UTI Janusry 2010 - Morningstar, Inc.

11

UTI MASTERSHARE

Who Should Invest ?A diversified large cap oriented fund with conservative-style of funds management is suitable

for all equity investors.

Sectoral Breakdown ( % as compared to Benchmark )

Investment Objective

An open end equity fund aiming to provide benefit of capital appreciation and income

distribution through investment in equity.

Rs.1,00,000 invested at inception: UTI Master Share Fund Vs. BSE-100

Fund Positioning

UTI Mastershare is positioned as a highly diversified equity fund aiming to provide a relatively

stable and sustainable performance. The fund portfolio will always stick to its theme of

discipline, diligence and dividend. This fund intends to maintain a conservative portfolio, with

a disciplined investment strategy of investing only in fundamentally strong companies. The

fund seeks to pursue the policy of distributing dividend on an annual basis.

Active Stock positions (as compared to Benchmark)

Overweight (Top-5)

Tata Consultancy Services Ltd.

Gujarat Mineral Dev Corpn. Ltd.

Bharat Electronics Ltd.

SKF India Ltd.

Hindustan Petroleum Corporation Ltd.

Underweight (Top-5)

Reliance Industries Ltd.

Bharti Airtel Ltd.

Hindustan Unilever Ltd.

HDFC Bank Ltd.

Tata Motors Ltd.

Fund Performance Vs Benchmark as on 31/12/2009

Compounded Annualised Returns NAV (%) BSE 100 (%)@

Assuming that all payouts during the period have been reinvested in the units of the scheme

at the immediate ex- div NAV. Past performance may or may not be sustained in the future.

@ BSE-100 since 1-1-1990. Prior period Sensex returns.

1 Year

3 Years

5 Years

Since Inception

74.16

12.01

18.60

16.64

85.04

9.72

20.84

15.62

SIP Returns1 year (Rs.) 3 years (Rs.) 5 years (Rs.)

Note: Systematic Investment Plan (SIP) returns are worked out assuming investment of Rs.

1000/- every month at NAV per unit of the scheme as on the first working day for the respec-

tive time periods. The loads have not been taken into account.

Investment Amount

Investment Value

Yield (%)

12000

16472

75.66

36000

46634

17.54

60000

92675

17.41

Volatility MeasuresBeta 0.69

Standard Deviation (Annual) 24%

Portfolio Turnover Ratio (Annual) 0.42

Portfolio as on December 31, 2009

Equity % to NAV

New Initiative

SMS: LMS to 5676756 to get scheme details and NAV.

Infosys Technologies Ltd. 7.62

Reliance Industries Ltd. 6.16

ICICI Bank Ltd 5.32

Tata Consultancy Services Ltd. 5.02

HDFC Ltd. 4.37

Larsen & Toubro Ltd. 4.35

State Bank Of India 3.80

ITC Ltd. 3.57

Bharat Heavy Electricals Ltd. 3.32

Oil & Natural Gas Corporation Ltd. 3.11

Tata Power Company Ltd. 2.68

Hindustan Petroleum Corporation Ltd. 2.48

Gujarat Mineral Dev Corpn. Ltd. 2.40

Bharat Electronics Ltd. 2.26

Sterlite Industries (India) Ltd. 2.22

SKF India Ltd. 2.19

Axis Bank Ltd. 2.07

GAIL (India) Ltd. 2.03

Hero Honda Motors Ltd. 1.85

HDFC Bank Ltd. 1.78

Aventis Pharma Ltd 1.78

Crompton Greaves Ltd. 1.61

NHPC Ltd. 1.60

Bharat Petroleum Corporation Ltd. 1.57

Grasim Industries Ltd. 1.55

Infrastructure Devt Finance Co.Ltd 1.53

Sun Pharmaceuticals Industries Ltd. 1.52

Tata Steel Ltd. 1.44

Tata Chemicals Ltd. 1.35

Hindalco Industries Ltd. 1.24

Others 7.39

Net Current Assets 8.82

Total 100.00

All figures given are provisional and unaudited.

% of top 10 stocks 46.64

Median Market Cap (Rs. Cr) 77,283

Weighted Average Market Cap (Rs.Cr.) 97,269

SnapshotFund Manager

Mrs. Swati Kulkarni , B.COM, MFM

(NMIMS)

NAV as on December 31, 2009 : Growth Option: Rs. 48.45, Income Option: Rs. 28.60

Minimum Investment Amount : Rs. 5,000/-

No. of Unit Holders : 6,72,120

Fund Size : Rs. 2,390 Crore

Inception Date: 15th October, 1986

High/Low NAV in the month : Growth option Rs. 48.45 / Rs. 46.34

Management Style - Market Cap Grid

Mid & Small

Large

Aggressive Moderate Conservative

Large & Mid

�

Market Capitalisation (%)

Large Mid Small

81 15 4

35,70,209

29,09,047

Simply invest

12

UTI MASTERPLUS

Who Should Invest ?A diversified large cap oriented fund with conservative-style of funds management is

suitable for all equity investors.


Fund Positioning

It is positioned as a fund, which primarily invests in stocks comprising of BSE 100 Index. It

aims to focus on high growth stocks of BSE 100 index, which has the potential to emerge as

industry leaders in medium term. Hence portfolio of the fund will present a good blend of

industry leaders and emerging industry leaders.


Overweight (Top-5)


Punjab National Bank

Bharat Petroleum Corporation Ltd.

Indian Oil Corporation Ltd.

Aditya Birla Nuvo Ltd.

Underweight (Top-5)


HDFC Bank Ltd.

Infosys Technologies Ltd.

ICICI Bank Ltd

HDFC Ltd.


Compounded Annualised Returns NAV (%) BSE Sensex (%)



1 Year

3 Years

5 Years

Since Inception

68.69

4.82

18.39

14.28

81.03

8.18

21.46

13.08





Investment Amount

Investment Value

Yield (%)

12000

16241

71.47

36000

43337

12.42

60000

86656

14.68





Equity % to NAV


An Open-ended equity fund with an objective of long-term capital appreciation through

investments in equities and equity related instruments, convertible debentures, derivatives

in India and also in overseas markets.

Snapshot

Fund Manager

Mr. Sanjay Dongre, B.E PGDM (IIM

Kolkatta)




Fund Size : Rs. 904 Crore

Inception Date: 31st December, 1991



Mid & Small

Large


Large & Mid

�

Rs.1,00,000 invested at inception: UTI Master Plus Fund Vs. BSE Sensex





ICICI Bank Ltd 4.85




ITC Ltd. 3.88



HDFC Ltd. 2.96

Punjab National Bank 2.76


Tata Motors Ltd. 2.41


Bharti Airtel Ltd. 2.37

Hindustan Unilever Ltd. 2.34


Indian Oil Corporation Ltd. 2.28

Aditya Birla Nuvo Ltd. 2.18

Bajaj Auto Ltd. 1.94

Mahindra & Mahindra Ltd. 1.79

Century Textiles & Industries Ltd. 1.75

HCL Technologies Ltd. 1.64

Shoppers Stop Ltd 1.50

Balrampur Chini Mills Ltd. 1.47

Ultra Tech Cement Ltd. 1.37

IVRCL Infrastructure & Projects Ltd. 1.36

Punj Llyod Ltd. 1.36

Others 5.96


Total 100.00




Weighted Average Market Cap (Rs. Cr.) 95,975


Large Mid Small

82 17 1

Simply invest 11,07,454

9,14,939

13

UTI EQUITY FUND

Who Should Invest ?

A diversified large-mid cap oriented fund with conservative-style of funds management issuitable for all equity investors.


Investment ObjectiveUTI Equity Fund is open-ended equity scheme with an objective of investing at least 80%

of its funds in equity and equity related instrument with medium to high risk profile and

upto 20% in debt and money market instruments with low to medium risk profile.

Rs.1,00,000 invested at inception: UTI Equity Fund Vs. BSE100

Fund PositioningUTI Equity Fund is positioned as a diversified equity fund. The Fund portfolio will primarilycomprise of leading stocks in the respective sectors. The fund will invest across marketcapitalisation, large as well as mid caps. Large Caps would comprise around 65% of theportfolio.


Overweight (Top-5)

Shree Renuka Sugars Ltd

Nestle India Ltd.

Tata Motors Ltd.

Lupin Ltd.

Bosch Ltd.

Underweight (Top-5)


HDFC Ltd.


ICICI Bank Ltd

Larsen & Toubro Ltd.


Compounded Annualised Returns NAV (%) BSE 100 (%)



1 Year

3 Years

5 Years

Since Inception

85.17

14.30

20.80

12.04

85.04

9.72

20.84

10.80





Investment Amount

Investment Value

Yield (%)

12000

17480

94.28

36000

50597

23.39

60000

98516

19.92



Portfolio Turnover Ratio (Annual) 1.40CRISIL~CPR 2

Open-end diversified equity

scheme for methodology

please refer page no. 9

��ICRA Awards

Open ended diversified equity-Aggressive Scheme

1 year & 3 year performance

for details please refer page no. 9


Equity % to NAV

New Initiative

SMS: LEF to 5676756 to get scheme details and NAV.



Shree Renuka Sugars Ltd 4.19





Nestle India Ltd. 2.74


Axis Bank Ltd. 2.56

ITC Ltd. 2.39

ICICI Bank Ltd 2.18

HDFC Bank Ltd. 2.15

Lupin Ltd. 2.02


Bosch Ltd. 1.87



Glaxosmithkline Consumer Healthcare Ltd. 1.64


Bajaj Hindusthan Ltd 1.57

E.I.D.Parry (India) Ltd. 1.49

Indus Ind Bank Ltd. 1.48

Shree Cement Ltd. 1.48

Ranbaxy Laboratories Ltd. 1.47

NTPC Ltd. 1.44

Wipro Ltd. 1.38



KEC International Ltd. 1.33

Others 27.32


Total 100.00






Mr. Anoop Bhaskar, B.Com. MBA (Finance)

Co- Fund Manager

Mr. Arun Khurana, [B.Com, MFC]





Inception Date: 18th May, 1992



Mid & Small

Large


Large & Mid�


Large Mid Small

68 28 4

6,10,152

7,42,813

Simply invest

14

UTI CONTRA FUND

Who Should Invest ?A diversified large-mid cap oriented fund with moderate-style of funds management is

suitable for regular equity investors.



An open ended equity scheme with the objective to provide long term capital apprecia-

tion/dividend distribution through investments in listed equities & equity related instru-

ments. The fund offers an opportunity to benefit from the impact of non-rational inves-

tors’ behaviour by focussing on stocks that are currently undervalued because of emo-

tional & behavioural patterns present in the stock market.

Rs.1,00,000 invested at inception: UTI Contra Fund Vs. BSE-200

Fund Positioning

The fund works with an approach to benefit from non-rational behaviour of the investor/

equity markets and focus on out of favour stocks. The portfolio would be a diversified

portfolio of "out of favour" stocks which have strong fundamentals.


Overweight (Top-5)


Vardhman Textiles Ltd.

Tata Power Company Ltd.

Union Bank Of India

Reliance Infrastructure Ltd.

Underweight (Top-5)



HDFC Ltd.

State Bank Of India

HDFC Bank Ltd.





1 Year

3 Years

Since Inception

74.33

11.99

8.72

88.51

9.58

13.34

SIP Returns

1 year (Rs.) 3 years (Rs.)




Investment Amount

Investment Value

Yield (%)

12000

16806

81.77

36000

49854

22.32



Portfolio Turnover Ratio (Annual) 0.40 CRISIL~CPR 2




��ICRA Awards

Open ended diversified equity-Defensive Scheme

1 year performance



Equity % to NAV

New Initiative

SMS: LCF to 5676756 to get scheme details and NAV.

ICICI Bank Ltd 6.70





Vardhman Textiles Ltd. 4.54

Reliance Infrastructure Ltd. 4.38

Union Bank Of India 4.04


Steel Authority Of India Ltd. 3.69

ITC Ltd. 3.35

Siemens India Ltd. 3.34

BEML Ltd. 3.23

Welspun India Ltd. 3.22



NTPC Ltd. 2.70





Lanco Infratech Ltd. 2.20

Glenmark Pharmaceuticals Ltd 2.11



Jaiprakash Associates Ltd. 1.68


Gujarat Alkalies & Chemicals Ltd. 1.49

HCL Infosystems Ltd. 1.46

PVR Ltd. 1.42

Others 3.45


Total 100.00






Mr. Sanjay Dongre, B.E., PGDM(IIM

Kolkata)





Inception Date: 22nd March, 2006



Mid & Small

Large


Large & Mid�


Large Mid Small

65 23 12

Simply invest

1,37,200

1,60,565

15

UTI WEALTH BUILDER FUND(Not open for sale)



The objective of the scheme is to achieve long term capital appreciation by investing

predominantly in a diversified portfolio of equity and equity related instruments.

Rs.1,00,000 invested at inception: UTI Wealth Builder Fund Vs. BSE-100


Overweight (Top-5)

Hero Honda Motors Ltd.


Crisil Ltd

GAIL (India) Ltd.

Jain Irrigation Systems Ltd.

Underweight (Top-5)


Oil & Natural Gas Corporation Ltd.


HDFC Ltd.

Bharti Airtel Ltd.





1 Year

3 Years

Since Inception

87.86

13.20

13.77

85.04

9.72

12.59





Equity % to NAV

Fund Positioning

The broad investment strategy of the fund would be to invest in equity and equity related

securities. The scheme aims to build an maintain a diversified portfolio of equity stocks

that have the potential to appreciate in the long term. The fund will also utilise derivatives

to hedge the portfolio.


Mr. Harsha Upadhyaya, B.E.(Mech). PGDM, CFA





Inception Date: 11th October, 2006



Large Mid Small

79 21 0





ICICI Bank Ltd 4.68




ITC Ltd. 3.63

Axis Bank Ltd. 3.55



Jindal Steel & Power Ltd. 3.16

Cairn India Ltd. 2.96


Crisil Ltd 2.88

Jain Irrigation Systems Ltd. 2.82


Exide Industries Ltd. 2.58

Sesa Goa Ltd. 2.43

Pantaloon Retail (India) Ltd. 2.04




Deccan Chronicle Holdings Ltd. 1.56

Cummins India Ltd. 1.54

HDFC Bank Ltd. 1.53

Maruti Suzuki India Ltd. 1.28


HDFC Ltd. 1.20

Others 2.23


Total 100.00





1,46,566

1,51,600

16

UTI TOP 100 FUND

Who Should Invest ?A diversified large cap oriented fund with moderate-style of funds management is suitable




The fund aims to provide long term capital appreciation/dividend distribution by investing

predominantly in equity and equity related instruments of top 100 stocks by market

capitalisation.

Rs.1,00,000 invested at inception: UTI Top 100 Fund Vs. BSE-100


Overweight (Top-5)

Jindal Steel & Power Ltd.


Punj Llyod Limited



(Underweight (Top-5)



Bharti Airtel Ltd.

NTPC Ltd.



Returns NAV (%) BSE 100 (%)



Since Inception 24.58 26.69



Portfolio Turnover (Since Inception) 0.58


Equity % to NAV

New Initiative

SMS: LTOP to 5676756 to get scheme details and NAV.

1,24,583

1,26,690

Fund Positioning

UTI Top 100 Fund is a fund which primarily invests in large cap companies. The Fund Invests

65% of its assets in top 100 companies by market capitalization and balance in those

companies which have attractive growth prospects and potential to outperform broad

market indices.




ICICI Bank Ltd 5.13


HDFC Ltd. 4.06








ITC Ltd. 2.85




HDFC Bank Ltd. 2.59






Axis Bank Ltd. 1.97




Blue Star Ltd. 1.64

NHPC Ltd. 1.26


Others 4.42


Total 100.00






Mr. Harsha Upadhyaya, B.E.(Mech). PGDM,

CFA








Mid & Small

Large


Large & Mid

�


Large Mid Small

84 16 0

Simply invest

17

UTI INFRASTRUCTURE FUND

Who Should Invest ?A diversified large-mid cap oriented fund with moderate-style of funds management is




Equity % to NAV


An open-ended equity fund with the objective to provide Capital Appreciation through

investing in the stocks of the companies engaged in the sectors like Metals, Building mate-

rials, Oil & Gas, Power, Chemicals, Engineering etc. The fund will invest in the stocks of the

companies which form part of Infrastructure Industries.

Rs.1,00,000 invested at inception: UTI Infrastructure Fund Vs. BSE-100





1 Year

3 Years

5 Years

Since Inception

65.92

7.60

25.86

26.76

85.04

9.72

20.84

21.00

SIP Returns

1 year (Rs.) 3 years (Rs.) 5 years (Rs.)




Investment Amount

Investment Value

Yield (%)

12000

16011

67.32

36000

43245

12.27

60000

94124

18.05





Overweight (Top-5)

Bharat Heavy Electricals Ltd.


Voltas Ltd.


Crompton Greaves Ltd.

Underweight (Top-5)


ICICI Bank Ltd

HDFC Ltd.

ITC Ltd.

State Bank Of India

Fund Positioning

UTI Infrastructure Fund is positioned to follow a top down approach keeping in mind the

economic scenario. The fund's endeavor is to pick sectors, which are expected to perform

better and select fundamentally strong companies in those sectors. The scheme's

performance is highly linked with the overall economic growth of the country as the sectors

in which the scheme invests are directly linked to the GDP growth of India.

New Initiative

SMS: LIF to 5676756 to get scheme details and NAV.

3,89,688

2,98,536











Voltas Ltd. 2.86



NTPC Ltd. 2.59



ABB Ltd. 2.11


Thermax Ltd. 2.01





Reliance Infrastructure Ltd. 1.89

Hindustan Construction Co.Ltd. 1.85

Jyoti Structures Ltd. 1.71

Jindal Saw Ltd. 1.55

Nagarjuna Construction Co.Ltd. 1.55


Patel Engineering Ltd. 1.23

Others 12.79


Total 100.00






Mr. Sanjay Dongre, B.E PGDM (IIM

Kolkatta)





Inception Date: 7th April, 2004



Mid & Small

Large


Large & Mid�


Large Mid Small

64 30 6

Simply invest

18

UTI DIVIDEND YIELD FUND

Who Should Invest ?

A diversified large-mid cap oriented fund with conservative-style of funds management issuitable for all equity investors.


CRISIL~CPR 1




��ICRA Awards


1 year & 3 year performance



Equity % to NAV

��

Value Research Rating

for methodology please refer

page no. 9


An open ended equity scheme. It aims to provide medium to long term capital gains and/

or dividend distribution by investing predominantly in equity and equity related instru-

ments which offer high dividend yield.

Rs.1,00,000 invested at inception: UTI Dividend Yield Fund Vs. BSE-100





1 Year

3 Years

Since Inception

85.78

20.69

24.28

85.04

9.72

24.30

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

17431

93.36

36000

53378

27.32





Overweight (Top-5)

Bajaj Auto Ltd.

NTPC Ltd.

GAIL (India) Ltd.



Underweight (Top-5)



HDFC Bank Ltd.

Bharti Airtel Ltd.


Fund Positioning

UTI Dividend Yield Fund is positioned as a conservatively managed equity fund. The fund

portfolio will primarily comprise of stocks which are high dividend yielding (on historical

basis) or potential high dividend yielding stocks. The fund will have a good mix of companies

across various sectors. The Fund is well suited for investors with medium to low risk profile

and with a long term investment horizon. The fund aims to distribute regular dividends to

its investors.

