UNCERTAINTY QUANTIFICATION IN HIGH DENSITY FLUID … · Computational Fluid Dynamics Sensitivity...
Transcript of UNCERTAINTY QUANTIFICATION IN HIGH DENSITY FLUID … · Computational Fluid Dynamics Sensitivity...
UNCERTAINTY QUANTIFICATION IN
HIGH-DENSITY FLUID RADIAL-INFLOW
TURBO-EXPANDERS AND DIFFUSERS FOR
RENEWABLE LOW-GRADE
TEMPERATURE CYCLES
AIHONG ZOU
Master of Thermophysics Engineering
Submitted in fulfilment of the requirements for the degree of
Doctor of Philosophy
School of Chemistry, Physics and Mechanical Engineering
Science and Engineering Faculty
Queensland University of Technology
2019
Dedicated to
My most beloved parents.
iv Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for Renewable
Low-grade Temperature Cycles
QUT Verified Signature
vi Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for Renewable
Low-grade Temperature Cycles
Keywords
Renewable Energy
Organic Rankine Cycle (ORC)
Radial-inflow Turbine
Radial-inflow Turbo-expander
Conical Diffuser
Annular-radial Diffuser
High-density Fluid
Uncertainty Quantifications (UQ)
Equation of State (EOS)
Computational Fluid Dynamics
Sensitivity Analysis
Total-to-static Efficiency
Pressure Recovery
vii Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for Renewable
Low-grade Temperature Cycles
Abstract
In order to reduce greenhouse gas emissions, the use of renewable energy for the
generation of electricity is considered to be an attractive alternative to fossil fuels.
Employing low-grade temperature resources from renewable energy sources (such as
biomass energy, waste energy, ocean thermal energy, and geothermal energy) is
considered to be a potential solution to the generation of electricity, rather than using
fossil fuels. With the purpose of producing electricity from low-grade temperature
resources, Organic Rankine Cycle (ORC) is becoming a leading thermodynamic cycle
that is capable of extracting more energy, thanks to the use of high-density fluids
compared to other conventional cycles.
Turbines are key components for electricity generation, and thus play a
significant role in ORC. Radial-inflow turbines are commonly used, as studies have
shown their overall suitability and performance for low-grade temperature, high-
density fluid power cycles. In order to develop an advanced and robust optimised
design for radial-inflow turbines, it is critical to develop numerical techniques and
consider uncertainties in the optimisation process. Thus, an advanced and robust
framework coupling a Computational Fluid Dynamics (CFD) solver with an
Uncertainty Quantification (UQ) approach is proposed in this study as an effective
way to implement radial-inflow turbine sensitive analysis.
The first part of this study validates the CFD solver, and builds a robust
framework for connecting the CFD solver with the UQ approach. The UQ analysis of
the high pressure ratio, single stage, ideal gas radial-inflow turbine performance used
in the Sundstrand Power Systems T-100 Multi-purpose Small Power Unit is
investigated. A deterministic, three-dimensional (3D) volume-averaged CFD solver is
coupled with a UQ approach that employs a non-statistical generalised Polynomial
Chaos (gPC) representation, based on a pseudo-spectral projection method. One of the
advantages of this approach is that it does not require any modification of the CFD
code for the propagation of random disturbances in the aerodynamic and geometric
fields. The stochastic results highlight the importance of the blade thickness and
trailing edge tip radius for the total-to-static efficiency of the turbine, compared to the
rotational speed and trailing edge tip length. From a theoretical point of view, the use
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Renewable Low-grade Temperature Cycles
of the gPC representation on an arbitrary grid also allows investigation of the
sensitivity of the blade thickness profiles in terms of turbine efficiency. The gPC
approach is also applied to couple random parameters. The results show that the most
influential coupled random variables are trailing edge tip radius coupled with
rotational speed. More importantly, the proposed framework has been validated, and
the 3D CFD results for total-to-static efficiency are compared against the experimental
data at the rig conditions. The results are in really good agreement with the
experiments, with a maximum difference less than 1%. This framework validation
builds the foundation for further work. In the following stages, UQ analysis of a high-
density fluid radial-inflow turbine needs to be conducted to improve the overall ORC
efficiency.
