Weak Eastic Anisotropy

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    GEOPHYSICS, VOL. 51, NO. 10 (OCTOBER 1986); P. 1954-1966, 5 FIGS., 1 TABLE.

    e k el stic nisotropy

    eon Thomsen

    ABSTRACT

    Most bulk elastic media are weakly anisotropic. The

    equations governing weak anisotropy are much simpler

    than those governing strong anisotropy, and they are

    much easier to grasp intuitively. These equations indi

    cate that a certain anisotropic parameter (denoted 8)

    controls most anisotropic phenomena of importance in

    exploration geophysics, some of which are nonnegligible

    even when the anisotropy is weak. The critical parame

    ter 8 is an awkward combination of elastic parameters,

    a combination which is totally independent of horizon

    tal velocity and which may be either positive or nega

    tive in natural contexts.

    INTRODUCTION

    In most applications of elasticity theory to problems in pe

    troleum geophysics, the elastic medium is assumed to be iso

    tropic. On the other hand, most crustal rocks are found exper

    imentally to be anisotropic. Further, it is known that if a

    layered sequence ofdifferent media (isotropic or not) is probed

    with an elastic wave of wavelength much longer than the typi

    cal layer thickness i.e., the normal seismic exploration con

    text), the wave propagates as though it were in a homoge

    neous, but anisotropic, medium (Backus, 1962 . Hence, there is

    a fundamental inconsistency between practice on the one hand

    and reality on the other.

    Two major reasons for the continued existence of this in

    consistency come readily to mind:

    (1) The most commonly occurring type of anisotropy

    (transverse isotropy) masquerades as isotropy in near

    vertical reflection profiling, with the angular dependence

    disguised in the uncertainty of the depth to each reflec

    tor

    (cf.,

    Krey and Helbig, 1956 .

    (2) The mathematical equations for anisotropic wave

    propagation are algebraically daunting, even for this

    simple case.

    The purpose of this paper is to point out that in most cases of

    interest to geophysicists the anisotropy is weak (10-20 per

    cent), allowing the equations to simplify considerably. In fact,

    the equations become so simple that certain basic conclusions

    are immediately obvious:

    (1) The most common measure of anisotropy (con

    trasting vertical and horizontal velocities) is not very

    relevant to problems of near-vertical P-wave propaga

    tion.

    (2) The most critical measure of anisotropy (denoted

    8) does not involve the horizontal velocity at all in its

    definition and is often undetermined by experimental

    programs intended to measure anisotropy of rock sam

    ples.

    (3) A common approximation used to simplify the

    anisotropic wave-velocity equations (elliptical ani

    sotropy) is usually inappropriate and misleading for

    P-

    and SV-waves.

    (4)Use of Poisson s ratio, as determined from vertical

    and S velocities, to estimate horizontal stress usually

    leads to significant error.

    These conclusions apply irrespective of the physical cause of

    the anisotropy. Specifically, anisotropy in sedimentary rock

    sequences may be caused by preferred orientation of aniso

    tropic mineral grains (such as in a massive shale formation),

    preferred orientation of the shapes of isotropic minerals (such

    as flat-lying platelets), preferred orientation of cracks (such as

    parallel cracks, or vertical cracks with no preferred azimuth),

    or thin bedding of isotropic or anisotropic layers. The con

    clusions stated here may be applied to rocks with any or all of

    these physical attributes, with the sole restriction that the re

    sulting anisotropy is weak (this condition is given precise

    meaning below).

    To establish these conclusions, some elementary facts about

    anisotropy are reviewed in the next section. This is followed

    by a presentation of the simplified angular dependence of

    wave velocities appropriate for weak anisotropy. In the fol

    lowing section, the anisotropic parameters thus identified are

    used to analyze several common problems in petroleum geo

    physics. Finally, further discussion and conclusions are pre

    sented.

    REVIEW OF ELASTIC ANISOTROPY

    A linearly elastic material is defined as one in which each

    component of stress

    j

    is linearly dependent upon every com

    ponent of strain (Nye, 1957 . Since each directional index

    may assume values of 1, 2, 3 (representing directions x,

    y

    z

    Manuscript received by the Editor September 9, 1985; revised manuscript received February 24, 1986.

    *Amoco Production Company, P.O. Box 3385,Tulsa, OK 74102.

    () 1986 Society of Exploration Geophysicists. All rights reserved.