New Initiative

SMS: LDYF to 5676756 to get scheme details and NAV.

2,75,700

2,75,890


ICICI Bank Ltd 5.91

NTPC Ltd. 4.82


ITC Ltd. 4.14


HDFC Ltd. 4.02





Bank Of Baroda 2.66



Sesa Goa Ltd. 2.31

Glaxosmithkline Pharmacueticals Ltd. 2.19

Great Eastern Shipping Co. Ltd. 2.18



Procter & Gamble Hygiene & Hel Care Ltd. 1.68




Clariant Chemicals (India) Ltd. 1.53


ACC Ltd 1.35

Indian Hotels Company Ltd. 1.35

NIIT Technologies Ltd. 1.29

LIC Housing Finance Ltd. 1.27

Deepak Fertilisers And Petrochem. 1.24

Others 13.53


Total 100.00






Mrs. Swati Kulkarni, B.COM, MFM

(NMIMS),CAIIB





Inception Date: 3rd May, 2005



Mid & Small

Large


Large & Mid�


Large Mid Small

69 23 8

Simply invest

19

UTI SERVICES INDUSTRIES FUND



An open-ended fund which invests in the equities of the Service Sector companies of the country.

One of the growth sector funds aiming to provide growth of capital over a period of time as well as to

make income distribution by investing the funds in stocks of companies engaged in service sector

such as banking, finance, insurance, education, training, telecom, travel, entertainment, hotels etc.


Equity % to NAV

Fund Positioning

The Fund aims to capitalise on opportunities emerging in Service sectors. Its exposure

is diversified amongst various industries in the services and IT sectors. The fund

primarily invests in companies which provide services or produce products wherein,

the value addition come more from human resources, than from capital or machines.

As the benchmark index is skewed in favor of few stocks, the fund could have substantial

deviations from the respective weightage in the benchmark index so as to achieve

diversification within the sector.


Overweight (Top-5)


Mphasis Ltd

Central Bank Of India

Indus Ind Bank Ltd.

Mindtree Ltd.

Underweight (Top-5)

NTPC Ltd.

Bharti Airtel Ltd.

State Bank Of India







Compounded Annualised Returns NAV (%) IISL Service Sector Index (%)



1 Year

3 Years

5 Years

Since Inception

87.44

3.74

16.37

25.68

67.33

7.23

18.09

18.48

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

18069

105.39

36000

45352

15.58

60000

85332

14.05

Rs.1,00,000 invested at inception: UTI Services Industries Fund

Vs. IISL Service Sector Index

Who Should Invest ?

A diversified large-mid cap oriented fund with moderate-style of funds management is


New Initiative

SMS: LSSF to 5676756 to get scheme details and NAV.




Wipro Ltd. 4.78

ICICI Bank Ltd 4.69


Mphasis Ltd 3.60

Axis Bank Ltd. 3.31

Central Bank Of India 3.25

NTPC Ltd. 2.87





HDFC Bank Ltd. 2.39

Indian Hotels Company Ltd. 2.38

Mindtree Ltd. 2.33

Kalpataru Power Transmission Limited 2.18

C E S C Ltd. 2.16

Everonn Education Ltd. 2.14

HDFC Ltd. 2.04

Infotech Enterpries Ltd 2.02

Jagran Prakashan Ltd. 2.01





Power Finance Corporation Ltd. 1.66


Blue Dart Express Ltd. 1.23

Others 13.79


Total 100.00






Mr. Anoop Bhaskar , B.Com. MBA

(Finance)





Inception Date: 28th June, 1999



Mid & Small

Large


Large & Mid�


Large Mid Small

52 34 14

11,07,140

5,95,195

Simply invest

20

UTI MASTER VALUE FUND

Who Should Invest ?

A diversified mid-cap oriented fund with moderate-style of funds management is suitable

for informed investors.


CRISIL~CPR 2

Small & Mid equity




Equity % to NAV

Fund Positioning

Master Value Fund is positioned as a pure value fund with clearly defined investment criteria

for investing in value stocks. The Fund invests in stocks that are relatively undervalued to

their intrinsic value and which will create wealth for the various stakeholders in the medium

to long term. Investment tools like low P/E, Low P/Book value and positive EVA (Economic

Value Added) will be used to identify the stocks. The Fund is committed to booking profits

periodically in order to retain the value orientation of the portfolio.


Overweight (Top-5)

Timken India Ltd.

Lupin Ltd.

HBL Power Systems Ltd.


Navneet Publications Ltd.

Underweight (Top-5)




ICICI Bank Ltd

HDFC Ltd.








1 Year

3 Years

5 Years

Since Inception

117.35

13.29

17.88

23.78

88.51

9.58

19.71

18.07





Investment Amount

Investment Value

Yield (%)

12000

20175

146.43

36000

54435

28.77

60000

98831

20.05

Rs.1,00,000 invested at inception: UTI Master Value Fund Vs. BSE-200

Investment ObjectiveAn open-ended equity fund investing in stocks which are currently under valued to their future earn-

ing potential and carry medium risk profile to provide ‘Capital Appreciation’

New Initiative

SMS: LMVF to 5676756 to get scheme details and NAV.

11,65,297

6,76,592

Lupin Ltd. 4.65

Timken India Ltd. 4.37


HBL Power Systems Ltd. 3.68

Navneet Publications Ltd. 3.25

Vesuvius (India) Ltd. 3.13

Pidilite Industries Ltd. 2.96



E.I.D.Parry (India) Ltd. 2.74

Kalyani Steels Ltd. 2.67

Rain Commodities Ltd. 2.54

SKF India Ltd. 2.45

Thomas Cook [I] Ltd. 2.45

Indoco Remedies Ltd. 2.43


Essel Propack Ltd 2.23



Jyothy Laboratories Ltd. 2.07

Gujarat State Petronet Ltd. 1.85


Rallis India Ltd. 1.78

Petron Engineering Construction Ltd 1.72

K.S.B.Pumps Ltd. 1.68

Bajaj Hindusthan Ltd 1.54

Bank Of Baroda 1.47

Birla Corporation Limited. 1.44


Nagarjuna Fertilizers & Chem. Ltd. 1.40

Others 23.75


Total 100.00






Mr. Anoop Bhaskar , B.Com. MBA

(Finance)





Inception Date: 1st July, 1998



Mid & Small

Large


Large & Mid

�


Large Mid Small

10 35 55

Simply invest

21

UTI MID CAP FUND

Who Should Invest ?A diversified mid-cap oriented fund with aggressive-style of funds management is suitable

for informed investors.



Equity % to NAV


An open-ended equity fund with the objective to provide ‘Capital Appreciation’ by investing

primarily in mid cap stocks.

Rs.1,00,000 invested at inception: UTI Mid Cap Fund Vs. CNX Mid Cap

Fund Positioning

The Mid cap fund is positioned as a pure mid cap fund with the entire portfolio to be

invested in dynamic and well managed, medium sized enterprises with higher growth

potential vis-a-vis their well established counterparts. The fund will invest in stocks, which

constitute the CNX Midcap 200 and S&P CNX 500 index only. The fund shall not invest in

the top 50 stocks by market capitalisation. The fund is aptly positioned for individuals/

institution willing to take higher risk for better returns.


Overweight (Top -5)

Indus Ind Bank Ltd.


Rallis India Ltd.

Texmaco Ltd.

Eicher Motors Ltd

Underweight (Top -5)

Sesa Goa Ltd.

Jsw Steel Ltd.

Asian Paints Ltd.

Torrent Power Ltd.

Lanco Infratech Ltd.





Compounded Annualised Returns NAV (%) CNX Mid Cap (%)



1 Year

3 Years

5 Years

Since Inception

110.69

7.75

17.28

21.74

98.97

12.61

20.01

23.08

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

19745

137.89

36000

51022

24.00

60000

89775

16.11

New Initiative

SMS: LMCP to 5676756 to get scheme details and NAV.

CRISIL~CPR 2




3,09,137

3,29,233

Lupin Ltd. 4.40




Texmaco Ltd. 3.49

Eicher Motors Ltd 3.38

Rain Commodities Ltd. 3.35

Supreme Infrastructure India Ltd. 3.11

Bajaj Electricals Ltd. 2.93


Bank Of Baroda 2.47

Patel Engineering Limited 2.39

Dhampur Sugar Mills Ltd. 2.35

Polaris Software Lab Limited 2.30


Cadila Healthcare Ltd. 2.07

ESS Dee Aluminium Ltd 1.94

KSK Energy Ventures Ltd. 1.93

C E S C Ltd. 1.91

B L Kashyap And Sons Ltd. 1.71


Sun Pharma Advanced Research Co Ltd. 1.62

Mphasis Ltd 1.58

Thermax Ltd. 1.47

ISMT Ltd. 1.46

Everonn Education Ltd. 1.44

Madhucon Projects Ltd. 1.41



Supreme Industries Ltd. 1.32

Others 24.21


Total 100.00









No. of Unit Holders : 84,818





Mid & Small

Large


Large & Mid

�


Large Mid Small

3 40 57

Simply invest

22

UTI LEADERSHIP EQUITY FUND

Who Should Invest ?A diversified large cap oriented fund with moderate-style of funds management is suitable for

all equity investors.



The scheme seeks to generate capital appreciation and / or income distribution by investing

the funds in stocks that are “Leader” in their respective industries / sectors / sub-sectors.

Rs.1,00,000 invested at inception: UTI Leadership Equity FundVs. S&P CNX NIFTY


Compounded Annualised Returns NAV (%) NIFTY (%)



1 Year

3 Years

Since Inception

68.94

5.79

10.19

75.76

9.43

15.32

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

16292

72.39

36000

43463

12.62


Equity % to NAV

Fund PositioningThe Fund is positioned to follow top down approach keeping in mind attractiveness of

various sectors. After choosing the sectors which are expected to perform better in future,

the fund would select the companies which are leaders/emerging leaders in those sectors.


Overweight (Top-5)




Jindal Saw Ltd.


Underweight (Top-5)


HDFC Ltd.

HDFC Bank Ltd.



Volatility Measures

Beta 0.85



New Initiative

SMS: LLEF to 5676756 to get scheme details and NAV.

1,46,300

1,74,855



ICICI Bank Ltd 4.74




ITC Ltd. 3.66






Axis Bank Ltd. 2.41















Kotak Mahindra Bank Ltd. 1.75

Oriental Bank Of Commerce 1.62


Others 11.28


Total 100.00







Kolkata)





Inception Date: 30th January, 2006



Mid & Small

Large


Large & Mid

�


Large Mid Small

80 18 2

Simply invest

23

UTI MNC FUND

Who Should Invest ?A diversified mid-cap oriented fund with moderate-style of funds management is suitable for

informed investors.


Investment ObjectiveAn open-ended equity fund with the objective to invest predominantly in the equity sharesof multinational companies in diverse sectors such as FMCG, Pharmaceuticals, Engineer-ing etc.

Rs.1,00,000 invested at inception: UTI MNC Fund Vs. CNX MNC Index

Fund Positioning

The Fund is positioned as equity oriented Fund offering a niche investment opportunity of

growth through investment predominantly in stocks of Multinational Corporations and

other liquid stocks. The fund will predominantly invest only in companies which are forming

part of CNX MNC index and / or where more than 25% of the holding is by the MNC parent

and / or where FII / FDI and MNC parent combined holding is more than 50%.


Overweight (Top-5)

Gillette India Ltd.

Honeywell Automation India Ltd.

Ingersol Rand India Ltd.

Glaxosmithkline Consumer Healthcare Ltd.

Britannia Industries Ltd.

Underweight (Top-5)


Cairn India Ltd.

Maruti Suzuki India Ltd.

Oracle Financial Services Software Ltd.

Sesa Goa Ltd.


Compounded Annualised Returns NAV (%) CNX MNC Index (%)



1 Year

3 Years

5 Years

Since Inception

82.03

11.29

17.95

17.09

90.67

10.98

21.85

11.39

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

17147

88.07

36000

50103

22.68

60000

92455

17.32

Volatility Measures

Beta 0.67




Equity % to NAV

��ICRA Awards


1 year performance


New Initiative

SMS: LMNC to 5676756 to get scheme details and NAV.

CRISIL~CPR 2




6,23,347

3,49,648

Bosch Ltd. 6.32




Gillette India Ltd. 5.15

ACC Ltd 4.71


Sesa Goa Ltd. 4.62

Honeywell Automation India Ltd. 4.20

Colgate Palmolive India Ltd. 4.12

Ingersol Rand India Ltd. 3.83


Glaxosmithkline Consumer Healthcare Ltd. 3.69


Britannia Industries Ltd. 3.44

I C I (India) Ltd. 3.40


ING Vysya Bank Ltd.. 2.96


SKF India Ltd. 2.73

Aban Offshore Ltd. 1.97


Monsanto India Ltd 1.88


Pfizer Ltd. 1.71

Wyeth Ltd. 1.68

ABB Ltd. 1.31

Alstom Projects India Ltd. 1.16


Crisil Ltd 0.25

Others 0.15


Total 100.00






Mrs. Swati Kulkarni, B.COM, MFM

(NMIMS), CAIIB








Mid & Small

Large


Large & Mid

�


Large Mid Small

29 46 25

Simply invest

24

UTI OPPORTUNITIES FUND

Who Should Invest ?A diversified large cap oriented fund with Aggressive-style of funds management is suitable

for regular equity investors.


Investment ObjectiveThe scheme seeks to generate capital appreciation and/or income distribution by investing

the funds of the scheme in equity shares and equity related instruments. The focus of the

scheme is to capitalise on opportunities arising in the market by responding to the dynami-

cally changing Indian economy by moving its investments amongst different sectors as pre-

vailing trends change.

CRISIL~CPR 1




��ICRA Awards

Open ended diversified equity-Defensive Scheme

1 year performance



Equity % to NAV

��



page no. 9

Rs.1,00,000 invested at inception: UTI Opportunities Fund Vs. BSE-100





Overweight (Top-5)

Tata Motors Ltd.

Hindalco Industries Ltd.




Underweight (Top-5)




HDFC Bank Ltd.

Bharti Airtel Ltd.

Fund Positioning

The fund is positioned as a dynamic sector allocation fund. The fund will, at any given

point in time, invest in only select sectors and will dynamically change the allocation from

one sector to another depending on the potential risk reward. On a risk return profile the

fund is positioned between a diversified equity fund and sector fund.





1 Year

3 Years

Since Inception

97.62

19.88

21.81

85.04

9.72

21.02

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

17562

95.81

36000

53591

27.61

New Initiative

SMS: LOF to 5676756 to get scheme details and NAV.

2,40,700

2,33,811





ICICI Bank Ltd 4.05




HDFC Ltd. 3.21






ITC Ltd. 2.78




Wipro Ltd. 2.51









India Infoline Ltd. 1.55

Titan Industries Ltd. 1.33


Others 6.08


Total 100.00






Mr. Harsha Upadhyaya, B.E.(Mech). PGDM,

CFA





Inception Date: 20th July, 2005


Mid & Small


Large Mid Small

78 22 0


Large


Large & Mid

�

Simply invest

25

UTI INFRASTRUCTURE ADVANTAGE FUND I(Not open for sale)



To provide income distribution and / or medium to long term capital appreciation by in-

vesting predominantly in equity / equity related instruments in the companies engaged

either directly or indirectly in the infrastructure growth of the Indian economy.


Equity % to NAV

Rs.1,00,000 invested at inception: UTI Infrastructure Advantage Fund-I

Vs. BSE-100





1 Year

Since Inception

60.89

-3.12

85.04

-7.40





Overweight (Top-5)



GAIL (India) Ltd.


Punj Llyod Ltd.

Underweight (Top-5)


ITC Ltd.

State Bank Of India

HDFC Bank Ltd.





ICICI Bank Ltd 4.79















Welspun-Gujarat Stahl Rohren Ltd. 1.97

HDFC Ltd. 1.95

Voltas Ltd. 1.89


NTPC Ltd. 1.72


Bank Of India 1.40



BEML Ltd. 1.23


GMR Infrastructure Ltd 1.21

Others 14.75


Total 100.00







Kolkata)





Inception Date: 24th December, 2007


Simply invest


Large Mid Small

68 31 1

82,684

91,301

93,800

85,597

26

UTI WEALTH BUILDER FUND - SERIES II(Open for sale)

II

An open-ended equity scheme

Who Should Invest ?A diversified large cap oriented fund with conservative-style of funds management is

suitable for all equity investors.



The objective of the Scheme is to achieve long term capital appreciation by investing

predominantly in a diversified portfolio of equity and equity related instruments along with

investments in Gold ETFs and Debt and Money Market Instruments.

Golden Peacock Award

for methodology please

refer page no. 9

'Most Innovative Fund of the Year' for the

CNBC - TV 18 CRISIL Mutual Fund of the Year

for methodology please

refer page no. 9


Equity % to NAV

Fund Positioning

UTI Wealth Builder II is a first of its kind to present an asset allocation route to equities &

gold. The fund provides access to a long term portfolio with equity exposure for growth

potential and gold for portfolio diversification.

The fund is suitable for investor having medium risk profile and seeking long term capital

appreciation with relatively less volatility.


Overweight (Top-5)


State Bank Of India


GAIL (India) Ltd.

Balrampur Chini Mills Ltd.

Underweight (Top-5)

ITC Ltd.


Bharti Airtel Ltd.







Compounded Annualised Returns NAV (%) @ Model Benchmark (%)

Assuming that all payouts during the period have been reinvested in the units of the schemeat the immediate ex- div NAV. Past performance may or may not be sustained in the future.

@ : Model benchmark : 65% returns from BSE-100 and 35% returns from UTI Gold ExchangeTraded Fund

1 Year

Since Inception

72.33

64.67

63.07

72.19

Rs.1,00,000 invested at inception: UTI Wealth Builder Fund - Series - II

Vs. Model Benchmark

1,74,400

1,83,295

UTI MF- Gold Exchange Traded Fund 12.95



ICICI Bank Ltd 4.30









HDFC Ltd. 2.92







HDFC Bank Ltd. 2.32





NHPC Ltd. 1.71




Ambuja Cements Ltd. 1.14


Others 5.00


Total 100.00






Mr. Harsha Upadhyaya., B.E.(Mech). PGDM, CFA





Inception Date: 19th November, 2008

High/Low NAV in the month : Growth option Rs. 17.49/ Rs. 16.76

Simply invest


Large Mid Small

72 24 4


Large


Large & Mid

�

Mid & Small

27

UTI INDIA LIFESTYLE FUND(Not open for sale)


The investment object ive of the scheme is to prov ide long term Capita l

appreciation and / or income distribution from a diversified portfolio of equity

and equity related instruments of companies that are expected to benefit from

changing Indian demographics, Indian Lifestyles and rising consumption pattern.

Rs.1,00,000 invested at inception: UTI India Lifestyle Fund Vs. CNX 500


Overweight (Top-5)

Titan Industries Ltd.

ITC Ltd.

I C I (India) Ltd.

ICICI Bank Ltd

GAIL (India) Ltd.

Underweight (Top-5)


NTPC Ltd.

NMDC Ltd.


Bharti Airtel Ltd.


