Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute...

11
Department of Veterans Affairs Journal of Rehabilitation Research and Development Vol . 34 No . 4, October 1997 Pages 394-404 Use of chiropractic manipulation in lumbar rehabilitation John J. Triano, MA, DC ; Marion McGregor, DC, MSc ; Dennis R . Skogsbergh, DC Texas Back Institute, Plano, TX 75093 ; Institute for Spine and Biomedical Research, Plano, TX 75093 ; National College of Chiropractic, Lombard, IL 60148 Abstract The beneficial effects of manipulation in relieving symptoms and enhancing spinal flexibility can be a valuable tool in the transition of persons with low back pain into lumbar rehabilitation programs . Manipulation may hasten their entry into active care, or permit them to complete programs that might otherwise be interrupted by symptomatic recurrence. Manipulation science and technical procedures are reviewed as a basis to help understand the utility of properly integrated chi- ropractic manipulation strategies. Key words : hack pain, chiropractic, manipulation, rehabilita- tion. INTRODUCTION Rehabilitation of the lumbar spine is a complex process that bridges both physical and emotional factors underlying chronic, recurrent, and postsurgical low back and leg pain complaints . To understand the appropriate context for the use of chiropractic manipulation during rehabilitation, it is useful to examine the aims of the treat- ment plan as a whole . A brief review of manipulation sci- Address all correspondence and requests for reprints to : John J. Triano, MA, DC, Texas Back Institute, 6300 W. Parker Road, Plano, TX 75093 ; email: jjtriano@aol .com . ence and procedures gives a rationale for appropriate integration into a rehabilitation treatment plan. The successful treatment plan must account for the constellation of factors (Table 1) that define the clinical status of the client when rehabilitation therapy begins (1,2) . The principal aim of treatment is to address the physical deconditioning that arises from injury and relat- ed activity intolerance . Secondarily, rehabilitation offers a means to address residual symptoms fostered by incom- plete clinical recovery during the acute care phase of treatment . The specific goals include increased function, reduction of pain levels, and enhanced quality of life ; ide- ally, by promoting a rapid return to a work-ready or preinjury status (3) . Desirable clinical benefits include individual self-reliance and decreasing dependence on caregivers . The activity of rehabilitation must strike a balance apropriate to the severity of injury and the fitness of the person, versus the pace and intensity of executing the treatment plan. Notably, experience and recent research suggest that appropriately used spinal manipulation can be an effec- tive means of aiding persons with low back and leg pain in transition from passive to active care . Manipulation also serves to control symptoms arising from the occa- sional exacerbations and related musculoskeletal injuries that arise during the course of therapy . The discussion to 394

Transcript of Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute...

Page 1: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

Department ofVeterans Affairs

Journal of Rehabilitation Research andDevelopment Vol . 34 No. 4, October 1997Pages 394-404

Use of chiropractic manipulation in lumbar rehabilitation

John J. Triano, MA, DC ; Marion McGregor, DC, MSc ; Dennis R . Skogsbergh, DCTexas Back Institute, Plano, TX 75093 ; Institute for Spine and Biomedical Research, Plano, TX 75093; NationalCollege of Chiropractic, Lombard, IL 60148

Abstract The beneficial effects of manipulation in relievingsymptoms and enhancing spinal flexibility can be a valuabletool in the transition of persons with low back pain into lumbarrehabilitation programs . Manipulation may hasten their entryinto active care, or permit them to complete programs thatmight otherwise be interrupted by symptomatic recurrence.Manipulation science and technical procedures are reviewed asa basis to help understand the utility of properly integrated chi-ropractic manipulation strategies.

Key words : hack pain, chiropractic, manipulation, rehabilita-tion.

INTRODUCTION

Rehabilitation of the lumbar spine is a complexprocess that bridges both physical and emotional factorsunderlying chronic, recurrent, and postsurgical low backand leg pain complaints . To understand the appropriatecontext for the use of chiropractic manipulation duringrehabilitation, it is useful to examine the aims of the treat-ment plan as a whole . A brief review of manipulation sci-

Address all correspondence and requests for reprints to : John J. Triano, MA,DC, Texas Back Institute, 6300 W. Parker Road, Plano, TX 75093 ; email:jjtriano@aol .com .

ence and procedures gives a rationale for appropriateintegration into a rehabilitation treatment plan.

The successful treatment plan must account for theconstellation of factors (Table 1) that define the clinicalstatus of the client when rehabilitation therapy begins(1,2) . The principal aim of treatment is to address thephysical deconditioning that arises from injury and relat-ed activity intolerance . Secondarily, rehabilitation offersa means to address residual symptoms fostered by incom-plete clinical recovery during the acute care phase oftreatment . The specific goals include increased function,reduction of pain levels, and enhanced quality of life ; ide-ally, by promoting a rapid return to a work-ready orpreinjury status (3) . Desirable clinical benefits includeindividual self-reliance and decreasing dependence oncaregivers . The activity of rehabilitation must strike abalance apropriate to the severity of injury and the fitnessof the person, versus the pace and intensity of executingthe treatment plan.

Notably, experience and recent research suggest thatappropriately used spinal manipulation can be an effec-tive means of aiding persons with low back and leg painin transition from passive to active care . Manipulationalso serves to control symptoms arising from the occa-sional exacerbations and related musculoskeletal injuriesthat arise during the course of therapy. The discussion to

394

Page 2: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

395

TRIANO et al . Chiropractic anipa®tat®on

Table LFactors that define a person's clinical status.

