ICE CDM Lecture 2013.pdf

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    Monday 11th February 2013

    CDM Regulations 2007Chris Hayward

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    Agenda

    Why do we need CDM - Purpose of the Regulations

    Client

    Designers

    CDM Co-ordinator

    Contractor

    Health and Safety Files

    Designer Interventions

    The Future

    Questions

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    CDM 2007why?

    European recognition of appalling rate of incidents within construction -50 fatal accidents in the UK last year

    EU Directive interpreted under national legislation in the UK as theCDM Regulations

    CDM 1994 wasnt working

    The message was lost in bureaucracy

    Health and Safety issues to be addressed from the initial stages of aproject;

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    To avoid this.

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    Principles

    Early identification of hazard and risk;

    Aim for health and safety to be integrated into normal management and

    working procedures, not a bolt-on extra

    Focus on actions to reduce and manage risk;

    Co-ordination of Health & Safety across design, construction, use,

    maintenance and demolition

    Improved documentation throughout the life of a project

    Reduce bureaucracy;

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    Scope and field of application

    All construction works in GB and its territorial waters

    Some requirements only apply to notifiable projects

    CDM 2007 applies to both employers and the self-employed

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    Notifiable projects

    Construction works expected to either:

    - Last more than 30 working days;

    - Or Involve more than 500 person days.

    Notification to the HSE using the F10 form.

    But:

    DESIGNER DUTIES ALWAYS APPLY

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    Clients

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    Why are clients important?

    Biggest single influence over the competence and resources of theconstruction team and the way the project is run;

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    Who is a Client?

    Developers

    Local Authorities

    Government or agencies

    PFI

    Insurance companies

    Not domestic clients (provided project is not for profit).

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    What clients must do ALWAYS

    Check competence and resources of the project team (designers,contractors etc);

    Allow sufficient time for each stage of the project;

    Ensure that there are suitable communication and management

    arrangements for the whole project to ensure that:

    - The construction work can be carried out safely;

    - Fixed workplaces are safe for use;

    - There are suitable welfare facilities;

    Co-operate with the project team;

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    What clients must do NOTIFIABLE PROJECTS

    Appoint a coordinator at the start of the design work;

    Provide the coordinator with information:

    - Likely to be needed by designers, PC, contractors;

    - About the mobilisation period;

    Ensure the HSE is notified (Client to sign F10);

    Appoint a Principal Contractor;

    Ensure that the construction phase does not start until:

    - The PC has prepared a suitable H&S plan;- There are suitable welfare facilities;

    Make sure the H&S file is reviewed, updated or prepared at the end of

    the construction work.

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    Provision of pre-construction information

    To allow designers and contractors to identify hazards;

    Hazards arising from previous works, site conditions, activities on or

    near the site;

    Information that can be obtained by surveys and other investigations;

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    Existing On Site Risks e.g.

    Boundaries and access;

    Adjacent land use; Storage of hazardous material;

    Locations of existing Services;

    Ground Conditions, Underground structures, Watercourses;

    Information about existing Structure, stability, Structural form, fragileor hazardous material;

    H&S Information from Prior Projects (H&S File)

    Asbestos;

    Contaminated land;

    Health Risks from Clients Activities.

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    Existing on site risks

    Example

    Ammonia Plant

    Low Pipe Bridge

    Canal

    Low canopy

    Gas Compound andGovernor

    Nitrogen Plant

    Suspended Floor slab

    with low capacity

    Dust hazard to

    asthmatics

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    CDM Coordinator

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    CDM Coordinator

    Key project advisor in respect of construction health and safety riskmanagement matters;

    To be appointed before design work, or planning or other preparation

    for construction work is begun;

    - i.e. before significant detailed design begins (includingpreparation of initial concept design and implementationof strategic brief);

    If not appointed the client is considered to be the CDM coordinator

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    CDM Co-ordinator: role and duties

    Advise clients in particular on competence and resources of theirappointees;

    Notify HSE about the project;

    Ensure that design works and early planning are properly coordinated;

    Identify and collect pre-construction information needed for designers

    and contractors and advise client if surveys need to be commissioned

    to fill significant gaps;

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    CDM Co-ordinator: role and duties

    Manage the flow of health and safety information between client,designers and contractors (e.g. CDM reviews, workshops etc.), even at

    construction stage;

    Advise client on suitability of construction H&S plan and of welfare

    facilities arrangement at the start of works on site;

    Produce or update the Health & Safety file.

