by Gin-Shian Lou DGT,Chinese Taipei Email:[email protected] May 11, 2005

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by Gin-Shian Louby Gin-Shian LouDGT,Chinese TaipeiDGT,Chinese Taipei

Email:[email protected]:[email protected]

May 11, 2005May 11, 2005

Approval Regulatory FrameworkApproval Regulatory Framework

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DGTOutlinesOutlines

Approval Regulatory Overview Approval Regulatory Schema Low Power RF Devices Technical Regulations Terminal Equipment Technical Regulations Conformity Assessment Scheme Conformity Assessment Requirements Marking Requirements Market Surveillance and Enforcement Mutual Recognition of Test Report Mutual Recognition of Certification

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DGTApproval Regulatory Overview (1/9)

Equipment Approval Related Articles in Telecom Act

1999電信法

§44

§39

§49, 50 §48

§46

§42

§39

§49, 50 §48

§46

§42 §44

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2003Telecommunications

Act

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DGT

Equipment Approval Related Articles

Article 42

Article 44 Article 50

Telecommunications Act

Telecommunications Terminal Equipment

Controlled Telecommunications Radio Frequency Device

Approval Regulatory Overview (2/9)

Article 49

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DGTApproval Regulatory Overview (3/9)

Article 42, Telecommunications Act (1/2) Article 42, Telecommunications Act (1/2)

The telecommunications terminal equipment for connection to the telecommunications machinery and line facilities of a Type I telecommunications enterprise shall conform to technical specifications, and be certified and approved before import and sale. The technical specifications shall be prescribed and announced by the Directorate General of Telecommunications (DGT).

The DGT shall enact regulations regarding the compliance approval mode and procedure of the telecommunications terminal equipment, the issuance, renewal, replacement and termination of the certificate of approval, and the embossment, marking and use of Approval Label, as well as the regulations with respect to the supervision and administration of compliance approval.

The aforementioned technical specifications must ensure the following:

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DGT

The connection shall not damage telecommunications machinery and line facilities of Type I telecommunications enterprise, or malfunction of the said facilities.

Any nuisance shall not be caused to other users of the telecommunication machinery and line facilities of a Type I telecommunications enterprise.

The demarcation of responsibility between the telecommunications machinery and line facilities of a Type I telecommunications enterprise and the terminal equipment connected by users shall be clearly stipulated.

Ensure electromagnetic compatibility to harmonize and effective use of the radio spectrum.

Ensure electrical safety to prevent harm to network operator personnel or users.



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DGT

The DGT or the certification bodies commissioned by the DGT shall be responsible for compliance approval of telecommunications terminal equipment.

Regulations governing the qualifications, the scope and limitations of delegated power, cancellation or termination of the commission, and supervision related to the commission of the aforementioned

certification bodies shall be enacted by the DGT.


Article 44, Telecommunications Act Article 44, Telecommunications Act

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DGT

To ensure national security and maintain the orderly sequence of radio waves, permission to manufacture, import, install or possess controlled telecommunications radio frequency devices shall be obtained from the MOTC; the model numbers and quantities of such devices manufactured or imported shall be reported to the MOTC for further reference.

Regulations governing the operation permit of manufacture or import of controlled telecommunications radio frequency devices, the issuance, renewal, replacement and termination of operation license, administration of manufacture, import, installation and possession of the said devices, and other related matters shall be enacted by the MOTC.



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DGT

No controlled telecommunications radio frequency device shall be manufactured, imported, sold or publicly displayed unless it has received type approval and recognition of inspections. However, the manufacture of such devices in connection with academic studies, technological research and developments or experiments, as well as uses exclusively for exportation, re-importation after exportation and other uses permitted by the MOTC of such devices are exempted.

The items of controlled telecommunications radio frequency devices mentioned in the first paragraph shall be announced by the MOTC.



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DGT

Technical specifications for controlled telecommunications radio frequency device shall be mandated and announced by the DGT. In the event that national standards are already in place, said standards shall prevail.

Regulations governing the compliance approval mode and procedure of the devices mentioned in the preceding paragraph, the issuance, renewal, replacement and termination of inspection or compliance approval or certificate of approval, the affixing, embossment and use of the inspection Approval Label, as well as regulations related to the supervision and administration of inspection shall be enacted by the DGT.



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DGT

The DGT or the certification bodies engaged by the DGT shall conduct the compliance approval on of the controlled telecommunications radio frequency devices. Rules governing the qualifications of the said certification bodies, the delegated power, cancellation or termination of the engagement, and supervision related to the engagement shall be enacted by the DGT.

The inspection and technical specifications as prescribed in Article 42 shall apply to controlled telecommunications radio frequency devices that are used in telecommunications terminal equipment.



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DGTApproval Regulatory Schema

Telecom Act

Regulatory requirements

Technical requirements

Compliance Approval

requirements

Administration Regulations of Regulatory Certification Body for Controlled Telecommunications Radio-Frequency Devices

Administration Regulations of Regulatory Certification Body for Telecommunications Terminal Equipment

Administrative Regulations on the Controlled Telecommunications Radio-Frequency Devices

Administrative Regulations on Low Power Radio Waves Radiated Devices

Administrative Regulations on Radio Waves of Industrial, Scientific, Medical Equipment

Compliance Approval Regulations on Controlled Telecommunications Radio-Frequency Devices

Compliance Approval Regulations of Telecommunications Terminal Equipment

LP Device: LP0002(1)

TTE: PSTN(5); ISDN(1); PLMN(8); S-PCN(1)

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DGT

Regulations:

Administrative Regulations on the Controlled

Telecommunications Radio-Frequency Devices

Administrative Regulations on Low Power Radio Waves

Radiated Devices


Technical Specifications:

LP0002: Low Power RF Devices Technical Specifications

Regulations:

Administrative Regulations on the Controlled


Administrative Regulations on Low Power Radio Waves

Radiated Devices


Technical Specifications:

LP0002: Low Power RF Devices Technical Specifications

Low Power RF Devices Technical Regulations (1/5)

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DGT

Article 3, Administrative Regulations on the Controlled


Article 3, Administrative Regulations on the Controlled

Telecommunications Radio-Frequency DevicesThe controlled telecommunications devices(CTD) indicate those authorized radio frequency devices specified in the Section 4, Article 49 of the Telecommunications Act.

