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Neurodevelopment and the effects of a neurobehavioral intervention in verypreterm-born children
van Hus, J.W.P.
Publication date2014Document VersionFinal published version
Link to publication
Citation for published version (APA):van Hus, J. W. P. (2014). Neurodevelopment and the effects of a neurobehavioralintervention in very preterm-born children.
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Download date:18 Aug 2021
VERDEDIGING
Hierbij bent u uitgenodigd voor de openbare verdediging
van het proefschrift van Janeline W. P. Van Hus
Neurodevelopment and the effects of a
neurobehavioral intervention in very
preterm-born children
Op vrijdag 5 december 2014om 10.00 uur
in de Agnietenkapel van de Universiteit van AmsterdamOudezijds Voorburgwal 231
1012 EZ Amsterdam
Janeline Van HusVrolikstraat 337C
1092 TA [email protected]
06 20 34 42 22
PARANIMFENIngrid Hofsteede
[email protected] 15 61 84 37
Jacqueline [email protected]
06 40 14 08 47
RECEPTIETer plaatse na afloop van de verdediging
Neurodevelopment and the effects of a neurobehavioral intervention in very preterm-born children
Janeline W.P. van Hus
Janeline van Hus werd geboren op 23 januari 1963 te Amsterdam. Na het behalen van haar HAVOdiploma aan de Chr. Scholengemeenschap “Buitenveldert” te Amsterdam in 1981, volgde zij de opleiding Fysiotherapie bij Stichting Academie voor Paramedische Beroepen ‘Leffelaar’, waar zij in 1985 met lof afstudeerde. Janeline’s eerste publicatie ‘De tiende hersenzenuw en de emotie van allergisch astmatici’ vloeide voort uit haar eindexamen scriptie en grote interesse in de ontwikkeling van kinderen. Janeline startte haar loopbaan in het Pediatric Rehabilitation Hospital and Center for severely handicapped children ‘Alyn’ te Jeruzalem (Israël) en het Universitätsspital “Inselspital” te Bern (Zwitserland), waar zij haar eerste ervaringen als kinderfysiotherapeut opdeed. In 1989 trad Janeline in dienst bij het Revalidatiecentrum ‘Rijndam-Adriaanstichting’ te R’dam, waar zij zich met veel plezier 12 jaar lang alle ins en out van de kinder-revalidatie eigen maakte, vele opleidingen en cursussen volgden en in 1997 haar registratie kinderfysiotherapie behaalde. Naast haar werk zette zij zich in voor korte ontwikkelingsprojecten in Thailand en Mozambique op het gebied van onderwijs en kinderrevalidatie. In 2000 maakte Janeline de overstap naar de afdeling Revalidatie van het Academisch Medisch Centrum te A’dam waar zij zich bezig houdt met de klinische kinder-fysiotherapeutische zorg. Geïnspireerd door het neurologisch gedragsonderzoek bij het prematuur geboren kind, volgde Janeline in 2002-2003 de IBAIP opleiding en participeerde in een effect onderzoek. Dit resulteerde in 2009 tot het opzetten van een vervolgonderzoek, beschreven in dit proefschrift. Tijdens het onderzoekstraject schoolde Janeline zich in epidemiologie, statistiek en klinisch data management aan de AMC Graduate School forMedical Science. Janeline is getrouwd met haar grote liefde Meijer die ze tijdens het uitvoeren van haar 3 passies; reizen, bergwandelen en fotografie, in 2006 in Patagonië ontmoette.
Neurodevelopment and the effects of a neurobehavioral intervention in very preterm-born children
Janeline W.P. van Hus
Academisch proefschriftUniversiteit van Amsterdam
Cover statue Tom Otterness ‘Sprookjesbeelden aan Zee’ Scheveningen 2012Cover design Annoek Louwers Janeline van HusPhotography Janeline van HusLay out & print Gildeprint, Enschede
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Neurodevelopment and the effects of a
neurobehavioral intervention
in very preterm-born children
Janeline W.P. van Hus
The studies presented in this thesis were carried out under the auspices of:
The department of Rehabilitation, Academic Medical Center, Amsterdam
The department of Neonatology, Academic Medical Center, Amsterdam
The studies were financially supported by:
Innovatie fonds Zorgverzekeraars (project 576)
Zorg Onderzoek Nederland (ZonMwproject 62200032)
The department of Rehabilitation, Academic Medical Center, Amsterdam
The department of Neonatology, Academic Medical Center, Amsterdam
Publication of this thesis was financially supported by:
The department of Rehabilitation, Academic Medical Center, Amsterdam
The department of Neonatology, Academic Medical Center, Amsterdam
De Nederlands Vereniging voor Fysiotherapie in de Kinder- en Jeugdgezondheidszorg
(NVFK)
Het Stimuleringsfonds van het Wetenschappelijk College Fysiotherapie van het Koninklijk
Nederlands Genootschap voor Fysiotherapie (KNGF).
Nutricia Nederland B.V.
ISBN 978-94-6108-807-9
Copyright© 2014 Janeline W.P. van Hus, Amsterdam, the Netherlands
All rights reserved. No part of this thesis may be reproduced, stored or transmitted in any
form or by any means, without prior permission of the author, or, when applicable, of
the publishers of the scientific papers.
Neurodevelopment and the effects of a
neurobehavioral intervention
in very preterm-born children
ACADEMISCH PROEFSCHRIFT
ter verkrijging van de graad van doctor
aan de Universiteit van Amsterdam
op gezag van de Rector Magnificus
prof. dr. D.C. van den Boom
ten overstaan van een door het college voor promoties
ingestelde commissie, in het openbaar te verdedigen in de Agnietenkapel
op vrijdag 5 december 2014 te 10.00 uur
door
Jacqueline Wilhelmine Petronella van Hus
geboren te Amsterdam
PROMOTIECOMMISSIE
Promotoren: Prof. dr. J.H. Kok
Prof. dr. F. Nollet
Co-promotoren: Dr. M. Jeukens-Visser
Dr. A.G. van Wassenaer-Leemhuis
Overige leden: Prof. dr. J.G. Becher
Prof. dr. M.A. Grootenhuis
Prof. dr. M.J. Jongmans
Prof. dr. A.H.L.C. van Kaam
Prof. dr. M.W.G. Nijhuis-van der Sanden
Prof. dr. J. Oosterlaan
Faculteit der Geneeskunde
CONTENTS
Chapter 1 General introduction 7
Chapter 2 Reliability, sensitivity and responsiveness of the Infant 27
Behavioral Assessment in very preterm infants
Acta Paediatrica 2012;10:258-263
Chapter 3 Comparing two motor assessment tools to evaluate 41
neurobehavioral intervention effects in very low birth weight
infants at 1 year
Physical Therapy 2013;93:1475-1483
Chapter 4 Motor impairment in very preterm-born children: Links with 57
other developmental deficits at 5 years of age
Developmental Medicine & Child Neurology 2014;56;587-594
Chapter 5 Sustained developmental effects of the Infant Behavioral 75
Assessment and Intervention Program in very low birth
weight infants at 5.5 years
Journal of Pediatrics 2013; 163:1112-1119
Chapter 6 Longitudinal developmental effects of the Infant Behavioral 91
Assessment and Intervention Program in very low birth
weight infants
Submitted
Chapter 7 General discussion 107
Summary / Samenvatting 123
List of contributing authors 137
Dankwoord 141
Appendix 147
List of Abbreviations 151
Portfolio / Publications 155
Chapter 1
General introduction
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8 | Chapter 1
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General introduction | 9
1Introduction
The general aim of this thesis is to expand the knowledge on long-term effects of
an early intervention program for very preterm-born children, to provide optimal
neurodevelopmental care and support for these vulnerable children and their parents.
Very preterm or very low birth weight infants
Preterm birth is defined by the World Health Organization as infants born before 37
weeks of gestation as measured from the last day of the last menstrual period.1 Infants
less than 32 weeks’ gestation are classified as very preterm, and less than 28 weeks’
gestation as extremely preterm infants. Birth weight is also often used as an indicator
for a neonate’s maturity, because not always gestational age is exactly known. Low birth
weight infants are defined as infants with a birth weight less than 2500 grams, very low
birth weight as less than 1500 gram, and extremely low birth weight infants as less than
1000 gram. In this thesis we focus on infants with a gestational age less than 32 weeks
and/or a birth weight less than 1500 gram and we use the denomination “very low birth
weight” (VLBW). Improved and technologically more advanced care in the neonatal
intensive care unit (NICU) increased the survival rate of VLBW infants about 30% in the
late nineties.2 In the Netherlands, 1.5% (n=2633) of all infants, born alive in 2012, were
VLBW infants.3
Factors that influence neurodevelopment in VLBW infants
During the last trimester of pregnancy the organization and myelination of the central
nerve system (CNS) take place.4 The synaptogenesis of neuronal circuits is regulated by
endogenous factors on the one side and sensory input and experience on the other side.5
Scientific research has proven that these early experiences during sensitive period of
development plays an exceptionally important role in shaping the capacities of the brain
and future functioning of the infant.6
At 3 years of age, the child has about twice as many synapses as an adult. Those
synapses that have been reinforced by virtue of repeated activation give rise to chemical
changes that stabilize the synapses; the synapses that are not often used in early years,
appear to be eliminated.7 A major ingredient in this process is the “serve and return”
relationship between infants and their parents.8 Young infants naturally reach out for
interaction through facial expressions, babbling and gestures and adults respond at
them. These reciprocal and dynamic interactions of parental sensitive-responsiveness
and child participation are essential for neurodevelopmental progression and literally
shape the architecture of the developing brain.6,9
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10 | Chapter 1
There are factors, especially in VLBW infants, that have an adverse effect on brain-
and neurodevelopment, so-called biological and environmental risk factors. Biology
is a proxy for factors that determine the biologic make-up of the infant at birth and
environment is a proxy for social and postnatal factors.10
Biological risk factors
At the very important period of multiple brain developmental, the normal process of
brain maturation is confronted with preterm birth and the untimely change from intra-
uterine to extra-uterine environment. The immaturity of many organs and the combined
effects of circulatory, respiratory, immunogenic and metabolic derangements play a role
in the causation of brain injuries in VLBW infants. Cerebral complications with a high
incidence are intraventricular hemorrhages (IVH) and periventricular leucomalacie (PVL).
IVH occur in about 20% of the VLBW infants, taken high and low severity presentation
together, and varying degrees of cerebral white matter, PVL, even in 50%.11 IVH and
PVL occur isolated or in combination, and may both be accompanied by hydrocephalus.
The brain injuries are affecting volume, integrity, and connectivity of the cerebral white
matter, cortical grey matter, thalamus, basal ganglia, cerebral cortex, corpus callosum
and cerebellum.12-14 These brain alternations, for their part, have negative influences
on autonomic stability, state organization and motor maturation, and have profound
implications for cognitive, motor, and behavioral functioning.14-17
Several other biological risk factors play a role in the origin of altered brain
maturation and brain injuries and, subsequent neurodevelopmental deficits, most
importantly chronic lung diseases and infections. Bronchopulmonary dysplasia (BPD) has
emerged in the past decade as the leading cause of chronic lung disease in infancy and
develops in preterm neonates treated with oxygen and positive pressure ventilation.18
The pathogenesis is complex and results from injures in the small airways that interfere
with alveolarization and developing pulmonary vasculature. BPD affects at least one-
quarter of infants born with birth weights <1500 gram, when defined as an oxygen need
>28 days.19 The incidence of BPD, defined as an oxygen need at 36 weeks post menstrual
age, is about 35% for infants with birth weights <1500 gram.20,21 BPD is associated with
damage of white matter and striato-thalamic structures, because of periods of hypoxia
and hypercarbia, and a strong predictor of several long-term adverse health outcomes
and cognitive and academic achievement.18,22-24
Neonatal infections are also associated with poor neurodevelopmental and growth
outcome in early childhood.25-27 About 24% of the infants develop at least one episode
of sepsis beyond day 3 of life and 50% is treated for clinical or proven sepsis at least
once during hospital stay.28,29 A small number of infants develop necrotizing enterocolitis
(10%) and meningitis (5%).25,30 Sepsis is associated with the presence of pro-inflammatory
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General introduction | 11
1cytokines in the central nerve system, which has been shown to inhibit proliferation
of neuronal precursor cells, activate astrogliosis, and stimulate oligodendrocyte cell
death, all of which increase the risk of white matter damage. Also hypo-perfusion
which often occurs during sepsis may play a role in the association between sepsis and
neurodevelopmental sequelae.31
Environmental risk factors
Biological factors account for only a portion of the variance associated with VLBW
infant’s long-term outcomes.32 There are several environmental factors to be taken into
account. Pain and stress during the NICU-period of the infant, in addition difficulties
to read behavioral signs of the infant, and parent-child interaction problems lasting
into school age, lower social-economic class, and post-traumatic stress, depression and
anxiety of the parents.
The influence of the environment of the VLBW infant, the parent-infant relationship
and the impact of preterm birth on parents are considered as potential environmental risk
factors.33,34 Social-economic status and educational level of the parents may have great
influence on gravidity, and motor and cognitive development in VLBW infants.35,36 The
environment of the NICU (including exposure to prolonged periods of light, unnatural
noise, repeated disturbances and discomfort and pain from caretaking procedures,
such as ventilation and punctures) causing frequently and persisting stress, can have a
negative influence on the immature brain of VLBW infants.32,37
The parent-infant relationship with the important ingredients of parental
sensitive-responsiveness and child participation, is at risk after very preterm birth.
Due to neurological immaturity and problems in self-regulation, VLBW infants are
showing behavioral signals which are difficult to read for parents, such as less actively
interactions, less eye contact, more gaze aversion, less positive facial expressions and
less vocalization.38-40 Parents of VLBW infants have to put more effort to initiate and
maintain interactions and they also receive fewer positive responds from their infants
than parents of term-born infants.41
For parents, preterm birth can be a difficult and distressing experience.42 Parents with
VLBW infants reported more financial, social and family stress than parents of healthy
term-born children.33,43,44 Between 26% to 41% of the mothers of VLBW infants reported
post-traumatic stress symptoms.45 In addition, parenting a VLBW infant can be more
demanding because of feeding problems, excessive crying and/or sleeping problems.46
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12 | Chapter 1
Consequences of preterm birth on neurodevelopment
VLBW infants are at great risk of major and minor disabilities. Although the incidence of
severe handicaps, like cerebral palsy, deafness, blindness and severe mental retardation
is decreasing slowly, VLBW infants still remain at great risk for a broad range of mild,
often co-occurring, neurodevelopmental deficits.47-50 Long-term follow-up to school age
revealed an even higher frequency of neurodevelopmental problems than in the first
two years. Some deficits, such as problems with attention and hyperactivity and minor
motor impairments, classified as developmental coordination disorder, are complex and
may be subtle, but often tend to become more obvious at later ages.51-53
Combinations of mild cognitive, motor and behavioral problems, with prevalence’s
of up to 50 to 75%, are the dominant developmental deficits reported in VLBW
infants.54-58 At 5 years of age, 45% of the children have mild neurological problems
(minor neurological dysfunction), 39% have cognitive deficits, 30% have motor deficits
and 27% have behavioral problems.59 These deficits often persists throughout childhood
and have a negative influence into adulthood because they crucially affect the child’s
exploration of the world and involvement in academic and social activities. VLBW adults
are three times more at risk for unemployment,60 are less active during leisure time,61 and
have more psychiatric disorders.62
Self-regulation
Self-regulation is the infants competence to organize the behavior in order to gain control
over his own body and the world around him.63 Selfreglatory efforts are modulatory
mechanism used by the infant to approach information and respond in an adaptive
way, to cope with sensory input, or to protect himself from too much stimulation.64
The altered connectivity in early brain development in VLBW infants, can disrupt the
emergence of self-regulation, resulting in less opportunities to self-regulate and to react
effectively on stimuli of the environment.65,66 Low self-regulation in VLBW infants lead
to higher prevalence of difficulties in sustained attention, emotional regulations with
both externalizing and internalizing behavioural problems, symptoms of impulsivity,
inattention and executive dysfunctions, throughout childhood.67-69
Measurement of neurodevelopmental outcomes
To measure neurodevelopmental outcomes of VLBW infants, a heterogeneous group
of neurodevelopmental assessments instruments are available. A systematic review of
neuromotor assessments for preterm-born infants recommended the use of more than
one assessment tool, in order to evaluate the efficacy of intervention programs in the first
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General introduction | 13
1year of life.70 Because children grow and develop over time, measuring developmental
outcomes of children poses many challenges to choose the most appropriate measurement
instrument.71
Kirshner and Guyatt72,73 presented a methodological framework for assessing health
indices, based on the need to distinguish between health states measurements instruments
according to their purpose. They classified three categories. First, “discrimination”:
referring to instruments that are designed to measure cross-sectional differences
and required to be both reproducible and valid. Second, “prediction”: referring to
instruments that are used as a diagnostic tool to predict developmental outcome and,
third, “evaluation”: instruments that are designed to measure longitudinal differences
within children over time, requiring an additional property namely responsiveness (or
sensitivity to change).
Next to the goals and clinimetric properties of the instruments more practical issues,
such as the time needed to administer the test and the age of preterm-born children
play an important role in choosing the right instrument.71,74 Unfortunately, there are no
single measurement instruments for cognitive or motor developmental outcome that
cover all ages.
Assessment of cognitive and motor developmental outcomes
Intelligence is not one skill but a composite of multiple cognitive processes, including
visual and auditory memory, abstract reasoning, complex language processing,
understanding of syntax, visual perception, visual motor integration, visual spatial
processing and speed processing. Cognitive assessments of very young infants are limited
in their predictive ability to because of their reliance on assessments of visual motor and
perceptual abilities. As children mature, more verbal and abstract cognitive abilities can
be evaluated and scores more accurately reflect their specific abilities.75
During the major part of the previous century, motor development was basically
regarded as a neuromaturational process, but it became increasingly clear that motor
development is largely effected by experiences.76 The neuromaturational theory proposes
that changes in gross motor skills during infancy result only from the neurological
maturation of the CNS. The dynamic motor theory considers the CNS as one of many
subsystem that dynamically interacts to develop movements. Other elements that
explain movement changes are the infant’s biomechanical and psychological factors, and
the nature of the task or environment.76,77 The theoretical approaches of infant motor
development formed the basis of various, currently applied instruments, evaluating the
infants’ neuromotor development.
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14 | Chapter 1
Early intervention programs
Early intervention refers to prevention-focussed programs occurring soon after birth.
The distinctive feature of early intervention is that it starts when the plasticity of the
brain is maximum instead of addressing problems at a later time and thus interventions
are more likely to have maximal impact.78,79 Further advantages of early intervention
programs are the influence of genetics, environment and experiences during sensitive
periods of brain development which play an exceptional important role in shaping the
capacities of the brain, like ´wiring´ the highly integrated sets of neural circuits.80
In response to the high rate of neurodevelopmental deficits in VLBW infants, which
persist throughout childhood, a variety of early intervention programs for preterm-
born infants have been developed. The complex biological, medical, and environmental
elements that contribute to early development have led to programs that encompass
many different components, with services provided by a variety of disciplines.81 Early
intervention programs differ in type of intervention (medical, neurobehavioral,
paramedical, strength or weakness-bases), the focus of intervention (cognitive, motor, and/
or behavioral development of the child, mother–infant interaction, parental psychosocial
support, parent education), kind of interventionist (pediatrician/neonatologist, nurse,
psychologist, pediatric physical therapist), location (hospital or home-based), and the
timing, intensity and duration of program involvement.
In 2012, a Cochrane meta-analysis on the effect of post discharge early intervention
programs for preterm-born infants concluded that interventions that focus on both
the parent-infant relationship and on infant development have the greatest effect
on cognitive development and a small effect on motor development at infant and
pre-school age.82 Also other studies stated that positive outcomes are associated with
parental sensitive-responsiveness, child participation, and infant’s competence to self-
regulate.83-87 A systematic review suggest that home visiting for preterm-born infant
promotes improved mother-infant interaction.88 However, there is a paucity of long term
outcomes of randomized controlled trials involving multidimensional early interventions.
The Newborn Individualized Care and Assessment Program (NIDCAP) introduced by Als
et al89 in the mid-1980s is unique in its use of a combination of strategies in an attempt to
address the different early developmental issues in the NICU.90,91 The underlying concept
is designated the “synactive theory” to emphasize the simultaneous maturation and
mutual interplay of the different subsystem of behavior throughout development.38
Three RCTs,92-94 2 systematic reviews,95,96 and a Cochrane Review97 have reported positive
short-term effects on medical outcome (duration on ventilation, supplemental oxygen
supply, reduced incidence of IVH, BPD and reduced hospital stay), neurodevelopmental
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General introduction | 15
1outcome (improved self-regulation, motor, cognitive, behavioral development), less
parenting stress and positive caregiving up to 12 months. A study with quantitative
3D-MRI techniques demonstrated beneficial structural changes in term NIDCAP infants
in tissue distributions as well as development of white matter.98 But the sample size
of all studies were small, shortcomings in design and methods were discussed and no
evidence was found that the NIDCAP improves long–term neurodevelopment. Except for
low risk preterm-born infants at 8 years where improved neuropsychological and neuro-
electrophysiological function and brain structure was found.96,97,99,100
IBAIP
The Infant Behavioral Assessment and Intervention Program© (IBAIP)101 is a post-discharge,
preventive neurobehavioral intervention program which addresses both the infant and
the parent at home. It is also based on the synactive theory of behavioral developmental
organization.38 The program aims to support the infants’ self-regulatory competence
and multiple developmental functions via responsive parent-infant interactions, focusing
on environmental, behavioral, and early developmental factors. The IBAIP-trained
interventionist evaluates the infant’s neurobehavioral organization and self-regulatory
competence, within the context of the environment, and positively guides and supports
the parents to sensitively and responsively interact with their infant. Facilitation strategies
may be offered to best support the infant’s neurodevelopmental progression and self-
regulation. The facilitation strategies address environmental facilitation (e.g. visual and
auditory input), handling and positioning (e.g. the infant’s position in supine or prone),
and cue-matched facilitation (e.g. hand to mouth, foot bracing, or hands to midline). The
IBAIP aims to provide ample opportunities for the infant to actively process and explore
information, while at the same time maintaining stable physiological and behavioral
functioning. Thus the program supports the infant’s growth, the infant’s motivation to
explore, and the possibility to learn from information.102 A detailed written report with
individual recommendations is provided to the parents after every session.
The intervention is guided by the Infant Behavioral Assessment© (IBA).103 The IBA is
an observational tool that systematically observes and interprets the developing infants’
neurobehavioral organization during interactions. Hundred and thirteen communicative
behaviors are categorized according to four subsystems: the autonomic system, the
motor system, the state system, and the attention/interaction system. Within each of the
four subsystems, the behaviors are interpreted as approach (stable/engagement), self-
regulatory, or stress (unstable/disengagement) behaviors.
The IBA is primarily intended to guide intervention strategies in infants from term
to 8 months CA. The IBA does not have normative data but provides information on the
quality and amount of information or support, appropriate for that particular infant at
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16 | Chapter 1
that particular time. Reliability scoring of more than 85% is required during training.
However, information on the clinimetric properties of the IBA was scarce.
The original RCT on the effects of the IBAIP
Between 2004 and 2007, a multicenter RCT was conducted in 7 hospitals in Amsterdam
to compare the effects of the IBAIP to standard follow-up care, with respect to cognitive
and motor development, infants’ behavioral regulation, the well-being of the parents,
and parent-infant interaction.104 In this RCT, infants of gestational age (GA) <32 weeks
and/or birth weight <1500 grams were included. Exclusion criteria were severe congenital
abnormalities of the infant, severe physical or mental illness/problems of the mother,
non-Dutch-speaking families for whom an interpreter could not be arranged, and
participating in other trials on post discharge management. After computer-generated
randomization, stratified for GA (< and ≥30 weeks) and recruitment site, with multiplets
assigned to the same group, 176 VLBW infants were assigned to an intervention (90)
or control group (86). The infants and the parents in the intervention group received
1 intervention session shortly before discharge and 6 to 8 sessions at home from an
IBAIP-trained pediatric physical therapist up to 6 months CA. The control group received
standard care.
Results of this study included improved cognitive, motor, behavioral development
and mother-infant interaction at 6 months CA 104,105 and improved motor development at
24 months CA,106 in favor of the parents and infants who received the IBAIP intervention.
Moreover, at 24 months CA, also improved cognitive development was found in high risk
subgroups who received the IBAIP. A follow-up study at the preschool age of 44 months
found improved independency in mobility in daily activities.107
Follow-up study at 5.5 years
In a second follow-up study the effects of the IBAIP at school age were evaluated.
Between 2009 and 2011, the parents of all children participating in the original RCT, were
invited to the participate in the follow-up study at the age of 5.5 years CA. The pediatric
and developmental assessments were performed at the follow-up clinic of the Academic
Medical Center in Amsterdam. Cognitive abilities were assessed by a psychologist, motor
development, visual-motor integration and, neurologic functions were assessed by a
pediatric physical therapist (JvH). The investigators were blinded for group assignment.
While their child was fulfilling the developmental assessments, the parents were asked
to fill out a questionnaire regarding the behavior of their child. Sociodemographic data,
school performances and the need for mental or paramedical support at 5.5 years CA
were obtained by parental interview.
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General introduction | 17
1Assessment of cognitive development
At 6, 12, and 24 months CA, cognitive development was assessed with the mental scale of
second Dutch edition of Bayley Scales of Infant Development (BSID-II-NL).108 At 5.5 years
CA, the third Dutch edition of the Wechsler Preschool and Primary Scale of Intelligence
(WPPSI-III-NL) was used.109 The BSID-II-NL age range is from 1 to 42 months and it can be
used for discrimination and evaluation purposes. The WPPSI-III-NL, age range from 2.6
to 8 years, has the same purposes.110 In addition, components of intelligence, namely
visual motor integration and coordination and processing speed were assessed with the
Developmental Test of Visual Motor Integration (VMI)111 and tasks of the Amsterdam
Neuropsychological Tasks (ANT).112
Assessment of motor development
At 6, 12, and 24 months CA, motor development was assessed with the psychomotor
scale of the BSID-II-NL. At 5.5 years CA, the second edition of the Movement Assessment
Battery for Children (MABC-2) was used.113 The test construction of the BSID-II-NL is
based on general maturational principles.110 The MABC-2 age range is from 3 to 16 years,
its purpose can be discrimination or evaluation and its construct is based on the dynamic
theory.110 In addition, the Alberta Infant Motor Scale (AIMS)77 was used at 12 months CA
(in a subset of participating children), and the neurological examination according to
Touwen114 at 5.5 years CA. The age range of the AIMS is from term age to 18 months,
its purpose is discrimination and its construct is based on the dynamic theory.110 The age
range of Touwen is from 4 to 18 years, its purpose is discrimination and it is based on the
traditional neuropediatric neuromaturation concept.110
Assessment of behavior
The Strength and Difficulty Questionnaire (SDQ),115 a parental behavioral screening
questionnaire consisting of items hyperactivity/inattention, conduct problems, peer
problems, emotional symptoms and prosocial behavior was used to evaluate the impact
of behavior on motor development and on early intervention.
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18 | Chapter 1
Aim and outline of the thesis
The general aim of this thesis was to expand the knowledge on long-term effects of
an early intervention program for very preterm-born children, to provide optimal
neurodevelopmental care and support for these vulnerable children and their parents.
The main objective of this thesis was to evaluate the effect of the Infant Behavioral
Assessment and Intervention Program (IBAIP) on cognitive, motor, and behavioral
development in VLBW infants at 5.5 years CA and longitudinally from 6 months up to
and including 5.5 years CA.
Additional objective was to elucidate the relation between motor impairment and
other developmental deficits in very preterm-born and term-born children at 5 years CA.
As the outcome of research depends on the quality of the assessment instruments
used in a study, other objectives were to investigate the clinimetric properties of the
Infant Behavior Assessment (IBA) in order to evaluate neurobehavioral organization
from term to 6 months, and to compare the Alberta Infant Motor Scale (AIMS) and the
Dutch second version of the Bayley Scale of Infant Development (BSID-II-NL) in their
ability to detect intervention effects at 12 months CA.
Outline
Chapter 1 presents a general introduction on VLBW infants and early intervention, and
objectives and outline of the thesis.
Chapter 2 and 3 focus on the developmental assessment instruments used in VLBW
infants.
Chapter 2 describes the reliability, sensitivity and responsiveness of the IBA.
Videotaped assessments of 176 VLBW infants participating in a RCT on the effect of the
IBAIP (86 infants received the IBAIP, 90 infants received standard care), served to evaluate
the standardized IBA observation.
Chapter 3 compares two motor developmental measurement instruments, the
AIMS and the psychomotor scale of the BSID-II-NL, in their ability to evaluate effects of
intervention in VLBW infants. At 12 months CA, 116 of the 176 VLBW infants participating
in the RCT on the effect of the IBAIP, were assessed both with the AIMS and the BSID-
II-NL. Intervention effects of the IBAIP on the AIMS and the psychomotor scale of the
BSID-II-NL were compared.
Chapter 4 concerns motor impairments and associated developmental deficits in very
preterm-born infants in comparison with term-born infants.
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General introduction | 19
1In Chapter 4 the relation between motor impairments and other developmental
deficits was studied in a cohort of 81 children, born <30 weeks’ gestation and/or birth
weights <1000 gram, and 84 term-born children at 5 years CA. Motor impairments,
assessed with the MABC-2, was compared between the groups and the relation between
motor impairments and other developmental deficits, assessed with the neurologic
examination of Touwen, WPPSI-III-NL, processing speed and visuomotor coordination
tasks of the ANT and the SDQ, between the groups. Subsequently a mediation model
was tested to analyze the extent to which these deficits mediate the association between
preterm birth and motor impairments.
The last part of the thesis, chapter 5 and 6, concerns the Intervention effects of the IBAIP
at 5.5 years and over time.
Chapter 5 presents the results of the IBAIP on cognitive, neuromotor and behavioral
development in VLBW infants at 5.5 years CA. In the RCT, 86 VLBW infants received IBAIP
intervention until 6 months CA and 90 VLBW infants received standard care. At 5.5 years
CA, 69 IBAIP children and 67 control children were assessed with the WPPSI-III-NL, the
MABC-2, the VMI, the neurologic examination of Touwen and the SDQ.
Chapter 6 investigates the longitudinal effects of the IBAIP in VLBW infants on
cognitive and motor development from 6 months up to and including 5.5 years CA.
At 6, 12, and 24 months CA, cognitive and motor development were assessed with the
BSID-II-NL. At 5.5 years CA the WPPSI-III-NL and the MABC-2 were used. Longitudinal
data were analyzed with linear mixed models in the total group of 176 VLBW infants
and in three subgroups with biological or environmental or a combination of biological-
environmental risk factors.
Chapter 7 presents the general discussion, in which the findings and limitations of this
thesis are further emphasized and implications for clinical practice and recommendations
for future research are given. Finally, the results of the studies presented in this thesis are
summarized.
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20 | Chapter 1
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114. Touwen BCL. Examination of the child with minor neurological dysfunction, second edition. Philadelphia: Lippencott; 1979.
115. Goodman R. The Strengths and Difficulties Questionnaire: a research note. J Child Psychol Psych 1997;38:581-586.
Chapter 2
Reliability, sensitivity and responsiveness
of the Infant Behavioral Assessment in very
preterm infants
Karen Koldewijn, Janeline W.P. Van Hus, Aleid G. Van Wassenaer-Leemhuis,
Martine Jeukens-Visser, Joke H. Kok, Frans Nollet, Marie-Jeanne Wolf
Acta Paediatrica 2012;10:258-263
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Abstract
Aim. The aim of this study is to investigate the reliability, sensitivity and responsiveness
of the Infant Behavioral Assessment (IBA) to evaluate neurobehavioral organization in
very preterm-born infants.
Methods. Videotaped assessments of very preterm-born infants participating in a recent
trial, served to evaluate a standardized IBA observation. Inter-rater reliability was based
on 40 videos scored by two independent observers, using percentage agreement and
weighted Kappa’s. Sensitivity was evaluated by comparing the IBA results of 169 infants
at 35-38 weeks postmenstrual age, dichotomized according to two developmental risk
factors. For responsiveness, the effect size (ES) was calculated between 0 and 6 months
corrected age in all intervention and control infants and in subgroups of high-risk
intervention and control infants with oxygen-dependency ≥28 days.
Results. Inter-rater agreement was 93% in the total assessment; Kappa agreement was
moderate to good in the behavioral categories. Significant differences were found
between groups with or without risk factors. Larger differences between ESs in the
randomized groups with oxygen-dependency ≥28 days than in the total randomized
groups reflect the responsiveness of the IBA.
Conclusion. In this study, we found satisfactory to good clinimetric characteristics of the
IBA in very preterm-born infants.
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Clinimetric properties of the IBA | 29
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Introduction
The Infant Behavioral Assessment© (IBA)1 is an assessment designed to evaluate the
infant’s neurobehavioral organization to support positive interactions of the infant
with the environment. The IBA was derived from the NIDCAP_ Observation Sheet2, the
‘Naturalistic Observation of Newborn Behavior’ by Als3, but intended for infants from 0–8
months of corrected age (CA). Hedlund and Tatarka further articulated Als’s4 theoretical
construct of the ‘Synactive Model of Newborn Behavioral Organization and Development’
for older infants at developmental risk, as well as infants who are typically developing.
The IBA is primarily intended to be used in a qualitative manner, in conjunction with the
corresponding intervention program: the Infant Behavioral Assessment and Intervention
Program© (IBAIP).5,6 The interventionist continuously observes and interprets the infant’s
behavior and the setting during the interaction with the IBA. This behavioral analysis
results in strengths-based recommendations to support the infant’s sensory approach of
information and neurobehavioral competence, and/or in environmental adaptations to
diminish the infant’s stress or discomfort.
