Beryl A Howell Financial Disclosure Report for Howell, Beryl A

8/3/2019 Beryl A Howell Financial Disclosure Report for Howell, Beryl A

1/22

AO 10"R~. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethicsin Govermnent Act of 1978(5 US.C. app. 101-111)

1 . P e r s o n Report ing (las t n a m e , f ir s t , m i d d l e in i t ial )H o w el l , Ber y l A .

4 . T i t l e ( A r t i c l e II I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magis t r a te ju dges ind ica te fu l l - o r pa r t - t ime)

US Di s t r i c t Co u r t J u dg e ( ac t i v e)

7 . C h am b er s o r Of f i c e A d d r es sU S C o u r t h o u s e , R o o m 6 6 0 03 3 3 Co n s t i t u t io n A v en u e, N WW ash i n g t o n , DC 2 0 0 0 1

2. Court or Organizat ionUS Di s t r i c t Co u r t fo r t h e Di s t r i c t o f Co l u m b i a

3. Date of Repor t5/13/2011

5a. Repor t Type (check appropr ia te type)] Nomina t ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ymodif ica t ions per ta in ing there to , i t i s , in my opinion, in compl iancew i t h ap p l i c ab l e l aw s an d r eg u l a t i o n s .

R ev i ew i n g Of f i c e r Date

6. R e p o r t in g Pe r io d01/01/2010

to12/3112010

I M P O R T A N T N O T E S : The instruct ions accompa nying this form m ust be fol lowed. Com plete a l i parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of filing instructions.)D (No reportable positions.)ONE

POSITION NAM E OF ORG ANIZATION/ENTITYI. Co n su l t an t ( en ded Mar c h 3 1 ) S e l f E m p l o y e d2. C o m m i s s i o n e r U n i t e d S t a te s S e n t e n c i n g C o m m i s s i o n3. B o a r d M e m b e r a n d T r e a s u r e r ( e n d e d A u g u s t 3 I , 2 0 1 0 ) C e n t e r f o r D e m o c r a c y a n d T e c h n o l o g y

4. A dj u n c t Po fesso r A m e r i c a n U n i v e r s it y , W a s h i n g t o n S c h o o l o f L a w5.

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)D (No reportable agreements.)ONE

D A T E1.9/17/20102.4/20 /20 0 93.4/ I /20094.3/12/20 0 75. 1 /20/2008

PARTIES AND TERM SS t r o z F r e e d b e r g J o i n d e r A g r e e m e n t t o S e c u r it i e s P u r c h a s e A g r e e m e n tS e p a r a t i o n a g r e e m e n t w i t h S t r o z F r i e d b e r gC o n s u l t in g a g r e e m e n t w i t h R e c o r d i n g I n d u s t ry A s s o c i a t i o n o f A m e r i c a ( e n d e d 3 / 3 1/ 2 0 10 )S t roz Fr i edbe rg Equi ty Incen t ive Pl an /Res t r i c t ed S tock U ni t Award; no con t ro lS t r o z F r i e d b e rg E q u i t y I n c e n t i ve P l a n / R e s t r ic t e d S t o c k U n i t A w a r d A g r e e m e n t ; n o c o n t r o l


2/22

FINANCIAL DISCLOSURE REPORTPage 2 of 11

N a m e o f P e r s o n R e p o r t in gH o w e l l , B e r y l A .

Date of Repor t5/13/2011

I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o r t in g i n d , i d u a t a n d s p o u s o ; s e e p p . 1 7 - 2 4 of filing inxtructions.)A. Filers N o n - l n v e s tm e n t I n c o m e

D (N o reporta ble incom e.)ONE non- investmentDATE SOURCE AND TYPE

I. 2010 Amer i can U nive r s i ty , t e aching2 . 2 0 1 0 R e c o r d i n g I n d u s t ry A s s o c i a t i o n o f A m e r i c a , c o n s u lt i n g3 . 2 0 1 0 St roz Fr i edbe rg L L C, buy back o f ve s t i ng re s lxi c t ed s t ock un i t s4.

INCOME( y o u r s , n o t s p o u s e s )

$ 2 2 0 0 . 0 0$20,000.00

$386,114.00

B . S p o u s e s N o n - In v e s tm e n t In c o m e - I f you were m arried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)D NO N E (No reportable non-investment income.)

DATE SOURCE AND TYPE1. 2010 Nat iona l Geographic Te l evi s ion , sa l a ry2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging,food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25 -27 of filing instructions.)

N O N E (No reportable reimb ursements.)SOURCE DATES LOCATION

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


3/22

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 1 Jame of P e r s on Repor t ingH o w e l l , B e r y l A .

V . G I F T S . a n e l , , d o s t h o , e t o ,w~se a n d d e p e n d e n t children; ,e e p p . 2 8 - 3 1 of f il ing instructions.)

2.3.4.

5.

N O N E (No reportable gifts.)SOURCE D E S C R I P T I O N

Dat e o f Rep o r t5 1 1 3 1 2 0 1 1

VALUE

V I . L I A B I L I T I E S . O n c e . d e s those of spouse and dependent children; se e p p . 3 2 - 3 3 of filing instructions.)~-] N O N E (No reportable liabili t ies.)

C R ED IT O R D E SC R IP T IO N1.2.3.

4.

5.

V A L U E C O D E


4/22


N a m e o f P er s on Repor t ingH o w e l l , B e r y l A .

D a t e o f R e p o r t5/I 3/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income du r ing Gross value a t end Transac t ions du r ing repor t ing pe r iod( in c lud ing trus t a s se ts ) reporting pe riod of r epor t ing pe r iod

(I) (2) (I) (2) (I ) (2) (3) [ (4) (5 )Place "(X)" after each asset Amou nt Type (e.g. , V alue V alue Type (e.g. , D a t e V a l u e ~ [ G a i n Identi ty of

exempt f rom pr io r d i sc losu re C o d e I div . , rent . C o d e 2 M ethod buy. sell, mm/ dd/ yy C o d e 2 [ C o d e I buyer / se l le r(A-H) o r i n t . ) (J-P) C o d e 3 redempt ion) (JP) i ( A -H ) ( i f p r i v a t e( Q - W ) i[ wansac t ion)

1. C i t ib a n k A c c o u n t s ( s v g s , m o n e y m a r k e t ,)checking~2. S c h \v a b A d v i s o r C a s h R e s e r v e s

