H J Wilkinson III Financial Disclosure Report for 2009

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    , ~ o J o FINANCIAL DISCLOSURE REPORT R ~ p o , . t R e q u i r e d b y t h e E t h ic sin Govermnent Act of 1978R e ~ . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 (s u . s . c a p p . l o 1 - 1 1 1 )I . P e r s o n R e p o r t i n g (las t name, firs t , m,ddle ~ m t m l ) 2 . C o u r t o r O r g a n i z a t io n 3 . Date o f R e p o r t

    Wilkm son, II1. J H 4th U S Cir cmt Cour t o f A ppea ls 05 /10 , /2010

    4. T it le (Arl ie le I l l judges ind ica te aenve or sen tor slams; 5a . Repor t Type (cheek appropr ia te t~pe) 6. Reporting Periodm a g i s t r a t e l u d g e s m d ~ c a t e fu l l - o r p a r I - u m e )[] Nommauon, Date 0 1 ~ 0 1 / 2 0 0 9U.S Circuit Judge [] lmlial [] Annual [] Fina l to12/31 r 2 0 0 9

    i 5b. [] Amended Repor~7. Chambers or Office Address 8, On t h e ba s i s o f th e i n f o r m a t i on c on t a i n e d i n t h i s R e p or t a n d a n ym o d i f i c a t ion s p e r t a i n i n g t h e r e t o , i t i s , in my o pinion, in compliance255 W Mairx Street Rm 230 with appl icable l aws and regula l ions .Charlottesville, Va. 22902

    Reviewing Officer D a te

    I M P O R T A N T N O T E S : The instructions accompanying thls form mast be followed. Complete all parts,checking the ~ON E box for each part where you have no reportable information. Sign on laM page.

    I . P O S I T I O N S . ~ ~ o . i ~ g ~ . a i ~ i a . o t o .~ y : see pp. 9-13 of filing i ..... t .... )NO N E (No reportable positions.)

    POSI T I ON N A M E O F O R G A N I Z A T I ON / E N T I TY1

    I I. A G ~ E M E N T S . (Rep,,mng ma , vlauat onO,; see pp. 14-1a of fihng m~tructio,,s.)~ N O N E ~ o reportable agreements.)

    D A T E PARTIES AND TERMSI To date I wdl receive no sal~ from my lb~er employer, the Umvers~tv of Va Law Sdmol There wdl be no continuingpammpatton (cntd Paa VIII)

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    FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n Report ing Dat e o f Re por tPage 2 of 1 1 w i w a . ~ o n , m , s H . 0 5 / 1 0 / 2 0 1 0

    I I I . N O N - I N V E S T M E N T I N C O M E . tRepo. i .g individual and spou&e; see ppo 17-24 of f!ling instructions.)A. Fliers Non-Investment Income

    NON]~ (No reportable non-investment income.)D A T _ . . ~ SOURCE AND TYPE I N C O M E

    (yours, not spouses)

    I.

    2

    3

    4

    B . S p o u s e s N o n - In v e s t m e n t I n c o m e - ~f ~ ,oa were married daring any porttots of the reportmg year, complete this .~ectto~(Dol lar amoant not requtred except for honorar ta )

    ~ N O N E (No reportable non-investment income.)D A T E S O U R . C E A N D . T Y PE

    l

    2

    3.

    4

    IV. REIM B U RSEM ENTS -(Ira lua~ those to .~pouse .~nd d~7~endent chtldren, set. pp 25-27 o! f i l ing m~tractto~ )

    [~ N O N E (No re p o r ta b le re im b u rse m e n t s )SOURCE DATES L O C A T I O N PURPQSE ITEMS PAID OR PROVIDED

    I American Constitution June 19, 2009 Washington, DC P a n e l Lod g i n gSociety

    2. Um~ersity of Sonth Carohna October 14. 2009 Columbia, SC Pa n e l Lo d gin gLa. School

    3 The Federahst Society Nt~vembet 12, 2009 Washington, DC Panel Lunch!Droner

    45

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    FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting DateofReportPage 3 of 11 Wilkinson . 111, J H. 05 / I 0 /2010

    V . G I F T S . a . , . ~ d ~ , th , ,s , o ~ p o ~ ~ . ~ ~ 1 ~ , ~ ; ~ ~ r . 2s-~ of J~dlng instructions.)[-~ N O N E (No reportable gifts.)

