS=1.0) is 0.275g

FOS Approach by: Terzaghi (1950): Yield coeff. should be >0.20g

Mercuson (1981): Yield coeff. > 0.2g-0.3g

Hynes and Franklin (1984): Yield coeff of 0.1g will give permanent deformation less than 1m.

23

Assuming No Liquefaction in Sub-Soil

Permanent Deformation by Newmark’s Sliding Block Concept Makdisi and Seed (1978) approach: 5 -15 mm

Ambraseys and Menu (1988): 39 mm

Yegian et al. (1991): 30mm

Permanent deformation of about 40mm quite acceptable.

24

Page 13: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

13

Liquefaction of Sub-Soil

Liquefied soil layers may not transmit significant amount of shear waves.

Will the embankment be stable under its own weight?

Liquefied soil layers will loose considerable amount of strength.

25

Liquefaction of Sub-Soil

Residual strength of liquefiable soil strata considered as per Seed and Harder (1990)

26

Page 14: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

14

Liquefaction of Sub-Soil

FOS against self weight: 1.39 for North Embankment

1.18 for South Rail Embankment

1.31 for South Road Embankment

Embankment will be stable due to its own weight after foundation soils have liquefied

Conservative Assumptions: Liquefaction occurs early during shaking

Base of embankment still sustains PGA of 0.60g

Deformations computed for 0.60g but with residual strength of liquefiable soils

27

Post-Liquefaction Evaluation Using Residual Strength of Liquefiable Layers

28

Page 15: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

15

Post-Liquefaction Deformation

Deformation of 500mm: acceptable.

Deformation of 1300mm: on the higher side; but can be handled as an emergency measure in a relatively short time

These deformations are for maximum embankment height and with conservative assumptions

Remedial measures not recommended.

29

More Reading Materials Recently, IITK-GSDMA Guidelines for Seismic

Design of Earth Dams and Embankments

Available at www.nicee.org

Page 16: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

16

31

32

Thank You

Page 17: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

17

Estimation of Crest SettlementBy: J. R. Swaisgood, Embankment dam deformations caused by earthquakes, 2003 Pacific conference on EQ Engg.

33

Estimation of Crest Settlement (contd…)By: J. R. Swaisgood, Embankment dam deformations caused by earthquakes, 2003 Pacific conference on EQ Engg.

34

Page 18: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

18

35

36

Page 19: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

19

37

38

Page 20: Seismic Design of Slopes - IIT · PDF fileSeismic Design of Slopes Earth Dams and Embankments II ... Permanent Seismic Deformation (Hynes and Franklin, 1984) 8 Makdisi-Seed Simplified

20

Permanent slope displacement from Earthquake Ground Motion

Horizontal equivalent acceleration, HEA

Horizontal yield acceleration: ay (corresponding to FOS=1)

Calculation of velocity (considering acceleration above yield acceleration)

Calculation of permanent displacement over time

2

1

t

t

V adt

2

1

t

t

S Vdt