Physicial Factors

Psychosocial Factors

Age and gender

Health-related habitsCo-morbid illness

Cultural/family influencesPrincipal diagnosis

Attitudes/preferencesCondition severity

Emotional/vocational/social functionClinical stability

Financial status

follow will review the scientific evidence and draw uponpractical experience to consider the ways in which chiro-practic manipulation can be useful in low back pain(LBP) rehabilitation.

METHODS

Science of ManipulationManipulation joins a host of accepted treatment

methods within health care for which the mechanisms ofaction are poorly understood . The analgesic and anti-inflammatory drug acetylsalicylic acid was used for yearsbased upon study of its clinical effects before prosta-glandin research offered clues as to its biochemical inter-actions . The cause of the euphoric effects of the popularantidepressant, amitriptyline, remains obscure (4).Similarly, the means of producing the beneficial effectsobserved in controlled clinical trials on manipulation ofthe spine are uncertain.

The favorable clinical outcomes from chiropracticmanipulation involving pain relief, increased functioning,and client satisfaction have now been confirmed in anumber of studies . Three rigorous literature syntheseshave made similar conclusions with respect to acuteepisodes of LBP (5-7) . Seven publications of results withchronic LBP found favorable responses on at least oneoutcome parameter (8-14) . Triano et al . (13) have per-formed a rigorous randomized clinical trial of personswith chronic LPP. Substantial benefits in pain reductionand functional improvement were observed using a 2-week program of manipulation on a near-daily basis.Meade et al . (11) conducted a long-term pragmatic studycontrasting chiropractic manipulation with hospital-basedmanual physical therapy . Their data suggest that thosetreated with a limited series of chiropractic manipulationmethods received 29 percent greater relief and long-termsatisfaction at a 3-year follow-up . A common observationfrom both of these studies is the persistence of clinical

improvement even when a successful treatmenthas been completed.

While no randomized trials for radicular pain (der-matomal distribution of limb pain consistent with a nerveroot) currently exist, favorable observational data havebeen reported by Cassidy et al . (15) . Over 50 percent ofpersons with symptoms lasting longer than 6 monthswere improved using a 2-week course of chiropracticmanipulation.

Evidence of manipulation effects is seen throughenhanced range of motion, specific to the side of the pro-cedure, following treatment (16-18) . A number ofhypotheses have been expressed to account for this,including release of incarcerated synovial tags (invagina-tions of the synovial membrane similar to plica of theknee joint) along the spine (19), lengthening of soft tissue(20,21), relaxation of intrinsic spinal muscle hypertonici-ty (20,21), and disruption of fibrous adhesions secondaryto chronic inflammation (19,20,22).

Palliative effects on pain levels have been reportedto occur immediately in many chronic clients (13).Speculated neurobiologic mechanisms include reducedstimulation of joint receptors (21) and release of endor-phins (23,24) . No substantive data are available to sup-port or refute them . Physiologic activity of circulatingfactors involving substance-P has been recorded ; it showscharacteristics of threshold effects and specific biologicalresponses from manipulation of the spine . Such changesexceeded placebo effects from cutaneous stimulation,introduction of comparable forces into the gluteal mass,or manipulation of the ankle joint (25-27).

Regardless of the details of the underlying mecha-nism, the clinical benefits from manipulation, appropri-ately applied, may be an asset during lumbarrehabilitation . Pain and disability, experienced forextended periods, facilitates chronicity (28-31) . Effortsto rehabilitate such persons are complicated by their fearof movement that reinforces deconditioning in a circularpattern. The demonstrated effects of manipulation torelieve symptoms and enhance flexibility can serve as avehicle to encourage confidence in the safety of move-ment . This may be valuable both for those being transi-tioned into rehabilitation programs from passive care, andfor those who have experienced an exacerbation or newinjury during the course of their rehabilitation . In ourexperience, manipulation on a limited basis has permittedpeople to complete programs when symptomatic recur-rence would have caused delay in progress, or abandon-ment of the treatment plan .

Page 3: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

396

Journal of Rehabilitation Research and Development Vol . 34 No . 4 1997

Skill in ManipulationThe selection of manipulative procedures and of

those who should receive them requires attention to thedetails of tissue morphology, underlying pathology orprior surgery, and the functional limitations at both theregional and intersegmental level . Absent pathology con-traindicating manipulation, local kinematics and discom-fort associated with provocative testing of thesymptomatic area should be assessed. Limitations inactive, assisted, and resisted range of motion, joint com-pression, local joint tenderness, and passive flexibilitymaneuvers (end-feel characteristics, joint play estimates,and over-pressure testing), suggest the site to which treat-ment is directed. Used collectively, they form a validbasis for discerning healthy from unhealthy clients'.

Provocative joint preloading is accomplished bypositioning the individual for the candidate procedure andusing graded, subthreshold forces in the direction of theintended thrust . Those who respond with sharp pain,reproduction of symptoms, or rigid muscular guarding,are poorly matched with the treatment method . These pro-cedures are the biomechanical analogues of orthopedicmaneuvers, like the straight leg raise or Nafzigger's test,designed to elicit involvement of the neural elements.

As the local and regional mechanical idiosyncrasiesare appreciated, procedures can be modified to accountfor anatomical and pathologic peculiarities and the sever-ity of symptoms affecting client tolerance. Treatmentmodification is exercised through manipulation controlstrategies, tempered by the training and experience of theprovider.

Control strategies consist of systematic effort tomanage each element contributing to the effective load-ing of the spinal motion segment . In practical terms, thefactors that can be directly and indirectly controlled arelisted in Table 2 (32 '13).

The determinants of successful administration ofmanipulation are local changes in pain, muscle tension,and flexibility . As these intenulediate outcomes accrueover the course of therapy, the clinical effectiveness oftreatment can be defined . Increased flexibility withreduced symptoms facilitates the rehabilitation process.