Two Types for above Radio Equipment:

1) A License to operate a radio apparatus: Pursuant to paragraph 6 of Article 14, Article 47, Article 46 of ACT

2) License Exempt to operate a radio apparatus: through conformity Assessment Process

Ex: Low Power License-Exempt Radio communication Devices

The controlled telecommunications devices(CTD) indicate those authorized radio frequency devices specified in the Section 4, Article 49 of the Telecommunications Act.

Two Types for above Radio Equipment:

1) A License to operate a radio apparatus: Pursuant to paragraph 6 of Article 14, Article 47, Article 46 of ACT

2) License Exempt to operate a radio apparatus: through conformity Assessment Process

Ex: Low Power License-Exempt Radio communication Devices


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DGT

The controlled telecommunications radio frequency devices shall not be manufactured, imported, sold or publicly displayed if they acquired neither type approvals nor recognition of inspections. However, the manufacture, exportation only and other purposes permitted by the MOTC for those devices in connection with academic studies, technological researches and developments, or experiments are ruled out.

The controlled telecommunications radio frequency devices shall not be manufactured, imported, sold or publicly displayed if they acquired neither type approvals nor recognition of inspections. However, the manufacture, exportation only and other purposes permitted by the MOTC for those devices in connection with academic studies, technological researches and developments, or experiments are ruled out.

Article 10, Administrative Regulations on the Controlled Telecommunications Radio-Frequency Devices Article 10, Administrative Regulations on the Controlled Telecommunications Radio-Frequency Devices


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DGT

Article 4, Administrative Regulations on Low Power Radio Waves Radiated Devices Article 4, Administrative Regulations on Low Power Radio Waves Radiated Devices

The compliance approval of low power radio-frequency devices shall be conducted pursuant to ”Compliance Approval Regulations on Controlled Telecommunications Radio Frequency Devices” and “Low-power Radio-frequency Devices Technical Specifications”.

A certificate of approval will be issued to the applicant while DGT or regulatory certification body (RCB) approves the low power radio-frequency devices in accordance with the regulations specified in the preceding Paragraph. The format of certificate is defined and determined by DGT.

The compliance approval of low power radio-frequency devices shall be conducted pursuant to ”Compliance Approval Regulations on Controlled Telecommunications Radio Frequency Devices” and “Low-power Radio-frequency Devices Technical Specifications”.

A certificate of approval will be issued to the applicant while DGT or regulatory certification body (RCB) approves the low power radio-frequency devices in accordance with the regulations specified in the preceding Paragraph. The format of certificate is defined and determined by DGT.


The Low Power RF Device means the controlled telecommunications radio-frequency devices in compliance with “Low-power Radio-frequency Devices Technical Specifications”

The Low Power RF Device means the controlled telecommunications radio-frequency devices in compliance with “Low-power Radio-frequency Devices Technical Specifications”


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DGT

The low power radio-frequency devices shall not influence aircraft security and interfere legal communications; If found, the user shall cease operating immediately until no interference is achieved.

The low power radio-frequency devices shall not influence aircraft security and interfere legal communications; If found, the user shall cease operating immediately until no interference is achieved.



The manufacturer, importer or supplier of low-power radio-frequency devices shall print the requirements stipulated in Article 12, 14 on the operation manual

or instruction guide.

The manufacturer, importer or supplier of low-power radio-frequency devices shall print the requirements stipulated in Article 12, 14 on the operation manual

or instruction guide.


Without permission granted by the DGT, any company, enterprise, or user is notallowed to change frequency, enhance transmitting power or alter originalcharacteristic as well as performance to a approved low power radio-frequency devices.

Without permission granted by the DGT, any company, enterprise, or user is notallowed to change frequency, enhance transmitting power or alter originalcharacteristic as well as performance to a approved low power radio-frequency devices.


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DGTTerminal Equipment Technical Regulations (1/9)

Regulation: Compliance Approval Regulations of Telecommunications Terminal Equipment

Technical Specifications: PLMN01: GSM 900 and DCS1800 Mobile Equipment PLMN02: 1900MHz Digital Low Tier PHS Radio Terminal Equipment PLMN03: 1900MHz Digital Low Tier PACS Radio Terminal Equipment PLMN04: Trunked Radio Terminal Equipment PLMN05: Mobile Data Radio Terminal Equipment PLMN06: Paging Receiver Radio Terminal Equipment PLMN07: 1880-1895MHz Wireless Private Branch Exchange and Radio Terminal Equipment PLMN08: The Third Generation Mobile Telecommunication Terminal Equipment PSTN01: Terminal Equipment for Connection to Public Switched Telephone Network RTTE01: 2.4GHzRadio-frequency Telecommunications Terminal Equipment ADSL01: Asymmetric Digital Subscriber Line Terminal Equipment and POTS Splitter ID0002: DS1 Equipment Type Approval Guidelines IT0002: CT-2 Wireless Private Branch Exchange System Equipment Type Approval Guidelines IS6100: ISDN Terminal Equipment IS2019: 1.6/2.4 GHz Satellite Personal Communications Networks (S-PCN) Mobile Earth Stations (MESs) Technical Requirements and Type Approval Guidelines

Regulation: Compliance Approval Regulations of Telecommunications Terminal Equipment

Technical Specifications: PLMN01: GSM 900 and DCS1800 Mobile Equipment PLMN02: 1900MHz Digital Low Tier PHS Radio Terminal Equipment PLMN03: 1900MHz Digital Low Tier PACS Radio Terminal Equipment PLMN04: Trunked Radio Terminal Equipment PLMN05: Mobile Data Radio Terminal Equipment PLMN06: Paging Receiver Radio Terminal Equipment PLMN07: 1880-1895MHz Wireless Private Branch Exchange and Radio Terminal Equipment PLMN08: The Third Generation Mobile Telecommunication Terminal Equipment PSTN01: Terminal Equipment for Connection to Public Switched Telephone Network RTTE01: 2.4GHzRadio-frequency Telecommunications Terminal Equipment ADSL01: Asymmetric Digital Subscriber Line Terminal Equipment and POTS Splitter ID0002: DS1 Equipment Type Approval Guidelines IT0002: CT-2 Wireless Private Branch Exchange System Equipment Type Approval Guidelines IS6100: ISDN Terminal Equipment IS2019: 1.6/2.4 GHz Satellite Personal Communications Networks (S-PCN) Mobile Earth Stations (MESs) Technical Requirements and Type Approval Guidelines

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DGT

The Telecommunications Terminal Equipment mentioned herein shall refer to any digital or analog equipment that interfaces with the end point of the Public Switched Telecommunications Network by using wireless or wired transmission media and conducts communications by means of optical or electromagnetic wave.