The effectiveness of the IBAIP was evaluated in a randomized controlled trial (RCT),
enrolling infants born <32 weeks gestation and/or 1500 g. We already published that
IBA-guided interventions in this RCT lead to more positive and sensitive mother–
infant interactions at 6 months,7 more improvement of self-regulatory competence
and improved mental, motor and behavioral development in the infants at 6 months,8
improved motor outcome at 24 months,9 and to more independency of the infants at
preschool age.10
For an accurate role in early intervention, the clinimetric characteristics of the IBA
need to be explored. In two pilot studies,11,12 we described the theoretical background,
scoring and interpretation of the IBA. These studies showed that short quantified IBA
observations were able to detect considerable differences between low-risk preterm
and term infants,11 and between infants that received intervention and control infants
at term, 3 and 6 months CA.12 In addition, the IBA showed differences between term,
preterm and preterm intervention infants’ neurobehavioral development over time.11,12
The purpose of this study is to further investigate the clinimetric characteristics of the IBA,
by determining its reliability, sensitivity and responsiveness to evaluate neurobehavioral
organization in very preterm-born infants.
Patients and Methods
Data of a recent multicenter RCT, which evaluated the effect of the IBAIP in very preterm
infants after discharge from hospital, were used.8 Primary outcomes were the Bayley
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Scales of Infant Development-II (BSID-II)13 at 6 and 24 months CA.8,9 The trial included
176 infants of <32 weeks gestational age (GA) and/or <1500 g, born in one of the seven
Amsterdam hospitals, and with parents living in Amsterdam. GA was determined by
maternal history and ultrasound examination in early pregnancy, or postnatal with the
Dubowitz-score14 if ante-partum information was inconclusive. The infants’ mean (SD)
GA was 29.6 (2.2) weeks in the intervention group and 30 (2.2) weeks in the control
group; the mean (SD) birth weight was 1242 (332) g in the intervention group and 1306
(318) g in the control group.
The interventions consisted of one session shortly before discharge from hospital and
six to eight sessions at home, until 6 months CA. The interventionists used continuous
naturalistic IBA observations to systematically analyse the child’s behavior during
interactions, resulting in immediate strengths based recommendations to support the
infant and the parent. In addition, shortly before discharge, at 3 and 6 months CA,
standardized IBA observations were registered to evaluate the infants’ neurobehavioral
performance for research purposes.8 In this study, these observations are used to
determine the reliability and validity of the IBA. IBA observations of 169 infants were
available at baseline (35–38 weeks postmenstrual age, PMA), and 162 infants at 6 months
CA; data of 157 infants were available at both baseline and 6 months CA. Data loss was
because of technical problems with the video administration or a nonoptimal state of
the infant. A detailed description of perinatal and socio-demographic characteristics and
infant outcomes can be found in Koldewijn et al.8
The Infant Behavioral Assessment
The IBA is based on naturalistic observations, discriminating 113 behaviors in four
systems: 26 items in the autonomic system, 44 items in the motor system, 9 items in
the state system and 34 items in the attention ⁄ interaction system (Appendix 1). The
infant’s behaviors are scored as present (=1) if they are observed at least once during the
observational interval, or as absent (=0). Within each of the four systems, the behaviors
are interpreted as approach (stable / engagement), self-regulatory (utilized by the
infant to concentrate, cope and/or console himself), or stress (unstable ⁄ disengagement)
behaviors. For example, on the IBA score sheet (Appendix 1), the items in the motor
system, subsystem hands, are interpreted as follows: grasp and resting are considered to
communicate approach ⁄ stabile behavior; holding on, hand to midline, hand to mouth,
groping, hand on stomach, self-clasp and hand on head are considered self-regulatory
behavior; finger extension, finger splay and fisting are considered to express stress.1 The
categories approach and self-regulation demonstrate the infant’s unique behavioral
strengths to interact; stress behaviors show the infants’ vulnerabilities and needs.
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Clinimetric properties of the IBA | 31
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The IBA is intended for use by health professionals who have experience with young
infants. Formal training and certification in the IBA is required; an inter-rater agreement
of at least 85% must be established.1 The IBA does not have normative data for either
term or preterm infants, as the test aims to assess the individual infant’s behavioral
strengths and needs in response to sensory information, to provide the quality and
amount of information or support that is appropriate for that particular infant, at that
particular time.
Data collection
Research use of the IBA requires careful standardization and grading of the challenge
for each specific infant group and/or age. The infant needs to be able to join in an age
appropriate interaction but should also be challenged enough to use self-regulatory
behaviors or show short moments of stress.
At baseline (35–38 PMA), the infant was recorded on video in hospital, during the
changing of a diaper by the mother. The infant was in supine in the bed, and a 2-minute
‘observation window’ was used to score the IBA, starting when the diaper was opened.
At 3 months CA, the infant was recorded at home. The infant was in an unsupported
supine position. A 2-minute ‘observation window’ was used to score the IBA, starting at
the moment the mother presented a bell and rattle as used in the BSID-II. At 6 months
CA, the BSID-II assessment at the follow-up clinic was recorded on video; a 2-minute
‘observation window’ during the ‘exploration of the bell’ was used to score the IBA,
again with the infant in an unsupported supine position. An awake state of the infant
was required;1 a full description of the standardizations is available by the author of this
paper.
All IBA fragments were scored from video by an IBAIP certified observer (JvH), who
was blinded for group assignment. The IBA was quantified by counting the occurrence
of ‘approach’ and ‘stress’ behaviors in the autonomic, motor, state and attention
⁄ interaction system, and for the IBA total scores of approach and stress; means were
calculated for each of the four systems and the IBA total score. Self-regulation is not
used as an outcome measure for the infant’s neurobehavioral organization, as self-
regulation has a mediating function that results either in the enhancement of approach
(by concentration) or the prevention⁄reduction of stress (by coping or consoling).
To evaluate the inter-observer reliability of the IBA, video fragments of 40 infants were
scored at the CA of 3 months by two independent certified and experienced observers
(KK and JvH). The age of 3 months was chosen as the IBA incorporates items for the age
of 0–8 months. Three-month old infants are expected to express behaviors throughout
the four systems. At term age, infants may express only few approach behaviors in the
attention ⁄ interaction system and at 6 months only few stress behaviors in the autonomic
system.
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To investigate the sensitivity of the IBA, we evaluated its ability to discriminate
between neurobehavioral outcomes of subgroups of infants with or without the
perinatal risk factors of GA ≤28 weeks and oxygen dependency >28 days at the age
of 35–38 weeks PMA. The IBA responsiveness to change was investigated over the
period from 0 to 6 months. As young infants are expected to make more adaptations
and changes in this period than at any time later in life, we expected large changes.
We therefore focused primarily on the responsiveness of the IBA to show differences in
change after intervention, in the total intervention and control group, and a subgroup
of intervention and control infants with oxygen dependency >28 days. This high-risk
group was chosen because oxygen dependency was found to be significantly associated
with the primary outcomes at 6 months in our RCT. Moreover, at 24 and 44 months, it
became clear that the intervention (IBAIP) benefited the development of infants with
long-term oxygen dependency most.9,10
Statistical analysis
Data were analyzed using the SPSS 15.0 program (SPSS, Chicago, IL, USA).
Percentage agreement for each item was calculated. Item-by-item percentage
agreement was calculated for the total and the three categories of approach, self-
regulation and stress. In addition, agreement between observers was calculated using
weighted Kappa statistics with quadratic weights for these three categories. According
to Landis and Koch,15 a Kappa of >0.80 is very good, 0.61–0.80 good, 0.40– 0.60 moderate
and <0.40 is poor. According to the instructions in the IBA Training Manual,1 the five
items for skin colour were removed, because colour cannot be scored from video.
The sensitivity of the IBA to discriminate between infants dichotomized according to
two developmental risk factors was analyzed with t-tests. An alpha level of 0.05 was
considered significant. For the responsiveness of the IBA, Cohen’s16 effect size (ES) was
used as a measure of change. ES was obtained by dividing the absolute change between
the outcomes at baseline and the outcomes at 6 months by the standard deviation of the
baseline measurement. An ES of ≥0.80 is considered large, an ES of 0.50 is medium and
an ES of 0.20 is considered small.
Results
Inter-observer reliability
Table 1 summarizes the inter-observer agreement on the IBA categories of approach,
self-regulation and stress, and the total item-by-item percentage agreement of the IBA
in 40 infants. Inter-observer agreement was moderate in the category of approach (Kw
= 0.58) and good in the categories self-regulation (Kw = 0.72) and stress (Kw = 0.75).
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Clinimetric properties of the IBA | 33
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Observers achieved an average of 93% (range 85–97%) item-by-item agreement for the
total assessment. Of a total of 108 items, 97 had good to excellent agreement (>80%)
and 11 had moderate agreement (60–80%). Of the 11 items with moderate agreement,
seven were in the motor system, three in the attention ⁄ interaction system and one was
in the state system.
Table 1. Infant Behavioral Assessment. Inter-observer agreement (n = 40)Categories No of items Weighted Kappa Percentage agreementApproach 22 0.581 92Regulation 42 0.722 90Stress 44 0.754 95Total IBA 108 n.a. 93
n.a.: not applicable
Sensitivity of the IBA at term age
The differences on the IBA subsystem scores and total scores in the two high–risk groups
are shown in Table 2. All outcomes pointed in the expected direction, indicating less
approach and/or more stress in infants at biological risk. Significantly less autonomic
approach, more autonomic stress and less total approach were found in infants with a
GA ≤28 weeks. Infants with oxygen dependency >28 days showed less autonomic and
motor approach, more autonomic and state stress, less total approach and more total
stress.
Responsiveness of the IBA to change over time
Table 3 shows the responsiveness of the IBA subscores and total scores between 35–38
weeks PMA and 6 months CA. Approach in the state system could not be calculated
because of the preterm infants’ limited use of approach behaviors in the state system at
35–38 weeks PMA. As expected, the ESs were large, both in the randomized total groups
and in the oxygen-dependent high-risk groups, except for stress in the state system in the
randomized total groups. Again all outcomes pointed in the expected direction: ESs for
approach showed positive values (more approach over time) and ESs for stress showed
negative values (less stress over time). The ESs in the total intervention group were larger
for approach and stress than in the total control group. Largest changes were found in
intervention infants with oxygen dependency >28 days. In the control infants of this
high-risk subgroup, approach behavior increased to a higher extent (+5.72) than in the
total control group, but to a lesser extent than in the total intervention group. In this
high-risk control group, stress behavior, however, decreased to a lesser extent (-2.73)
than in all other groups.
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Table 2. Infant Behavioral Assessment (IBA). Differences between infant groups with or
without high-risk at 35-38 weeks postmenstrual age
Gestational age < 28 weeks Oxygen ≥ 28 days
IBA subscoresYes (n=30)Mean (SD)
No (n=139) Mean (SD)
Yes (n=50)Mean (SD)
No (n=119) Mean (SD)
Autonomic approach 0.56 (0.76) 1.02 (0.77)** 0.56 (0.76) 1.02 (0.77)** stress 2.73 (0.74) 2.33 (0.94)** 2.72 (0.88) 2.27 (0.89)**Motor approach 1.93 (1.29) 2.40 (1.29) 2.00 (1.25) 2.45 (1.30)* stress 6.43 (1.55) 6.38 (1.62) 6.58 (1.66) 6.31 (1.58)State approach 0.00 (0.00) 0.01 (0.09) 0.00 (0.00) 0.01 (0.92) stress 0.67 (0.61) 0.47 (0.00) 0.70 (0.61) 0.43 (0.61)**Attention-interaction approach 0.27 (0.52) 0.32 (0.59) 0.26 (0.49) 0.34 (0.61) stress 2.90 (1.90) 2.68 (1.38) 3.00 (1.51) 2.61 (1.46)IBA total scores approach 2.73 (1.48) 3.69 (1.85)** 2.82 (1.69) 3.82 (1.79)** stress 12.73 (3.07) 11.87 (2.87) 13.00(3.02) 11.61 (2.74)**
T-test, *P<0.05, **P<0.01
Table 3. Infant Behavioral Assessment (IBA): Effect Size (ES) of change in all VLBW infants
and in in infants with oxygen dependency ≥28 days, between 0 and 6 months corrected
age
IBA scores
ES all interventionInfants (n=83)
ES all control Infants (n=74)
ES interventionInfants with
O2 ≥28 days (n=33)
ES controlInfants with
O2 ≥28 days (n=14)
Autonomic approach + 1.85 + 0.62 +2.54 + 1.20 stress - 2.71 - 2.26 - 3.61 - 2.23Motor approach + 4.14 + 3.11 + 4.19 + 2.80 stress - 3.37 - 3.06 - 3.49 - 2.18State approach n.a. n.a. n.a. n.a. stress - 0.80 - 0.67 - 1.10 - 1.03Attention-interaction approach + 6.16 + 5.48 + 7.70 + 6.49 stress - 1.66 - 1.67 - 2.23 - 1.59IBA total scores approach + 6.81 + 5.51 + 7.71 + 5.72 stress - 3.62 - 3.54 - 4.32 - 2.73
n.a. = not applicable.
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Clinimetric properties of the IBA | 35
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Discussion
This study aimed to determine the reliability, sensitivity and responsiveness of the IBA
to evaluate neurobehavioral organization in very preterm-born infants. Our data show
that the reliability of the IBA in the three categories of communication (approach, self-
regulation and stress) is moderate to good, and the item-by-item percentage agreement
of the IBA was good to excellent. Disagreement occurred most often in motor items such
as ‘stilling’, ‘hands resting’, ‘toe grasp’ and ‘squirm’. ‘Stilling’ is defined as the cessation
of movement of the trunk and extremities in anticipation, while the infant expresses
invested attention in an object, person or sound in the environment. ‘Squirm’ is defined as
writhing or wriggling, agitated movements of the trunk and/or extremities. Differences
in scoring may occur when the infant displays the behavior for a very short moment, or
as part of another movement. Adding a time component to the definitions of some of
these items may further enhance inter-observer agreement. Although some refinement
of the IBA definitions may be needed, the scores indicate an acceptable consistency with
which different observers can create the same analyses of infant behavior with the IBA.
The sensitivity of the IBA is demonstrated by clear differentiations in neurobehavioral
organization between very preterm infants with or without perinatal risk factors. In
particular, infants with oxygen dependency >28 days showed less organization, illustrated
by less approach and more stress. Apart from a more fragile autonomic system, these
infants demonstrated less motor control and displayed more negative emotions or hyper-
alertness. Infants born with a GA ≤28 weeks were discriminated by their more fragile
autonomic system (i.e. less respiratory or visceral stability and more tremor or startle)
and overall less approach behavior, indicating a declined ability to process information
or to engage in interactions. It appears that the outcomes of IBA observations regarding
infants with oxygen dependency and young GA reflect those found in studies using
hands-on neonatal neurobehavioral assessments, confirming that engaging a preterm
infant in a normal caregiving interaction (in this case the changing of a diaper) may risk
instability in the autonomic and motor system.17–19
Large responsiveness was found on all scores of the IBA, in both the total groups and
in the subgroups of oxygen dependent infants over a 6-month period, except for state
stress in the total group, which was moderate responsive. This last finding is probably
due to the standardization of the test, which required an awake state at the start of the
observation. The subsystems show that, in all infant groups, the largest changes take place
in the attention⁄interaction system, which is in line with the infant’s early development,
during which the infant gradually interacts with and explores his environment more.
Consistent with the improved developmental outcomes of the intervention infants in
our trial,8 the IBA measured a larger change in the intervention infants’ neurobehavioral
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36 | Chapter 2
competence (as the balance between approach and stress). In our trial, the risk
factor oxygen dependency ≥28 days was found to have a significant influence on the
outcomes.8–10 In line with these findings, the IBA also measured the largest change in
neurobehavioral competence in these high-risk intervention infants compared with
the total randomized groups and the high-risk control group. High-risk control infants
showed more change in approach over time than the total control group. This may point
at neurobehavioral recovery, which is normally particularly the case in infants with most
severe illnesses. However, the high-risk control infants’ resilience was not accompanied
with less stress, which may be at the cost of the infants’ information processing, and/or
their energy and health.
The results from this study support the validity of the IBA to monitor and guide
very preterm infants’ neurobehavioral organization and to evaluate intervention
to provide a more holistic picture of the infant.20–22 The ability of the IBA to support
the infant’s neurobehavioral organization during interactions from minute to minute
distinguishes the instrument from other neurobehavioral assessments at infant age that
provide us with a score but are not directly related to the actual situation in which
the caregiver or interventionist can do something for the child. Supporting the infant’s
self-regulatory competence to approach and respond to environmental information and
to diminish stress is currently seen as an important element in early intervention for
infants at biological and/or social risk.23–25 A behavioral analysis of the child’s individual
expectations, like the IBA, might be basic for effective neurobehavioral intervention.
Moreover, the IBA may have been crucial for the positive results we found in our RCT
in very preterm infants.7–10 It gives the interventionist a better insight in the infant’s
proximal developmental goals or underlying problem areas and may contribute to the
professionals’ understanding and valuation of the self-regulatory and adaptive processes
that precede skills or needs.5,6 This strengthens the confidence that the interventionist
can timely target areas that need specific support, but also what the infant does well
and needs less support and/or more challenge. The ability of the IBA to incorporate the
infants’ behaviors to approach information and to regulate themselves has the potential
to focus the intervention more positively on ways parents can support and foster their
child’s strengths, which may contribute to a satisfying parent-infant relationship.26,27
Also some limitations of this study should be noted. Research use of the IBA requires a
careful creation of the sample interaction for each specific infant group and/or age, and
our results may not be representative for other groups, ages or circumstances. We found
in preparatory studies that a 2-min interaction shows enough variability in behavior if
the challenge is well chosen. If the interaction takes 5 minutes, the child often shows a
continuation of the same behaviors or the infant may give up. However, the standardized
IBA ‘observation windows’ we used for this study provide a relatively short impression of
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Clinimetric properties of the IBA | 37
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the infant’s neurobehavioral organization, which may not be representative of the total
interaction. Therefore, IBA observations should not be used as a level of performance, in
isolation from other measures.
We conclude that the IBA is a reliable and valid tool to evaluate and support
neurobehavioral organization in very preterm infants. Additional validation of the IBA
in different infant populations at different ages is warranted.
Acknowledgements
We sincerely thank Rodd Hedlund for the inspiring training sessions and his support.
The study was supported by grants from the Innovatiefonds Zorgverzekeraars (project
no. 576) and ZonMw (Zorg Onderzoek Nederland, project no. 62200032). The trial
from which the data for this study are drawn is registered with controlled-trials.com
ISRCTN65503576.
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38 | Chapter 2
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20. Saigal S, Rosenbaum P. What matters in the long term: reflections on the context of adult outcomes versus detailed measures in childhood. Semin Fetal Neonatal Med 2007;12:415–422.
21. Msall ME, Park JJ. The spectrum of behavioral outcomes after extreme prematurity: regulatory, attention, social, and adaptive dimensions. Semin Perinatol 2008;32:42–50.
22. Robertson CMT, Watt M-J, Dinu IA. Outcomes for the extremely premature infant: what is new? and where are we going? Pediatr Neurol 2009;40:189–196.
23. Shonkoff JP, Phillips DA. Acquiring self-regulation. In: Shonkhoff JP, Phillips DA, editors. From neurons to neighbourhoods: the science of early childhood development. 2nd ed. Washington, DC: National Academy Press, 2001:93–123.
24. Shonkoff JP, Boyce WT, McEwan BS. Neuroscience, molecular biology, and the childhood roots of health disparities: building a new framework for health promotion and disease prevention. JAMA 2009;301:2252–2259.
25. Msall ME. Optimizing early development and understanding trajectories of resiliency after extreme prematurity. Pediatrics 2009;124:387–390.
26. Dunst CJ. Revisiting ‘Rethinking Early Intervention’. Topics Early Child Spec Educ 2000;20:95–104.
27. Spittle AJ, Orton J, Doyle LW, Boyd RN. Early developmental intervention programs post hospital discharge to prevent motor and cognitive impairments in preterm infants. Cochrane Database Syst Rev 2007;2: CD005495.
Chapter 3
Comparing two motor assessment tools to
evaluate neurobehavioral intervention effects in
very low birth weight infants at 1 year
Janeline W.P. Van Hus, Martine Jeukens-Visser, Karen Koldewijn,
Loekie Van Sonderen, Joke H. Kok, Frans Nollet, Aleid G. Van Wassenaer-Leemhuis.
Physical Therapy 2013;93:1475-1483
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42 | Chapter 3
Abstract
Background. Infants with very low birth weight (VLBW) are at increased risk for motor
deficits, which may be reduced by early intervention programs. For detection of motor
deficits, and to monitor intervention, different assessment tools are available. It is
important to choose tools that are sensitive to evaluate the efficacy of intervention on
motor outcome.
Aim. The purpose of this study was to compare the Alberta Infant Motor Scale
(AIMS) and the Psychomotor Developmental Index (PDI) of the Bayley Scales of Infant
Development-Dutch Second Edition (BSID-II-NL) in their ability to evaluate effects of an
early intervention, provided by pediatric physical therapists, on motor development in
infants with VLBW at 12 months corrected age (CA).
Design. This was a secondary study in which data collected from a randomized controlled
trial (RCT) were used.
Methods. At 12 months CA, 116 of 176 infants with VLBW, participating in a RCT on the
effect of the Infant Behavioral Assessment and Intervention Program, were assessed with
both the AIMS and the PDI. Intervention effects on the AIMS and PDI were compared.
Results. Corrected for baseline differences, significant intervention effects were found
for AIMS and PDI scores. The highest effect size was for the AIMS subscale sit. A significant
reduction of abnormal motor development in the intervention group was only found
with the AIMS.
Limitations. No Dutch norms are available for the AIMS.
Conclusion. The responsiveness of the AIMS to detect intervention effects was better
than the PDI. Therefore, caution is recommend in monitoring infants with VLBW only
with the PDI and the use of both the AIMS and the BSID is advised when evaluating
intervention effects on motor development at 12 months CA.
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Evaluating efficacy of intervention on motor outcome | 43
3
Introduction
Infants with very low birth weight (VLBW) have more motor deficits compared to their
full-term counterparts, and their motor deficits persist throughout childhood.1 Some
studies have demonstrated poor quality of movements, low postural control and atypical
postures of VLBW infants in their first year of life.2,3 Therefore, motor development is
an important domain to follow-up in these infants. In 2006, the American Academy of
Pediatrics published guidelines for the follow-up of preterm infants and recommended
that all VLBW infants should have a structured, age-appropriate neuromotor examination
at least twice during the first year of life.4 However, no recommendations for specific
instruments were made.
Until recently, there was little evidence of an effect of early intervention programs
on motor outcome in VLBW infants.5 A systematic review of neuromotor assessments6
concluded that large-scale randomized controlled trials (RCTs) of interventions are
needed, as well as assessment tools that are sensitive enough to measure change in
motor performance, in order to evaluate the efficacy of the intervention programs in the
first year of life. The use of more than one assessment tool is recommended to ensure
that one has appropriate predictive, discriminative, and evaluative assesments.6
Between 2004 and 2007, a multicenter RCT7 was designed and conducted by pediatric
physical therapists to evaluate the effectiveness of the Infant Behavioral Assessment and
Intervention Program© (IBAIP)8 in VLBW infants. The instrument used to measure the
primary outcome at 6 and 24 months corrected age (CA) was the Bayley Scales of Infant
Development - Dutch second edition (BSID-II-NL).9 At both time points, an intervention
effect was found on the motor domain.7,10
At 12 months CA, motor outcome was measured using the Psychomotor
Developmental Index (PDI) of the BSID-II-NL, and in a large subset of infants participating
in the trial, the Alberta Infant Motor Scale (AIMS) was also used to measure motor
outcome.11 The AIMS was added to the assessment protocol, because information about
possible overestimation of the PDI12 became apparent when 12-month follow-up was
in progress. The AIMS demonstrated the best psychometric properties in a systematic
review of motor assessments for preterm infants.6 The BSID-II-NL is moderately reliable
and valid according to studies on the instrument’s psychometric qualities but it has low
reliability until the age of 12 months.12,13 The test construction of the AIMS is based on
the dynamical systems theory of motor development,11,14 whereas the PDI is based on the
traditional neuromaturational concept.9
The neuromaturational theory proposes that changes in gross motor skills during
infancy result only from the neurological maturation of the central nervous system
(CNS). The dynamic motor theory considers the CNS as one subsystem of many that
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44 | Chapter 3
dynamically interacts to develop movements. Other elements that explain movement
changes are the infant’s biomechanical and psychological factor and the nature of the
task or environment.11 Overall, the AIMS is considered to have good validity and high
reliability and is able to detect subtle changes in movement quality.11,14,15 Responsiveness
or sensitivity to change, to our knowledge, has not been documented.
The data of both concurrent assessments enabled evaluation of intervention effects
on the intermediate time point of 12 months, in the light of the above mentioned need
for sensitive assessment tools that measure change in motor performance. The purpose
of this study was to compare the AIMS and the PDI of the BSID-II-NL in their ability to
evaluate the effects of an early neurobehavioral intervention program, the IBAIP, on
motor development in VLBW infants at 12 months CA.
Methods
Participants and Procedure
The study population consisted of VLBW infants of 12 months CA participating in a
RCT7 assessing the effect of a neurobehavioral intervention program, the IBAIP.8 Two
level III hospitals with neonatal intensive care unit facilities and all 5 city hospitals in
Amsterdam, the Netherlands, participated in this RCT. After recruitment, 176 infants
with a gestational age (GA) <32 weeks and/or a birth weight <1500 gram were included.
Exclusion criteria were severe congenital abnormalities of the infant, severe physical or
mental illness/problems of the mother, non-native families for whom an interpreter could
not be arranged, and participating in other trials on post discharge management. After
computer-generated randomization, stratified for GA (< and ≥30 weeks) and recruitment
site, with multiplets assigned to the same group, 86 participants were assigned to the
intervention group and 90 to the control group. The study flow diagram is presented in
Figure 1.
The intervention started a few days before discharge. As at that point in time neither
the AIMS nor the PDI are applicable, the standardized Infant Behavioral Assessment©16
(IBA) was administered, between 35-38 weeks postmenstrual age. The IBA systematically
observes and interprets 113 infant communicative behaviors that are categorized
according to four subsystems: the autonomic system, the motor system, the state system,
and the attention/interaction system. Within each of the four subsystems, the behaviors
are interpreted as approach (stable/engagement), self-regulatory, or stress (unstable/
disengagement) behaviors. In agreement with the higher biological risk of the IBAIP
group, this assessment showed7 that, at baseline, infants in the intervention group
showed significantly less interaction and more stress.7
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Evaluating efficacy of intervention on motor outcome | 45
3
Figure 1. Study flow diagram
315
eligible participants
86 intervention infants
Follow up at 12 months 84 withdrawn (1)
moved abroad (1)
BSID-II PDI 83 AIMS 58
90 control infants
died before discharge (1)
176
randomized
Follow up at 6 months 85 withdrawn (1), lost in follow up (3)
BSID-II PDI 83
Follow up at 12 months 79 withdrawn (2), lost in follow up (1)
died (1), moved abroad (2)
BSID-II PDI 77 AIMS 58
Follow up at 24 months 83 moved abroad (1)
BSID-II PDI 75
Follow up at 24 months 78 lost in follow up (1)
BSID-II PDI 74
Follow up at 6 months 86 BSID-II PDI 86
139 excluded
refused to participate (38) died (11) child factors (12)
language reasons (11) parental factors (12)
older brother/sister in trail (3) participation in other trail (52)
The intervention period ended at 6 months CA. At 12 months CA, 6 months after
the intervention had ended, pediatric and developmental assessments were performed
during one visit at the follow-up clinic. First, the standard clinical neurological
examination and the AIMS were performed by one of three experienced pediatricians.
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46 | Chapter 3
Subsequently, one of two developmental psychologists administered the BSID-II-NL. The
visit lasted about 2 hours.
The AIMS was added to the assessment protocol 2 months after the start of the follow-
up at 12 months CA. Therefore, not all infants included in the original RCT were assessed
with the AIMS, and those not assessed with the AIMS were excluded from this study.
Although no interrater reliability was calculated, all assessors were trained according
to the standardized instructions of both tests and were blinded for group assignment.
The infants and the parents in the intervention group received 1 intervention session
shortly before discharge and 6 to 8 one-hour sessions at home from an IBAIP-trained
pediatric physical therapist. The control group received standard care and was referred
to a non-IBAIP-trained physical therapist if deemed necessary by the pediatrician. Written
informed consent was obtained from the parents.
Measurements
Two standardized instruments documented the infants’ motor development. The AIMS11
is a measure of infant gross motor development. It is designed to measure motor skills
from term age to 18 months of age. The test consists of 58 items divided into 4 subscales:
prone, supine, sit, and stand. In each item, the qualitative aspects of the movement
is specifically described in terms of weight-bearing surface of the body, the posture
necessary to achieve the gross motor skill and the antigravity or involuntary movement
performed by the infant in the position. It has been set as the norm on 2,202 infants born
in the province of Alberta, Canada. Raw total scores and subscale score can be converted
to centile ranks and compared with the ranks of age-equivalent peers. Mildly delayed
motor development on the AIMS is defined as a total score below the 10th percentile,
and abnormal motor development as a score below the 5th percentile. The AIMS can be
easily administered in clinical settings; requires minimal handling, and can be completed
in 20 minutes.
The BSID-II-NL9 is used to assess the mental and psychomotor development of children
aged 1 to 42 months. It consists of mental, behavioral and psychomotor scales. Because
of the aim of this article, only the psychomotor scale is described here. The 111 items
of the psychomotor scale measure fine and gross motor skills. Depending on the age
and developmental level of the infant, an age-appropriate set of items is administered.
Raw scores can be converted in the PDI with, in the population with normal motor
development, a mean (SD) of 100 (15). Mildly delayed motor development is defined
as <85 points (-1 SD) and an abnormal motor development as <70 points (-2 SD). The
standardization was based on the test results of 1909 Dutch children and set into Dutch
norms in 2002. It takes about 45 minutes to administer the PDI.
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3
The Infant Behavioral Assessment and Intervention Program
The IBAIP8 is a neurobehavioral intervention program. To attend the IBAIP training and
become certified, clinical experience with newborns or young infants and knowledge
of infant development and standardized testing are required. The IBAIP, therefore, is
accessible for pediatric physical therapists. The IBAIP aims to support the infant’s self-
regulatory competence and multiple developmental functions via responsive parent-
infant interactions. In practice, the interventionist teaches the parent to recognize and
interpret the three different kinds of communicative behaviors of their infant in daily
life activities, as approach behaviors, self-regulatory behaviors or stress behaviors to
promote interactions that match to the infants’ needs.
Facilitation strategies are offered to best support the infant’s neurodevelopmental
progression and self-regulatory competence. As a result, the infant is able to interact
and explore while maintaining stable physiological and behavioral functioning. The
facilitation strategies address environmental facilitation (eg. visual and auditory input),
handling and positioning (eg. the infant’s position in supine or prone), and cue-matched
facilitation (eg. hand to mouth, foot bracing, or hands to midline). Thus, the program
supports the infant’s growth, the infant’s motivation to explore, and the possibility to
learn from information. For more detailed information about the content of the IBAIP,
we refer to Hedlund8and Hedlund and Tatarka.16
Data Analysis
Data were analyzed using the SPSS computer program, version 16.0 (SPSS Inc, Chicago,
Illinois). Differences in sociodemographic and perinatal characteristics between
participants and nonparticipants and motor outcomes of the AIMS and PDI between
participants and between intervention and control groups, were analyzed using the
independent-samples t test and the Chi-squared test, when appropriate. The Pearson
(r) correlation coefficient was used to assess the relationship between the raw scores
of the PDI and the AIMS total and subscale scores. Multiple linear regression analyses
were used to assess the effect of the intervention on the PDI and AIMS total scores and
subscale scores.
We adjusted scores for the following variables that differed at baseline: IBA approach
and stress behavior, gender, oxygen therapy ≥28 days, surfactant treatment, and
continuous positive airway pressure (CPAP). The adjusted scores were included in the
linear regression model as covariates because no collinearity among these factors was
found. An α level of 0.05 was considered for all tests of significance.
Effect sizes (ESs) were calculated as the adjusted mean difference between the
intervention and control groups divided by the standard deviation of the total group.
To interpret the ES, we used Cohen’s criteria: ≥0.2 = small; ≥0.5 = moderate; ≥0.8 = large
effect.17
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48 | Chapter 3
To compare motor outcome between the intervention and control groups, binary
logistic regression was performed, adjusted for baseline differences, with as dependent
variables the AIMS and PDI outcomes (normal versus mildly abnormal motor development),
and odds ratios (ORs) were calculated.
Results
Sociodemographic and perinatal factors
At 12 months CA, 116 out of 176 infants participating in the RCT were assessed with the
PDI and the AIMS. They were equally divided between the intervention group (n = 58)
and control group (n = 58). Of the 60 infants who formed no part of this study, 47 infants
were only assessed with the PDI and 13 infants did not participate in the assessment at
12 months CA. The participants (n = 116) did not differ from the nonparticipants (n = 60)
with respect to sociodemographic and perinatal factors, except for 4 factors. Compared
with the nonparticipants, the participants had fewer approach behaviors and more stress
behaviors, more low educated fathers (46.5% versus 26.3%, P = 0.011), less artificially
ventilated infants (37.1% versus 53.3%, P = 0.039), a lower occurrence of ventricular
dilation (1.7% versus 8.3%, P = 0.033) and fewer septic periods (44.0% versus 60.0%,
P = 0.044). A description of the sociodemographic and perinatal factors in the intervention
and control groups is presented in Table 1.
At baseline, the infants in the intervention group showed more stress behaviors
and fewer approach behaviors, as measured with the IBA. In accordance with findings
at 6 and 24 months7,10 and despite randomization, significantly more infants of the
intervention group received respiratory therapy as indicated by surfactant treatment,
CPAP, and oxygen therapy ≥28 days than in the control group. In addition, there were
significantly more boys in the intervention group. Because of this imbalance between
the two groups, we adjusted the outcomes for the IBA at baseline and these perinatal
factors.