    95

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    Weak lastic nisotropy

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    so that the 3 x 3 x 3 x 3 tensor Cijkt may be represented by

    the 6 x 6 matrix

    C.

    p

    .

    Each symmetry class has its own pat

    tern of nonzero, independent components C.

    p

    . For

    example,

    for isotropic media the matrix assumes the simple form

    6a

    6b

    6c

    C

    1

    1--- C

    3 3

    }

    C

    6 6

    ---+ C

    4 4

    isotropy.

    C

    l

    C

    3 3

    - 2C

    4 4

    The elastic modulus matrix in equation 5 may be used to

    reconstruct the tensor

    Cijkt

    using equat ion 2 , so

    that

    the

    constitutive relation in equation 1 is known for the aniso

    tropic medium.

    The relation may be used in the equat ion of motion e .g.,

    Daley and Hron, 1977; Keith and Crampin, 1977a, b, c , yield

    ing a wave equation. There are three independent

    solutions-

    where the three-direction z is taken as the unique axis. is

    significant

    that

    the generalization from isotropy to anisotropy

    introduces three new elast ic moduli, rather than jus t one or

    two. If the physical cause of the ani sotropy is known, e.g.,

    thin layering of certain isotropic media, these five moduli may

    not be independent after all. However, since the physical cause

    is rarely determined, the general treatment is followed here. A

    comparison of the isotropic matrix, equation 3 ,

    with the an

    isotropic matrix, equation 5 , shows how the former is a de

    generate special case of the latter, with

    2

    1

    12 = 21

    t

    6

    31 = 13

    t

    5

    32 = 23

    t

    4

    22 33

    l t

    2 3

    where the 3 x 3 x 3 x 3 elastic modulus tensor

    C

    i jk i

    com

    pletely characterizes the elasticity of the medium. Because of

    the symmetry of stress

    crij

    =

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    homsen

    The ut il ity of the factors of two in def in itions

    SaH8d)

    will be

    evident short ly. The definit ion of

    equation

    (Sc) is not unique,

    and it may be justified only as in the case considered next

    where it leads eventually to simplification. The vertical

    sound

    speeds for P- and S-waves are, respectively,

    (7d)

    Before considering the case of weak anisotropy, it is impor

    tant to clarify the dis tinc tion between the phase angle 8 and

    the ray angle

    I

    (along which energy propagates). Referring to

    Figure 1, the wavefront is local ly perpendicular to the propa-

    gation vector k, since k poin ts in the di recti on of maximum

    rate of increase in phase. The phase velocity v 8 is also called

    the wavefront velocity, since it measures the velocity of ad

    vance of the wavefront along

    k(8).

    Since the wavefront is non

    spherical , it is c lear that 0 (also called the wavefront-normal

    angle) is different from < > the ray angle from the source point

    to the wavefront . Following Berryman (1979), these relat ion

    ships may be stated (for each wave type) in terms of the wave

    vector

    Phase

    Wavefront

    Angle e

    and

    Group Ray Angle

    ->

    w ve vector

    k

    FIG.

    1.

    This figure graphical ly indica tes the def in it ions of

    phase (wavefront) angle and group (ray) angle.

    D 8 is

    compact notation

    for the

    quadratic combination:

    D 8 == {C

    33

    - C

    4 4

    2

    +

    2[2 C 13

    +

    C

    4 4

    2 C

    33

    - C

    44 C 11

    +

    C

    33

    2C

    44

    ]

    sin?

    8

    [ C

    11

    +C

    3 3

    - 2C

    4 4

    2

    -4 C

    I 3

    +C

    44

    Z] sin 8} I/Z

    (note mispr in t in the corresponding expression in Daley and

    Hron, 1977).

    is the a lgebra ic complexity of D which is a

    primary

    obs ta cl e to use of an isotrop ic models in analyzing

    seismic

    exploration

    data.

    .

    is u s ~ f u t.o recast

    equations

    7aH7d) (involving five elas

    tic

    moduli)

    using

    notation

    involving only two elast ic moduli

    (or equivalently, vertical P

    and

    S-wave velocities) plus three

    measures of anisotropy. These three anisotropies

    should

    be

    appropriate

    combinations

    of elastic moduli which (1) simplify

    equations (7); (2) are nondimensional, so

    that

    one may speak

    of X percent P anisotropy, etc.; and 3 r educe to zero in the

    degenerate case of i so tropy, as indicated by relat ions

    (6),

    so

    that materia ls with small values (

    < i

    1)

    of

    anisotropy may be

    denoted weakly

    anisotropic.

