4-2 Numerica(Finite Element) for deep excavation

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    1

    1. Finite element analysis procedure

    Part II: Finite Element Method

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    2

    Governing equation

    Problem Domain of Interest

    Problem Domain

    Prescribed Displacement

    Prescribed Force

    Divide problem domain into many finite elements

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    3

    System Static Equilibrium (F vs s)

    0bT s

    Stress tensor gravitational (body) force vector

    Forces and stresses must equilibrium in the system

    Governing equation

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    Compatibility (u vs e)

    uTe

    Strain vector Displacement vector

    Displacement and strain must agree in the system

    Positive for compression

    Governing equation

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    Stress-Strain Relationships (s vs e)

    es D

    Stress Tensor Strain Tensor

    Constitutive model to characterize material behavior

    Material Constitutive (Stiffness) Matrix

    Governing equation

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    Internal work

    The principal of virtual work

    q

    S

    T

    V

    T

    V

    T dSqudVbudV

    q

    se

    External work

    by body force

    External work by

    prescribed force

    extint FF Check convergence,

    If not converged, change(increase) displacement u

    Governing equation

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    nGn dKR

    Gaussian Elimination method or Frontal solver method:

    nGn RKd1

    ndBe

    ndBDD es

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    CACULATE

    Displacement Increment u

    CONVERT to

    Strain Increment e

    INTEGRATE

    Stress Increment s

    Iteration Scheme

    e.g. Newton-Raphson

    START at

    a Given Boundary Conditions

    e.g. Prescribed force or displacement

    CACULATE

    External Force Increment Fext

    CHECK

    Convergence

    FextFint

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    Calculation

    Convergence Criteria

    %1

    F

    FF

    ext

    extint

    3%~5% is more practical

    error default tolerance

    Calculation until system equilibrium is reached

    Convergence

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    1. Define Problem Type/Dimension

    2. Define Geometry and Material

    3. Set Boundary Condition

    4. Generate Mesh

    5. Generate Initial Condition

    6. Simulate Construction Procedure

    7. Calculate until Convergence is reached

    8. Validate the Finite Element Model

    Analysis procedure

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    2. Types of analysis

    Effective stress analysis:

    All of the calculation in the computer program are based on the

    effective stress. Soil and water are treated as different material.

    Input parameters: nf ,,, Ec

    Total stress analysis:All of the calculation in the computer program are based on the

    total stress. Only one material, soil-water mixture, exists.

    No excess porewater is generated in the program.

    Input parameters: uuu Es nf ,,0,

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    Effective stress analysis: soil and water are treated as two-phase material.

    The stress of water (porewater pressure) and soil (effective stress) are

    computed separatelyTotal stress analysis: soil and water are treated as a single material.

    The total stress of the single-phase material is computed.

    CLAY

    hs u

    Effective stress analysis

    hs

    Total stress analysis

    satg

    0, fsats

    g

    f,c

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    Sand (drained behavior)--------Effective stress analysis

    Clay (undrained behavior)-----Effective stress undrained analysis

    -----Total stress undrained analysis

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    Linear Elastic Model:Hooks Elasticity Law

    Nonlinear Elastic Model:

    Duncan Hyperbolic Model

    Linear Elastic- Perfectly Plastic Model:

    Mohr-Coulomb Model

    Elasto-Plastic Model:

    Hardening Soil Model

    Hardening Soil Model w/ Small Strain

    Cam-Clay Model

    s

    e

    s linearlyincreases w/ e

    s

    e

    s nonlinearlyincreases w/ e

    s

    e

    s linearly increasesw/ e and reaches toa peak strength

    3. Constitutive model

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    Hardening

    Peak Softening

    xx

    Residual

    Compression

    Dilatancy

    Constant

    Volume

    Real Soil Stress-Strain-Volume Relationships

    Comparison of constitutive model

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    Elastic Model Elasto-Plastic Model

    Simple, require less input

    parameters (E, u) Complicated, many

    parameters

    Efficient computation Great computation effort

    Less numerical problems

    (convergence)

    Many numerical problems

    (integration, convergence) Results are ok for working

    stress conditions

    (away from failure)

    However, plastic model can

    describe more realistically

    plastic deformation of soil

    (plastic strain, dilatancy,

    stress history) Close form solutions are

    available

    Comparison of constitutive model

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    Plastic Deformation:Unloading (e.g., Excavation)