A Interes t K TA Interes t K T

3. Sc h w ab US T r easu r y Mo n ey Fu n d4. St roz Fr i edbe rg L L C, s t ock and RSU s5. St roz Fr i edbeg L L C 4 01K6. - - A m f d s A m c a p R 37. - - A m f d s C a p W l d G r I n c R 3

8. - -Fn k l n v i t fn k i i n b al sh t i n v m t a

A I n t e r e s t O T

F Di v i den d PI W Sold(part)

N o n eN o n eN o n e

C l o s e dC l o s e dCl o sed

09/30/10

04106110

04/06/I 004/06/I 0

PI

K

K

J

HI

A

9. - - Jp m M i d c a p G R A10. - - G d m n s c s G o v t I n c A

N o n eN o n e

Cl o sedCl o sed

04/06/10 J A01/06/10 K A

I 1 . - - N w m n y r n k t i n s t12. Pr i n c i p a l F i n an c i a l Gr o u p13 . - -P r i n c i p a l Gl o b al In v es t o r s P r i n c i p a lM o n e y M a r k e t F un d14. - - D o d g e a n d C o x F i x e d I n c o m e F u n d1 5 . - -R u sse l LfP t Bal St E Fu n d

N o n e

A Di v i den dC Di v i den dC Di v i den d

M

LM

Cl o sed

TTT

04106110

1 6 . - - L a r g e C a p S & P 5 0 0 I n d x I n s t F u n d17. - -Mi dc ap S & P 40 0 In dex In s ! Fu n d

AA

Di v i den dDi v i den d

LL

TT

I . In co me G a i n Co des : A =$1,000 or less B =$1.1301 - $2500 C = $2_ 501 - $5,000 D =$5,001 - $15,000( See Co l u mn s BI an d EM ) F - - , $ 5 0 . 0 0 1 - $ 1 1 3 1 3 . 0 0 0 G =$100.00l - $1D00,000 |11 =$1.0OO,001 - $5.000,000 t l 2 = M o r e t h an

2. Value Codes J = $15 ,000 o r le ss K = $15,o n l - 5 50.000 L =$50.o01 - $100,000 M =$100,oO I - $250.000( S ee C olu m ns C I and D 3 ) N =$250.001 - $500.000 O = $ 5 0 0 .0 0 1 - $ 1 , 0( ~ O , O O O P I =$ 1. 00 0, (~ 31 - $5 .0 00 .0 00 P 2 =$ 5. CO 0, 00 1 - $2 5. 00 0, 00 0

P3 =$25,000~01 - SS0,OOO,000 P4 =More than $50~1~),0~03. Va l u e M et h o d Co des Q =Ap p ra i s a l R - - Co s t ( Rea l Es l a l e On l y) S = A s ~ s s m e n t T - - Ca , , h M ar k c l

( S e e C o l u m n C 2 ) LI =Book Value V =O~hcr W =E , t im alc d

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


5/22


N a m e o f P er s on Repor t ingH o w e l l , B e r ) l A .

Date of Report5/I 3/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; se~ pp . 34-60 of f iling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income du r ing Gross value a t end Transac t ions du r ing repor t ing pe r iod( inc lu d ing t ru s t a s se t s ) reporting period of r epor t ing pe r iod

(I) (2) (I) (2) (t ) (2) (31 i (4) (5 )Place "(X)" after each asset Am ount Typ e (e .g ., V alue V a lu e Type (e.g. , D a t e Value ] Gain Identity o f

exempt f rom pr io r d i sc losu re C o d e I div., rent, C o d e 2 Method buy, se l l , mm/ dd/ yy C o d e 2 [ C o d e I buyer / se l le r(A-H) o r i n t . ) (J-p ) C o d e 3 redempt ion) ( J - P ) i ( A -H ) ( if pr ivate(Q -W ) i W a n s a c t io n )

18.

19.

20 .

21 .

22 .

23 .

24 .

25 .

26 .

27 .

28 .

29 .

30 .

31 .

A m e r i ca n F u n d s V C S P / C o l l e g e A m e r i c aS a v i n g s P l a n- -Gr o \ v t h Fu n d o f A m er i c a 52 9FI

- -N ew Ec o n o m y Fu n d 52 9F1

- -N ew Pe r sp ec t i v e Fu n d 52 9 FI- - N e w W o r l d F u n d 5 2 9 F I

- -Fu n dam en t a l In v es t o r s A c c o u n t 52 9FI- -Cap i t a l In c o m e Bu i l der 52 9 F1

- - I n te r m e d i a t e B o n d F u n d o f A m e r i c a

A Di v i den d

A Di v i den d

N o n e MB Dividend L

B Di v i den dA Di v i den d

A D i v i d e n d

LK

T R e d e e m e d 12:29/10 K(part)Bu y 12/29/10 K

T R e d e e m e d 12/29/10 K(part)Bu y 12/29/10 K

T Bu y 12/29/10 MT Dis t r ibuted 08/19/10 J(part)

R e d e e m e d 12/29/10 K( p a r t )Buy 12129/10 K

T R e d e e m e d 12/29/10 K(part)T Dist r ibuted 01/08/10 J(part)

Dist r ibuted 08/19/10 J(part)Bu y 12/29/10 K

Dis t r ibuted 01/08/10 K32 . - - A m e r i c a n F u n d s M o n e y M a r k e t F u n d529F133 . M O N Y w h o l e l i fe i n s u r a n c e p o l i c y34 . A O L C o m m o n s t o c k

A

N o n e M

Interes t JT

TN o n e Sold 03/02/10 J

I . In co me G a i n Co des : A =$1.000 or less B =$1,001 - $2,500 C =$2,501 - $5,000( se e C olu mn s B I a nd I1 41 F = $5 0.0 01 - $ I0 0,0 00 G =$1 00D 01 - $1 ,0 00,00 0 H I -~1 13 00 .0 01 - $5 .0 00 ,00 0

2. Value Codes J = $ 1 5 , 0 ~ K ~ o r l e s s K =$15~01 -(S~c Columns Cl and D31 N =$250.001 - $500.000 O =$500,001 - $1,000.(X~ PI --$1,000,001 - $5,000 J)00

P3 =$25,000.flOI - 550,000.000 P4 =More Ihart $50,000,0003. Va l u e M cl h o d Co des Q =Ap p ra i s a l R =Co~l (Real Eslalc Only) S = A ssessmen t( See Co l u mn C21 U = Bo o k Va l u e V --Other W = Est i ma t ed

D =$5.001 - $15.000H2 =More than $5,000.,000M --$100,0OI - S250.000P2 =$5,000.001 - $25,000.0(~)T - - -C a s h M a rke t

E = $ 1 5 , 0 0 1 - $50.000


6/22

FINANCIAL DISCLOSURE REPORTP a g e 6 o f 1 1

~ / a m e o f P e r s o n R e p o r t in gH o w e l l , B e r y l A .