    Some

    suitable

    combinations are

    suggested by the form of

    equations (7):

    and

    = JC

    44/P.

    Then, equations (7) become (exactly)

    v ~ 8 =

    u6

    [

    + E sin' 8 +

    D* 8 }

    v ~ v 8

    =

    [1 +

    i E

    sin? 8 -

    i D* 8 }

    v ~ H 8 = [1

    +

    2y

    sin?

    8

    1

    with

    * 1

    ~ 6 { [

    40*

    D (8) == 2: 1 - U6 1

    +

    (1 _ ~ 6 u 6 2 sirr' 8 cos

    z

    8

    +

    4 1 -

    ~ U u +

    E)E . 4

    ]1/2

    }

    _ ~ 6 U 6 Z sm e

    1

    where the

    components

    are clearly

    k

    x

    = k 8 sin 8;

    k; =

    k 8

    cos

    8;

    (9a)

    (9b)

    (lOa)*

    (lOb)*

    (lOc)*

    (10d)*

    )*

    (11a)*

    b)*

    (Sa)

    (8b)

    and

    and the scalar length is

    and

    k 8

    =

    k +

    k; = O/v 8 ,

    llc)*

    (8c)

    where

    is

    angular

    frequency. The ray velocity

    V

    is then given

    lThis,and other expressions belowwhichare marked with an asterisk

    are valid for arbitrary (notjust weak)anisotropy.

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    Weak lastic nisotropy 9 7

    by

    15

    8*

    D

    . 2 8 2 8 . 4 8

    1 _

    ~ ~ a ~ sm cos +

    sm .

    obtained from four measurements (at least one measurement

    at an oblique angle, preferably 45 degrees, is required). As is

    shown below, this omitted datum is the most

    important

    one

    for most applications in petroleum geophysics. Hence, these

    partial studies are omitted from Table

    1.

    In addit ion to intrinsic anisotropy, one must consider ex

    trinsic anisotropy, for example, due to fine layering of iso

    tropic beds.

    Many

    examples could be listed, but it is not clear

    how to pick representative examples. This table has been lim

    ited to the particular examples defined by Levin (1979) (these

    choices are discussed further below).

    With Table 1 as justification of the approximation of weak

    anisotropy, it now makes sense to expand equations

    10

    in a

    Taylor series in the small parameters 10 0*, and y at fixed 8.

    Retaining only terms linear in these small parameters, the

    quadratic

    D

    is approximately

    12 *

    (13b)*

    (13a)*

    =

    v

    sin

    8

    + cos

    8) v

    cos

    8 -

    sin 8)

    (

    1

    dV)

    tan 8 dV

    = tan 8 +; d8 1 - d8

    tan

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    homs n

    Table

    1.

    Measured anisotropy in sedimentary rocks. This table compiles and condenses virtually all published data on

    anisotropy of sedimentary rocks, plus some related materials.

    Sample

    Conditions

    V f s)

    V

    f s)

    6*

    6

    p g/cm

    3

    p m/s)