The Telecommunications Terminal Equipment mentioned herein shall refer to any digital or analog equipment that interfaces with the end point of the Public Switched Telecommunications Network by using wireless or wired transmission media and conducts communications by means of optical or electromagnetic wave.

Terminal Equipment Technical Regulations (2/9)

Article 2, Compliance Approval Regulations of Telecommunications Terminal Equipment Article 2, Compliance Approval Regulations of Telecommunications Terminal Equipment

◎ Definition of TTE

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◎ Principle of TTE Technical Specifications

The relevant TTE technical specifications shall be formulated and announced in public by the DGT

The aforementioned technical specifications shall not only contain test items and standards, but also ensure the following:

The connection should not damage telecommunications network facilities of Type I telecommunications enterprises, or malfunction the said facilities.

Any nuisance shall not be caused to other users of the telecommunications network facilities of Type I telecommunications enterprises.

The demarcation of responsibility between the telecommunications network facilities of Type I telecommunications enterprises and the terminal equipment connected by users shall be clearly clarified.

The connection of TTE shall ensure it is normally interfaced with the telecommunications network facilities of Type I telecommunications enterprises.

Ensure Electro-Magnetic Compatibility (hereinafter as EMC) to harmonize and effective use of the radio spectrum.


The relevant TTE technical specifications shall be formulated and announced in public by the DGT

The aforementioned technical specifications shall not only contain test items and standards, but also ensure the following:

The connection should not damage telecommunications network facilities of Type I telecommunications enterprises, or malfunction the said facilities.

Any nuisance shall not be caused to other users of the telecommunications network facilities of Type I telecommunications enterprises.

The demarcation of responsibility between the telecommunications network facilities of Type I telecommunications enterprises and the terminal equipment connected by users shall be clearly clarified.

The connection of TTE shall ensure it is normally interfaced with the telecommunications network facilities of Type I telecommunications enterprises.

Ensure Electro-Magnetic Compatibility (hereinafter as EMC) to harmonize and effective use of the radio spectrum.



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◎ Essential Requirements of TTE

Limit to

Harm to network and users

Electromagnetic Compatibility

Electrical safety

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DGT

◎ EMC/Electrical Safety Requirements for TTE Terminal Equipment Technical Regulations (5/9)

EMC test :

All TTE are requested to conduct EMC test to CNS 13438 from June 28, 2002.

Electrical Safety test :Up to now, the following TTE are requested to conduct Electrical Safety test to CNS 14336 from June 28, 2002. xDSL IP Phone Cable Modem DS1 TTE Cellular Phone (IEC/EN 60950, Jan 7, 2004)


The test items relating to EMC and electrical safety of TTE and date of enforcement shall be announced in public by the DGT.

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Enforcement Date: From July 1, 2001 on, Marking warnings on cellular phone, measuring the SAR

values and posting the SAR values of cellular phone were mandated by DGT. That is, since July 1, 2001, applicants for compliance approval of cellular phones are required to submit SAR test reports or verdict data to the DGT. (Ref: Spe

cific Absorption Rate, SAR)

SAR standards: 2G Cell Phone(PLMN 01, Section 3); 3G Cell Phone(PLMN 08, Section

3.1.2) The DGT adopts the same SAR limits “1.6 W/kg, as measured over 1 gra

m of human tissue” as the FCC and IEEE does. Meanwhile, the DGT adopts the required measurements procedure for the standard, such as FCC Part 2.1093, FCC OET Bulletin 65(Supplement C), ANSI/IEEE C95.1 and ANSI/IEEE C95.3, Std. 1528-200x or the ANSI/IEEE relevant latest requirements.

Enforcement Date: From July 1, 2001 on, Marking warnings on cellular phone, measuring the SAR

values and posting the SAR values of cellular phone were mandated by DGT. That is, since July 1, 2001, applicants for compliance approval of cellular phones are required to submit SAR test reports or verdict data to the DGT. (Ref: Spe

cific Absorption Rate, SAR)

SAR standards: 2G Cell Phone(PLMN 01, Section 3); 3G Cell Phone(PLMN 08, Section

3.1.2) The DGT adopts the same SAR limits “1.6 W/kg, as measured over 1 gra

m of human tissue” as the FCC and IEEE does. Meanwhile, the DGT adopts the required measurements procedure for the standard, such as FCC Part 2.1093, FCC OET Bulletin 65(Supplement C), ANSI/IEEE C95.1 and ANSI/IEEE C95.3, Std. 1528-200x or the ANSI/IEEE relevant latest requirements.

◎ SAR Requirements for TTE (1/4)

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The SAR test report shall contain the followings:

1. Equipment name, brand name and model number.

2. Testing facility connection diagram and description.

3. Name, brand name and model number of test instruments.

4. Test items and standards.

5. Test data and verdict of test results.

6. Date of acceptance and completion of testing.

The SAR test report shall contain the followings:

1. Equipment name, brand name and model number.

2. Testing facility connection diagram and description.

3. Name, brand name and model number of test instruments.

4. Test items and standards.

5. Test data and verdict of test results.

6. Date of acceptance and completion of testing.


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RF Exposure Warning Label:(PLMN01, Section 3.9; PLMN08, Section 3.1.2)

SAR LabelSAR label content:“ SAR limit 1.6 W/Kg; after testing value: W/Kg”

Labeling method: Label accordingly on handset, carton, or in user’s manual.

RF Exposure Warning Label

Warning: ”For Reducing RF Influence, Use Properly “

Labeling method: Label accordingly on handset, carton, or in user’s manual.

Label requirements and Format

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For Domestic testing labs:

The test report shall be issued by the testing labs with the SAR scope accredited by the CNLA and comply with the SAR requirements of the DGT.

For Foreign testing labs:The test report shall be issued by the testing labs with the SAR scope accredited by the third party and comply with the SAR requirements of the DGT.

For MRA CAB:The test report shall be issued by the testing labs with the SAR scope accredited by its Accreditation Body, designated by its Designating Authority as a MRA CAB and comply with the SAR requirements of the DGT.