D a t e o f R e p o r t5/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t ransact ions (Includes those of spouse and dependent chi ldren: see pp. 34-60 of f i l ing ins truct ions .)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p ti o n o f A s s e ts Income during G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r in g r e p o r ti n g p e r i o d( i n c l u d i n g t r u s t a s s e t ~ ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(2 1 (I ) (2) (3) i (4) ( 5 )1 1P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e V a l u e [ G a i n I d e n t i ty o fe x e m p t f ro m p r i o r d is c l o s u r e C o d e 1 div., rent, C o d e 2 M e t h o d buy,se l l , m m / dd /y y C od e 2 I C od e I buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q -W ) u a n s a c t i o n )

1 3 5 . A b b o t L a b o r a to r i e s c o m m o n s t o c k A Di v i den d K36 . A m e r i c a n E x p r e s s c o m m o n s t o c k A Di v i den d Sold 12/23/10 J37 . A m e r i p r i s e c o m m o n s t o c k A Di v i den d So ld 12/23/I0 J38 . A p p l e C o m m o n S t o c k N o n e K T Buy 03~26/10 K39 . A p p l e C o m m o n S t o c k Bu y 07/30/10 J( add l )40 . B a r r i c k G o ld C o r p o r a t i o n C o m m o n S t o c k A D ividend K T41 . B e c t o n D i c k in s o n C o m m o n S t o c k A Di v i den d Sold 11/17/10 K

c

4 2. B la c ks to n e G r ou p C o m m o n St oc k A Di v i den d J T Bu y 07/26/10(add l )43 . B o e i n g C o m m o n S t o ck A Di v i den d K T Bu y 07/13/10(add l )44. C e l g e n e C o m m o n S t o ck N o n e K T Bu y 07/13/10(add l )45 . C i s c o C o m m o n S t o c k N o n e Sold 12/23/10

J

J

J

J

46 . C i t ig r o u p C o m m o n S t o c k N o n e4 7 . C o c a C o l a C o m m o n S t o ck A Di v i den d K

Sold 12/20/10

48 . C o m i n g C o m m o n S to c k A Di v i den d K T Bu y 07/23/10 K4 9 . D i s h N e t w o r k C o m m o n S t o c k N o n e Sold !2123/10 J50 . E c h o s t a r C o m m o n S t o c k N o n e So l d 12/23/I0 J51 . E x p r e s s S c r ip t s C o m m o n S t o c k N o n e K T Bu y 07/13/10 K

1. I n co me G a i n Co des : A =$1,000 or less "B -~11,001 - $2,500 C =$2,501 - $5,000 D -~;5 D01 - $15,000( see Co l u mn s BI an d 1341 F---$50,001 - $100D00 G =$100D01 - $1,000,000 HI -~,1D00.COI - SS.0OOD00 H2 =More than $5,000D00

2. Value Codes J - -$15,000 or less K -~$15,001 - $50,0(~ L -~,50,001 - $100,000 M =$100,001 - $250,000( Se e C olu mn s C I a nd D3 1 N --$2 50,00 1 - $5 00 ~00 O =$500,001 - $1 .OO0,00] PI =$1,000D01 - $5,000,1~0 P2 -~5.000.001 - $25,000,000

P 3 - - $ 2 5 , 0 0 0 . 1 1 0 1 - $ 5 0 . 0 0 0 1 3 0 0 P4 =M ore than $50.0~0,0003. Value Mc~hod Codes Q =Ap p ra i s a l R ---Cosl (Real Esla le Only) S = A sscssmcn l T - - -C a s h M a rke t~Sec Column C21 U = Bo o k Va l u e V = O ther W = Estim a te d

E =$ 1 5 , ~0 1 - $ 5 0 , 0 0 0


7/22


Name of Person R e p o r t i n gH o w e l l , B e r y l A .

D a t e o f R e p o r t5/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , .e , v a t u t , l r ~ n s o . i o n s t t n d u a t s t h o s e o l s p o u s t o ~ d a e p t n d e ~ t children; set p p . 3 4 - 6 0 of filing in structions.)1-~ N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e ts Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i ) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,exempt from p rior d isc losure Code I div., rent,( A - H I o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lu e V a lu e

C o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

(I )Type (e.g. ,buy, se l l .

r edempt ion)

Transac t ions during report ing per iod(2) (3) (4 )

D a t e V al u e Gainmm/ dd/ yy C o d e 2 C o d e I

(J-P) (A-H)

(5 )I d e n t i t y o f

buyer / se l le r( if pr ivate

t r a n s a c t i o n )

5 2. E xx on M o bil S to c k A Di v i den d5 3. F ed ex Co m m o n S to ck A D i v i d e n d5 4. G i l e a d Sc i e n c e s C o m m o n S t o c k N o n e55 . G o l d m a n S a c h s C o m m o n S t o ck A Di v i den d5 6. H e w le tt P a c ka r d C o m m o n S to c k A Di v i den d5 7. l m m u c o r C o m m o n S t o c k N o n e

K TK T

T

Bu y 07126110 K

Sold 06/09/10 JBu y 07/30/10 JSold 06/09/10 KS o l d 10/07/10 J

58 . I n t e l C o m m o n S t o c k A Di v i den d K5 9. IB M Co m m on Sto ck A Di v i den d6 0 . M c D o n a l d s C o m m o n S t o c k A D i v i d e n d

KSold 05/20/10 K

61 .62 .63 .64 .

65 .66 .

67 .68 .