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Evaluating efficacy of intervention on motor outcome | 49
3
Table 1. Sociodemographic and perinatal characteristics of the study participants
Characteristics Intervention(n=58)
Control(n=58) P
Social background factorsSingle- parent family, n (%) 9 (15.5) 5 (8.6) .254Maternal age at date birth (y), mean (SD) 31.7 (5.0) 32.2 (5.0) .642Paternal age at date birth (y), mean (SD) 36.1 (7.4) 35.7 (6.0) .335Mother born in the Netherlands, n (%) 33 (56.9) 38 (65.5) .341Father born in the Netherlands, n (%) 34 (58.6) 35 (60.3) .850Maternal education low, n (%) 26 (44.8) 23 (39.7) .573Paternal education low, n (%) 29 (50.0) 24 (41.4) .265Perinatal factorsGestational age (weeks), mean (SD) 29. 8 (2.1) 29.9 (2.0) .440Gestational age <28 weeks, n (%) 12 (20.8) 6 (10.3) .124Birth weight (g), mean (SD) 1248 (338.6) 1315 (317.3) .267Small for gestational age†, n (%) 15 (12.9) 8 (6.9) .103Sex: male, n (%) 37(63.8) 26(44.8) .040*Twins/Triplets, n (%) 16 (27.6) / 7 (12.1) 15 (25.9) / 1 (1.7) .075Antenatal steroid use, n (%) 41 (70.7) 42 (72.4) .833APGAR score, at 5 min, mean (SD) 8.5 (1.7) 8.6 (1.4) .765Surfactant, n (%) 21 (36.2) 11 (19.0) .038*Artificial ventilation, n (%) 24 (41.4) 19 (32.8) .336CPAP, n (%) 51 (87.9) 40 (69.0) .013*Oxygen support ≥28 days pma, n (%) 22 (37.9) 10 (17.2) .013*Indomethacin use, n (%) 12 (20.7) 5 (8.6) .066Septic periods before discharge, n (%) 30 (51.7) 21 (36.2) .092Intraventricular hemorrhage ‡
grade 1, 2/3, 4, n (%) 10 (17.2) / 3 (5.2) 8 (13.8) / 2 (3.4) .859Periventricular leucomalacia§, n (%) 8 (13.8) 6 (10.3) .569At dischargeIBA total Approach, mean (SD) 3.1 (1.7) 3.9 (1.8) .005*IBA total Regulation, mean (SD) 12.4 (3.3) 12.7 (3.1) .500IBA total Stress, mean (SD) 12.4 (3.3) 11.4 (2.6) .003*Length of hospitalization (d), mean (SD) 57 (29.4) 49 (22.1) .100Weight (g), mean (SD) 2420 (430.5) 2339 (410.9) .297Oxygen supply at discharge, n (%) 4 (6.9) 2 (3.4) .402
Differences in mean scores and proportions between the groups are analyzed using t-tests or χ2
tests. CPAP=continuous positive airway pressure. IBA=Infant Behavioral Assessment. PMA=postmentrual age.* p <.05. †Small for gestational age was defined as >1 SD below mean Dutch reference data.‡IVH defined according to Papile.§ Periventricular leucomalacia is defined according to de Vries.
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50 | Chapter 3
Motor outcomes and intervention effects at 12 months CA
The mean corrected test age at motor assessments was 12 months and 1 week. The total
group of 116 VLBW infants had a mean (SD) AIMS total score of 48.1(8.6) and a mean
(SD) PDI of 99.8 (15.0). Of the 116 VLBW infants, abnormal motor development was
determined in 20.7% of the infants based on the AIMS versus 2.6% based on the PDI.
Mildly abnormal motor development was determined in 31.9% of the infants using the
AIMS versus 8.6% using the PDI. The PDI correlated significantly with the AIMS total
score (r = 0.726, P <0.001) and with the AIMS subscales supine (r = 0.412, P <0.001), prone
(r = 0.626, P <0.001), sit (r = 0.582, P <0.001) and with the subscale stand (r = 0.751, P
<0.001).
Table 2 shows the motor outcomes in the intervention and control groups. The infants in
the intervention group had significant higher AIMS total and subscale sit scores than the
infants in the control group. After adjustment for the baseline differences, a significant
intervention effect was found on the AIMS total score and all AIMS subscale scores and
also on the PDI. The AIMS total score and the subscale scores supine and sit had the
largest ESs and were moderate according to Cohen’s criteria. The ES of the PDI was small.
The rates of (mildly) abnormal motor outcome scores in both tests are presented in Table
3. The AIMS classified 13.8% of the infants in the IBAIP group as having an abnormal
motor development versus 27.6% of the infants in the control group (P = 0.071). Adjusted
for the baseline difference, the OR for abnormal motor development on the AIMS was
statistically significant (OR = 0.17, P = 0.012, 95% confidence Interval (CI) = 0.04 – 0.67).
The PDI classified 1.8% of the infants in the IBAIP group as having an abnormal motor
development versus 3.5% of the infants in the control group (P = 0.566). The OR for
abnormal motor development on the PDI was not significant (OR = 0.21, P = 0.266, 95%
CI = 0.01 – 3.30).
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Evaluating efficacy of intervention on motor outcome | 51
3
Tab
le 2
. Co
mp
aris
on
of
ou
tco
mes
on
th
e A
IMS
and
th
e PD
I of
the
BSI
D-I
I-N
L b
etw
een
inte
rven
tio
n g
rou
p a
nd
co
ntr
ol g
rou
p
Inte
rven
tio
n(n
=58
)m
ean
(SD
)
Co
ntr
ol
(n=
58)
mea
n (
SD)
Mea
n
dif
f.P1
Inte
rven
tio
n(n
=58
)A
dj.
mea
n (
SE)
Co
ntr
ol
(n=
58)
Ad
j. m
ean
(SE
)
Ad
j. m
ean
dif
f.P2
Effe
ctSi
ze
AIM
S
Tota
l sco
re49
.8 (
7.0)
46.4
(9.
8)3.
4.0
31*
50.6
(1.
0)44
.4 (
1.1)
5.7
.000
*0.
72
Pro
ne
19.1
(3.
1)18
.1 (
4.1)
1.0
.171
19.3
(0.
5)17
.7 (
0.5)
1.7
.024
*0.
44
Sup
ine
9.0
(0.8
)8.
7 (0
.8)
0.3
.079
9.1
(0.1
)8.
6 (0
.1)
0.5
.002
*0.
59
Sit
11.4
(1.
4)10
.6 (
2.3)
0.8
.031
*11
.5 (
0.3)
10.3
(0.
3)1.
2.0
01*
0.64
St
and
9.
9 (3
.7)
9.1
(4.0
)0.
8.2
6110
.1 (
0.5)
8.6
(0.5
)1.
5.0
39*
0.39
BSI
D-I
I-N
L
PDI
102.
2 (1
5.0)
97.4
(14
.8)
4.8
.083
102.
8 (2
.0)
96.5
(2.
0)6.
3.0
32*
0.42
Dif
fere
nce
s in
mea
n s
core
s ar
e an
alyz
ed u
sin
g t
-tes
ts. M
ult
iple
lin
ear
reg
ress
ion
an
alys
es w
ere
use
d t
o a
sses
s th
e ef
fect
of
the
inte
rven
tio
n o
n t
he
dev
elo
pm
enta
l sco
res,
ad
just
ed f
or
stan
dar
diz
ed In
fan
t B
ehav
iora
l Ass
essm
ent
app
roac
h a
nd
str
ess
beh
avio
r at
bas
elin
e, s
urf
acta
nt,
O2≥
28d
ays,
co
nti
nu
ou
s p
osi
tive
air
way
pre
ssu
re, a
nd
gen
der
. AIM
S=A
lber
ta In
fan
t M
oto
r Sc
ale.
PD
I=Ps
ych
om
oto
r d
evel
op
men
tal I
nd
ex.
BSI
D-I
I-N
L=B
ayle
y Sc
ales
of
Infa
nt
Dev
elo
pm
ent-
seco
nd
Du
tch
ver
sio
n.
Mea
n d
iff.
=m
ean
dif
fere
nce
. A
dj.=
Ad
just
ed.
SD=
stan
dar
d d
evia
tio
n.
SE=
stan
dar
d e
rro
r. P1 =
P v
alu
e u
nco
rrec
ted
. P2
= P
val
ue
corr
ecte
d. *
P<
0.05
.
Tab
le 3
. Rat
es o
f ab
no
rmal
ou
tco
me
on
th
e A
IMS
and
th
e PD
I of
the
BSI
D-I
I-N
L in
inte
rven
tio
n g
rou
p a
nd
co
ntr
ol g
rou
p
Inte
rven
tio
nG
rou
pn
(%
)
Co
ntr
ol
Gro
up
n (
%)
Un
adju
sted
OR
(95
% C
I)P1
Ad
just
edO
R (
95%
CI)
P2
AIM
S
Mild
ly a
bn
orm
al (
<P1
0)14
(24
.1)
23 (
39.7
)0.
48 (
0.22
-1.0
8).0
750.
24 (
0.09
-0.6
8).0
08*
A
bn
orm
al (
<P5
)8
(13.
8)16
(27
.6)
0.42
(0.
16-1
.08)
.071
0.17
(0.
04-0
.67)
.012
*PD
I (B
SID
-II-
NL)
M
ildly
ab
no
rmal
(<
85 p
oin
ts)
4 (6
.9)
6 (1
0.3)
0.59
(0.
18-1
.92)
.381
0.46
(0.
12-1
.73)
.252
A
bn
orm
al (
<70
po
ints
)1
(1.8
)2
(3.5
)0.
49 (
0.43
-5.5
7).5
660.
21 (
0.01
-3.3
0).2
66
Mu
ltip
le lo
gis
tic
reg
ress
ion
an
alys
es w
ere
use
d t
o d
eter
min
e th
e in
terv
enti
on
eff
ect
on
th
e te
st o
utc
om
es n
orm
al v
ersu
s ab
no
rmal
, ad
just
ed f
or
stan
dar
diz
ed In
fan
t B
ehav
iora
l Ass
essm
ent
app
roac
h a
nd
str
ess
beh
avio
r at
bas
elin
e, s
urf
acta
nt,
O2≥
28d
ays
con
tin
uo
us
po
siti
ve a
irw
ay p
ress
ure
, an
d g
end
er. A
IMS=
Alb
erta
Infa
nt
Mo
tor
Scal
e. P
DI=
Psyc
ho
mo
tor
dev
elo
pm
enta
l In
dex
.B
SID
-II-
NL=
Bay
ley
Scal
es o
f In
fan
t D
evel
op
men
t-se
con
d D
utc
h v
ersi
on
. P1=
P v
alu
e u
nco
rrec
ted
. P2
= P
val
ue
corr
ecte
d.
* P<
0.05
. OR
=O
dd
s ra
tio
. CI=
con
fid
ence
inte
rval
.
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52 | Chapter 3
Discussion
This study demonstrates how two motor assessment tools, the AIMS and the PDI, differ
in evaluating effects of an early intervention on motor development in VLBW infants. On
both tests, we found intervention effects. However, the AIMS detected more and more
specific intervention effects than the PDI at 12 months CA. Significantly more infants had
an abnormal motor score according to the AIMS norms than according to the PDI norms.
In addition, a significant reduction of abnormal motor outcome in the intervention
group was found with the AIMS but not with the PDI.
Using two instruments with different test constructs enabled the evaluation
of different aspects of motor development. The PDI assesses gross and fine motor
development and has the advantage of a large age range (1-42 months) during which it
can be repetitively used. A limitation of the PDI is an uneven distribution of the different
motor skill items. For 11 out of 15 items, the standing position is required at the age of 12
months, whereas only 2 items are assessed in sitting position and another two in prone
position.9 The AIMS has the advantage of assessing motor development in 4 positions
(supine, prone, sit and stand), providing gross motor subscales, and incorporates other
developmental elements like the gravitational position of the infant, weight bearing and
postural alignment, but lacks the fine motor skills. VLBW infants are known to experience
difficulties in these qualitative aspects of motor development, such as reduced active
flexion power and discrepancies between the active muscle power and passive muscle
tone.18,19 The latter influences the capability in independent sitting.3 The assessment in 4
positions may explain the reason that the AIMS defines a higher proportion of infants as
mildly abnormal or abnormal in VLBW children than the PDI.
Our mean PDI scores are comparable with those of Westera et al,12 who also found a
relative high score (100.5) in a large group (n = 207) VLBW infants at 12 months CA. This
finding supports the reports on overestimation of the PDI in VLBW infants at 12 months
CA. Indeed, the rates of abnormal motor development were lower using the PDI, than
using the AIMS. VLBW infants’ experience difficulties with items that encompass trunk
control and trunk rotation and tend to compensate with hyperextension.2,3 Therefore,
they have fewer problems with items in standing position then in sitting position or
with making transits in or out of sitting or supine position. Using the AIMS, there were
significantly fewer infants with abnormal motor development in the intervention group.
No such effect was found with the PDI. This finding adds to our conclusion that the
responsiveness of the AIMS to detect an intervention effect was better than the PDI.
In this study, positive effects were found on all AIMS subscales, especially on the
subscales sit and supine. ESs on these subscales can be useful to elucidate specific effects
of the intervention on the motor system. An ES on the subscales sit and supine suggests
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Evaluating efficacy of intervention on motor outcome | 53
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that the neurobehavioral intervention enhanced the infants’ postural control. The IBAIP
aims to support self-regulation. The self-regulatory strategies involve the motor system
and focus on midline orientation, which may have helped to gain more control over
posture and movements, and thus improved development in supine and sitting posture.
These self-regulatory strategies are of clinical relevance, since postural control, a basic
ingredient for motor development, often is described as one of the specific motor
problems in preterm infants.2,3
We expected positive intervention effects on motor outcomes at 12 months CA
because previous significant intervention effects were found with the PDI at 6 and 24
months CA.7,10 At 12 months of age, the positive intervention effects were found even
in this subset (71.2%) of the RCT. The reason for this reduction was that follow-up was
already in progress, when the AIMS was added to the protocol.
The AIMS total score correlated less with the PDI score in our study (r = 0.73, P <0.001)
compared to other publications (r = 0.90 and r = 0.89, P <0.01).13,14 The discrepancies may
be due to the use of the Dutch version of the BSID-II or methodological differences such
as the number of assessed infants at 12 months CA. In our study, we assessed 116 infants
and other studies evaluated 45 and 48 infants.13,14 To our knowledge, no correlation
values between the subscales of the AIMS and the PDI have been described so far. Not
surprisingly, the strongest correlation was between the PDI and the AIMS subscale stand
because, as mentioned above, for 11 out of 15 items on the PDI at the age of 12 months,
the standing position is required.
A significant limitation of this study is that no interrater reliability was calculated
for the raters who scored the AIMS and the BSID-II-NL. We can report that the three
assessors of the AIMS and two assessors of the BSID-II-NL were trained according to the
standardized instructions of both tests. However, reliability between raters still remains
a limitation. Therefore, our findings should be cautiously generalized.
The relevance of adding the AIMS to Bayley Scales of Infant Developmental (BSID)
assessments is supported by growing concerns about the high scores of the third edition
of the BSID20 in high risk populations.21-23 This new edition of the BSID will be available for
Dutch children in 2014. The BSID-III separates the psychomotor scale in a fine and a gross
motor scale but in comparison with the second edition, the gross motor assessment items
are only assessed in standing position at the age of 12 months. Because the abilities in
which VLBW infants’ experience difficulties, such as trunk control and trunk rotation, are
underrepresented in both the BSID-II and the BSID-III, the current results using the BSID-II
- AIMS comparison are also applicable for the Bayley III. Further research is warranted to
explore the correlation between the outcomes of the AIMS and motor scale of the BSID-
III, as well as between AIMS scores during infancy and motor outcomes at school age.
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54 | Chapter 3
Conclusion
This study demonstrates that both the AIMS and the PDI of the BSID-II-NL are able to
evaluate the effect of early neurobehavioral intervention on motor development in
VLBW infants at 12 months CA. However, the responsiveness of the AIMS to detect an
effect of this intervention was better than the PDI. Effects on the AIMS subscales sit and
supine pointed toward improved postural control due to the intervention. In line with
recent publications, we recommend caution with monitoring VLBW infants only with
the PDI and advise to use both the AIMS and the PDI to evaluate intervention effects on
motor development at 12 months CA.
Acknowledgements
The study was approved by the Medical Ethics Committees of the two level-III hospitals
and all 5 city hospitals in Amsterdam, the Netherlands. The study was supported by
grants from the Innovatiefonds Zorgverzekeraars (project no. 576) and ZonMw (Zorg
Onderzoek Nederland, project no. 62200032). The trial from which the data for this
study are drawn is registered with controlled-trials.com ISRCTN65503576.
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Evaluating efficacy of intervention on motor outcome | 55
3
References
1. De Kieviet JF, Piek JP, Aarnoudse-Moens CS et al. Motor development in very preterm and very low-birth-weight children from birth to adolescence. JAMA 2009;302:2235-2242.
2. Pin TW, Darrer T, Eldrigde B et al. Motor development from 4 to 8 months corrected age in infants born at or less than 29 weeks’ gestation. Dev Med Child Neurol 2009;51:739-745.
3. De Groot L, Hopkins B, Touwen BC. Muscle power, sitting unsupported and trunk rotation in preterm infants. Early Hum Dev 1995;43:37-46.
4. Wang JC, McGlynn A, Brook RH et al. Quality of care indicators for the neurodevelop-mental follow-up of very low birth weight children: Results of an expert process. J Pediatr 2006;117:2080-2092.
5. Spittle A, Orton J, Doyle LW et al. Early developmental intervention programs post hospital discharge to prevent motor and cognitive impairments in preterm infants Cochrane Database Syst Rev 2007;18:CD005495.
6. Spittle AJ, Doyle WL, Boyd RN. A systematic review of the clinimetric properties of neuromotor assessments for preterm infants during the first year of life. Dev Med Child Neurol 2008;50:254-266.
7. Koldewijn K, Wolf MJ, Van Wassenaer AG et al. The Infant Behavioral Assessment and Intervention Program for very low birth weight infants at 6 months corrected age. J Pediatr 2009;154:33-38.
8. Hedlund R. The infant Behavioral Assessment and Intervention program.1998. Available from: http://www.ibaip.org. Accessed February 15, 2012.
9. Van der Meulen BF, Ruiter SAJ, Lutje Spelberg HC et al. BSID-II- NL. Dutch Manual. Lisse: Swets Test Publishers; 2002.
10. Koldewijn K, Van Wassenaer AG, Wolf MJ et al. A neurobehavioral intervention and assessment program in very low birth weight infants: outcome at 24 months. J Pediatr 2010;156:359-365.
11. Piper MC, Darrah J. Motor Assessment of the Developing Infant. U.S.A. Philadelphia: W.B. Saunders Company;1994.
12. Westera JJ, Houtzager BA, Overdiek B et al. Applying Dutch and US versions of the BSID-II in Dutch children born preterm leads to different outcomes. Dev Med Child Neurol 2008;50:445-449.
13. Ruiter SAJ, Lutje Spelberg HC, van der Meulen BF et al. The BSID-II-NL: construction, standardization, and instrumental utility. D J Psychol 2008;64:15-40.
14. Jeng SF, Yau KI, Cheb LC, Hsiao SF. Alberta Infant Motor Scale: reliability and validity when used on preterm infants in Taiwan. Phys Ther 2000;80:168-178.
15. Almeida KM, Dutra MV, Mello RR et al. Concurrent validity and reliability of the Alberta Infant Motor Scale in premature infants. J Pediatr (Rio J) 2008;84:442-448.
16. Hedlund R. Tatarka M. The infant Behavioral Assessment. 1988. Available from: http://www.ibaip.org. Accessed February 15, 2012.
17. Cohen J. Statistical power analysis for the behavioral sciences. Hillsdale, NJ: Lawrence Erlbaum Associaties;1988.
18. Dewey D, Creighton DE, Heath JA et al. Assessment of Developmental Coordination Disorder in children born with extremely low birth weights. Dev Neuropsy 2011;36:42-46.
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56 | Chapter 3
19. De Groot L, Van De Hoek AM, Hopkins B, Touwen BC. Development of relationship between active and passive muscle power in preterms after term age. Neuropediatrics 1992;23:298-305.
20. Bayley N. Bayley scale of infant and toddler development, 3rd edition. San Antonio (TX): Harcourt Assessment; 2006.
21. Moore T, Johnson S, Haider S, Hennessy E, Marlow N. Relationship between test scores using the second and third editions of the Bayley scales in extremely preterm children. J Pediatr 2012;100:553-558.
22. Anderson PJ, De Luca CR, Hutchinson E, Roberts G, Doyle LW. Underestimation of developmental delay by the new Bayley-III scale. Arch Pediatr Adolesc Med 2010;164:352-356.
23. Vohr BR, Stephens BE, Higgins RD et al. Are outcomes of extremely preterm infants improving? Impact of Bayley assessment on outcomes. J Pediatr 2012;161:222-228.
Chapter 4
Motor impairment in very preterm-born
children: Links with other developmental
deficits at 5 years of age
Janeline W.P. Van Hus, Eva S. Potharst, Martine Jeukens-Visser,
Joke H. Kok, Aleid G. Van Wassenaer-Leemhuis
Developmental Medicine and Child Neurology 2014;56;587-594
Chapter 4
Motor impairment in very preterm-born
children: Links with other developmental
deficits at 5 years of age
Janeline W.P. Van Hus, Eva S. Potharst, Martine Jeukens-Visser,
Joke H. Kok, Aleid G. Van Wassenaer-Leemhuis
Developmental Medicine and Child Neurology 2014;56;587-594
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58 | Chapter 4
Abstract
Aim. To elucidate the relation between motor impairment and other developmental
deficits in very preterm-born children without disabling cerebral palsy and term-born
comparison children at 5 years of (corrected) age.
Methods. In a prospective cohort study, 165 children (81 very preterm-born and 84
term-born) were assessed with the Movement Assessment Battery for Children-2nd
edition, Touwen’s neurological examination, the Wechsler Preschool and Primary
Scale of Intelligence, processing speed and visuomotor coordination tasks of the
Amsterdam Neuropsychological Tasks, and the Strengths and Difficulties Questionnaire.
Results. Motor impairment (≤15th centile) occurred in 32% of the very preterm-born
children compared with 11% of their term-born peers (P = 0.001). Of the very preterm-
born children with motor impairment, 58% had complex minor neurological dysfunctions,
54% had low IQ, 69% had slow processing speed, 58% had visuomotor coordination
problems and 27%, 50% and 46% had conduct, emotional and hyperactivity problems
respectively. Neurological outcome (odds ratio (OR) = 41.7, 95% CI 7.5-232.5) and full-
scale IQ (OR = 7.3, 95% CI 1.9-27.3) were significantly and independently associated with
motor impairment. Processing speed (OR = 4.6, 95% CI 1.8-11.6) and attention (OR = 3.2,
95% CI 1.3-7.9) were additional variables associated with impaired manual dexterity.
These four developmental deficits mediated the relation between preterm birth and
motor impairment.
Conclusion. Complex minor neurological dysfunctions, low IQ, slow processing speed
and hyperactivity/inattention should be taken into account when very preterm-born
children are referred for motor impairment.
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Motor impairments and other deficits in preterm children | 59
4
Introduction
Deficits on multiple developmental domains occur more often in very preterm-born
children (<30 weeks’ gestation and/or birth weights <1000 g) than in term-born
children.1 Owing to improved neonatal intensive care, the rate of cerebral palsy (CP) in
very preterm-born children has dropped to approximately 5%.2 However, preterm birth
is still associated with significant motor impairment persisting throughout childhood.3
In several studies motor impairment is found in about 30 to 40% of very preterm-born
children at 5 years of age.1,4-6
Impaired motor development early in life may affect children’s ability to explore their
environment and gain experiences, which may in turn result in later cognitive delay,
intellectual disabilities or behavioral problems.7-9 In an earlier study on very preterm-
born children at age 5, we described that, in addition to motor impairment occurring in
30%, minor neurological dysfunction (MND) occurred in 45%, cognitive problems in 39%
and behaviour problems in 27%.1
Spittle et al.10 found that white matter abnormalities in very preterm-born children
predict motor impairment at 5 years of age. Because white matter injury occurs in various
areas of the brain,11 and is often accompanied by damage of the grey matter, corpus
callosum, and cerebellum,12 it is not surprising that, apart from motor impairment,
there is also a high frequency of deficits in other domains. Furthermore, Diamond’s13
overview of studies indicated a close functional relation between motor and cognitive
development.
Diffuse white matter loss may also be responsible for processing speed decrements
in very preterm-born adolescents.14 Processing speed, the basic speed at which the brain
processes information, is thought to underlie academic attainments, executive function
and behavior,15 but not much is known about the relation between processing speed and
motor function in very preterm-born children. The extent to which motor impairment in
very preterm-born children is associated with other deficits is unclear. This information
would be of interest from the causal point of view but also in the light of treatment.
Assuming that very preterm-born children have more motor impairment and other
developmental deficits than term-born children, we hypothesize that: (1) especially in
very preterm-born children with motor impairment, deficits in neurological outcome,
cognition, visuomotor coordination, processing speed and behavior are frequently
found; (2) other developmental deficits may, in part, mediate the higher occurrence of
motor deficits in very preterm-born children.
Therefore we studied; (1) the frequency of motor impairment in very preterm-born
children without disabling CP and in term-born children at 5 years of (corrected) age; (2)
the frequency of abnormal neurological outcome and deficits in cognition, processing
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60 | Chapter 4
speed, visuomotor coordination and behavior in very preterm-born and term-born
children and in very preterm-born children with and without motor impairment at 5 years
of (corrected) age; (3) the association of motor impairment with these developmental
deficits and (4) whether these developmental deficits mediate the relation between
preterm birth and motor impairment.
Methods
Participants
Two groups of children participated in the study, the very preterm-born group (children
born <30 weeks’ gestation and/or with birth weight <1000 g) and the comparison group
(children born after 37 weeks’ gestation and with birth weight >2500 grams). Participants
in the very preterm-born group were recruited from a single centre prospective cohort
study as part of the follow-up program of the Emma’s Children’s Hospital/Academic
Medical Centre, Amsterdam, the Netherlands.1 Children in the comparison group were
recruited from the school or social network of the very preterm-born group or via
mainstream schools in the neighbourhood of our hospital. The very preterm-born group
reached the corrected age of five years between December 2007 and June 2009. The
children in the comparison group reached the age of five years in the same time period.
Inclusion criteria of the very preterm-born group were (1) hospitalization in our neonatal
intensive care unit; (2) participation at least once in our neonatal follow-up program,
and (3) resident in the Netherlands. Exclusion criteria were: (1) participation in other
studies (because of the use of different instruments and different timing of follow up);
(2) a genetic syndrome; or (3) unable to participate in an intelligence test due to the
extent of their disability. The exclusion criterion of the comparison group was a planned
or current referral for learning or behavioral problems.
Procedures
The assessment protocol was similar for both groups. Two appointments were made at
the (corrected) age of 5 years at the Academic Medical Centre in Amsterdam. At the first
appointment, the child’s intelligence and visuomotor coordination were assessed by a
trained psychologist. At the second visit, within 3 months after the first visit, motor and
neurological tests were performed by a trained pediatrician or pediatric physical therapist
and focused attention and processing speed were assessed by the trained psychologist.
The investigators were not blind for birth status. Parents and teachers were asked to fill
in a questionnaire regarding the behavior of the child. Informed consent to participate
in the study was obtained from the parents and the Medical Ethical Committee of the
hospital approved the study. Perinatal and sociodemographic characteristics were taken
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Motor impairments and other deficits in preterm children | 61
4
from the medical records, including education level and country of birth of the mother
as variables reflecting social-economic status (SES) because of a possible association
between low SES and cognition.
Measurements
Movement Assessment Battery for Children second edition (MABC-2)
The MABC-216 is a standardized and normative referenced test, designed to identify
impairment of motor functions in children aged 3 to 16 years. Motor outcomes were
calculated using the age band 3 to 6 years. Within this age band eight tasks (items) are
grouped under three components: manual dexterity, aiming and catching and balance.
Raw scores of the three components and the total test (the sum of all eight items) are
converted to standard scores. Reference means (SD) for the total test and component
standard scores are 10 (3). A standard score of less than 7 reflects performances no
greater than the 15th centile and is regarded as motor impairment.
The neurological examination according to Touwen
The neurological examination according to Touwen17 is a standardized and age-specific
examination to assess the neurological condition of a child between 4 and 12 years old
and pays special attention to MND. It addresses eight functional clusters: posture, reflexes,
involuntary and associated movements, coordination problems, fine manipulation
disability, sensory deficits and cranial nerve dysfunctions. Because children with disabling
CP were excluded in this study, neurological outcome was considered abnormal if there
was either complex MND or non-disabling CP.
Wechsler Preschool and Primary Scale of Intelligence (WPPSI-III-NL)
Intelligence was assessed using the WPPSI-III-NL.18 The seven core subtests were
administered. The Full scale intelligence quotient (IQ) was calculated. Reference mean
(SD) is 100 (15). The Full scale IQ was considered abnormal if it was more than 1 SD below
the mean (<85 points).
Baseline Speed task of the Amsterdam Neuropsychological Tasks (ANT)
Processing speed and consistency of speed were measured using the Baseline Speed task
of the ANT.19 This task requires children to react as fast and as accurately as possible to
simple stimuli by hitting a large button. The dependent measure was processing speed,
the time a child needed to process the information and generate a motor response.
Scores were considered abnormal if they were more than 1 SD above the mean of the
comparison group. The outcomes of the left and the right hand were combined.
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Tracking/Pursuit tasks of the Amsterdam Neuropsychological Tasks (ANT)
Visuomotor coordination was measured using the Tracking and Pursuit tasks of the ANT.19
The tracking task requires the child to trace a circle with a mouse cursor. The pursuit
task requires tracking a randomly moving target with a mouse cursor. The dependent
measure was the distance between the cursor and the circle or target. Scores were
considered abnormal if they were more than 1 SD above the mean of the comparison
group. The outcomes of the left and the right hand were combined.
Strengths and Difficulties Questionnaire (SDQ)
This behavior questionnaire has five subscales each consisting of five items, and a
total difficulty score.20 For this study, the “conduct”, “emotional”, and “hyperactivity/
inattention” subscales were assessed, using both parents and teacher form. According to
the test manual, a score was classified abnormal if it was above the 80th centile of the
norm score.
Statistical Analysis
Data analyses were performed using the computer program SPSS version 20.0 (IBM SPSS
Statistics, IBM Corporation, NY, USA). Differences in sociodemographic and perinatal
characteristics and the frequency of (abnormal) test outcomes between the very preterm-
born and comparison groups and between the very preterm-born and term-born children
with and without motor impairment were analyzed using the independent-samples
T-test and the Chi squared test, as appropriate. Two-sided P values <0.05 were considered
statistically significant.
To investigate the association between motor impairment and other developmental
deficits, four binary logistic regression analyses were performed with dependent
variables normal versus abnormal outcome (>15th centile versus ≤15th centile) on
the total score of the MABC-2 and the three components. Odds ratios (ORs) and 95%
confidence intervals (CIs) were calculated. The model consisted of two blocks; the first
block contained the variable birth status (preterm/term) and the variables that differed
between the groups. All variables were entered to the model at the same time. The
second block contained the dichotomous variables (normal/abnormal): neurological
outcome, full scale IQ, processing speed, tracking and pursuit, conduct, emotional and
hyperactivity\inattention behavior problems. The variables in the second block were via
a forward stepwise procedure added to the model when the variables had a P value of
0.05. To derive the robustness of the 95% confidence intervals vested through stepwise
logistic regression, additional bootstrapping analyses for the estimated regression
coefficient b were done.
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Motor impairments and other deficits in preterm children | 63
4
Subsequently a mediation model was tested to analyse the extent to which these
developmental deficits mediate the association between preterm birth and total motor
impairment, and between preterm birth and impaired manual dexterity. Univariate
binary logistic regression analyses were performed for the different pathways. The
potential mediators were entered separately to the mediation model, combined with
the variables that differed between the groups. The Sobel-technique,21,22 was performed
to address whether the effect of birth status on motor impairment was significantly
reduced by including a potential mediator.
Results
One hundred thirty-eight very preterm-born children fulfilled our inclusion criteria.
Twenty-three children were excluded: 16 participated in another study, 4 were unable
to participate due to the extent of their disability, and 3 had a genetic syndrome. Eleven
children were lost to follow-up. Participating children (n = 104) differed only from non-
participants (n = 34) in the proportion of children who were part of twins (27% and
77% respectively, P <0.001). The 95 participating term-born children were recruited from
schools attended by very preterm-born children (n = 63), were friends (n = 14) or family
(n = 1) of very preterm-born children or were from schools in the neighborhood of our
hospital (n = 17).
Nineteen very preterm-born children were excluded because motor functioning was
assessed using a different version of the MABC (1st edition) and 4 very preterm-born
children and 11 term-born children were excluded because motor functioning was not
addressed due to no show or logistical problems.
One hundred and sixty-five children (81 very preterm-born and 84 term-born)
remained in the present study. Non-participating very preterm-born children (n = 23) did
not differ from the participants (n = 104) with respect to sociodemographic and perinatal
factors.
The sociodemographic factors did not differ between the very preterm-born and
comparison group except for two factors: the very preterm-born group comprised more
parents born outside the Netherlands (mother’s P = 0,011, father’s P = 0.005) and more
low educated mothers (P = 0.002) (Table 1). The countries/regions of maternal origin
were Suriname, Turkey, Morocco and West-Africa. In our analyses we corrected for low
educated mothers and mothers not born in the Netherlands. No correction for fathers
born outside the Netherlands was done because of the high correlation with the mothers
(Pearson’s r = 0.839).