Compounded Annualised Returns NAV (%) CNX 500 (%)



1 Year

Since Inception

63.16

-0.33

88.57

6.57

Volatility Measures

Beta 0.73




Equity % to NAV


1,16,676

99,200



ITC Ltd. 5.62

ICICI Bank Ltd 5.28





I C I (India) Ltd. 3.76

HDFC Bank Ltd. 3.73


HDFC Ltd. 3.52


United Spirits Ltd. 3.08


Crisil Ltd 2.67

Dabur India Ltd. 2.35

Jain Irrigation Systems Ltd. 2.29



Deccan Chronicle Holdings Ltd. 1.91


Pidilite Industries Ltd. 1.76


Simplex Infrastructures Ltd. 1.56


India Infoline Ltd. 1.41

Nestle India Ltd. 1.39

Nagarjuna Construction Co.Ltd. 1.33

Radico Khaitan Ltd. 0.72

Others 1.20


Total 100.00







Primary Fund Manager

Mr. Harsha Upadhyaya., B.E.(Mech). PGDM, CFA





Inception Date: 30th July, 2007



Large Mid Small

67 28 5

28

FefkeÌJeìer keÀer ®egefveboe ³eespeveeDeeW ceW neue ner cesb Ieesef<ele efkeÀS ieS ueeYeeb<eRecent dividends declared in select equity schemes

ef[efJe[W[ ³eeru[ HebÀ[


F&ìerSmeHeer

ceemìj Mes³ej

Svepeea HebÀ[

Jesefj³esyeue FveJesmìceWì mkeÀerce -

Fb[skeÌme efuebkeÀ[ Hueeve

yewefkebÀie meskeÌìj HebÀ[

SceSvemeer HebÀ[

mHe´s[ HebÀ[

Sce Sve meer HebÀ[

HeÀecee& Sv[ nsuLekesÀDej HebÀ[

meefJe&me]spe Fv[mì^er]pe HebÀ[

ceemìj Mes³ej

ceemìj Jewu³et

ceemìj Hueme

mHe´s[ HebÀ[

cesHeme

FeqkeÌJeìer HebÀ[

JesuLe efyeu[j HebÀ[ efmeefjpe-II

›ÆãâÔã¹ããñ›óÍã¶ã Sv[ Êããùãä•ããäÔ›‡ã‹Ôã

ceemìj Jewu³et

efce[ kewÀHe HebÀ[

JesuLe efyeu[j HebÀ[ efmeefjpe-I

JesuLe efyeu[j HebÀ[ efmeefjpe-II


FÖeÀemì^keÌ®ej HebÀ[

ìe@He 100 HebÀ[


DeHee@j®³etefveìer]pe HebÀ[

yewefkebÀie meskeÌìj HebÀ[

efue[jMeerHe FeqkeÌJeìer HebÀ[

ceemìj Mes³ej


meefJe&me]spe Fv[mì^er]pe HebÀ[

F&ìerSmeHeer

›ÆãâÔã¹ããñ›óÍã¶ã Sv[ Êããùãä•ããäÔ›‡ã‹Ôã

1

2

3

4

5

6

7

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

Dividend Yield Fund

Dividend Yield Fund

ETSP

Mastershare

Energy Fund

Variable Investment Scheme -

Index Linked Plan

Banking Sector Fund

MNC Fund

Spread Fund

MNC Fund

Pharma & Healthcare Fund

Services Industries Fund

Master Share

Master Value

Master Plus

Spread Fund

MEPUS

Equity Fund

Wealth Builder Fund Series - II

Transportation & Logistics Fund

Master Value

Mid Cap Fund

Wealth Builder Fund Series - I

Wealth Builder Fund Series - II

Dividend Yield Fund

Infrastructure Fund

Top 100

Dividend Yield Fund

Opportunity Fund

Banking Sector Fund

Leadership Equity Fund

Mastershare Unit Scheme

Dividend Yield Fund

Services Industries Fund

ETSP

Transportation & Logistics Fund

8

7

35

35

80

14

35

30

8

25

15

17.50

22

14

20

8

15

10

8

20

20

20

8

8

5

15

10

4

10

22

10

27

5

20

15

15

Rs. 0.80

Rs. 0.70

Rs. 3.50

Rs. 3.50

Rs. 8.00

Rs. 1.40

Rs. 3.50

Rs. 3.00

Rs. 0.80

Rs. 2.50

Rs. 1.50

Rs. 1.75

Rs. 2.20

Rs. 1.40

Rs. 2.00

Rs. 0.80

Rs. 1.50

Rs. 1.00

Rs. 0.80

Rs. 2.00

Rs. 2.00

Rs. 2.00

Rs. 0.80

Rs. 0.80

Rs. 0.50

Rs. 1.50

Rs. 1.00

Rs. 0.40

Rs. 1.00

Rs. 2.20

Rs. 1.00

Rs. 2.70

Rs. 0.50

Rs. 2.00

Rs. 1.50

Rs. 1.50

23/01/2008

09/05/2008

04/02/2008

07/11/2007

03/10/2007

20/12/2007

23/05/2007

25/05/2007

19/02/2008

28/07/2008

26/08/2008

06/10/2008

23/10/2008

01/12/2008

09/01/2009

06/03/2009

06/04/2009

16/04/2009

16/04/2009

15/06/2009

15/06/2009

15/06/2009

08/06/2009

27/05/2009

24/07/2009

31/07/2009

14/07/2009

29/05/2009

10/07/2009

04/09/2009

08/09/2009

30/10/2009

13/11/2009

27/11/2009

29/12/2009

29/12/2009

12.48 (24/01/2008)

13.05 (02/05/2008)

19.32 (05/02/2008)

38.76 (08/11/2007)

14.11 (04/10/2007)

14.42 (21/12/2007)

15.30 (24/05/2007)

27.76 (28/05/2007)

10.70 (20/02/2008)

21.96 (30/07/2008)

19.40 (27/08/2008)

16.67 (07/10/2008)

17.26 (24/10/2008)

10.53 (02/12/2008)

31.32 (12/01/2009)

11.77 (05/03/2009)

30.78 (06/04/2009)

25.43 (17/04/2009)

10.83 (17/04/2009)

10.49 (16/06/2009)

15.12 (16/06/2009)

14.61 (16/06/2009)

11.49 (09/06/2009)

12.62 (28/05/2009)

11.83 (27/07/2009)

18.40 (03/08/2009)

18.11 (15/07/2009)

11.52 (01/06/2009)

10.84 (13/07/2009)

18.90 (01/09/2009)

12.81 (01/09/2009)

25.30 (03/11/2009)

13.33 (16/11/2009)

22.45 (30/11/2009)

14.04 (30/12/2009)

15.54 (30/12/2009)

¬eÀ.meb. ueeYeebMe oj ueeYeebMe Òeefle ³etefveì efjkeÀe[& efleefLe ueeYeebMe jefnleSr. ³eespevee / HebÀ[ Scheme / Fund Dividend Dividend per unit* Record SveSJeer (efleefLe)No. Rate (%) (Rs. Ps.) Date Ex-div NAV (Date)

* DebefkeÀle cetu³e : ©.10/- * Face Value Rs.10/-.

# efìHHeCeer : ueeYeebMe efJelejCe kesÀ HeM®eeled, Yegieleeve SJeb efJelejCe keÀj (³eefo ueeiet nes) keÀer meercee lekeÀ SveSJeer keÀce nes peeSieer ~# Note : After payment of dividend the NAV will fall to the extent of the payout and distribution taxes (if applicable)

peesefKece IeìkeÀ : efHeíuee efve<Heeove YeefJe<³e ceW keÀe³ece jn Yeer mekeÀlee nw Deewj veneR Yeer ~ c³et®egDeue HebÀ[ ceW efkeÀS ieS efveJesMe yee]peej peesefKece kesÀ DeOeerve nesles nQ ~ ke=ÀHe³ee efveJesMe keÀjves mes Henues HesMekeÀMe omleeJespe keÀes O³eeve mes Heæ{ ues ~Risk Factors : Past performance may or may not be sustained in the future. Mutual Fund Investments are subject to market risks. Please read the offer document carefully before investing.

29

UTI BANKING SECTOR FUND



An open-ended equity fund with the objective to provide capital appreciation through

investments in the stocks of the companies/institutions engaged in the banking and

financial services activities.

Rs.1,00,000 invested at inception: UTI Banking Sector Fund

Vs. S&P CNX Banks Index


Overweight (Top-5)

Central Bank Of India

Indus Ind Bank Ltd.

Bank Of Baroda

Infrastructure Devt Finance Co.Ltd

HDFC Ltd.

Underweight (Top-5)

State Bank Of India

Kotak Mahindra Bank Ltd.

Canara Bank

IDBI Bank Ltd.

Yes Bank Ltd.


Compounded Annualised Returns NAV (%) S&P CNX Banks Index (%)



1 Year

3 Years

5 Years

Since Inception

77.75

17.00

21.41

23.34

82.04

15.16

19.60

20.81

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

17522

95.06

36000

52048

25.46

60000

106294

23.06

Volatility Measures

Beta 0.83




Equity % to NAV

Fund Positioning

It is positioned as a fund capitalising on opportunities emerging in banking sector. Within

the banking sector, the fund could have companies/institutions, which are private or

public, and, Indian or foreign owned. weightage in the above sub-segments will vary

from time to time depending on the valuations and the expected growth potential. As

the benchmark index is skewed in favour of few stocks, the fund could have substantial

deviations from the respective weightage in the benchmark index so as to achieve

diversification within the sector.

Who Should Invest ?Suitable for a regular equity investor who has a higher risk appetite. Such a fund can be used

to complement their core portfolio holdings. Suggested investment horizon is 2-3 years.

New Initiative

SMS: LBSF to 5676756 to get scheme details and NAV.

3,33,100

2,95,834




Mr. Arun Khurana, B.Com, MFC






High/Low NAV in the month : Growth option Rs. Rs. 34.22/ Rs. 31.61

ICICI Bank Ltd 17.44


HDFC Bank Ltd. 12.21

Axis Bank Ltd. 8.19

Bank Of Baroda 6.61




Bank Of India 3.88


Union Bank Of India 2.51

Federal Bank Ltd. 2.41



HDFC Ltd. 1.76

Canara Bank 1.18

Andhra Bank 0.94

Indian Overseas Bank Ltd 0.50

Indian Bank 0.08


Total 100.00






Large Mid Small

79 21 0

Simply invest

30

UTI ENERGY FUND



Investment will be made in stocks of those companies engaged in the following ares: (a)

Petro sector covering industries such as oil and gas drilling and exploration, refining of

crude oil, distribution of oil, gas, petro products, pipelines and manufacturing of

downstream oil products. (b) All types of Power generation companies. Companies which

are into production of Ethanol. (C) Business related to storage of energy and companies

involved in business of delivering energy in different forms. (d) Industrial manufacturing

companies which are into manufacturing of equipment related to energy development

(like petro and power) and related areas, pipes/cables and lying them. It will also include

manufacturing of bulbs and related system. (e) Consultancy & Finance: Companies involved

in consulting and financing these businesses.


Equity % to NAV

Fund Positioning

UTI Energy Fund is now positioned as a Thematic Fund focusing on India's high growth

energy sector. The investment universe comprises sectors / sub sectors including Power

Generation & Distribution, Oil Downstream & Upstream, Capital Equipment Manufacturing,

Pipe Manufacturing, Gas Distribution etc.

Volatility Measures

Beta 0.78




Compounded Annualised Returns NAV (%) Energy Index (%)



1 Year

Since Inception

75.04

-19.45

80.94

-14.31

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

16591

77.82

36000

42820

11.59

60000

73476

8.71

Rs.1,00,000 invested at inception: UTI Energy Fund Vs. Energy Index

Who Should Invest ?

Suitable for a regular equity investor who has a higher risk appetite. Such a fund can be used



Overweight (Top-5)

Sterlite Industries (India) Ltd.

Nava Bharat Ventures Ltd.

Oil India Ltd.

Gujarat Inds.Power Co.Ltd.

Cairn India Ltd.

Underweight (Top-5)



NTPC Ltd.


Reliance Infrastructure Ltd.

New Initiative

SMS: LNF to 5676756 to get scheme details and NAV.

85,685

80,546






NTPC Ltd. 3.55




Nava Bharat Ventures Ltd. 2.97

Oil India Ltd. 2.91

C E S C Ltd. 2.89

Gujarat Inds.Power Co.Ltd. 2.70





KEC International Ltd. 2.19


Cummins India Ltd. 1.89

KSK Energy Ventures Ltd. 1.62


Power Grid Corporation Of India Ltd 1.33

TRF Ltd. 1.32


Torrent Power Ltd. 1.25

ABB Ltd. 1.24

PTC India Ltd. 1.23

NHPC Ltd. 1.21

Gujarat Gas Company Ltd. 1.11

Others 12.56


Total 100.00






Mr. Anoop Bhaskar , (B.Com. MBA (Finance)





Inception Date: 12th November, 2007

High/Low NAV in the month : Growth Option Rs. 11.22 / Rs. 10.76

Simply invest


Large Mid Small

59 31 10

31

UTI PHARMA & HEALTHCARE FUND


Equity % to NAV

Fund Positioning

It is positioned as a fund capitalising on opportunities emerging in pharmaceutical sector.

Within the pharmaceutical sector, this fund could have companies, which are large or small,

and Indian or MNC pharma companies. As the benchmark index is skewed in favour of few

stocks, the fund could have substantial deviations from the respective weightages in the

benchmark index so as to achieve diversification within the sector. The weightages of above

sub-segments will vary depending on valuations and expected growth potential.

Who Should Invest ?Suitable for a regular equity investor who has a higher risk appetite. Such a fund can be used



Overweight (Top-5)

Cadila Healthcare Ltd.

Indoco Remedies Ltd.

Divis Laboratories Ltd.

Aventis Pharma Ltd

IPCA Laboratories Ltd.

Underweight (Top-5)

Ranbaxy Laboratories Ltd.

Cipla Ltd.

Glenmark Pharmaceuticals Ltd.

Aurobindo Pharma Ltd.

Torrent Pharmaceuticals Ltd.





Compounded Annualised Returns NAV (%) S&P CNX Pharma Index (%)



1 Year

3 Years

5 Years

Since Inception

66.70

11.40

11.68

14.25

73.10

12.08

12.83

15.56

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

17424

93.22

36000

50950

23.90

60000

89624

16.05

Rs.1,00,000 invested at inception: UTI Pharma & Healthcare Fund Vs.

S&P CNX Pharma Index (%)


An open-ended fund which exclusively invests in the equities of the Pharma & Healthcare

sector companies. This fund is one of the growth sector funds aiming to invest in companies

engaged in business of manufacturing and marketing of bulk drug, formulations and healthcare

products and services.

New Initiative

SMS: LPHF to 5676756 to get scheme details and NAV.

4,57,777

4,05,913


Dr. Reddy's Laboratories Ltd. 10.48

Cadila Healthcare Ltd. 10.32


Divis Laboratories Ltd. 7.90

Lupin Ltd. 7.39

Cipla Ltd. 6.26


Indoco Remedies Ltd. 3.99

IPCA Laboratories Ltd. 3.95


Piramal Healthcare Ltd. 2.95

Sun Pharma Advanced Research Co Ltd. 2.63

Wyeth Ltd. 2.32

Strides Arcolab Ltd. 1.55

Pfizer Limited 1.43

Biocon Ltd. 1.40

Jubilant Organosys Ltd 1.34

Zydus Wellness Ltd. 0.19


Total 100.00






Mr. Anoop Bhaskar, B.Com, MBA (Finance)


Mr.Lalit Nambiar , CFA, MMS(Finance)





Inception Date: 28th June, 1999


Simply invest


Large Mid Small

37 52 11

32

UTI TRANSPORTATION & LOGISTICS FUND

Who Should Invest ?

Suitable for a regular equity investor who has a higher risk appetite. Such a fund can be used




An open ended equity fund with the objective to provide Capital appreciation through

investments in the stocks of the companies engaged in the Transportation and Logistics

Sector.


Overweight (Top-5)

Timken India Ltd.

TVS Motor Company Ltd

Eicher Motors Ltd

Texmaco Ltd.

Welspun-Gujarat Stahl Rohren Ltd.

(Underweight (Top-5)

Maruti Suzuki India Ltd.

Mahindra & Mahindra Ltd.


Tata Motors Ltd.

Bajaj Auto Ltd.





Compounded Annualised Returns NAV (%) Transportation & Logistics

Index (%)



1 Year

Since Inception

132.13

31.36

181.71

25.22

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

19880

140.56

36000

56138

31.08

60000

91859

17.05

Fund Positioning

UTI Transportation & Logistics Fund is positioned as a thematic fund to capitalize on the

growing opportunities in the transportation and logistics sector in India. The investment

universe comprises sectors / sub sectors includes Auto/auto ancillary, Railway, Ports,

Airports, Roads, Shipping, Courier, Logistics and other ancillary sectors catering to

Transportation & Logistics.

Rs.1,00,000 invested at inception: UTI Transport & Logistics Fund

Vs. Transportation & Logistics Index (%)


Equity % to NAV

New Initiative

SMS: LTLF to 5676756 to get scheme details and NAV.

1,60,000

1,47,349




Ashok Leyland Ltd. 5.26




Bosch Ltd. 4.36

TVS Motor Company Ltd 4.28


Texmaco Ltd. 4.17



Castrol India Ltd. 3.27

Ceat Ltd. 2.86

Motherson Sumi System Ltd. 2.84

Amarraja Batteries Ltd. 2.73

Wabco -Tvs (India) Ltd. 2.48

Subros Ltd. 2.38

Apollo Tyres Ltd. 1.84

BEML Ltd. 1.81

Enkei Castalloys Ltd. 1.72

Gateway Distriparks Ltd. 1.61

JK Tyre & Industries Ltd. 1.52

MRF Ltd. 1.45

PSL Ltd. 1.30

GVK Power & Infrastructure Ltd. 0.93

Mercator Lines 0.50

Asahi India Glass Ltd. 0.26

Sundaram Clayton Ltd. 0.06


Total 100.00





Snapshot

Fund Manager

Mr. Anoop Bhaskar , B.Com. MBA (Finance)







Simply invest


Large Mid Small

31 30 39

33

UTI EQUITY TAX SAVINGS PLAN

Who Should Invest ?A diversified large cap oriented fund with moderate-style of funds management is suitable




An open-ended equity fund investing a minimum of 80% in equity and equity related in-

struments. It aims at enabling members to avail tax rebate under Section 80C of the IT Act

and provide them with the benefits of growth.

Rs.1,00,000 invested at inception: UTI ETSP Vs. BSE-100

Fund Positioning

UTI ETSP is positioned to invest in leading companies across sectors, with an aim to provide

superior risk adjusted return i.e return with relatively lesser volatility. The Fund would

invest with a long term perspective, in companies that are believed to have growth potential.


Overweight (Top-5)



Ultra Tech Cement Ltd.

Mindtree Ltd.


Underweight (Top-5)


HDFC Bank Ltd.

Bharti Airtel Ltd.

NTPC Ltd.






1 Year

3 Years

5 Years

Since Inception

72.88

5.73

15.51

19.05

85.04

9.72

20.84

14.51

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

16496

76.09

36000

44015

13.49

60000

81702

12.29





Equity % to NAV

New Initiative

SMS: LETSP to 5676756 to get scheme details and NAV.

5,76,962

3,90,548


ICICI Bank Ltd 5.73



HDFC Ltd. 4.08


ITC Ltd. 3.83











Mindtree Ltd. 1.92


Coromandel International Ltd. 1.75




Amarraja Batteries Ltd. 1.42





Kalpataru Power Transmission Ltd. 1.19

NHPC Ltd. 1.11

Others 12.93


Total 100.00





Snapshot

Fund Manager

Mrs Swati Kulkarni ,B.Com MFM (NMIMS)


Minimum Investment Amount : Rs. 500/-



Inception Date: 15th December, 1999


Simply invest


Large


Large & Mid

�


Large Mid Small

68 26 6

Mid & Small

34

UTI LONG TERM ADVANTAGE FUND -SER I(Not open for sale)



The investment objective of the scheme is to provide medium to long term capital

appreciation alongwith income tax benefit.