M i c r o s o f t C o m m o n S t o c k A Di v i den d JM y l a n C o m m o n S t o c k N o n e KN o k i a C o m m o n S t o ck A Di v i den d

T Sold 12/20/10 K(part)T Buy 07130110 J( add l )

So ld I 1 2 1 1 0 1 1 0 KP o t a s h C o r p C o m m o n S t o c kP r a x a ir C o m m o n S t o ckR e s e a r c h i n M o t i o n C o m m o n S t o c k

R e s e a r c h i n M o t i o n C o m m o n S t o c k

A Di v i den d

A Di v i den dN o n e

N o n e

K T Bu y 07/23/10 J( add l )So ld 06/09/10 JBu y 03/26/10 K

Sold 12/20/10 JS c h l u m b e r g e r L td C o m m o n S t o c k Di v i den d Sold(part) 08/27/10

I. I n co me G a i n Co des :( S~ e Co l u mn s BI an d

2. Val u e Co des( S e e C o l u m n s C I a n d D 3 I

3.Val u e M et h o d Co des( See Co l u mn C2)

A =$1,000 or lessF -~50,001 - $100,1300J =$15,000 or lessN --$25O901 - $500.000P3 --$25,000,001 - $ 5 0Q =Ap p ra i s a lU = Bo o k Va l u e

B =$1,001 - $2,500G :1100,001 - $1,0~0,000K =$15D01 - $50,000O =$500.001 - $1,000,000R - - Co s t ( Rea l Es t a t e O n l y )V --Other

C --$2 ,501 - $5,000HI =$I D00,001 - $5,000.000L --$50,001 - $100,000PI =$1,000D01 - $5.1300.000P4 =M or e th an $ 50 . ,~, 0 0 0S = A sscssmen lW = Est i ma t ed

D =$5,001 - $15,000H2 =Mo re ~han $5,1300.000M --$100,001 - $250.~0P2 -~5.000.001 - $25,000D00T - - Cash M ar k e t

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


8/22

FINANCIAL DISCLOSURE REPORTPage 8 of l 1

N a m e o f P e r so n Repor t ingH o w e l l , B e r y l A .

D a t e o f R e p o r t5/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, ra lue, t ransact ions (Includes those of spouse a nd dependen t chi ldren; see pp. 34-60 of f i l ing ins truct ion s .)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e ts Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,exempt from prior d isc losure C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value Value

C o d e 2 M e t h o dO - P ) Code 3

( Q -W )

Type (e.g. ,buy, sell,

r edempt ion)

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e V a lue Ga inmm/ dd/ yy C o d e 2 C o d e I

( . L P ) (A-H)

(5 )Identi ty of

buyer / se l le r( if pr ivate


69 . Q u a l c o m m C o m m o n S to c k A Di v i den d7 0 . T h e r m o F i s h e r C o m m o n S t o c k N o n e S o l d 05/19/10 K71 . T i m e W a r n e r ln c C o m m o n S t o c k A Di v i den d Sold 12/20110 J72 . T i m e W a r n e r C a bl e C o m m o n S t o c k A D i v i d e n d7 3. T ra n so c ea n C o m m o n S to ck N o n e7 4. U n it ed T ec hn o lo g ie s C o m m o n S to c k A D i v i d e n d75 . W a l m a r t C o m m o n S t o ck A Di v i den d

Sold 12/20/10 JSo ld 05 /0 4/10 JSold 06/09/10 KSold 11/17/10 K

B

A

76 . B a n k o f A m e r i c a C o r p o r a te B o n d A Interes t77 . B l a c k R o c k H i g h Y i e l d B o n d I n s t i t ut i o n a l A Di v i den dMutua l Fund78 . F a i r f a x C o u n ty , V A T a x E x e m p t B o n d B Interes t79 . F e d e r a l H o m e L o a n B a n k F i x e d In c o m e A Interes ta c c o u n t80 . G E C a p i t o l C o r p o r a t e B o n d B Interes t81 . G o l d m a n S a c h s B R I C I n s t it u ti o n a l E T F N o n e82 . H a n o v e r C i t y V A G o P u b I m p t - S e r T a x A Interes te x e m p t B o n d83 . J P M o r g a n C h a s e C o r p o r a t e B o n d B Interes t

84 . i Sh ar es T r R u sse l l 2 0 0 0 Gr o w t h In dex Fu n d A Di v i den d85 .

KLLLK

L

L

L

Sold 08/23/10 KT Bu y 09/29/10 KTTTT Bu y 09/07/10 KT Bu y 0 1/14/ I0 LT

T Bu y 12/02/10 LBu y 12/22/10 J( add l )

1. In co m e Ga in Co d cs: A =$1,000 o r less B =$1.001 - $2,500 C - . = $ 2 , , 5 0 1 - $ 5 , 0 0 0( Sc Co l u mn s B I an d D4) F ~ 5 0,001 -

2. Va l u e Co des J =$15.0~0 or less K -~$15,001 - $50,0~0 L -~$50,001 - $100,000( S e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500,000 O =$500.001 - $1D00.000 Pl -~$1.000.001 - $5.000.000

P3 -~$25.000.001 - $50.000.000 P4 =Mo re than $50.000.0003. Va l u e M et h o d Co des Q =Ap p ra i s a l R ---Cosl (Rea l Esta le Only) S = A s, , cssmen t( S c c C o l u m n C 2 ) U = Bo o k Va l u e V = Ol h cr W = Est i ma l cd

D =$5.001 - $15,000H2 =Mo rn than $5,000D00M ~ I OQ. 0 0 I - $25 0 , 0 00P 2 =$5,000.001 - $25.000,000T -=Cash Market

E =$15.001 - $50.000


9/22


10/22

FINANCIAL DISCLOSURE REPORTP a g e 1 0 o f 1 1

Na me o f Pe r s o n R e p o r t i n gH o w e l l , B e r y l A .

D a le o f R e p o r t5113/201 I

VI II . AD D IT I O NAL I NF O R M AT I O N O R EX P L ANAT I O NS . (indicate part of report.)


11/22

FINANCIAL DISCLOSURE REPORTP a g e 1 1 o f 1 1

Na me o f Pe r s o n R e p o r t i n gH o w e l l , B e r y l A .

D a t e o f R e p o r t. 5 / 1 3 / 2 0 1 1

IX. CERT IFICATION.1 c e r t i f y th a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a bl e s t a tu t o r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a ve b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h th e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U ~ q .C . a p p . 1 0 4)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


12/22

A O I O *Rev. 1/2011FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S .C. app . 101-111)

! . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l)Howel l , Beryl A.

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)

US D i s t r ic t Cour t Judg e (a c t ive )

7. Chambers or Office AddressUS Cour thouse , Room 6600333 Cons t i t u t ion A venue , NWWash ing ton , DC 20001

2 . C o u r t o r O r g a n i z a t io nUS D i s t r ic t Cour t for t he Di s t r i c t o f Colum bia

3. Date of Report8/7/201 I

5a . Repor t Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a in e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c e

w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Re , ievd ng O ff icer D a t e

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

IMPO RTA NT NO TES: The instruct ions accompan k ing this form m ust be fol lowet Com plete al l parts,checking the NO NE box for each par t where you have no repor table information. S ign on las t page.