For Domestic testing labs:

The test report shall be issued by the testing labs with the SAR scope accredited by the CNLA and comply with the SAR requirements of the DGT.

For Foreign testing labs:The test report shall be issued by the testing labs with the SAR scope accredited by the third party and comply with the SAR requirements of the DGT.

For MRA CAB:The test report shall be issued by the testing labs with the SAR scope accredited by its Accreditation Body, designated by its Designating Authority as a MRA CAB and comply with the SAR requirements of the DGT.

◎ SAR test reports how to be accepted by the DGT (4/4)

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DGTConformity Assessment Schema

Testing Lab Accreditation Body

[TAF/CNLA]Comply with

ISO/IEC Guide 58

Testing LabsComply with

ISO/IEC 17025

CABs

Product Certification Accreditation Body

[TAF/CNAB]Comply with

ISO/IEC Guide 61

Accredited/Designated Appointed/Designated

Accredited Accredited

Certification BodiesComply with

ISO/IEC 17025& ISO/IEC Guide 65

Designating Authority/Regulator[DGT]

CNLA:Chinese National Laboratory Accreditation CNAB:Chinese National Accreditation Board

TAF:Taiwan Accreditation Foundation

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DGTConformity Assessment Requirements (1/12 )

Regulations amended ( Coming into force in Nov. 2004): Compliance Approval Regulations on Controlled

Telecommunications Equipment


Outline of the amendment SDoC (Supplier’s Declaration of Conformity) is introduced as

conformity assessment requirements.

Foreign manufacturers can directly apply for compliance approval.

Electronic Filing System for the public to submit application package is introduced.

Regulations amended ( Coming into force in Nov. 2004): Compliance Approval Regulations on Controlled

Telecommunications Equipment


Outline of the amendment SDoC (Supplier’s Declaration of Conformity) is introduced as

conformity assessment requirements.

Foreign manufacturers can directly apply for compliance approval.

Electronic Filing System for the public to submit application package is introduced.

◎ Regulations Amendments

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DGT

◎ Two Types of Conformity Assessment Process for TTE and LP

Conformity Assessment Requirements (2/12 )

Technical Regulations

Certification (Type Approval)

Supplier Declaration of Compliance

(SDoC)

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DGT

Type Approval:

Apply to the approval procedure by the manufacturer, importer or distributor in accordance with the brand name, model number of TTE/LP that shall be submitted to the Directorate General of Telecommunications or DGT recognized certification bodies.

Supplier Declaration of Conformity(SDoC)：

A process in which the Declaring Party has the TTE/LP tested and declare in a signed application form accompanying with the required document to RCB that the TE complies with the appropriate technical standards.

Type Approval:

Apply to the approval procedure by the manufacturer, importer or distributor in accordance with the brand name, model number of TTE/LP that shall be submitted to the Directorate General of Telecommunications or DGT recognized certification bodies.

Supplier Declaration of Conformity(SDoC)：

A process in which the Declaring Party has the TTE/LP tested and declare in a signed application form accompanying with the required document to RCB that the TE complies with the appropriate technical standards.

Conformity Assessment Requirements (3/12 )

◎ Definition of Type Approval and SDoC for TTE and LP

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◎ Category of Compliance Approval for TTE and LP

Category of Compliance Approval Category of Compliance Approval

Sale use Private use

(For LP device only)

SDoCSDoC

Approval

by Piece

Approval

by Piece

Type

Approval

Type

Approval

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◎ Compliance Approval Requirements for TTE and LP

Sale useItems for Application Folder

Type approval Approval by piecePrivate use

1. Apparatus sample X X2. Certificate of origin X X3. User Manuel X X4. Spec. document X X (including

frequency andemission power)

X (includingfrequency and

emission power)5. Circuit diagram or Block diagram X6. Test Report X If necessary If necessary7. Certificate of establishment for legal

entityX X

8. Operation certificate of CTD X(exempt for foreignmanufacturer)

X(exempt for foreignmanufacturer)

9. Other documents specified by DGT X X10. Compact Discs including the above

informationX X

11. Qualification document X

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◎ Elements of Test Report for TTE and LP The test report includes:

Color photographs larger than 4R of the unit to show details of external appearance and internal construction

Name, trade name, model number of equipment Name and address of applicant Name and address of testing lab Unique identity for test report and page test report Testing instrument connection diagram and description Name, trade and model number of testing facilities as

well as date of calibration and period of validity date of calibration and period of validity Technical regulations be performed Test items and its standards Verdict of test results Date of acceptance and completion of testing

The test report includes: Color photographs larger than 4R of the unit to show

details of external appearance and internal construction Name, trade name, model number of equipment Name and address of applicant Name and address of testing lab Unique identity for test report and page test report Testing instrument connection diagram and description Name, trade and model number of testing facilities as

well as date of calibration and period of validity date of calibration and period of validity Technical regulations be performed Test items and its standards Verdict of test results Date of acceptance and completion of testing

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◎ Technical Requirements for TTE and LP

TTE and CTD both shall comply with the test items and standards as specified in the relevant technical specifications; where the test items and standards are not available, testing shall be performed in accordance with the following order:

Ⅰ. National standards

Ⅱ. Standards specified by the international standard organization

Ⅲ. Standards specified by the regional standard organization

National Standards: CNS

International Standards: ITU-T; ITU-R; ISO; IEC; JTC1

Regional Standard: ETSI; ANSI; TTC; CEN; T1

TTE and CTD both shall comply with the test items and standards as specified in the relevant technical specifications; where the test items and standards are not available, testing shall be performed in accordance with the following order:

Ⅰ. National standards

Ⅱ. Standards specified by the international standard organization

Ⅲ. Standards specified by the regional standard organization

National Standards: CNS

International Standards: ITU-T; ITU-R; ISO; IEC; JTC1

Regional Standard: ETSI; ANSI; TTC; CEN; T1

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◎ Conformity Assessment Procedure for TTE and LP (Sale Use)

Equipment conformity assessment

Pass secondary review?

Is the supplement complete and

adequate

Accept application and charge approval fees

Is the application package complete

and adequate?