    SOURCE D E S C R I P T I O N VALUE1 .2. ~3.45.

    V 1 . L I A B I L I T I E S . a , ~ t , a ,, ,h o . ~ , o y , ~ o ~ . , ~ , d ~ , r ~ " a " ~ m t ~ , ~ ; ~ , p . ~ 2 - 3 ~ o , ~ t i . g it~strucKOns.)N O N E (No reportable liabilities.)

    CREDITOR DESCRIPTION VALUE CODE1 .2.3 .45

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    Name of Person Reporting Dagc of ReportFINANCIAL DISCLOSURE REPORTPage 4 o f 1 1 0 5 n 0 : 2 0 1 0VII. I N V E S T M E N T S a n d T R U S T S - i .~o ~ , . ~ , . t ,. . ,.~a o .~ a .~ t .d~ , a .o .~ , o f ,p . . . .. . d d epe~ en t children; see p p . 3 4 - 6 0 of finng in.~maion~)

    ~ s c n p ~ o n o f A s s er _ ~ Income dunng G r o ~ s ~ a lu e a ~ e n d Tran~ctlons d uring reposing period(including t~st a~eIs) repomng p~ oftepomng

    P l a c e " [ X ~ " ~ e r e a c h a s s e t Amoua t I Ty~ ( e g, V a lu e V a lu e "[y~ (e,g, [ Date ~ Value Gam ~ ldent~ o fe x e m p t f ro m p r i o r d ~ s c lo s u r e ~ C o d e 1 d ~ v , r e n t , C o d e 2 M e t h o d b u y , s e l l, ~ ~ d~ ~ G@e 2 [ C ode 1 b u y c r / s e l l e ~ (A-H) ~ or mt) ( J - P ) Code3 r e d e m p t i o n ) [ [ (J-P) (A-H) (ifpnvate: ( Q - W ) ~ ~n sacuon )

    ~ TRUST ~1-A lbemar le Cor p Comm on S tock A Di vi de nd K T3. -Al w i a G rou p , Inc Com m on S t u ck A Di vi de nd J T4. -Phd~p Mo~is In tl Comm on Stock A Di vi de nd K T5 -A T& T Common S tock D Di vi de nd L T6 -D eer e & Compan y Comm on S tock C D tvid en d M T7 -D upon t k I D e Nem our s & Co . Common C Divadend L TStock8 -Duke L:nergy Corp Common Stock C D i w d e n d L T9 -Gen er a l Elec t r ic Co Comm on S tock B Di vi de nd L T

    t 1 0 -Hewle tt P ackar d Comm on S tock B D i w d e n d N T S old I I 1 / 1 3 1 0 9 K(part)I 1 -John son & John son Com mon S tock B D ~wd en d K 11 2 -K r af t Common S tock A D w i d e n d .1 T13 -L il ly Eh & C o Com mon S tock B D w~d en d K T1 4 -Med ia Gen era l In c . Comm on S tock A D lvtd en d J T1 5 -P roc to r & Gamble Co Comm on S tock D D w , d e n d N I S old 11/13/09(part)

    I 6 -Providence & Worcester RR. Common A D tvid en d K TStock1 7 - Ro ya l D u tc h Pe tr o S he ll C o C o m m o n D D~v~dend M TStock

    , 1 /n co m e G a m C o d n A = $l ,0 0 0 o rl~,~ B = $ 1 , O 0 1 - $ 2 , 5 0 0 C = $2,501 - $5 ,000 D = SS, 0 0 1- $ 15 , f K I 0 E = S I S , 0 0 1 - ~ 5 ( J , 0 0 0

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    N a m e o f P e r s o n R e p o r f la g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORTI w~.~on, m, J ~. O ~ ! l O n O ~ 0age 5 of 11

    V I I . INVESTMENTS and TRUSTS - i . . . . . , , va lue , t . . .. . c t ions n c ludes those a f sp ous and dependent chi ldren; se e pp . 34-60 of f i l ing instruct ions.)[] NONE (No reportable income, assets, or transacttons.)

