III Harvey Bartle Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . Person Repor ting ( las t name, f ir s t , middle init ial)Batt le III , Harvey

4. Tit le (Art icle II l judges indica te ac t ive or senior s t a tus ;magis t ra te judges indicate ful l - or par t - t ime)

Chief U.S. Dist r ict Judge

7. Chambers or Of f ice Address16614 U.S. Cour thouse601 Market St ree tPhi l ade l ph i a , PA 1 91 06

2. Court o r Organ iza t ionU.S. Dist r ic t Cour t , E .D. Pa.

3. D a t e o f R e p o r t04/27/2011

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Repo rt and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliancewith appl icable l aws and regula t ions .

6. Report ing Pe riod01/01/2010

to12/31/2010

Reviewing Office r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NON E box for each part where you have no reportable information. ~qign on last page.

I . P O S I T I O N S . m e p o m n g individual only; seepp. 9-13 of f i l ing instructions.)~-~ N O N E ( N o reportable positions.)

POSITION

2. Co-Trustee

NAME OF ORGANIZATION/ENTITY

T r u s t s u nde r Wi l l

3. Co -Executo r Esta te

4.5.

I I . A G R E E M E N T S . m e p o . i . g individual only; seepp. 14-16 of filing instructions.)~ (No reportable agreements.)ON E

DATE PARTIES AND TERMS


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N a m e o f P e r s o n R e p o r ti n gFINANCIALDISCLOSUREREPORT] Bartle II1, Harvey

Page 2 of 7

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o S i n g i n d i v i d a a l o n d s p o a s e ; s e e p p . 1 7 - Z 4 o f fd l n g instructions.)A. Filers Non-Investment IncomeD (No reportable income.)O N E non-investment

D A T E S O U R C E A N D T Y P E I N C O M E( y o u r s , n o t s p o u s e s)

D a t e o f R e p o r t04/27/2011

I. 2010 Co -Executo r Fee $7,000.002.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f you were m arried during any portion of the reporting year, com plete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)

1.20102.20103.4.

D A T E S O U R C E A N D T Y P ETexas Teachers Retirement Sy s tem - P ens ion

~ Salary

I V . R E I M B U R S E M E N T S --transportation, lodging, food, e n t e r t a i n m e n t .(Includes those to spouse an d dependen t children," see pp. 25-27 of f!l ing instructions.)

~] (No reportable reimbursements.)O N E

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 7

N a m e o f P e r s o n R e p o r t i n gBartle lIl, Harvey

Date of Repor t04/27/2011

V . G I F T S . a n c l u d e s those to spouse and dependent children; seepp. 28-31 of filing instructions.)~] N O N E (No repo rtable gifts.)

SOURCE DESCRIPTION1. The Phi lad e lp hia Bar Asso c ia t io n Mem bership (ex ten d ed to a l l jud g es )2.3.4.5.

VALUE$383.00

V I . L I A B I L I T I E S . ( I n c l u d e s t h o s e o l s p o u s e . n d dependen t children; see pp. 32-33 of f!l ing instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in gBartle Ill, Harvey

Date of Report04/27/2011

V II. INVESTM ENTS and TRU STS - i .... e , value , transac tions (Inc ludes those o f spouse and depen dent ch ildren; see pp . 34-60 of f i l ing ins truc tions .)N O N E (N o reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g Gross value at end

(including t r u s t a s s e t s ) reporting period of reporting period(1) (2) ( 1 ) ( 2 )

Place "(X)" after each asset Amoun t T y p e ( e . g .,exempt from prior disclosure C o d e 1 div . , r e nt ,( A - H ) or i n t . )

1 . Eastm an K odak (Com .) None

2. IBM (Com.) B Dividend

3. Xerox (Com.) A Dividend

4. Johnson & Johnson B Dividend

5. Delp h i Autom otive System s (Com .) None

6. TD Bank A I n t e r e s t

7. V anguard-W indsor II (IRA rollover) None

8. Merrill Lynch (Mercury U.S. Large Cap NoneFund Class B)

9. TIAA/CREF (Retirement Fun d) E Int./Div.

1 0 . Vanguard (Wellington Fund) B Dividend

1 1 . Vanguard (Wellington Fund Admr) D Dividend1 2 . Vanguard (Pa. Long Term Tax Exemp t A I n t e r e s tFund)1 3 . American Mut. Fd. Inc. A B Dividend

1 4 . Capital World Growth & Inc. Fd. Class A B Dividend

1 5 . European Growth Fd. Class A B Dividend

1 6 . Franklin Pa. Tax Free Inc. Fd. D Dividend

1 7 . General Electric B Dividend

ValueCode 2 M e t h o d

( J - P ) Code 3(Q-W)