I . P O S I T I O N S . m , p o n i , g individual only; seepp. 9-13 of f il ing instructions.)~--~ (No reportable positions.)ONE

POSITIONI. Consu l t an t (ended March 31 )2. C o m m i s s i o n e r3. Board M ember and T rea sure r (ended A ugus t 3 I , 2010)4. Adjunc t Pofessor5.

N A M E O F O R G A N I Z A T I O N / E N T IT YSel f EmployedUni ted S ta tes Sentenc ing Commis s ionCenter fo r Democracy and Techno logyAm er ican Univers i ty , Wa shington Schoo l o f Law

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)D NONE(No reportable agreements.)

DATEI . 9/17/2010

2.4 /20 /20093.4/ I /20094.3/12/20075. 1/20/2008

PARTIES AND TERMSSt roz Freedberg Jo inder Agreement to Secur i t i es Purchase AgreementSepara t ion agreement wi th S t roz Fr iedbergConsul t ing agreement wi th Recording Indus t ry Assoc ia t ion o f Amer ica (ended 3 /31 /2010)S t roz Fr iedberg Equ i ty I ncent ive P l an/Res t r i c ted S tock Un i t Award; no c ont ro lS t roz Fr iedberg Equi ty I ncent ive P l an / Res t r i c t ed S tock Uni t Award A greem ent ; no cont ro l


13/22

FINANCIAL DISCLOSURE REPORTPage 2 o f 11

N a m e o f P e r s o n R e p o r ti n gH o w e l l , B e r y l A .

Date of Report8/7 /2011

IlL N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g individual and spouse; see pp. 17-24 of filing instructions.)A. Filers N o n - I n v e s t m e n t I n c o m e~-~ (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE

I. 2010 Amer ican Univers i ty , t eaching2. 2010 Record ing Indus t ry Assoc i a t i on of Amer i ca , consu l t i ng3 . 20 10 St roz Fr i edberg LLC, buy bac k of ves t i ng re s t r i c t ed s tock un i t s4.

INCOM E(yours, not spouses)

$2,200.00

$20,000.00$386, I 14.00

B. Spou ses Non-lnvestment Income - ~f yoa were married daring anyportion of the reporting year, complete this sectlor~(Dollar amount not required except for honoraria.)D N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPEI. 2010 Na t iona l Geograp h i c Te lev i s ion , sa la ry

2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.( Includes those to spouse and dependen t chi ldren; see pp. 2 5-27 of f i l ing inst ruct ions . )

NONE (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED


14/22

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 1

Name of Person Repor t ingHowel l , Bery l A .

Date of Report8/7/201 I

V . G I F T S . a . d u d e s those to spouse and depcndent children; see pp. 2 8-31 of f i l ing ins truct ions .)[~] N O N E (No repo rtable gifts.)

SOUR C E D ESCRIPT | ONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . an c l u d c s t h o s e o f s p o u s e a n d d e p e n a c n ~ c h i td r e n ; s e e p p . ~ Z - ~ of filing instructions.)N O N E ( N o reportable liabilities.)

C R E D I T O R DESC R I P TI ONI.2.3.4.5.

V A L U E C O D E


15/22

FINANCIAL DISCLOSURE REPORTPage 4 o f 11

N a m e o f P e r so n R e p o r t i n gH o w e l l , B e o l A .

Date of R e p o r t8/7/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i ,, c o ,, ,, , , ., ,i ,e . t r o n , ~ c t i o n s ~tncludes those of spouse an d dependent children; see pp. 34-60 of filing instructions.)~ (No reportable income, assets, orONE transactions.)

A. B. C.D e s c r i p ti o n o f A s s e ts Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(I) (2) (I) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Valuee x e m p t f r o m p r io r d i s c l o s u r e Code I d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

( ~ )Type (g.,

b u y ,r e d e m p t i o n )


D a t e Value G a i nm m / d d / y y C o d e 2 C o d e 1(J-P) ( A - H )

( 5 )I d e n t i t y o fbuyerlseller( i f p r i v a t et r a n s a c t i o n )

I. Ci t ibank Accoun t s ( svgs , money marke t , )checkingL_~

2. Schwab A dv i sor Cash Rese rves (X)A

A

In terest K TIn terest K T

3. Schwab US Trea sury Money Fund4. St roz Fr iedberg LLC, s tock an d RSUs5. St roz Fr iedbeg LLC 401K6. - - A m f d s A m c a p R 37. - - A m f d s C a p W l d G r I n c R 3

8. - -Fnklnv i t fnk i i nba lsh ti nvmta

A I n t e r e s t O T

F Div idend PI W Sold(part)

NoneN o n eN o n e

ClosedClosedClosed

09/30/10 PI HI

04/06/10 K04/06/I 0 K0 4 1 0 6 1 1 0 J A

9. - J p m M i d c a p G R A1 0 . - - G d m n s c s G o v t I n c A

N o n eN o n e

ClosedClosed

04/06/10 J A01/06/10 K A

1 1 . - N w m n y m k t in s t1 2 . Pr inc ipa l F inanc i a l Group1 3 . - -Pr i nc ipa l Globa l Inves tor s Pr i nc ipa lMoney Ma rket Fund1 4 . - - D o d g e a n d C o x F i x e d In c o m e F u n d1 5 . - -Russe l LfP t Ba lSt E Fund

1 6 . - -Large Cap S & P 500 Indx Ins t Fund1 7 . - -Midcap S & P 400 Index Ins t Fund

N o n e

A Div idend MC Div idend LC Div idend M

A Div idend LA Div idend L

Closed

TT

T

TT

0 4 / 0 6 1 1 0 K

1. Incom e Gain Codes: A = $1,000 or less B -$1.O 01 - $2,5 00 C = $2,5 01 - $5 ,000(S ee C olm am s B I a n d D -l) F = $50,001 - $100.000 G = $100.001 - $1,000.000 H I = $1,000.001 - $5 .000,000

2. Valu e C od es J = $15 ,000 or le ss K =$15,0OI - $50,000 L = $ 5 0 , O O I - $ 1 1 3 0. 0 0 0( S c e C o lu r a n s C I a n d D 3 ) N =$250.0O I - $500,00~ O $500,0O I - $1,0O O ,0O O PI =$1,000.001 - $5 ,00~ .0~ O

P3 =$25,0~O.0OI - $50.000.0~O P 4 = M o r e th a n $ 5 0 ,0 O O . 0 O O3. Value Method Codes Q =Ap p ra i sa l R - Cos t ( Real Es t a lc Only l S A s ~ cs : , mcn t( s e e Column C 2) U = Book Value V O ~ h e r W = Es t imalcd

D =$5.0OI - $15,0OOH 2 = M o r e th a n $ 5 ,0 O O . 0 O O1 , .1 - $ 1 0 9 , 0 ~ 1 - $250.000P2 =$5.090.0(11 - $25,000.000T -Cash M arke t

E =$15,0OI - $50,000


16/22


N a m e o f P e r s o n R e p o r t in gH o w e I , B e r y l A .