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64 | Chapter 4
Table 1. Perinatal and social background characteristics of very preterm-born and
comparison children
Characteristics Very preterm-born group (n=81)
Comparison group (n=84) p
Perinatal characteristics Gestational age (wk), mean (SD) 28.7 (1.5) 40.0 (1.7) .000 Birth weight (g), mean (SD) 1078.7 (264.2) 3448.1 (511.9) .000 Gender: male, n (%) 40 (49.4) 34 (40.5) .250 Part of a multiplet, n (%) 24 (29.6) 3 (3.6) .000 Small for gestational age, n (%) 25 (30.9) - Surfactant, n (%) 38 (46.9) - Inotropics, n (%) 20 (24.7) - Postnatal dexamethason, n (%) 3 (3.7) - Indomethacin for patent ductus, n (%) 25 (30.9) - Requiring ventilation, n (%) 47 (58.0) - CPAP (d), n (%) 17.0 (14.1) - Oxygen support ≥28 days, n (%) 27 (33.3) - Oxygen support at 36 weeks, n (%) 13 (16.0) - Sepsis, n (%) 22 (27.2) - Necrotizing enter colitis, stage 2, n (%) 2 (2.5) - Subependymal hemorrhage, n (%) 18 (22.2) - IVH*, n (%) 6 (7.4) - IVH grade 2, n (%) 3 (3.7) - IVH grade 3, n (%) 3 (3.7) - PVL 1**, n (%) 3 (3.7) - Post hemorrhagic hydrocephalus***, n (%) 4 (4.9) -Social background characteristics Age infant at test date (y), mean (SD) 5.18 (0.2) 5.19 (0.1) .614 Maternal age at date birth (y), mean (SD) 31 (6.0) 31 (4.0) .88 Paternal age at date birth (y), mean (SD) 34 (7.0) 34 (5.0) .99 Mother not born in the Netherlands, n (%) 21 (25.9) 9 (10.7) .011 Father not born in the Netherlands, n (%) n = 81/81
19 (25.0)n = 82/84
7 (8.4) .005 Maternal low education****, n (%) n = 79/81
21 (26.6)n = 84/84
7 (8.3).002
Paternal low education, n (%) n = 73/8122 (30.1)
n = 81/8416 (19.8) .136
Data are presented as n (%) or as M ± SD. Differences in mean scores and proportions between the groups were analyzed using t-tests or χ2 tests. - , not applicable.*IVH=intraventricular haemorrhage defined according to Papile.**PVL=periventricular leukomalacia defined according to de Vries. There were no cases of PVL 2-4. ***Hydrocephalus defined as 4 mm >p97 of Levene curves.****Low education defined as <6 years post elementary schooling.
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Motor impairments and other deficits in preterm children | 65
4
Test outcomes
A significant difference in motor impairment was found between the very preterm-
born (32.1%) and the comparison group (10.7%), (P = 0.001) (Table 2). On the MABC-
2 components, significant differences between the groups were found on manual
dexterity (very preterm-born 69.4% vs comparison group 30.6%, P = 0.006). No significant
differences were found on balance (very preterm-born 18.5% vs comparison group 9.5%,
P = 0.095) and aiming and catching (very preterm-born 25.9% vs comparison group
23.8%, P = 0.753).
Significant differences between both groups were found on all other tests at the
disadvantage of the very preterm-born group (Table 2). Within the very preterm-born
group, children with motor impairment had significantly more complex MND, low
IQ, slow processing speed, and abnormal visuomotor coordination than children with
normal motor outcome. Behavioral problems were comparable between very preterm-
born children with and without motor impairment (Table 2). Within the comparison
group, no significant differences between children with and without motor impairment
were found (Table 2).
In the 26 very preterm-born children with motor impairment, motor impairment
always co-occurred with one or more other abnormal test outcomes, whereas in 4 of
the 9 term-born children with motor impairment all other test outcomes were normal.
Moreover, 18 very preterm-born children with motor impairment had abnormal outcomes
on three through five different developmental tests, whereas this did not occur in term-
born children with motor impairment.
Multivariate associations and mediation effects
We investigated which of the other deficits were most associated with motor impairment,
taking preterm birth status into account and correcting for low educated mothers and
mothers not born in The Netherlands. Motor impairment (total score) and an abnormal
score on the component manual dexterity were significantly associated with preterm
birth. For impaired aiming and catching and balance, no significant association with
preterm birth was found (Table 3). The significant association between preterm birth
status and motor impairment (total score) and impaired manual dexterity disappeared
when other developmental deficits were entered into the model. Motor impairment
was significantly associated with complex MND (OR = 41.7, 95% CI 7.5-232.5) and low IQ
(OR = 7.3, 95% CI 1.9-27.3). Impaired manual dexterity was significantly associated with
low IQ (OR = 4.5, 95% CI 1.4-14.8), slow processing speed (OR = 4.6, 95% CI 1.8-11.6) and
hyperactivity/inattention (OR = 3.2, 95% CI 1.3-7.9).
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66 | Chapter 4
Tab
le 2
. Co
mp
aris
on
of
mu
lti-
do
mai
n o
utc
om
es b
etw
een
ver
y p
rete
rm-b
orn
(VPT
) an
d c
om
par
iso
n g
rou
ps,
an
d b
etw
een
VPT
ch
ildre
n
wit
h a
nd
wit
ho
ut
mo
tor
imp
airm
ent
VP
gro
up
(n=
81)
Co
mp
aris
on
gro
up
(n=
84)
P1
VPT
gro
up
MA
BC
≤p15
(n=
26)
VPT
gro
up
MA
BC
>p
15(n
=55
)P2
Co
mp
aris
on
gro
up
MA
BC
≤p15
(n=
9)
Co
mp
aris
on
g
rou
pM
AB
C>
p15
(n=
75)
P3
Mo
tor
dev
elo
pm
ent
(MA
BC
-2):
To
tal t
est,
mea
n (
SD)
8.37
(3.
3)10
.04
(2.6
).0
00-
--
--
- M
anu
al d
exte
rity
, mea
n (
SD)
8.02
(3.
1)9.
77 (
2.4)
.000
--
--
--
Aim
ing
an
d c
atch
ing
, mea
n (
SD)
8.35
(3.
5)9.
17 (
3.3)
.120
--
--
--
Bal
ance
, mea
n (
SD)
9.59
(3.
6)11
.32
(3.2
).0
01-
--
--
- A
bn
orm
al M
AB
C-2
, n (
%)
26 (
32.1
)9
(10.
7).0
01-
--
--
-N
euro
log
ical
exa
min
atio
n (
Tou
wen
): N
orm
al, n
(%
)42
(51
.9)
71 (
84.5
).0
00-
--
--
- C
om
ple
x M
ND
/no
n-d
isab
ling
CP*
, n (
%)
18 (
22.2
)2
(2.4
).0
0015
(57
.7)
3 (5
.5)
.000
2(22
.2)
0 (0
0.0)
.246
Inte
llig
ence
(W
PPSI
-III-
NL)
: F
ull
scal
e IQ
, mea
n (
SD)
92.0
9 (1
7.5)
103.
39 (
11.4
).0
00-
--
Fu
ll sc
ale
IQ <
85
po
ints
, n (
%)
21 (
25.9
)2
(2.4
).0
0014
(53
.8)
7 (1
2.7)
.000
1 (1
1.1)
1 (1
.3)
.069
Pro
cess
ing
sp
eed
(A
NT)
: B
asel
ine
Spee
d r
eact
ion
tim
e, m
ean
(SD
)67
7.28
(19
1.8)
575.
54 (
108.
7).0
00-
--
Ab
no
rmal
, n (
%)
29 (
35.8
)12
(14
.3)
.002
18 (
69.2
)11
(20
.0)
.000
1 (1
1.1)
11 (
14.9
).7
62V
isu
om
oto
r co
ord
inat
ion
(A
NT)
: T
rack
ing
dis
tan
ce, m
ean
(SD
)
13
.3 (
5.9)
10.6
5 (3
.3)
.001
--
- A
bn
orm
al T
rack
ing
, n (
%)
27 (
33.3
)13
(15
.5)
.006
17 (
65.4
)10
(18
.2)
.000
0 (0
0.0)
13 (
17.3
).1
71 P
urs
uit
dis
tan
ce, m
ean
(SD
)
7.
91 (
4.9)
5.64
(2.
2).0
00-
--
Ab
no
rmal
Pu
rsu
it, n
(%
)24
(29
.6)
11 (
13.1
).0
0713
(50
.0)
11 (
20.0
).0
021
(11.
1)10
(13
.3)
.852
Beh
avio
r (S
DQ
): C
on
du
ct p
rob
lem
s, n
(%
)18
(22
.2)
10 (
11.9
).0
787
(26.
9)11
(20
.0)
.484
1 (1
1.1)
9 (1
2.0)
.938
Em
oti
on
al s
ymp
tom
s, n
(%
) 30
(37
.0)
13 (
15.5
).0
0213
(50
.0)
17 (
30.9
).0
970
(00.
0)13
(17
.3)
.174
Hyp
erac
tivi
ty/in
atte
nti
on
pro
ble
ms,
n (
%)
32 (
39.5
)13
(15
.5)
.001
12 (
46.2
)20
(36
.4)
.400
3 (3
3.3)
10 (
13.3
).1
17
Dif
fere
nce
s in
pro
po
rtio
ns
and
mea
n s
core
s b
etw
een
th
e g
rou
ps
are
anal
yzed
usi
ng
χ2 te
sts,
t-t
est
or
Ind
epen
den
t sa
mp
le T
-tes
t.
P1 =p
val
ue
bet
wee
n V
PT a
nd
co
ntr
ol g
rou
p. P
2 =
p v
alu
e V
PT g
rou
p w
ith
an
d w
ith
ou
t m
oto
r im
pai
rmen
t.P3
= p
val
ue
com
par
iso
n g
rou
p w
ith
an
d w
ith
ou
t m
oto
r im
pai
rmen
t. M
AB
C≤p
15 =
≤15
th c
enti
le =
ab
no
rmal
.*I
n t
he
18 V
PT c
ases
wit
h a
bn
orm
al n
euro
log
ical
ou
tco
me,
16
had
co
mp
lex
MN
D a
nd
2 n
on
-dis
ablin
g C
P. B
oth
ter
m-b
orn
ch
ildre
n h
ad c
om
ple
x M
ND
.
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Motor impairments and other deficits in preterm children | 67
4
Table 3. Associations with motor impairment in total group
Dependent variables
Independent variables b 95% CIfor b
p Exp(B)
95% CIfor Exp(B)
MABC-2: Total score ≤ p15
Block 1: Preterm/termBlock 2: Preterm/term Complex MND1
IQ<85 points
1.321
0.1713.7301.987
0.6 - 2.4
-1.2 - 1.52.5 - 23.80.6 - 4.0
0.002
0.7560.0010.001
3.7
1.241.77.3
1.6 - 8.9
0.4 - 3.67.5 - 232.51.9 - 27.3
MABC-2: Manual Dexterity
Block 1: Preterm/termBlock 2: Preterm/term IQ<85 points Slow processing speed Hyperactivity/inattention
0.996
0.1781.5081.5231.151
0.2 - 2.0
-0.8 - 1.30.3 - 3.30.6 - 2.70.2 - 2.2
0.015
0.7270.0130.0010.014
2.7
1.24.54.63.2
1.2 - 6.2
0.5 - 3.21.4 - 14.81.8 - 11.61.3 - 7.9
MABC-2: Aim & Catch
Block 1: Preterm/termBlock 2: Preterm/term Complex MND
0.178
-0.2271.713
-0.6 - 0.9
-1.2 - 0.60.5 - 3.2
0.618
0.5790.002
1.2
0.85.5
0.6 - 2.5
0.4 - 1.81.8 - 16.9
MABC-2: Balance
Block 1: Preterm/termBlock 2: Preterm/term Complex MND IQ<85 points
0.662
-0.6412.4531.581
-0.3 - 1.8
-2.5 - 0.81.1 - 4.90.0 - 3.4
0.187
0.3330.0010.011
1.9
0.69.65.0
0.7 - 4.9
0.2 - 2.12.6 - 35.41.4 - 17.5
Associations between motor impairment and other developmental deficits analyzed using 4 binary logistic regressions. Data are presented as b (regression coefficient) and bootstrapped confidence intervals for b, p values, Exp(B) (odds ratio) and confidence intervals for Exp(B).Outcomes were adjusted for low educated mothers and mothers not born in the Netherlands.1Complex MND = Complex Minor Neurological Dysfunction.
In the mediation model (Figure 1) the effect of preterm birth on motor impairment,
the direct pathway, became non-significant after controlling for the effects of the indirect
pathway (Table 4). The association between preterm birth and motor impairment was
mediated by complex MND and low IQ. The effect of preterm birth on impaired manual
dexterity was mediated by low IQ, slow processing speed, and hyperactivity/inattention
(Table 4). In addition, Sobel’s (Z) test achieved significance (Z: P <0.05), indicating a
significant mediation between birth status and motor impairment and between birth
status and impaired manual dexterity (Table 4).
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68 | Chapter 4
Tab
le 4
. Res
ult
s o
f m
edia
tio
n a
nal
ysis
fo
r m
oto
r im
pai
rmen
t in
ver
y p
rete
rm-b
orn
ch
ildre
n.
Pa
th A
Path
BPa
th C
Tes
t o
f m
edia
tio
nPa
th C
(a
dju
sted
fo
r in
dir
ect
pat
h)
Mo
tor
imp
airm
ent
(to
tal)
a (S
a)p
b (
Sb)
pc
(Sc)
pZ
pc
(Sc)
p
Co
mp
lex
MN
D3.
067
(1.0
5)0.
004
4.06
1 (0
.82)
0.00
01.
321
(0.4
4)0.
003
2.52
0.01
10.
591
(0.5
1)0.
248
IQ
<85
po
ints
2.38
1(0.
78)
0.00
22.
412
(0.5
4)0.
000
1.32
1 (0
.44)
0.00
32.
520.
012
0.88
0 (0
.47)
0.06
5 Im
pai
red
man
ual
dex
teri
ty
IQ <
85 p
oin
ts2.
381(
0.78
)0.
002
2.30
5 (0
.53)
0.00
00.
996
(0.4
2)0.
018
2.50
0.01
20.
529
(0.4
6)0.
252
Sl
ow
pro
cess
ing
sp
eed
0.99
3 (0
.41)
0.01
51.
884
(0.4
2)0.
000
0.99
6 (0
.42)
0.01
82.
130.
033
0.73
1 (0
.45)
0.10
3
Hyp
erac
tivi
ty/in
atte
nti
on
1.21
7 (0
.39)
0.00
21.
379
(0.4
1)0.
001
0.99
6 (0
.42)
0.01
82.
190.
022
0.73
3 (0
.44)
0.09
6
Path
A: e
ffec
t o
f p
rem
atu
rity
on
th
e m
edia
tors
: co
mp
lex
MN
D/ I
Q <
85 p
oin
ts/ s
low
pro
cess
ing
sp
eed
/ hyp
erac
tivi
ty/in
atte
nti
on
.Pa
th B
: eff
ect
of
the
med
iato
rs o
n m
oto
r im
pai
rmen
t/im
pai
red
man
ual
dex
teri
ty.
Path
C: e
ffec
t o
f p
rem
atu
rity
on
mo
tor
imp
airm
ent/
imp
aire
d m
anu
al d
exte
rity
.Pa
th C
(ad
just
ed f
or
ind
irec
t p
ath
): e
ffec
t o
f p
rem
atu
rity
on
mo
tor
imp
airm
ent/
imp
aire
d m
anu
al d
exte
rity
ad
just
ed f
or
ind
irec
t p
ath
via
pat
h A
an
d p
ath
B.
a,b
,c: u
nst
and
ard
ized
pat
h c
oef
fici
ents
. Sa,
Sb,S
c: s
tan
dar
d e
rro
rs o
f th
e p
ath
co
effi
cien
ts.
All
ou
tco
mes
are
co
rrec
ted
fo
r lo
w e
du
cati
on
mo
ther
s an
d m
oth
ers
no
t b
orn
in t
he
Net
her
lan
ds.
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Motor impairments and other deficits in preterm children | 69
4
Figure 1. Model of direct (path C) and indirect (path A and B) effects of preterm birth on motor impairment, corrected for low-educated mothers and mothers not born in the Netherlands
Path A: effect of prematurity on the mediators: complex MND/ IQ <85 points/ slow processing speed/ hyperactivity/inattention. Path B: effect of the mediators on motor impairment/impaired manual dexterity. Path C: effect of prematurity on motor impairment/impaired manual dexterity. Path C (adjusted for indirect path): effect of prematurity on motor impairment/impaired manual dexterity adjusted for indirect path via path A and path B. a,b,c: unstandardized path coefficients. Sa,Sb,Sc: standard errors of the path coefficients. All outcomes are corrected for low education mothers and mothers not born in the Netherlands.
IQ <85 points Complex MND
Slow processing speed Hyperactivity/inattention
Preterm birth maturity
Motor impairment Direct effect
Path C
Path B Path A
Indirect effect
Figure 1. Model of direct (path C) and indirect (path A and B) effects of preterm birth on motor impairment, corrected for low-educated mothers and mothers not born in the Netherlands
Path A: effect of prematurity on the mediators: complex MND/ IQ <85 points/ slow processing speed/ hyperactivity/inattention.Path B: effect of the mediators on motor impairment/impaired manual dexterity.Path C: effect of prematurity on motor impairment/impaired manual dexterity.Path C (adjusted for indirect path): effect of prematurity on motor impairment/impaired manual dexterity adjusted for indirect path via path A and path B. a,b,c: unstandardized path coefficients. Sa,Sb,Sc: standard errors of the path coefficients.All outcomes are corrected for low education mothers and mothers not born in the Netherlands.
Discussion
Our study confirms the high frequency of both motor impairment and deficits in other
developmental domains in very preterm-born children at 5 years’ corrected age. The
motor impairment rate (32.1%) was comparable to an earlier Dutch study on very
preterm-born children,4 but also to studies from other countries.5,6 Contrary to the other
studies in which problems on all MABC components were described, we found especially
worse outcomes on manual dexterity and balance and less on aiming and catching. This
might be due to the fact that our comparison group had a standard score of 9 in aiming
and catching, which is lower than the reference mean of 10.
Very preterm-born children with motor impairment had a substantial higher rate
of other abnormal test outcomes than very preterm-born children without motor
impairment. The frequency of complex MND, low intelligence, slow processing speed,
and visuomotor coordination problems occurred in more than 50% of the very preterm-
born children with motor impairment. We defined motor impairments as ≤15th centile
on the MABC-2, including children with mild-moderate motor impairment, because
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70 | Chapter 4
research has suggested that very preterm-born children whose scores fall between the
6th and 15th centile are at significant risk for associated problems in learning, attention
and psychosocial adjustment.23 Indeed, this mildly to moderately impaired motor group,
had a worse developmental profile. These impairments may co-occur because of the
possible underlying white matter damage, causing multiple impairments.10,11
Although the very preterm-born children had significantly more motor impairments
than term-born children, this difference disappeared when other developmental deficits
were also taken into account in the analyses. Complex MND and low intelligence were
found to mediate between preterm birth and motor impairment. Low intelligence,
slow processing speed and hyperactivity/inattention played a mediating role between
preterm birth and manual dexterity problems.
Complex MND can be considered as a distinct form of perinatally acquired brain
dysfunction, which is likely associated with the cortico-striato-thalamo-cortical and
cerebello-thalamo-cortical pathways.24 According to Volpe,11 these are the circuitries
that are often damaged in very preterm-born children. They play a role in sensorimotor
aspects of motor programming, movement planning, programme selection and motor
memory and in cognitive tasks. In line with this, Diamond13 described the interrelation
between cognition and motor performance, and the brain areas involved with both
functions simultaneously, namely the dorsolateral prefrontal cortex, the cerebellum and
the caudate nucleus. Damage to those circuitries can result in both cognitive and motor
impairment.
In addition to the simultaneous involvement of brain structures in cognition and
motor performance, the assessment of motor abilities also includes functions other
than motor performance and these are tested in part as well. Although the MABC-2
is an effective test in identifying motor impairment in the high-risk population of
very preterm-born children,25 cognition, speed, motor planning, spatial precision and
behavioral adaptation to the test-situation are also required for normal outcome. In
general, it is almost impossible to measure one developmental domain without tapping
into other integrated functions.
Although all very preterm-born children with motor impairment also had deficits in
other developmental domains, this was not true for the term-born children with motor
impairment. In the comparison group 45% of children with motor impairment had no
additional deficits. In term-born children, the cause of motor impairment might be
restricted or more isolated.
We found a high frequency of behavioral problems in the very preterm-born group
irrespective of motor impairment. Nevertheless, hyperactivity/inattention was associated
with impairments in manual dexterity. The relation between manual dexterity and
attention has been described in children with attention-deficit-hyperactivity disorder
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Motor impairments and other deficits in preterm children | 71
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(ADHD).26 Furthermore, it is known that very preterm-born children have an increased
risk for this disorder.27
Of the very preterm-born children with motor impairment, 69% had problems with
processing speed. Several studies showed that processing speed is a basic key ability
underlying deficits in intelligence in very preterm-born children,14,15,28,29 linking reduction
of white matter integrity to slow processing speed. We hypothesize that processing
speed also plays an important role in motor performance, especially when motor skills
become more complex at age 5. Indeed in our study, processing speed was associated
with, in particular, manual dexterity.
Problems in visuomotor coordination were found in respectively 65% (tracking task)
and 50% (pursuit task) of the very preterm-born children with motor impairment. This
may be caused by cerebellar damage, by attention difficulties arising from damage to
the prefrontal cortex, or alternatively by an impaired ability to process and comprehend
the visual input.30 In our multivariate model however, these visuomotor skills were not
associated anymore with motor impairment.
A study limitation was the fact that the investigators were not blinded to birth status.
However, highly standardized testing rules were followed in all children, in order to reduce
this shortcoming. Further, we included term-born children free from planned or current
referral for learning or behavioral problems. A non-selected group of term-born peers
might have led to different results. We did not study the effect of neonatal morbidities
further, because our focus was the comparison between term and very preterm-born
children. Bonifacio et al31 showed that brain injury and neonatal co-morbidities, and
not prematurity per se, are associated with abnormal brain development of brain
microstructure, suggesting that, especially preterm infants with these morbidities are at
risk of motor problems.
Because motor outcome was the main topic of our paper, we did not study how
motor outcome might mediate other deficits. Thus our results focus on interrelations,
which of course can be bidirectional.
Using a broad assessment on different developmental domains is a study strength.
It is also important from the clinical point of view as those treating very preterm-born
children with motor impairment should be aware of the interrelation of problems in
other developmental domains.
Conclusion
In the absence of disabling CP, motor impairment occurs more frequently in very preterm-
born than in term-born children at 5 years of (corrected) age. Very preterm-born children
with motor impairment more often have complex MND and impairments in cognition,
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72 | Chapter 4
processing speed and visuomotor coordination than very preterm-born children without
motor impairment, however behavior problems are comparable for both groups.
Complex MND, low intelligence, slow processing speed and hyperactivity/inattention
mediate the association between preterm birth and motor impairment. These deficits
should be taken into account when very preterm-born children with motor impairment
are referred for intervention.
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References
1. Potharst ES, van Wassenaer AG, Houtzager BA, van Hus JW, Last BF, Kok JH. High incidence of multi-domain disabilities in very preterm children at five years of age. J Pediatr 2011;159:79-85.
2. Hack M, Costello DW. Trends in the rates of cerebral palsy associated with neonatal intensive care of preterm children. Clin Obstet Gynecol 2008;51:763-774.
3. de Kieviet JF, Piek JP, Aarnoudse-Moens CS, Oosterlaan J. Motor development in very preterm and very low-birth weight children from birth to adolescence: a meta-analysis. JAMA 2009;302:2235-2242.
4. de Kleine MJ, den Ouden AL, Kollee LA et al. Development and evaluation of a follow up assessment of preterm infants at 5 years of age. Arch Dis Child 2003;88:870-875.
5. Howe TH, Sheu CF, Wang TN, Hsu YW, Wang LW. Neuromotor outcomes in children with very low birth weight at 5 years of age. Am J Phys Med Rehabil 2011;90:667-680.
6. Zwicker JG, Yoon SW, Mackay M, Petrie-Thomas J, Rogers M, Synnes AR. Perinatal and neonatal predictors of evelopmental coordination disorder in very low birthweight children. Arch Dis Child 2013;98:118-122.
7. National scientific council on the developing child. The timing and quality of early experiences combine to shape brain architecture. Working paper 5, 2007. Retrieved April 2013 from Center on the Developing Child, Harvard University, www.developingchild.net.
8. National scientific council on the developing child. Early experiences can alter gene expression and affect long-term development. Working paper 10, 2010. Retrieved April 2013 from Center on the Developing Child, Harvard University, www.developingchild.net.
9. Piek JP, Dawson L, Smith LM, Gasson N. The role of early fine and gross motor development on later motor and cognitive ability. Hun Mov Sci 2008;27:668-681.
10. Spittle AJ, Cheong J, Doyle LW et al. Neonatal white matter abnormality predicts childhood motor impairment in very preterm children. Dev Med Child Neurol 2011;53:1000-1006.
11. Volpe JJ. Brain injury in premature infants: a complex amalgam of destructive and developmental disturbances. Lancet Neurol. 2009;8:110-24.
12. de Kieviet JF, Zoetebier L, van Elburg RM, Vermeulen RJ, Oosterlaan J. Brain development of very preterm and very low-birthweight children in childhood and adolescence: a meta-analysis. Dev Med Child Neurol 2012;54:313-323.
13. Diamond A. Close interrelation of motor develoment and cognitive development and of the cerebellum and prefrontal cortex. Child Dev. 2000;71:44-56.
14. Soria-Pastor S, Gimenez M, Narberhaus A et al. Patterns of cerbral white matter damage and cognitive impairment in adolescents born very preterm. Int J. Dev Neurosc 2008:26:647-654.
15. Mulder H, Pitchford NJ, Marlow N. Processing Speed Mediates Executive Function Difficulties in Very Preterm Children in Middle Childhood. J Int Neuropsychol Soc 2011;28:1-10.
16. Henderson SE, Sugden DA, Barnett AL. Movement Assessment Battery for Children - second edition (MovementABC-2); Examiner’s manual. London: Harcourt Assessment. 2007.
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74 | Chapter 4
17. Touwen BCL. Examination of the child with minor neurological dysfunction, second edition. Philadelphia: Lippencott. 1979.
18. Hendriksen J, Hurks P. WPPSI-III-NL. Wechsler preschool and primary scale of intelligences, 3rd edition, Nederlandse bewerking. Amsterdam; Pearson Assessment and Information BV. 2009.
19. De Sonneville MJL. Computerbaded Amsterdam Neuropsychological Test battery (ANT). Lisse, Swets 1999.
20. Goodman R. The Strengths and Difficulties Questionnaire: a research note. J Child Psychol Psychiatry 1997;38:581-586.
21. MacKinnon, D. P., & Dwyer, J. H. (1993). Estimating mediated effects in prevention studies. Eval Rev 1993;17:144-158.
22. Sobel, M. E. (1982). Asymptotic intervals for indirect effects in structural equations models. In S. Leinhart (Ed.), Sociological methodology 1982 (pp.290-312). San Francisco: Jossey-Bass.
23. Dewey D, Kaplan BJ, Crawford SG, Wilson BN. Developmental coordination disorder: Associated problems in attention, learning, and psychosocial adjustment. Hum Mov Sci 2002:21:905-18.
24. Hadders-Algra M. Two distinct forms of minor neurological dysfunction: perspectives emerging from a review of data of the Groningen Perinatal Project. Dev Med Child Neurol 2002;44:561-571.
25. Dewey D, Creighton DE, Heath JA, et al. Assessment of developmental coordination disorder in children born with extremely low birth weights. Dev Neuropsychol 2011;36:42-56.
26. Schoemaker MM, Ketelaars CE, van Zonneveld M, Minderaa RB, Mulder T. Deficits in motor control processes involved in production of graphic movements of children with attention-deficit-hyperactivity disorder. Dev Med Child Neurol 2005;47:390-395.
27. Lindstrom K, Lindblad F, Hjern A. Preterm birth and attention-deficit/hyperactivity disorder in schoolchildren. Pediatrics 2011;127:858-865.
28. de kieviet JF, van Elburg RM, Lafeber HN, Oosterlaan J. Attention problems of very Preterm Children Compared with Age-Matched Term Controls at School-Age. J Pediatr 2012;161:824-829.
29. Rose SA, Feldman JF, Jankowski JJ. Modeling a cascade of effects: the role of speed and executive functioning in preterm/full-term differences in academic achievement. Dev Sci 2011;14:1161-1175.
30. Goyen TA, Lui K, Woods R. Visual-motor, visual-perceptual, and fine motor outcomes in very-low-birthweight children at 5 years. Dev Med Child Neurol 1998;40:76-81.
31. Bonifacio SL, Glas HC, Chau V, Berman JI, Xu D, Brant R et al. Extreme premature birth is not associated with impaired development of brain microstructure. J Pediatr 2010;157:726-732.
Chapter 5
Sustained developmental effects of the
Infant Behavioral Assessment and Intervention
Program in very low birth weight infants at
5.5 years
Janeline W.P. Van Hus, Martine Jeukens-Visser, Karen Koldewijn,
Christiaan J.A. Geldof, Joke H. Kok, Frans Nollet, Aleid G. Van Wassenaer-Leemhuis.
Journal of Pediatrics 2013;163:1112-1119
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76 | Chapter 5
Abstract
Aim. To evaluate the effect of the Infant Behavioral Assessment and Intervention
Program© (IBAIP) in very low birth weight (VLBW) infants on cognitive, neuromotor, and
behavioral development at 5.5 years corrected age (CA).
Methods. In a randomized controlled trial, 86 VLBW infants received post discharge IBAIP
intervention until 6 months CA, and 90 VLBW infants received standard care. At 5.5 years
CA, cognitive and motor development, and visual-motor integration were assessed with
the Wechsler Preschool and Primary Scale of Intelligence (WPPSI-III-NL), the Movement
Assessment Battery for Children second edition (MABC-2), and the Developmental Test
of Visual Motor Integration (VMI). Neurological conditions were assessed with the
neurological examination according to Touwen, and behavior with the Strengths and
Difficulties Questionnaire (SDQ).
Results. At 5.5 years CA, 69 children in the intervention and 67 children in the control
group participated (response rate 77.3%). Verbal and performance IQ-scores <85 occurred
significantly less often in the intervention than in the control group (17.9% vs 33.3%, P =
0.041, and 7.5% vs 21.2%, P = 0.023, respectively). After adjustment for differences, the
odds ratio for performance IQ was significant: 0.24, 95% CI: 0.06-0.95. Adjusted mean
scores on WPPSI-III-NL subtasks block design and vocabulary, the MABC-2 component
aiming and catching and the VMI were significantly better in the intervention group. No
intervention effect was found on the SDQ.
Conclusion. The IBAIP leads, 5 years after the early neurobehavioral intervention, to
improvements on performance IQ, ball skills and visual-motor integration at 5.5 years
CA.
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Introduction
In response to the high rate of neurodevelopmental problems, which persist throughout
childhood in very low birth weight (VLBW) infants,1-3 various early intervention programs
have been developed. The aim of these programs is the prevention of cognitive, motor
and behavioral impairments in preterm infants. A Cochrane meta-analysis on the effect
of post discharge early intervention programs for preterm infants found a positive
influence on cognitive and motor outcome during infancy, with the cognitive benefits
persisting till the age of 5 years.4 It is suggested that programs that focus on parent-
infant relationships along with infant development may have the greatest impact.5
However, there are few long-term outcomes of randomized controlled trials (RCTs)
involving multidimensional interventions.
The Infant Behavioral Assessment and Intervention Program© (IBAIP)6 is an early
intervention program that focuses on environmental, behavioral and early developmental
factors. The aim is to support the infant’s self-regulatory competence and multiple
developmental functions via responsive parent-infant interactions. Between 2004 and
2007, a multicenter RCT was conducted to compare the effects of the IBAIP to standard
follow-up care, with respect to cognitive and motor development, infants’ behavioral
regulation, the well-being of the parents, and parent-infant interaction.7 Results of
this study included improved mental, motor, and behavioral development and mother–
infant interaction at 6 months corrected age (CA),7,8 improved motor development at 24
months CA9 and improved independency in mobility at 44 months CA10 in favor of the
parents and infants who received the IBAIP intervention.
The aim of the current study was to evaluate the effect of the IBAIP in VLBW children
on cognitive, neuromotor, and behavioral development at 5.5 years CA.
Methods
The study population consisted of VLBW children participating in a multicenter RCT
on the effect of the IBAIP in Amsterdam, The Netherlands.7 In this RCT, 176 infants of
gestational age (GA) <32 weeks and/or birth weight <1500 gram were included. Exclusion
criteria were severe congenital abnormalities of the infant, severe physical or mental
illness/problems of the mother, non-Dutch-speaking families for whom an interpreter
could not be arranged, and participating in other trials on post discharge management.
Written informed consent was obtained from the parents before the onset of the study.
After computer-generated randomization, stratified for GA (< and ≥30 weeks) and
recruitment site, with multiplets assigned to the same group, 86 infants were assigned
to the intervention group and 90 to the control group. The infants and the parents in
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78 | Chapter 5
the intervention group received 1 intervention session shortly before discharge and 6
to 8 sessions at home from an IBAIP-trained pediatric physical therapist up to 6 months
CA. The control group received standard care and was referred to a non IBAIP-trained
physical therapist if deemed necessary by the pediatrician.
The IBAIP 6 is a neurobehavioral intervention program based on the same theory as
the Newborn Individualized Developmental Care and Assessment Program (NIDCAP).11
The IBAIP-trained interventionist assists the parents to affectively and responsively
interact with their child, through natural observations of the infant’s behavior. The
interventionist evaluates the infant’s neurobehavioral organization and self-regulatory
competence, within the context of the environment, and facilitation strategies may
be offered to best support the infant’s neurodevelopmental progression and self-
regulation. The facilitation strategies address environmental facilitation (eg. visual and
auditory input), handling and positioning (eg. the infant’s position in supine or prone),
and cue-matched facilitation (eg. hand to mouth, foot bracing, or hands to midline). The
IBAIP aims to provide ample opportunities for the infant to actively process and explore
information, while at the same time maintaining stable physiological and behavioral
functioning. Thus, the program supports the infant’s growth, the infant’s motivation to
explore, and the possibility to learn from information. For more detailed information
about the content of the IBAIP, we refer to the internet and earlier publications.6-10
Assessment Procedure
Two months before their child would reach the age of 5.5 year CA, between 2009 and
2011, an invitation letter was sent to the parents of all children that participated in the
RCT. Upon positive reaction, an appointment for the follow up assessments was scheduled.