There continues to be some controversy over the ter-minology used to describe manipulation procedures . Forthe purposes of this discussion, the evidence-based defi-nition adopted by the Agency for Health Care Policy andResearch (AHCPR) will be used (3) . Their considerations

'Triano JJ, McGregor M, Doyne M, et al . Validation of manual diagnostic pro-cedures . Spine (in revision) .

Table 2.Control parameters for spinal manipulation.

Client postureStaticDynamic

Preload amplitudeLoad directionLoad peak amplitudeLoad impulse rateLoad duration

focused on thrusting procedures commonly characterizedby high velocity, low amplitude (HVLA) applications ofload by the manipulator. These represent the most com-mon class of chiropractic manipulation procedures, ascan be ascertained by their broad distribution in trainingcurricula in contrast to other forms . Beyond definition,the 1994 AHCPR report has limited value in the discus-sion of manipulation in rehabilitation as a result of itsself-imposed constraint limiting the conclusions of thepanels to acute, adult LBP episodes . Spinal manipulationincludes many different techniques and may involve pre-liminary preparation of the joint and its surrounding tis-sues, using stretching, assisted motion, and othermethods . Loads, both forces and moments, are applied tothe joint, and it is moved to its end range of voluntarymotion. An impulse load is then applied . Figure 1 showsthe biomechanical factors leading to the resultant loadthat passes through the spine at the level of interest (39).The effective load is the summation of forces applied bythe operator, with the inertial forces generated by themotion of body segments, and the internally generatedtensions from client muscle reactions (38,44).

In general, loading of the spine of the client by theoperator can be administered from an initial static pos-ture, or during motion of the client through a preset range.Positions are chosen to facilitate the manipulation proce-dure by minimizing the coupling of segment components,by opening the joint to its unpacked state (22,45,46), andby modifying the relative amplitude of the load compo-nents to the targeted section . The effect of posture on thetransmitted load components (Figure 2) has been deter-mined experimentally (41) . Selection of initial static ordynamic conditions provides control over the inertialloading effects that are contributed by the major bodysegments (pelvis and lower body vs. trunk and upperbody). Preloading of the spine in combination with theinitial posture and load direction narrows the regionthrough which the peak loads are transmitted . Variation

Page 4: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

397

TRIANO et al . Chiropractic Manipulation

Figure 1.

The resultant load passing through the spine is an algebraic sum of theapplied manipulation loads, inertial loads from movements of thebody segments above and below the target level, and the internal mus-cle tension .

A wide variety of procedures is available and theoperator must be facile with a number of options for eachclinical circumstance, particularly when comorbidity offunction and structure exists . The skill of the operator isbelieved to be a function both of training and experience.Recent evidence suggests that proficiency is not transfer-able betwe_ procedures even for the same region, butrequires pc_ ,tct practice for adequate administration(39) . The skill levels of providers can be assessed both bybiomechanical and skill-rating systems (43,47) . Figure 3

Transmitted

Spine Loads

Body SegmentAccelerations

Muscle

TensionApplied

Loads

Moments

L S PA F R LB

190 Degree

n 35 Degree

Figure 2.Effects of changing pelvic position during a lateral recumbent lumbarmanipulation (Figure 9) on the typical forces (left) and moments(right) that are transmitted . Ninety degrees pelvic orientation perpen-dicular to the support surface; 35° : pelvic orientation rotated 35° fromthe support surface ; L : forces directed left-to-right ; S : forces directedtoward the head ; PA: forces directed from posterior to anterior ; F:flexion, R : Rotation, LB : Lateral Bending moments .

o Ins —Novice — ExpertA

of the rate of impulse loading influences the local defor-mation or displacement of body segments . Finally, theduration of preload and peak load time, coupled with ver-bal instruction, are used to influence the state of relax-ation of the musculature. Undesirable muscle action cangenerate internal tension loads and moments that mayconfound the treatment effort .

Figure 3.Measured differences in magnitudes for typical manipulations per-formed by a peer-rated expert versus a novice using the same HVLAprocedure . Forces transmitted through the spine of the client undercontrolled conditions were recorded by a specially constructed table,instrumented to provide high fidelity in recording applied loads.Amplitude, duration, and slope show the principal comparisons .

Page 5: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

398

Journal of Rehabilitation Research and Development Vol . 34 No . 4 1997

demonstrates the types of technical differences observedbetween expert and novice practitioners (43).

The level of skill is not inconsequential . While thereported incidence of complications from manipulationof the lumbar spine is quite small (48), the loads that canbe transmitted are significant . In biomechanical terms,computer modeling of the effects of transmitted loads canbe estimated (49) . An equivalent task is comparable to a5 ft 7 in male, weighing 1701b, holding a 20 lb weight atwaist level, and assuming an asymmetrical posture of 20°rotation with 20° of forward flexion.

Types of ProceduresTechniques of manipulation may be categorized in a

number of different ways and often are grouped by termsthat are arbitrary, reflecting the preference of the primarydeveloper. While many hypothetical biological effectshave been discussed in the literature, the evidence isrestricted mainly to questions of clinical effectivenessand biomechanical loading effects, limiting this discus-sion to that of applications . For these purposes, categories(Table 3) will be logically consistent with the parametersof the control strategies as have been described.

Obviously, the spine bears forces and moments underall circumstances. Nachemson (50) was one of the first toshow that the size of the loading effects is highly variableand dependent upon the person's posture and externalapplications . A reference posture, for example, uprightstanding in the anatomical position, may be used as a basisfor classifying procedures based on biomechanical effects.

Table 3.Examples of procedure types.