The inclusion of uncertainties in the design of ORC radial-inflow turbines for
renewable low-grade temperature power cycles is becoming a crucial aspect in the
development of robust and reliable power blocks that are capable of handling a better
range of efficiencies over a wider range of operational conditions. Modelling high-
density fluids using existing Equations of State (EOS) adds complexity to improving
the system’s efficiency, and little is known about the effect that the uncertainties of
EOS parameters may have on turbine efficiency. The purpose of this study is to
quantify the influence of coupled uncertain variables on the total-to-static efficiency
of a radial-inflow ORC turbine using high-density fluid R143a in a low-grade
temperature renewable power block. To this end, a stochastic solution is obtained by
combining a multi-dimensional gPC approach with a full 3D viscous turbulent CFD
solver for high-density radial-inflow turbo-expander. Both operational conditions
(inlet total temperature, rotational speed and mass flow rate) and EOS parameters
(critical pressure and critical temperature) are investigated, highlighting their
importance for turbine efficiency, based on considering three EOSs, namely, Peng-
Robinson (PR), Soave-Redlich-Kwong (SRK), and HHEOS. This study, which is
performed for both nominal and off-design operational conditions, highlights that the
inlet temperature as the most influential operational uncertain parameter, while critical
pressure is the most sensitive parameter for the three EOSs tested. More importantly,
it demonstrates that the SRK EOS has a higher level of sensitivity, in particular under
off-design operational conditions. This is a crucial aspect to be taken into account for
robust designs of ORC turbines for low-grade temperature renewable power cycles
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Low-grade Temperature Cycles
working at various conditions. The proposed stochastic approach may consequently
positively support the renewable energy sector to develop more robust and viable
systems.
As the connecting component to the ORC turbo-expander outlet, high-density
fluid diffusers are also key components designed to improve the efficiency of ORC.
However, investigations into the robust optimal design of high-density fluid diffusers
are lacking, which hampers the improvement of overall ORC efficiency. The validated
robust framework developed in this study is utilised to effectively implement
sensitivity analysis of the high-density fluid conical diffuser. R143a, a potential high-
density fluid, is employed in this analysis. Both operating and geometric parameters
have significant impact on the performance of conical diffusers, and thus a
performance analysis is conducted using the proposed framework. This study
quantifies the influence of coupled and multiple uncertain parameters on a high-
density fluid conical diffuser. It is shown that swirl velocity has more impact than inlet
axial velocity on pressure recovery under various geometric conditions such as length
and angle of the high-density fluid conical diffuser. This study highlights the need to
achieve a robust optimal high-density fluid diffuser design in order to improve overall
ORC efficiency.
After investigating the radial-inflow turbo-expander and the conical diffuser
using high-density working fluid, in order to design a more appropriate diffuser to
match current existing R143a turbo-expanders, a performance comparison between the
preliminary design of a conical diffuser and annular-radial diffuser is conducted. The
numerical results show that the conical diffuser geometry using R143a has difficulty
in achieving optimal static pressure recovery. For the same conditions, the annular-
radial diffuser has higher performance than the conical diffuser on pressure recovery.
This study further highlights the need to achieve a high performance, high-density
fluid diffuser design in order to improve overall ORC efficiency, which is a critical to
further development of renewable power solutions.
For the purpose of analysing the uncertainty quantification for the whole radial-
inflow turbine, including both a radial-inflow turbo-expander and a newly designed
annular-radial diffuser, the operational conditions (inlet total temperature, rotational
speed, and mass flow rate) are considered as uncertain parameters. Importantly, the
mean value efficiency of the Improved-Complete-Turbine is 4.4% higher than the
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Low-grade Temperature Cycles
Preliminary-Turbo-expander. The Improved-Complete-Turbine also shows a more
robust performance than the Preliminary-Turbo-expander, with lower Coefficient of
Variation regarding turbine efficiency.