Non-responders were reminded about the study. The medical Ethics Committee of the
Academic Medical Center, Amsterdam approved the follow-up study. The pediatric and
developmental assessments were performed at the follow-up clinic of the Academic
Medical Center in Amsterdam. Cognitive abilities were assessed by a psychologist (CG),
motor development, visual-motor integration and, neurologic functions were assessed by
a pediatric physical therapist (JVH). The investigators were blinded for group assignment.
While their child was fulfilling the developmental assessments, the parents were asked
to fill out a questionnaire regarding the behavior of their child. Sociodemographic data,
school performances and the need for mental and/or paramedical support at 5.5 years
CA were obtained by interview of the parents.
Perinatal risk factors were taken from the medical records at discharge. Severe
cranial ultrasound abnormalities were defined as the existence of an intraventricular
hemorrhage grade 3 or 4, or periventricular leucomalacia grade 3 or/and ventricular
dilation. Bronchopulmonary dysplasia was defined when the infant was oxygen
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dependent ≥ 28 days.12 Small for GA was defined as >1 SD below mean Dutch reference
data for birth weight in relation to GA.
Assessment Instruments
Cognitive and neuromotor development were assessed with a set of standardized tests
consisting of the Wechsler Preschool and Primary Scale of Intelligence (WPPSI-III-NL),13
the Movement Assessment Battery for Children second edition (MABC-2),14 and the
Developmental Test of Visual Motor Integration (VMI).15 Neurological conditions were
assessed with the neurological examination according to Touwen16 and behavior with
the Strengths and Difficulties Questionnaire (SDQ).17
The Dutch translation of the WPPSI-III-NL was used. The full scale IQ, performance IQ,
verbal IQ, and processing speed quotient were calculated. Reference means (SD) for the
IQ indices are 100 (15). The test consists of 8 core subtests with a mean (SD) of 10 (3). The
IQ was considered abnormal if more than 1 SD (<85 points) below the mean.
The MABC-2 focuses on the identification of impairments of motor function. Motor
outcomes were calculated using the age band 3 till 6 years. Within this age band 8 tasks
(items) are grouped under 3 components: manual dexterity, aiming and catching and
balance. Raw scores of the 3 components and the total test (the sum of all 8 items) are
converted to standard scores. Reference means (SD) for the total test and component
standard scores are 10 (3). A standard score of <7 reflects performances ≤15th centile and
is regarded as mild to severe motor impairment.
The VMI test (24 geometric forms, increasing in difficulty, that need to be copied
using paper and pencil) assesses the integration of visual–perceptual processing and
fine motor skills. Supplementary, the visual perception test, and the motor coordination
test were administered as a means to compare the visual-motor integration results with
relatively pure visual and motor performance. Raw scores are standardized for age and
have a mean (SD) of 100 (15). A standard score <85 points (<1 SD) was regarded as
abnormal.
The neurological examination according to Touwen pays special attention to minor
neurological dysfunction (MND). It addresses eight functional clusters. Neurological
development was classified as normal when no deviant cluster or one or two clusters
of dysfunction (simple MND) were present and, as abnormal when there were three or
more clusters of dysfunction (complex MND) or when cerebral palsy was present.
The SDQ parents form is a parental behavioral screening questionnaire that has
a total difficulty score, and five subscales consisting of five items each: hyperactivity/
inattention, conduct problems, peer problems, emotional symptoms and prosocial
behavior. According to the test manual, a score is abnormal if higher than the 80th
percentile for the parents outcome. An abnormal total difficulty score is a score ≥17
points.
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80 | Chapter 5
Statistical analysis
Data were analyzed using the computer program SPSS version 16.0 (SPSS Inc, Chicago,
Illinois). Univariate analyses (t tests and χ2 tests) were carried out to study differences in
perinatal and sociodemographic characteristics between the intervention and control
group and between participants and nonparticipants. A two-sided power calculation
was performed using the nQuery version 7.0 computer program (nQuery Advisor, Los
Angeles, California). When appropriate, t tests and χ2 tests were used to compare mean
test outcomes or proportions of children with abnormal scores between the groups.
Multiple logistic regression analyses were used to determine the intervention effect
on normal vs abnormal test outcomes. Multiple linear regression analyses were used to
assess the effect of the intervention on the WPPSI-III-NL, the MABC-2, the VMI and the
SDQ. Perinatal variables and sociodemographic variables at 5.5 years CA that differed
at baseline or are known from literature to affect long-term outcome were included in
the model as covariates. The variables included were use of surfactant, oxygen support
≥28 days, indomethacin use, septic periods, GA <28 weeks, small for GA, severe cranial
ultrasound abnormality, low maternal education, first language not Dutch, and gender.
An α level of 0.05 was considered significant for above mentioned tests. Effect sizes
(ES) were calculated as the adjusted mean difference between the intervention and
control group divided by the SD of the total group. To interpret the effect size we used
Cohen’s criteria: ≥0.2 = small; ≥0.5 = moderate; ≥0.8 = large effect.18 Because twins and
triplets were assigned to the same group, and this could have biased the outcomes, we
repeated the analyses with only 1, randomly chosen, multiplet member.
Results
Of the 176 children participating in the RCT, 136 were available for follow-up at the
CA of 5.5 years. The response rate was 80.2% (n = 69) in the intervention group and
74.4% (n = 67) in the control group. The mean (SD) CA at the assessment time point was
5.5 years (0.1). The sample size was calculated originally with 90% power to detect a
difference of 0.5 SD in Bayley Scales of Infant Development, Second Edition scores at 6
and 24 months with an α level of 0.05. With our sample size at 5.5 years, we calculated
a power of 82%, to detect a difference of 0.5 SD between the intervention and control
group on the WPPSI-III-NL and MABC-2, with an α level of 0.05.
The patient flow of the study until 5.5 years CA is shown in Figure 1, including reasons
for not participating. The participants (n = 136) did not differ from the nonparticipants
(n = 40) with respect to sociodemographic and perinatal factors, except that mothers
of participants were significantly more often born in the Netherlands than those of
nonparticipants (59.6% vs 45.0%, P = 0.003).
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Figure 1. Study flow diagram
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Table 1. Sociodemographic and perinatal characteristics
Characteristics Intervention(n=69)
Control (n=67) P value
Social background factors Family status 2 parent(s), n (%) 50(47.6) 53(79.1) .366 Maternal age at date birth (y), mean (SD) 32.9 (5.3) 31.6 (5.7) .201 Paternal age at date birth (y), mean (SD) 36.1 (7.4) 35.7 (6.6) .739 Mother born in the Netherlands, n (%) 43 (62.3) 38 (56.7) .506 Father born in the Netherlands, n (%) 44 (63.8) 36 (53.7) .455 First language not Dutch, n (%) 5 (7.2) 16 (23.9) .007* Maternal education low, n (%) 20 (29.0) 27 (40.3) .165 Paternal education low, n (%) 28 (41.8) 27 (40.3) .861Perinatal factors Gestational age (weeks), mean (SD) 29.5 (2.2) 30.0 (2.1) .168 Gestational age <28 weeks, n (%) 21 (30.4) 15 (22.4) .288 Birth weight (g), mean (SD) 1220.8 (347.5) 1304.8 (327.8) .150 Small for gestational age**, n (%) 18 (26.1) 11(16.4) .169 Sex: male, n (%) 38(55.1) 28(41.8) .121 Multiple birth, n (%) 19 (27.5) 21(31.3) .626 Antenatal steroid use, n (%) 51 (73.9) 49 (73.1) .918 APGAR score, at 5 min, mean (SD) 8.5 (1.5) 8.5 (1.5) .908 Surfactant, n (%) 27 (39.1) 15 (22.4) .035* Artificial ventilation, n (%) 35 (50.7) 25 (37.3) .115 CPAP, n (%) 61 (88.4) 47 (70.1) .008* Oxygen support ≥28 days pma, n (%) 29 (42.0) 13 (19.4) .004* Oxygen support at 36 weeks pma, n (%) 20 (29.0) 7 (10.4) .007* Postnatal steroid use, n (%) 4 (5.8) 2 (3.0) .425 Indomethacin use, n (%) 16(23.2) 6 (9.0) .024* Septic periods before discharge, n (%) 43 (62.3) 25 (37.3) .022* Necrotizing enterocolitis, n (%) 3 (4.3) 1 (1.5) .324 IVH*** grade 1, 2/3, 4, n (%) 11(16.0)/ 5 (7.2) 8 (11.9)/ 3 (4.5) .213 PVL**** grade 1/2, 3, n (%) 5(7.2)/0 (0) 7(10.4)/2 (3.0) .523 Ventricular dilatation, n (%) 2 (2.9) 3 (4.5) .625 Severe abnormal cranial ultrasound*****, n (%) 7 (10.1) 4 (6.0) .372
At discharge Length of hospitalization (d), mean (SD) 59.7 (29.1) 51.3 (25.9) .078 Breast milk at discharge, n (%) 29 (42.0) 37 (55.2) .124
Data are presented as n (%) or as M ± SD. Differences in mean scores and proportions between the groups are analyzed using t-tests or χ2 tests. CPAP=continuous positive airway pressure, pma=postmenstrual age. * p <0.05. ** Small for gestational age was defined as >1 SD below mean Dutch reference data.*** IVH=intraventricular hemorrhage defined according to Papile.**** PVL=periventricular leucomalacia defined according to de Vries.***** Severe abnormal cranial ultrasound was defined as IVH 3 or 4, PVL 3 and ventricular dilation.
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Tab
le 2
. Rat
es o
f co
gn
itiv
e, n
euro
mo
tor
and
beh
avio
ral i
mp
airm
ent
in in
terv
enti
on
(IB
AIP
) an
d c
on
tro
l gro
up
Inte
rven
tio
nG
rou
pn
(%
)
Co
ntr
ol
Gro
up
n (
%)
Un
adju
sted
OR
(95
% C
I)P1
Ad
just
edO
R (
95%
CI)
P2
WPP
SI-I
II-N
L† : V
erb
al IQ
(<
85 p
oin
ts)
12 (
17.9
)22
(33
.3)
0.45
(0.
20-0
.98)
.041
*0.
34 (
0.11
-1.0
4).0
59 P
erfo
rman
ce IQ
(<
85 p
oin
ts)
5 (7
.5)
14 (
21.2
)0.
30 (
0.10
-0.8
9).0
23*
0.24
(0.
06-0
.95)
.043
* P
roce
ssin
g S
pee
d Q
(<
85 p
oin
ts)
13(1
9.4)
13(2
2.8)
0.35
(0.
36-2
.01)
.706
0.57
(0.
21-1
.57)
.278
Fu
ll sc
ale
IQ (
<85
po
ints
)11
(16.
9)16
(24
.6)
0.60
(0.
25-1
.42)
.243
0.56
(0.
17-1
.86)
.341
MA
BC
-2:
Mo
tor
imp
airm
ent
(≤p
15)
22 (
31.9
)16
(23
.9)
1.49
(0.
70-3
.18)
.298
1.10
(0.
45-2
.61)
.854
Neu
rolo
gic
al e
xam
inat
ion
: C
om
ple
x M
ND
an
d C
P24
(34
.8)
15 (
22.4
)1.
85 (
0.87
-3.9
5).1
101.
00 (
0.39
-2.6
0).9
93V
MI:
Vis
ual
Mo
tor
Inte
gra
tio
n (
<85
po
ints
)8
(11.
6)6
(9.0
)1.
33 (
0.44
-4.0
7).6
131.
03 (
0.29
-3.6
9).9
69SD
Q p
aren
ts f
orm
‡ : T
ota
l pro
ble
m s
core
(≤1
7 p
oin
ts)
7 (1
0.8)
7 (1
0.8)
1.00
(0.
33-3
.03)
1.00
01.
56 (
0.39
-6.2
5).5
35
Mu
ltip
le l
og
isti
c re
gre
ssio
n a
nal
yses
wer
e u
sed
to
det
erm
ine
the
inte
rven
tio
n e
ffec
t o
n t
he
test
ou
tco
mes
no
rmal
ver
sus
abn
orm
al,
un
adju
sted
an
d a
dju
sted
fo
r su
rfac
tan
t, in
do
met
hac
in, O
2≥28
day
s, s
epti
c p
erio
ds,
firs
t la
ng
uag
e n
ot
Du
tch
, ges
tati
on
al a
ge
<28
wee
ks, s
mal
l fo
r g
esta
tio
nal
ag
e, s
ever
e ab
no
rmal
ult
raso
un
d, l
ow
mat
ern
al e
du
cati
on
an
d g
end
er. P
1 =
P v
alu
e u
nco
rrec
ted
. P 2 =
P v
alu
e co
rrec
ted
. * P
< 0
.05.
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84 | Chapter 5
Despite random assignment, there were some significant differences in pre-
randomization perinatal characteristics between the intervention and control group
(Table 1). More infants in the intervention group received respiratory therapy (i.e.
surfactant treatment, continuous positive airway pressure (CPAP) and oxygen therapy
≥28 days and at 36 weeks post menstrual age). In addition, occurrence of septic periods
and need for indomethacin was higher in the intervention group. The main language at
home was non-Dutch in more families in the control group at 5.5 years CA.
Outcomes
Table 2 presents the rates of cognitive, neuromotor and behavioral impairment in the
intervention (IBAIP) and control group. Impairment in verbal IQ and performance IQ
occurred significantly less often in the intervention group. After adjustment for risk
factors, the odds ratio (OR) for performance IQ was 0.24 and remained significant. Motor
impairment, abnormal visual-motor integration and abnormal neurological examination
were not significant different between the groups before and after adjustment.
The outcomes of the development assessments and behavior are presented in table 3.
Univariate analyses showed significant differences between the intervention and control
group on the WPPSI-III-NL core subtests block design and vocabulary. After adjustment
for risk factors, significant intervention effects were found on the WPPSI-III-NL core
subtests block design and vocabulary, on the MABC-2 component aiming and catching,
and on the VMI.
All effect sizes were small; on aiming and catching 0.44, on block design 0.40, on
vocabulary 0.41 and on the VMI 0.37. There were no significant differences between the
groups with respect to behavioral outcomes.
Results were similar when the analyses were repeated with only 1, randomly chosen,
child per family, in the case of multiplets, to explore a possible nesting effect.
The need for psychological support by a psychologist, psychiatrist and/or social worker
in the families in the intervention and control group, was comparable, 8 (11.6%) vs 6
(9.0%), as was the need for child paramedical support (pediatric physical therapy and/or
occupational therapy and/or speech therapy), 20 (30.0%) vs 22 (32.8%). Grade retention
occurred in 18 (26.1%) children in the intervention group vs 15 (22.4%) children in the
control group (non-significant). Need for special school education occurred in 5 (7.2%)
children in the intervention group vs 9 (13.4%) children in the control group (non-
significant).
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Effects of the IBAIP at 5.5 years | 85
5
Tab
le 3
. Co
mp
aris
on
of
ou
tco
mes
fo
r d
evel
op
men
t an
d b
ehav
ior
bet
wee
n in
terv
enti
on
(IB
AIP
) an
d c
on
tro
l ch
ildre
n
Inte
rven
tio
n(n
=69
)m
ean
(SD
)
Co
ntr
ol
(n
=67
)m
ean
(SD
)P1
Inte
rven
tio
n(n
=69
)A
dju
sted
mea
n (
SE)
Co
ntr
ol
(n=
67)
Ad
just
ed m
ean
(SE
)P2
WPP
SI-I
II-N
L† : B
lock
des
ign
9.87
(2.
9)8.
71 (
3.0)
.025
*9.
89 (
0.4)
8.69
(0.
4).0
26*
In
form
atio
n9.
24 (
3.4)
8.58
(3.
6).2
769.
17 (
0.4)
8.64
(0.
4).3
57 M
atri
x re
aso
nin
g9.
94 (
2.8)
9.25
(2.
7).1
529.
96 (
0.4)
9.23
(0.
3).1
64 V
oca
bu
lary
10.4
2 (2
.9)
9.24
(2.
6).0
14*
10.3
8 (0
.3)
9.28
(0.
3).0
16*
Pic
ture
co
nce
pt
9.88
(2.
8)9.
69 (
3.1)
.729
9.75
(0.
4)9.
83(0
.4)
.888
Sym
bo
ol s
earc
h9.
65 (
3.8)
9.27
(3.
7).5
819.
81 (
0.5)
9.10
(0.
5).3
28 W
ord
rea
son
ing
8.95
(2.
7)8.
48 (
3.4)
.402
8.97
(0.
3)8.
46 (
0.3)
.313
Co
din
g9.
43 (
2.9)
9.76
(3.
2).5
549.
77(0
.4)
9.37
(0.
4).4
55 V
erb
al IQ
97.2
5 (1
5.9)
93.1
5 (1
6.9)
.152
96.9
7 (1
.8)
93.4
4 (1
.8)
.179
Per
form
ance
IQ99
.51
(14.
4)95
.03
(15.
0).0
8299
.23
(1.8
)95
.32
(1.8
).1
47 P
roce
ssin
g S
pee
d Q
97.3
1 (1
7.5)
98.6
3 (1
7.4)
.677
98.6
8 (2
.2)
97.0
7 (2
.3)
.630
Fu
ll sc
ale
IQ97
.70
(15.
6)94
.25
(15.
8).2
0897
.46
(1.8
)94
.48
(1.9
).2
79M
AB
C-2
: T
ota
l tes
t sc
ore
8.64
(3.
8)8.
76 (
3.5)
.843
9.06
(0.
4)8.
33 (
0.4)
.252
Man
ual
dex
teri
ty
8.96
(3.
3)9.
39 (
3.6)
.464
9.37
(0.
4)8.
96 (
0.4)
.493
Aim
ing
an
d c
atch
ing
9.09
(3.
5)8.
33 (
3.3)
.189
9.46
(0.
4)7.
94 (
0.4)
.014
* B
alan
ce
8.75
(4.
0)9.
31 (
3.9)
.406
9.08
(0.
5)8.
98 (
0.5)
.893
VM
I: V
isu
al M
oto
r In
teg
rati
on
99
.49
(18.
8)96
.67
(21.
4).4
1410
1.78
(2.
2)94
.32
(2.3
).0
27*
Vis
ual
Per
cep
tio
n10
0.93
(22
.9)
100.
63 (
24.0
).9
4110
1.67
(2.
9)99
.86
(3.0
).6
73 M
oto
r C
oo
rdin
atio
n92
.07
(21.
9)93
.21
(23.
8).7
72 9
4.93
(2.
5)90
.27
(2.5
).2
10SD
Q p
aren
ts f
orm
‡ : T
ota
l pro
ble
m s
core
8.28
(5.
9)8.
86 (
5.3)
.556
8.46
(0.
7)8.
68 (
0.7)
.836
Dif
fere
nce
s in
mea
n s
core
s ar
e an
alyz
ed u
sin
g t
-tes
ts.
Mu
ltip
le l
inea
r re
gre
ssio
n a
nal
yses
wer
e u
sed
to
ass
ess
the
effe
ct o
f th
e in
terv
enti
on
on
th
e d
evel
op
men
tal
sco
res,
ad
just
ed f
or
surf
acta
nt,
in
do
met
hac
in,
O2≥
28d
ays,
sep
tic
per
iod
s, fi
rst
lan
gu
age
no
t D
utc
h,
GA
<28
wee
ks,
smal
l fo
r G
A, s
ever
e ab
no
rmal
ult
raso
un
d, l
ow
mat
ern
al e
du
cati
on
an
d g
end
er. P
1 =
P v
alu
e u
nco
rrec
ted
. P 2 =
P v
alu
e co
rrec
ted
. * P
< 0
.05.
† In
terv
enti
on
g
rou
p n
= 6
7 o
n W
PPSI
Ver
bal
IQ, P
erfo
rman
ce IQ
an
d F
ull
scal
e IQ
an
d n
= 6
5 o
n P
roce
ssin
g S
pee
d Q
; Co
ntr
ol g
rou
p n
= 6
6 o
n W
PPSI
Ver
bal
IQ,
Perf
orm
ance
IQ, n
= 5
7 o
n P
roce
ssin
g S
pee
d Q
an
d n
= 6
5 o
n F
ull
scal
e IQ
. ‡ In
terv
enti
on
an
d c
on
tro
l gro
up
n =
65.
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86 | Chapter 5
Discussion
The present study was performed to evaluate the effect of the IBAIP on cognitive,
neuromotor, and behavioral outcomes in VLBW children at 5.5 years CA. We found
that, 5 years after completion of the intervention, the IBAIP improved the children’s
performance IQ, motor skills with respect to handling a ball and visual-motor integration.
Because biological risk factors, which are associated with worse development,
occurred more often in the intervention group, all earlier and current results were based
on analyses correcting for these imbalances. The higher biological vulnerability of the
children in the intervention group was confirmed by a higher occurrence of complex
MND in this group. Complex MND can be considered as a distinct form of perinatally
acquired brain dysfunction.19
The intervention effect found on the rate of impairment in verbal IQ was not
significant after adjustment, which may be explained by the fact that in more families in
the control group the first language was non-Dutch.
The finding of the present study are in agreement with results of a systematic review
by Orton et al,20 showing that early developmental interventions have a positive effect
on preterm infants’ cognitive development at 3-5 years. Our study, however, showed a
different pattern in outcomes than other studies. Following mental, motor and behavioral
improvements in the intervention group directly after conclusion of the intervention at
6 months,7 a sustained effect on motor development could be demonstrated at 24 and
44 months9,10 and 5.5 years. Effects in the cognitive domain, however, were found after
5 years.
The Norwegian modified Mother-Infant Transaction Program (MITP),21 like the IBAIP
anchored in the NIDCAP model of development, also found positive results on IQ at 5
years of age, which were already visible as non-significant cognitive improvements at 3
years CA.
The British Avon Premature Infant Project (APIP),22 based on a different concept,
investigating effects of either developmental education or parent advisor program,
reported small cognitive benefits at 2 years of age, but these improvements were
washed out at age 5. It remains speculative whether the delayed cognitive intervention
effect results from insufficient sensitivity of measurements to reveal subtle differences
in cognition at earlier age or is related to the maturation process of the involved brain
areas. Aspects of mental function are carried out by different hierarchies of neural
circuits in the brain, maturing at different times in a child’s life. Synapse formation of
higher cognitive capacities begin to mature by age 3 years.23
In a recent review Guralnick,24 states that positive cognitive outcomes after early
intervention could be understood in terms of improvements in developmental pathways
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Effects of the IBAIP at 5.5 years | 87
5
associated with parental sensitive-responsiveness and child participation. These parent-
child transaction processes provide the continuity necessary to maintain an optimal
development environment for the child to grow up. The recent results from the MITP and
IBAIP seem to confirm this and strengthen the expectation that optimizing early parent-
child transaction processes after discharge from hospital may be important ingredients
for sustained intervention effects.
Our results can also be compared to NIDCAP, which improves parental sensitive
responsiveness and the child’s self regulation during hospital stay. An 8-year follow-
up NIDCAP study yielded results comparable to ours, showing that the 11 children that
received NIDCAP intervention, had a better performance IQ (although not statistically
significant), and significantly better spatial and visual abilities as compared with 11
control children.25
Improvements on performance IQ, ball skills, and visual-motor integration as found in
our study, all involve visual-spatial abilities and motor responses, and functionally overlap
to a large extend. The most common form of brain injury affecting children born very
preterm consists of diffuse white matter abnormalities, which are related to executive
functions, visual-spatial and motor impairments 26,27 This seems to point to the strengths
of NIDCAP and IBAIP to affect those brain structures that are most vulnerable in preterm
born infants. We did not perform magnetic resonance imaging, but in a recent study on
the effects of NIDCAP on brain function and structure at 9 months of age, especially less
pervasive aberrant connectivity was found.28
We hypothesize that the outcomes in our study may be the result of the early positive
and scaffolding neurobehavioral support that parents who received IBAIP offered their
child at a sensitive period of the involved brain areas, regarding the development of
self-regulation and motor control.23 Scaffolding support implies the process where the
adult continuously adjusts his/her interactions to the infant’s changing needs for support
over time.5 If the degree and intensity of the support and/or tasks are well attuned
to the infant’s neurobehavioral competence, it may help the child to self-regulate, in
other words, to organize his behavior in order to gain control over his own body and
the world around him. By improving self-regulatory competencies as well as providing
the environmental and task activities that the infant expects and can handle, the IBAIP
enhances the infants’ information processing and abilities to explore.
Improving early self-regulation affects, besides cognitive development, also the motor
system as it enhances midline orientation which strengthens the child’s control over
posture and movements. Improvement of the ability of the sensory system to estimate
the state of the body and the world around it (motor control)29 and better visual-spatial
processing30 might be the associated underlying mechanisms that account for the motor
improvements we found in this and also previous reports.
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88 | Chapter 5
A limitation inherent to follow-up studies is an attrition bias. The response rate was
80.2% in the intervention group and 74.4% in the control group. A difference with
other early developmental intervention studies is our urban population with a strong
multicultural composition, which is more difficult to reach. Nevertheless, we had enough
power to find possible differences between the intervention and the control group.
No significant intervention effect was found on behavior. In both groups, 10.8% of
the parents reported behavior difficulties in their children. This is low compared to the
earlier mentioned Dutch study3 on difficulties of VLBW infants in multiple domains, where
26.2% of the parents of VLBW children at 5 years CA reported behavior difficulties. This
may be due to a difference in inclusion criteria of the children (<30 weeks‘ gestation or
<1000 gram). Moreover, we did not use the teachers’ form of the SDQ, which may have
led to an incomplete representation of this domain.
In summary, the IBAIP leads to sustained improvements in development at the CA
of 5.5 years. These improvements were found on performance IQ, ball skills and visual-
motor integration. Strengthening the parental sensitive-responsiveness and the child’s
self-regulation possibly underlie these sustained intervention effects.
Acknowledgements
We thank all the participating parents and children, and M.J. Wolf for her assistance in
the design of this study and L. van Sonderen for her support during data collection.
The study was approved by the Medical Ethics Committees of the two level-III hospitals
and all 5 city hospitals in Amsterdam, the Netherlands. The study was supported by
grants from the Innovatiefonds Zorgverzekeraars (project no. 576) and ZonMw (Zorg
Onderzoek Nederland, project no. 62200032).
The trial was registered with controlled-trials.com (ISRCTN65503576).
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Effects of the IBAIP at 5.5 years | 89
5
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90 | Chapter 5
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20. Orton J, Spittle A, Doyle L, Anderson P, Boyd R. Do early intervention programmes improve cognitive and motor outcomes for preterm infants after discharge? A systematic review. Dev Med Child Neurol 2009;51:851-859.
21. Nordhov SM, Ronning JA, Dahl LB, Ulvund SE, Tunby J, Kaaresen PI. Early intervention improves cognitive outcomes for preterm infants: randomized controlled trial. Pediatrics 2010;126:e1088-e1094.
22. Johnson S, Ring W, Anderson P, Marlow N. Randomised trial of parental support for families with very preterm children: outcome at 5 years. Arch Dis Child 2005;90:909-915.
23. National Scientific Council on the Developing Child at Harvard University (2007).The timing and qualtity of early experiences combine in shape brain architecture. Working paper #5. Retrieved May 2012, from http://www.developingchild.net.
24. Guralnick MJ. Preventive Interventions for Preterm Children: Effectiveness and Developmental Mechanisms. J Dev Behav Pediatr 2012;33:1-13.
25. McAnulty GB, Butler SC, Bernstein JH, Als H, Duffy FH, Zurakowski D. Effects of the Newborn Individualized Developmental Care and Assessment Program (NIDCAP) at age 8 years: preliminary data. Clin Pediatr 2010;49:258-270.
26. Clark CAC, Woodward LJ. Neonatal cerebral abnormalities and later verbal and visuospatial working memory abilities of children born very preterm. Dev neuropsychology 2010;35:622-642.
27. Spittle AJ, Cheong J, Doyle LW, Roberts G, Lee KJ, Lim J, et al. Neonatal white matter abnormality predicts childhood motor impairment in very preterm children. Dev Med Child Neurol 2011;53:1000-1006.
28. Als H, Duffy FH, McAnulty G, Butler SC, Lightbody L, Kosta S et al. NIDCAP improves brain function and structure in preterm infants with severe intrauterine growth restriction. J Perinatol 2012;32:797-803.
29. Shadmehr R, Smith MA, Krakauer JW. Error correction, sensory prediction, and adaptation in motor control. Annu Rev Neurosci 2010;33:89-108.
30. Kravitz DJ, Saleem KS, Baker CI, Mishkin M. A new neural framework for visuospatial processing. Nat Rev Neurosci 2011;12:217-230.
Chapter 6
Longitudinal developmental effects
of the IBAIP in very preterm-born infants
Janeline W.P. Van Hus, Martine Jeukens-Visser, Karen Koldewijn,
Rebecca Holman, Joke H. Kok, Frans Nollet, Aleid G. Van Wassenaer-Leemhuis
Submitted
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Abstract
Background and aim: Very preterm-born and very low birth weight (VLBW) infants
are at risk of developmental problems. Therefore, early interventions are needed. The
Infant Behavioral Assessment and Intervention Program© (IBAIP) improved development
in VLBW infants at separate time-points. Our objective was to investigate longitudinal
intervention effects of the IBAIP in VLBW infants on neurodevelopment up to and
including 5.5 years of corrected age (CA).
Methods: In a randomized controlled trial, 86 VLBW infants received the IBAIP and
90 VLBW infants received standard care. At 6, 12, and 24 months CA, cognitive and
motor development was assessed with the Bayley Scales of Infant Development. At 5.5
years CA the Wechsler Preschool and Primary Scale of Intelligence and the Movement
Assessment Battery for Children were used. Longitudinal data were analyzed with linear
mixed models in the total group and three subgroups, using Z-scores generated from
raw cognitive and motor scores.
Results: A significant longitudinal intervention effect (0.4SD) on motor development was
found (P = 0.006), but not on cognitive development (P = 0.063). In the subgroup “VLBW
children with bronchopulmonary dysplasia (BPD)” significant longitudinal intervention
effects were found for both cognitive (effect = 0.7SD; P = 0.019) and motor (effect =
0.9SD; P = 0.026) outcome. Maternal education hardly influenced intervention effects
over time, but in children with combined biological and social risks an intervention effect
of 0.8SD was found on cognitive development (P = 0.044).
Conclusion: The IBAIP leads to long-term improvements on motor development in VLBW
infants. Particularly VLBW children with BPD benefit from the intervention, both on the
cognitive and motor domains.
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Introduction
Improved and technologically more advanced care increased the survival rate of premature
and sick neonates1 and decreased the incidence of severe handicaps like cerebral palsy.2
However, mild cognitive, motor and behavioral problems, with prevalence’s of up to
50 to 75%, are the dominant developmental deficits reported in infants born before
32 weeks’ gestation and/or birth weight less than 1500 gram. These deficits tend to co-
occur and persist throughout childhood.3,4,5 Biological risk factors, such as brain injuries,
bronchopulmonary dysplasia (BPD), and social risk factors, such as low level of parental
education, and poor parent-infant relationships, have been associated with poor
neurodevelopmental outcome.6,7
In response to these outcomes, focus of outcome research in NICU-graduates has
shifted from mortality and morbidity to healthy survival, and inspired health care
professionals to develop evidence-based early intervention programs. A recent meta-
analysis concluded that programs focusing on sensitive and responsive parenting, along
with infant development, have the greatest impact on improvement in developmental
outcomes.8
In a randomized controlled trial (RTC), we have evaluated the effects of an early
intervention program, the Infant Behavioral Assessment and Intervention Program©
(IBAIP)9 on neurodevelopment in infants with a gestational age <32 weeks and/or birth
weight <1500 gram, in short, very low birth weight (VLBW) infants. Cross-sectional data-
analyses revealed significant and clinically relevant intervention effects on cognitive
development at 6 months and 5.5 years corrected age (CA), and on motor development
at 6, 12 and 24 months and 5.5 years CA.10-13 Moreover, subgroup analyses indicated
improved developmental outcomes in extra vulnerable VLBW infants, such as infants
with BPD.13
Effects of RCTs involving early intervention in VLBW infants are generally described
for each follow-up age without studying longitudinal effects over time. As this approach
is insensitive to individual developmental changes over time, mean outcomes of the
study groups may not be representative for the patterns of individual outcomes.14,15 To
our knowledge no longitudinal data-analysis of early intervention studies, based on
individual developmental outcomes over time, has been described. Therefore, our aim
in this study is to evaluate the effects of the IBAIP in VLBW infants on cognitive and
motor development from 6 months up to and including 5.5 years CA, using longitudinal
data-analysis. Also, we present longitudinal intervention effects on subgroups of VLBW
infants with BPD, with low maternal education (LME) and with multiple biological and
social risks (MR).
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Methods
Participants
The original RCT10 evaluated the effectiveness of the IBAIP in VLBW infants at 6, 12 and
24 months CA between 2004 and 2007. Two level-III hospitals with neonatal intensive
care unit facilities and 5 general hospitals in Amsterdam, the Netherlands, participated
in the study. The Medical Ethics Committees of all hospitals involved approved the study
design. A follow-up study was performed at 5.5 years CA between 2009 and 2011 and was
approved by the Medical Ethics Committee of the Academic Medical Center, Amsterdam.
All infants with a gestational age <32 weeks and/or birth weight <1500 gram, were
eligible for the trial. We excluded infants with severe congenital abnormalities, infants
whose mother had severe physical or mental illness, infants from non-Dutch-speaking
families for whom an interpreter could not be arranged, and infants participating in
other post discharge trials. Infants were randomized to IBAIP or control groups using
a computer based procedure, which stratified for gestational age (< and ≥30 weeks)
and recruitment site. The infants and parents in the IBAIP group received 1 intervention
session shortly before discharge and 6 to 8 sessions at home from an IBAIP-trained
pediatric physical therapist up to 6 months CA. The control group received standard care.