Unloaded spinal motionContinuous passive motion

Prone recumbent flexion/extensionLateral recumbent side-bending

Manual flexion/distractionProne recumbent flexionProne recumbent flexion with side-bending

Manipulative proceduresStatic high velocity, low amplitude thrusting (HVLA)

Prone recumbent thrustingProne recumbent cam-driven drop mechanismsLateral recumbent, coupled posturesUpright seated rotational maneuvers

Dynamic motion assisted HVLAProne recumbent thrustingProne recumbent cam-driven drop mechanismsLateral recumbent, coupled postures

Unloading of the spine may be defined when the effects ofupright posture and external loads are reduced . Forinstance, unloading occurs when people participate inaquatic therapy, or when spinal motion is induced inrecumbency by movement of the support surface.

In keeping with the clinical objectives to reducesymptoms and enhance function of the spine, the rate andamplitude of spinal loads that can be induced extend overa broad continuum. Low amplitude loads and slow speedmotions, sometimes referred to by the separate descrip-tors of manual mobilization or continuous passivemotion, are often selected as maneuvers preparatory tomore aggressive procedures under unloaded or loadedconditions . When warranted by condition severity orclient intolerance, they may constitute the total interven-tion of a given treatment session.

The unloaded spine is moved through a radius ofsymptom tolerance to encourage joint flexibility andreduce muscle tension (Figures 4 and 5) . Action isfocused at the level of interest principally through clientpositioning (Figures 6 and 7) ; HVLA chiropractic meth-ods then may be introduced. Procedure selection is madebased on the existing regional and intersegmental motionrestrictions, client tolerance during provocation testing,and provider preference and skill . The fundamental pur-pose is to restore normal function of the motion segment,reducing stressful biomechanical loads and related symp-toms and allowing the affected tissues to begin a healingprocess.

Motion-assisted methods offer additional inertialloading of the spine by controlled movement of the lower

Figure 4.Prone recumbent, unloaded spinal flexion induced by a continuouspassive motion controlled for speed, range, and axis of spinal rotation.The abdominal support may be released to accomodate lumbar lordo-sis as may be desired.

Page 6: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

399

TRIANO et al . Chiropractic Manipulation

Figure 5.Manual flexion-distraction procedure loading the spine with auxiliarypressure . Motions may be unloaded and in multiple directions includ-ing circumduction .

Figure 7.Continuous passive motion focusing on lumbopelvic flexion . Lateralbending may be induced separately, or in combination with the motionshown.

Figure 6.Continuous passive motion in left lateral recumbency with left lateralbending . Flexion or extension of the spine may be induced separatelyor in combination with the position shown.

body. They enhance the applied HVLA components . Iflinked with motions consonant with the direction of theprocedure, the transmitted loads are increased . This mayhelp offset the difficulties caused by the mass of largerindividuals when static initial positions are used.Conversely, timing of the HVLA in opposition to themotion, may subtract from the applied loads. Pronerecumbent thrusting positions rely upon initial client pos-ture to optimize the desired joint movement . Cam-drivendrop mechanisms (Figure 8) allow the operator to reach

Figure 8.Cam-driven drop procedure applied to the lumbopelvic junction froma static initial position . A preset threshold of force trips a 0 .63 to 1 .59cm drop of the pelvic support surface, as controlled by the predeter-mined settings of the cam mechanism.

a threshold of applied load on one side of the joint beforethe support falls a constant amount (0 .63–1 .59 cm).Mechanically, at the joint level, this results in a sequenceof static shearing preload, release, and high-rate impulseloading arising from the fall of the body mass of the clientand the net thrust effort of the operator. Lateral recum-bent procedures, perhaps, are the most complex (Figure9) . They peonit the coupling of motions in all threeplanes for both static and dynamic applications . Upright

Page 7: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

400

Journal of Rehabilitation Research and Development Vol . 34 No. 4 1997

Figure 9.A lateral recumbent lumbar manipulation can be applied with or with-out rotation and left or right lateral bending initial postures . Themanipulation may be administered from a static starting position or inphase with a controlled passive motion induced by the table.

seated procedures (Figure 10) are limited in applicationto circumstances where flexion of the lumbar spine as aninitial posture is desirable . Coupling of three-dimension-al motions is again permitted . These procedures also takeadvantage of the inertial loads induced from the motionof the upper body during the administration of the proce-dure itself.

Transition from Passive CareIn terms of client experience with manipulation

treatment, there are two entry paths to rehabilitation:chronic complaints with treatment plans that include amanipulation component and those that do not . By defin-ition, manipulation is a form of passive care where theresponsibility for recovery is vested in the care giver.Anyone presenting with risk factors of chronicity (Table4) should be moved promptly to an active care programof rehabilitation. For cases that have not adequatelyresolved their complaints when manipulation has beenthe primary treatment approach, a rapid transition shouldoccur. Beginning with functional assessment and settingof treatment goals consistent with the lifestyle and worktasks of the client, the onset of rehabilitation usually isassociated with a quick decline in the frequency ofmanipulation. An overlap interval of up to 2 weeks maybe useful for those with psychosocial overlay, to helpencourage their acceptance and confidence in the newtreatment strategy .

Figure 10.Seated lumbar procedure may invoke rotation, flexion, extension, orlateral bending under pre-load by the body weight of the individual.

If manipulation has not been performed, and appro-priate clinical findings are present, a short term of careshould be offered (21,46) . Clinical benefits shouldbecome apparent within 2 weeks at a rate of 2 to 5 ses-sions per week (19,51,52) . It is common practice to incor-porate recommendations for the client to perform simpleflexibility and isometric exercises at home as a means tomaintain the gains made through the manipulation . Ifnonresponsive to manipulation, the person should beassessed functionally and moved directly into an activerehabilitation program (53) . On the other hand, favorableresults lead to continued care at a rate of from 1 to 3 ses-sions per week (51) until maximum therapeutic benefit is

Page 8: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

401

TRIANO et al . Chiropractic Manipulation

Table 4.Risk factors for chronicity.