Uncertainty Quantification analysis has been conducted for the Improved-
Complete-Turbine. It will contribute to the design of robust turbomachinery, capable
of working well under uncertain operational conditions. The full three-dimensional
turbine simulations that have been carried out using high-density fluid in this project
are of high significance. This study will pave the way to reliable and robust ORC
turbines for low-grade temperature renewable power cycles, and will consequently
have a positive impact on the renewable energy sector. This developed framework can
also be applied in designing many other engineering applications for uncertain
conditions.
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Low-grade Temperature Cycles
Table of Contents
Statement of Original Authorship .............................................................................................v
Keywords ................................................................................................................................ vi
Abstract .................................................................................................................................. vii
Table of Contents .................................................................................................................... xi
List of Figures ....................................................................................................................... xiii
List of Tables ........................................................................................................................ xix
List of Abbreviations ............................................................................................................ xxi
List of Publication ............................................................................................................... xxiii
Acknowledgements ...............................................................................................................xxv
Chapter 1: Introduction ...................................................................................... 1
1.1 Background .....................................................................................................................1
1.2 Research Problems..........................................................................................................7
1.3 Research Objectives........................................................................................................7
1.4 Research Significance .....................................................................................................8
1.5 Research Innovation .......................................................................................................9
1.6 Thesis Outline ...............................................................................................................10
Chapter 2: Literature Review ........................................................................... 15
2.1 ORC applications for Low-grade Temperature Renewable Energies ...........................15
2.2 ORC Turbo-expanders ..................................................................................................20
2.3 Diffusers .......................................................................................................................34
2.4 Uncertainty Quantification ...........................................................................................37
2.5 Summary .......................................................................................................................43
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver
Methodology 45
3.1 Computational Fluid Dynamics Solver.........................................................................45
3.2 generalised Polynomial Chaos Approach .....................................................................51
3.3 Robust Coupled UQ-CFD Framework .........................................................................56
Chapter 4: Validation and Application of the UQ-CFD Framework to the
Ideal Gas Turbo-expander ...................................................................................... 59
4.1 Numerical Validation of the Deterministic CFD solver ...............................................59
4.2 Parametric Study of Operational and Geometric Conditions .......................................67
4.3 Validation of the UQ-CFD Framework for Ideal Gas Turbo-expander .......................75
4.4 Conclusion ....................................................................................................................78
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Low-grade Temperature Cycles
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial
Turbo-expander ........................................................................................................ 81
5.1 Computational Fluid Dynamics Characteristics ........................................................... 82
5.2 Uncertainty Quantification Parameters ........................................................................ 87