D a t e o f R e p o r t8/7/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o ,~o, , , o toe , t ran sac t ion s ( In c lude s those o f spouse an d de pe n de n t c h i ldre n ; se e pp . 3 4-60 o / f i l in g in s truc t ion s . )NO NE ( No reportable income, assets, or transactions.)

Description of Assets Income dur ing(in c lu d ing trus t a sse ts ) reporting period

(I) (2)Place "IX)" after each asset Amoun t Type (e.g.,

exempt from prior disclosure Code I div., rent,(A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r ti n g p e r i o d(i) (2)Value ValueC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

( 1 )T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )


D a t e Value Gainm m/dd /yy Cod e 2 code 1

(J-P) (A-H)

( 5 )I d e n t i t y o fbuyer/seller( i f p r i v a t e


1 8 .1 9 .

20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .

Am erican Funds VCSP/College AmericaSavings Plan- G r o w t h F u n d o f A m e r i ca 5 2 9 F I

- N e w Ec o n o m y F u n d 5 2 9F 1

-New Per spec t ive Fund 529 F I- N e w W o r l d F u n d 5 2 9 F I

- -Fundamen t a l Inves tor s Accoun t 529FI- -Capi t a l I ncome Bu i lder 529 FI

- - I n te r m e d i a t e B o n d F u n d o f A m e r ic a

A Div idend

A Div idend L

None MB Dividend L

B Div idend LA Div idend K

A Dividend

T R e d e e m e d 12/29/I 0 K(part)Bu y 12/29/10 K

T R e d e e m e d 12/29/I 0 K( p a r t )Bu y 12/29/10 K

T Bu y 12/29/10 MT D is trib ute d 0 8/1 9/1 0 J(par t)

R e d e e m e d 12/29/I 0 K(part)Bu y 12/29/10 K

T R e d e e m e d 12/29/I 0 K(par t)T D is trib ute d 0 1/0 8/1 0 J(par t)

Distr ibuted 08/19/10 J( p a r t )Bu y 12/29/10 K

Distr ibuted 01/08 /10 K32 .

33 .34 .

- -Amer i can Funds Money Marke t Fund None M529F IMONY whole l i f e i n su rance pol i cy A Interes t JA O L C o m m on s toc k N on e

T

TSold 03/02/I 0 J

1. Incom e Gain Codes: A = $1,000 or less B = $1,001 - $2 ,500 C = $2,5 01 - $5 ,000 D =$5,001 - $15,000(s ee Co lu nm s B I a nd D4 ) F ~ $5 0.00 1 - $1 00 ,000 G =$100.001 - $1.00~.0OO HI =$I.0~0.001 - $5,000,000 H2 =More than $5,0~).0(~)

2 . Value Codes J -$15,000 or less K $15.001 - $50.000 L =$50,001 - $100.000 M =$100,001 - $250.000(Se e Columns CI and D3) N =S250,001 - $500,000 O = $50~.001 - $1.000,000 PI =$1.000,DOI - $5,000,000 P2 =$5,0~1,001 - $25,000,000

P3 =$25,000,001 - $50,000.00~ P4 =More than $50,000.0003. Value Method Codes Q =Ap p ra i sa l R =Co~l IRcal E, , tale Only) S = A s s es s men t T = Cas h Mark e t(Se e Column C2) U = Book Value V = Oth er W -Es t ima l cd

E 3515,001 - $ 5 0 . 0 ~ 0


17/22


N a m e o f P e r so n R e p o r t i n gHo~vell, Beryl A.

D a l e o f R e p o r t8/7/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, votae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f il ing instructions. )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross value at end Transac t ions dur ing repor ting per iod( inc lud ing t rus t asse t s ) rep ortin g p erio d of rep ortin g p eriod

(I) (2) (I) (2) (I) (2) (3) i (4) (5 )Place "(X)" after each asset Amount Type (e.g., Va lu e Va lu e Type (e.g., D a t e Value i Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, m m /d d /y y Code 2 i Code 1 buyer /sel ler(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P) [ (A-H) (if private(Q-W) [ transaction)

35 . Abbot Labora tor i e s common s tock A Div idend K36 . A m e r ic a n Ex p r e s s c o m m o n s t o c k A Div idend Sold 12/23/10 J C37 . A m e r ip r i s e c o m m o n s t o c k A Div idend Sold 12/23/10 J A38 . A p p l e C o m m o n S t o c k N o n e K T Bu y 03/26/10 K39 . A p p l e C o m m o n S t o c k Bu y(add l )40 . B a r r ic k G o l d C o r p o r a ti o n C o m m o n S t o c k A Dividend K T

07/30/10 J

41 . B e c t o n D i c k in s o n C o m m o n S t o c k A Div idend Sold 11/17/10 K B42 . B l a c ks t o n e G r o u p C o m m o n S t o c k A Div idend43 . B o e i n g C o m m o n S t o c k A Div idend44. C e l g e n e C o m m o n S t o c k N o n e45 . C i s c o C o m m o n S t o c k N o n e

J

KK

T Bu y 07/26/I 0(add l )T Bu y 07/13 /10(add l )T Bu y 07/13 /10(add l )

Sold 12/23/I 0

JJJJ

46 . C i t ig r o u p C o m m o n S t o c k N o n e4 7 . C o c a C o l a C o m m o n S t o c k A Div idend

Sold 12/20/10 J

48 . C o m i n g C o m m o n S t oc k A Div idend4 9 . D is h N e t w o r k C o m m o n S t o c k N o n e

Bu y 07/23 /10 KSold 12/23/10 J

50 . E c h o s ta r C o m m o n S t o c k N o n e S o l d 12/23/I 0 J51 . E x p r e ss S c r i p t s C o m m o n S t o c k N o n e K Bu y 07/13/10 K

I. Income Gain Codes :( See Columns BI and EM)

2.Value Codes(Se e Columns CI and D3)

3. Value Meth od Codes(Sce Column C2)

A = $ I . 0 0 0 or l e ssF =$50.0(11 - $100.000J $15 .0~0 or l e ssN =$250 .0~1 - $500 .000P3 =$25.0~0.091 - $50.00~.009Q=AppraisalU = Book Value

B =$1,001 - $2,500G =$100,001 - $1,000,000K =$15,001 - $50,000O =$500,001 - $ 1,000.000R =Cosl (Real Es tate Only)V = Oth er

C =$2,501 - $5,000H I =$1.000,001 - $5,000.000L =$50.001 - $ IPI =$1.000,001 - $5.000,000P4 =More than $50.000.000S = A s s es s men tW = Es t imated

D =$5,001 - $15.000H2 =M ore than $5,000,000M =$100,001 - $250,0


18/22


N a m e o f P e r s o n R e p o r t in gHo wel l , B er ~ l A .