Issue certificate of approval

RCB

RTL

Testing

Test Report

Turn down the application

Application for secondary review within prescribed time frame

Applicant will receive notification of failure and shall apply for secondary

review within 2 months


Supplement within prescribed time

frame

Supplement within 1 months on receipt of notification from RCB

Applicant

Equipment Sample

1.Application Form2.Copies of related identification documents3.Technical documents

No

No

No

No

YesYes

YesYes

Yes

No

Pass

Fail

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◎ Conformity Assessment Procedure for TTE and LP (Private Use)

Accept Application and charge approval fees

RCB

Is the application package complete

and adequate?

Equipment conformity assessment

Issue Certificate of approval and label

Pass secondary review?

Is the supplement complete and

adequate

Applicant


Application for secondary review within prescribed time frame


Applicant will receive notification of failure and shall apply for secondary

review within 2 months

Supplement within prescribed time

frame

Supplement within 1 months on receipt of notification from RCB

1.Application Form2.Equipment sample3.Copies of related identification docum

ents4.Technical documents

No

NoNo

NoNo

Yes

Yes

Yes

Pass

Fail

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◎ SDoC for TTE and LP

Planning to the products apply SDoC: The products has short life cycle. The Products has stable quality and low Safety risks. Less impact on consumers

Starting with small area of products, to see the knowledge and cooperation manufacturers, importers and distributors have to meet the certification regulations.

The items of equipment and date of implementation applicable to the SDoC procedure will be announced by the DGT. It is expected to put into force in the end of 2005.

Planning to the products apply SDoC: The products has short life cycle. The Products has stable quality and low Safety risks. Less impact on consumers

Starting with small area of products, to see the knowledge and cooperation manufacturers, importers and distributors have to meet the certification regulations.

The items of equipment and date of implementation applicable to the SDoC procedure will be announced by the DGT. It is expected to put into force in the end of 2005.

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◎ SDoC and Registration Requirements for TTE and LP

Equipment testing must be performed by DGT recognized testing laboratories

Compliance Folder are kept by RCB.

Sample equipment, testing software and special testing facilities are kept by Declaring Party for 5 years until the equipment doesn’t be manufactured or imported

The Equipment models will be registered by RCB.

Equipment testing must be performed by DGT recognized testing laboratories

Compliance Folder are kept by RCB.

Sample equipment, testing software and special testing facilities are kept by Declaring Party for 5 years until the equipment doesn’t be manufactured or imported

The Equipment models will be registered by RCB.

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◎ SDoC and Registration Procedure for TTE and LP (1/2)

Submission to RCB–Registration application form–User Manuel–Spec. document–Circuit diagram or Block diagram–Test report–Certificate of establishment for legal entity–Operation certificate of CTD (Foreign manufacturers are exempted)

–Other documents specified by DGT–5 Compact Discs including the above information–Registration fee

Submission to RCB–Registration application form–User Manuel–Spec. document–Circuit diagram or Block diagram–Test report–Certificate of establishment for legal entity–Operation certificate of CTD (Foreign manufacturers are exempted)

–Other documents specified by DGT–5 Compact Discs including the above information–Registration fee

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◎ SDoC and Registration Procedure for TTE and LP (2/2)

RCB action–Review for completeness–Grant Certificate of SDoC – Register Equipment on the List

XXXyyyRFDzzzz-x

XXX: RCB Identificationyyy : Year Identificationzzzz: Serial No.x : Identify as series products, a-z

Declaring Party action–Label the Equipment–Distribute the Equipment for market

XxxYYyyy=z

X : RCB Identificationxx : Year IdentificationYY : Equipment Category yyy : Serial No.z : Identify as series products

SDoC Mark showed as below:

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DGTMarking Requirements (1/6)

◎ Label Requirements

The exclusive right of use relating to Approval Label belongs to the one who has been granted the certificate of approval.

When the certificate holder agrees to empower its approval label to others with respect to the same brand name and model number and submits a signed consent statement accompanying with the required documents to the DGT, the DGT will send an acknowledgement to the original party after reviewing the material submitted.

Certified equipment shall bear the identifying marks for market.

The identifying marks shall be affixed to the certified equipment.

The exclusive right of use relating to Approval Label belongs to the one who has been granted the certificate of approval.

When the certificate holder agrees to empower its approval label to others with respect to the same brand name and model number and submits a signed consent statement accompanying with the required documents to the DGT, the DGT will send an acknowledgement to the original party after reviewing the material submitted.

Certified equipment shall bear the identifying marks for market.

The identifying marks shall be affixed to the certified equipment.

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DGT

◎ Label Empowerment Process

Submission by Certificate Holder–Authorization Letter–Compliance Approval Certificate or SDoC Certificate–Legal Entity Certificate of Authorized Party

RCB action–Review for completeness–Send acknowledgement to the original certificate holder

Submission by Certificate Holder–Authorization Letter–Compliance Approval Certificate or SDoC Certificate–Legal Entity Certificate of Authorized Party

RCB action–Review for completeness–Send acknowledgement to the original certificate holder

Marking Requirements (2/6)

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DGT

◎ TTE Approval Mark

XxxYYyyy-z

-For Sale Use: X : RCB Identificationxx : Year IdentificationYY : Equipment Category yyy : Serial No.z : Identify as series products

-For Private Use:

AxxYYyyy/z

A : stand for “DGT”xx : Year IdentificationYY : Equipment Category yyy : Serial No. z : Certified regulatory station of DGT


N: Northern Regional Station;C: Central Regional Station;S: Southern Regional Station

44

DGT

◎ Low Power RF Devices Approval Mark

XXXyyyLPDzzzz-x

-For Sale

Use: XXX: RCB Identificationyyy : Year Identificationzzzz: Serial No.x : Identify as series products, a-z

-For Approval by Piece:

DGTxxxLPDyyyyxxx : Year Identificationyyyy: Serial No.

-For Private Use:

DGTxxxLPDyzzzzxxx : Year Identificationy : Certified regulatory station of DGTzzzz: Serial No.


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DGT

◎ Warning Label (Indoor Wireless TTE products)


◎ Warning Label (Cellular Phone)

46

DGT

There's a requirement specified that RCBs are to perform s

ome surveillance of the products they certify

Each RCB is required to have a market surveillance program in place to monitor all of the products it certifies

RCB is being carried out surveillance program mandatory

Each RCB needs to define what market surveillance it plans to perform and that DGT would assess each RCB's plan every year.

There's a requirement specified that RCBs are to perform some surveillance of the products they certify

Each RCB is required to have a market surveillance program in place to monitor all of the products it certifies

RCB is being carried out surveillance program mandatory

Each RCB needs to define what market surveillance it plans to perform and that DGT would assess each RCB's plan every year.