5.3 Deterministic and Stochastic Results at Nominal Conditions ...................................... 89
5.4 Stochastic Analysis at Off-design Conditions ............................................................ 100
5.5 Conclusion ................................................................................................................. 111
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-
CFD Framework .................................................................................................... 115
6.1 Computational Model ................................................................................................ 116
6.2 Deterministic Flow Characteristics Analysis ............................................................. 120
6.3 Sensitivity High-density Conical Diffuser to Axial and Swirling Velocities ............ 129
6.4 Conclusion ................................................................................................................. 139
Chapter 7: Development and Analysis of a More Robust ORC Radial
Turbine 141
7.1 Introduction ................................................................................................................ 142
7.2 Preliminary design of diffusers .................................................................................. 142
7.3 Numerical Modelling of Complete ORC Radial Turbine .......................................... 146
7.4 Performance Analysis of ORC Radial Turbo-expander Fitted with Two Different
Diffusers ............................................................................................................................... 147
7.5 Comparison between Preliminary ORC Radial Turbine and Improved ORC Radial
Turbo-expander Fitted with Annular-radial Diffuser ........................................................... 151
7.6 Stochastic Analysis of Preliminary and Improved ORC Turbines under Operational
Uncertainties ......................................................................................................................... 154
7.7 Stochastic Analysis at Off-design Conditions ............................................................ 163
7.8 Conclusions ................................................................................................................ 167
Chapter 8: Conclusions and Suggestions ....................................................... 169
8.1 Research Summary and Concluding Remarks ........................................................... 169
8.2 Research Limitations .................................................................................................. 173
8.3 Directions for Future Research .................................................................................. 174
Bibliography ........................................................................................................... 176
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Renewable Low-grade Temperature Cycles
List of Figures
Figure 1-1: Schematic diagram of geothermal energy with ORC binary power
cycle. .............................................................................................................. 2
Figure 1-2: Thesis outline. ......................................................................................... 13
Figure 2-1: Schematic of a biomass ORC system (Rahbar, et al., 2017). .................. 16
Figure 2-2: Schematic of an OTEC ORC system (Rahbar, et al., 2017). .................. 17
Figure 2-3: (a) The sketch of an axial turbo-expander. (b) The sketch of a
radial-inflow turbo-expander (Baskharone, 2006). ...................................... 20
Figure 3-1: Computational UQ-CFD framework of gPC application processing
in radial-inflow turbine. ............................................................................... 56
Figure 3-2: The detailed computational UQ-CFD framework with relative
equations and steps. ..................................................................................... 57
Figure 3-3: Convergence rate of variance of efficiency using Peng-Robinson vs
P-order regarding 𝑃𝑐 − 𝑇𝑐. .......................................................................... 58
Figure 4-1: The whole geometry of the Jones’s radial-inflow turbine....................... 60
Figure 4-2: Geometry of periodic one blade passage of the Jones’ radial-inflow
turbine. ......................................................................................................... 61
Figure 4-3: Grid Refinement independent investigations. ......................................... 62
Figure 4-4: Mesh of rotor. .......................................................................................... 62
Figure 4-5: Three-dimensional closer view of the O–H grid of rotor blade
passage: (a) at hub; (b) at shroud. ................................................................ 63
Figure 4-6: Mesh of Stator: (a) all of the nozzles of stator; (b) one periodic
nozzle passage of stator. .............................................................................. 63
Figure 4-7: Residual convergence at rig condition. ................................................... 64