Rs.1,00,000 invested at inception: UTI Long Term Adv. Fund I Vs. BSE-100

Active Stock positions (as compared to Benchmark)Overweight (Top-5)

Shree Cement Ltd.


Gujarat Mineral Dev Corpn. Ltd.

Container Corporation Of India Ltd

Dabur India Ltd.

Underweight (Top-5)


HDFC Bank Ltd.

ITC Ltd.

Bharti Airtel Ltd.






Equity % to NAV

Fund Positioning

Fund is a close ended equity linking savings scheme which aims to provide medium to

long term capital appreciation alongwith income tax benefit under section 80C. Scheme

will invest in those companies that are believed to have potential to offer appreciation

potential greater than the growth in the relevant stock market indices in the long term.

1,43,885

1,19,700



ICICI Bank Ltd 4.41

HDFC Ltd. 4.03









Container Corporation Of India Ltd 2.30


Axis Bank Ltd. 2.26



Power Finance Corporation Ltd. 2.05

Dabur India Ltd. 1.92

Sesa Goa Ltd. 1.85

AIA Engineering Ltd. 1.71


Kalpataru Power Transmission Ltd. 1.63





Texmaco Ltd. 1.29


Kesoram Industries Ltd. 1.22

Others 13.09


Total 100.00





Snapshot

Fund Manager

Mrs Swati Kulkarni ,B.Com., MFM (NMIMS), CAIIB





Inception Date: 20th March, 2007



Large Mid Small

66 26 8





1 Year

Since Inception

83.03

6.67

85.04

13.95

35

UTI LONG TERM ADVANTAGE FUND -SER II(Not open for sale)



The investment objective of the scheme is to provide medium to long term capital appre-

ciation along with income tax benefit.

Rs.1,00,000 invested at inception: UTI Long Term Adv. Fund II Vs. BSE-100


Overweight (Top-5)


Bajaj Auto Ltd.

Asian Paints Ltd.

Rallis India Ltd.

Hindustan Construction Co. Ltd.

Underweight (Top-5)

HDFC Bank Ltd.


Bharti Airtel Ltd.

Tata Steel Ltd.






1 Year

Since Inception

73.22

15.17

85.04

9.27





Equity % to NAV

1,28,700

1,17,165




ICICI Bank Ltd 4.96


HDFC Ltd. 4.12



ITC Ltd. 3.57




Asian Paints Ltd. 2.48



Axis Bank Ltd. 2.14

Sesa Goa Ltd. 2.13







C E S C Ltd. 1.49



Texmaco Ltd. 1.47




Others 8.36


Total 100.00





Snapshot

Fund Manager

Mrs. Swati Kulkarni ,B.Com., MFM (NMIMS), CAIIB





Inception Date: 19th March, 2008



Large Mid Small

74 19 7

36

UTI MEPUS(Not open for sale)



The Scheme primarily aims at securing for the investors capital appreciation by investing

the funds of the scheme in equity shares of companies with good growth prospects.

Rs.1,00,000 invested at inception: UTI MEPUS Vs. BSE-100

Fund Positioning

UTI MEPUS is positioned to invest in leading companies across sectors, with an aim to

provide superior risk adjusted return I.e. return with relatively lesser volatility. The Fund

would invest with a long term perspective, in companies, that are believed to have growth

potential. The fund will maintain its thrust towards annual dividend distribution.


Overweight (Top-5)

Bajaj Auto Ltd.



Pfizer Ltd.


Underweight (Top-5)


HDFC Bank Ltd.


Tata Steel Ltd.






1 Year

3 Years

5 Years

Since Inception

68.26

7.92

19.47

30.65

85.04

9.72

20.84

30.83

Volatility Measures

Beta 0.72




Equity % to NAV

6,15,019

6,09,102



ICICI Bank Ltd 5.12



ITC Ltd. 4.10




Axis Bank Ltd. 3.08



HDFC Ltd. 2.60




Pfizer Ltd. 2.21



NTPC Ltd. 2.02

Bank Of Baroda 2.00





ING Vysya Bank Ltd.. 1.39



Birla Corporation Ltd.. 1.30


Others 11.81


Total 100.00





Snapshot

Fund Manager

Mr. Sanjay Dongre , B.E PGDM (IIM Kolkatta)

NAV as on December 31, 2009 : Rs. 46.61



Inception Date: 31st March, 2003



Large Mid Small

78 21 1

37

UTI SPREAD FUND


Launch Date Fund Manager

Fund Size NAV per unit as on December 31, 2009

High/ Low of NAV in the month Minimum Investment Amount

Registrar No. of Unit Holding accounts

Fund Positioning

Industrywise Exposure (% to NAV)

The investments objective of the scheme is to provide capital appreciation and dividend

distribution through arbitrage opportunities arising out of price differences between the cash

and derivative market by investing predominantly in equity & equity related securities,

derivatives and the balance portion in debt securities.

22nd June, 2006 Mr. Harsha Upadhyaya (B.E. (Mech.), PGDM, CFA

Rs. 564.20 Crore Growth / Income : Rs. 13.27 / Rs. 11.51

Growth Option : Rs. 13.29 / Rs. 13.26 Rs. 5,000/-

M/s. Karvy Computershare Pvt. Ltd. 6,379

The Fund aims at low volatility of returns by investing in arbitrage opportunities and low

credit risk short -term debt securities.

Load Structure

Entry Load Holding Period Exit Load

Nil <= 180 days 0.50%

Dividend Declared (Record Date)

8% in February 2008 (19th February 2008)

8% in March 2009 (6th March 2009)

NAV Movement of UTI SPREAD vis-a-vis CRISIL Liquid Fund Index

Fund Performance as on December 31, 2009

Performance comparison with Benchmark Index

Compounded Annualised Returns NAV (%) Liquid Fund Index (%)


at the immediate ex- div NAV.

Past performance may or may not be sustained in the future.

1 Year

3 Years

Since Inception

4.86

6.94

6.77

6.41

8.58

8.34

Options Available

SIP

SIP Returns

1 year (Rs.)




Investment Amount

Investment Value

Yield (%)

12000

12329

5.12

3 years (Rs.)

36000

40528

7.84


Equity Mkt. Val. % to Hedged

(Rs. Crores) NAV

All Figures given are provisional and unaudited.

Equity 400.40 70.97 100%

STD 81.95 14.53

Cash & cash equivalent 81.85 14.51

Total 564.20 100.00

38

UTI MASTER INDEX FUND

UTI MIF is an open-ended passive fund with the primary investment objective to invest in

securities of companies comprising the BSE sensex in the same weightage as these companies

have in BSE sensex. The fund Strives to minimise performance difference with the sensex by

keeping the traking error to the minimum.

UTI NIFTY INDEX FUND

UTI NIF is an open-ended passive fund with the objective to invest in securities of companies

comprising of the S&P CNX Nifty in the same weitage as they have in S&P CNX Nifty. The fund

strives to minimise performance difference with S&P SNX Nifty by keeping the traking error

to the minimum.

UTI SUNDER

To provide investment returns that, before expences, closely correspond to the performance

and yield of the basket of securities underlying the S&P CNX Nifty Index.

UTI VARIABLE INVESTMENT SCHEME

UTI VIS-ILP is an open ended scheme with the objective of providing the investors with a

product that would enable them to diversify their risks through a suitable allocation between

debt and equity asset classes and thereby generate superior risk-adjusted returns through a

dynamic asset allocation process.

FUNDOPEDIA (Investment Objective)Index & Asset Allocation Funds Category

39

UTI MASTER INDEX FUND

Options Available

SIP & Trigger Option


Tracking Error as on December 31, 2009

Non-Annualised Annualised Tracking Error


Over last 1 year

Over last 3 years

Over last 5 years

Since Inception

Tracking Error

0.7366

0.9194

0.8605

2.0718

0.0466

0.0581

0.0544

0.1310

Fund PositioningUTI MIF is positioned as a low cost pure index Fund to track the BSE Sensex passively. The

Fund endeavours to achieve return equivalent to BSE Sensex while minimising the tracking

error.


UTI MIF is an open-ended passive fund with the primary investment objective to invest in

securities of companies comprising the BSE sensex in the same weightage as these compa-

nies have in BSE sensex. The fund strives to minimise performance difference with the

sensex by keeping the traking error to the minimum.




Registrar

Load Structure

No. of Unit Holding Accounts

Expense Ratio

1st July, 1998 Mrs. Swati Kulkarni (B.Com, MFM (NMIMS)

Rs. 62.71 Crore Growth / Income : Rs. 53.87 / Rs. 53.87



Expense ratio capped at 0.75% effective from January 1, 2004



Compounded Annualised Returns NAV (%) BSE Sensex (%)


1 Year

3 Years

5 Years

Since Inception

80.00

7.56

21.28

15.76

81.03

8.18

21.46

15.79

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

16651

78.92

36000

44989

15.02

60000

92086

17.15


Nil

Nil

< 15 Days

>= 15 Days

1%

Nil




ICICI Bank Ltd 7.43


HDFC Ltd. 5.24

ITC Ltd. 5.07


HDFC Bank Ltd. 4.72







NTPC Ltd. 2.22






Others 12.10

Net Current Assets -0.12

Total 100.00


Median Market Cap (Rs. Cr) 1,03,204

Weighted Average Market Cap (Rs.Cr.) 1,35,821

Equity % to NAV

Volatility MeasuresStandard Deviation (Annual) 35%


Rs.1,00,000 invested at inception: Master Index Vs. BSE Sensex

5,40,606

5,38,747

Simply invest

40

UTI NIFTY INDEX FUND

New Initiative Options Available

SMS: LNIF to 5676756

To get scheme details & NAVSIP & Trigger Option


��

ICRA Awards

Open-ended equity index scheme

1 year & 3 years performance


CRISIL~CPR 1

Index Oriented Scheme

for methodology



UTI NIF is an open-ended passive fund with the objective to invest in securities of companies

comprising of the S&P CNX Nifty in the same weightage as they have in S&P CNX Nifty. The

fund strives to minimise performance difference with S&P CNX Nifty by keeping the tracking

error to the minimum.




Registrar

Load Structure

No. of Unit Holding accounts

6th March, 2000 Mrs. Swati Kulkarni (B.Com, MFM (NMIMS), CAIIB)

Rs. 236.40 Crore Growth / Income : Rs. 32.46/ Rs. 16.53

Growth Option : Rs. 32.46 / Rs. 30.92 Rs. 5000/-


Rs.1,00,000 invested at inception: NIFTY Index Fund Vs. S&P CNX Nifty

Fund Positioning

UTI NIF is positioned as s low cost pure index Fund to track S & P CNX NIFTY passively. The

Fund endeavours to achieve return equivalent to S&P CNX NIFTY while minimising tracking

error.


Nil

Nil

< 15 Days

>= 15 Days

1%

Nil





ICICI Bank Ltd 6.41

HDFC Ltd. 4.43

ITC Ltd. 4.24

HDFC Bank Ltd. 3.86










Axis Bank Ltd. 1.59





NTPC Ltd. 1.34

Wipro Ltd. 1.33



Others 18.19


Total 100.00



Weighted Average Market Cap (Rs.Cr.) 1,22,118

Equity % to NAV

Volatility MeasuresStandard Deviation (Annual) 34%


Tracking Error as on December 31, 2009

Non-Annualised Annualised Tracking error


Over last 1 year

Over last 3 years

Over last 5 years

Since Inception

Tracking Error

0.0341

0.0434

0.0403

0.1344

0.5393

0.6863

0.6379

2.1258



Compounded Annualised Returns NAV (%) S&P CNX Nifty (%)


1 Year

3 Years

5 Years

Since Inception

73.80

8.61

19.87

12.73

75.76

9.43

20.10

12.13

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

16303

72.59

36000

44711

14.58

60000

90961

16.65

3,24,603

3,08,028

Simply invest

41

UTI SUNDER


Tracking Error as on December 31, 2009Non-Annualised Annualised Tracking error


Over last 1 Year

Over last 3 Years

Over last 5 Years

Since Inception

Tracking Error

0.0449

0.0517

0.0483

0.0512

0.7100

0.8173

0.7635

0.8091

��


for methodology




Compounded Annualised Returns NAV (%) S&P CNX Nifty

Index (%)




1 Year

3 Years

5 Years

Since Inception

75.45

10.41

21.10

27.40

77.59

10.68

21.68

27.97

Fund Manager

Fund Size NAV per unit as on December 31 , 2009

High/ Low of NAV in the month

Minimum Investment Amount

Registrar

Load Structure


Dividend declared (Record date)

11th July, 2003 Mrs. Swati Kulkarni (B.Com, MFM [NMIMS])

Rs. 5.54 Crore Rs. 544.81

Growth Option : Rs. 544.81 / Rs. 519.12

M/s. Karvy Computershare Pvt. Ltd. 163

2.5% in October 2004 (21st October 2004)

2% in May 2005 (9th May 2005)

Authorised Participant & Other Investors : 10,000 unites in multiples of 1 unit.

Entry Load : Nil

Exit Load : Nil


To provide investment returns that, before expences, closely correspond to the performance

and yield of the basket of securities underlying the S&P CNX Nifty Index

NAV Movement of SUNDER vis-a-vis S&P CNX Nifty

Fund Positioning

UTI SUNDER is an exchange Traded Fund which replicates the S & P CNX Nifty. It is

positioned as a low cost fund with a listing on a stock exchange (National Stock

Exchange), to provide an opportunity for the investor to enter or exit on the basis of

the intra-day movements in the underlying index, rather than at the end of the day

closing prices as in case of a traditional index fund.


Reliance Industries Ltd. 68.62 12.39

Infosys Technologies Ltd. 44.45 8.03

Larsen & Toubro Ltd. 35.93 6.49

ICICI Bank Ltd 34.84 6.29

HDFC Ltd. 24.06 4.34

ITC Ltd. 23.07 4.16

HDFC Bank Ltd. 20.99 3.79

State Bank Of India 20.85 3.77

Bharti Airtel Ltd. 14.43 2.61

Oil & Natural Gas Corporation Ltd. 14.17 2.56

Bharat Heavy Electricals Ltd. 13.55 2.45

Tata Steel Ltd. 13.46 2.43

Tata Consultancy Services Ltd. 13.45 2.43

Sterlite Industries (India) Ltd. 12.43 2.24

Hindustan Unilever Ltd. 9.88 1.78

Jindal Steel & Power Ltd. 9.68 1.75

Axis Bank Ltd. 8.67 1.56

Tata Power Company Ltd. 8.07 1.46

Mahindra & Mahindra Ltd. 7.84 1.41

Tata Motors Ltd. 7.61 1.37

Maruti Suzuki India Ltd. 7.36 1.33

NTPC Ltd. 7.28 1.31

Wipro Ltd. 7.24 1.31

Hindalco Industries Ltd. 7.02 1.27

GAIL (India) Ltd. 6.63 1.20

Grasim Industries Ltd. 6.06 1.09

Cipla Ltd. 5.94 1.07

Others 86.75 15.67

Net Current Assets 13.49 2.44

Total 553.82 100.00

Equity Mkt. Val. (Rs. Lakhs) % to NAV


Launch Date

42

UTI VARIABLE INVESTMENT SCHEMEIndex Linked Plan

Fund Positioning

New Initiative Options Available

SMS: LVIS to 5676756

To get scheme details & NAV

SIP




Compounded Annualised Returns NAV

(%)

Composite

Bond Index (%)




1 Year

3 Years

5 Years

Since Inception

36.83

-0.63

5.25

9.67

BSE Sensex

(%)

81.03

8.18

21.46

27.28

3.50

6.46

5.62

5.30

Asset Allocation (% to NAV) mechanismBSE Sensex Equity* (Max) Debt ** (Max)

Upto 14,000

14,001 to 16,000

16,001 to 17,000

17,001 to 19,000

19,001 to 20,000

20,001 to 21,000

Above 21,000

20

30

40

50

60

65

70

Asset Allocation (% to NAV) as on December 31, 2009

17,464.81 58.81 41.19

* Equities comprised in the BSE Sensex (%)

* * Central Government Securities / Debt / Money Market Instruments / Cash

The Fund is positioned as a disciplined asset allocation fund. It follows a well defined

investment approach for asset allocation, with a view to provide returns across market cycles

for the long term investor. The exposure to equity and debt is predetermined upfront at

various levels of BSE Sensex.

90

80

70

60

50

45

40

SIP Returns





Investment Amount

Investment Value

Yield (%)

12000

14074

33.56

36000

37707

3.03

60000

64983

3.14


UTI VIS-ILP is an open ended scheme with the objective of providing the investors with a

product that would enable them to diversify their risks through a suitable allocation between

debt and equity asset classes and thereby generate superior risk adjusted returns through a

dynamic asset allocation process.




Registrar

Load Structure


Dividend declared (Record date Recent 3 Dividends)

22nd November, 2002 Mrs. Swati Kulkarni (B.Com, MFM [NMIMS Mum.])

Rs. 18.70 Crore Growth*/ Income : Rs. 15.92 / Rs. 11.97

*introduced w.e.f. 01.08.2005


M/s. Karvy Computershare Pvt. Ltd. Rs. 1,000/-

Subsequent Investment Amount

12% in December 2005 (1st December 2005)*

14% in December 2006 (1st December 2006)*

14% in December 2007 (20th December 2007)*

* Represents Gross Distributable Income. Actual dividend is lower to the extent of dividend tax, if any.

5,479

Entry Load : Nil

Exit Load : < 1 Year - 1%

>= 1 Year - Nil

BSE Sensex Equity* Debt **







HDFC Ltd. 57.57 3.08

ITC Ltd. 55.65 2.98


HDFC Bank Ltd. 51.88 2.77






Sterlite Industries (India) Ltd. 27.26 1.46

NTPC Ltd. 24.39 1.30

Hindustan Unilever Ltd. 24.16 1.29



Tata Motors Ltd. 19.09 1.02

Maruti Suzuki India Ltd. 18.84 1.01


Wipro Ltd. 16.67 0.89

Hero Honda Motors Ltd. 14.35 0.77


Others 69.49 3.72


Total 1869.62 100.00

Equity Mkt. Val. (Rs. Lakhs) % to NAV

43

FUNDOPEDIA (Investment Objective)Balanced Funds Category

UTI BALANCED FUND

An open-ended balanced fund investing between 40% to 75% in equity/equity related securi-

ties and the balance in debt (fixed income securities) with a view to generate regular income

together with capital appreciation.

UTI MAHILA UNIT SCHEME

To invest in a portfolio of equity/equity related securities and debt and money market

instruments with a view to generate reasonable income with moderate capital appre-

ciation. The asset allocation will be Debt : Minimum 70%, Maximum 100% Equity :

Minimum 0%, Maximum 30%.

UTI CRTS

To primarily provide regular income to unitholders pf the scheme.