Somatic pain, non-responsive for 2-3 weeksAnxiety or apprehensionFamily disruptionJob dissatisfactionHeavy therapeutic or recreational drug usePersistent limitations in activity

achieved, generally within 3 months . After the initial trialtherapy period of from 2 to 6 weeks, rehabilitation maybe added to the treatment plan as needed.

The last alternative use of manipulation in rehabili-tation serves to control symptoms that occasionally arisefrom aggravation or new injury associated with theincreased stress and exertions of the program . Thesecomplaints should be assessed as a new presenting com-plaint with appropriate diagnostic intervention as needed.Treatment follows the course of an acute disorder withspecial attention to the psychosocial and motivationalfactors . Passive care, then, focuses on the minimum nec-essary to empower the client to remain in the rehabilita-tion program.

Discopathy and RadiculopathyPersons with central axis pain and with peripheral

manifestations in the buttocks or leg may have diseaseaffecting the intervertebral disc . Likely, this is the mostcontroversial group of clients to be treated with manipu-lation (3,15) . Cases exhibiting progressive neurologicfindings or evidence of cauda equina syndrome shouldnot be submitted to treatment with manipulation methods.The remainder, however, may well benefit (54,55).Triano et al. have recently shown immediate reduction inseverity for both back and leg pain complaints in a smallgroup of persons with chronic pain with positiveprovocative discography (55).

Suspected disc disease may be prepared for manipu-lation through the use of continuous passive motion(Figure 4) or manual flexion-distraction (Figure 5).Motion bias, the posture or direction of motion thatrelieves symptoms, can be determined through use ofprovocative maneuvers . They are informative for clientpositioning, the direction of movement used in prepara-tion, and for modifying the manipulation to accommodatethe idiosyncrasies of the disc lesion . Posteriorly directeddiscs that do not affect neural components may respond toeither unloaded flexion or extension maneuvers, as maybe assisted by unlocking the abdominal support to affect

lordosis . The individual motion bias must be assessed . Ifthere is direct mechanical irritation of the neural elements,flexion usually is not beneficial. As symptoms arerelieved, HVLA procedures may be administered . Theprincipal effort is to encourage motion that opens thecanal or lateral recess and reduces facetal pressure. Loaddirection, amplitude, and timing are varied according tothe desired biomechanical effects and individual toleranceto provocative testing. Generally, these types of cases aremore complex and require more intensive therapy, withtreatment as often as five times per week.

Facet DisordersTwo types of facet disorders can be described in the

lower back . The first is a simple posterior joint (facet)syndrome characterized by pain on extension and withjoint compression (15,56,57) . The second is the posteriorjoint syndrome complicated by lumbar instability (15).

The simple facet syndrome is believed to arise frommechanical derangement or instability (15), where inap-propriate loading of these joints may occur during normalactivities of daily living . Pain may be located centrallyover the spine with scleratogeneous radiation into thebuttock and lower limb . Pain is present on palpation overthe articulations, with decreased range of motion andincreased pain with low back extension and joint com-pression . Simple tasks like rolling over in bed may wakenthe person with pain . Manipulation for simple facet syn-drome is designed to open the facet joints, restore motion,relax associated hypertonicity of the muscles, and allowjoint irritation to subside.

Facet syndromes may be a complication of unstablesegments (15) . Treatment is not directed to the hypermo-bile motion segment, but rather to adjacent areas thatshow clinical signs of limited intersegmental flexibility(15) . Modified procedures are selectively applied to thejoints that are painful . Relief of the mechanical stress onthe facet is signaled by symptomatic reduction . Regionalstabilization exercises may be used as a part of the reha-bilitation treatment plan to form a muscular corset thatwill encourage stable motion . The prognosis in thesecases is less favorable than in the simple facet syndrome(15) as may be expected from the nature of the comorbidconditions . Manipulation should be used sparingly andselectively in the management of these cases.

Sacroiliac SyndromeBiomechanically, the sacroiliac (SI) joint is complex

and incompletely understood. Historical controversy over

Page 9: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

402

Journal of Rehabilitation Research and Development Vol 34 No, 4 1997

this joint as a pain generator has been soothed throughrecent studies using diagnostic and therapeutic injections(58-62) . The diarthroidal function of the joint takes placeat the level of the second and third sacral segment (63) . Itis an atypical synovial joint with a well innervated jointcapsule (64). The motion of the adult joint shows com-plex tri-axial component interaction between the rightand left sides (65) . During gait, the sacroiliac motionexhibits a unilateral anterior joint opening and contralat-eral closing . Clinically, the open joint is most often foundon the side of the leg that is striding forward.Biomechanical studies have shown that the side of thepelvis that opens during a step, however, may be idiosyn-cratic (65) . For the purpose of clinical analysis, three axesof rotation often are described : I) transverse, passingfrom left to right through the center of the joint, 2) diag-onal descending, passing from upper left to lower right,and 3) diagonal ascending, passing from lower left toupper right . Abnormal motion may be found around oneor more of these axes . Their determination helps in theselection of the most appropriate manipulation to admin-ister . Lateral recumbent and prone drop HVLA proce-dures (Table 3) may be augmented by continuous passivemotion in obtaining the desired normalization of motion.