    s m/ s

    Tay1or

    1

    P

    =

    0

    Pa

    11 050

    6000

    0.110 -00127

    -0.035

    0.255 2.500

    sandstone

    urated 3 368

    1 829

    Mesaverde 4903)2 P

    =

    27.58 Pa

    14860 8869 0.034 0.250 0.211 0.046 2.520

    mudsha1e s ~ undrnd 4 529

    2 703

    Mesaverde 4912 2 P

    27.58

    Pa

    14 684 9232 0.097 0.051 0.091 0.051 2.500

    immature

    sandstone s ~ H

    undrnd

    4476

    2814

    Mesaverde 4946 2

    P

    27.58

    Pa

    13449 7696 0.077

    -0.039 0.010

    0.066 2.450

    immature

    sandstone

    s ~ undrnd

    4099

    2 346

    Mesaverde 5469.5)2

    P

    =

    27.58

    Pa 16 312 9 512 0.056 -0.041 -0.003

    0.067 2.630

    s ty limestone

    s ~ f a

    undrnd

    4972

    2899

    Mesaverde

    5481.3)2

    P

    27.58

    Pa

    14 270

    8434

    0.091 0.134 0.148

    0.105

    2.460

    immature sandstone

    s ~

    undrnd 4 349 2 571

    Mesaverde

    5501 2

    P

    27.58

    Pa

    12 887 6 742 0.334

    0.818 0.730

    0.575

    2.590

    c1aysha1e s ~ undrnd

    3 928 2 055

    Mesaverde 5555.5)2

    P e ~ =

    27.58

    Pa

    14 891

    8877

    0.060 0.147

    0.143

    0.045 2.480

    immature

    sandstone

    sa

    ,undrnd

    4 539 2 706

    Mesaverde

    5566.3)2

    P

    =

    27.58

    Pa

    14596

    8482

    0.091

    0.688 0.565 0.046 2.570

    laminated

    si l tstone s ~

    undrnd

    4449

    2 585

    Mesaverde

    5837.5)2

    P

    27.58

    Pa

    15 327

    9 294 0.023

    -0.013

    0.002 0.013 2.470

    immature

    sandstone

    s ~ f t

    undrnd

    4672

    2 833

    Mesaverde

    5858.6)2

    P

    27.58

    Pa

    12448

    6 804

    0.189 0.154 0.204 0.175

    2.560

    clayshale s ~ undrnd

    3 794

    2 074

    Mesaverde

    6423.6)2

    P

    27.58

    Pa

    17 914

    10 560

    0.000

    -0.345

    -0.264

    -0.007

    2.690

    calcareous sandstone

    s ~ undr nd

    5460

    3 219

    Mesaverde

    6455.1)2

    P

    =

    27.58 Pa 14496

    8487

    0.053 0.173

    0.158 0.133 2.450

    immature sandstone

    s ~ undrnd

    4418

    2 587

    Mesaverde

    6542.6)2

    P

    =

    27.58 Pa 14451

    8339

    0.080

    -0.057

    -0.003

    0.093

    2.510

    immature

    sandstone

    s ~ undrnd

    4405

    2 542

    Mesaverde

    6563.7)2

    P

    =

    27.58

    Pa 16644 9837

    0.010 0.009

    0.012

    -0.005

    2.680

    mudshale

    sHa,

    undrnd

    5073

    2998

    Mesaverde

    7888.4)2

    P 27.58

    Pa 15 973

    9549

    0.033 0.030

    0.040

    -0.019

    2.500

    sandstone

    s ~

    undrnd

    4869

    2911

    Mesaverde

    7939.5)2

    P

    ef a

    =

    27.58

    Pa

    14096

    8106

    0.081

    0.118

    0.129

    0.048

    2.660

    mudshale sa

    ,undrnd 4296

    2471

    1Rai and

    Frisi l lo, 1982

    2Kelley,

    1983 number in

    parentheses is

    depth label)