    Dilatancy

    Dense sand or OC clay underdrained condition

    (e.g., Retaining Structure)

    Stress History

    e=f (s, s)

    current stress state, stress increment

    s

    e

    Elastic

    Elaso-Plastic

    eeep

    ev

    e

    Elastic(No dilation, Volume change is

    controlled only by Poissons

    ratio)

    Elaso-Plastic

    (by dilation angle)

    Comparison of constitutive model

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    Set Boundary Conditions

    Prescribed Force: External force

    Prescribed Displacement: u 0, v0

    Horizontal fixity u=0, v0

    Vertical fixity u0, v=0

    Total fixity u=0, v=0standard fixity

    Prescribed force or displacement

    Boundary condition

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    Generate Initial Condition

    Initial water pressure

    Initial effective stress

    Phreatic level (for knowing GWT)

    Pore pressure distribution

    (for excess pore water pressure or seepage conditions)

    Ko procedure (for horizontal ground and soil layers) Gravity loading (e.g., slopes)

    Initial stress

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    (A) Linear elastic elastoplastic model

    s

    e

    E

    0

    s

    e

    E

    0

    E

    E

    Linear elastic elastoplastic model Linear elastic perfectly plastic model

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    Linear elastic elastoplastic model

    e

    plasticity

    s

    Test results

    Linear elastic

    Yielding stress

    Simulation of the real soil

    E

    Defined by c, f

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    Disturbed soils

    31 ss

    1e

    3s

    1s

    Undisturbed soils

    Problems for the simulation of real soil

    c fEis underestimated may not be affected

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    For sand-like material:

    502.058.65 NVs

    Wave velocity from relationship of Vs and N

    (Taipei silty clay)

    Shear modulus from wave equation

    2sVG (=density of soil)

    )1(2 s

    sEGn

    Elastic theory

    3.025.0 snSand

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    Youngs modulus of the soil

    )1(2 ss GE n

    is a parameter which take into account of the high stiffness atsmall strain, =0.3-0.5

    For clay-like material (total stress analysis or non-porous mode):

    Eu/su can be assumed to be 450-500, or obtained from back

    analysis of well-documented case histories

    We can establish the relationship between Eand Ndirectly

    E=2000N(kPa), for example

    mu=0.495 (saturated clay)

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    M

    p

    q

    pln

    e

    1p

    ae

    cse

    ke k

    l

    Unloading/reloading

    Isotropic virgin consolidation line (IV

    One dimensional consolidation line

    Critical state line(CSL)

    (a)(b)

    (B). Cam-clay and other high order models (MITE3, MITS1)

    q

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    F

    pMq

    Critical state line ( CSL )

    Elastic wall

    Isotropic virgin consolidation line

    Yielding surface

    q

    e

    p

    E

    E Y

    XX

    . State boundary surface

    Unloading / reloading

    X

    Y

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    The equations for the state boundary:

    The yielding equation

    )/1(

    222

    2

    /

    lk

    pqM

    M

    p

    p

    e

    l

    eep ae exp

    222

    2

    0/ pqM

    Mpp

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    The Cam-clay model requires the followingparameters: , , , and .v M lE k

    f

    f

    sin3

    sin6

    M f

    f

    sin3

    sin6

    M

    303.2cC

    l303.2sCk

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    e

    s

    Failure stress

    E

    E

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    Yield function-I

    Yield function-II

    Definitions of cap yield surface :

    ~

    32

    (C) Hardening soil model (HS model)effective stress model

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    (D) HS small modelevolve from HS model

    Typical field measuring result

    Typical analysis result using the finite element

    method

    Wall deformation curve

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    Wang (1997):

    Numerical program:

    FLAC

    Soil model:

    Creep modelhyperbolic model

    Excavation case:

    TNEC

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    Yielding surfaces for clayey soils

    Common material??