Early intervention program
The IBAIP is a preventive neurobehavioral intervention program which addresses the
infant and parents. It is primarily based on the synactive model of neonatal behavioral
organization.17 The IBAIP, focusing on environmental, behavioral and early developmental
factors, aims to support the infant’s self-regulatory competence and multiple
developmental functions via responsive parent-infant interactions. The interventionist
supports the parents to interact sensitively and responsively with their infant, by observing
the infant’s behavior. The intervention is guided by the Infant Behavioral Assessment©
(IBA).18 The IBA is an observational tool that systematically observes and interprets 113
infant communicative behaviors that are categorized according to four subsystems: the
autonomic, motor, state and attention/interaction system. Within each subsystem, the
behaviors are interpreted as approach (stable/engagement), self-regulation, or stress
(unstable/disengagement) behaviors. Facilitation strategies may be offered to best
support the infant’s neurodevelopmental progression and self-regulation, within the
context of the environment. Thus, the IBAIP aims to provide ample opportunities for the
infant to actively process and explore information, while at the same time maintaining
stable physiological and behavioral functioning.
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Assessment Procedure
The neurodevelopmental assessments took place between 2004 and 2011, at 6, 12, 24
and 5.5 years CA. The assessors were blinded to study group assignment. Perinatal factors
were extracted from the children’s medical records at discharge. Cranial ultrasound
abnormalities were defined as the existence of intraventricular hemorrhage (grade
III to IV), periventricular leucomalacia (grade I to IV), or ventricular dilation for which
treatment was needed. BPD was defined as oxygen dependency at ≥28 days.16 A multiple
risk (MR) factor was composed to explore potential effects of biological and social risk
factors, including low maternal education as social risk and abnormal cranial ultrasound
or BPD as biological risks.
Mothers were defined as having a low level of education if they had received less
than four years of post-elementary schooling.
Assessment Instruments
At 6, 12 and 24 months CA, cognitive and motor development were assessed using
the mental and psychomotor scale of the Bayley Scales of Infant Development, Dutch
second edition (BSID-II-NL).19 The mental scale consists of 178 items with regards to
visual and additive information processing, eye-hand coordination, imitation, language
development, memory, and problem resolution. The 111 items of the psychomotor scale
measure fine and gross motor skills.
Cognitive development at 5.5 years CA was assessed using the Wechsler Preschool
and Primary Scale of Intelligence, Dutch third edition (WPPSI-III-NL).20 All core subtests
were administered. The sum of all composite scores and full scale intelligence quotient
were calculated.
Motor development at 5.5 years CA was assessed using the Movement Assessment
Battery for Children; second edition (MABC-2).21 Within the 3 to 6 years age band, 8 tasks
are grouped under 3 components: manual dexterity, aiming and catching and balance.
In order to facilitate comparison among cognitive and motor developmental
assessments across time-points and instruments, we performed our analyses using age
standardized Z-scores generated from the total raw scores of the above mentioned
assessment instruments.
Statistical Analyses
Univariate analyses (t-tests and χ2 tests) were performed to compare the perinatal and
sociodemographic characteristics of the IBAIP and control group. A propensity score
approach was used to adjust for group differences.22 For each infant, the propensity
score was calculated using a binary logistic regression analysis with dependent
variable group allocation (IBAIP or control). The independent variables in this analysis
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were: gender; gestational age less than ≤28 weeks; small for gestational age; use of
Indomethacin; Surfactant; continuous positive airway pressure; septic periods; abnormal
cranial ultrasound; and mother’s first language (Dutch, not Dutch). The variables BPD,
LME and MR were not included in the propensity score, as we assessed longitudinal
outcome according to these three risk factors separately.
Univariate analyses of variance (ANOVA) were performed to obtain adjusted means
for the cognitive and motor raw and z-scores for the IBAIP and control groups at each
time point.
Two linear mixed models were built to evaluate the longitudinal effects of the
intervention on cognitive and motor development separately, adjusted for the propensity
score, BPD, LME, and MR. Each model consisted of 6 steps. In Step 1, an empty model was
fitted with all the infants and a repeated measures covariance matrix of the type Toepliz
to the cognitive or motor data. In Step 2, the time-point (6, 12, 24 months or 5.5 years)
was added as a categorical fixed effect. In Step 3, the propensity score was added as a
fixed effect. In Step 4, three variables: BPD; LME; and MR were added as fixed effects
simultaneously. In Step 5, we entered the study group (IBAIP or control) into the model.
In Step 6, an interaction term between study group and time was added.
To evaluate the effect of the IBAIP in subgroups, we used the same modeling
strategy but with stratification according to BPD, LME and MR factors and omitting Step
4. The fit of the model in the different steps was assessed using Akaike’s Information
Criterion (AIC) in the smaller-is-better form. A P value of less than 0.05 was considered as
statistically significant and effect sizes between 0.2 and 0.5 as small, between 0.5 and 0.8
as moderate and above 0.8 as large.23 All statistical analysis were carried out using SPSS
computer program, version 20.0 (SPSS Inc, Chicago, Illinois).
Results
Of the 315 VLBW infants born during the inclusion period, 176 infants were included in
the study: 86 infants in the IBAIP group and 90 infants in de control group. The study
flow diagram shows the course in time of the number of participants, the reasons for
not participating, and assessment instruments used at each time point (Figure 1). The
response rate at 6, 12, 24 months and 5.5 years CA was respectively 100%, 98%, 97%
and 80% in the IBAIP group and in the control group respectively 94%, 88%, 87% and
74%. Despite random assignment, there were some significant differences in perinatal
characteristics at baseline between the IBAIP and control group (Table 1). More infants in
the IBAIP group than in the control group received Indomethacin and had a gestational
age <28 weeks. In addition, the infants in the IBAIP group had more septic episodes,
were oxygen dependent for a longer period and were longer hospitalized.
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Figure 1. Study flow diagramFigure 1. Study flow diagram
315 eligible participants
176 randomized
139 excluded Refused to participate (38) Died (11) Language reasons (11) Child factors (12) Parental factors (12) Older brother/sister in trial (3) Participation in other trial (52)
90 control infants Died before discharge (1)
Follow-up 6 months: 86
BSID-II: MDI 86, PDI 86
Follow-up 6 months: 85
Died (1), withdrawn (1), lost to follow-up (3)
BSID-II: MDI 83, PDI 83
Follow-up 12 months: 84
Withdrawn (1), living abroad (1)
BSID-II: MDI 83, PDI 83
Follow-up 24 months: 83
Withdrawn (1), living abroad (2)
BSID-II: MDI 81, PDI 76
Follow-up 12 months: 79
Died (2), withdrawn (3), living abroad (2), lost to follow-up (4)
BSID-II: MDI 76, PDI 77
Follow-up 24 months: 78
Died (2), withdrawn (3), living abroad (2), lost to follow-up (5)
BSID-II: MDI 77, PDI 75
86 intervention infants
Follow-up 5.5 years: 69
Withdrawn (5), moved abroad (2), lost to follow-up (10)
WPPSI-III: 67, MABC-2: 69
Follow-up 5.5 years: 67
Died (2), withdrawn (10), moved abroad (1), lost to follow-up (10)
WPPSI-III: 66, MABC-2: 67
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Table 1. Perinatal and sociodemographic characteristics
IBAIP (n=86)
Control (n=90) P
Perinatal factorsMale / female, n (%) 50 (58.1) / 36 (41.9) 41 (45.6) / 49 (54.4) .095Multiple birth, n (%) 27 (31.4) 26 (28.9) .750Birth weight in g, mean (SD) 1242 (332) 1306 (318) .200Gestational age in weeks, mean (SD) 29.6 (2.2) 30.0 (2.2) .300Gestational age <28 weeks, n (%) 21 (24.4) 11 (12.2) .040*Small for gestational age**, n (%) 23 (26.7) 17 (18.9) .229Artificial ventilation, n (%) 43 (50.0) 32 (35.6) .060Surfactant, n(%) 34 (39.5) 16 (17.7) .005*CPAP, n (%) 75(87.2) 65 (72.2) .008*BPD, n (%) 34 (39.5) 18 (20.0) .005*Septic periods before discharge, n (%) 52 (60.0) 35 (38.9) .030*Necrotizing enterocolitis, % 4 (4.7) 1 (1.1) .160IVH grade 1-4***, n (%) 21 (24.4) 14 (15.6) .890PVL grade 1-3****, n (%) 12 (14.0) 10 (11.1) .430Ventricular dilatation, n (%) 3 (34.9) 4 (44.4) .750Abnormal ultrasound, n (%)***** 31(36.0) 26 (28.9) .390Indomethacin use, n (%) 18 (20.9) 7 (7.8) .014*ROP grade ≥3, n (%) 4 (4.7) 1 (1.1) .160Length stay hospital in days, mean (SD) 55.4 (25.9) 47.6 (21.7) .030*Sociodemographic factorsMaternal age in y, mean (SD) 32.4 (5.4) 32.0 (5.2) .790Family status of 2 parents, n (%) 70 (81.4) 82 (91.1) .060First language not Dutch, n (%) 28 (32.6) 39 (43.3) .110Mother with job, n (%) 63 (73.3) 53 (61) .840Low maternal education, n (%) 30 (34.9) 38 (40.2) .318Multiple risk, n (%)****** 25 (14.2) 14 (8.0) .072Mean age assessments 6 months, mean (SD) in days 183 (8.0) 185 (8.5) .41612 months, mean (SD) in days 372 (14.4) 372 (11.6) .90124 months, mean (SD) in days 738 (18.1) 740 (17.9) .4365.5 years, mean (SD) in years 5.5 (0.1) 5.5 (0.1) .320
Differences in mean scores and proportions between the groups are analyzed using t-tests or χ2
tests. * p <.05. ** Small for gestational age was defined as >1 SD below mean Dutch reference data.***IVH = Intraventricular haemorrhage, grade defined according to Papile.**** PVL = Periventricular leucomalacie defined according to de Vries. ******Multiple risk was defined as children with low maternal education and BPD/abnormal ultrasound.******Abnormal ultrasound was defined as IVH grade 3-4, PVL and ventricular dilation. ROP = Retinopathy for prematurity.
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Outcomes on cognitive development
Outcomes on cognitive development at 6, 12, and 24 months and 5.5 years CA and over
time are reported in Table 2. Adjusted mean cognitive outcomes of the raw and Z-scores
are presented in Table 2A. At all time-points, the IBAIP group had higher scores than the
control group. Linear mixed models for repeated measures analyses (Table 2B) showed
a non-significant intervention effect on cognitive development in the total group over
time (P = 0.063). A non-significant and small difference in adjusted Z-scores of 0.2 SD in
favor of the IBAIP group was found. The intervention-time interaction was not significant
(P = 0.142), which implies that the intervention effect on cognitive development did not
increase or decrease over time (Figure 2A). Linear mixed models analyses in the subgroups
(Table 2B) showed a significant intervention effect in infants with BPD (P = 0.019) and
with MR (P = 0.044), with a moderate difference in adjusted Z-scores of respectively
0.7 SD and 0.8 SD (Figure 2B, 2D). No significant intervention effect was found in the
subgroup LME (Figure 2C).
Outcomes on motor development
Adjusted mean motor outcomes of the raw and Z-scores are presented in Table 2A. At all
time-points the IBAIP group scored higher than the control group. Linear mixed models
for repeated measures analyses showed a significant intervention effect on motor
development over time (P = 0.006) (Table 2B). The moderate difference in adjusted
Z-scores was 0.4 SD in favor of the IBAIP group. The intervention-time interaction was not
significant (P = 0.484) which implies that the intervention effect on motor development
did not increase or decrease over time (Figure 2E). Linear mixed models analyses in the
subgroups (Table 2B) showed a significant intervention effect in infants with BPD (large
effect size of 0.9SD, P = 0.014) (Figure 2F) and with high maternal education (small effect
size of 0.4SD, P = 0.012) (Figure 2G). In the groups with or without MR, similar small
effect sizes (0.369) were found but the effect was only significant in the group without
MR (Figure 2H).
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Figure 2. Linear mixed model comparisons
Linear mixed models were built to assess longitudinal cognitive (2A,B,C,D) and motor (2E,F,G,H) developmental outcome in total group (2A,E) and in the subgroups.Intervention = children who received the IBAIP intervention. Control = children who received standard care.Subgroup BPD = children with or without (= no) bronchopulmonary dysplasia.Subgroup LME = children with or without (= no) mothers with low education.Subgroup MR = children with or without (= no) multiple risk.
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Table 2 Longitudinal comparison of cognitive and motor development
2A Cognitive and motor outcomes per time-point
6 months 12 months 24 months 5.5 years
Adj. mean ± SE Adj. mean ± SE Adj. mean ± SE Adj. mean ± SECognitive raw scoresIBAIP 59.49 ±0.61 83.90 ±0.68 126.5 ±1.44 97.04 ±2.00Control 57.43 ±0.63 83.30 ±0.71 125.9 ±1.50 94.90 ±2.00Motor raw scoresIBAIP 35.60 ±0.46 60.00 ±0.61 82.00 ±0.61 73.30 ±2.3Control 33.40 ±0.47 58.70 ±0.64 80.20 ±0.62 68.90 ±2.3Cognitive Z-scoresIBAIP 0.18 ±0.11 0.05 ±0.11 0.02 ±0.12 0.07 ±0.13Control -0.19 ±0.11 -0.05 ±0.12 -0.02 ±0.12 -0.07 ±0.13Motor Z-scoresIBAIP 0.24 ±0.11 0.12 ±0.11 0.15 ±0.13 0.12 ±0.12Control -0.25 ±0.11 -0.12 ±0.11 -0.28 ±0.13 -0.12 ±0.13
2B Linear Mixed Model comparisons
Groupn=176
Time*
GroupBPDn=52
No BPDn=124
LMEn=68
No LMEn=108
MRn=39
No MRn=137
CognitionEstimateEffect size 0.223 - 0.681 0.071 0.095 0.265 0.770 0.106P value 0.063 0.142 0.019 0.584 0.650 0.092 0.044 0.390MotorEstimateEffect size 0.355 - 0.896 0.142 0.213 0.419 0.369 0.369P value 0.006 0.484 0.014 0.195 0.470 0.012 0.268 0.009
Univariate Analysis of Variance were used for adjusted (Adj.) mean ± standard error (SE) cognitive and motor developmental raw and Z-score (Table 2A), Adjusted for propensity score and O2≥28days, maternal low education and multiple risk factors. Linear mixed models were built to assess longitudinal cognitive and motor developmental outcome in total group and in the subgroups (Table 2B). BPD = bronchopulmonary dysplasia, LME = low maternal education, MR = multiple risk.
Discussion
The present paper describes the longitudinal intervention effects of the IBAIP on
development of VLBW infants from 6 months up to and including 5.5 years of corrected
age. This longitudinal data-analysis study demonstrates that the IBAIP leads to stable
improvements of motor development over 5.5 years. Contrary to this clear effect on
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motor development, the longitudinal intervention effect on cognitive development was
non-significant and had a small effect size. But in the subgroup of VLBW infants with
BPD both cognitive and motor development was improved over time in IBAIP children.
The VLBW infants with BPD benefitted most from the early intervention.
The motor gains acquired at 6 months CA, when the intervention ended, were
preserved over at least 5 years’ time. This stable main effect on motor outcome over time
seems to confirm that early experiences during sensitive periods of brain development
play an important role in shaping the capacities of the brain and affect long-term
development.24
Despite literature suggesting that cognitive and motor development are interrelated
and improved motor development may lead to improved cognitive development,25 no
longitudinal effect on cognitive development was found. Neither was any interaction
with time found. At 5.5 years performance IQ was improved in the IBAIP group13 and
not total IQ and thus a cognitive gain might have been missed because only total
cognitive scores were used in our mixed models. At the age of 6, 12 and 24 months, the
BSID-II cognitive assessment does not have a verbal or performance separation. These
cognitive abilities may not be present before age 3, when aspects of cognitive function
start maturing. Alternatively, an age specific intervention aiming at both verbal and
performance abilities of cognitive development, may be necessary during the sensitive
period of the brain for cognitive development.26 Another possibility is that improvements
of overall IQ are not yet present and will be in due time.
By adding the perinatal factors into the models and especially studying the most
prominent biological (we chose BPD), social (LME) and combined biological and social
risk (MR) factors in three subgroups, we hypothesized, based on an earlier study,13 to find
significant intervention effects in high risk subgroups. Indeed infants with BPD benefitted
from the intervention, both on cognitive and motor development. BPD affects as much
as 35% of the VLBW infants27 and is associated with white matter abnormalities in the
brain which have a negative influence on self-regulation and neurodevelopment in these
infants.28,29 Also difficulties in gaining homeostatic, postural and state control due to the
breathing problems may play a role. These problems makes them particularly vulnerable
to stress and obtaining a responsive parent-infant relationship is more difficult which, in
return, may hinder their environmental explorations. The focus of the IBAIP to support
responsive parent-infant interactions and infants’ self-regulation may be especially
helpful for infants with BPD, as it may facilitate their postural control and exploratory
activities without stress.
LME is associated with worse developmental, especially cognitive outcome.30 We did
not find intervention effects in this subgroup, however. Few studies have investigated
the association between maternal education, parenting stress and responsive mother-
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infant interactions. Mothers with low education are known to experience more stress
and the stress decrease over time.31 They may be less available, and may have a lower
quality of interactions with their child.32,33 The intervention effect on motor outcome
which we found in VLBW infants with high educated mothers and the failure to do so
in infants with LME, demonstrates how important it is to design interventions, focusing
especially on supporting parent-infant interaction in social risk groups and its influence
on effectiveness of early intervention and child development. Recently researchers
stressed the need to strengthen the resources and self-regulatory capabilities of the
parents, so that they can better support their children.34
A large intervention effect was found in VLBW infants with MR on cognitive
development. The effects in this subgroup should however be interpreted with caution,
because the parameter estimates were similar in both groups with or without MR and
did not differ from the total group and therefore were attributed to low power.
As far as we know, no longitudinal data-analyses in early intervention studies in
VLBW infants have been published. The mixed model approach has several advantages
over cross sectional analyses repeated at different time-points. Taylor et al35 describes
that this approach incorporates estimates of intra-individual relations across repeated
assessments and, thus, is a sensitive method for assessing alterations. Additional
advantages are that assessments do not have to be equally spaced in time, and that
maximum likelihood methods allow incomplete longitudinal data to be considered in
estimating model effects. Further, risk factors can be included, allowing assessment of
the concurrent influences of these factors on outcomes, like we did in our subgroups.
There are no comprehensive cognitive or motor developmental tests that can
be applied from infancy to childhood and therefore different instruments had to be
combined in this longitudinal data analysis. The BSID19 is considered as the best measure
for the assessment for infants from the age of 1 to 42 months. For children beyond
age 42 months, the WPPSI20 and MABC-221 are the most common and extensively used
measurements to assess cognitive or motor development respectively. In order to
facilitate comparison among the different tests we used standardized Z-scores generated
from the raw scores. An increase or decrease of the infant’s development can therefore
not be read from our graphs. However, the effect of the intervention on cognitive and
motor development is obvious and remained stable over time.
Strengths of this study included the relatively large sample size of VLBW infants,
high response rate over time, the use of multiple standardized, norm-referenced method
measurements approach to the assessment of cognitive and motor development and the
use of repeated measures over time.
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104 | Chapter 6
Conclusion
This longitudinal data analysis study demonstrates that the IBAIP leads to improvements
on motor development in VLBW children over time. Particularly VLBW children with
BPD benefit from the intervention, both on the cognitive and motor domains.
Strengthening the parental sensitive-responsiveness and the child’s self-regulation in
an early and sensitive period of brain development, possibly underlie the sustained
neurodevelopmental improvements.
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6
References
1. Richardson DK, Gray JE, Gortmaker SL, Goldmann DA, Pursley DM, McCormick MK. Declining severity adjusted mortality: evidence or improving neonatal intensive care. Pediatrics 1998;102:893-899.
2. Platt MJ, Cans C, Johnson A et al. Trends in cerebral palsy among infants of very low birth weight (>1500 g) or born prematurely (<32 weeks) in 16 European centers; a database study. Lancet 2007;369:43-50.
3. Potharst ES, Van Wassenaer AG, Houtzager BA, Van Hus JWP, Last BF, Kok JH. High incidence of multi-domain disabilities in very preterm children at five years of age. J Pediatr 2011;159:79-85.
4. Bhutta AT, Cleves MA, Casey PH, Cradock MM, Anand KJ. Cognitive and behavioral outcomes of school-aged children who were born preterm: a meta-analysis. JAMA 2002;288:728-737.
5. De Kieviet JF, Piek JP, Aarnoudse-Moens CS, Oosterlaan J. Motor development in preterm and very low birth weight children from birth to adolescence. JAMA 2009;302:2235-2242.
6. Short EJ, Klein NK, Lewis BA et al. Cognitive and academic consequences of Bronchopulmonary dysplasia and very low birth weight: 8-year-old outcomes. Pediatrics 2003:112:359-366.
7. Potijk MR, Kerstens JM, Bos AF et al. Developmental delay in moderately preterm born children with low socio-economic status: Risk multiply. J. Pediatr 2013;163: 1289-1295.
8. Spittle AJ, Orton J, Doyle LW, Boyd R. Early developmental intervention programs post hospital discharge to prevent motor and cognitive impairments in preterm infants. Cochrane Database Syst Rev. 2007:CD005495.
9. Hedlund R (1998). The Infant Behavioral Assessment and Intervention Program.© Available from: http://www.ibaip.org. Accessed Jan 12, 2012.
10. Koldewijn K, Wolf MJ, van Wassenaer A et al. The Infant Behavioral Assessment and Intervention Program for very low birth weight infants at 6 months corrected age. J Pediatr 2009;154:33-38.
11. Van Hus JWP, Jeukens-Visser M, Koldewijn K et al. Sustained developmental effects of the Infant Behavioral Assessment and Intervention Program in very low birth weight infants at 5.5 years corrected age. J. Pediatr 2013;162:1112-1119.
12. Van Hus JWP, Jeukens-Visser M, Koldewijn K et al. Comparing two motor assessment toolsto evaluate neurobehavioral intervention effects in infants with very low birth weight at 1 year. Phys Ther 2013;93:1475-1483.
13. Koldewijn K, van Wassenaer A, Wolf MJ et al. A neurobehavioral intervention and assessment program in very low birth weight infants: outcome at 24 months. J Pediatr 2010;156:359-365.
14. Karmiloff-SmithA. Neuroimaging of developing brain: Taking “developing” seriously. Hum Brain Mapp 2010;31:934-941.
15. Sadeghi N, Prastwaw M, Fletcher PT, Wolff J, Gilmore JH, Gertig G. Regional Characterizan of ligitudinatl DT-MRI to study white matter maturation of the early developing brain. NeuroImage 2012;68:236-247.
16. Jobe AL, Bancalari E. Bronchopulmonary dysplasia. Workshop Summary. Am J Respir Crit Care Med 2001;163:1723-1729.
17. Als H. A synactive model of neonatal behavioral organization. Phys Occup Ther Pediatr 1986;6:3-55.
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106 | Chapter 6
18. Hedlund R, Tatarka M (1986,1998). The Infant Behavioral Assessment.© Available from: http://www.ibaip.org. Accessed February 15, 2012.
19. Van der Meulen BF, Ruiter SAJ, Lutje Spelberg HC et al. The Bayley Scales of Infant Development – Second edition, Dutch Manual (BSID-II- NL). Lisse: Swets Test Publishers; 2002.
20. Hendrikson J, Hurks P. WPPSI-III-NL. Wechsler preschool and primary scale of intellingences. 3rd edition, Dutch version. Amsterdam: Pearon Assessment and Information BV; 2009.
21. Henderson SE, Sugden DA, Barnett AL. Movement Assessment Battery for Children – 2nd
edition (Movement ABC-2); Examiner’s manual. London: Harcourt Assessment 2007.
22. Rosenbaum PR, Rubin DB. The central role of the propensity score in observational studies for causal effects. Biometrika 1983;70:41–55.
23. Cohen J. Statistical power analysis for the behavioral sciences. Hillsdale, NJ: Lawrence Erlbaum Associates; 1988.
24. Scientific Council on the Developing Child at Harvard University (2007). Early experiences can alter gene expression and affect long-term development. Working paper #10. Retrieved Jan 2014, from http://www.developingchild.net.
25. Diamond A. Close interrelation of motor development and cognitive development and of the cerebellum and prefrontal cortex. Child Development 2000;71:44-56.
26. Scientific Council on the Developing Child at Harvard University (2007). The timing and quality of early experiences combine to shape brain architecture. Working paper #5. Retrieved Jan 2014, from http://www.developingchild.net.
27. Smith VC, Zumanick JAF, Cormick MC et al. Trend in severe bronchopulmonary dysplasia rates between 1994 and 2000. J Pediatr 2005;146:469- 473.
28. Majnemer A, Riley P, Shevell M, Greenstone H, Coates AL. Bronchopulmonary dysplasia increases risk for later neurological and motor sequelae in preterm survivors. Dev Med Child Neuro 2000;42:53-60.
29. Clark CAC, Woodward LJ, Horwood LJ, Moor S. Development of emotional and Behavioral regulation in children born extremely preterm and very preterm: biological and social influences. Child Development 2008;79:1444-1462.
30. Rodrigues MC, Mello RR, Silva KS, Carvalho ML. Risk factors for cognitive impairment in school-age children born preterm, application of a hierarchical model. Arq Neuropsquiatr 2010;70:583-589.
31. Spinelli M, Poehlmann J, Bolt D. Predictors of parenting stress trajectories in premature infant-mother dyads. J Fam Psychol 2013;6:873-883.
32. Potharst ES, Schuengel C, Last BF, Van Wassenaer-Leemhuis AG, Kok JH, Houtzager BA. Difference in mother-child interaction between preterm and term born preschoolers with and without disabilities. Acta Pead 2012;101:597-608.
33. Walker LO, Crain H, Thompson E. Mothering behavior an maternal role attainment during the postpartum period. Nursing Research1986;35:352-355.
34. Shonkoff JP, Fisher PA. Rethinking evidence based pratice and two-generation programs to create the future of early childhood policy. Dev psychopathol 2013;25:1635-1653.
35. Taylor HG, Nori MM, Klein N, Hack M. Longitudinal outcomes of very low birth weight: Neuropsychological findings. JINS 2004;10:149-163.
Chapter 7
General discussion
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General discussion | 109
7
Very preterm birth has adverse effects on the normal maturational process of the brain,
which consequently may result in neurodevelopmental deficits in VLBW infants. These
deficits often co-occur and persist throughout childhood.1-4
The general aim of this thesis was to expand the knowledge on long-term effects
of an early intervention program for very preterm-born children, to provide optimal
neurodevelopmental care and support for these vulnerable children and their parents.
The Infant Behavioral Assessment and Intervention Program© (IBAIP) is an early
intervention program, aiming to prevent developmental deficits in VLBW infants by
supporting both the infant’s competence to self-regulate and the parental sensitive-
responsiveness.5 Between 2004 and 2007 a multicenter randomized controlled trial (RCT)
was carried out to compare the effects of the IBAIP to standard care at 6 and 24 months
CA.6,7 A follow-up study between 2007 and 2009, evaluated the effects of the IBAIP at
the preschool age of 44 months.8 In a second follow-up study, between 2009-2011, the
effects of the IBAIP at early school age (5.5 years CA) were evaluated.
The specific objectives in this thesis were:
- To investigate the clinimetric properties of the Infant Behavior
Assessment (IBA) in order to evaluate neurobehavioral organization
In VLBW infants (Chapter 2).
- To compare two motor assessment instruments, the Alberta Infant Motor
Scale (AIMS) and the psychomotor scale (PDI) of the second Dutch edition
of Bayley Scales of Infant Development (BSID-II-NL) in their ability to
detect intervention effects at 12 months CA (Chapter 3).
- To elucidate the relation between motor impairment and other
developmental deficits in very preterm-born children and term-born
children at 5 years of age (Chapter 4).
- To evaluate the effect of the IBAIP on cognitive, motor, and behavioral
development in VLBW infants at 5.5 years CA and longitudinally from 6 months up to
and including 5.5 years CA (Chapter 5 and 6).
In this concluding chapter, the main findings of the 5 presented studies are discussed
and issues concerning the methodology are critically reviewed. Clinical implications and
suggestions for further research conclude this final chapter.
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110 | Chapter 7
Main findings of the study
Developmental assessment instruments
The IBA is a measurement tool assessing self-regulation in infants from term age to 9
months CA.9 Because the IBA is primarily intended to be used in a qualitative manner,
in conjunction with the IBAIP, the clinimetric properties of the IBA needed to be further
investigated, by determining its reliability, sensitivity and responsiveness to evaluate
neurobehavioral organization (i.e. self-regulation).
In Chapter 2, we showed that the reliability, sensitivity and responsiveness of the
IBA are satisfactory to good to evaluate neurobehavioral organization in VLBW
infants. The inter-observer reliability of the IBA was moderate to good and the item-
by-item percentage agreement was good to excellent. The sensitivity of the IBA was
demonstrated by clear and expected differentiations in neurobehavioral organization
between VLBW infant with or without biological high risk factors (gestational age ≤28
weeks or bronchopulmonary dysplasia (BPD)) at 35-38 weeks postmenstrual age. Large
responsiveness was found on all scores of the IBA in both the intervention and control
groups and in the BPD high-risk subgroups over a 6-month period.
Because of the fact that the IBA give insight in how to support the infant’s self-
regulation during interactions from minute to minute, distinguishes the instrument
from other neurobehavioral assessments at infant age. Those instruments provide a
degree of self-regulation but not an entry for support. Supporting the infants’ self-
regulatory competence to approach and respond to environmental information and
to diminish stress is currently seen as an important element in early intervention for
infants at biological and/or social risk.10,11 A behavioral analysis of the child’s individual
expectations, like the IBA, might be the basis for effective neurobehavioral intervention.
Moreover, neurobehavioral analyses may have been crucial for the positive results we
found in our RCT in VLBW infants, as it was the basis for intervention. Complementary use
of a neurobehavioral analyses instrument to neurological and developmental measures
provides a more comprehensive picture of the infants’ development.
In the light of the need for sensitive assessment tools that measure changes in infant
development, we demonstrated that two motor assessment tools differ in evaluating
neurobehavioral intervention effects in VLBW infants at 12 months CA (Chapter 3).
Both the AIMS12 and PDI of the BSID-II-NL13 found intervention effects in VLBW infants
at 12 months CA. However, a reduction of abnormal motor development was reflected
only on the AIMS, and the responsiveness of the AIMS to detect intervention effects was
better than that of the PDI. The AIMS classified 13.8% of the infants in the intervention
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General discussion | 111
7
group as having an abnormal motor development versus 27.6% of the infants in the
control group, while the PDI classified 1.8% versus 3.5% respectively. The failure to detect
motor disturbances at early age may be due to the lack of sensitive measures at that age,
and may be one of the reasons for the apparent increase in developmental problems
with increasing age in VLBW infants. Therefore, caution is recommended in monitoring
VLBW infants only with the PDI, and the additional use of the AIMS is advised when
evaluating intervention effects on motor development at 12 months CA.
Further, we showed that the AIMS detected more specific intervention effects than
the PDI, and pointed towards effects on especially postural control. The subscales of the
AIMS can be useful to elucidate specific effects of an intervention on the motor system and
moreover, the subscales provide more detailed possible motor disturbances. Researchers
and interventionists may gain better insight into the gross motor development by using
the AIMS than the PDI of the BSID-II.
Motor impairment and associated deficits
Preterm birth is associated with motor impairments persisting throughout childhood.14
To elucidate the relation between motor impairment and other developmental deficits,
we compared a group of very preterm-born (<30 weeks’ gestation and/or birth weights
<1000 grams) and a group of term-born (>37 weeks’ gestation and birth weights >2500
grams) children at 5 years CA (Chapter 4).
Our study confirmed the high frequency of neurodevelopmental impairments
in very preterm-born children compared to their term-born peers at 5 years CA.
However, we found that very preterm-born children with motor impairments had other
developmental deficits more often as well, compared to very preterm-born children
without motor impairments. Especially complex minor neurological dysfunctions (MND)
and impairments in cognition, processing speed and visuomotor coordination occurred
more often. Motor impairments in term-born children was not associated with the other
developmental deficits.
Further, we found that 4 developmental deficits, complex MND, low IQ, slow
processing speed and hyperactivity/ inattention, mediated the relation between preterm
birth and motor outcome. Complex MND, which can be considered as a distinct form of
perinatally acquired brain dysfunction, is associated with damage to the cortico-striato-
thalamo-cortical and cerebello-thalamo-cortical pathways.15 Especially these brain
circuitries are vulnerable in very preterm-born children and are mutually involved in
both cognition and motor performance.16,17
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Intervention effects of the IBAIP at 5.5 years and over time
The IBAIP led, 5 years after the last intervention session, to improvements on performance
IQ, ball skills, and visual-motor integration in VLBW infants at 5.5 years CA (Chapter 5).
The IBAIP did not improve behavior at this time-point.
Thus, cross-sectional data-analyses revealed significant intervention effects of the
IBAIP on cognitive development at 6 months and 5.5 years corrected CA, and on motor
development at 6, 12 and 24 months and 5.5 years CA. However, this approach is insensitive
to individual developmental changes over time, and mean outcomes of the study groups
may therefore not be representative for the patterns of individual outcomes.18,19 To our
knowledge, no longitudinal data-analysis of outcomes of early intervention studies, has
been reported. Therefore, we additionally evaluated the intervention effects of the
IBAIP longitudinally from 6 months up to and including 5.5 years CA (Chapter 6).
We found that the IBAIP leads to long-term improvements on motor development
in VLBW infants. However, a longitudinal intervention effect on cognitive development
was not found.
We found that VLBW children with BPD benefitted longitudinally the most from the
intervention, both on the cognitive and motor domains. Low maternal education did not
influence intervention effects over time; but in children with multiple risks (low maternal
education and abnormal cranial ultrasound or BPD) a longitudinal intervention effect on
cognitive development was found.