UTI UNIT LINKED INSURANCE PLAN

To provide return through growth in the NAV or through dividend distribution and reinvest-

ment thereof

UTI RETIREMENT BENEFIT PENSION FUND

The objective of the scheme is to provide pension to investors particularly self-employed persons after they attain the age of 58 years, in the form of periodical cash flow upto the

extent of repurchase value of their holding through a systematic withdrawal plan

UTI CHILDREN’S CAREER BALANCED PLAN

An open-ended debt oriented fund with investment in Debt/G-Sec of minimum 60% and a

maximum of 40% in Equity. Investment can be made in the name of the children upto the age

of 15 years so as to provide them, after they attain the age 18 years, a means to receive

scholership to meet the cost of higher education and.or to help them in setting up a profes-

sion, practice or business or enabling them to set up a home or finance the cost of other

social obligation

UTI MONTHLY INCOME SCHEME

This is an open-end debt oriented scheme with no assured returns. The scheme aims at

distributing income, if any, periodically.

UTI MIS Advantage Plan

Endeavours to make periodic income distribution to unit holders through investments in fixed

income securities and equity & equity related instruments.

UTI CCP ADVANTAGE FUND

An open ended balanced fund with 70%-100% investment in Equity. Investment can be made

in the name of the children upto the age of 15 years so as to provide them, after they attain

the age of 18 years, a means to receive scholership to meet the cost of higher education and

/ or to help them in setting up a profession, practice or business or enabling them to set up a

home or finance, the cost of other social obligations.

44

UTI BALANCED FUND


An open ended balanced fund investing between 40% to 75% in equity / equity related

securities and the balance in debt (fixed income securities) with a view to generate regular

income together with capital appreciation.



*Benchmark- CRISIL Balance Fund Index has weightage of 60% to Nifty Index & 40% to

Composite Bond Index

Assuming that all payouts during the period have been reinvested in the units of the

scheme at the immediate ex-div NAV.


Compounded Annualised Returns Growth Option (%) CRISIL Balanced

Fund Index* (%)

1 Year

3 Years

5 Years

Since Inception

62.41

9.19

15.15

17.52

48.65

10.04

15.50

N A

Fund PositioningThis is a balanced fund, with an ideal mix of debt and equity. The asset allocation in the fund isdesigned to keeping in mind the necessity of providing consistent returns and maintaining abalance between debt and equity, with occasional alterations. The fund follows a balanced anddisciplined approach to asset allocation at the macro level and specific investments at the microlevel with a long -term horizon.

New Initative Options Available

SMS: LBF to 5676756

To get scheme details & NAVSIP


Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating

All figures given are provisional and unaudited

* Internal Rating

Asset Allocation Credit Profile Of Debt Industrywise Exposure (% to NAV)

� Top 10 scrips in the portfolio

Launch Date

2nd January, 1995

Head-Fixed Income & Fund Manager

Mr. Amandeep S. Chopra (B.Sc. MBA [FMS Delhi])

Fund Manager

Mr. V. Srivatsa


High/Low of NAV in the month Minimum Investment Amount

Registrar No. of Unit Holding Accounts

Rs. 1059.99 Crore Growth/Income : Rs. 72.76 / Rs. 21.91

Growth Option : Rs. 72.76 / Rs. 70.33 Growth / Income : Rs. 1,000 / 5,000

M/s. Karvy Computershare Pvt. Ltd. 10,25,958

Load Structure

Dividend declared (Record data Recent 3 Dividends)

21% in March 2007 (22nd March 2007)

22.50% in March 2008 (28th March 2008)

8.50% in April 2009 (16th April 2009)


Nil< 1 Year

>= 1 Year

1%

Nil

Govt Securities

6.35% GOI 02/01/2020 3,657.20 3.45 SOV

10.25% GOI 30/05/2021 586.82 0.55 SOV

Long Term Debt

Emaar Mgf Land Ltd. * 7,990.08 7.54 BBB+

Mahindra & Mahindra Fin.Ser.Ltd. 1,090.78 1.03 AA+

NABARD 1,050.09 0.99 AAA

Reliance Capital Ltd. 1,015.33 0.96 AAA

ONGC Videsh Ltd 999.68 0.94 AAA(SO)

Axis Bank Ltd. 508.25 0.48 AA+

Magma Fincorp Ltd. 509.17 0.48 AA

Reliance Industries Ltd. 251.18 0.24 AAA

Citibank N.A. 200.78 0.19 AA+

Rabo India Finance Ltd 83.27 0.08 AAA

Sub Total 13,698.60 12.93

Securitised Debt

Standard Chartered Bank 907.38 0.85 AAA(SO)

CP / CDs

ICICI Bank Ltd 2,411.35 2.27 PR1+

Kotak Mahindra Prime Ltd. 986.98 0.93 P1+

Sub Total 3,398.33 3.20

Equity

Infosys Technologies Ltd. 4,125.45 3.89

Reliance Industries Ltd. 4,035.04 3.81

Bharat Heavy Electricals Ltd. 3,484.79 3.29

State Bank Of India 3,063.15 2.89

Tata Consultancy Services Ltd. 3,033.43 2.86

Larsen & Toubro Ltd. 2,966.23 2.80

Axis Bank Ltd. 2,769.76 2.61

HDFC Ltd. 2,675.80 2.52

Bharat Electronics Ltd. 2,328.25 2.20

Siemens India Ltd. 2,183.81 2.06

NTPC Ltd. 2,120.85 2.00

Hindalco Industries Ltd. 2,002.82 1.89

Tata Motors Ltd. 1,965.39 1.85

Tata Steel Ltd. 1,851.36 1.75

Oil & Natural Gas Corporation Ltd. 1,790.40 1.69

Others 38,282.25 36.11

Sub Total 78,678.78 74.22

Net Current Assets 5,072.15 4.80

Total 1,05,999.27 100.00

�

�

�

�

�

�

�

�

�

�

45

UTI CCP ADVANTAGE FUND


An open ended balanced fund with 70-100% investment in Equity. Investment can be made in

the name of the children upto the age of 15 years so as to provide them, after they attain the

age of 18 years, a means to receive scholership to meet the cost of higher education and / or

help them in setting up a profession, practice or business or enabling them to set up a home or

finance, the cost of other social obligations.

Credit Profile of Debt

Fund Positioning

This is a balanced fund, with a higher weightage to equity and having a long-term horizon.

Equity Investments are made using a bottom-up approach with great care taken to ensure

that the companies invested in have the strengths required to excel in very demanding

environments. The debt portfolio is designed with the objective of providing stability of

returns to the fund.

Options Available

S I P

Asset Allocation




Compounded Annualised Returns Growth Option CRISIL Balanced Fund

Index

1 Year

Since Inception

50.65

26.76

48.65

8.35

Launch Date

30th January, 2008 Mr. Anoop Bhaskar (B.Com, MBA [Finance])







Load Structure

Entry Load : Nil

Exit Load : 4% < 1 yr

3% >= 1 yr & < 3 yrs

1% >= 3 yrs & < 5 yrs

Nil >= 5 years



Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating


Long Term Debt

Shriram Transport Finance Co.Ltd. 150.00 3.34 AA

Citicorp Finance India Ltd. 10.02 0.22 AA+

Sub Total 160.02 3.56

Equity



HDFC Ltd. 171.84 3.82



Engineers India Ltd 155.00 3.45


ITC Ltd. 143.70 3.20

Lupin Ltd. 137.09 3.05



Trent Ltd. 108.52 2.42


Shoppers Stop Ltd 96.85 2.16


Ultra Tech Cement Ltd. 82.28 1.83

IPCA Laboratories Ltd. 75.18 1.67


Bajaj Auto Ltd. 70.19 1.56

Balmer Lawrie & Co. Ltd. 68.58 1.53

Others 1,131.13 25.19

Sub Total 3,649.33 81.24


Total 4,493.01 100.00

�

�

�

�

�

�

�

�

�

�

Fund Manager

46

UTI CHILDRENS CAREER BALANCED PLAN


An open-ended debt oriented fund with investments in Debt/G-Sec of minimum 60%

and a maximum of 40% in Equity. Investment can be made in the name of the children

upto the age of 15 years so as to provide them, after they attain the age of 18 years, a

means to receive scholership to meet the cost of higher education and/or to help them

in setting up a profession, practice or business or enabling them to set up a home or

finance the cost of other social obligation.



Assuming that all payouts during the period have been reinvested in the units of the

scheme at the immediate ex-div NAV.


Compounded Annualised Returns Growth Option (%) CRISIL Debt Hybrid

(60:40) (%)

1 Year

3 Years

5 Years

Since Inception

28.48

7.70

10.99

11.94

31.95

10.20

N A

N A


Debt Mkt Val.

(Rs. Lakh)

% to

NAV

Rating


Launch Date

12th July, 1993


Mr. Amandeep S. Chopra (B.Sc., MBA [FMS Delhi])

Fund Manager

Mr. Anoop Bhaskar (B.Com, MBA [Finance])

Fund Size


Registrar


Rs. 2773.73 Crore Rs. 15.50


M/s. Karvy Computershare Pvt. Ltd.

12,82,399

Load Structure

Bonus declared (Record date Recent 3 Bonus)

1 : 10 in March 2006 (30th March 2006)

1 : 10 in March 2007 (30th March 2007)

1 : 10 in March 2009 (26th March 2009)

Entry Load : Nil


2% >= 2 yr & < 4 yrs

1% >= 4 yrs & < 5 yrs

Nil >= 5 years

NAV per unit as on December 31, 2009



SMS: LCCP to 5676756


Fund Positioning

UTI CC Balanced Plan is positioned as a debt oriented balanced fund with a long term

investment horizon and aims to deliver capital appreciation. Owing to its long term

nature, emphasis will be on adjusting the asset allocation and the mix within an asset

class depending on the prevailing market conditions. The fund is ideally suited for

investors looking for stable growth with a need to fulfill the child's needs on his attaining

majority .

Asset Allocation Industrywise Exposure (% to NAV)Credit Profile of Debt

�

�

�

�

�

�

�

�

�

�

Govt Securities

Gs-8.33%- Mat-07/06/2036 6,036.00 2.18 SOV

6.35% GOI 02/01/2020 5,942.95 2.14 SOV

10.25% GOI 30/05/2021 4,694.56 1.69 SOV

7% Fertilizer Bond Mat:10.12.2022 1,803.60 0.65 SOV

GS-7.99% Govt.Stock -Mat 09.07.2017 1,540.50 0.56 SOV

Others 5,510.43 1.99

Securitised Debt

Indian Corp Loan Sec Trust-Series LXII 2,505.35 0.90 AA+(SO)

Standard Chartered Bank 1,151.85 0.41 AAA(SO)

Others 405.05 0.14

CP / CDs


ICICI Bank Ltd 4,822.69 1.74 PR1+

United Bank Of India 2,470.62 0.89 P1+

Canara Bank 1,973.57 0.71 P1+

Sub Total 14,141.40 5.10

Long Term Debt

Unitech Ltd. 18,055.00 6.51 A+

Citifinancial Consumer Finance India Ltd. 10,142.19 3.66 AA+

ICICI Bank Ltd 7,978.50 2.87 AAA

Tata Motors Ltd. 7,821.70 2.82 AA+

HDFC Ltd. 6,804.87 2.45 AAA

Infrastructure Devt Fin.Co.Ltd 5,681.45 2.05 AAA

Rural Electrification Corporation Ltd. 5,117.48 1.84 AAA

Indian Hotels Company Ltd. 4,963.80 1.79 AA+

Infrastructure Leasing & Fin.Ser.Lt 4,576.40 1.65 AAA

Power Finance Corp. Ltd. 3,116.85 1.12 AAA

Others 29,389.88 10.59

Sub Total 103,648.12 37.35

Equity


Axis Bank Ltd. 7,898.06 2.85

HDFC Ltd. 6,421.92 2.32

Tata Steel Ltd. 5,559.30 2.00

Infosys Technologies Ltd. 4,914.62 1.77


MRF Ltd. 4,208.16 1.52


Wyeth Ltd. 3,419.91 1.23

Tata Motors Ltd. 3,368.04 1.21

Union Bank Of India 3,331.43 1.20

Motherson Sumi System Ltd. 3,300.12 1.19

Grasim Industries Ltd. 2,970.06 1.07

Aventis Pharma Ltd 2,548.58 0.92

Jindal Steel & Power Ltd. 2,531.88 0.91

Others 42,952.02 15.47

Sub Total 110,157.35 39.69


Total 277373.33 100.00

47

UTI UNIT LINKED INSURANCE PLAN


An open ended balanced fund with an objective of investing not more that 40% of the

funds in equity and equity related instruments and balance in debt and money market

instruments with low to medium risk profile. Investment by an individual in the scheme

is eligible for exemption under section 80C of the IT Act 1961. In addition the scheme

also offers Life Insurance and Accident Insurance cover.

Asset Allocation

Fund Positioning

UTI ULIP is positioned as a debt oriented balanced fund with a long term investment horizon

and aims to deliver capital appreciation. Owing to its long term nature, emphasis will be

on adjusting the asset allocation and the mix within an asset class depending on the

prevailing market conditions. The fund is ideally suited for investors looking for stable

growth with a horizon of 10-15 years with added benefits of Life Insurance and Accident

Cover. Tax benefits can also be used if applicable.




Compounded Annualised Returns Growth Option (%) CRISIL Debt Hybrid

(60:40) (%)

1 Year

3 Years

5 Years

Since Inception

32.59

12.61

13.88

11.12

31.95

10.20

N A

N A

Launch Date

1st October, 1971






Rs. 3093.03 Crore Rs. 18.44

Growth Option : Rs. 18.44 / Rs. 18.12 Target amount enhanced to Rs. 15,00,000/-

Minimum Target Amount Rs. 15,000/-

M/s. Karvy Computershare Pvt. Ltd. 3,86,570

Load Structure

Dividend declared (from 1996)

16.50% in July 1996

16.50% in July 1997

16.50% in July 1998

Bonus Declared (Record date Recent 3 Bonus)

Entry Load : Nil

Exit Load : 2% for premature withdrawal

Nil - On or after maturity

2 : 15 in Mar 2006 (30th March 2006)

1 : 10 in Mar 2007 (30th March 2007)

1 : 10 in Sept 2008 (30th September 2008)



Equity Mkt Val.

(Rs. lakh)

% to

NAV

All figures given are provisional and unaudited* Internal Rating


New Initative

SMS: LULIP to 5676756

To get scheme details & NAV


Options Available

SIP

Reliance Industries Ltd. 7,088.58 2.29Axis Bank Ltd. 6,429.80 2.08Bharat Heavy Electricals Ltd. 6,008.25 1.94Pfizer Ltd. 5,919.03 1.91Larsen & Toubro Ltd. 5,871.60 1.90Reliance Infrastructure Ltd. 5,733.75 1.85Tata Consultancy Services Ltd. 5,554.42 1.80Tata Tea Ltd. 5,505.14 1.78Infosys Technologies Ltd. 5,312.75 1.72Nestle India Ltd. 4,892.06 1.58State Bank Of India 4,311.10 1.39Tata Power Company Ltd. 4,313.05 1.39Punjab National Bank 4,077.90 1.32Union Bank Of India 4,094.33 1.32Crisil Ltd 3,703.73 1.20Others 50,170.45 16.23Sub Total 128,985.91 41.70Debt RatingGovt Securities8.07% GOI 15/01/2017 9,344.69 3.02 SOV10.25% GOI 30/05/2021 8,215.48 2.66 SOV6.35% GOI 02/01/2020 6,400.10 2.07 SOV06.13 GOI 04/06/2028 2,795.84 0.90 SOV7.49% GOI 16/04/2017 1,998.00 0.65 SOVOthers 2,190.19 0.71Long Term DebtEmaar Mgf Land Ltd. * 28,016.32 9.06 BBB+Unitech Ltd. 13,695.00 4.43 A+NABARD 7,289.84 2.36 AAAIndian Oil Corporation Ltd. 6,995.41 2.26 AA+Citifinan. Cons. Fin. India Ltd. 6,887.26 2.23 AA+HDFC Ltd. 6,664.62 2.15 AAAIDBI Bank Ltd. 6,045.14 1.95 AA+Shriram Transport Fin.Co.Ltd. 5,916.62 1.91 AAInfrastructure Devt Fin.Co.Ltd 4,085.95 1.32 AAAICICI Bank Ltd 3,981.86 1.29 AAAOthers 37,847.30 12.22Sub Total 127,425.32 41.18Securitised DebtStandard Chartered Bank 2,593.14 0.84 AAA(SO)Credit Asset Trust Series XVII 1,031.69 0.33 AA(SO)ICICI Bank Ltd. 672.13 0.22 AAA(SO)Indian Retail Abs Trust 75 392.66 0.13 AAA(SO)Indian Retail Abs Trust 76 392.66 0.13 AAA(SO)Others 882.90 0.29CP / CDsCentral Bank Of India 4,932.93 1.59 PR1+Bank Of India 2,472.21 0.80 P1+ICICI Bank Ltd 2,411.35 0.78 PR1+Canara Bank 1,973.57 0.64 P1+Sub Total 11,790.06 3.81Net Current Assets 4,192.33 1.36Total 3,09,303.13 100.00

�

�

�

�

�

�

�

�

�

�

48

UTI RETIREMENT BENEFIT PENSION PLAN


The Objective of the scheme is to provide pension to investors particularly self-employed

persons after they attain the age of 58 years, in the form of periodical cash flow upto the

extent of repurchase value of their holding through a systematic withdrawal plan.

Credit Profile Of DebtAsset Allocation Industrywise Exposure (% to NAV)

Fund PositioningUTI RBP is positioned as a debt oriented balanced fund with a long term investment

horizon and aims to deliver capital appreciation. Owing to its long term nature,

emphasis will be on adjusting the asset allocation and the mix within an asset class

depending on the prevailing market conditions. The fund is ideally suited for investors

looking at accumulating a sufficient and stable retirement corpus. Tax deduction of

Section 80C is an added benefit for the investors.


Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating

(1) Guaranteed by SBI Bahrain (@) Guaranteed by Tata Iron & Steel Co. Ltd.


* Internal Rating

Launch Date

26th December, 1994



Fund Manager

Mr. V. Srivatsa

Fund Size


Registrar


Rs. 604.81 Crores Rs. 21.83

Growth Option : Rs. 21.83 / Rs. 21.45 Rs. 500/- (Subject to attaining a minimum

investment of Rs. 10,000/- by the age of 52

years)


2,19,611

Load Structure

Bonus declared (Record date Recent 3 Bonus)

1 : 5 in December 2005 (23rd December 2005)

1 : 10 in March 2007 (30th March 2007)

1 : 10 in May 2009 (19th May 2009)

Entry Load : Nil


3% >= 1 yr & < 3 yrs

1% >= 3 yrs

Nil >= 5 years

No exit load for investments redeemed at maturity, i.e. 58 years of age or after 5 years

from the date of investment whichever is later.




Compounded Annualised Returns NAV (%) CRISIL Debt Hybrid(60:40) (%)

1 Year

3 Years

5 Years

Since Inception

30.14

10.51

12.39

12.06

31.95

10.20

N.A.

N.A.