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    Table I. Continued

    Sample

    Conditions

    V f l s V fls

    6*

    y

    p g cm

    p m/s

    s m/s

    Mesaverde P

    20.00 MPa

    11 100

    8000 0.065

    -0.003

    0.059 0.071 2.35

    shale 350 3

    d

    e

    ff

    3383 2438y

    Mesaverde P

    =

    20.00

    MPa

    12 100

    9100

    0.081

    0.010 0.057 0.000 2.73

    sandstone

    l582 3

    deff

    3688

    2 774

    y

    Mesaverde

    P 20.00 MPa 12800

    8800

    0.137

    -0.078 -0.012

    0.026 2.64

    shale l599 3

    d

    e

    ff

    3901 2682y

    Mesaverde P 50.00 MPa 13 900 9900 0.036

    -0.037 -0.039

    0.030 2.69

    sandstone

    l958 3

    d

    e

    ff

    4237

    3018

    y

    Mesaverde P 50.00 MPa

    15 900 10400

    0.063

    -0.031 0.008

    0.028

    2.69

    shale l968 3

    d

    e

    ff

    4846 3 170

    y

    Mesaverde

    P 50.00

    MPa

    15200

    10600

    -0.026 -0.004 -0.033

    0.035 2.71

    sandstone

    3512 )3

    d

    e

    ff

    4633

    3 231

    y

    Mesaverde P

    50.00 MPa 14300

    10000

    0.172

    -0.088

    0.000 0.157 2.81

    shale 3511 3

    d

    e

    ff

    4359 3048

    y

    Mesaverde P

    =

    20.00 MPa

    13000 9600

    0.055

    -0.066 -0.089

    0.041

    2.87

    sandstone

    3805

    3

    d

    e ff

    3962

    2926

    y

    Mesaverde

    P

    eff =

    50.00

    MPa

    12 300

    8600

    0.128

    -0.025

    0.078

    0.100 2.92

    shale

    3883 3

    dry

    3 749

    2 621

    Dog

    Creek

    4

    in s i tu ,

    6 150

    2 710

    0.225 -0.020

    0.100

    0.345

    2.000

    shale

    z

    =

    143.3 m

    430 f t

    1 875 826

    Wills Point

    4

    in

    situ,

    3470

    1 270 0.215

    0.359 0.315 0.280 1.800

    shale

    z

    =

    58.3 m 175 t

    1 058 387

    P

    =

    0

    13 550

    7810

    0.085 0.104

    0.120 0.185

    2.640

    s ~ f t u ~ r

    4 130 2 380

    Cotton

    Va

    ey

    5

    P = 111.70

    MPa

    15 490

    9480

    0.135 0.172 0.205

    0.180

    2.640

    shale

    s ~ undrnd

    4 721 2 890

    Pierre

    6

    1n situ,

    6 804 2850 0.110 0.058

    0.090 0.165 2.25?

    shale

    z = 450 m

    2 074 869

    in s i tu ,

    6 910

    2910

    0.195 0.128 0.175

    0.300 2.25?

    z = 650 m

    2 106 887

    in situ,

    7 224 3 180

    0.015

    0.085 0.060

    0.030 2.25?

    z = 950 m

    2 202 969

    shale

    5000)7

    P = 0

    10 000

    4890

    0.255 -0.270

    -0.050

    0.480

    2.420

    c

    satd,

    undrnd

    3 048 1490

    3Lin, 1985 number in parentheses is

    depth

    label

    4Robertson and

    Corrigan,

    1983

    5 To saya, 1982

    6White,

    et

    a l . , 1982

    7Jones

    and Wang 1981

    depth

    of

    core

    shown)

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    96

    homs n

    Table 1. ontinued

    Sample

    Conditions V (f ls) V ( f l s ) t

    8* 8

    I

    p g/cm

    3

    }

    p m/s} S m/s}

    P

    = 101. 36 Pa

    11080

    4890

    0.200

    -0.282 -0.075 0.510

    2.420

    s ~ t

    undrnd

    3377 1490

    Oil

    Sha1e

    8

    unknown

    13880

    8330

    0.200 0.000 0.100 0.145

    2.370

    4231 2539

    Green

    River

    9

    P

    = 0

    13670

    7980 0.040

    -0.013

    0.010 0.030

    2.310

    c

    shale

    satd, undrnd

    4 167

    2432

    P = 68.95 MPa, 14450 8470 0.025

    0.056 0.055 0.020

    2.310

    c

    4404 2 582atd , undrnd

    Berea

    l o

    P

    f

    = 68.95

    Mpa,

    13800 8740 0.002 0.023

    0.020 0.005

    2.140

    sandstone

    s ~ t u r t e

    4206

    2664

    Bandera

    l o

    Peff =

    68.95

    Mpa,

    12 500

    7 770

    0.030

    0.037 0.045 0.030

    2.160

    sandstone

    sa urated

    3810

    2 368

    Green

    Ri ve r l

    P

    = 202.71

    MPa,

    10800

    5800

    0.195 -0.45 -0.220 0.180

    2.075

    shale

    a r r

    dr y

    3292

    1 768

    Lance II

    P

    = 202.71 Mpa,

    16 500 9800 -0.005 -0.032

    -0.015 0.005 2.430

    c

    sandstone a ir

    dr y

    5 029 2 987

    F t. Un

    i

    on

    P

    = 202.71 Mpa,

    16 000

    9650

    0.045 -0.071 -0.045

    0.040

    2.600

    c

    s i l t s t o n e

    a I r dr y

    4877

    2 941

    Timber

    Mtn 11

    P

    =

    202.71

    Mpa, 15 900

    6090 0.020

    -0.003

    -0.030

    0.105

    2.330

    t u f f

    c

    4846

    1856

    Ir dr y

    Muscovite

    l 2

    P

    =

    0

    14500

    6860 1.12

    -1.23

    -0.235

    2.28

    2.79

    crystal

    c

    4420

    2091

    Quartz

    crysta1

    12

    P

    e f f

    0 20000

    14700

    -0.096

    0.169 0.273

    -0.159

    2.65

    hexag.

    approx.)