Market Surveillance (1/3)

47

DGT

DGT/RCB determine whether a certified equipment maintains conformity with technical standards and the identity by sampling in the market.

Surveillance Method Electric Characteristics Test Examine conformity with the technical regulations Comparison and Verification Identity with color photographs


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DGT

Performed by DGT Randomly In response to complaints

Performed by RCBs For apparatus that they have certified

May result in testing to technical specifications

Fines will be applied

Performed by DGT Randomly In response to complaints

Performed by RCBs For apparatus that they have certified

May result in testing to technical specifications

Fines will be applied


49

DGTMutual Recognition of Test Report (1/5)

◎ Phase I of MRA implementation

Recognized Testing Lab (RTL)Designation CriteriaRecognized Testing Lab (RTL)Designation CriteriaRecognized Testing Lab (RTL)Designation CriteriaRecognized Testing Lab (RTL)Designation Criteria

Legal entity which has the technical competence to perform the

tests Accredited with ISO/IEC 17025 Demonstration of technical competence in performing the tests. Technological knowledge and experience of relevant product Familiar with legislative, regulatory and administrative

provisions

Legal entity which has the technical competence to perform the

tests Accredited with ISO/IEC 17025 Demonstration of technical competence in performing the tests. Technological knowledge and experience of relevant product Familiar with legislative, regulatory and administrative

provisions

50

DGTMutual Recognition of Test Report (2/5)

Submit application package to CNLA

CNLA will review the application package. If it is acceptable, the process for the accreditation will be undertaken by CNLA

CNLA will issue a RTL accreditation certificate to applicant if competent and submit the accredited testing lab list to DGT for RTL designation and recognition.

DGT will make this public on its website (www.dgt.gov.tw)


Domestic RTL Designation ProcessDomestic RTL Designation ProcessDomestic RTL Designation ProcessDomestic RTL Designation Process

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DGT

DGT how to recognize foreign testing lab as the MRA CAB?DGT how to recognize foreign testing lab as the MRA CAB?


Mutual Recognition of Test Report (3/5)

Under APEC Telecom MRA, the foreign testing lab must be accredited by its Accreditation Body and designated by its Designating Authority as a MRA CAB.

Then, the Designating Authority of exporting Party will exchange the list of designated testing lab with DGT for mutual recognition.

Furthermore, the DGT will recognize the MRA CABs if the testing labs are competent to perform testing subject to technical regulations of DGT.

Once the MRA CABs are recognized by DGT, the DGT will make this public on our Website soon.

Under APEC Telecom MRA, the foreign testing lab must be accredited by its Accreditation Body and designated by its Designating Authority as a MRA CAB.

Then, the Designating Authority of exporting Party will exchange the list of designated testing lab with DGT for mutual recognition.

Furthermore, the DGT will recognize the MRA CABs if the testing labs are competent to perform testing subject to technical regulations of DGT.

Once the MRA CABs are recognized by DGT, the DGT will make this public on our Website soon.

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DGT



Foreign test reports how to be accepted by Chinese Taipei (1/2)Foreign test reports how to be accepted by Chinese Taipei (1/2)

Under the APEC Telecom MRA, DGT can accept the test reports provided by the recognized foreign testing lab designated by the correspondent party based on mutual recognition.

The testing must follow the method specified in the DGT technical regulations if such test method is prescribed. If no test method is specified, reasonable testing will be allowed. The test report at least must include: Color photographs larger than 4R of the unit to show

details of external appearance and internal construction Name, trade name, model number of equipment Name and address of applicant Name and address of testing lab Unique identity for test report and page test report Testing instrument connection diagram and description

Under the APEC Telecom MRA, DGT can accept the test reports provided by the recognized foreign testing lab designated by the correspondent party based on mutual recognition.

The testing must follow the method specified in the DGT technical regulations if such test method is prescribed. If no test method is specified, reasonable testing will be allowed. The test report at least must include: Color photographs larger than 4R of the unit to show

details of external appearance and internal construction Name, trade name, model number of equipment Name and address of applicant Name and address of testing lab Unique identity for test report and page test report Testing instrument connection diagram and description

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DGT

Name, trade and model number of testing facilities as well as date of calibration and period of validity

date of calibration and period of validity Technical regulations be performed Test items and its standards Verdict of test results Date of acceptance and completion of testing

The testing lab must submit its first application with the test report, including the test procedures, lab layout and photos.

Name, trade and model number of testing facilities as well as date of calibration and period of validity

date of calibration and period of validity Technical regulations be performed Test items and its standards Verdict of test results Date of acceptance and completion of testing

The testing lab must submit its first application with the test report, including the test procedures, lab layout and photos.



Foreign test reports how to be accepted by Chinese Taipei (2/2)Foreign test reports how to be accepted by Chinese Taipei (2/2)

54

DGTMutual Recognition of Certification (1/16)

◎ Phase II of MRA implementation

Rules for RCBRules for RCB

To smoothly promote phase II procedures of APEC Telecom MRA and make preparation in advance to implement mutual acceptance of equipment certifications with other APEC economies, the following rules are stipulated and promulgated.


Administration Regulations of Regulatory Certification Body for

Controlled Telecommunications Radio-Frequency Devices

The two rules provides for the criteria, procedures for designating a RCB, as well as the responsibilities and obligation of a RCB.

To smoothly promote phase II procedures of APEC Telecom MRA and make preparation in advance to implement mutual acceptance of equipment certifications with other APEC economies, the following rules are stipulated and promulgated.


Administration Regulations of Regulatory Certification Body for

Controlled Telecommunications Radio-Frequency Devices

The two rules provides for the criteria, procedures for designating a RCB, as well as the responsibilities and obligation of a RCB.

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DGT

◎ Phase II of MRA implementation Designation of a RCBDesignation of a RCB

The DGT will form a technical team to accredit the organization which is interested and competent to be RCB.

An entity accredited by the DGT will be designated as a RCB.

The DGT will also recognize a CB designated by a foreign Designating Authority in accordance with the terms of APEC Telecom MRA.

A list of designated RCBs will be published by the DGT.

The DGT will form a technical team to accredit the organization which is interested and competent to be RCB.

An entity accredited by the DGT will be designated as a RCB.