Date of Report8/7/201 I

V I 1 . I N V E S T M E N T S a n d T R U S T S - income. ,at.e, t ..... t i o n s ( I n c l u d e s t h o s e of spouse and dependent children; s e e p p . 3 4 - 6 0 of filing instructiont.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e ts Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

O) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p ~ ( e . g . ,e x e m p t f r o m p r io r d i s c l o s u r e Code I d i v . 0 r e n t ,( A - H ) o r int.)

G r o s s v a l u e a t e n do f r e p o r ti n g p e r i o dO) (2)Value ValueC o d e 2 M e t h o d

(J-P) C o d e 3( Q - W )

O)T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )


D a t e Value Gainm m /d d/y y C od e 2 Code I

( J - P ) ( A - H )

( 5 )I d e n t i t y o f

buyer/seller( i f p r i v a t et r a n s a c t i o n )

52 . Exxon Mobi l S tock A Div idend K53 . F e d e x C o m m o n S t o c k54 . G i l ea d S c i e n c e s C o m m o n S t o c k

Div idend KNone

Bu y

Sold07/26110 K

06/09/10 J

55 . G o l d m a n S a c h s C o m m o n S t o c k A Dividend56 . H e w l e t t P a ck a r d C o m m o n S t o c k A Div idend57 . I m m u c o r C om m o n S to c k None

Bu ySoldSold

07 /30/10 J06/09/I 0 K10/07/10 J

58 . I n t e l C o m m o n S t o c k A Div idend K59 . I B M C o m m o n S t oc k A Dividend K60 . M c D o n a l d s C o m m o n S t oc k A Div idend61 . Microsof t Common Stock A Dividend J62 . M ylan C om m on Stock N one K63 . N o k i a C om m o n S t o c k A Dividend

TSold 05/20/10 K

T Sold 12/20/10 K(part)T B u y 07 /30110 J(add l )

Sold 12/10/10 K64 . P o t a sh C o r p C o m m o n S t o c k A Div idend6 5 . P ra x a i r C o m m o n S t o c k A Dividend

K Bu y 07/23/10 J(add l )So ld 06/09/10 J

66 . R e s e a rc h i n M o t i o n C o m m o n S t o c k None Bu y

6 7 . R e s ea r c h i n M o t i o n C o m m o n S t o c k None Sold

03/26/10 K

12/20/10 J68 . S c h lu m b e r g e r L e d C o m m o n S t o c k A Div idend Sold(par t) 08 /27 /10

I . I ncome Gain Codes : A =$1,0~0 or less B = $1,001 - $2 ,500 C = $2,5 01 - $5 ,000(See Col ureas B 1 and D~ ) F = 550,0~ I - $ I OO.0~ G = 5 I00,0~ I - 51,009.000 H I = $ 1,0~0.~ I - 55,00~,00~

2. Value Codes J -$15,000 or l e s s K =$15,001 - $50,000 L =$50,001 - $ 100,000(Se c Columns CI and D J ) N =$250,001 - $50~,000 O = $5 00,0 01 - $1 ,0 00.0~ 0 P I = 51 ,0 00 ,00 1 - $5 ,00 0,0 00

P3 =525,00~,001 - 550.090.000 P4 More than $50,000.00~3. Value Method Codes Q =Ap p ra i sa l R =Cost (Real Es talc Only) S = A s s es s men t

( S e e Column C2) U = Book Value V =Othc r W = Es t imated

D =$5,001 - $15,000H2 =M ore than $5,000,000M =$ 1 0 0 , 0 0 1 - 5250 ,000P2 =$5,000,0~1 - $25,000,000T = Cas h Mark e t

E = $ 1 5 , 0 0 1 - $50,000


19/22


N a m e o f P e r so n R e p o r t i n gHowel l , Bery l A .

D a l e o f R e p o r t8/7/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - in c ome , v alue , t ran sac t ion s ( In c lude s those o f spouse an d de pe n de n t c h i ldre n ; se e pp . 3 4-60 o f f i l in g in s truc t ion s .)--] N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e ts Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

O) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s S v a l u e a t e n do f r e p o r ti n g p e r i o d(t) (2)Value ValueC o d e 2 M e t h o d

(J-p) C o d e 3

(i )T y p ~ (e .g . ,b u y , s e l l ,

r e d e m p t i o n )


D a t e Value G a i nm m / d d / y y C o d e 2 C o d e I(J-P) ( A - H )

( 5 )I d e n t i t y o fbuyer/seller( i f p r i v a t etransaclion)

69 . Q u a l c o m m C o m m o n S to c k A Dividend7 0 . T h e rm o F i s h e r C o m m o n S t o c k N o n e

TS o l d 05/19/10 K D

71 . Ti m e W a r n e r I n c C o m m o n S t o c k A Div idend Sold 12/20110 J72 . Ti m e W a r n e r C a b le C o m m o n S t o c k A Div idend7 3 . T r a n s o c e a n C o m m o n S t o c k N o n e

Sold 12/20/10 JSold 05/04/I 0 J

74 . U n i t e d Te c h n o l o g ie s C o m m o n S t o c k A Div idend7 5 . W a l m a r t C o m m o n S t o c k A Div idend

Sold 06/09/10 K BSold 11/17/10 K A

76 . B a n k o f A m e r i c a C o r p o r a te B o n d A In terest Sold 08 /23 /1077 . Black Rock High Yie ld Bond Ins t i t u t iona l A Div idend K T B uy 0 9 1 2 9 1 1 0Mutual Fund78 . F a i rf a x C o u n t y , V A Ta x Ex e m p t B o n d B In terest L T79 . F e d e r a l H o m e L o a n B a n k F i x e d I n c o m e A In terest L Ta c c o u n t80 . GE Cap i to l Corpora t e Bond B In terest L T81 . G o l d m a n S a c h s B R I C I n s t it u t io n a l E T F N o n e K T Bu y 09/07 /1082 . H a n o v e r C i t y V A G o P u b I m p t - S e r T a x A In terest L T Bu y 01/14/10e x e m p t B o n d83 . JP Morgan Chase Corpora t e Bond B In terest L T