    6 096

    4481

    Calcite

    crysta1

    12

    P

    e ff

    a

    17 500

    000

    0.369 0.127

    0.579

    0.169

    2.71

    hexag.

    approx.)

    5 334

    3353

    B i o t i t e

    crystal

    l 2

    P

    e ff

    a

    13 300 4400

    1.222

    -1.437 -0.388

    6.12

    3.05

    4054

    1 341

    Apatite

    c r y s t a l

    12

    Pe ff

    0

    20800 14400

    0.097

    0.257

    0.586

    0.079

    3.218

    6 340

    4389

    Ic e

    I

    crystal

    l 2

    P

    =

    a

    11 900

    5

    500

    -0.038 -0

    .1 0

    -0

    .164

    0.031 1.064

    e f f

    40F

    3 627 1 676

    A1uminum-1ucite

    l 3

    clamped; oi 1

    9410

    4430

    0.97

    -0.89 -0.09

    1. 30

    1.86

    composite between layers 2 868 1 350

    8Kaarsberg,

    1968

    9podio et

    a l . , 1968

    I OKi ng , 1964

    11S

    chock

    e t a l . , 1974

    12Simmons and Wang, 1971

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    Weak Elastic Anisotropy 9

    able ontinued

    Sample

    Conditions

    V

    (f ls)

    V

    (f ls)

    8*

    y

    p(g/cm:J)

    P(m/s)

    s

    m l

    s )

    Sandstone-

    hypothetical

    9 871

    5 426

    0.013

    -0.010 -0.001

    0.035

    2 31

    sha1e 14

    50-50

    3 009 1 654

    SS-anisotropic

    hypothetical

    9 871 5 426

    0.059 -0.042

    -0.001

    0.163

    2

    shale 14

    50-50

    3 009

    1 654

    Limestone-

    hypothetical 10845

    5 968

    0.134

    -0.094 0.000 0.156

    2.44

    shale 14

    50-50

    3 306 1 819

    LS-anisotropic

    hypothetical 10845 5968 0.169 -0.123

    0.000 0.271

    2.44

    sha1e 14

    50-50

    3 306 1 819

    Anisotropic hypothetical 9 005

    4 949 0.103

    -0.073

    -0.001 0.345

    2.34

    shale 14

    50-50

    2 745 1 508

    Gas sand- hypothetical

    4624

    2560

    0.022

    -0.002

    0.018 0.004

    2.03

    water

    sand 14 50-50 1 409 780

    Gypsum-weathered

    hypothetical

    6 270

    2 609 1.161

    -1.075 -0.140 2.781

    2.35

    material } 1

    50-50 1 911

    795

    13Dalke, 1983

    14Levin, 1979

    that

    (1Sb)

    is, in fact, the fractional difference between vertical and hori

    zontal P velocities, i.e., it is the parameter usually referred to

    as

    the

    anisotropy of a rock. [Without the factor of 2 in

    equation (Sa), s would not correspond to this common usage

    of the

    term

    anisotropy. J

    However, the parameter 8 which controls the near-vertical

    anisotropy is a different combination of elastic moduli, which

    does

    not

    include (i.e., the horizontal velocity) at all. Since

    the

    E

    term is negligible for near-vertical propagation, most of

    one s intuitive understanding of E is irrelevant to such prob

    lems. For example, it is normally true that horizontal

    P

    veloci

    ty is greater than vertical

    P

    velocity, i.e., E > 0 (Table 1).How

    ever, this is of little use in understanding anisotropy in near

    vertical reflection problems, because E is multiplied by sin 6

    in equation (16a). The near-vert ical anisotropic response is

    dominated by the 8 term,

    and

    few can claim intuitive

    familiarity with this combination of parameters [equation

    (17)]. In fact, Table 1 shows a substantial fraction of cases

    with negative 8.

    Figures 2

    and

    3 show

    P

    wavefronts radiating from a point

    source into two uniform half-spaces, each with positive

    E

    but

    different values of 8, one positive and one negative. These are

    jus t plots of

    V

    p

    in polar coordinates. is clear from the

    figures that quite complicated wavefronts may occur. Similar

    complications arise with

    V

    wavefronts, although no actual

    cusps or triplications are present in the limit of weak ani

    sotropy, (The term V

    N O

    in these figures ;s discussed in the

    next section.)