    A. B C DD e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at cad T r a n s a c t i o n s d u n n g r e p o r t i n g p e r i o d0ncludm g wo~ a~sets) [ r e p or l m g p e r i od o f r e p o r t i n g p e r i o dO) ~ 12) O) (~-) O) (2) (3) (~) V (~ )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t [ype (e g, Value Value T y p e ( e . g ., D a t e Value [ Gain/ [denub ofe x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 dlv, rent, ( o d e 2 M e l h o d buy, sell, i m m / d d t y y C o de 2 C o de I buyer!sellerI (A-H) [ orint.) ( J - P ) C o d e 3 r e d e m p l t ~ o n ) ( J - P ) (A-H )I 0fpnvate~ ( Q - W ) : I t r a n s a c t m n }t ........................ ~_ __j .......................... ~ .......

    1 8 -S chen n g P lough Cor p . Comm on S tock A D~vldend k T Merged I !/05/09 L B(with line 19)1 9 . - Me r c k & C o C o m m o n S t o c k C Di vi de nd L T20 -Spectra Energy, Corp.Common Stock B D w i d e n d K21 . -Su nT ru s t Ba nk Inc Com m on S t ock A D w i d e n d K T22 - W y e lh & C o C o m m o n S t o c k B D~vidend L T Merged 11/16/09 L F(wtth hne 23)

    2 3 . -Pfizer Inc. Common Stock B D~v]dend K r2 4 . -Rid gewor th Fd -L ar gecap Cor e Eq ty . A D~vidend J T S old 11/10 /09 M( p a r t )25 -R~dgeworth l~d-Sm Cap Growth A Dw~dcnd 1 < T S old I 1/10/09 K(p a a )26 -Ridge w or t h F d-Sm Ca p V a l Eqt y A D w~d en d J T S old I 1/10/09 K( p a r t )27 Rxdgev, ,orth Fd M~d-Cap Core E quity A D i w d c n d M T Bu y 11/10 /09 L I28 -R~dgeworth Fd-ln tl Eqmly D Dt w de nd N T S old l I 1 1 0 1 0 9 K(part)29 . -R~d gewo~h Fd ln t l Eq ui ty In d ex D D~vidend N T Bu y I 1/10/09 N3 0 . -Rtdgeworth Fd-l .argccap Grth Slk A D ~ v ~ d e n d J 1 " S old l I , " 1 0 / 0 9 J(part)31 . -Ridgewocth Fd-Aggressive Growth A Divtdend K T S old l 1 / 1 0 1 0 9 L B( p a r t )32. -R~dgeworth Fd-Va Inter Mira Bd h Interest O T Buy I 1/10/09 K(addl)3 3 . -Radgeworth Fd-Va "{ax Free Mmkt A In te rest M T3 4 .

    ~ I n c o m e G z m C o d e s A $ L ( ) f ~ ) o r I c s ~ B = $ 1 , 0 f ] l $ 2 , s 0 0 C = $ 2 , 5 0 1 $ , 5 , 0 0 0 - D--~,001~$i5.000 E

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    FINANCIAL DISCLOSURE REPORT n .... f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 6 o f 1 1 W ilkinson, lII, J H . 0 5 / 1 0 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i n t o . . . . , l , , . t r a n s a c l i o n v ( I n c lu d e s tho;~e of spow;e and dependent children.- see pp. 34-60 of filing instruction&)

    N O N E 0 ~ reportable income, asset& or transactions.)A B C DD e s cn p n o n o ~ A s s e ~ s Income dunng G r o s s v a lu e a t e n d Transactm~ dunng repomng pe~od( including t~t a~e~) ~ r e ~ m g period of reposing

    Pla~ "(X)" after each asset A m o u n t { T~ (e g . , V alue V alue Ty~ ~e.g.. , Date [ Value~am[ ld~tity o fe x e m p t h e m p r ~ m d t s c lo s u r e Code I div, rent, C o d e 2 ~Meth~ b u y , ~ e l l, mm / d d ~ C~2 ~ Cod e 1 I buyer/sel]cr~ ( A - H )

    o r m r . ) [ ( J - P ) C~e(Q.W)3r e d e m p t m n ) i [~O - P ) , (A-H) t ....f p n v a t e ~ o n )