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    Design &

    Planning

    Feasibility &

    Concept

    Tender &

    Mobilisation

    ConstructionCommissioning &

    Handover

    CDM Co-ordinator

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    Designers

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    What is design?

    To work out a structure by sketch

    To Plan and Make Something

    To intend something for a specific

    purpose

    A sketch, plan or drawing

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    Who is a Designer?

    Architects

    Civil and Structural Engineers

    Building Services Engineers

    Temporary works designers

    Contractors

    Quantity Surveyors

    Heritage organisations

    The Client

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    Designers

    Reg. 11;

    Ensure that they do not start design work other than initial design

    unless a CDM Co-ordinator has been appointed;

    Safe for use, provision of workplace regulations 92;

    Provision of information:

    - Notes on drawings;- Written information in the design;

    - Suggested construction sequences.

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    Designer duties

    Designers have to:

    - Ensure clients are aware of their duties

    - Make sure they (the designer) are competent

    - Coordinate their work with others as necessary tomanage risk

    - Cooperate with CDM Coordinator and others

    - Provide information for the Health and Safety File

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    Designer duties

    Designers have to avoid foreseeable risks So Far As Is ReasonablyPracticable by:

    - Eliminating hazards from the construction, cleaning,

    maintenance, and proposed use (workplace only) &demolition of a structure

    - Reduce risks from any remaining hazard

    - Give collective risk reduction measures priority overindividual measures

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    Designer duties

    Designers must also:

    Take account of the Workplace Regs when designing a workplace

    structure

    Provide information with the design to assist clients, other designers, &

    contractors

    In particularinform others of significant or unusual/ not obvious

    residual risks

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    Designer duties

    Designers have to be given relevant information by the Coordinator

    Risks which are not foreseeable do not need to be considered

    The Regulations do not require zero risk designs because this is

    impossible.

    Amount of effort made to eliminate hazards should be proportionate to

    the risk

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    Design risk assessmentthe HSE view

    Inspectors may consider excessive and unnecessary paper work showsa lack of competence.

    Designers should concentrate on reducing risk and not on managing

    paperwork.

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    Design risk assessmentan alternative view

    Having an auditable trail to record key design decisions is oftenimportant for project and legal reasons.

    Design risk registers are useful tools when used a live documents.

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    Prosecutions

    Person fell through fragile roof to their death. Designer, PlanningSupervisor and Contractor all prosecuted.

    Prosecution for failing to design adequate temporary works to support

    excavation.

    Architect specified heavy blocks that contractor decided could only be

    laid manually

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    Worst case scenario

    A sub contractor was working on the air conditioning

    plant which was a built on a platform accessed via aladder at the edge of a flat roof. The roof only had a low

    parapet which was not high enough to prevent him from

    falling 9m to the ground.

    Oxford Architects Partnership of Oxford was fined

    120,000 and ordered to pay 60,000 costs

    Speaking after the hearing, the Health & SafetyExecutive said:

    Designers must ensure that plant and equipment can be

    accessed safely and that safety harnesses are only used

    as a last resort.

    NB: Principal Contractor also fined 75,000 and orderedto pay costs of 68,000.

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    Design Hazard Identification and Risk Assessment

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    Hazards e.g.