    At this point, where the linearization procedure has identi

    fied 8 as the crucial anisotropic parameter for near-vert ical

    P-wave propagation, it is appropriate to discuss a special case

    of transverse isotropy which has received much attention: el

    liptical anisotropy. An elliptically anisotropic medium is

    characterized by elliptical

    P

    wavefronts emanating from a

    point source. is defined cf. Daley and Hron, 1979) by the

    condition

    8

    E

    elliptical anisotropy.

    Notable for its algebraic simplicity, this special case, is, of

    course, defined by a mathematical restriction of the parame

    ters which has no physical justification. Accordingly, one may

    expect the occurrence of such a case in nature to be van

    ishingly rare. In fact, Table 1 shows that 8

    and

    E are not even

    well-correlated (being frequently of opposite sign), so that the

    assumption of their equali ty may lead to serious error. This

    point is reinforced by Figure 4, which plots 8 versus E for the

    rocks of Table I and shows for comparison the elliptic con

    dition defined above. The inadequacy of the elliptic assump

    tion is immediately obvious.

    These results are for intrinsic anisotropy. Berryman (1979)

    and Helbig (1979) show that if anisot ropy is caused by fine

    layering of isotropic materials, then strictly

    8 E isotropic layers.

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    1962

    Thomsen

    W V FRONTS

    For completeness, note from equation (l6c) that

    SOME APPLICATIONS OF WEAK ANISOTROPY

    so that

    y

    corresponds to the conventional meaning of ..SH

    anisotropy. Also note that in the elliptical case

    0 = E,

    the

    functional form of equation (16a) becomes the same as that of

    equation (l6c). This demonstrates that SH wavefronts are el

    liptical in the general case; this is true even for strong ani

    sotropy.

    Returning to the central point of 0 as the crucial parameter

    in near-vertical anisotropic P-wave propagation, some dis

    cussion is necessary regarding the reliability of its measure

    ment.

    is clear from equations (16a) and (18b)that

    0

    may be

    found directly (in the case of weak anisotropy) from a single

    set of measurements at e

    =

    0,45 and 90degrees:

    1)

    =

    p 1 t /4 l /Vp 0

    -

    -

    [V

    p 1 t /2 l /Vp 0

    -1 ]

    Because of the factor of 4, errors in V

    p 1t /4 /V

    p 0

    propagate

    into 0 with considerable magnification. In fact, if the relative

    standard error in each velocity is 2 percent, then the (indepen

    dently) propagated absolute standard error in 1) is of order .12,

    which is of the same order as 0 itself (Table

    1 .

    The propaga

    tion of this error through equation (17) implies that the rela

    tive error in C 13 is even larger. To reduce these errors to

    within acceptable limits requires many redundant experiments,

    of both V

    p

    e and V

    sv

    e). Since the measurement at 45 degrees

    may involve cutting a separate core, questions of sample het

    erogeneity (as distinct from anisotropy) naturally arise. The

    data ofTable 1 should be viewed with appropriate caution.

    ISOTROPIC

    .

    .

    ANISOTROPIC:

    e

    = 0.20

    6

    = 0.20

    ISOTROPIC:

    y

    ............

    e

    = 0.20

    ---- ---

    6 = 0.20

    W V FRONTS

    FIG.

    3. This figure indicates a plausible anisotropic wavefront

    0

    =

    E .

    The curve marked

    V

    N O

    is a segment of the wave

    front that would be inferred from isotropic moveout analysis

    of reflected energy. V

    N O

    < v ert since

    0

    < o.

    FIG. 2. This figure indicates an elliptical wavefront 0

    =

    E . The

    curve marked V

    N O

    is a segment of the wavefront that would

    be inferred from isotropic moveout analysis of reflected

    energy. V

    N O

    > v ert.

    Group

    velocity

    i.e., it is linear in anisotropy. Therefore, the group velocity

    [equation (l4)J expanded in such terms,

    (19)

    (20c)

    (20a)

    (20b)

    For

    the quasi-P-wave, the derivative in equation (14) IS

    given for the case of weak anisotropy [equation (16a)] by

    1

    av [

    J

    e

    =

    sin e cos e 0 +

    2 E

    - 0 sin? e ,

    v

    p

    v

    p

    V

    p

    = vp e .