84 . iSha res Tr Russe l l 2000 Growth Index Fund A Div idend L T Bu y 12/02/1085 . B uy 12/22/I 0(add l )

KK

K

L

LJ

I. In com e G ain C od es : A = $1,000 or less B = $1,001 - $2 ,500 C =$2,501 - $5,00~ D =$5.001 - $15,0~0(S ee Co lu m ns B I a nd IM ) F =$5 0,091 - $100.0~ ) G = $100,001 - $1,000,0~0 HI =$1,000,001 - $5.000.000 H 2 = M ore th an $ 5 . 0 ~ . 0 ~ O

2. Valuo Codes J -$15,000 or less K = $15,001 - $50.000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000(See Columns C I and D3) N =$250,001 - $509,009 O = $500,001 - $1,000,00~ PI =$1,000,0~1 - $5,00~.000 P2 =$5,0~,0~1 - $25,000.0~0

P3 =$25.000.001 - $50.000.000 P4 =More than $50,0~1,0~03. Value Meth od Codes Q =Ap p ra i sa l R - Cos t ( Real Es t a le Only ) S = A s ~ s s m e n t T = Cas h Mark e t

IS l e Column C 2) U = Book Value V = O ther W = Estim aled

E =$15,001 - $50,0~1


20/22

FINANCIAL DISCLOSURE REPORTPage 9 o f I 1

N a m e o f P e r so n R e p o r t i n gHo well, Beryl A.

D a t e o f R e p o r t8/7/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - inco.,e, ,,ol.e, ,rans.c,ion, andudes those of spouse a n d d e p e n d e n t c h i l d r en ; s e e p p . 3 4 - 6 0 of filing instruction~.)D (No reportable incom e, assets, orONE transactions.)

A. B. C.Description of Assets Income dur ing Gross value at end( inc lud ing t rus t asse t s ) rep ortin g p eriod of rep ortln g p eriod

(I) (2) (I) (2)Place "(X)" a fter each asset Am oun t Type (e.g., Value Value

exempt from prior disclosure Code I div., renL C o d e 2 M e th o d(A-H) o r i n t . ) (J-P) Code 3(Q-W)

(1 )Type (e.g.,

buy, se l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p e n i n g p e r i o d

(2) (3) (4)D a t e V al u e G a i nm m / d d / y y C o d e 2 C o d e I

( J - P ) ( A - H )I d e n t i t y o fbuyer/seller( i f p r i v a t e


86 .

8 8 .8 9 .

9 0 .9 1 .9 2 .9 3 .194.

96.

Turner Core Growth Institutional ETF Fund

Turner M idcap G rowth Institutiona l

US Inflation Index Bond --Go vernmentbo ndVan guard Emerging M arkets ETF

A D i v i d e n d

None

None

B D i v i d e n d

J T

T

T

T

Sold( p a r t )

B uy

Bu y(add l )Bu y(add l )Bu y

(add l )

04/23/10 J A

07/08/10 K

07/23/10 J

11/22/10 K

12/22/10 J

I. In com e G ain C od es : A = $1,000 or less B = $1,001 - $2 ,500 C = $2,5 01 - $5 ,000 D =$ 5.001 - $ I 5,000(S c C olu m ns B I an d D4) F = $50,001 - $100.000 G = $100,001 - $1,000.000 H I = $1 ,0 00 ,0 01 - $ 5. 00 0, O 00 H 2 -M o re th a n $ 5 ,0 00 .0 00

2. Value Codes J = $15 ,000 or le ss K -$15 ,001 - $5 0,000 L =$50,001 - $100.000 M $100 .00 l - $250 .000(Sc Columns CI and D3) N =$250.001 - $500.000 O = $500.001 - $1,000,000 p I = $1.000,001 - $ 5.000,000 P2 $5.000,001 - $25.00~.0~0

P3 =$25,000,001 - $50.000.000 P4 =More than $50,000.0003. Value Method Codes Q =Ap p ra i sa l R =Cost (Real Es tate Only) S = A s s es s men t T =Cash M arke t{See Column C2) U = Book Value V = Oth er W = Es t imated

E -$15.0~1 - $50.000


21/22


N a m e o f P e r s o n R e p o r ti n gH o w e l l , B e r y l A .

Date of Repor t8 /7 /2011

V III . ADDITIONAL INFORM ATION OR EXPLANATIONS.Sec t ion VII Inves tmen t s and Trus t s )In my 2009 A nnua l F inanc i a l Di scolsu re Repor t , da t ed Ju ly 31 ,2010 , I l i s ted Sm i th In t e rna t i ona l Com m on Stock ( l i ne 62 ) . I d i d no t l i s t t h i s a sse t in m y 2010R e p o r t b e c a u s e S m i t h I n t e rn a t i o n a l m e r g e d w i t h S c h l u m b e r g e r o n A u g u s t 2 7 , 2010.


22/22

FINANCIAL DISCLOSURE REPORTPage 11 of I1

~ame of Person Repor t ingHowel l , Bery l A .

Date of Report8/7/2011

IX. CERT IFICATION.! c e r ti f y t h a t a l l i n fo rm a t i o n g i v e n ab o v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y s p o u s e an d m i n o r o r d e p e n d e n t ch i l d r e n , i f a n y ) i s

a c cu r a t e , t r u e , an d co m p l e t e t o t he b e s t o f m y k n o wl e d g e an d b e l i e f , a n d t h a t an y i n fo rm a t i o n n o t r e p o r t e d ~ v a s w i t h h e l d b e cau s e i t m e t ap p l i c ab l e s t a t u t o ryp ro v i s i o n s p e rm i t t i n g n o n -d i s c l o s u re .I f u r th e r c e r t i f y th a t e a r n e d i n c om e f r om ou t s i d e e m p l o ) a n e n t a n d h on or a r i a a n d th e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p or t e d a r e i nco m p l i an ce w i t h t h e p ro v i s io n s o f 5 U . S . C . ap p . 5 0 1 e t . s e q . , 5 U . S . C . 735 3 , an d Ju d i c i a l C o n fe re n ce r e g u l a t io n s .

Signa ture: S/B ery l A. H ow el l

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S (5 U . S .C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Beryl A Howell Financial Disclosure Report for Howell, Beryl A

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