    Falls people, objects;

    Electric shock;

    Drowning;

    Confined spaces;

    Fire;

    Polluted or contaminated ground

    Lifting, lowering loads

    Services below and above ground;

    Substances hazardous to health;

    Moving plant and vehicles.

    d

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    Hazard

    Something with potential to cause harm

    I i i l h d id ifi i

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    Initial hazard identification

    Brainstorm ideasPrevious Projects

    Talk to fellow design team members

    Use Industry GuidanceUse Red, Amber and Green lists

    Ri k

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    Risk

    The product of the severity and the likelihood that the harmwill occur

    5 i k

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    5 steps to risk assessment

    1. Look for the hazards

    2. Decide who may beharmed and how

    3. Evaluate the risks anddecide whether existing

    precautions are adequateor more should be done

    4. Record the findings

    5. Review and revise

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    Identify

    Hazards

    Identify

    Control

    Measures

    Review

    Options

    Is

    Residual

    Risk

    Acceptable

    ?

    RISK REGISTER

    Implement

    Control

    Measures

    What could

    go wrong?

    Assess

    Risks

    Monitor

    Quantify

    Rank

    Mitigation

    Management

    Control

    No

    Yes

    Update risk

    register

    Risk management approach

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    ARC (cousin of E. R. I. C).

    AvoidOmit, Substitute

    Remove at source

    Remove COMPLETELY

    REDUCESubstitute with lower risk

    Reduce exposure

    CommunicateThe right information

    To the right person

    At the right time

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    Simple Risk Register

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    Current Register 130+ identified issues

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    TimeCost benefits

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    Ways of communicating

    Notes on drawings

    SHE Box

    Narrative

    Photos on drawings

    Construction Sequences

    Notes on as built drawings

    Risk statements

    D f d il

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    information which they cannot be expected to know

    stated only to the extent necessary to enable a competent contractor...................

    to put appropriate precautions in place

    Degree of detail

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    Summarya practical approach

    Initial hazard identification (IHI) then evaluate;

    Determine the likelihood that harm will occur;

    Carry out a risk assessment;

    Apply ERICEliminate, Reduce, Inform, Control;

    Change the design to mitigate the risk;

    Re-assess the risk;

    Update the IHI and CDM reviews;

    Talk to your fellow design team members;

    Document the process.

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    (Principal) Contractors

    i

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    Contractor Duties

    Part IV of the Regulations

    Plan, manage and monitor own work and that of workers e.g.

    - Work At Height

    - Excavations

    - Electricity- Many others..

    Secure the site

    Provide welfare

    Train own workers

    Most Important role?

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    Competence

    C C i i

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    Core Criteria

    Defined in Appendix 4 and 5 of the Approved Code of Practice

    Provides details of standard to be achieved and gives examples

    Knowledge

    Understanding

    Experience

    NB: Think Corporate and Individual.

    C f i i

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    Competency assessment of organisations

    Stage 1: assessment of companys organisation and arrangements for

    health and safety;

    - General H&S procedures

    - CDM arrangements

    - Accident frequency, enforcement notices etc.

    Stage 2: assessment of companys experience and track record

    A d f i

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    A word of caution

    A mans gotta know his

    limitations

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    Health and Safety File

    H lth d S f t fil

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    Health and Safety file

    Only for notifiable jobs:

    To be finalised at the end on construction phase, or when

    needed (e.g. phased handover)

    Project summary which records aspects of the

    construction which have Health and Safety implications

    D i C t ib ti t th fil

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    Designers Contribution to the file

    For example:

    Residual design and hazards and how they have been mitigated. Cross

    references to drawings etc.

    Key structural principles e.g. bracing and tensioning

    Changes to the original specification

    Hazardous materials used.

    Information regarding the removal or dismantling of installed plant and

    equipment.

    Fire Strategy

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    Designer Interventions

    Further examples

    S f i D i

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    Safety in Designlifecycle approach

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    Construction

    Design Consideration Aesthetics

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    Design Consideration - Aesthetics

    Fatality as worker fell from

    platform

    Life safety

    Buildability

    Design considerations - Cost

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    Design considerations Cost

    - Parapets are expensive.right?

    Pre assembly

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    Pre-assembly

    Depending on site

    access and availableroutes to the site, the

    majority of steelwork

    assembly can take place

    offsite. As pre-assembly

    of material reduces therisks on site, this aspect

    of the project should be

    explored during the

    planning phase.