The epidemiology of SI lesions is poorly described.The joint is weakest in vertical and torsional loads (63).Pathogenesis is associated with complex and asymmetri-cal motions under external loads and has high incidenceafter surgical fusion in the low back. One speculativehypothesis assumes that there is a transfer of additionalstress to the SI when the motion segments above arefused, as is suspected to occur for discs above the level offusion.

The symptoms of a SI lesion must be differentiatedfrom those associated with primary disc and posteriorelement disease . The classic finding is localizationexplicitly to the posterior superior iliac spine (PSIS) . Painmay also refer centrally over the lumbosacral junctionand sacral body, buttock, posterior thigh, groin, and eveninto the lower leg (58,59) . Characteristically, limitation offunction is observed during flexion and standing withunilateral lifting of the knee (Stork test) . Pain usually isexacerbated by prolonged walking or sitting, flexion,extension, and FABRE (Figure 4) test . Tenderness oftencan be found over the PSIS, ASIS, and at the superiorsymphysis pubis . Following aggravation by sitting, walk-ing for a short interval and recumbent resting oftenrelieves acute symptoms .

Manipulation in Postsurgical Rehabilit onSeveral factors must be weighed

ment for persons with postoperative con p'' cations whocan benefit from manipulation . They include the type ofprocedure, presence and type of instrumentation, stage ofwound healing, iatrogenic morphological changes, anddiagnosis. Recent operation may contraindicate anymanipulative procedures . Simple laminectomy is the leastinvasive . Persistent pain or complications may be treatedas soon as the wound is closed and any stitches removed.Following laminectomy with discectomy, an interval offrom 3 to 5 weeks is recommended to allow scarring overof the outer annular fibers of the disc . Fusion procedures,either with or without hardware instrumentation, mustshow solid fusion on flexion/extension radiographs . Thisgenerally requires an interval of from 3 to 5 months.

There are few studies on the incidence of postsurgi-cal complications for which manipulation has been useful(64,66) . SI syndrome has been observed in up to 23 per-cent of cases with persistent lumbopelvic and leg paincomplaints (64) . In prospective observational study, over90 percent achieved significant relief of symptomsthrough HVLA maneuvers . Once the joint shows evi-dence of restored movement that persists, treatment isdiscontinued. Experience with these people shows themprone to recurrent episodes that are quickly resolved topre-episode status with implementation of manipulationprocedures, For those who have undergone multiple levelfusions or multiple operative procedures, empirical evi-dence predicts a more frequent incidence of exacerbationof new episodes, probably owing to the increased loadsharing required of the SI joint.

CONCLUSION

The rationale for using chiropractic manipulation asa component of the rehabilitation treatment plan forappropriate cases is strongly supported when the thera-peutic goals are compared with the evidence of clinicalbenefits . Chronic and postsurgical low back and leg com-plaints involve complex interactions of physical, emo-tional, and environmental factors (Table I) . The clinicianhas control over very few . The client can be best servedwhen the treatment plan accounts for as many of the fac-tors that are contributing to chronicity as is possible.

Persons with chronic pain adopt learned behavior toavoid activity that either has been symptom-evoking in

Page 10: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

403

TRIANO et aL Chiropractic Manipulation

the past, or that they fear will induce pain . Avoidancebehavior contributes to further levels of deconditioning ina downward clinical spiral of chronicity. Manipulation ofthe spine offers a vehicle to address two of the physicalobjectives: increasing function and decreasing symptomlevels . Skilled chiropractic manipulation permits adapta-tions of procedures to the unique considerations of eachcase. Multiple preliminary options are available to pre-pare the person for manipulation . Using various controlstrategies, each manipulation procedure may be modifiedto accommodate the anatomical and pathological fea-tures . In the experience of the authors, judicious integra-tion of manipulation into the rehabilitation treatment planhelps span the fear of movement and helps sustain themomentum of improvement when any symptomaticexacerbations occur. These are tangible benefits to thequality of caring in health care delivery.

REFERENCES

1. Lezzoni LI. Risk adjustment for measuring health care out-comes . Ann Arbor : Health Administration Press ; 1994 . p . 32.

2. Triano JJ, Raley B . Chiropractic in the interdisciplinary teampractice . Top Clin Chiro 1994 ;1 :58-66.

3. Bigos S, Bowyer 0, Braen G, et al . Acute low back problems inadults : clinical practice guideline No . 14 . AHCPR PublicationNo. 95-0642 . Rockville, MD : Agency for Health Care Policyand Research, US Department of Health and Human Services;1994 . p . 34-5.

4. Physicians' Desk Reference . 49th ed . Montvale, NJ : MedicalEconomics Data Production Company ; 1995.

5. Koes BW, Assendelft WJ, van der Heijden GJ . Spinal manipu-lation and mobilisation for back and neck pain : a blindedreview . BMJ 1991 ;303 :1298-303.

6. Shekelle PG, Adams AH, Casshi MR, et al . Spinal manipulationfor low-back pain . Ann Intern Med 1992 ;117 :590-8.

7. Anderson R, Meeker WC, Wirick BE, et al . A meta-analysis ofclinical trials of spinal manipulation . J Manipulative PhysiolTher 1992 ;15 :181-94.

8. Arkuszewski Z . The efficacy of manual treatment in low backpain : a clinical trial . Man Med 1986;2 :68-71.

9. Evans DP, Burke MS, Lloyd KN, et al . Lumbar spinal manipu-lation on trial. Part 1 : clinical assessment . Rheumatol Rehabil1978 ;17 :46-53.

10. Gibson T, Grahame R, Harkness J, et al . Controlled comparisonof short-wave diathermy treatment with osteopathic treatmentin non-specific low back pain . Lancet 1985 ;1 :1258-61.