The IBAIP may protect or can help to reorganize the vulnerable brain structures in VLBW
infants because the improvements on performance IQ, ball skills, and visual-motor
integration, found at 5.5 years CA, all involve visual-spatial abilities and motor responses,
and functionally overlap to a large extend. The most common brain injuries in VLBW
infants, as described in Chapter 4, are related to complex MND, problems in processing
speed and, visual-spatial and motor impairments.16,20,21
VLBW children with BPD benefitted the most from the IBAIP. BPD is associated with
damage of white matter and striato-thalamic structures, because of periods of hypoxia
and hypercarbia.22-24 Also, BPD has long-term adverse effects on cognitive and academic
achievements above and beyond the effects of VLBW.25 At 5.5 years CA, 59.5% of the
VLBW children with BPD in our cohort had complex MND versus 14.9% of the VLBW
infants without BPD. In the total intervention group 34.8% had complex MND versus
58.6% of the intervention children with BDP. This indicates that the children with BPD
had more damage in the above mentioned circuitries and that the IBAIP is especially
effective in improving development of VLBW infants with BPD.
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General discussion | 113
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It is assumed that qualitative good interactions between parent and child, accomplished
in early childhood, will continue in time and positively affect infants development.
Strengthening the parental sensitive-responsiveness and supporting the child’s self-
regulation in an early and sensitive period of brain development, possibly have
resulted in the sustained improvement at 5.5 years CA and earlier time-points.26-30 We
hypothesized the following underlying mechanisms: (1) improving early self-regulation
may affect the motor system because the self-regulatory strategies offered, enhances
midline orientation which strengthens the child’s control over posture and movements;
(2) the strength-based and scaffolding neurobehavioral support of the interventionist
and parent to the child. Strength-based support means building on the strengths of
both the child and parents. It is a positive approach to the child and parents, seeking
for possibilities instead of problems in behavior. Scaffolding support implies the process
in which parents continuously adjusts their interactions to the infant’s changing needs
for support over time.28 The strength-based support may improve the parents’ self-
confidence and, parents’ scaffolding efforts enhances the infants’ information processing
and abilities to explore.
The IBAIP versus comparable programs
Three intervention programs are comparable with the IBAIP because they also focus on
parent-infant interactions and infant development: the Norwegian modified Mother-
Infant Transaction Program (mMITP),31,32 the British Avon Premature Infant Project
(APIP),33,34 and the Australian Victorian Infant Brain Study-Plus (VIBeS-Plus).35,36 They all
found improvement in aspects of cognitive development. Only the IBAIP has led as well
to cognitive as to motor improvements, although the duration of intervention was short
compared to the other early intervention programs. The timing of the intervention, the
specific sensitive-responsive parent-infant approach of the IBAIP, and supporting the
child’s self-regulation to improve development, may be crucial in that respect.
In addition to the duration of the intervention, other differences which may
contribute to different outcomes between the early intervention studies were: (1)
composition of the patient groups; (2) composition of the control groups; (3) profession
of the interventionists, and (4) the length of follow-up.
In recent literature, the importance of supporting the parent in their mediation
role, is more and more emphasized.10 The extra psychological support in the mMITP
and VIBeS-Plus may have contributed to less parental stress and depression and less
behavioral problems of the infant. Although no effect on maternal psychological distress
was found in the first 2 years after the IBAIP was given,37 increased maternal sensitivity
in interaction with their VLBW infant was found.38 At 5.5 years CA, we found no positive
intervention effects on behavior.
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114 | Chapter 7
On both the mMITP as the IBAIP, a delayed intervention effect on cognitive
improvement was found. It remains speculative whether this delayed effect results from
methodological differences, insufficient sensitivity of measurements to reveal subtle
differences in cognition at earlier age or is related to the maturation process of the
involved brain areas. Aspects of mental function mature at different times in a child’s life
and synapse formation of higher cognitive capacities begin to mature by age 3 years.27
In chapter 4, we found that motor outcome in VLBW infants is strongly related with
cognitive outcome. Others demonstrated that several cognitive tasks (working memory,
processing speed, visual processing) are interrelated with motor tasks (coordination, fine
manual skills) in children without developmental delays.39,40 This indicates a common
neuro-anatomical background of processes in complex cognitive and motor actions.
Methodological considerations
Developmental assessment instruments
Correcting for prematurity or not
In literature there is no consensus about until what age, the age should be corrected
for prematurity. According to the BSID manuals, correction for prematurity should be
applied as long as 24 months postnatal age.12,41 The American Academy of Pediatrics
recommends that test scores should be corrected for prematurity up to 3 years of age
because it is assumed that at later ages VLBW infants catch up to their chronological
same-age peers.42 But Wilson-Ching et al.43 found substantial lower scores in cognitive
developmental tests in the pre-school and school-age years in preterm infants and they
suggested that for research purposes, correcting beyond age 3 is necessary because it
removes an important bias against those born preterm. There can be a great risk of
misinterpreting change over time if corrected age is employed in early assessments but
chronological age is used beyond age 3. We decided to assess the VLBW infants at their
corrected age In the studies presented in this thesis. In the study described in chapter 4,
we found substantial differences in all developmental domains between very preterm-
born children, using the corrected age, and term-born children at the disadvantage of
the very preterm-born group. If we had used the chronological age, these difference
would have been even bigger, indicating that at age 5 preterm-born children did not
catch up to their chronological same-age peers.
Normative data
We used the normative Canadian data of the AIMS because no Dutch norms are available
(Chapter 3). Psychometric properties of a developmental test might be influenced by
culture-specific elements. Previous studies have shown that, unlike infants in North
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General discussion | 115
7
America, infants in Europe are predominantly placed in prone position to sleep, which
has led to later attainment of early motor milestones, such as rolling over and sitting
up.44,45
In 2006 a norm scale for preterm infants was introduced because the gross motor
developmental profile of preterm infants may reflect a variant of typical gross motor
development, specific for this population.46 The consequence of using the preterm
norm scale is that infants with mildly abnormal motor development will be classified as
normal whereas, especially in the very preterm group, a high incidence of mild, often co-
occurring, neurodevelopmental problems have been found at 5 years of age.3 Moreover,
preterm AIMS scores were not investigated in relation to 5 years’ motor outcome.
Therefore, we chose to use the general population scores of the AIMS to compare with.
Questionnaires
No significant intervention effect was found on behavior at 5.5 years of CA (Chapter
5). In both groups, 10.8% of the parents reported behavior difficulties in their children.
This is low compared to other studies in very preterm-born children.3 We only used
the parents’ form and not the teachers’ form of the SDQ, and this may have led to an
incomplete representation of this domain. The psychometric properties of the SDQ are
strong, but the reliability of the teacher form seems stronger compared to that of the
parent form.47 This may be explained by the different nature of the relationship with
the child and different contexts, where different behaviors are shown. According to a
recent study, investigating the validity of multi-informant reports of the SDQ in preterm
infants, multi-informant reports are the best for detecting attention deficit hyperactivity
disorder, and emotional or conduct disorders.48 Unfortunately, we did not apply these
reports in our follow-up at age 5.5 years.
Motor impairment and associated deficits
We studied the associations of motor impairment with other developmental deficits in a
cohort of 81 very preterm-born and 84 term-born children at 5 years of CA (Chapter 4).
Term-born children were recruited from the school or social network of the very preterm-
born group or via mainstream schools in the neighbourhood of our hospital. Excluded
were children of the term-born group with a planned or current referral for learning or
behavioral problems. This strategy enabled us the comparison with normal developing
children but not with term-born children with learning or behavioral problems.
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Intervention effects of IBAIP at 5.5 years and over time
Statistical issues
The strengths of the early intervention study is that all group comparisons were
done within the design of a randomized controlled trial. However, despite random
assignment, more infants in the intervention group received respiratory therapy (i.e.
surfactant treatment, continuous positive airway pressure and oxygen therapy ≥28 days).
In addition, occurrence of septic periods and need for indomethacin was higher in the
intervention group. This inequality remained at all follow-up time-points and formed a
disadvantageous issue in this trial. The between group differences have been statistically
adjusted, as these perinatal characteristics are known to influence neurodevelopment
(Chapter 5, 6). Only after these corrections, positive intervention effects were found.
A limitation inherent to follow-up studies is attrition bias. The response rate at 5.5
years CA was 80% in the intervention group and in the control group 74%. This was
reasonable, taken into account that the cohort was drawn from a multicultural, urban
population, in which education was low in 38% of the parents. Nevertheless, we had
sufficient power (82%) to detect possible differences between the intervention and
the control group. The assessed children did not differ from the non-participants with
respect to sociodemographic and perinatal factors, except that mothers of participants
were more often born in the Netherlands than those of the non-participants. Therefore,
we assumed that the results of the assessed cohort could be generalized to the total
cohort of VLBW infants.
Longitudinal data analysis and test characteristics
There are no comprehensive cognitive or motor developmental tests that can be applied
from infancy to childhood and therefore, different instruments for both cognitive and
motor development were used in the longitudinal data analysis (Chapter 6). In our study,
only total IQ effects on cognitive development could be analyzed over time, because the
mental scale of the BSID-II-NL does not have a verbal and performance separation, as in
the WPSSI. That is unfortunate because intervention effects at age 5.5 were found for
performance and not total IQ. The mental and motor scale of the third version of the
BSID41 has now 5 subscales; fine and gross motor, language (receptive and expressive)
and cognitive development. Further research is warranted to investigate the correlation
between cognitive outcomes on the BSID-III and the items of the WPPSI and also on
motor outcomes of the BSID-III and the MABC-2 items in VLBW children.
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Clinical Implications
Developmental assessment instruments
As self-regulatory competence of a child plays a key role in cognitive, motor and
behavioral development, a neurobehavioral analyses should be considered to be used
complementary to currently used other infant assessments. Not only to denominate
intervention goals, but also in neonatal follow-op assessment protocols in the first
year. The IBA is a reliable and valid tool (Chapter 2) that gives a better insight into
the infant’s developmental goals or underlying problem areas and may contribute to
the professional’s understanding and evaluation of the self-regulatory competence and
abilities to participate in interactions.
The AIMS should be added to the neonatal follow-up protocol to assess motor
development in VLBW infants from term age to 18 months of age. In Chapter 4 we found
that this instrument is superior in finding motor impairments than the more often used
PDI of the BSID-II-NL. Furthermore, the instrument has the advantage of incorporating
other motor developmental elements like the gravitational position of the infant, weight
bearing and postural alignment. These are necessary elements to observe in VLBW infants
because they are known to experience difficulties in these qualitative aspects of motor
development, because of reduced active flexion power and discrepancies between the
active and passive muscle tone.49,50
Motor impairment and associated deficits
Long-term follow-up of VLBW children after discharge from hospital throughout their
school career should be implemented, in order to identify those children in need for
support. Neonatal follow-up differs by hospital. In general the duration of neonatal
follow-up is 2 years. However, the follow-up of very preterm-born children at age 5
revealed a high frequency of co-occurring mild developmental impairments in different
domains (Chapter 4). It is important to recognise that especially very preterm-born children
with motor impairment are also highly likely to have more often complex MND and low
IQ, slow processing speed and visuomotor coordination problems than very preterm-
born children without motor impairment. At age 5, the task complexity increases and
information processing becomes more important. Therefore, mild impairments become
more noticeable and a burden at school-age. The combination of problems decreases
the potential to compensate and puts these children at risk for later learning disabilities
and social problems.1 Therefore, other deficits should be taken into account, when very
preterm-born children are referred for motor impairment.
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Intervention effects of IBAIP at 5.5 years and over time
Due to improved and technologically more advanced care on the neonatal intensive
care unit (NICU) and the lowering of the limit of active intervention to 24 weeks
gestational age in the Netherlands, more preterm-born children do survive. However,
they are longer exposed to risk factors, that may have an adverse effect on brain- and
neurodevelopment. Therefore, the focus on healthy survival of preterm-born children
remains very important, and should include optimal neurodevelopmental care and
support for these children and their parents. Combining NICU-based interventions, such
as done in the Caffeine for Apnea of Prematurity (CAP) trial51,52 to reduce biological
risks, and to support the parent-infant relationship and infant development as done in
the IBAIP, will reinforce the positive neurodevelopmental outcomes because biological
factors account for only a portion of the variance associated with VLBW infant’s long-
term outcomes.53
An increase in the duration of the IBAIP will possible lead to more cognitive gains if the
intervention have an extension in the most sensitive period of cognitive development.
No improvements, based on individual developmental outcomes over time, on cognition,
except for the subgroup of VLBW infants with BPD, were found (Chapter 6). Possibly,
because the intervention was given in the relative short period of 6 months after
discharge from hospital.
More attention should be given to the well-being of the mother and/or father,
especially in social risk families, because this may strengthen the resources and capabilities
of the parents to achieve a sensitive and responsive parent-child relationship. To obtain
more positive effects of the IBAIP on behavior and in children with low educated mothers,
adding the support of a psychologist to the intervention is recommended.
The results of the studies on the effects of the IBAIP have led to the implementation
of an early intervention program for VLBW infants in the Netherlands. The period of
intervention has been extended to 12 months CA after discharge from hospital and more
attention will be given to the mental well-being of the mother.
Conclusion and suggestions for future research
The IBAIP effectively supports the neurodevelopment of VLBW infants until 5.5 years of
CA. VLBW infants with BPD benefitted most from the early intervention. The results of
the studies on the effects of the IBAIP have led to the development and implementation
of an early intervention program in the Netherlands. The outcomes of this so-called ToP
program (Transmurale Ontwikkelingsondersteuning voor Prematuur geboren kinderen
en hun ouders, translated: transmural developmental support for preterm infants and
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General discussion | 119
7
their parents), needs to be evaluated in future research in order to determine if the ToP
intervention elements, like the duration of the program until 12 months and psycho-
education, further improve effective developmental care and support for VLBW children
and their parents.
Strengthening the parental sensitive-responsiveness and the child’s self-regulation
in an early and sensitive period of brain development, underlies the effects of
neurodevelopmental improvement by the IBAIP. Future research is warranted to
determine if parental sensitive-responsiveness and self-regulatory competence in
other infant populations, with biological and environmental factors contributing to
the risk of disabilities, are also the key elements to support and improve long-term
neurodevelopmental outcomes.
The clinimetric properties reliability, sensitivity and responsiveness of the Infant
Behavioral Assessment (IBA) are satisfactory to good to evaluate and support
neurobehavioral organization (i.e. self-regulation) in VLBW infants. However, research
use of the IBA requires a careful creation of the sample interaction for each specific
infant group and/or age. Therefore, additional validation of the IBA in different infant
populations and at different ages is warranted.
Although the scores indicate an acceptable consistency with which different observers
can create the same analyses of infant behavior, some refinement of the IBA definitions
may be needed. Differences in scoring may occur when the infant displays the behavior
for a very short moment, or as part of another movement. Adding a time component
to the definitions of some of the motor items of the IBA may further enhance inter-
observer agreement.
Since the abilities in which VLBW infants’ experience difficulties as trunk control and
trunk rotation, are underrepresented in both the second and third version of the BSID,
future research is needed in order to develop a set of neurodevelopmental assessment
instruments that are able to assess long-term neurodevelopment in VLBW infants. A first
step is to investigate the correlation between the AIMS and the motor scores of the third
edition of the BSID, as well as between AIMS scores and motor outcomes of the MABC-2
at school age.
How cultural differences might affect the administration of the AIMS, needs to be
investigated by establishing Dutch norm values of the AIMS.
The clinical implication of differences between corrected and uncorrected
developmental outcomes in children with different low gestational ages at different
time-points in childhood needs further study, in order to obtain agreement until when
correcting for prematurity.
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49. Dewey D, Creighton DE, Heath JA et al. Assessment of Developmental Coordination Disorder in children born with extremely low birth weights. Dev Neuropsy 2011;36:42-46.
50. De Groot L, Van De Hoek AM, Hopkins B, Touwen BC. Development of relationship between active and passive muscle power in preterms after term age. Neuropediatrics 1992;23:298-305.
51. Smith B, Anderson PJ, Doyle LW. Survival without disability to age 5 years after neonatal caffeine therapy for apnea of prematurity. JAMA 2012;307:275-282.
52. Doyle LW, Schmidt B, Anderson PJ et al. Reduction in developmental coordination disorder with neonatal caffeine therapy. J Pediatr 2014, doi:10.1016/jpeds.2014.04.016.
53. National Scientific Council on the Developing Child at Harvard University (2007). Excessive stress disrupts the architecture of the developing brain. Working paper #3. Retrieved April 2014, from http://www.developingchild.net.
Summary / Samenvatting
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English summary
The general aim of this thesis was to expand the knowledge on an early intervention
program for very preterm-born children, to provide optimal neurodevelopmental care
and support for these vulnerable children and their parents. In this thesis the effects of the
Infant Behavioral Assessment and Intervention Program (IBAIP) on neurodevelopmental
outcome of very preterm-born and very low birth weight (VLBW) children (<32 weeks
and/or <1500 gram), who were enrolled in a randomized clinical trial over a period from
6 months up to and including 5.5 years, are presented. In addition, the relation between
motor impairments and other developmental deficits in another cohort of 5 year-old
very preterm-born and term-born children was investigated. As the outcome of research
depends on the quality of the assessment instruments used in a study, the clinimetric
properties of three instruments were evaluated.
Chapter 1 introduces the background, the aims and the outline of this thesis. The chapter
provides information on factors influencing neurodevelopment in VLBW infants, the
measurement of neurodevelopmental outcomes and the focus of the early intervention
program, the IBAIP.
There are many biological and environmental factors contributing to the risk of
disabilities in preterm-born infants. Although the incidence of severe handicaps, such
as cerebral palsy, is decreasing, VLBW infants still remain at great risk for a broad range
of mild, often co-occurring, neurodevelopmental deficits. At age 5, 45% of the children
have mild neurological problems, 39% have cognitive deficits, 30% have motor deficits
and 27% have behavioral problems. These deficits often persists throughout childhood
and have a negative influence into adulthood because they crucially affect the child’s
exploration of the world and involvement in academic and social activities.
The Infant Behavioral Assessment and Intervention Program (IBAIP) is a post-discharge,
preventive neurobehavioral intervention program. The program aims to support the
infants’ self-regulatory competence as well as the multiple developmental functions via
responsive parent-infant interactions, focusing on environmental, behavioral, and early
developmental factors. The accompanying assessment tool of the IBAIP intervention is
the Infant Behavioral Assessment (IBA). It is an observational tool that systematically
observes and interprets the developing infants’ neurobehavioral organization, in order
to investigate the infant’s competence to approach information, to self-regulate and the
infant’s expressions of stress during interactions. Thus, the IBAIP supports the infant’s
growth, the infant’s motivation to explore, and the possibility to learn from information.
Between 2004 and 2007, a multicenter randomized controlled trial (RCT) was
conducted to compare the effects of the IBAIP to standard follow-up care, with respect
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126 | Summary / Samenvatting
to cognitive and motor development, infants’ behavioral regulation, well-being of the
parents, and parent-infant interaction. Results of this study included improved cognitive,
motor, behavioral development and mother-infant interaction at 6 months CA and
improved motor development at 24 months CA, in favor of the parents and infants who
received the IBAIP intervention. Moreover, at 24 months CA, also improved cognitive
development was found in high risk subgroups who received the IBAIP. A follow-up
study at the preschool age of 44 months found improved independency in mobility in
daily activities. Between 2009 and 2011, the parents of all children participating in the
original RCT, were invited to the participate in a second follow-up study to evaluate the
effects of the IBAIP at the age of 5.5 years CA.
The studies described in Chapter 2 and 3 concern the measurement instruments to
evaluate development in VLBW infants.
Because the IBA is primarily intended to be used in a qualitative manner, in
conjunction with the IBAIP, the clinimetric properties of the IBA needed to be further
investigated in their ability as research tool. Chapter 2 describes the reliability, sensitivity
and responsiveness of the IBA. Videotaped assessments of 176 VLBW infants participating
in the RCT on the effect of the IBAIP, served to evaluate the IBA observation. Inter-
rater reliability was based on 40 videos scored by two independent observers. The inter-
observer agreement was moderate (in approach) to good (in self-regulation and stress)
and observers achieved an item-by-item agreement of 93% for the total assessment.
Sensitivity was evaluated in 169 infants at 35-38 weeks postmenstrual age by
comparing the IBA results between VLBW infant with or without biological high risk
factors (gestational age ≤28 weeks or bronchopulmonary dysplasia (BPD). The sensitivity
of the IBA was demonstrated by significant differences found between the 2 groups
differing in risk for adverse outcomes. All outcomes pointed in the expected direction,
indicating less approach and/or more stress behaviors in infants at high risk.
IBA responsiveness was investigated by calculating the effect size (ES) over the
period over the period between 0 to 6 months CA by calculating the effect size (ES) in
the total group and a subgroup of infants with oxygen-dependency ≥28 days. Larger
differences between ESs in the randomized groups reflect the responsiveness of the IBA.
Intervention infants with oxygen-dependency ≥28 days showed the largest change. The
clinimetric properties reliability, sensitivity and responsiveness of the IBA are satisfactory
to good to evaluate and support neurobehavioural organization in VLBW infants.
Complementary use of the IBA to neurological and developmental measures provides a
more comprehensive picture of the infants development.
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In the light of the need for sensitive assessment tools that measure change in
neurodevelopment in VLBW children, our aim of the study in chapter 3 was to compare
the Alberta Infant Motor Scale (AIMS) with the Psychomotor scale (PDI) of the Dutch
second edition of the Bayley Scales of Infant Development (BSID-II-NL) in their ability
to evaluate intervention effects in VLBW infants. At 12 months CA, 116 of 176 VLBW
infants participating in the RCT were assessed with both the AIMS and the PDI. Abnormal
motor development was found in 27.7% of all participating VLBW infants based on the
AIMS versus 2.6% based on the PDI of the BSID-II-NL. Corrected for baseline differences,
significant intervention effects were found for AIMS and PDI scores. The highest effect
size was for the AIMS total score and subscale sit. A significant reduction of abnormal
motor development in the intervention group was only found with the AIMS. It was
concluded that the responsiveness of the AIMS to detect intervention effects in VLBW
infants was better than the PDI at 12 months CA. Therefore, caution is recommended
in monitoring VLBW infants only with the PDI, and the additional use of the AIMS is
advised when evaluating intervention effects on motor development at 12 months CA.
Chapter 4 concerns motor impairments and links with other developmental deficits in
very preterm-born infants in comparison with term-born infants. The aim of the study
was to elucidate the relation between motor impairment and other developmental
deficits in a cohort of 81 very preterm-born children, born <30 weeks’ gestation and/or
birth weights <1000 gram, and 84 term-born children at 5 years of (corrected) age.
The used measurement instruments were the second edition of the Movement
Assessment Battery for Children (MABC-2), Touwen’s neurological examination,
the third Dutch version of the Wechsler Preschool and Primary Scale of Intelligence
(WPPSI-III-NL), processing speed and visuomotor coordination tasks of the Amsterdam
Neuropsychological Tasks (ANT) and the Strengths and Difficulties Questionnaire
(SDQ). Two visits in which the assessments took place were scheduled in the hospital.
A mediation model was tested to analyse the extent to which the other developmental
deficits mediate the association between preterm birth and motor impairment.
Motor impairments occurred in 32% of the very preterm-born children compared
with 11% of their term-born peers. Very preterm-born children with motor impairments
had a substantial higher rate of other abnormal test outcomes than very preterm-born
children without motor impairments. Of the children with motor impairments, 58% had
complex minor neurological dysfunctions, 54% had low IQ, 69% had slow processing
speed, 58% had visuomotor coordination problems and 27%, 50% and 46% had conduct,
emotional and hyperactivity problems respectively. Neurological dysfunction and low
IQ were associated with motor impairments. Slow processing speed and attention
problems were additional variables associated with impaired manual dexterity. These
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four developmental deficits mediated the relation between preterm birth and motor
impairments. Therefore, these deficits should be taken into account when very preterm-
born children are referred for motor impairments.
Chapter 5 describes the effects of the IBAIP in VLBW infants on cognitive, neuromotor,
and behavioral development at 5.5 years CA.
Cognitive and motor development and visual-motor integration were assessed with
the WPPSI-III-NL, the MABC-2, and the Developmental Test of Visual Motor Integration
(VMI). Neurological conditions were assessed with the neurological examination
according to Touwen and behavior with the SDQ.
Of the 176 children participating in the RCT, 136 children (69 in the intervention and
67 in the control group) were available for follow-up (response rate 77.3%).
After adjustment for perinatal and sociodemographic differences, low performance
IQ occurred significantly less often in the intervention than in the control group. Motor
impairment, abnormal visual-motor integration and abnormal neurological examination
were not significantly different between the groups. After adjustment, intervention
effects were found on block design and vocabulary subtests of the WPSSI, on the MABC-
2 component aiming and catching and on the VMI, all in favour of the intervention
children. There were no differences between the intervention and control groups with
respect to behavioral outcomes (SDQ).
These results show that, 5 years after the intervention, the IBAIP has a sustained
effect on cognitive and motor development and leads to improvements on performance
IQ, ball skills and visual-motor integration in VLBW children.
Cross-sectional data-analyses revealed positive intervention effects on cognitive
development at 6 months and 5.5 years corrected CA, and on motor development at 6,
12 and 24 months and 5.5 years CA. But a cross sectional approach lacks insight in the
individual developmental changes over time and, to our knowledge, no longitudinal
data-analysis of outcomes of early intervention studies, has been reported. Therefore,
the study in Chapter 6 aimed to investigate the longitudinal effects of the IBAIP in VLBW
infants on cognitive and motor development from 6 months up to and including 5.5
years CA.
Longitudinal data were analyzed in the total group of 176 VLBW infants and in three
subgroups with biological or environmental or a combination of biological-environmental
risk factors. At 6, 12, and 24 months CA, cognitive and motor development were assessed
with the BSID-II-NL. At 5.5 years CA the WPPSI-III-NL and the MABC-2 were used.
A positive longitudinal intervention effect on motor development was found, but
not on cognitive development. In the subgroup “VLBW children with bronchopulmonary
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dysplasia (BPD)” longitudinal intervention effects were found for both cognitive
(effect=0.7SD) and motor (effect=0.9SD;) outcome in favour of the intervention children.
Maternal education hardly influenced intervention effects over time, but in children
with combined biological and social risks an intervention effect of 0.8SD was found on
cognitive development.
It was concluded that the IBAIP leads to long-term improvements on motor
development in VLBW infants. Particularly VLBW children with BPD benefit from the
intervention, both on the cognitive and motor domains.
Chapter 7 comprises the general discussion. In this chapter the main findings,
methodological considerations, clinical implications and future research perspectives are
reflected upon.
In our search to provide optimal neurodevelopmental care and support for very
preterm-born infants and their parents, we conclude that the IBAIP has effectively
supported the neurodevelopment of VLBW infants with a sustained effect at 5.5 years
CA, and also a longitudinal intervention effect from 6 months up to and including 5.5
years CA. VLBW infants with BPD benefitted most from the early intervention. However,
no positive intervention effects were found on behavior and on cognitive development
over time for the total VLBW group.
The following clinical implications are formulated.
(1) As self-regulatory competence of a child plays a key role in cognitive, motor and
behavioral development, the IBA should be considered complementary to other usual
infant assessment tools. (2) The AIMS should be added to the neonatal follow-up
protocol to assess motor development in VLBW infants. (3) At age 5, the task complexity
increases and information processing becomes more important. Therefore, neurological
dysfunction, low IQ, slow processing speed and attention problems should be taken into
account, when very preterm-born children are referred for motor impairments. (4) An
increase in the duration of the IBAIP will possibly lead to more cognitive gains if the
intervention takes place in the most sensitive period of cognitive development. (5) To
obtain more positive intervention effects of the IBAIP on behavior and in children with
low educated mothers, adding the support of a psychologist to the intervention should
be considered.
Several suggestions for future research are suggested.
(1) Additional validation of the IBA in different infant populations and at different ages
is warranted. (2) The need in order to develop a set of neurodevelopmental assessment
instruments that are able to assess long-term neurodevelopment in VLBW infants.
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(3) The results of the studies on the effects of the IBAIP have led to the implementation
of an early intervention program. The outcomes of this so- called ToP program needs
to be evaluated in order to determine if the extension of the program and additive
psycho-education to the interventionists, improves optimal developmental care and
support for VLBW children and their parents. (4) It is necessary to determine if parental
sensitive-responsiveness and self-regulatory competence in other infant populations,
with biological and environmental factors contributing to the risk of disabilities, are also
the key elements to support and improve long-term neurodevelopmental outcomes.
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Nederlandse samenvatting
Dit proefschrift heeft als doel de kennis over een preventief vroeginterventie programma
verder uit te breiden om hierdoor de ontwikkelingsgerichte zorg aan zeer vroeg
geboren kinderen en hun ouders te kunnen optimaliseren. Het proefschrift beschrijft
het effect van het Infant Behavioral Assessment and Intervention Program (IBAIP) op
de ontwikkeling van zeer vroeg geboren kinderen (zwangerschapsduur <32 weken
en/of een geboortegewicht <1500 gram) die participeerden in een gerandomiseerd
klinisch onderzoek over een periode van 6 maanden tot en met 5,5 jaar gecorrigeerde
leeftijd. Ook wordt bij een cohort van zeer vroeg geboren en op tijd geboren kinderen
op 5 jarige leeftijd, de relatie onderzocht tussen motorische beperkingen en andere
ontwikkelingsproblemen. Aangezien de resultaten van een onderzoek afhangen van de
kwaliteit van de meetinstrumenten die tijdens het onderzoek worden gebruikt, zijn ook
de klinimetrische eigenschappen van drie meetinstrumenten onderzocht.
In hoofdstuk 1 wordt de algemene achtergrond informatie, het doel en de opzet van
dit proefschrift beschreven. Er wordt ingegaan op de factoren die van invloed zijn op de
ontwikkeling van zeer vroeg geboren kinderen, het meten van ontwikkelingsuitkomsten
en de principes van het vroeginterventie programma wat is gebruikt voor deze studie.
Er zijn bij zeer vroeg geboren kinderen diverse biologische en omgevingsfactoren
die een verhoogd risico geven op ontwikkelingsproblemen. Ernstige handicaps ten
gevolge van vroeggeboorte, zoals cerebrale parese, zijn afgenomen. Maar duidelijk is
geworden dat vooral combinaties van milde problemen vaak voorkomen, waardoor
kinderen moeilijk om kunnen gaan met meer complexe opdrachten of situaties. Op 5
jarige leeftijd heeft 45% van de zeer vroeg geboren kinderen neurologische problemen,
39% heeft milde cognitieve beperkingen, 30% heeft een motorische achterstand en
27% ondervindt gedragsproblemen. Deze beperkingen hebben een negatieve invloed
op latere schoolprestaties en sociale activiteiten en kunnen participatie in het dagelijkse
leven beperken.
Het Infant Behavioral Assessment and Intervention Programma (IBAIP) is een
preventief vroeginterventie programma. Het doel van het IBAIP is zowel de zelfregulatie
van het kind te verbeteren als de geïntegreerde ontwikkeling van het kind, door
middel van ondersteuning van responsieve en positieve ouderkind-interacties. IBAIP-
opgeleide kinderfysiotherapeuten kijken naar de organisatie van gedragsuitingen en
de zelfregulerende competenties van het kind binnen de context van de omgeving en
ondersteunen ouders bij het inzicht krijgen in waar hun kind aan toe is, waar het hulp
bij nodig heeft en hoe dit kan worden geven. Dit wordt beoordeeld aan de hand van
de individuele gedragsuitingen van het kind die vastgesteld worden met behulp van
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het Infant Behavioral Assessment (IBA). Dit observatie instrument geeft inzicht in het
zelfregulerend vermogen van het kind, het vermogen om toenadering te zoeken en de
mate van stress van het kind.
Het IBAIP stimuleert de ontwikkeling van het kind, de motivatie om te exploreren en
de mogelijkheid om te leren van informatie.
Tussen 2004 en 2007 werd een multicenter gerandomiseerde gecontroleerde studie
(RCT) uitgevoerd met als doel het IBAIP te vergelijken met standaard follow-up zorg op
het gebied van cognitieve en motorische ontwikkeling, gedragsregulatie van het kind,
welzijn van de ouders en de ouder-kindinteractie. Op 6 maanden werd bij de kinderen
die het IBAIP hadden gekregen een verbetering van de motorische en cognitieve
ontwikkeling en het gedrag gevonden en een verbetering van de ouder-kindinteractie.
Op 24 maanden werd, in het voordeel van de interventie kinderen, een verbetering in de
motoriek vastgesteld en een verbetering in cognitie bij kinderen met een hoog risico op
ontwikkelingsproblemen. Op de leeftijd van 44 maanden werd er een verbetering van
de dagelijkse vaardigheden, zoals lopen en fietsen gevonden.
Tussen 2009-2011 werden alle kinderen en hun ouders die hadden geparticipeerd in
de originele RCT uitgenodigd voor een tweede follow-up studie om het effect van het
IBAIP op de gecorrigeerde leeftijd van 5,5 jaar te onderzoeken.
De studies beschreven in hoofdstuk 2 en 3 hebben betrekking op de meetinstrumenten
die worden gebruikt om de mate van ontwikkeling bij zeer vroeg geboren kinderen te
bepalen.
Aangezien de IBA in eerste instantie alleen als kwaliteitsinstrument in samenwerking
met het IBAIP is ontwikkeld, was het noodzakelijk om de klinimetrische eigenschappen
van de IBA voor onderzoek verder te onderzoeken. Hoofdstuk 2 beschrijft de
betrouwbaarheid, sensitiviteit en responsiviteit van de IBA. De inter-beoordelaars
betrouwbaarheid is gebaseerd op 40 video’s die werden gescoord door 2 onafhankelijke
beoordelaars. De inter-beoordelaars betrouwbaarheid was matig (voor toenadering) tot
goed (voor zelfregulatie en stress) en op de totale test bereikte de beoordelaars voor
93% van de items overeenstemming.
De sensitiviteit van de IBA is beoordeeld door te onderzoeken of de IBA kan
discrimineren tussen de gedragsuitingen van 169 kinderen met of zonder hoog risico
factoren (zwangerschapsduur ≤28 weken en/of bronchopulmonaire dysplasie (BPD)). Er
werden duidelijk verschillen gevonden tussen de groepen in de te verwachte richting,
namelijk minder toenadering en/of meer stress gedragingen bij de kinderen met een
hoog risico.