Figure 4-8: Static pressure distribution at mid-span along turbine. ........................... 65
Figure 4-9: Relative Mach number at mid-span along the turbine. ........................... 65
Figure 4-10: Variation of total-to-static efficiency with rotational speed.................. 67
Figure 4-11: Parametric evaluation of inlet temperature’s effect on the turbine’s
efficiency...................................................................................................... 69
Figure 4-12: Parametric evaluation of outlet pressure’s effect on the turbine’s
efficiency...................................................................................................... 69
Figure 4-13: Parametric evaluation of mass flow rate’s effect on the turbine
efficiency...................................................................................................... 70
Figure 4-14: Parametric evaluation of the turbine efficiency on Rotational
Speed (RPM). ............................................................................................... 71
Figure 4-15: Geometric variation on TE Meridional Length and TE Tip Radius. .... 72
Figure 4-16: Parametric evaluation of the turbine efficiency on TE Tip Radius. ...... 72
xiv Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
Figure 4-17: Parametric evaluation of the turbine efficiency on TE Meridional
Tip Length. ................................................................................................... 73
Figure 4-18: Blade thickness profile geometric study. .............................................. 74
Figure 4-19: Parametric evaluation of the blade thickness profile’s effect on the
turbine efficiency. ........................................................................................ 74
Figure 4-20: Legendre quadrature points and arbitrary support points for
rotational speed for P = 1, 3, 5, 7, 9, 11. ...................................................... 75
Figure 4-21: Convergence rates of the variance of the rotational speed in
respect to total-to-static efficiency. .............................................................. 76
Figure 4-22: The 1st order of Sobol’s indices of each uncertain parameter’s
contribution to 𝜂𝑇 − 𝑆 (a) R – RPM (b) L – RPM (c) L– R ; The 2nd
order Sobol’s indices of each uncertain parameter’s contribution to
𝜂𝑇 − 𝑆 (d) R – RPM, L – RPM, R – L. ......................................................... 77
Figure 5-1: 3D view of the O-H grid around the stator. ............................................. 84
Figure 5-2: 3D view of the O-H grid (a) Rotor blade at the hub. (b) Rotor blade
at the shroud. ................................................................................................ 84
Figure 5-3: Legendre quadrature points for 𝑃𝑐 − 𝑇𝑐 for 𝑃 = 5, 7, 9. ........................ 88
Figure 5-4: Probability Density Functions (PDF) of the total-to-static efficiency
coefficient 𝜂𝑇 − 𝑆 obtained using the PR EOS in the presence of
uncertainties for 𝑃𝑐 − 𝑇𝑐. ........................................................................... 88
Figure 5-5: Probability Density Functions (PDF) of the total-to-static efficiency
coefficient 𝜂𝑇 − 𝑆 obtained using the PR EOS in the presence of
uncertainties for for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚. ................................................... 89
Figure 5-6: Deterministic Isentropic Mach number profile at middle span of
rotor blade for the nominal case using three EOSs. ..................................... 90
Figure 5-7: Deterministic T-h curve along the blade for the nominal case using
three EOSs. ................................................................................................... 91
Figure 5-8: PDF for 𝜂𝑇 − 𝑆 for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚, uncertain parameters
using three EOSs with P = 7. ....................................................................... 93
Figure 5-9: The mean and standard deviation of Isentropic Mach number at
middle span of rotor blade for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚 uncertain
parameters using three EOS with P = 7. (a) The whole blade
Isentropic Mach number profile. (b) Streamwise 0.015-0.045 blade
Isentropic Mach number profile at Suction Side. ........................................ 94
Figure 5-10: The skin friction coefficient (𝐶𝑓) profile at middle span of rotor
blade with 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚 using three EOS with P = 7. (a) The
whole blade skin friction coefficient (𝐶𝑓) profile. (b) Streamwise
0.015-0.045 skin friction coefficient (𝐶𝑓) profile at Suction Side............... 95
Figure 5-11: (a) 1st order and (b) 2nd order of Sobol’s indices of each uncertain
parameter contribution of 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚 for 𝜂𝑇 − 𝑆 using three
EOSs with P = 7. .......................................................................................... 96
Figure 5-12: PDF for 𝜂𝑇 − 𝑆 of the 3rd set 𝑃𝑐 − 𝑇𝑐 uncertain parameters using
three EOSs with P = 7. ................................................................................. 97
xv Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for Renewable