11. Meade TW, Dyer S, Browne W. Randomized comparison ofchiropractic and hospital outpatient management for low backpain : results from extended follow-up . BMJ 1995 ;8 :349-51.

12. Ongley MJ, Klein RG, Dorman TA, et al . A new approach to thetreatment of chronic low back pain . Lancet 1987 ;2 :143-6.

13. Triano JJ, McGregor M, Hondras M, et al . Manipulation thera-

py vs education programs in chronic low back pain . Spine1995;20:948-55.

14. Waagen GN, Haldeman S, Cook G, et al . Short term trial of chi-ropractic adjustments for the relief of chronic low back pain.Man Med 1986 ;2 :63-7.

15. Cassidy JD, Kirkaldy-Willis WH, McGregor M. Spinal manip-ulation in the treatment of low-back pain . In : Buerger AA,Greenman RF, editors . Empirical approaches to the validationof spinal manipulation . Springfield, IL : Charles C . Thomas;1984. p . 119-48.

16. Cassidy JD, Lopes AA, Yong-Ring K . The immediate effect ofmanipulation versus mobilization on pain and range of motionin the cervical spine : a randomized controlled trial . JManipulative Physiol Ther 1992 ;15 :570-5.

17. Nansel DD, Cremata E, Carlson J, et al . Effect of unilateralspinal adjustments on goniometrically-assessed cervical lateral-flexion end-range asymmetries in otherwise asymptomaticclients . J Manipulative Physiol Ther 1989 ;12 :419-27.

18. Mireau D, Cassidy JD, Bowen V, et al . Manipulation and mobi-lization of the third metacarpophalangeal joint : a quantitativeradiographic and end range of motion study . Man Med1988 ;3 :135-40.

19. Triano JJ, Skogsbergh D, McGregor M . Validity and basis ofmanipulation . In: White A, editor. Spine Care . Volume I:Diagnosis and conservative management. St. Louis : Mosby;1995 . p. 437-50.

20. Threlkeld AJ . The effects of manual therapy on connective tis-sue . Phys Ther 1992;72 :893-902.

21. Blunt KL, Gatterman MI, Bereznick DE. Kinesiology: anessential approach toward understanding the chiropractic sub-luxation . In : Gattennan MR, editor. Foundations of chiroprac-tic subluxation . St . Louis : Mosby; 1995 . p . 190-224.

22. Dvorak J, Dvorak V. Manual medicine : diagnostics . New York:Thieme Medical Publishers ; 1990 . p. 72.

23. Vernon HT, Dhami MSI, Howley TP, et al . Spinal manipulationand beta-endorphin : a controlled study of the effect of spinalmanipulation on plasma beta-endorphin levels in normal males.J Manipulative Physiol Ther 1986 ;9 :115-23.

24. Christian GF, Stanton GJ, Sissons D, et al . ImmunoreactivityACTH, ;GB-endorphin, and cortisol levels in plasma followingspinal manipulative therapy. Spine 1988 ;13 :1411-7.

25. Brennan PC, Kockjohn K, Kaltinger CJ, et al . Enhanced phago-cytic cell respiratory burst induced by spinal manipulation:potential role of substance P. J Manipulative Physiol Ther1991 ;14 :399-408.

26. Triano JJ, Brennan P, McGregor M . A study of thresholdresponse to thoracic manipulation . In: Proceedings of theInternational Conference on Spinal Manipulation, Arlington,VA; 1991.

27. Brennan PC, Triano JJ, McGregor M, et al . Enhanced neu-trophile respiratory burst as a biological marker for manipula-tion forces: duration of the effect and association withsubstance P and tumor necrosis factor. J Manipulative PhysiolTher 1992 ;15 :83-9.

28. Cutler RB, Fishbain DA, Rosomoff HL, et al . Does nonsurgicalpain center treatment of chronic pain return patients to work? Areview and meta-analysis of the literature . Spine 1994;19 :643-52 .

Page 11: Use of chiropractic manipulation in lumbar …...Texas Back Institute, Plano, TX 75093; Institute for Spine and Biomedical Research, Plano, TX 75093; National College of Chiropractic,

404

Journal of Rehabilitation Research and Development Vol . 34 No . 4 1997

29. Fordyce W, McMahon R, Rainwater G . Pain complaint: exer-cise performance relationship in chronic pain . Pain

48.

1981 ;10:311-21.30. Mitchell RI, Carmen GM . Results of a multicentered trial using

an intensive active exercise program for the treatment of acute

49.soft tissue and back injuries. Spine 1990 ;15 :514-21.

31. Mitchell RI, Carmen GM . The functional restoration approach

50.to the treatment of chronic pain in patients with soft tissue backinjuries . Spine 1994 ;19 :633-42.

32. Conway PJW, Herzog W, Zhang Y, et al. Forces required tocause cavitation during spinal manipulation of the thoracic

51.spine . Clin Biomech 1993 ;8 :210-14.

33. Gal JM, Herzog W, Kawchuk GN, et al . Forces and relative ver-tebral movements during SMT to unembalmed post-rigorhuman cadavers : peculiarities associated with joint cavitation . J

52.

Manipulative Physiol Ther 1995 ;18 :4-9.34. Herzog W, Conway PJW, Kawchuk GN, et al . Forces exerted

during spinal manipulative therapy . Spine 1993 ;18 :1206-12.35. Herzog W, Kawchuk GN, Conway PJ . Relationships between

53.preload and peak forces during spinal manipulative treatments.J Neuromusculoskel Syst 1993 ;1 :52-8.

36. Hessel BW, Herzog W, Conway PJW, et al . Experimental mea-surement of the force exerted during spinal manipulation using

54.

the Thompson technique. J Manipulative Physiol Ther1990 ;13 :448-53.