The DGT will also recognize a CB designated by a foreign Designating Authority in accordance with the terms of APEC Telecom MRA.

A list of designated RCBs will be published by the DGT.

Mutual Recognition of Certification (2/16)

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DGT


Legal entity Not be a importer, designer, manufacturer, supplier of TTE/LP device

nor being engaged in these activities Accredited to ISO/IEC Guide 65 Equipped with local testing laboratories which demonstrate competence

in performing tests and accredited to ISO/IEC 17025 accredited by the DGT or a local Recognized Accreditation Body

A foreign RCB shall also equipped with testing lab which demonstrate competence in performing tests and accredited to ISO/IEC 17025

Familiar with legislative, regulatory and administrative provisions of DGT

Sign a contract by which they commit themselves to carry out compliance approval process in accordance with DGT rules and procedures (not applicable to foreign RCB)

Legal entity Not be a importer, designer, manufacturer, supplier of TTE/LP device

nor being engaged in these activities Accredited to ISO/IEC Guide 65 Equipped with local testing laboratories which demonstrate competence

in performing tests and accredited to ISO/IEC 17025 accredited by the DGT or a local Recognized Accreditation Body

A foreign RCB shall also equipped with testing lab which demonstrate competence in performing tests and accredited to ISO/IEC 17025

Familiar with legislative, regulatory and administrative provisions of DGT

Sign a contract by which they commit themselves to carry out compliance approval process in accordance with DGT rules and procedures (not applicable to foreign RCB)

RCB Designation Criteria (1/2)RCB Designation Criteria (1/2)


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DGT

Designate at least one professional and full-time foreign or domestic personnel for each accreditation scope subject to certification.(Note: one more certifier for TTE, two more certifier for LP device)

The personnel involved in the certification process should be independent from those conduct the testing.

The certification personnel shall have the technical expertise and knowledge in telecommunications, as well as being familiar with the DGT rules, regulations and technical specifications.

The certification personnel is requested to be graduated from the domestic or foreign university/college and majored in telecommunications engineering, electrical engineering, electronic engineering or other relevant majors.

Designate at least one professional and full-time foreign or domestic personnel for each accreditation scope subject to certification.(Note: one more certifier for TTE, two more certifier for LP device)

The personnel involved in the certification process should be independent from those conduct the testing.

The certification personnel shall have the technical expertise and knowledge in telecommunications, as well as being familiar with the DGT rules, regulations and technical specifications.

The certification personnel is requested to be graduated from the domestic or foreign university/college and majored in telecommunications engineering, electrical engineering, electronic engineering or other relevant majors.

◎ Phase II of MRA implementation RCB Designation Criteria (2/2)RCB Designation Criteria (2/2)


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DGT


How to recognize foreign certification body as the RCB?How to recognize foreign certification body as the RCB?How to recognize foreign certification body as the RCB?How to recognize foreign certification body as the RCB?

Under APEC Telecom MRA, the foreign certification body must be accredited by its Accreditation Body and designated by its Designating Authority as a MRA CAB.

Then, the Designating Authority of exporting Party will exchange the list of designated accreditation body with DGT for mutual recognition.

Furthermore, the DGT will recognize the MRA CABs if the certification body are competent to perform certification subject to technical regulations of DGT.

Once the MRA CABs are recognized as the RCBs by DGT, the DGT will make public on our Website soon.

Under APEC Telecom MRA, the foreign certification body must be accredited by its Accreditation Body and designated by its Designating Authority as a MRA CAB.

Then, the Designating Authority of exporting Party will exchange the list of designated accreditation body with DGT for mutual recognition.

Furthermore, the DGT will recognize the MRA CABs if the certification body are competent to perform certification subject to technical regulations of DGT.

Once the MRA CABs are recognized as the RCBs by DGT, the DGT will make public on our Website soon.


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DGT

◎ Phase II of MRA implementation Responsibility of a RCB (1/3)Responsibility of a RCB (1/3)

A RCB shall--- Certify equipment in accordance with the DGT’s rules in the

name of RCB and in the written form Provide fair and equitable treatment Send certified products list to DGT Perform post-market surveillance activities, under instruction

s or request by the DGTA foreign RCB may appoint a local organization to perf

orm market surveillance activities. Report the outcomes of market surveillance to the DGT(at le

ast 5% of the total number of products certified in a year).

A RCB shall--- Certify equipment in accordance with the DGT’s rules in the

name of RCB and in the written form Provide fair and equitable treatment Send certified products list to DGT Perform post-market surveillance activities, under instruction

s or request by the DGTA foreign RCB may appoint a local organization to perf

orm market surveillance activities. Report the outcomes of market surveillance to the DGT(at le

ast 5% of the total number of products certified in a year).


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DGT

Submit copies of each application package to the DGT (complete application until the contract is due)

All application documentation shall be recorded on the CD and send to DGT for reference.

Set a electrical database to store all applications and list of certified product

Authorize DGT to review all the certified equipment information stored in the database set up by the RCB via internet

Accept MRA CABs test reports Hold 2 workshops per year to introduce the certification

regulations and procedure to the public

Submit copies of each application package to the DGT (complete application until the contract is due)

All application documentation shall be recorded on the CD and send to DGT for reference.

Set a electrical database to store all applications and list of certified product

Authorize DGT to review all the certified equipment information stored in the database set up by the RCB via internet

Accept MRA CABs test reports Hold 2 workshops per year to introduce the certification

regulations and procedure to the public

◎ Phase II of MRA implementation Responsibility of a RCB (2/3)Responsibility of a RCB (2/3)


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DGT

Charge fees for processing applications in accordance with the fees schedule stipulated by the MOTC

Keep confidential treatment regarding to material submitted with an application which contain trade secret or other information that would be guarded from competitors requested/identified by the applicant, in accordance with the relevant regulations of information/business protection.

Charge fees for processing applications in accordance with the fees schedule stipulated by the MOTC

Keep confidential treatment regarding to material submitted with an application which contain trade secret or other information that would be guarded from competitors requested/identified by the applicant, in accordance with the relevant regulations of information/business protection.