    3s

    1s

    Area 1

    Area 2

    Area 3

    Area 4

    Initial yielding surface Y3

    Y2

    Y1

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    Variation of normalized secant modulus with strain

    =209kPasuc= 63kPa

    =430kPasuc= 139kPa=310kPasuc= 102kPa

    e1

    e

    s0

    s1s1-s3

    Esec=-

    Esec

    suc

    0.001 0.01 0.1 110

    100

    1000

    London clay

    Jrdine et al. (1984)

    5000

    Straine (%)

    vs

    vsv

    s

    e1

    s1s0

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    For HS Small model, two additional parameters are required

    0.7

    7.0g

    7.0g0G

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    G0: Initial or very small strain shear; which can be obtainedfrom small strain test, bender element test, cross hole field

    test or seismic survey

    g0.7: the strain level at which the secant shear modulus is

    reduced to 70% of G0; This value can be determined fromthe small strain test, or use the following correlation

    ]2sin)1()2cos1(2[

    9

    101

    0

    7.0 fsfg Kc

    G(PLAXIS manual suggest)

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    A good case

    history, TNEC is

    used in evaluation

    of the performanceof the above models

    GL.-2.8

    GL.-4.9

    GL.-8.6

    GL.-11.8

    GL.-15.2

    GL.-17.3

    GL.-19.7

    1FL GL.+0.0

    B1F GL.-3.5

    B2F GL.-7.1

    B3F GL.-10.3

    B4F GL.-13.7

    B5F GL.-17.1

    H300x300x10x15 GL.-2.3

    H400x400x13x21 GL.-16.5

    unit: meter

    GL.-35.0

    CL =30 =33%-38%

    LL=33-36PI=13-16

    Gravel

    GP N>100

    SM N=4-11 =31

    CL

    =32%-40%

    LL=29-39

    PI=9-23

    =29

    SM N=22-24 =31

    CL N=9-11 =29

    SM

    N=14-37

    =32

    GL.-35.0

    GL.-46.0

    GL.+0.0

    GL.-2.0

    GL.-8.0GL.-5.6

    GL.-33.0

    GL.-37.5

    f

    f

    f

    f

    f

    fSungshan I

    Sungshan II

    Sungshan III

    Sungshan IV

    Sungshan V

    Sungshan VIStage 1

    Stage 2

    Stage 3

    Stage 4

    Stage 5

    Stage 6

    Stage 7

    4. Evaluation of the commonly used soil models

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    Comparison

    MCC model

    Depth(m)

    50

    45

    40

    35

    30

    25

    2015

    10

    5

    0

    Displacement (cm)

    141210 8 6 4 2 0Distance from the wall (m)

    0 10 20 30 40 50 60 70 80 90 100

    Settlement(cm)

    -8

    -6-4

    -2

    0

    excavation stage

    Field measurementMCC model

    3

    4

    6

    7

    5

    2

    346

    7

    5

    2

    1

    real soil parameter

    Dep

    th(m)

    50

    45

    40

    35

    30

    25

    20

    15

    10

    5

    0

    Displacement (cm)

    141210 8 6 4 2 0Distance from the wall (m)

    0 10 20 30 40 50 60 70 80 90 100

    Settlement(cm)

    -8

    -6

    -4

    -2

    0

    excavation stage

    Field measurementMCC model

    34

    67

    5

    2

    76

    54 3

    2

    1

    adjusted parameter,k/l = 0.25

    real soil parameter

    adjusted parameter,k/l = 0.25

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    HS model

    Depth(m

    )

    5045

    40

    35

    30

    25

    20

    15

    10

    5

    0

    Displacement (cm)

    141210 8 6 4 2 0Distance from the wall (m)

    0 10 20 30 40 50 60 70 80 90 100

    Settle

    ment(cm)

    -8

    -6

    -4

    -2

    0

    excavation stage

    Field measurementHS model

    3

    4

    67

    5

    2

    76

    54 3

    2

    1

    Comparison Real soil parameter

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    q

    p

    Real soil yield surface

    Modified Cam-Clay yield surface

    Critical state line

    K0line

    A

    B

    C

    D

    Relationship of stress path in modified Cam-Clay yield surface

    and real soil yield surface

    E

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    Comparison

    HS small

    model

    Depth(m)

    50

    45

    40

    35

    30

    25

    2015

    10

    5

    0

    Displacement (cm)

    141210 8 6 4 2 0Distance from the wall (m)

    0 10 20 30 40 50 60 70 80 90 100

    Settlem

    ent(cm)