    Similarly for the other wave types,

    and

    Note that equations (20)do not say that group velocity equals

    phase velocity (or equivalently, that ray velocity equals wave

    front velocity). These equations do say tha t at a given ray

    is quadratic in anisotropy. Therefore, this term is neglected in

    the linear approximation

    As a final remark, note that, for small

    e

    the last term in

    equation (l6a), E sin

    e,

    might be comparable to a neglected

    quadratic term in

    0

    2

    sin e, or OE sin? e. However, all neglect

    ed terms quadratic in anisotropy are multiplied by trigono

    metric terms of order sin e cos eor smaller, and hence are in

    fact negligible, even for small

    Berryman (1979) writes a perturbation approximation to

    equation (10) in which the small parameter is a combination

    of anisotropic parameters and trigonometric functions. His

    derivation, which is also valid for strong anisotropy at small

    angles, reduces to the present equations (l6a) and (16b) for

    weak anisotropy (at any angle). His approximation is less re

    strictive than the present one, but it yields formulas which are

    less simple (and which do not readily disclose the crucial role

    of the parameter 0, or contrast it with

    E .

    is therefore an

    approximation intermediate between the exact expressions

    (10)and the intuitively accessible approximation 16 .

    Backus (1965) treats the case of weak anisotropy of arbi

    trary symmetry, defining anisotropy differently than is done

    here, without implementing criteria (1) and (2) which follows

    equation (7d).

    Consideration of the linearized

    SV

    result equation (16b)

    immediately confirms the well-known special result that ellip

    tical P wavefronts (0 = E) imply spherical wavefronts (no e

    dependence). However, equation (16b) shows that the more

    general case of weakly anisotropic but nonelliptical media is

    still algebraically tractable.

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    Weak Elastic Anisotropy

    1963

    group angle

    4>

    if the corresponding wavefront normal

    phase angle e is calculated using equations 22 below, then

    equat ions 16 and 20 may be used to find the ray group

    velocity.

    r up angle

    velocity formulas [equation 16 ], does not constitute a viola

    tion of the linearization process, even though products of

    small quantities implicitly appear. In linearizing equations 10

    in terms of anisotropy, the angle S was held constant, i.e.,was

    not part of the linearization process. The linear dependence of

    S on anisotropy, at fixed 4> is then given by equations

    22 .

    The relationship

    13

    between group angle

    4>

    and phase

    angle

    e

    is, in the linear approximation,

    Polarization angle

    *

    The particle motion of a quasi-P-wave is polarized in the

    direction of the eigenvector gp Daley and Hron, 1977 ,where

    Since this is not parallel to the propagation vector k

    p

    [equa

    tion

    11

    ], the wave is said to be quasi-longitudinal, rather

    than strictly longitudinal; similar remarks apply to the quasi

    SV-wave. The angle l,p between k, and gpisgiven by

    I

    2 2

    cos

    l,p

    =

    k k

    p

    gp

    =

    p

    sin

    Sp+ m

    p

    cos

    p

    ). *

    pY

    p

    kpg

    p

    Expressions for the scalars

    t

    p and

    m

    p

    are given by Daley and

    Hron 1977 ;in the case of weak anisotropy, these expressions

    reduce to

    21

    22c

    22b

    tan SH = tan 8

    sH 1

    + 2y .

    tan

    4>sv

    = tan

    sv

    [1 + 2 ; s -

    0 1

    - 2 sin? Ssy

    J

    and for SH-waves,

    Similarly, for SV-waves,

    tan

    = tan

    8[

    + sin 8

    1

    COS

    8

    1

    For P-waves, use of equation 19 fully linearized in equation

    21 leads to

    tan >p = tan

    [

    +

    20

    +

    4 - 0 sin?

    e

    p

    } 22a

    These expressions, along with equations 16 and 20 , define

    the group velocity, at any angle, for each wave type.

    Note tha t inclusion of the anisotropy terms in the angles

    [equations 22 ], when used in conjunction with the phase-

    and

    Comparison of

    P nisotropies

    0.8

    Data on

    Crustal

    Rocke

    Lab Field

    ~ ; ~ o ~

    v ot

    0

    .

    , .

    ~ -

    -

    ,

    -

    ,

    .

    .

    0.4

    0 2

    0.8

    O O r : : _ =

    0 2

    CD

    G

    E

    t

    Q

    o

    o

    GO

    C