Responsibility of a RCB (3/3)Responsibility of a RCB (3/3)


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DGT

◎ Phase II of MRA implementation Limitations of a RCB(1/2)Limitations of a RCB(1/2)

A RCB can not--- Violate the rules Refuse audit without acceptable reason Default on conducting certification cases Overrun the scope not empowered or not listed on the

contract Provide consultation services to the applicants for

compliance approval or change technical characteristic of the equipment applied for approval

A RCB can not--- Violate the rules Refuse audit without acceptable reason Default on conducting certification cases Overrun the scope not empowered or not listed on the

contract Provide consultation services to the applicants for

compliance approval or change technical characteristic of the equipment applied for approval


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DGT

Subcontract certification work to non-accredited CAB or qualified person

Commit any improper competitive means which is likely to impede regular certification or fair competition, such as boycott, deviated from regulations or participating in a combination or a concerted action

Approve a TE application not listed on the list authorized by DGT

Perform actively market surveillance subject to products certified by other RCBs

Subcontract certification work to non-accredited CAB or qualified person

Commit any improper competitive means which is likely to impede regular certification or fair competition, such as boycott, deviated from regulations or participating in a combination or a concerted action

Approve a TE application not listed on the list authorized by DGT

Perform actively market surveillance subject to products certified by other RCBs


Limitations of a RCB(2/2)Limitations of a RCB(2/2)


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DGT


Scopes of Accreditation (1/4)Scopes of Accreditation (1/4)

PSTN Telecommunications Terminal Equipment (PSTN01,RTTE01,ID0002, ADSL01)

Telephone set ModemAutomatic alarming equipment Caller ID eq

uipmentModem PBXTelephone answering machine KTSTelephone microphone CTIFax (Facsimiles) machine Remote control device 46/49 MHz Cordless Telephone 2.4GHz RF TTEDS1 terminal equipmentADSL Terminal Equipment and POTS Splitter

Telephone set ModemAutomatic alarming equipment Caller ID eq

uipmentModem PBXTelephone answering machine KTSTelephone microphone CTIFax (Facsimiles) machine Remote control device 46/49 MHz Cordless Telephone 2.4GHz RF TTEDS1 terminal equipmentADSL Terminal Equipment and POTS Splitter


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DGT



ISDN Telecommunications Terminal Equipment (IS6100)

ISDN digital phone ISDN PC add-on card

ISDN G4 fax machine ISDN PABX

ISDN video phone other ISDN CPEs ISDN terminal adapter

ISDN digital phone ISDN PC add-on card

ISDN G4 fax machine ISDN PABX

ISDN video phone other ISDN CPEs ISDN terminal adapter

S-PCN Telecommunications Terminal Equipment (IS2019)

1.6/2.4 GHz Satellite Personal Communications Networks (S-PCN) Mobile EarthStations (MESs)

1.6/2.4 GHz Satellite Personal Communications Networks (S-PCN) Mobile EarthStations (MESs)


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DGT



Paging Receiver Radio terminal equipment Mobile Data Radio Terminal Equipment

Trunked Radio Terminal Equipment

1900MHz Digital Low Tier PHS Radio Terminal Equipment

1900MHz Digital Low Tier PACS Radio Terminal Equipment

1880-1895MHz Wireless Private Branch Exchange and Radio Terminal Equipment

GSM Mobile Terminal Equipment

DCS1800 Mobile Terminal Equipment

The Third Generation Mobile Telecommunication Terminal Equipment

Subscriber A CT-2 wireless PABX system consists of PABX, control equipment (orrelated equipment), CT-2 base station and handset

Subscriber B CT-2 wireless PABX system consists of control equipment (or related equipment), CT-2 base station and handset

Paging Receiver Radio terminal equipment Mobile Data Radio Terminal Equipment

Trunked Radio Terminal Equipment

1900MHz Digital Low Tier PHS Radio Terminal Equipment

1900MHz Digital Low Tier PACS Radio Terminal Equipment

1880-1895MHz Wireless Private Branch Exchange and Radio Terminal Equipment

GSM Mobile Terminal Equipment

DCS1800 Mobile Terminal Equipment

The Third Generation Mobile Telecommunication Terminal Equipment

Subscriber A CT-2 wireless PABX system consists of PABX, control equipment (orrelated equipment), CT-2 base station and handset

Subscriber B CT-2 wireless PABX system consists of control equipment (or related equipment), CT-2 base station and handset

PLMN Telecommunications Terminal (PLMN01~PLMN08)


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DGT

Devices operating in the frequency band below (including) 1GHz

Devices operating in the frequency band above 1GHz except for Unlicensed National Information Infrastructure Devices, frequency hopping or digitally modulated devices

Device employing frequency hopping or digital modulation techniques or Unlicensed National Information Infrastructure Devices

Devices operating in the frequency band below (including) 1GHz

Devices operating in the frequency band above 1GHz except for Unlicensed National Information Infrastructure Devices, frequency hopping or digitally modulated devices

Device employing frequency hopping or digital modulation techniques or Unlicensed National Information Infrastructure Devices


Scopes of AccreditationScopes of Accreditation (4/4)Scopes of AccreditationScopes of Accreditation (4/4)

Low-Power Radio-frequency Devices (LP0002)


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DGT


Limitation on Certain ScopesLimitation on Certain ScopesLimitation on Certain ScopesLimitation on Certain Scopes

Device for its test procedures are not available or not standardized can’t be approved by a RCB

Devices for which test items and standards are not available can’t be approved by a RCB

Device for its test procedures are not available or not standardized can’t be approved by a RCB

Devices for which test items and standards are not available can’t be approved by a RCB


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DGT


CAB Reassessment and SurveillanceCAB Reassessment and Surveillance

Testing Laboratories Regular reassessment by the accreditation body

CNLA/TAF as per CNLA reassessment schedule Certification Bodies

DGT: Irregularly audit CNAB/TAF:Regular reassessment as per accreditation

program for CBs

Testing Laboratories Regular reassessment by the accreditation body

CNLA/TAF as per CNLA reassessment schedule Certification Bodies

DGT: Irregularly audit CNAB/TAF:Regular reassessment as per accreditation

program for CBs


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DGT

More informationMore information

For more detailed information on the contents of the presentation, please visit the following web sites:

http://www.dgt.gov.tw/English/Regulations/Regulations.shtml

Contact person: Gin-Shian Lou

Email: [email protected]

Fax: 886-2-2343-3699


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DGT

Thank youThank you


by Gin-Shian Lou DGT,Chinese Taipei Email:[email protected] May 11, 2005

Documents

Transcript of by Gin-Shian Lou DGT,Chinese Taipei Email:[email protected] May 11, 2005