De responsiviteit is onderzocht gedurende een periode van 6 maanden door de
effect grootte van de interventie in de totale groep en in een subgroep van kinderen
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met zuurstof ondersteuning ≥28 dagen te onderzoeken. Grote verschillen in de effect
grootte tussen de groepen gaf de responsiviteit van de IBA weer. Interventie kinderen
met zuurstof ondersteuning ≥28 dagen lieten de grootste verandering in de tijd zien.
Deze studie toonde aan dat de IBA een betrouwbaar, sensitief en responsief instrument
is om de gedragsorganisatie van zeer vroeg geboren kinderen te beoordelen. De IBA
heeft een toegevoegde waarde, naast de al bestaande neurologische en functionele
ontwikkelingstesten, aangezien het een breder beeld van de ontwikkeling van het kind
verschaft.
Er is behoefte aan sensitieve instrumenten die veranderingen in de ontwikkeling van
zeer vroeg geboren kinderen kunnen meten. In hoofdstuk 3 wordt de Alberta Infant
Motor Scale (AIMS) vergeleken met de psychomotorische schaal (PDI) van de tweede
Nederlandse editie van de Bayley Scales of Infant Development (BSID-II-NL), om na te
gaan welke onderzoeksinstrument het meest geschikt is om de motorische effecten van
het IBAIP te beoordelen.
Op de gecorrigeerde leeftijd van 12 maanden zijn 116 van de 176 zeer vroeg geboren
kinderen onderzocht met zowel de AIMS als de PDI. Met de AIMS werd er in 27,7% van
de kinderen een abnormale motorische ontwikkeling geconstateerd, met de PDI maar
in 2,6%. Gecorrigeerd voor baseline verschillen, werden zowel met de AIMS als de PDI
positieve interventie effecten gevonden. Het grootste interventie effect werd op de totale
score en de deelscore “zit” van de AIMS gevonden. Een vermindering van de abnormale
motorische ontwikkeling werd alleen door de AIMS gevonden. Geconcludeerd werd dat
de responsiviteit van de AIMS om interventie effecten bij zeer vroeg geboren kinderen
op 12 maanden te vinden beter was dan die van de PDI.
Hoofdstuk 4 betreft de relatie tussen motorische beperkingen en andere
ontwikkelingsproblemen bij zeer vroeg geboren kinderen in vergelijking met op
tijd geboren kinderen, onderzocht op de leeftijd van 5 jaar. Het cohort bestond
uit 81 zeer vroeg geboren kinderen met een zwangerschapsduur <30 weken en/
of een geboortegewicht <1000 gram en 84 op tijd geboren kinderen. De gebruikte
meetinstrumenten waren de tweede editie van de Movement Assessment Battery for
Children (MABC-2), het neurologisch onderzoek van Touwen, de derde Nederlandse
versie van de Wechsler Preschool and Primary Scale of Intelligence (WPPSI-III-NL), de
verwerkingssnelheid en visueel-motorische coördinatie taken van de Amsterdamse
Neuropsychologische Testbatterij (ANT) en de SDQ (Strengths and Difficulties
Questionnaire), een gedragsvragenlijst. De kinderen kwamen twee maal naar het
ziekenhuis voor de onderzoeken. Er werd een mediation model gemaakt om de invloed
van de andere ontwikkelingsproblemen op het verband tussen vroeggeboorte en
motorische problemen te analyseren.
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Van de zeer vroeg geboren kinderen had 32% motorische problemen en van de
op tijd geboren kinderen ondervond 11% motorische problemen. Zeer vroeg geboren
kinderen met motorische problemen bleken naast de motorische beperkingen vaker
meerdere andere ontwikkelingsproblemen te hebben dan zeer vroeg geboren kinderen
zonder motorische problemen. Van de kinderen met motorische problemen had 58%
neurologische dysfuncties, 54% een laag IQ, 69% een langzame verwerkingssnelheid,
58% visueel-motorische coördinatie problemen en 27%, 50% en 46% had problemen
in respectievelijk gedrag, emotie en aandacht. Er werd een verband gevonden tussen
neurologische dysfuncties en laag IQ met motorische problemen. Daarnaast waren een
langzame verwerkingssnelheid en aandachtsproblemen geassocieerd met een beperkte
fijne motoriek. Geadviseerd werd met deze ontwikkelingsproblemen rekening te houden
als zeer vroeg geboren kinderen voor motorische beperkingen worden doorverwezen
voor onderzoek of therapie.
Hoofdstuk 5 beschrijft de effecten van de IBAIP op de cognitieve en motorische
ontwikkeling en het gedrag op de gecorrigeerde leeftijd van 5,5 jaar. De cognitieve
en motorische ontwikkeling en de visueel-motorische integratie werden onderzocht
met de WPPSI-III-NL, the MABC-2 en de Developmental Test of Visual Motor Integration
(VMI). Neurologische condities werden getest met het neurologisch onderzoek volgens
Touwen, en het gedrag met de SDQ.
Van de 176 zeer vroeg geboren kinderen die participeerde in het RCT, waren 136
kinderen (69 in the interventie en 67 in de controle groep) beschikbaar voor de follow-
up op 5.5 jaar (response rate 77,3%).
Na correctie voor de perinatale en sociaal-demografische baseline verschillen, waren
er in de interventie groep minder kinderen met een laag performaal IQ dan in de
controle groep. Het aantal kinderen met motorische beperkingen, visueel-motorische
integratie problemen of neurologische dysfunctie verschilde niet tussen de groepen.
Positieve interventie effecten van het IBAIP werden na correctie voor baseline verschillen,
gevonden op de items blokpatronen en woordenschat van de WPSSI-III-NL, op de MABC-
2 component balvaardigheid en op de VMI. Er werd geen interventie effect gevonden
op gedrag (SDQ).
De resultaten laten zien dat er 5 jaar na het geven van de interventie, een blijvend
effect is van het IBAIP op de cognitieve en motorische ontwikkeling, in de zin van
een verbetering van het performaal IQ, de balvaardigheid en de visueel-motorische
coördinatie bij zeer vroeg geboren kinderen.
Door middel van cross-sectionele data analyses werden positieve interventie effecten
van het IBAIP op de cognitieve ontwikkeling gevonden op de gecorrigeerde leeftijd van
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6 maanden en 5,5 jaar en op de motorische ontwikkeling op de gecorrigeerde leeftijd
van 6, 12 and 24 maanden en 5,5 jaar. Deze benadering geeft echter geen inzicht in de
individuele ontwikkelingsveranderingen over de tijd en zover wij weten, zijn er geen
longitudinale data analyses van vroeg interventie studies uitgevoerd. Het doel van de
studie in hoofdstuk 6 was dan ook het onderzoeken van de longitudinale effecten van
het IBAIP op de cognitieve en motorische ontwikkeling over de periode van 6 maanden
tot en met 5,5 jaar.
Longitudinale data werden geanalyseerd in de totale groep van 176 zeer vroeg
geboren kinderen en in 3 subgroepen van kinderen met een biologische risicofactor of
omgevingsrisico of een combinatie van deze risicofactoren. De cognitieve en motorische
ontwikkeling werd op de gecorrigeerde leeftijd van 6, 12 en 24 maanden onderzocht
met de BSID-II-NL en op de gecorrigeerde leeftijd van 5,5 jaar met de WPPSI-III-NL en
MABC-2.
Er werd een positief longitudinaal interventie effect op de motorische ontwikkeling
gevonden maar niet op de cognitieve ontwikkeling. In de subgroep van zeer vroeg geboren
kinderen met BPD werd een interventie effect op zowel de cognitieve (effect=0.7SD) als
motorische (effect=0.9SD) ontwikkeling over de tijd gevonden. Het opleidingsniveau van
de moeder beïnvloedde nauwelijks de interventie effecten over de tijd maar bij kinderen
met de combinatie van biologische en omgevingsrisico’s werd een positief effect op de
cognitieve ontwikkeling (effect=0.8SD) gevonden. We concludeerden dat het IBAIP de
motorische ontwikkeling van zeer vroeg geboren kinderen over de tijd verbeterd en dat
in het bijzonder zeer vroeg geboren kinderen met BPD van de interventie profiteren
zowel op het cognitieve als motorische domein van de ontwikkeling.
In hoofdstuk 7 worden de belangrijkste bevindingen van de studies in dit proefschrift
bediscussieerd. De gebruikte methode wordt besproken en de implicaties voor de
klinische praktijk en perspectieven voor de toekomst worden geformuleerd.
In onze zoektocht naar kennis over optimale ontwikkelingsgerichte zorg en
ondersteuning aan zeer vroeg geboren kinderen en hun ouders, bleek dat het IBAIP
effectief de ontwikkeling van deze kwetsbare kinderen verbetert op de leeftijd van 5,5
jaar en over de tijd. We hebben echter geen positieve interventie effecten op het gedrag
aangetoond en er is geen significante verbetering van de cognitieve ontwikkeling over
de tijd.
De volgende klinische implicaties werden geformuleerd.
(1) Aangezien de zelfregulatie van een kind een sleutelrol speelt in de cognitieve en
motorische ontwikkeling en het gedrag, wordt aanbevolen om de IBA te gebruiken naast
de bestaande neurologisch en functionele ontwikkelingsinstrumenten. (2) De AIMS is
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136 | Summary / Samenvatting
zeer waardevol om de motorische ontwikkeling van zeer vroeg geboren kinderen van
0 tot 18 maanden te evalueren en zou aan het neonatale follow-up protocol moeten
worden toegevoegd. (3) Op 5 jarige leeftijd neemt de complexiteit van taken toe en
gaat de verwerkingssnelheid een belangrijkere rol spelen. Het is daarom belangrijk als
een zeer vroeg geboren kind met motorische problemen wordt doorverwezen voor
onderzoek of therapie, aandacht te besteden aan mogelijke neurologische dysfuncties,
een laag IQ, een lage verwerkingssnelheid of aandachtsproblemen. (4) Een uitbreiding
van de duur van het IBAIP zal mogelijk tot een verdere verbetering van de cognitieve
ontwikkeling leiden als die uitbreiding plaats vindt in de sensitieve periode voor de
cognitieve ontwikkeling van het brein. (5) Uitbreiding van het interventie programma
met een psycholoog kan zinvol zijn voor het verminderen van de gedragsproblemen en
ook om kinderen met laag opgeleide moeders beter te kunnen begeleiden.
De volgende suggesties voor toekomstig onderzoek zijn geformuleerd.
(1) Validatie van de IBA in andere populaties en met andere leeftijden is gewenst. (2)
Vervolg onderzoek is nodig om een set van ontwikkelingsinstrumenten te ontwikkelen
die longitudinaal zowel de cognitieve als motorische ontwikkeling en het gedrag van
zeer vroeg geboren kinderen kunnen evalueren. (3) De resultaten van de studies naar de
effecten van het IBAIP hebben geleid tot het implementeren van een vroeg interventie
programma in Nederland. Evaluatie van de uitkomsten van het zo genoemde ToP
programma moet aangeven of een uitbreiding van de duur van de interventie en het
toevoegen van psycho-educatie aan IBAIP getrainde kinderfysiotherapeuten leidt tot
een verdere verbetering van de ontwikkelingsgerichte zorg en ondersteuning van zeer
vroeg geboren kinderen en hun ouders. (4) Verder onderzoek is gewenst om te bepalen
of ook in andere populaties van kinderen met biologische en/of omgevingsfactoren die
een verhoogde risico geven op ontwikkelingsproblemen, de sensitieve-responsiviteit
van ouders en de mate van zelfregulatie van kinderen, sleutel elementen zijn om de
ontwikkeling te verbeteren en ondersteunen.
List of contributing authors
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List of contributing authors | 139
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List of contributing authors
Christiaan J.A. Geldof, MSc Rebecca Holman, PhD
Department of Clinical Neuropsychology Clinical Research Unit
VU University University of Amsterdam
Amsterdam, the Netherlands. Amsterdam, the Netherlands
Martine Jeukens-Visser, PhD Joke H. Kok, MD, PhD
Department of Rehabilitation Department of Neonatology
Academic Medical Center Emma Children’s Hospital
Amsterdam, The Netherlands Academic Medical Center
Amsterdam, The Netherlands
Karen Koldewijn, PhD Frans Nollet, MD, PhD
Department of Rehabilitation Department of Rehabilitation
Academic Medical Center Academic Medical Center
Amsterdam, The Netherlands Amsterdam, The Netherlands
Eva S. Potharst, PhD Loekie Van Sonderen, MD
Psychosocial Department Department of Neonatology
Emma’s Children’s Hospital Emma’s Children’s Hospital
Academic Medical Center Academic Medical Center
Amsterdam, The Netherlands Amsterdam, The Netherlands
Aleid G. Van Wassenaer-Leemhuis, MD, PhD Marie-Jeanne Wolf, PhD
Department of Neonatology Department of Rehabilitation
Emma’s Children’s Hospital Academic Medical Center
Academic Medical Center Amsterdam, The Netherlands
Amsterdam, The Netherlands
Dankwoord
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Dankwoord | 143
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Dankwoord
Mijn promotie-traject is een bijzondere reis geworden. Het begon met het uitstippelen
van de route, het halen van de juiste reispapieren en een sprong in het diepe. Eenmaal
onderweg waren er vele nieuwe ervaringen en leermomenten, bijzondere ontmoetingen,
hoogte- en dieptepunten, wachtijden en kwesties van volhouden en kilometers maken.
Om vervolgens te kunnen genieten van nieuwe in(uit)zichten en overwachte richtingen.
Aangekomen op mijn eindbestemming wil ik iedereen bedanken die mij kortere of
langere tijd op deze reis hebben vergezeld. Zonder jullie had ik dit proefschrift niet
kunnen schrijven oftwel deze reis kunnen voltooien.
“De ontdekkingsreizigsters”
Dr. M-J. Wolf en Dr. K. Koldewijn, Lieve Marie-Jeanne en Karen, jullie pionierswerk en
enthousiame ten aanzien van ontwikkelingsgerichte zorg voor prematuur geboren
kinderen en het starten van een effect onderzoek, hebben mij geïnspireerd om op een
andere manier naar ontwikkeling en interventie te gaan kijken. Ik wil jullie heel hartelijk
danken voor de bereidheid om jullie kennis en kunde te delen, alle deskundige adviezen
en warme, positieve support.
“De reisbegeleiding”
Prof. J.H. Kok en Prof. F. Nollet (promotoren) en Dr. A.G. Van Wasenaer-Leemhuis en
Dr. M. Jeukens-Visser (co-promotoren). Het hebben van 4 begeleiders uit 2 verschilende
windrichtingen (neonatologie en revalidatie) heeft geleid tot een kleurrijk landschap
aan wetenschappelijke interpretaties en scherpe, analytische, kritische vragen, met als
resultaat het steeds beter formuleren van de bevindingen. Joke, hartelijk dank voor je
zeer prettige manier van begeleiden, deskundige feedback en bereidheidheid mij te
ondersteunen op alle fronten van het promotie-traject. Frans, dank dat je voor paramedici
op de afdeling Revaldiatie de mogelijkheid hebt gecreërd om zich wetenschappelijk
verder te ontwikkelen en je scherpe, analytische blik en heldere commentaar bij het
schrijven van de manuscripten. Aleid, ik zie mezelf nog de eerste keer op je kamer zitten
met mijn verwachtingen en twijfels om deze reis te beginnen. Door je vertrouwen in mij
en je bereidheid om mijn co-promotor te worden, heb je een zeer grote bijdrage aan
mijn promotie geleverd. Mijn dank hiervoor is groot. Ik heb enorm veel van je geleerd.
Martine, ook jou ben ik veel dank verschuldigd voor alles wat je mij geleerd hebt, van het
voorbereiden van presentaties tot je onmisbare ondersteuning bij steeds ingewikkeldere
statistische analyses. Ondanks de toenemende drukte in je werk ten aanzien van het
vervolg traject van het prematuren onderzoek kon ik altijd bij je aankloppen. Ik zal onze
overleg momenten met een cappucino missen.
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144 | Dankwoord
“De overige expeditie leden”
Dr. L. Van Sonderen, Dr. E. Potharst en C. Geldof. Loekie, heel hartelijk dank voor de
zeer prettige samenwerking bij het data verzamelen, je bijdrage aan de artikelen en
je steun bij mijn eerste (poster)presentaties. Eva, jij ging mij voor in onze promotie-
avonturen. Hartelijk dank voor de gezellige lunches en fijne samenwerking tijdens het
PINO onderzoek. Christiaan, samen zijn we de rugzak van het STIPP-FOCUS project gaan
dragen. Hartelijk dank voor de fijne en leerzame samenwerking, de overlegmomenten
en het chaufferen tijdens onze dagtochten door het land. Veel succes met het afronden
van je eigen promotie-traject.
De leden van de beoordelingscommissie, bestaande uit Prof. J.G. Becher, Prof. M.A.
Grootenhuis, Prof. M.J. Jongmans, Prof. A.H.L.C. van Kaam, Prof. M.W.G. Nijhuis-van
der Sanden en Prof. J. Oosterlaan wil ik bedanken voor hun bereidwilligheid zitting
te nemen in de promotiecommissie en de tijd en aandacht die zij aan mijn proefschrift
hebben besteed.
“De bijzondere ontmoetingen”
Ik wil alle ouders en kinderen die participeerde in het onderzoek heel hartelijk danken
voor hun bereidwilligheid om 5 jaar na de interventie, weer naar het AMC te komen,
hun inzet ten behoefe van het onderzoek, openhartige verhalen en het enthousiame bij
het meedoen met alle “spelletjes”.
“De mede-reisgenoten”
Huub, Eric, Fieke, Alice, Irene en Saskia, bedankt voor de gezellige thee en koffiemomen-
ten in de onderzoekskamer, jullie hulp bij tal van kleine onderzoekshindernissen en
het kunnen stoom afblazen of delen in de successen. Ik wens jullie veel succes met
het voltooien van jullie eigen reis. Beste Gijs, jij hebt je reis een jaar eerder voltooid.
Aangezien we dezelfde groep onderzochten, had ons reisschema veel overeenkomsten
en konden we onze specifieke vragen samen bespreken. Dank hiervoor.
“De thuisblijvers”
Mijn collega’s in het kinderteam van de afdeling Revalidatie die het logistiek mogelijk
hebben gemaakt om mijn reis te voltooien. Lieve Wypke en Rob, mijn dank is groot voor
julle loyaliteit, het overnemen van vele klinische taken en jullie steun gedurende mijn
reis. Ook wil ik alle andere collega’s van het kinderteam en van de afdeling revalidatie
hartelijk danken voor jullie belangstelling in mijn onderzoek. Mariëlle, dank voor je
ondersteuning en het steeds weer zoeken naar mogelijkheden om deze reis tot een
goed einde te brengen.
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Dankwoord | 145
D
“Het reisverslag”
En dan hebben we de foto’s nog. Annoek, heel hartelijk dank voor je tijd, creativiteit en
hulp bij het bewerken van de foto’s en de lay-out van de cover.
“Mijn trouwe metgezellen”
Familie en vrienden hebben geweten dat ik met een promotie-onderzoek bezig
was. Dank voor jullie opbeurende woorden, pep-talks, afleiding, belangstelling en
vanzelfsprekende steun de afgelopen jaren.
Lieve mam, heel veel dank voor de onvoorwaardelijke liefde, steun, stimulatie en
brede ontwikkeling die jij en pap mij hebben gegeven. Wat zou pap trots zijn geweest!!
Lieve Jacqueline en Ingrid, vriendinnen en fysiotherapeutische reisgenoten van het
eerste uur. Ik vind het geweldig dat jullie mijn para-nimfen willen zijn en veel dank voor
jullie onvoorwaardelijke steun. plezier en vriendschap de afgelopen (bijna) 30 jaar. Lieve
Meijer, mijn reismaatje voor het leven. Dank voor je liefde, steun, vertrouwen, humor en
relativering. Dat we nog maar vele mooie reizen mogen maken!
Appendix
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148 | Appendix
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Appendix | 149
A
Appendix 1
List of Abbreviations
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152 | List of Abbreviations
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List of Abbreviations | 153
L
List of abbreviations
ADHD Attention Deficit Hyperactivity Disorder
AIMS Alberta Infant Motor Scale
ANT Amsterdam Neuropsychological Test battery
APIP Avon Premature Infant Project
BPD Bronchopulmonary Dysplasia
BW Birth Weights
BSID-II/III-NL Bayley Scales of Infant Development, Dutch second/third edition
CA Corrected Age
CAP trial Caffeine in Apnea of Prematurity trial
CNS Central Nervous System
CP Cerebral Palsy
CPAP Continuous Positive Airway Pressure
CI Confidence Interval
ES Effect Size
GA Gestational Age
IBA© Infant Behavioral Assessment
IBAIP© Infant Behavioral Assessment and Intervention Program
IQ Intelligence Quotient
IVH Intraventricular Heamorrhage
LME Low Maternal Education
MABC-2 Movement Assessment Battery for Children, second version
mMITP modified version of the Mother-Infant Transaction Program
MND Minor Neurological Dysfunction
MR Multiple Risks
NICU Neonatal Intensive Care Unit
NIDCAP© Newborn Individualizes Developmental Care and Assessment Program
OR Odds Ratio
PDI Psychomotor Developmental Index (BSID-II)
PMA Post Menstrual Age
RCT Randomized Controlled Trial
ROP Retinopathy of Prematurity
SD Standard Deviation
SDQ Strength and Difficulties questionnaire
SE Standard Error
SES Social Economic Status
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154 | List of Abbreviations
ToP program Transmurale ontwikkelingsondersteuning voor Prematuur geboren
kinderen en hun ouders
VLBW Very Low Birth Weight
VMI Developmental test of Visual Motor Integration
VibeS-Plus Victorian Infant Brain Studies Plus
WPPSI-III-NL Wechsler Preschool and Primary Scale of Intelligence, Dutch third
version
Portfolio / Publications
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156 | Portfolio / Publications
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Portfolio / Publications | 157
P
Portfolio / Publications
PhD student: Janeline W.P. van Hus
PhD period: December 2009 - December 2014
PhD supervisors: Prof. dr. J.H. Kok
Prof. dr. F. Nollet
PHD-TRAINING Year WorkloadHours/ECTS
GENERAL/ SPECIFIC COURSESInfant Behavioral Assessment and Intervention,Washington Research Institute and AMC
20022003 284 / 10
PubMed, AMC 2006 3 / 0.1Neurologisch Onderzoek van kinderen volgens Touwen,UMC Groningen
20072008 18 / 0.3
Reference Manager 2008 3 / 0.1The AMC World of Science, Graduate School for Medical Sciences, UVA Amsterdam 2009 20 / 0.7Clinical Epidemiology, Graduate School for Medical Sciences, UVA Amsterdam 2009 18 / 0.6Clinical Data Management, Graduate School for Medical Sciences, UVA Amsterdam 2009 22.5 / 0.7Practical Biostatistics, Graduate School for Medical Sciences, UVA Amsterdam 2010 40 / 1.1BSID-III-NL, Hogeschool van Utrecht 2012 7.5 / 0.3
SEMINARS, WORKSHOPS AND MASTER CLASSESMaster class: Sustained developmental effects of the IBAIP in VLBW infants at 5.5 years (oral), Amsterdam Kindersymposium, AMC en VU Amsterdam 2013 16 / 0.5
Lecture Neonatology: Van STIPP naar ToP. Van Interventie naar implementatie (oral), AMC Amsterdam 2014 16 / 0.5
Subtotal 448 / 14.9
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158 | Portfolio / Publications
PRESENTATIONS
Research presentations, department of rehabilitation, AMC Neuromotor development in VLBW infants: a matter of attention of behavior (oral) 2009 14 / 0.5Motor impairment associated with developmental deficits in very preterm-born children at 5 years of age (oral) 2010 14 / 0.5First Results STIPP study follow-up 5.5 years (oral) 2011 14 / 0.5The IBAIP and the results in VLBW infants at 5.5 years (oral) 2012 14 / 0.5Motor impairment in very preterm born children: links with other developmental deficits at 5 years of age (oral) 2013 14 / 0.5Longitudinal developmental effects of the Infant Behavioral Assessment and Intervention Program in very low birth weight infants (oral) 2014 14 / 0.5
Research presentations, department of neonatology, AMCComparing motor outcome of two instruments in a neurobehavioral intervention program in VLBW infants at 1 year corrected age (oral) 2010 12 / 0.4
First Results STIPP study follow-up 5.5 years (oral) 2011 12 / 0.4Sustained developmental effects of the IBAIP in VLBW infants at 5.5 years (oral) 2012 14 / 0.5Motor impairment in very preterm born children: links with other developmental deficits at 5 years of age (oral) 2013 12 / 0.4
Plenary sessions study groupSTIPP-FOCUS 5.5 years: test-instruments (oral) 2009 16 / 0.6STIPP 12 months: Clinimetry IBA (oral) 2009 16 / 0.6STIPP-FOCUS 5.5 years: Framework and Protocol (oral) 2009 16 / 0.6STIPP-FOCUS 5.5 years: Protocol and State of affairs (oral) 2010 16 / 0.6
Subtotal 198 / 7.1
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Portfolio / Publications | 159
P
(Inter)national conferences
EKZ Scientific Symposium, Amsterdam. (Poster: A neurobehavioral intervention program in VLBW infants: comparing motor outcome at 1 year CA, using 2 instruments 2011 14 / 0.5
International WCPT Congress, World Physical Therapy 2011,Amsterdam. (Poster: Reliability, sensitivity and responsiveness of the IBA in very preterm infants) 2011 14 / 0.5
20th anniversary conference Dutch Neonatal Follow-up working group, (LNF). (Poster: Developmental effects of the IBAIP in VLBW infants at 5.5 years) 2012 14 / 0.5
4th Congress of the European Academy of Pediatric Societies (EAPS), Istanbul. (Poster: Sustained developmental effects of the IBAIP in VLBW infants at 5.5 years) 2012 14 / 0.5
Pediatric Academy Societies (PAS), annual congress, Washington DC. (Poster: Motor impairment and it’s association with Neurological, Cognitive, Neuropsychological and Behavioral disabilities in Very Preterm children at 5 years of age 2013 14 / 0.5
Amsterdam Kindersymposium, Academic pediatric departments VUmc and AMC, Amsterdam. (Poster: Sustained developmental effects of the IBAIP in VLBW infants at 5.5 years) 2013 14 / 0.5
5th symposium , Dutch Neonatal Follow-up working group, (LNF),Radboud University Nijmegen. (Oral: Longitudinal developmental effects of the IBAIP in VLBW infants) 2014 14 / 0.5
Pediatric Academy Societies (PAS), annual congress, Vancouver. (Poster: Motor impairment and it’s association with Neurological, Cognitive, Neuropsychological and Behavioral disabilities in Very Preterm children at 5 years of age 2014 14 / 0.5
5th Congress of the European Academy of Pediatric Societies (EAPS), Barcelona. (Oral: Longitudinal developmental effects of the IBAIP in very preterm-born infants) 2014 14 / 0.5
Subtotal 126 / 4.5
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160 | Portfolio / Publications
Attended (Inter)national conferencesCongress Impact of Intervention: “Can we effect typical and atypical development of human brain? UMCG, Groningen 2010 18 / 0.63rd Symposium Dutch Neonatal Follow-up working group (LNF), AMC Amsterdam 2011 8 / 0.3Conference Ultra-early intervention. Karolinska University, NICAP Training Center, Stockholm 2012 8 / 0.3Congress Mastery of manual skills, Recent insights into typical and atypical development of manual ability, UMCG, Groningen 2012 8 / 0.3
TEACHINGPediatric rehabilitation for medical students, University of Beira (Mozambique) 2008 20 / 0.7IBA training assistant, AMC Amsterdam 2009 3 / 0.1 Clinical neurobehavioral care for nurses. Clinical department pediatric and pediatric surgery, AMC Amsterdam 2009 18 / 0.6IBA training assistant, AMC Amsterdam 2010 3 / 0.1Clinical neurobehavioral care for nurses. Clinical department pediatric and pediatric surgery, AMC Amsterdam 2010 18 / 0.6Clinical neurobehavioral care for nurses. Clinical department pediatric and pediatric surgery, AMC Amsterdam 2011 18 / 0.6Clinical neurobehavioral care for nurses. Clinical department pediatric, AMC Amsterdam 2012 18 / 0.6
PARAMETERS OF ESTEEM
Best poster presentation Amsterdam Kindersymposium, Academic pediatric departments VUmc and AMC, Amsterdam, Award: Publication in Nederlands Tijdschrift voor Kindergeneeskunde 2014
Subtotal 140 / 4.8
TOTAL 912 / 31.3
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Portfolio / Publications | 161
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PUBLICATIONS
Van Hus JWP. De tiende hersenzenuw en de emotie van allergische astmatici. Fysiocoop
1988;14:9-11.
Koldewijn K, Van Hus JWP, Van Wassenaer AG, Jeukens-Visser M, Kok JH, Nollet F, Wolf
M-J. Reliability, sensitivity and responsiveness of the Infant Behavioral Assessment in very
preterm infants. Acta Peadiatr 2012;110:258-63
Potharst ES, Van Wassenaer A, Houtzager B, Van Hus JWP, Last BF, Kok JH. High
incidence of multi-domain disabilities in very preterm children at 5 years of age. J Pediatr
2011;159:79-85
Van Hus JWP, Jeukens-Visser M, Koldewijn K, Geldof CJA, Kok JH, Nollet F, Van Wassenaer-
Leemhuis AG. Sustained developmental effects of the Infant Behavioral Assessment
and Intervention Program in very low birth weight infants at 5.5 years corrected age. J
Pediatr 2013;163:1112-9.
Van Hus JWP, Jeukens-Visser M, Koldewijn K, Van Sonderen L, Kok JH, Nollet F,
Van Wassenaer-Leemhuis AG. Comparing two motor assessment tools to evaluate
neurobehavioural intervention effects in very low birth weight infants at 1 year. Phys
Ther 2013: 93:1475-83.
Van Hus JWP, Potharst ES, Jeukens-Visser M, Kok JH, Van Wassenaer-Leemhuis AG. Motor
impairment in very preterm born children: links with other developmental deficits at 5
years of age. Dev Med Child Neurol 2014;56;587-594
Van Hus JWP, Jeukens-Visser M, Van Wassenaer-Leemhuis AG, Koldewijn K, Meijssen DE,
Verkerk G, Van Baar AL, Nollet F, Kok JH, Wolf M-J. Het STIPP-onderzoek; Een RCT naar
het effect van een vroeginterventie bij zeer vroeg geboren kinderen op de ontwikkeling
van het kind, het welbevinden van de ouder en de ouder-kindinteractie. Tijdschr
Kindergeneeskd 2014;82:94-105.
VERDEDIGING
Hierbij bent u uitgenodigd voor de openbare verdediging
van het proefschrift van Janeline W. P. Van Hus
Neurodevelopment and the effects of a
neurobehavioral intervention in very
preterm-born children
Op vrijdag 5 december 2014om 10.00 uur
in de Agnietenkapel van de Universiteit van AmsterdamOudezijds Voorburgwal 231
1012 EZ Amsterdam
Janeline Van HusVrolikstraat 337C
1092 TA [email protected]
06 20 34 42 22
PARANIMFENIngrid Hofsteede
[email protected] 15 61 84 37
Jacqueline [email protected]
06 40 14 08 47
RECEPTIETer plaatse na afloop van de verdediging
Neurodevelopment and the effects of a neurobehavioral intervention in very preterm-born children
Janeline W.P. van Hus
Janeline van Hus werd geboren op 23 januari 1963 te Amsterdam. Na het behalen van haar HAVOdiploma aan de Chr. Scholengemeenschap “Buitenveldert” te Amsterdam in 1981, volgde zij de opleiding Fysiotherapie bij Stichting Academie voor Paramedische Beroepen ‘Leffelaar’, waar zij in 1985 met lof afstudeerde. Janeline’s eerste publicatie ‘De tiende hersenzenuw en de emotie van allergisch astmatici’ vloeide voort uit haar eindexamen scriptie en grote interesse in de ontwikkeling van kinderen. Janeline startte haar loopbaan in het Pediatric Rehabilitation Hospital and Center for severely handicapped children ‘Alyn’ te Jeruzalem (Israël) en het Universitätsspital “Inselspital” te Bern (Zwitserland), waar zij haar eerste ervaringen als kinderfysiotherapeut opdeed. In 1989 trad Janeline in dienst bij het Revalidatiecentrum ‘Rijndam-Adriaanstichting’ te R’dam, waar zij zich met veel plezier 12 jaar lang alle ins en out van de kinder-revalidatie eigen maakte, vele opleidingen en cursussen volgden en in 1997 haar registratie kinderfysiotherapie behaalde. Naast haar werk zette zij zich in voor korte ontwikkelingsprojecten in Thailand en Mozambique op het gebied van onderwijs en kinderrevalidatie. In 2000 maakte Janeline de overstap naar de afdeling Revalidatie van het Academisch Medisch Centrum te A’dam waar zij zich bezig houdt met de klinische kinder-fysiotherapeutische zorg. Geïnspireerd door het neurologisch gedragsonderzoek bij het prematuur geboren kind, volgde Janeline in 2002-2003 de IBAIP opleiding en participeerde in een effect onderzoek. Dit resulteerde in 2009 tot het opzetten van een vervolgonderzoek, beschreven in dit proefschrift. Tijdens het onderzoekstraject schoolde Janeline zich in epidemiologie, statistiek en klinisch data management aan de AMC Graduate School forMedical Science. Janeline is getrouwd met haar grote liefde Meijer die ze tijdens het uitvoeren van haar 3 passies; reizen, bergwandelen en fotografie, in 2006 in Patagonië ontmoette.
Neurodevelopment and the effects of a neurobehavioral intervention in very preterm-born children
Janeline W.P. van Hus
Academisch proefschriftUniversiteit van Amsterdam
Cover statue Tom Otterness ‘Sprookjesbeelden aan Zee’ Scheveningen 2012Cover design Annoek Louwers Janeline van HusPhotography Janeline van HusLay out & print Gildeprint, Enschede
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