Options Available

SMS: LRBP to 5676756

To get scheme details & NAVSWP Option & SIP

Options Available

Govt Securities

6.35% GOI 02/01/2020 1,371.45 2.27 SOV

11.03% GOI 18/07/2012 1,100.00 1.82 SOV

GS-8.33%- Mat-07/06/2036 503.00 0.83 SOV

Long Term Debt

Emaar Mgf Land Ltd. * 4,176.00 6.91 BBB+

Shriram Transport Finance Co.Ltd. 4,118.19 6.81 AA

Mahindra & Mahindra Fin.Ser.Ltd. 4,030.30 6.66 AA+

Exim Bank 2,543.27 4.21 AAA

IDBI Bank Ltd. 2,028.78 3.36 AA+

ICICI Bank Ltd 1,605.59 2.65 AAA

Kesoram Industries Ltd. 1,500.00 2.48 A

Cholamandalam Dbs Finance Ltd. 1,385.40 2.29 AA

NABARD 1,063.14 1.76 AAA

GE Money Financial Services Ltd. 1,014.22 1.68 AAA

Others 2,030.11 3.36

Sub Total 25,495.00 42.17

Securitised Debt


Equity


Axis Bank Ltd. 1,214.05 2.01



State Bank Of India 1,083.70 1.79




E.I.D.Parry (India) Ltd. 738.60 1.22


Asian Paints Ltd. 657.78 1.09

Container Corporation Of India Ltd 654.18 1.08

Crisil Ltd 577.79 0.96

Reliance Infrastructure Ltd. 535.89 0.89

Balmer Lawrie & Co. Ltd. 514.35 0.85

Others 10,349.84 17.08

Sub Total 23,232.86 38.40


Total 60480.88 100.00

�

�

�

�

�

�

�

�

�

�

49

UTI MAHILA UNIT SCHEME


To invest in a portfolio of equity/equity related securities and debt and money market

instruments with a view to generate reasonable income with moderate capital appreciation.

The asset allocation will be Debt : Minimum 70%, Maximum 100% Equity : Minimum 0%,

Maximum 30%.




Compounded Annualised Returns NAV (%) CRISIL Debt Hybrid

(75:25) (%)

1 Year

3 Years

5 Years

Since Inception

24.05

11.80

17.93

16.40

22.05

9.63

N A

N A

Credit Profile Of DebtAsset Allocation Industrywise Exposure (% to NAV)

Fund Positioning

This is a debt oriented balanced fund, with a conservative mix of debt and equity. The

asset allocation in the fund is designed keeping in mind the necessity of providing

consistent returns and which over a medium term holding period could be higher than

a pure income fund. The equity portfolio is constructed using a bottom-up approach.

The debt portfolio is designed with the objective of providing stability of returns to the

fund.


SMS: LMUS to 676756



Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating

(1) Guaranteed by SBI Bahrain. All figures given are provisional and unaudited

Launch Date

8th March, 2001






Rs. 173.37 Crore Rs. 38.18

Growth Option : Rs. 38.18/ Rs. 37.62 Growth / Income : Rs. 1,000 / 5,000


Load Structure

��


for methodology please refer page no. 9

Entry Load : Nil

Exit Load : 0.75% < 1 year

Nil >= 1 year


Govt Securities

7.44% Oil Mkt Cos GOI SB 2012 508.05 2.93 SOV

5.87% GOI 02/01/2010 500.00 2.88 SOV

8.28% GSEC 15/02/2032 499.60 2.88 SOV

7% Fertilizer Bond Mat:10/12/2022 450.90 2.60 SOV

Long Term Debt

Deutsche Postbank Home Finance Ltd. 2,041.85 11.78 LAA+

Bajaj Auto Finance Ltd. 2,021.29 11.66 AA+


Sundaram Finance Ltd. 511.47 2.95 AA+


IDBI Bank Ltd. 446.82 2.58 AA+

Sub Total 7,053.61 40.69

Securitised Debt

Credit Asset Trust Series XVII 412.68 2.38 AA(SO)


CP / CDs

United Bank Of India 494.11 2.85 P1+

Sub Total 494.11 2.85

Equity




E.I.D.Parry (India) Ltd. 184.65 1.07

Trent Ltd. 180.86 1.04

Wyeth Ltd. 168.75 0.97


Tube Investments Of India Ltd. 164.76 0.95





Engineers India Ltd 155.00 0.89

Mphasis Ltd 144.84 0.84

Shoppers Stop Ltd 135.59 0.78

Others 2,624.56 15.16

Sub Total 5,236.67 30.24


Total 17336.53 100.00

�

�

�

�

�

�

�

�

�

�

50

UTI CRTS


Open-ended debt oriented Income scheme with an objective of investing not more

than 30% of the funds in equity and equity related instruments and the balance in

debt and money market instruments with low to medium risk profile. The scheme

is catering to the Investment needs of Charitable, Religious and Educational Trusts

as well as Registered societies with the goal of providing regular income.

Launch Date

1st October, 1981


Mr. Amandeep S. Chopra (B.Sc., MBA (FMS Delhi)

Fund Manager

Mr. V. Srivatsa




Rs. 152.96



Load Structure


4.906% in December 2009 (11th December 2009)*

3.679% in May 2009 (19th May 2009)*

9.812% in August 2008 (29th August 2008)*

* Represents Gross Distributable Income. Actual dividend is lower to the extent dividend tax, if any.




at the immediate ex-div NAV.


Compounded Annualised Returns NAV (%) CRISIL Debt Hybrid

(75:25) (%)1 Year

3 Years

5 Years

Since Inception

27.44

11.97

14.80

13.83

22.05

9.63

N A

N A


Fund Positioning

This is a debt oriented balanced fund, with a conservative tilt and a medium term horizon.

The scheme has a diversified equity portfolio primarily in large cap companies . The debt

portfolio is designed with the objective of providing stability of returns to the fund.


Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating


* Internal Rating


SMS: LCRTS to 5676756

To get scheme details & NAVSWP

Entry Load : Nil


Nil >= 1 yr

��



Asset Allocation Credit Profile of Debt


Rs. 373.62 Crore

Registrar

Govt Securities5.87% GOI 02/01/2010 500.00 1.34 SOVSecuritised DebtStandard Chartered Bank 793.49 2.12 AAA(SO)Long Term DebtTata Capital Ltd. 4,013.36 10.74 LAA+HDFC Ltd. 2,980.26 7.98 AAAEmaar Mgf Land Ltd. * 2,969.60 7.95 BBB+Shriram Transport Finance Co.Ltd. 2,593.93 6.94 AAInfrastructure Devt Finance Co.Ltd 2,070.00 5.54 AAABajaj Auto Finance Ltd. 1,517.59 4.06 AA+NABARD 1,044.50 2.80 AAAMahindra & Mahindra Fin.Ser.Ltd. 1,007.57 2.70 AA+Indian Oil Corporation Ltd. 1,004.37 2.69 AA+Kesoram Industries Ltd. 1,000.00 2.68 AReliance Industries Ltd. 969.34 2.59 AAAPower Finance Corporation Ltd. 803.18 2.15 AAARural Electrification Corporation Ltd. 511.61 1.37 AAADeutsche Postbank Home Finance Ltd. 504.03 1.35 LAA+Indian Petro Chemicals Corpn. Ltd. 111.95 0.30 AAAGE Capital Services India 100.25 0.27 AAASub Total 23,201.54 62.11EquityReliance Industries Ltd. 552.41 1.48State Bank Of India 533.17 1.43Bharat Heavy Electricals Ltd. 522.84 1.40Axis Bank Ltd. 502.98 1.35Infosys Technologies Ltd. 500.76 1.34Tata Consultancy Services Ltd. 489.88 1.31Larsen & Toubro Ltd. 476.14 1.27Oil & Natural Gas Corporation Ltd. 471.75 1.26Crisil Ltd 388.90 1.04Asian Paints Ltd. 359.44 0.96Bharti Airtel Ltd. 359.29 0.96Grasim Industries Ltd. 356.80 0.95GAIL (India) Ltd. 343.01 0.92Federal Bank Ltd. 315.54 0.84Zensar Technologies Ltd. 302.66 0.81Container Corporation Of India Ltd 294.38 0.79Mahindra & Mahindra Ltd. 266.52 0.71E.I.D.Parry (India) Ltd. 258.51 0.69Wyeth Ltd. 250.14 0.67Sundaram Fasteners Ltd. 250.65 0.67Others 3,242.64 8.71Sub Total 11,038.41 29.56Net Current Assets 1,828.39 4.87Total 37,361.83 100.00

�

�

�

�

�

�

�

�

�

�

51

UTI MONTHLY INCOME SCHEME

Investment ObjectiveAn Open ended debt oriented fund investing a minimum of 85% in debt and G-Sec and a

maximum of 15% in equity instruments. the fund aims to distribute income periodically.

Best suited to the investors who are looking for regular income with relatively low levels

of risk appetite. also suitable to meet the requirements of corporate and institutional

investor with surplus funds.

Asset Allocation

Fund PositioningUTI MIS is ideally suited for investors looking for income over a horizon of over 1 year. Emphasis

will be on preserving capital and paying out income under the income option. Hence a more

conservative style of management of the funds will be adopted. The fund will aim to be low on

volatility and consistency in generating returns. Equity component capped at 15% with a higher

weightage to Large Cap stocks.

Options Available

SIP & SWP


Equity Mkt Val.

(Rs. lakh)

% to

NAV







Past performance may or may not be sustained in future.

Compounded Annualised Returns Growth

Plan (%)

CRISIL MIP

Blended Index (%)

1 Year

3 Years

5 Years

Since Inception

17.90

9.98

9.47

8.69

12.99

7.78

8.34

8.98

Launch Date

12th September, 2002



Fund Manager

Mr. V. Srivatsa


High/Low of NAV in the month Registrar


Rs. 170.42 Crore Growth : Rs. 18.38

Income : Rs. 12.12

Growth Option : Rs. 18.38 / Rs. 18.20 M/s. Karvy Computershare Pvt. Ltd.

19,015

Load Structure


0.60% in October 2009 (30th October 2009)

0.60% in November 2009 (30th November 2009)

0.60% in December 2009 (31st December 2009)


Income Option Rs. 10,000/-SWP Monthly Rs. 30,000/-SWP Quarteraly Rs. 20,000/-Growth Option Rs. 1,000/-


Nil

Nil

< 1 Year 1.00%

>= 1 Year Nil

��



�

�

�

�

�

�

�

�

�

�





NTPC Ltd. 164.96 0.97


Lupin Ltd. 154.78 0.91


ACC Ltd 148.32 0.87

Bharat Electronics Ltd. 135.87 0.80


Union Bank Of India 113.58 0.67



Siemens India Ltd. 93.18 0.55

Others 72.09 0.42

Sub Total 2,380.72 13.97

Debt Rating

Govt Securities

11.83% GOI 12/11/2014 586.33 3.44 SOV

Long Term Debt



Deutsche Postbank Home Finance Ltd. 1,512.10 8.87 LAA+

HDFC Ltd. 1,066.06 6.26 AAA


Mahindra & Mahindra Fin.Ser.Ltd. 545.39 3.20 AA+

NABARD 525.04 3.08 AAA


Reliance Capital Ltd. 507.67 2.98 AAA

Rabo India Finance Ltd 489.21 2.87 AAA

Sub Total 9,259.47 54.35

Securitised Debt


Credit Asset Trust Series XVII 412.68 2.42 AA(SO)

ICICI Bank Ltd. 25.36 0.15 AAA(SO)

CP / CDs

United Bank Of India 494.11 2.90 P1+

Sub Total 494.11 2.90


Total 17041.67 100.00

52

UTI MIS - ADVANTAGE PLAN


Endeavours to make periodic income distribution to unitholders through investments

in fixed income securities and equity & equity related instruments.




Compounded Annualised Returns NAV Growth

Option (%)

CRISIL MIP

Blended Index (%)

1 Year

3 Years

5 Years

Since Inception

Credit Profile Of Debt

Fund Positioning

The UTI MIS-Advantage is positioned as a monthly income scheme aiming to generate

regular income with a slightly higher risk return profile . The fund follows a bottom up

approach for the equity portfolio. Debt portfolio objective to generate regular income

and provide capital preservation.

Options Available

S I P

Launch Date

16th December, 2003






Rs. 225.41 Crore Growth/Income : Rs. 18.83 / RS. 13.24

Growth Option : Rs. 18.83 / Rs. 18.66 Monthly Dividend / Monthly Payment PLan - Rs.

25,000/-

Flexi Dividend / Growth Plan - Rs. 5,000/-


Load Structure


0.70% in October 2009 (30th October 2009)

0.70% in November 2009 (30th November 2009)


21.57

10.31

11.80

11.04

12.99

7.78

8.34

7.54



Equity Mkt Val.

(Rs. lakh)

% to

NAV


Industrywise Exposure Equity


Nil

Nil

< 1 Year 1.00%

>= 1 Year Nil




Bharat Electronics Ltd. 174.69 0.78


Lupin Ltd. 165.84 0.74





Others 3,292.86 14.58

Sub Total 5,029.50 22.30

Debt Rating

Long Term Debt



LIC Housing Finance Ltd. 1,006.22 4.46 AAA

Tata Capital Ltd. 1,003.34 4.45 LAA+

ONGC Videsh Ltd 999.68 4.43 AAA(SO)


Citifinancial Consumer Finance India Ltd. 514.89 2.28 AA+

Deutsche Postbank Home Finance Ltd. 510.46 2.26 LAA+

Bajaj Auto Finance Ltd. 505.86 2.24 AA+

Mahindra & Mahindra Fin.Ser.Ltd. 502.85 2.23 AA+

Reliance Industries Ltd. 484.67 2.15 AAA

Syndicate Bank 447.48 1.99 AA+

ICICI Bank Ltd 401.45 1.78 AAA

Sub Total 9,576.99 42.47

CP / CDs

United Bank Of India 1,482.32 6.58 P1+

Kotak Mahindra Prime Ltd. 1,480.46 6.57 P1+

Canara Bank 986.78 4.38 P1+

Sub Total 3,949.56 17.53


Total 22540.78 100.00

�

�

�

�

�

�

�

�

�

�

53

FUNDOPEDIA (Investment Objective)Income & Liquid Funds Category

UTI LIQUID FUND - SHORT TERM PLAN

The scheme seeks to generate stedy & reasonable income with low risk & high level of liquid-

ity from a portfolio of money market securities & high quality debt.

UTI G-SEC INVESTMENT PLAN - STP

An open-ended Gilt-fund with the objective to invest only in Central Government securi-

ties including call money, treasury bills and repos of varying maturities with a view to

generate credit risk free return. While selecting the maturity profile of the investment in

government securities the need for maximisation of the return and meeting of the li-

quidity requirements of the scheme is kept in view.

UTI G-SEC SHORT TERM PLAN

An open-end Gilt-Fund with the objective to invest only in Central Government securities

including call money, treasury bills and repos of varying maturities with a view to

generate credit risk free return with a stated objective of maintaining the average

maturity of the portfolio at less than 3 years.

UTI GILT ADVANTAGE FUND

To generate credit rick-free return through investments in sovereign securities issued

by the Central and / or a state Government.

UTI BOND FUND

Open-end 100% pure debt fund, which invests in rated corporate debt papers and gov-

ernment securities with relatively low risk and easy liquidity.

UTI TREASURY ADVANTAGE FUND

It aims to generate attractive returns consistent with capital preservation and liquidity

UTI FLOTING RATE FUND

To generate regular income through investment in a portfolio comprising substantially of

floting rate debt / money market instruments and fixed rate debt / money market instru-

ments.

UTI MONEY MARKET FUND

An open-ended pure debt liquid plan, seeking to provide highest possible current income, by

investing in a diversified portfolio of short-term money market securities.

UTI LIQUID FUND CASH PLAN

The scheme seeks to generate stedy & reasonable income with low risk & high level of

liquidity from a portfolio of money market securities & high quality debt.

54

UTI SHORT TERM INCOME FUND


The Scheme seeks to generate steady & reasonable income with low risk & high level of


Fund Positioning

The Short-Term Income Fund aims at to generate reasonable returns with low risk and

high liquidity from a portfolio of Money Market securities and high quality of debt. The

Fund attach importance to low credit risk and portfolio diversification. The fund intends

to maintain the average maturity of the portfolio upto 4 years.

Debt Mkt Val.

(Rs. lakh)

% to

NAV

Credit

Rating




* Annualised Returns


Period Growth* Regular (%) CRISIL Short Term

Bond Fund Index* (%)

7 Days (7 Days)

1 Month (31 Days)

3 Months (92 Days)

1 Year

3 Years

5 Years

Since Inception

4.09

1.04

8.80

9.51

8.76

7.73

7.00

4.47

2.11

5.14

6.58

8.02

7.99

6.10


Launch Date

23rd June, 2003

Fund Manager

Mr. Puneet Pal (B.Com, MBA [Finance])

Fund Size

High/Low of NAV in the month


Registrar


Rs. 108.87 Crore

Growth Option : Rs. 15.55 / Rs. 15.51

Rs. 30,000/-


875

Load Structure


Growth / Income : Rs. 15.55 / RS. 11.76

Weighted Average Maturity

0.66 Years

Entry Load : Nil

Exit Load : Nil

��Value Research Rating

for methodology


CP / CDs

Bajaj Auto Finance Ltd. 975.56 8.96 P1+

Canara Bank 494.47 4.54 P1+

Sub Total 1,470.02 13.50

NCDs

Bajaj Auto Finance Ltd. 906.65 8.33 AA+

Tata Sons Ltd. 713.73 6.56 AAA

LIC Housing Finance Ltd. 704.36 6.47 AAA

Shriram Transport Finance Co. Ltd. 320.90 2.95 AA

Rural Electrification Corporation Ltd. 62.88 0.58 AAA


Total 10887.21 100.00


55

UTI G-SEC INVESTMENT PLAN


An open-end Gilt-Fund with objective to invest only in Central Government securities

including call money, treasury bills and repos of varying maturities with a view to generate

credit risk free return. While selecting the maturity profile of the investment in government

securities the need for maximisation of the returns and meeting of the liquidity

requirements of the scheme is kept in view.

Fund Positioning

The UTI G-Sec Fund endeavors to offer stable and regular returns along with a decent capital appreciation over a period of time for those investors who invest with a long-term

horizon. The fund does not invest in state government securities and generally has a low portfolio churn.

Options Available


Launch Date

23rd August, 1999

Fund Manager






Growth Option : Rs. 21.75 / Rs. 21.59 Growth Option : Rs. 1,000/-

Income Option : Rs. 10,000/-


Load Structure


1.50% in September 2008 (30th September 2008)




2.64 Years.

Entry Load : Nil

Exit Load : Nil






Compounded Annualised Returns Growth Option (%) I-Sec LIBEX (%)

1 Year

3 Years

5 Years

Since Inception

-13.95

4.45

4.34

7.74

-8.43

8.03

7.51

N A


Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating


Govt Securities

6.90% Gesc 13/07/2019 4,739.00 25.30 SOV

364 Dt Bill Mat: 12/02/2010 2,490.27 13.29 SOV

91 D Tbill- Mat-12/02/2010 996.11 5.32 SOV

7.95% GOI 28/08/2032 120.94 0.65 SOV

Gsec-7.40% Mat-09/09/2035 41.28 0.22 SOV


Total 18733.08 100.00

56

UTI G-SEC SHORT TERM PLAN


An open-end Gilt-Fund with the objective to invest only in Central Government seurities

including call money, treasury bills and repos of varying maturities with a view to generate

credit risk free return with a stated objective of maintaining the average maturity of the

portfolio at less than 3 years.

Asset Allocation

Fund Positioning

The UTI G-Sec Fund endeavors to offer stable and regular returns along with a decent

capital appreciation over a period of time for those investors who invest with a long term

horizon. The fund does not invest in state government securities and generally has a low

portfolio churn. The UTI G-Sec STP aims at low volatility of returns by investing inshort

term gilts. The maximum average maturity of the portfolio is caped at 3 years.