    Pre installed edge protection

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    Pre-installed edge protection

    Lifting brackets and pre-installed edge protection improve lifting

    practices. If the handrail cannot be installed, brackets are an alternative.

    Simple but effective

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    Simple but effective.

    Installing glazing

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    Installing glazing

    Scaffoldless construction

    What other factors to consider

    during design?

    What goes up

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    What goes up.

    Terminology

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    Terminology

    o Fall Restraint

    o You cant fall

    o Must be fitted and worn correctly

    o Must be positioned correctlyo Requires Training

    o Fall arrest

    o You can fallbut not far

    o Requires verycareful selection

    o

    Must be fitted and worn correctlyo Has a shock absorber

    o Requires extensive training

    o How do you get down? Trauma.

    o Also netting...

    Use of Mock ups

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    Use of Mock ups

    How to safely and efficiently construct

    novel design features?

    Risks to safety

    Risks to programme

    Improved means of access

    Amended method statements

    100 days of erection time saved on site

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    Maintenance

    MEWPSWhat could go wrong?

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    MEWPSWhat could go wrong?

    Facade lighting

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    Facade lighting

    Lamps protrude over the parapet

    Risks from reaching out and falling

    Solution to design stands that swivel

    to bring heads back inside the

    parapet.

    Example - up lights and window actuators

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    Example - up lights and window actuators

    Risk of fall from height

    Difficult to maintain

    Fixed ladder to access walkway

    Latchway on walkway

    Windows open inwards

    But

    Has the risk been eliminated?.

    Access to ceiling voids

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    Access to ceiling voids

    Void at 5 Metres

    Large panels

    Work at height

    Manual Handling

    Design for MEWP access

    Hinge panels

    No plant in inaccessible

    areas of the void.

    A word on ladders..

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    3 D Modelling

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    3 D Modelling

    Services are difficult to

    coordinate

    Can lead to late changes in

    design

    Difficult to install andmaintain

    Modelling can improve safety

    and buildability

    Existing on site risks

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    g

    Existing pipe bridge

    East West Ditch contaminated

    Existing access

    Lockable gate to access to

    pipe bridge stanchion

    Existing utilities and

    drainage in verge

    New access required

    Piles of unprocessed

    materials

    Security systems to bemaintained throughout

    Upgraded

    road Site in flood plain

    Overhead pipe lines

    Powered CSO Screen

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    Screen mounted on alifting frame with guiderails so it could be

    brought to the surface

    for maintenance.- Reduces the frequency of

    personnel entering thechamber for maintenance.

    The chamber was pre-fabricated off site anddropped into place

    Grasscrete

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    Pre-cast Manhole

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    Shoemaker's RowShaft,

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    Heading & Re-Lining Works

    Re-line a partiallycollapsed culvert

    - Draining mine workings

    - No option to abandon

    Brainstorm options

    Highlight risks andassumptions

    Specialist tunnellingcompany used

    Split flushing orifice plate

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    Flow control

    If become blocked can belifted from the surface

    No confined space entryrequired in a floodedmanhole

    Extended pile cap sleeves

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    Proposed demolition or construction sequences

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    p q

    Many internal walls and floors to be removed to leave the faade

    Initial Designer needed to communicate their intent and understanding of the building to the

    Contractors Temporary Works Designer

    Sketches form a good basis for discussion with temporary works designer and are a an

    example of good communication of risk

    Useful documents

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    Approved Code of PracticeThe ACOP;

    Five Steps to Risk AssessmentHSE web site;

    Designing for Health and Safety In ConstructionHSE

    ISBN 0717608077;

    CIRIA C662 - Construction work sector guidance for

    designers

    CIRIA C663 - Workplace in-use guidance for designers

    CIRIA C611Safe Access for Maintenance and Repair.

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    The Future

    Possible Changes

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    g

    Domestic clients

    The CDM-C

    Competence

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    Any Questions?