    35 . IRA # 1

    3 6 ~ -R~dgewo~h Fd-Sm Cap Growth A D ivtd en d S old 10/26/09 J37. -Ridge w or t h F d-Ml dCa p Core E q A Di vi de nd S old 07/13/09 J38. -Ridge,a, or th Fd-MldCap Val Eq A Dr~adend J T39 -Ridgeworth Fd-LargeCap Core Eqt A Dtvtdend Sol d 07/13;09 K40 -RIdgeworth Fd-LargeCap Grth Stk A D tvid en d K T Bu y 07/13109 K( ad d l )4 1 -Rtdgeworth Fd-Large Cap Value Eqty A Di vi de nd K T Bu y 07/13/09 K( ad d l )

    142 -Rtdgeworth Fd-Aggress~ve Growth A D ivtd en d J T S old 07/I 3/09 J(part)43 -Ridgeworth Fd-Emerg~ng Growth A Di vi de nd J T Sol d 07/I 3/09 J( p a r t )44 . -R~d gewor th Fd - lml E q mty A Di vi de nd Sol d 07/13/O945 -Rldgeworth Fd-/n tl 130;30 A Di vi de nd J T46 -Rldgeworth Fd-Intl Fqmty Index A Di vi de nd K T Bu y 07/13/0947 -R~dgcworth Fd-Pnme Q lty Mmkt A Interest J T48

    49 TRU S T # 250 -A lbemar le Cor p Cor n m on S tock A D ivid en d J T5 1 -AT & 1" Common Stock B D ivid en d K T

    1 [ n c o m e ( ~ a , n C o d c s .,x. =$1,O00orlc~s -B -= $1 ~001 7 52 500 C - $ 2 , 5 0 1 -$5,000 D = $ 5 , 0 0 1 " $ t 5 , 0 0 0 F -S15,~)1 -$50,~0

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    FINANCIAL DISCLOS URE REPORT S o m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage 7 o f 1 1 W ilkinson, Ill, J I t . 0 5 / 1 0 / 2 0 1 0

    VII. INVESTMENTS and TRUSTS ..... e , value, ira . . . . . f inns lncludes those of ap . . . . . d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)[] NONE (No reportable income, assets, or transactions.)

    ......... A.---- ~ B. ~ C ] ..... D. ~ ............D e s c r i p t i o n o f A s s e t s : ] n c o m e doting G r o s ~ v a l u e a t e n d T r a n s a c t to n s d u n n g reporttog period( i n c l u d i n g t r u s t a s s e t s) I r e p o r t i n g p e r t o d o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t i Amount ["rype (e g. Value Value r ~ . q : , e ( e ~ ,e x e m p t f r o m p r i o r d t s c l o s u r e t Code I dry., rent. C o d e 2 , M e t h o d b u y , . s e l l , mm .dcV3, .y Code 2 Code 1 [ buyer/seller

    I: ( A - H ) i or mt) ( . I - P ) C o de 3 r e d e m p t i o n )................... ! ( Q - V ~ ) | t r a n s a c t i o n )52 -D n pon t E [ Nemour s & C o , Common S tock A D tvld en d J T53 -D uke En er gy Cor p Cor mn on S tock A Di vi de nd54 -Hewle t t Packar d Comm on S tock A D ivtd en d L T

    ~ 5 5 -John son & John son Common S tock B D tvid en d L T56 -Ltn co ln Nat l Cor p Comm on S tock A Di vi de nd L T Sol d 1 Ill 3/09 J D" (part)57 -Royal Dutch Petro Shell Common Stock B D~vtdend K T58 -S pec t ra En er gy Cor p Comm on S tock A Di vi de nd J T! 59 -Schering Plough Corp Conmmn Stock A Dtwdend K T Merged 11/05/09 K B(with l ine 60)60 -Mer ck & Co Com mon S tock B Di vi de nd K T6 1 -W y eth Common S tock A Di vi de nd K T Merged 10/16/09 J D(with hne 62)62 -P fize r e In c Comm on S tock A Dtvtdend J T63 - IS har es Tr S & P S m C ap 6 00 V a lue In d os A Dtvtdend Sol d 1 I /I3/09 KFd64 -Ridgeworth Fd-LargeCap Core Equi ty A Dtvldend Sol d I ! 1 1 0 / 0 9 L65 -Ridge w or t h F d-Sm a l l Ca p G row t h S t k A Dtvtdend S old 11]10/09 J66 -Rldgcworth Fd-lnl l Eqmty A D l w d e n d Sol d 11!10/09 K67 -Ri dge w or th F d -Agre ssw e G row t h S t k A D~vldend K I68. -Rtdgcworth Fd-Va Inter Mun Bd A In te rest K " 1 Bu y 11/10 /09 M( ad d l )