Options Available


Maturity Profile






Compounded Annualised Returns Growth Option

(%)

I-Sec SIBEX

(%)

1 Year

3 Years

5 Years

Since Inception

-0.53

5.61

5.58

5.18

4.51

8.75

7.46

N A

Launch Date

24th November, 2003

Fund Manager





Rs. 73.66 Crore Growth/Income : Rs. 13.61/ Rs. 10.98

Growth Option : Rs. 13.61 / Rs. 13.58 Growth Option : Rs. 1,000/-

Income Option : Rs. 10,000/-


Load Structure



3.00% in March 2009 (30th March 2009)



1.14 Years

Entry Load : Nil

Exit Load : Nil


Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating


Govt Securities

182 D Tbill - Mat- 05/02/2010 2,491 34 SOV

7.27% GOI 03/09/2013 2,025 27 SOV

182 D Tbill - Mat- 14/05/2010 1,976 27 SOV

Net Current Assets 874 12

Total 7366.30 100.00

57

UTI GILT ADVANTAGE FUND


To generate credit risk-free return through investments in sovereign securities issued by

the Central and / or a State Government.

Fund Positioning

The UTI Gilt Advantage Fund endeavors to offer stable and regular returns along with a

decent capital appreciation over a period of time for those investors with a long term

horizon. The fund can also invest instate government securities. The Fund retains a

higher degree of flexibi lity in altering its duration even for short-term market

movements.

Options Available

S I P

Launch Date

21st January, 2002

Fund Manager





Rs. 201.18 Crore Growth/Income : Rs. 19.02/ Rs. 11.80



Load Structure


2.00% in September, 2008 (30th September, 2008)

4.00% in December, 2008 (31st December, 2008)



7.17 Yrs

Entry Load : Nil

Exit Load : Dividend & Growth Plans - Nil

PF Plan (Within 365 days) - 1%






Compounded Annualised Returns NAV Growth

Option (%)

I-Sec LIBEX

(%)

1 Year

3 Years

5 Years

Since Inception

-11.36

7.70

6.89

8.43

-8.43

8.03

7.51

N A

Asset Profile


Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating


Govt Securities

6.35% GOI 02/01/2020 6,400 32 SOV

7.02%GS 2016 17.08.2016 3,914 19 SOV

6.90% GESC 13/07/2019 1,896 9 SOV

8.24% G-SEC 15/02/2027 1,002 5 SOV

GSEC-7.40% MAT-09/09/2035 400 2 SOV

7.56% GSEC 03.11.2014 367 2 SOV

8.24% G-SEC 22/04/2018 313 2 SOV

7.95% GOI 28/08/2032 194 1 SOV

Net Current Assets 5,633 28

Total 20118.00 100.00

58

UTI BOND FUND


Open-end 100% pure debt fund, which invests in rated corporate debt papers and

government securities with relatively low risk and easy liquidity.


Fund Positioning

UTI Bond Fund is an income scheme with low volatility in returns. This is due to a

conservative positioning of the scheme with lower average maturity of its portfolio, a

higher weightage of corporate bonds and a portfolio of G-Secs, which are of medium

term duration. The scheme with its stable returns and low volatility is suitable for all

categories of investors with a medium term horizon.

Options Available

SIP & SWP

Asset Allocation




Compounded Annualised Returns Growth Plan

(%)

CRISIL Comp.

Bond Index (%)

1 Year

3 Years

5 Years

Since Inception

-5.01

6.84

6.91

11.81

3.50

6.46

5.62

NA

Launch Date

4th May, 1998

Fund Manager






Growth Option : Rs. 26.33 / Rs. 26.20 Regular Growth Option Rs. 1,000/-

Fixed Amount Withdrawal Rs. 30,000/-

Variable Withdrawal Rs. 30,000/-

Income Option Rs. 20,000/-


Load Structure

Dividend declared (Record date Recent 3 Dividends)

1.00% in March, 2009 (30th March, 2009)

1.00% in July, 2009 (21st July, 2009)



6.04 Years

Entry Load Exit Load

Nil Nil


�

�

�

�

�

�

�

�

�

�


Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating


Govt Securities

6.35% GOI 02/01/2020 5,485.80 14.49 SOV

7.99% MH SDL 2019 2,057.80 5.44 SOV

8.24% G-Sec 15/02/2027 2,003.60 5.29 SOV

7.02%GS 2016 17.08.2016 1,467.87 3.88 SOV

10.25% GOI 30/05/2021 586.82 1.55 SOV

8.20% G Sec Maturing On 15.02.2022 505.00 1.33 SOV

7% Fertilizer Bond Mat:10.12.2022 398.60 1.05 SOV

7.46% GOI 28/08/2017 321.58 0.85 SOV

7.95% GOI 28/08/2032 290.25 0.77 SOV

8.24% G-Sec 22/04/2018 208.50 0.55 SOV

07.50% G-Sec 10 Aug 2034 96.35 0.25 SOV

Long Term Debt

Tata Sons Ltd. 6,749.08 17.83 AAA

Tata Motors Ltd. 4,171.57 11.02 AA+

ONGC Videsh Ltd 2,499.21 6.60 NA


Emaar Mgf Land Ltd. 1,577.60 4.17 BBB+*

Power Grid Corporation Of India Ltd 1,057.71 2.79 AAA

HDFC Ltd. 475.05 1.25 AAA

LIC Housing Finance Ltd. 301.87 0.80 AAA

Tata Capital Ltd. 20.50 0.06 NA

Sub Total 18,464.40 48.78

Securitised Debt



Total 37859.67 100.00

59

UTI TREASURY ADVANTAGE FUND


It aims to generate attractive returns consistent with capital preservation and liquidity.

Asset Allocation

Fund Positioning

The UTI Treasury Advantage Fund is positioned to benefit from its flexibility to

dynamically alter its asset allocation between Gilts and Corporate Bonds and maintains

a higher percentage of AAA securities or equivalent and liquid gilts.


SMS: LLPS to 5676756



Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating

**Central Govt. guaranteeAll figures given are provisional and unaudited

Launch Date

12th July, 1999

Fund Manager





Rs. 21860.94 Crore Growth Option : Rs. 2314.72

Annual Dividend Plan Option : Rs. 1243.76

Growth Option : Rs. 2314.72 / Rs. 2307.95 Rs. 1,00,000/-


Load Structure


145 Days

Entry Load : Nil

Exit Load : Nil





Plan (%)

CRISIL Liquid

Fund Index (%)

1 Year

3 Years

5 Years

Since Inception

5.27

7.39

6.31

8.34

4.86

6.94

6.28

N A


CARE AAAf

by CARE

Credit Risk Rating mfAAA

by ICRA

Highest credit quality rating

assigned by ICRA to Debt Funds

CRISIL~CPR 2

Ultra Short Term Debt Scheme

for methodology


Govt Securities364d T Bill Mat-02/07/2010 12,240.36 0.56 SOV6.20% GOI 03/02/2010 2,504.75 0.11 SOV182 D Tbill - Mat- 14/05/2010 523.03 0.02 SOV182 Day Tbill Mat -22.01.2010 436.73 0.02 SOVNCDsHDFC Ltd. 19,252.89 0.88 AAAFood Corporation Of India 10,065.10 0.46 AAA(SO)Reliance Capital Ltd. 10,021.05 0.46 AAAOrient Paper & Inds. Ltd. 5,018.85 0.23 A1+Tata Sons Ltd. 3,860.46 0.18 AAAIndian Railways Fin Corpn Ltd. 1,007.32 0.05 AAAPower Grid Corporation Of India Ltd 757.22 0.04 AAASundaram Finance Ltd. 515.00 0.02 AA+Exim Bank 500.34 0.02 AAATata Capital Ltd. 10.39 0.00 LAA+Securitised DebtCorporate Debt Trust 2009-10 Series 1 40,084.29 1.83 AAA(SO)BPCL Loan Securitisation Trust Series 68 29,870.13 1.37 AAA(SO)Ioc Loan Securitisation Trust Series 69 14,987.79 0.68 AAA(SO)STFCL Loan Securitisation Trust Series 67 9,926.17 0.45 AA(SO)Credit Asset Trust Series LXX 9,841.77 0.45 AAA(SO)Century Loan Securitisation Trust Series 73 7,557.29 0.34 AAA(SO)Indian Corp Loan Sec Trust-Series LXII 5,010.70 0.23 AA+(SO)Disa Trust Ii 2009 5,044.51 0.23 AAA(SO)CPCL Loan Securitisation Trust Series 75 5,064.32 0.23 AAA(SO)Credit Asset Trust Series LXXII 5,019.76 0.22 AAA(SO)CP / CDsCanara Bank 247,197.16 11.29 P1+Central Bank Of India 245,599.36 11.24 PR1+Vijaya Bank 188,981.74 8.63 PR1+IDBI Bank Ltd. 155,113.82 7.10 A1+HDFC Ltd. 115,342.92 5.27 A1+Andhra Bank 105,980.85 4.85 PR1+Yes Bank Ltd. 93,418.78 4.28 A1+Oriental Bank Of Commerce 73,193.75 3.35 P1+Union Bank Of India 72,455.86 3.32 A1+ICICI Bank Ltd 58,572.71 2.67 A1+Allahabad Bank 49,239.91 2.26 A1+Dena Bank 48,014.28 2.20 P1+UCO Bank 36,711.16 1.68 P1+Axis Bank Ltd. 31,920.07 1.47 P1+Kotak Mahindra Bank Ltd. 29,155.37 1.33 P1+ONGC Videsh Ltd 27,469.50 1.26 P1+(SO)United Bank Of India 24,695.10 1.13 A1+L & T Finance Ltd. 21,974.10 1.01 PR1+Exim Bank 19,931.60 0.91 P1+Federal Bank Ltd. 19,387.53 0.89 P1+HDFC Bank Ltd. 17,340.37 0.79 PR1+Sundaram Finance Ltd. 14,752.74 0.68 P1+Syndicate Bank 14,841.49 0.68 PR1+Indus Ind Bank Ltd. 14,794.62 0.68 P1+Indian Oil Corporation Ltd. 14,851.74 0.68 P1+Rashtriya Ispat Nigam Ltd. 14,923.35 0.68 P1+National Housing Bank 12,437.48 0.57 AAAReliance Industries Ltd. 12,398.12 0.57 P1+Kotak Mahindra Prime Ltd. 12,593.18 0.57 P1+Gujarat State Fert.& Chemicals Ltd. 9,904.32 0.45 PR1+Bank Of Maharashtra 9,797.83 0.45 A1+Reliance Capital Ltd. 9,671.19 0.44 P1+ICICI Home Finance 9,579.05 0.44 A1+ICICI Securities Primary Dealership Ltd. 5,942.47 0.27 P1+Bank Of India 4,953.35 0.23 P1+Shree Renuka Sugars Ltd 4,373.07 0.20 A1+Small Indst. Dev. Bank Of India 3,414.63 0.16 PR1+Gruh Finance Limited 2,477.38 0.11 P1+Jammu & Kashmir Bank Ltd. 2,446.63 0.11 P1+Kesoram Industries Ltd. 1,425.76 0.07 PR1+Sub Total 1,857,274.33 84.97FRBsICICI Bank Ltd 15,009.85 0.69 AAAPower Finance Corporation Ltd. 7,523.74 0.35 AAATata Sons Ltd. 5,001.65 0.23 AAAAxis Bank Ltd. 4,411.18 0.20 AA+LIC Housing Finance Ltd. 2,970.14 0.14 AAAShriram Transport Finance Co.Ltd. 2,360.00 0.11 AAIDBI Bank Ltd. 2,383.08 0.11 AA+Union Bank Of India 2,432.37 0.11 AAANet Current Assets 87,607.79 4.01Total 2186094.36 100.00

�

�

�

�

�

�

�

�

�

�

60

UTI FLOATING RATE FUND


To generate regular income through investment in a portfolio comprising substantially

of floting rate debt / money market instruments and fixed rate debt / money market

instruments

Fund Positioning

The UTI Floating Rate Fund aims at generating regular income through investment in a

portfolio comprising substantially of floating rate debt / money market instruments,

fixed debt. This fund also offers a moderate level of defense against volatile debt

markets.

Credit Profile Of Debt

Asset Allocation


Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating






Plan (%)

CRISIL Liquid

Fund Index (%)

7 Days (7 Days)

1 Month (31 Days)

3 Months (92 Days)

1 Year

3 Years

5 Years

Since Inception

4.27

4.12

4.28

5.95

7.32

6.86

6.43

3.04

2.75

2.66

4.86

6.95

6.28

5.80

Launch Date

29th August, 2003

Fund Manager



Mr. Manish Joshi (M.Sc., MFM [Finance])


Load Structure

High/Low of NAV in the month Weighted Average Maturity

Rs. 2118.61 Crore Growth Option : Rs. 1484.92

Weekly Dividend Option : Rs. 1055.12

Entry Load : Nil

Exit Load : 0.75% if redeemed on or before 3 days

from the date of acceptance.

w.e.f. Oct 7, 2009.

Growth Option : Rs. 1484.92 / Rs. 1479.89 135 days



Rs. 5,000/-

Registrar


15,506

Credit Risk Rating mfAAA

by ICRA

Highest credit quality rating




for methodology


��ICRA AWARDS

Open-ended Floating Rate Fund Scheme

1 year performance


AAA(ind)

by FITCH

�

�

�

�

�

�

�

�

�

�

FRBs

Axis Bank Ltd. 2,467.24 1.17 AA+

LIC Housing Finance Ltd. 1,999.96 0.94 AAA

HDFC Ltd. 1,875.68 0.89 AAA



NCDs

Kesoram Industries Ltd. 8,000.00 3.78 AAA

Kotak Mahindra Prime Ltd. 3,851.55 1.82 AAA

Kotak Mahindra Prime Ltd. 2,539.99 1.20 AA

HDFC Ltd. 2,501.34 1.18 AAA


Mahindra & Mahindra Fin. Ser. Ltd. 40.33 0.02 AA-

Rural Electrification Corporation Ltd. 31.44 0.01 AAA

Securitised Debt

Corporate Debt Trust 2009-10 Series 1 9,416.70 4.44 AAA(SO)

IOC Loan Securitisation Trust Series 69 4,892.74 2.31 F1+ (SO)

Century Loan Securitisation Trust Series 73 2,429.57 1.15 P1+ (SO)

Clss 2 Trust 2010 68.49 0.03 P1+ (SO)

CP / CDs

IDBI Bank Ltd. 26,964.88 12.73 A1+

Federal Bank Ltd. 19,400.26 9.15 P1+

Yes Bank Ltd. 17,195.73 8.11 A1+

Canara Bank 14,292.35 6.74 P1+

HDFC Ltd. 12,252.23 5.78 A1+

ICICI Bank Ltd 9,618.60 4.53 A1+

Indian Oil Corporation Ltd. 7,576.42 3.58 P1+

National Housing Bank 7,064.43 3.33 AAA

United Bank Of India 4,938.98 2.33 A1+

NABARD 4,896.36 2.31 AAA

Central Bank Of India 4,873.37 2.30 PR1+

Reliance Capital Ltd. 4,372.88 2.06 A1+

ONGC Videsh Ltd 4,237.13 2.00 P1+ (SO)

ING Vysya Bank Limited. 2,470.71 1.17 P1+

Century Enka Ltd. 2,475.57 1.17 P1+

Punjab & Sind Bank 2,469.60 1.17 A1+


Oriental Bank Of Commerce 2,406.88 1.14 P1+

ICICI Home Finance 2,394.76 1.13 A1+

L & T Finance Ltd. 2,285.15 1.08 PR1+(SO)

Gruh Finance Limited 2,192.41 1.03 P1+

IDBI Home Finance Ltd 1,997.60 0.94 A1+

Kesoram Industries Ltd. 1,478.04 0.70 PR1+

Sundaram Finance Ltd. 1,284.03 0.61 P1+

Rural Electrification Corporation Ltd. 67.51 0.03 PR1+


Total 211,860.79 100.00

61

UTI MONEY MARKET FUND


An open-ended pure debt liquid plan, seeking to provide highest possible current

income, by investing in a diversified portfolio of short-term money market

securities.

Credit Portfolio

Asset Allocation

Mkt Val

(Rs. Lakhs)


Fund Positioning

The UTI Money Market Fund is positioned as a low-risk, low-volatility fund which aims

at offering reasonable returns to investors looking to park short-term surpluses. The

fund attaches importance to low credit risk, portfolio diversification and stability of

returns. As per SEBI guidelines, w.e.f 1st May 09, fund can invest in/ purchase debt

and money market securities with maturity of upto 91 days.

��ICRA AWARDS

Open-ended liquid Scheme

3 year performance




page no. 9

AAA(ind)

by FITCH

CRISIL~CPR 1

Liquid Scheme

for methodology


�

�

�

�

�

�

�

�

�

�


Debt % to

NAV

Rating


CP / CDs

Allahabad Bank 23,199.26 21.13 P1+

Canara Bank 12,394.84 11.29 P1+

Small Indst. Dev. Bank Of India 9,931.06 9.04 PR1+

Kotak Mahindra Bank Ltd. 7,448.00 6.78 P1+



Atlas Copco (India) Ltd. 2,498.41 2.27 P1+

Gruh Finance Limited 2,477.38 2.26 P1+

Century Textiles & Industries Ltd. 1,980.47 1.80 F1+(Ind)

HDFC Bank Ltd. 997.32 0.91 PR1+

IDBI Bank Ltd. 910.37 0.83 A1+

Marico Ltd. 891.67 0.81 P1+

National Housing Bank 498.53 0.45 AAA

ONGC Videsh Ltd 179.74 0.16 P1+(SO)

FRBs



NCDs

Mahindra & Mahindra Fin.Ser.Ltd. 5,000.00 4.55 P1+


Securitised Debt

CPCL Loan Securitisation Trust Series 75 4,912.14 4.47 P1+ (SO)

Short Term Deposits

Bank Of India 2,500.00 2.28 STD


Total 109827.12 100.00

Launch Date

23rd April, 1997

Fund Manager




Fund Size


High/Low of NAV in the month

Minimum Investment Amount Registrar


Rs. 1098.27 Crore

Growth / Income : Rs. 2548.44 / Rs. 1850.07

Growth Option :

Rs. 2548.44 / Rs.2541.01

43 Days

Load Structure

Rs. 10,000/- M/s. Karvy Computershare Pvt. Ltd.

13,201 Entry Load : Nil

Exit Load : Nil




*Annualised Returns


Compounded Annualised Returns Growth*Regular (%)

CRISIL LiquidFund Index (%)

7 Days

1 Month

3 Months

1 Year

3 Years

5 Years

Since Inception

3.31

3.56

3.73

5.39

7.29

6.79

7.64

3.04

2.75

2.66

4.86

6.95

6.28

N A

62

UTI LIQUID FUND CASH PLAN


The Scheme seeks to generate steady & reasonable income with low risk & high level of


Launch Date

23rd June, 2003



Co-Fund Manager




Rs. 5010.96 Crore Growth : Rs. 1477.76

Income (Retail Option) : Rs 1053.82

Retail : Rs. 1,00,000/-

Institutional : 1,00,00,000/-


2,665

Asset Allocation

Credit Profile

Fund PositioningThe UTI Liquid Cash Plan is positioned as a low-risk, low-volatility fund which aims at

offering reasonable returns to investors looking to park short-term surpluses. The fund

attaches importance to low credit risk, portfolio diversification and stability of returns.

As per SEBI guidelines, w.e.f 1st May 09, fund can invest in/ purchase debt and money

market securities with maturity of upto 91 days.

