Smart investing starts with good information.

With the help of your independent Registered Investment Advisor—who has chosen TD Ameritrade Institutional as the custodian of your investment account—we have created a monthly account statement that gives you a snapshot of where you stand financially.

Your TD Ameritrade Institutional monthly account statement: the information you need, simple and clear.

Your TD Ameritrade Institutional Monthly Account Statement

SAMPLE

Account 901-XXXXXXXXJOHN M DOEINDIVIDUAL

GOLDEN FIELDS INVESTMENT SERVICES1234 MAIN STREETANYTOWN, USA 12345(123) 456-7890

(800) 431-3500

Page 1 of 3

The Account Summary section of your monthly account statement from TD Ameritrade Institutional makes it easy to absorb at a glance the highlights of the information found in the rest of the statement:

Total Account Value, the exact dollar value of your account as of the last date of the reporting period.

Change in Account Value, the difference (for both the reporting period and for the year-to-date) between your account’s beginning value and

The big picture...ending value—and the transactions, changes in market value, and events (such as stock splits, dividends, mergers and acquisitions, rights issues, and spin-offs) that created the change.

Summary of Holdings, a breakdown of your investments (by type) and how much of your account value is associated with each.

STK01

STK02

STK03

STK04

10000ABCD

STK05

STK06

STK07

STOCK01

STOCK02

STOCK03

STOCK04

FIXED INCOME01

STOCK05

STOCK06

STOCK07

EXCHANGE TRADED FUND01ETF

GOLDEN FIELDS INVESTMENT 0000000000

GOLDEN FIELDS INVESTMENT SERVICES (800) 431-3500Page 3 of 3

Account 901-XXXXXXXXJOHN M DOEINDIVIDUAL

ETF01

SAMPLE

EXCHANGE TRADED FUNDS01ETFEXCHANGE TRADED FUNDS02ETFEXCHANGE TRADED FUNDS03ETF

ABCD1234

CASH AND CASH ALTERNATIVES

FIXED INCOME01

FIXED INCOME02

FIXED INCOME03

FIXED INCOME04

GOLDEN FIELDS INVESTMENT SERVICES (800) 431-3500

TOTAL CASH AND CASH ALTERNATIVES

Page 2 of 3

Account 901-XXXXXXXXJOHN M DOEINDIVIDUAL

ETF01

10000ABCD

20000ABCD

30000ABCD

40000ABCD

ETF02

ETF03

SAMPLE

Together, the Holding Details and Transaction Details sections of your TD Ameritrade Institutional monthly account statement give you a detailed view of all the investments in your account and all the transactions that were completed during the month.

...and details that count.

Holding Details

Transaction Details

Your investments are listed by type. Investment types include:

��Cash and Cash Alternatives

��Exchange Traded Funds (ETFs)

��Fixed Income

��Mutual Funds

��Stocks

Your transactions appear chronologically. Transaction types include:

��Securities Sold and Purchased

��Dividend Income

��Dividend Reinvestments

�� Interest Income

��Qualified Income

For questions about your statement, please contact your financial advisor.

If you have a retirement account with TD Ameritrade Institutional, your Account Summary includes a Retirement Account Activity Overview—a summary of the information you need to understand your retirement account’s status and to track its progress toward the goals you have set for it.

Looking ahead.

Account XXX-013730JOHN C DOE ROLLOVER IRATD AMERITRADE CLEARING INC CUSTODIAN

MONTHLY STATEMENT Reporting Period: August 1 - 31, 2010 ROLLOVER IRA

Page 2 of 6

ACCOUNT SUMMARY (continued)

Questions? Consult your Independent Advisor:Statement Redesign Financial Services (402) 575-6247

AP

RETIREMENT ACCOUNT ACTIVITY OVERVIEWYear to Date 1/1/10 - 8/31/10

This Month Reported for 2010 Reported for 2009

CONTRIBUTIONSPlan Contributions $14,023.83 $13,912.10 $14,023.83

DISTRIBUTIONS (amounts include taxes withheld)Distributions you made (4,023.83) (16,912.10) (4,023.83)

HOLDINGS DETAIL

CASH AND CASH EQUIVALENTSMarket

Investment Description ValueTD BANK INSURED DEPOSIT ACCOUNT $20,551.80TOTAL CASH & CASH EQUIVALENTS $20,551.80

MUTUAL FUNDS

Investment DescriptionSymbol/CUSIP

PurchaseDate Quantity

ClosingPrice Market Value

CostBasis

UnrealizedGain/(Loss)

$ $ $ $OAKMARK FDSEQUITY & INCOME FD

OAKBX 724.631 26.81 19,427.36 - -

VANGUARDINTER TM TREAS

VFITX 3/13/02 1,994.73 11.8 23,537.81 40,000.00 (16,462.19)

-*- Demonstration Powered by Exstream Dialogue 01/27/2011, Version 6.1.015 -*-

2011

11 111110

Account 902-XXXXXXXX

MUTUAL FUNDS01 MF01

MF02MUTUAL FUNDS02

Page 3 of 3

SAMPLE

You will find all the contributions that have been made on your behalf during the month, so you will know how much you are still able to contribute. And you will find the distributions you took and information you may need at tax time.

TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC/NFA and TD Ameritrade Clearing, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. © 2011 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission.

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