    P3 ~21000.001-550.000.~ P4 MorethaaS50,000,o00

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    FINANCIAL DISCLOSURE REPORT N a m e o f P e r so n R e i m r t h ~ g D a t e o f R e p o r tPage 8 o f 11 W i lk i n s o n , I l l , J H . 05/10/2010

    V I I . I N V E S T M E N T S a n d T R U S T S - i .e o , ~ , ~ . e , t , ~ , ~ a ~ t i o n s a . ~ 1 a a e ~ t h o s e o y .~ o ~ ~ . ~ ~ d ~ , ch~dren; see p p . 3 4 - 6 0 of ~ding ingruc,~ng)N O N E ~ o reportable income, assets, or transactions.)

    Description of A~e~ ~ Income dunng ~ ~oss value at end i T~nsactlons ~rmg reposing pen~(including t~st assets) reposing pert~ o f r e p o m n gP l a c e " ( X ) " a f t e r e a c h a s s e l A B o u n t " 1 " ~exempt from prior disclos~e ~ C~e I [ d t v . r e n t . , C o d e 2 Meth od ~ bu y, se l l , m~d & y y Cod e 2 : Cod e 1 b u ~ e r / ~ e l l e r( A - H ~ o r m l ) ( J - P ) C o d e 3 r e d e m p t i o n ) ~ ~ 0-P) ( A - H ) 0fp~vate

    69 . -R~dge w o~h F d-Va T a x F r~ MM A Interest K T7 0 .

    7 1 . DEPOSIT AC COL~,ITS

    7 2 . SunTrust Interes~ Checking #1 A Interest K T73 S un Tr us t Check in g # 2 N on e J T74 S un Tr us t Check in g # 3 Non e J T75

    76 TRU S T # 3

    7 7 . -R~dgeworth Fd-LatgeCap core Eqmty B Di vi de nd M T78 -R~d gewor th Fd -S ma l lcap Gr owth S tk A Di vi de nd J T79 -Rldgeworth F d-ln tl Equ~ly. B Dtv,dend L T80 -R~dgeworth I .d-ln tl Fd 1 30,30 A D ivid en d J T8 1 . -R]dgeworth bd-M,dcap (ore Equi ty A D w l d e n d J T82 -R~dgeworth Fd-Largecap Gro,.vth Stk A D i w d e n d K T83 -R~dgeworth Fd-Aggresslve Growth Stk A D~wdend K T8 4 . -R~dgeworth Fd-Lmergmg Growth Stk A l)~vidend K T85 -R~dgeworth Fd-LargcCap Val I : .qu~y A D ivid en d J T ]

    I I ..... G u m C o d e s A - $ 1 0 0 0 o . l e~ s -- ~ =$1~1 $2~ ........................t~e Colunms B I an d D 4 ) ~ -$50,~I - $100.~0 G ~Sl00.001 - $1,~0.0~ HI =$1 .~.00l - $5,~0,000 H 2 = M o ~ ~ a n $ 5 , 0 0 ~ ,0 0 0(See (~du~s CI and D3) N ~ 5 2 5 0 , 0 0 1 - $ 5 0 0 . 0 0 0 O $500 601 - $1.0~ 0~ Pl =$1,~,001 - $5,0~,~0 P2 -$5 00O ~l - $25f l~1),(1(~

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    FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o nR e po r t i ng D a t e o f R e po r tPage 9 o f 11 W i l k in s o n , I I I, J H . 0 5 / 1 0 / 2 0 1 0

    V I I . I N V E S T M E N T S a n d T R U S T S -i . .. . e , ~alue, transacdons(lncludesthoseofsp ...... d dependent chRdren; see pp. 34-60off!linginstructlons.)N O N ~ (No reportable income, assets, or transactions.)