37. Kawchuk GN, Herzog W. Biomechanical characterization (fin-gerprinting) of five novel methods of cervical spine manipula-

55.

tion . J Manipulative Physiol Ther 1993 ;16 :573-7.38. Triano M. Studies on the biomechanical effect of spinal adjust-

ment. J Manipulative Physiol Ther 1992;15 :71-5 .

56.

39. Cohen E, Triano JJ, McGregor M, et al . Biomechanical per-formance of spinal manipulation therapy by newly trained vs

57.

practicing providers : does experience transfer to unfamiliarprocedures? J Manipulative Physiol Ther 1995 ;18 :347-52 .

58.40. Triano JJ, Schultz AB . Cervical spine manipulation : applied

loads, motions and myoelectric responses . Monterey, CA:North American Spine Society ; 1990.

59.

41. Triano JJ, Schultz AB . Transmitted loads during lumbosacralSMT. In : Proceedings of the International Conference on Spinal

60.

Manipulation, Palm Springs, CA; 1994.42. Triano JJ, Schultz AB . Motions of the head and thorax during

neck manipulations . J Manipulative Physiol Ther 1994 ;17 :573-83 .

61.

43. Triano JJ, Skogsbergh D, Mior S, et al . Biomechanical parame-ters of skill in lumbar SMT. In : Proceedings of the InternationalConference of Spinal Manipulation, Palm Springs, CA ; 1994 .

62.

44. Triano JJ, Schultz AB . Neck muscle response to manipulationof the cervical spine. In: Proceedings of the First World

63.Congress of Biomechanics, San Diego, CA ; 1990.

45. Peterson DH, Bergmann TF. Joint assessment principles andprocedures . In : Bergmann TF, Peterson DH, Lawrence DJ, edi-

64.

tors . Chiropractic technique . New York : Churchill Livingstone;1993 . p . 51-123 .

65.

46. Peterson DH. Principles of adjustive technique . In : BergmannTF, Peterson DH, Lawrence DJ, editors . Chiropractic tech-

66.

nique . New York: Churchill Livingstone ; 1993 . p . 123-196.47. Triano J, McGregor M, Skogsbergh D, et al . Rating of skill in

SMT. In: Proceedings of the International Conference on Spinal

Manipulation, Palm Springs, CA ; 1994.Haldeman S, Rubenstein SM . Cauda equina syndrome inpatients undergoing manipulation of the lumbar spine . Spine1992 ;17 :1469-73.Chaffin DB, Andersson GBG . Occupational biomechanics . 2nded. New York : John Wiley & Sons ; 1991 . p . 170-256.Nachemson A, Elfstrom G. Intravital dynamic pressure mea-surements in lumbar discs : a study of common movements,maneuvers and exercises . Scand J Rehabil Med (Suppl)1970 ;1 :1-40.North American Spine Society : ad hoc committee on diagnos-tic and therapeutic procedures . Common diagnostic and thera-peutic procedures of the lumbosacral spine. Spine1991 ;16 :1161-7.Triano JJ, Hondras M, McGregor M . Differences in treatmenthistory with manipulation for acute, subacute, chronic andrecurrent spine pain . J Manipulative Physiol Ther1992 ;15 :24-30.Triano JJ . Chiropractic rehabilitation and practice . In:Hochschuler SH, Cotler HB, Guyer RD, editors . Rehabilitationof the spine : science and practice . St . Louis : Mosby ; 1993 . p.635-45.Haldeman S, Phillips RB . Spinal manipulation therapy in themanagement of low back pain . In : Frymoyer JW, editor. Theadult spine : principles and practice . New York : Raven Press;1991 . p . 1581-606.Triano JJ, Vanharanta H, McGregor M . Manipulation forpainful disc syndrome. In : Proceedings of the North AmericanSpine Society, Washington ; 1995.Kirkaldy-Willis WH, Hill RJ . A more precise diagnosis for low-back pain. Spine 1979 ;4 :102-9.Mooney V, Robertson J. The facet syndrome . Clin Orthop1976 ;115 :149-56.Laslett M, Williams M . The reliability of selected pain provo-cation tests for sacroiliac joint pathology. Spine 1994;19 :1243-9.Dreyfuss P, Dryer S, Griffin J, et al . Positive sacroiliac screen-ing tests in asymptomatic adults . Spine 1994 ;19 :1138-43.Fortin JD, Dwyer AP, West S, et al . Sacroiliac joint: pain refer-ral maps upon applying a new injection-arthrography tech-nique. Part I : asymptomatic volunteers. Spine 1994 ;19 :1475-82.Fortin JD, Dwyer AP, Ponthieux B, et al . Sacroiliac joint: painreferral maps upon applying a new injection-arthrography tech-nique. Part II : clinical evaluation . Spine 1994;19 :1482-9.Schwarzer AC, April] CN, Bogduk N . The sacroiliac joint inchronic low back pain . Spine 1995 ;20 :31-7.Bernard TN, Cassidy JD . The sacroiliac joint syndrome . In:Frymoyer J, editor. The adult spine : principles and practice.New York: Raven Press ; 1991 . p . 2107-31.McGregor M, Cassidy JD . Post-surgical sacroiliac syndrome . .1Manipulative Physiol Ther 1983 ;6 :1-11.Smidt GL, McQuade K, Wei S, et al. Sacroiliac kinematics forreciprocal straddle positions . Spine 1995 ;20 :1047-54.Kleiner JB, Weingarten P. Sacroiliac joint dysfunction as acomplication of spinal fusion . In : Proceedings of the NorthAmerican Spine Society, Washington; 1995 .