    -8

    -6-4

    -2

    0

    excavation stage

    Field measurementHS small model

    34

    6

    7

    5

    2

    7

    65 4 3

    21

    Dep

    th(m)

    50

    45

    40

    35

    30

    25

    20

    15

    10

    5

    0

    Displacement (cm)

    141210 8 6 4 2 0Distance from the wall (m)

    0 10 20 30 40 50 60 70 80 90 100

    Settlement(cm)

    -8

    -6

    -4

    -2

    0

    excavation stage

    Field measurementHS small model

    3

    4

    6

    7

    5

    2

    7

    6

    5 4

    32

    1

    real soil parameter

    adjusted parameter,0.7= 10-5

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    Comparison Mohr-Coulomb model (f= 0 )

    Depth(m

    )

    50

    45

    40

    35

    30

    2520

    15

    10

    5

    0

    Displacement (cm)

    141210 8 6 4 2 0Distance from the wall (m)

    0 10 20 30 40 50 60 70 80 90 100

    Settle

    ment(cm)

    -8

    -6

    -4

    -2

    0

    excavation stage

    Field measurementHS small model

    3

    4

    6

    7

    5

    2

    7

    65 4

    32

    1

    back analysis (E/Su=500)

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    Comparison Duncan-Chang model

    Displacement (cm)

    Depth(

    m)

    Distance from the wall (m)

    S

    ettlement(cm)

    Field observation

    34

    67

    34

    6

    7

    excavation stage

    Duncan-Chang model

    5

    21

    5

    2

    1

    141210 8 6 4 2 0

    50

    45

    40

    35

    30

    25

    20

    15

    10

    5

    00 10 20 30 40 50 60 70 80 90 100

    -8

    -6

    -4

    -2

    0

    back analysis

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    q

    MCC yield surface

    K0-line

    K-line

    Advanced effective stress model

    Gyration

    p

    This will introduce a gyration rate related parameter

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    Wall displacement(cm) Distance from wall(m)

    Settlement(cm)

    Depth(m)

    0 20 40 60 80

    -10

    -8

    -6

    -4

    -2

    0

    12 10 8 6 4 2 0

    50

    40

    30

    20

    10

    0

    Measurement

    Analysis with small strain

    Conventional elastoplastic analysis

    .

    Comparison 3KS model

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    Excav. surface

    FIGURE 8.25 The finite element meshes used in the analysis of excavation

    (a) bad mesh (b) good mesh

    Excav. surface

    (a)

    (b)

    Retaining wall

    Retaining wall

    5. Mesh generation for excavation

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    Boundary conditions

    (a)

    Retaining wall

    (b)

    Retaining wall

    FIGURE 8.26 Boundary conditions of the finite element mesh

    (a) boundary outside the excavation zone is allocated with rollers

    (b) boundary outside excavation zone is allocated with hinges

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    final depth

    FIGURE 8.27 Distance of the boundary required for the analysis of wall deflection or ground settlement

    ground settlement :

    wall deflection :

    eH

    D

    eHD 4

    eHD 3

    6 Corner effect on deformation behavior

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    6. Corner effect on deformation behavior

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    10

    20

    30

    40

    2 4 60 2 4 60 2 4 60

    Lateral wall deformation (cm)

    STAGE 4: STAGE 6: STAGE 7:

    FEM 2D FEM 3D Measured values

    0

    D

    epth(m)

    8

    FIGURE 8.29 Comparisons of the wall deflection from plane strain analysis, threedimensional analysis and field measurement respectively in a cornerof the Haihaw Financial Center excavation

    struts

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    B

    B

    L

    L

    FIGURE 6.30 Relationship between the plane strain ratio and the aspect ratio of an excavation

    (a) PSR, the length-width ratio, and the distance from the corner

    Distance to the corner (m)

    0 5 10 15 20 25 30 35 40 45 500.2

    0.4

    0.6

    0.8

    1.0

    1.2

    1.4

    1.6

    1.8

    2.0

    2.2

    2.4

    2.6

    0.2

    0.30.5 0.6 0.7 0.8

    PSR=0.9

    (a)

    PSR=Plane strain ratioB=Width d=Distance to the cornerL= Length

    Section to be

    evaluated

    Section to be

    evaluated

    (b)

    0.4

    d

    d

    PSR

    =0.1