J T

L T

J T

K T

J T

L T

M T

J T

O T

M T

N T

J T

L T

L T

L T

M T

L T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(1 ) (2) (3) (4) (5 )V a l u e Type (e.g ., Date V a l u e Ga i n Identity of

buy. se l ! , m m /d d!yy Co de 2 Code 1 buyer/sellerr edempt ion) (J-P) (A -H ) (if privatet r a n s a c t i o n I

B =$1,001 - $2,500( See Columns BI and D4) F =$50,001 - $100,000 G = $]00,001 - $1,000,000

2. V alue Co de s J = $15,000 or less K = $15,001 - $50~000( See Columns C I and D3) N =$250,001 - $500,000 O =$5 00,00I - $1,000,000

P3 =$25,000,001 - $50i000,0003. Value Method Codes Q =Ap p r a i sa l R =Cost (Real Estate Only)( See Column C2) U = Book V alue V = Oth er

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000H 1 = $1,000,001 - $5,000,000 H2 =More than $5,000,000L =$50,001 - $ 100.000 M =$100,001 - $250,000PI =$1,000,001 - $5,000,000 P2 -$5,000,001 - $25,000,000P4 More than $50,000,000S = A s s es s ment T = Cas h M ar k etW = Es t imated


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N a m e o f P e r so n R e p o r t i n gBartle Ill, Harve y

D a t e o f R e p o r t04/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt f rom pr ior d isc losure

I n c o m e d u r i n gr e p o r t i n g p e r i o d

(1 ) (2 )A m o u n t Type (e.g.,C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d

( 1 ) (2) ( 1 ~ (2) O) " (4) (5 )V a l u e Value Type (e.g., Da te V a l u e G a i n Identity ofC o d e 2 M e t h o d b u y , s e l l , mm/dd/yy C o d e 2 C o d e 1 b u y e r / s e l l e r

( J -P) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 8 . Fundam ental Invs. Inc. Class A A Dividend L

1 9 . Growth Fund America Class A A Dividend L

20 . W F Advantage Muni M oney Mkt. Fd.* A I n t e r e s t J21 . T rus t un de r Wi ll - Wach o via Co m m and None JMoney Mkt**22 . Estate - Wachovia Command M oney Mkt** None J

23 . World Savings Bank CD 4.7% A I n t e r e s t K24 . World Savings Bank CD 4.85% A I n t e r e s t K

T

T

T

T

T

T

T

Distributed 01/29/10Distributed 01/29/10

JJ

1. Income Gain CodesI A = $1,000 or less B = $1,001 - $2 ,500( See Columns B | and D4) F = $50.001 - $100,000 G =$100,001 - $1,000,0002 . V a lue Co d es J = $15,000 or less K -$15,001 - $50,000

( See Columns CI and D3) N =$250,001 - $500,000 O = $500,001 - $1,000,000P3 =$25,000,001 - $50,000,0003 . V alue M eth od Codes Q =Ap p r a i sa l R = Cos t ( R eal Es ta t e Only)

( See Column C2) U = Book V atue V - O t h e r

C =$2,501 - $5,000 D =$5,001 - $15,000H I =$ 1 ,000,00t-$ 5 ,000,000 H2 =More than $51000,000L =$50,001 - $100,000 M =$100~001-$250,000P 1 = $ t , 0 0 0 , 0 0 1 - $ 5 ,0 0 0 ~ 0 0 0 P2 =$5;000,001 - $25,000,000P4 -More than $50,000,000S = A s s cs s mcnt T = Cas h M ar k etW = Es t imated

E =$15,001 - $5 0,000


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N a m e o f P e r so n R e p o r t in gBar t l e 1 1 1 , H a r v ey

Date o f Report04/27/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of report.)


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N a m e o f P e r so n R e p o r t in gBar t l e 1 1 1 , H a r v ey

Date of Repor t04/27/2011

IX. CERT IFICATION.I c e r ti f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c . h i ld r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t he r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc ompl ianc e wi th the p rovis ions o f 5 U. S. C. app . 501 e t . seq . , 5 U. S. C. 7353, and Judic ia l Confe renc e r egula t ions .

S i g n a t u r e : S / H a r v e y B a r tl e I I I

N O T E : A N Y I N D I V I DU A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S I F IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B JE C T T O C IV I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p , 10 4 )

C o m m i t te e o n F i n a n c i a l Di s c l o s u reAd m in i s t r a t ive Of f ice o f the Uni ted Sta te s Cour t sSui t e 2-301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D. C . 2 0 5 4 4

III Harvey Bartle Financial Disclosure Report for 2010

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