    Descnptmn of As~s i n c o m e d u n n g Gross value a t end T~nsact~on~ during reposing ~nod( inc luding ~mst a~ ts)Place "(X)" aRer each as~t ~ Amount Type ~e,g,. V a l u e V a l u e T~e (e g, Date Value Gain Id~uu ofe x e m p t f ro m p r io r d ~ sc lo su re , (A-H) or mr) (J-P) C od e 3 ~demptmn) ~ (J-P) (A - H ) (if priva te

    86 . -Ridgewo~ Fd-M~dcap Val Equi~ A D ~ v ~ d e n d

    87. -Ridgeworth Fd-Va Inter Mun Bd D Interest M T88 -Ridgworth Fd-Va Tax-Free MMkt A Interest K T

    I I n c o m e G a i n C o d e s A = $ 1, 0 0 0 o r l e ss B~ - $1 , 0 ~ i - $ 2 .5 0 0 C - $ 2 , 5 0 1 - $ 5 . 0 0 0 O = $ s .0 0 l - $ 15 0 90 E =$1 5 , 0 0 1

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    FINANCIAL DISCLOSURE N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tREPORT[ W i ~ k i ,, ~ o n , m , s H . O ~ / l o : 2 o t o

    age 10 o f 11VIII. ADDITIONAL INFORMATION OR EXPLANATIONS, (IndicatepartofReport.)

    Part II : Agreements .Re: I will rec, contd . . .~n any benef it plan prowdcd by the Univcrs~, although past pension benef its arc vested . My mortgage was provided at a favorable rateavailable to faculty members a.nd had to be ref inanced within 6 mon ths of leaving the University . The mortgage was prod in full on 02 /09/1985.

    Trusl #1My Revocable Trust-

    IR AMy current IRA-A cco lmt i s in ves ted en tL re ly in S un Tr us t Ban k m utua l f imd s , n am ed Rtd gewor th I un d s-

    Trust #2~ Revocable Trust-

    Trust #3Irrev. GST Trust for me (from~ trust)-This Trust was created from~.~~ " ~, i i~l~rust ~ Rev. Trust became l rrev Interim Trust-aftc~death) which was spl i t into two shares, af ter IRS approval wasr ece ived , f or ~ and ~ ~y s l~ar e l a te i " became th i s t r u s t Wh en ~ t was in t t i a l ly f u nded , ~ t on ly h e ld cash . bu t ~ t h as now been f u I inves ted Th e over a l lasset a l locat i i i iVnow includes various asse t classes represented by a d~vers group of SunTrust Bank mutual funds (R~dgeworth Funds) ~t~s 77 through 88

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    FINANCIAL DISCLOSURE REPORT ~ .... f P e r $ o n R e p o r t i n g D a l e o f R e p o r tPage l i o f 11 W ~ I k ~ .~ o . , m , J n . o s / 1 o / ~ o l oIX . CERTIFICATION.

    1 ce r t i fy tha t a ll i nfo rmat ion g iven above ( inc luding info rmat ion pe r t a in ing to my s pou s e and m inor o r depend ent ch i ldren , i f any) i saccura t e , t rue , and com ple t e to the bes t o f my knowledge an d be l i e f , and tha t any info rmat ion no t repo r t ed was wi thhe ld becaus e i t me t appl i cable s ta tu to ryprov i s ions pe rmi t t i ng non-di s c los ure .

    I fu r the r c e r ti fy tha t ea rned incom e f rom out s ide em ployment and honora r i a and the accep tance o f g i f t s which have been repor t ed a re incompl i ance wi th the prov i s ions o f 5 U .S .C . app . 501 e t . s eq . , 5 U .S .C . 7353 , and Judic i a l C onfe rence regula t ions .

    S i g n a t u r e

    N O T E : A ~ N Y I N D I V I D U A l , W H O K N O W I N G L Y A N D W I LF U L L Y F A L S IF I E S O R F A I L S T O F I LE T H I S R E P O R T M A Y BE S U B J E C T T O C I V I LA N D C R I M IN A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    FILING INSTRUCTIONSM al l s ig ned o r i gi na l and 3 ad d i t io na l c o p ~ es t o :

    C o m m i t t ee o n F i nanc i a l D ~ s c l o s u r eA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s C ou r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h i n gt o n , D .C . 2 0 5 4 4