Registrar


Load Structure

Entry Load : Nil

Exit Load : Nil



*Annualised Returns


Period Growth Regular* (%) CRISIL Liquid Fund Index (%)

7 Days (7 Days)

1 Month (31 Days)

3 Months (92 Days)

1 Year

3 Years

5 Years

Since Inception

3.75

3.90

4.04

5.39

7.36

6.89

6.89

3.04

2.75

2.66

4.86

6.95

6.28

5.87


Credit Risk Rating mfA1+

by ICRA

Highest credit quality rating Short Term




page no. 9

AAA(ind)

by FITCH

CRISIL~CPR 1

Liquid Scheme

for methodology



50 Days


Debt Mkt Val.

(Rs. lakh)

% to

NAV

Rating


CP / CDs


HDFC Bank Ltd. 43,857.12 8.75 PR1+

Allahabad Bank 36,085.61 7.20 P1+

Canara Bank 32,273.05 6.43 P1+

ICICI Securities Primary Dealership Ltd. 19,966.01 3.99 P1+

Small Indst. Dev. Bank Of India 19,927.37 3.97 PR1+

Gujarat State Fert.& Chemicals Ltd. 19,443.78 3.88 PR1+

ONGC Videsh Ltd 12,157.40 2.43 P1+(SO)

Kotak Mahindra Bank Ltd. 10,470.80 2.09 P1+

Union Bank Of India 9,908.29 1.98 A1+


Barclays Bank 6,444.39 1.29 P1+

IDBI Bank Ltd. 5,454.20 1.09 A1+

UCO Bank 4,958.56 0.99 P1+

Federal Bank Ltd. 4,962.37 0.99 P1+

National Housing Bank 3,154.05 0.63 AAA

Apollo Tyres Ltd. 2,481.24 0.50 P1+

Reliance Capital Ltd. 2,488.32 0.50 A1+

Marico Ltd. 1,994.30 0.40 P1+

Vijaya Bank 990.45 0.20 PR1+

Bajaj Auto Finance Ltd. 991.44 0.20 P1+

IDBI Home Finance Ltd 597.00 0.12 A1+

Sundaram Finance Ltd. 98.77 0.02 P1+

FRBs

Axis Bank Ltd. 5,943.76 1.19 AA+

Kotak Mahindra Bank Ltd. 3,884.01 0.78 AA+

HDFC Ltd. 2,566.74 0.51 AAA


NCDs

Infrastructure Leasing & Fin.Ser.Lt 7,500.00 1.50 F1+

Canbank Factors Ltd. 5,000.00 1.00 P1+

Tata Communications Ltd. 5,000.00 1.00 PR1+

IL & FS Financial Services Ltd. 5,000.00 1.00 PR1+

Mahindra & Mahindra Fin.Ser.Ltd. 5,000.00 1.00 P1+



Securitised Debt

BPCL Loan Securitisation Trust Series 68 9,763.01 1.95 P1+ (SO)

Clss 2 Trust 2010 4,910.72 0.98 A1+ (SO)

India Loan Securitisation Series 7 Trust 2008 1,966.76 0.39 AAA(SO)

India Loan Securitisation Series 10 Trust 2008 1,686.48 0.34 AAA(SO)

Corporate Debt Trust 2008 - 09 Series 16 104.34 0.02 AAA(SO)

Short Term Deposits

Bank Of India 5,000.00 1.00 STD


Total 501096.36 100.00

�

�

�

�

�

�

�

�

�

�

63

DIVIDEND/BONUS HISTORY

UTI Mid Cap Fund - Dividend Declared (Record Date)

10% in October 2004 (25th October 2004)30% in August 2006 (18th August 2006)20% in June 2009 (15th June 2009)

UTI Master Plus - Dividend Declared (Record Date)

12% in June, 1999 (30th June 1999)15% in November, 2000 (11th November 2000)12% in February, 2002 (8th February 2002)10% in July, 2003 (7th July 2003)30% in August 2004 (2nd August 2004)50% in November, 2005 (28th November 2005)80% in December, 2006 (8th December 2006)20% in January, 2009 (9th January 2009)

UTI Equity Fund - Dividend Declared (Record Date)

12% in October, 1996 (1st October 1996)15% in March, 2000 (31st March 2000)30% in February, 2004 (13th February 2004)20% in June, 2005 (9th June 2005)20% in July, 2006 (19th July 2006)10% in April, 2009 (16th April 2009)

UTI Wealth Builder Fund - Series II - Dividend Declared (Record Date)

8% in April, 2009 (16th April 2009)8% in May, 2009 (27th May 2009)

UTI Infrastructure Fund - Dividend Declared (Record Date)

12% in March, 2005 (10th March 2005)20% in September, 2005 (15th September 2005)30% in July, 2006 (3rd July 2006)35% in June, 2007 (22nd June 2007)15% in July, 2009 (31st July 2009)

UTI Dividend Yield Fund - Dividend Declared (Record Date)

7% in October, 2005 (27th October 2005)7% in February, 2006 (27th February 2006)6% in August, 2006 (2nd August 2006)8% in December, 2006 (1st December 2006)7% in March, 2007 (2nd March 2007)8% in June, 2007 (8th June 2007)8% in September, 2007 (17th September 2007)8% in January 2008, (23rd January, 2008)7% in May 2008, (09th May,2008)4% in May 2009, (29th May, 2009)5% in July 2009, (24th July,2009)5% in November 2009, (13th November, 2009)

UTI Services Industries Fund - Dividend Declared (Record Date)

20% in January 2001 (28th January 2001)50% in January 2004 (30th January 2004)20% in December 2004 (24th December 2004)101% in February 2006 (8th February 2006)101% in March 2007 (16th March 2007)17.50% in October 2008 (6th October 2008)20.00% in November 2009 (27th November 2009)

UTI Master Value Fund - Dividend Declared (Record Date)

10% in April 2003 (21st April 2003)30% in July 2003 (18th July 2003)100% in December 2003 (26th December 2003)100% in February 2005 (7th February 2005)100% in March 2006 (1st March 2006)14% in December 2008 (1st December 2008)20% in June 2009 (15th June 2009)

UTI MNC - Dividend Declared (Record Date)

20% in March, 2000 (21st March 2000)30% in December, 2004 (24th December 2004)50% in December, 2005 (12th December 2005)30% in May 2007 (25th May 2007)25% in July 2008 (28th July 2008)

UTI Opportunities - Dividend Declared (Record Date)

15% in July, 2006 (3rd July, 2006)17% in June, 2007 (29th June, 2007)18% in July, 2008 (1st July, 2008)10% in July, 2009 (10th July 2009)

UTI Banking Sector Fund - Dividend Declared (Record Date)

25% in September 2005 (22nd September 2005)35% in May 2007 (23rd May 2007)22% in September 2009 (4th September 2009)

UTI Pharma & Healthcare Fund - Dividend Declared (Record Date)

25% in November 2004 (10th November 2004)25% in January 2006 (10th January 2006)15% in August 2008 (26th August 2008)

UTI Equity Tax Saving Plan - Dividend Declared (Record Date)

12% in March 2001 (11th March 2001)40% in January 2004 (20th January 2004)20% in November 2004 (29th November 2004)40% in September 2005 (15th September 2005)60% in February 2006 (23rd February 2006)20% in January 2007 (16th January 2007)35% in February 2008 (04th February, 2008)15% in December 2009 (29th December, 2009)

UTI MEPUS - Dividend Declared (Record Date)

15% in December 2003 (5th December 2003)10% in November 2004 (22nd November 2004)15% in February 2006 (13th February 2006)15% in April 2007 (17th April 2007)15% in April 2009 (6th April 2009)

UTI SPREAD - Dividend Declared (Record Date)

8% in February 2008 (19th February 2008)8% in March 2009 (6th March 2009)

UTI Sunder - Dividend Declared (Record Date)

2.5% in October 2004 (21st October 2004)2% in May 2005 (9th May 2005)

UTI Variable Investment Scheme - Dividend Declared (Record Date)

12% in December 2003 (5th December 2003)12% in December 2004 (1st December 2004)*12% in December 2005 (1st December 2005)*14% in December 2006 (1st December 2006)*14% in December 2007 (20th December 2007)*

* Represents Gross Distributable Income. Actual Dividend is lower to the extent of dividend tax, if any.

UTI Transportation & Logistics Fund - Dividend Declared (Record Date)

20% in June 2009 (15th June 2009)15% in December 2009 (29th December 2009)

UTI Wealth Builder Fund - Series I - Dividend Declared (Record Date)

8% in June, 2009 (8th June 2009)

UTI Leadership Equity Fund - Dividend Declared (Record Date)

10% in September 2009 (1st September 2009)

UTI Top 100 - Dividend Declared (Record Date)

10% in July 2009 (14th July 2009)

Bonus declared : 1:1 in June 2009

UTI Mastershare - Dividend / Bonus Declared (Record Date)

8% in June, 1987 (01st June 1987)13% in June, 1988 (01st June 1988)18% in June, 1989 (01st June 1989)18% in June, 1990 (01st June 1990)18% in June, 1991 (01st June 1991)18% in June, 1992 (01st June 1992)18% in December, 1993 (01st December 1993)20% in July, 1994 (31st July 1994)16% in June, 1995 (01st June 1995)16% in September, 1996 (02nd September 1996)16% in September, 1997 (01st September 1997)16% in September, 1998 (01st September 1998)16% in September, 1999 (01st September 1999)16% in May, 2000 (20th May 2000)10% in October, 2001 (20th October 2001)10% in October, 2002 (15th October 2002)14% in September, 2003 (26th September 2003)20% in September, 2004 (30th September 2004)25% in October, 2005 (20th October 2005)30% in November, 2006 (13th November 2006)35% in November, 2007 (07th November 2007)22% in October, 2008 (23rd October 2008)27% in October, 2009 (30th October 2009)

Rights offer : 1:2 in January 1989: 1:1 in December 1993

Bonus declared : 1:2 in August 1991: 1:3 in December 1993: 1:5 in September 1995

64

DIVIDEND/BONUS HISTORY

UTI G-Sec Short Term Plan - Dividend declared

2005 Re 0.15 10.4099/Rs.10 March 28, 2005

2005 Re 0.20 10.3480/Rs.10 September 26, 2005

2006 Re 0.25 10.59/Rs.10 March 27, 2006

2006 Re 0.225 10.65/Rs.10 September 29, 2006

2007 Re 0.25 10.7471/Rs.10 March 30, 2007

2007 Re 0.2750 10.8159/Rs.10 September 28, 2007

2008 Re 0.2750 10.8738/Rs.10 March 28, 2008

2008 Re. 0.225 10.8499/Rs.10 September 30, 2008

2009 Re. 0.30 11.2318/Rs. 10 March 30, 2009

2009 Re. 0.05 10.9160/Rs. 10 September 30, 2009

Year Dividend per unit NAV (Cum Div)/Face Value Record Date

UTI Gilt Advantage Fund - Dividend declared

4% in September, 2003 (15th September 2003)

2% in December, 2003 (15th December 2003)

0.75% in March , 2005 (28th March 2005)

1.5% in September,2005 (26th September 2005)

2.50% in March, 2006 (27th March 2006)


1.50% in March, 2007 (30th March 2007)

2.25% in September, 2007 (28th September 2007)

3.50% in March, 2008 (28th March 2008)


4.00% in December, 2008 (31st December 2008)


UTI Bond Fund - Dividend declared (Recent 10 dividends)

Year Dividend/Bonus NAV (Cum. Div.)/FV Date

2006 Re. 0.15* Rs. 11.00/Rs.10 29/09/2006

2006 Re. 0.15* Rs. 10.99/Rs.10 29/12/2006

2007 Re. 0.05* Rs. 10.893/Rs.10 30/03/2007

2007 Re. 0.125* Rs. 11.0135/Rs.10 29/06/2007

2007 Re. 0. 20* Rs. 11.2373/Rs.10 28/09/2007

2007 Re. 0.20* Rs. 11.3459/Rs.10 31/12/2007

2008 Re. 0.225* Rs. 11.2037/Rs.10 28/03/2008

2008 Re. 0.10* Rs. 10.8981/Rs.10 30/06/2008

2008 Re. 0.40* Rs. 12.7149/Rs.10 31/12/2008

2009 Re. 0.10* Rs. 11.1692/Rs.10 30/03/2009

2009 Re. 0.10* Rs. 11.4366/Rs.10 21/07/2009

2009 Re. 0.125* Rs. 11.3210/Rs.10 30/09/2009


UTI Monthly Income Scheme - Dividend declared (Recent 10 Dividends)

Month Amount per unit NAV (Cum. Div.) Record DateMar-09 Re. 0.060* Rs. 10.9301 30/03/2009

Apr-09 Re. 0.060* Rs. 11.2613 30/04/2009

May-09 Re. 0.060* Rs. 11.5746 29/05/2009

Jun-09 Re. 0.060* Rs. 11.5998 30/06/2009

Jul-09 Re. 0.060* Rs. 11.8178 31/07/2009

Aug-09 Re. 0.060* Rs. 11.7279 31/08/2009

Sep-09 Re. 0.060* Rs. 11.8615 29/09/2009

Oct-09 Re. 0.060* Rs. 11.8655 30/10/2009

Nov-09 Re. 0.060* Rs. 12.0580 30/11/2009

Dec-09 Re. 0.060* Rs. 12.1176 31/12/2009


UTI G-Sec Fund Investment Plan - Dividend Declared (Recent 10 Dividends)

Income distributed till date per unit on face value

Year Dividend per unit NAV (Cum Div)/Face Value Record Date2004# Re 0.08* 11.3068/Rs.10 September 27, 20042005# Re 0.08* 11.3309/Rs.10 March 28, 20052005# Re 0.10* 11.2782/Rs.10 September 26, 20052006 Re 0.20* 11.4687/Rs.10 March 27, 20062006 Re 0.225* 11.5608/Rs.10 September 29, 20062007 Re 0.1250* 11.5006/Rs.10 March 30, 20072007 Re 0.2750* 11.7208/Rs.10 September 28, 20072008 Re 0.375* 10.8336/Rs.10 March 28, 20082008 Re. 0.150* 10.4443/Rs.10 September 30, 20082008 Re. 0.300* 12.6949/Rs.10 December 31, 20082009 Re. 0.05* 10.4699/Rs.10 September 30, 2009

* On a reduced Face Value of Rs. 10

# Represents Gross Distributable Income. Actual dividend is lower to the extent of dividend tax, if any.

UTI RBPF - Dividend / Bonus Declared (Record Date)

11.50% in June 2000 (27th June 2000)10.00% in June 2003 (26th June 2001)1 : 4 in October 2003 (24th October 2003)1.5 : 10 in October 2004 (29th October 2004)1 :5 in December 2005 (23rd December2005)1 :10 in March 2007 (30th March 2007)1 :10 in May 2009 (19th May 2009)

16.50% in July 199616.50% in July 199716.50% in July 1998

UTI ULIP - Dividend / Bonus declared (Record Date)

1 : 10 in Dec. 2002 (19th December 2002)1 : 10 in Jun 2003 ( 30th June 2003)1 : 10 in Feb. 2004 (4th February 2004)2 :15 in Dec. 2004 (31st December 2004)2 :15 in Mar 2006 (30th March 2006)1 :10 in Mar 2007 (30th March 2007)1:10 in Sept 2008 (30th September 2008)

UTI CRTS - Dividend Declared (Record Date)

2.00% in December 2002 (13th December 2002)2.00% in April 2003 (9th April 2003)2.00% in June 2003 (30th June 2003)2.00% in September 200 (8th September 2003)2.00% in November 2003 (10th November 2003)2.00% in January 2004 (12th January 2004)2.00% in April 2004 (3rd May 2004)*2.42% in November2004 (24th November2004)*2.42% in December2004 (28th December2004)*2.42% in February 2005 (14th February 2005)*2.42% in March 2005 (8th March 2005)*2.45% in May 2005 (13th May 2005)*2.45% in July 2005 (7th July 2005)*2.45% in September 2005 (12th September 2005)*4.90% in December 2005 (18th December 2005)*6.125% in April 2006 (12th April 2006)*6.125% in October 2006 (18th October 2006)*4.91% in May 2007 (29th May2007)*6.133% in November 2007 (12th November 2007)*9.812% in August 2008 (29th August 2008)*3.679% in May 2009 (19th May 2009)*4.906% in December 2009 (11th December 2009)*

UTI Children’s Career Plan (Balanced) - Bonus Declared (Record Date)

1.5 : 10 in October 19940.425 : 10 in October 19951.4 : 10 in October 19961.2 : 10 in October 19971.2 : 10 in October 19982 : 10 in July 2002 (19th July 2002)1 : 10 in July 2003 (31st July 2003)2.5 : 10 in March 2004 (30th March 2004)1 : 10 in March 2005 (31st March 2005)1 : 10 in March 2006 (30th March 2006)1 : 10 in March 2007 (30th March 2007)1 : 10 in March 2009 (26th March 2009)

UTI Balanced Fund - Dividend History

Year Dividend per unit NAV(Cum Div)/FV Date

1996 Rs. 13.50 Rs. 112.51/Rs. 100 30/06/19961997 Rs. 12.50 Rs. 113.31/Rs. 100 21/05/19971998 Rs. 13.50 Rs. 117.13/Rs. 100 24/06/19981999 Rs. 13.50 Rs. 128.25/Rs. 100 23/06/19992000 Rs. 15.00 Rs. 208.71/Rs. 100 29/03/20002000 Rs. 11.25 Rs. 168.19/Rs. 100 29/06/20002001 Rs. 10.00 Rs. 143.29/Rs. 100 22/01/20012001 Rs. 3.50 Rs. 121.75/Rs. 100 29/06/20012002 Rs. 1.20 Rs. 13.48/Rs. 10 18/07/20022003 Rs. 1.00 Rs. 13.94/Rs. 10 25/07/20032004 Rs. 2.80 Rs. 17.03/Rs. 10 18/03/20042005 Rs. 1.80 Rs. 17.56/Rs. 10 17/03/20052006 Rs. 1.80 Rs. 21.51/Rs. 10 22/03/20062007 Rs. 2.10 Rs. 20.82/Rs. 10 22/03/20072008 Rs. 2.25 Rs. 22.00/Rs. 10 28/03/20082009 Rs. 0.85 Rs. 15.44/Rs. 10 16/04/2009

Month Dividend (Re. per Unit) NAV (Cum Div) Record Date

UTI MIS - Advantage Plan - Dividend declared (Recent 10 Dividends)

Feb-09 Re. 0.07* Rs. 11.5035 27/02/2009

Mar-09 Re. 0.07* Rs. 11.4805 30/03/2009

Apr-09 Re. 0.07* Rs. 12.0047 30/04/2009

May-09 Re. 0.07* Rs. 12.6847 29/05/2009

Jun-09 Re. 0.07* Rs. 12.7344 30/06/2009

Jul-09 Re. 0.07* Rs. 12.9368 31/07/2009

Aug-09 Re. 0.07* Rs. 12.8780 31/08/2009

Sep-09 Re. 0.07* Rs. 13.0786 29/09/2009

Oct-09 Re. 0.07* Rs. 12.9544 30/10/2009

Nov-09 Re. 0.07* Rs. 13.1682 30/11/2009

Dec-09 Re. 0.07* Rs. 13.2389 31/12/2009


UTI Janusry 2010 - Morningstar, Inc.

Documents

Transcript of UTI Janusry 2010 - Morningstar, Inc.