Low-grade Temperature Cycles
Figure 5-13: (a) 1st order and (b) 2nd order of Sobol’s indices of each uncertain
parameter’s contribution to 𝑃𝑐 − 𝑇𝑐 by using three EOSs for 𝜂𝑇 − 𝑆
with P = 7. .................................................................................................... 98
Figure 5-14; The mean and standard deviation of Isentropic Mach number at
middle span of rotor blade for 𝑃𝑐 − 𝑇𝑐 uncertain parameters using
three EOS with P = 7. (a) The whole blade Isentropic Mach number
profile. (b) Streamwise 0.015-0.045 blade Isentropic Mach number
profile at Suction Side. ................................................................................. 99
Figure 5-15: The mean and standard deviation of skin friction coefficient (𝐶𝑓)
profile at middle span of rotor blade for 𝑃𝑐 − 𝑇𝑐 uncertain parameters
using three EOS with P = 7. (a) The whole blade skin friction
coefficient (𝐶𝑓) profile. (b) Streamwise 0.015-0.045 skin friction
coefficient (𝐶𝑓) profile at Suction Side. ...................................................... 99
Figure 5-16: Total-to-static efficiency map charts for off-design conditions
with 𝑃𝑐 − 𝑇𝑐 uncertain parameters using the three EOSs with P = 7
regarding three 𝑇𝑇𝑖𝑛 varying three 𝑅𝑃𝑀. ................................................. 103
Figure 5-17: Total-to-static efficiency map charts for off-design conditions
with 𝑃𝑐 − 𝑇𝑐 uncertain parameters using the three EOS with P = 7
regarding three 𝑅𝑃𝑀 varying three 𝑇𝑇𝑖𝑛. ................................................. 103
Figure 5-18: Pressure versus temperature for R143a based on REFPROP NIST
with different thermodynamic states. ......................................................... 105
Figure 5-19: The 1st order Sobol’s indices at off-design conditions with 𝑃𝑐 −𝑇𝑐uncertain parameters with P = 7. (a) TTin = 400K and 80%
nominal RPM (b) TTin = 400K and120% nominal RPM (c) TTin =
450K and 80% nominal RPM (d) TTin = 450K and 120% nominal
RPM. .......................................................................................................... 106
Figure 5-20: The 2nd order Sobol’s indices at off-design conditions with 𝑃𝑐 −𝑇𝑐 uncertain parameters with P = 7. (a) 𝑇𝑇𝑖𝑛 = 400K and 80%
nominal RPM (b) 𝑇𝑇𝑖𝑛 = 400K and 120% nominal RPM (c) 𝑇𝑇𝑖𝑛 =
450K and 80% nominal RPM (d) 𝑇𝑇𝑖𝑛 = 450K and 120% nominal
RPM. .......................................................................................................... 107
Figure 5-21: PDF for 𝜂𝑇 − 𝑆 with 𝑃𝑐 − 𝑇𝑐 uncertain parameters using three
EOS with P = 7. (a) 𝑇𝑇𝑖𝑛 = 400K and 80% nominal RPM (b) 𝑇𝑇𝑖𝑛 =
400K and 120% nominal RPM (c) 𝑇𝑇𝑖𝑛 = 450K and 80% nominal
RPM (d) 𝑇𝑇𝑖𝑛 = 450K and 120% nominal RPM. ..................................... 108
Figure 5-22: Skin friction coefficient (𝐶𝑓) profile along the rotor blade with
𝑃𝑐 − 𝑇𝑐 at 𝑇𝑇𝑖𝑛 = 400K and 80% nominal RPM using three EOS
with P = 7. (a) PR (b) HHEOS (c) SRK. The velocity vectors
including leading edge at pressure and suction sides of rotor blade
using three EOS with P = 7. (d) PR (e) HHEOS (f) SRK. ........................ 110
Figure 6-1: Sketch of Conical Diffuser adapted from Clausen’s experiment
(Clausen, et al., 1993). ............................................................................... 116
Figure 6-2: Computational mesh of longitudinal view. ........................................... 118
Figure 6-3: Computational mesh of inlet circumferential view. .............................. 118
xvi Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
Figure 6-4: Sketch of the main flow characteristics with changing U, W and A. .... 120
Figure 6-5: (a), Contour plot of velocity u of case R in the middle plane of
diffuser. (b), velocity u on S0/S4/S8 profiles of the case R. ...................... 121
Figure 6-6: Contour Plot Velocity U regarding (a) case A, Umin Wmin. (b)
case B, Umin Wmax. (c) case C, Umax Wmin. (d) case D, Umax
Wmax. ......................................................................................................... 123
Figure 6-7: Deterministic S8 profiles of U-W for cases A-D. .................................. 124
Figure 6-8: (a) Contour Plot Velocity_U regarding: (a), case (E) Lmin and
Amin. (b), case (F) Lmin and Amax. (c), case (G) Lmax and Amin.
(d), case (H) Lmax and Amax. .................................................................... 127
Figure 6-9: Deterministic S8 profiles of U-W for case E-H. .................................... 128
Figure 6-10: Legendre quadrature points for U-W for 𝑃 = 5, 7, 9. .......................... 129
Figure 6-11: PDF Cp for P = 5, 7, 9 gPC for U-W at L = 510mm, A = 10°. ........... 130
Figure 6-12: UQ analysis of velocity u regarding U-W for Case E at L =
410mm, A = 8°. (a) Mean value of velocity u. (b) Standard Deviation
of velocity u. (c) Variance of velocity u. (d) CoV of velocity u. ............. 132
Figure 6-13: UQ analysis of velocity u regarding U-W for Case F at L =
410mm, A = 12°. (e) Mean value. (f) Standard Deviation. (g)
Variance. (h) CoV. .................................................................................... 133
Figure 6-14: UQ analysis of velocity u regarding U-W for Case R at L =
510mm, A = 10°. (a) Mean value. (b) Standard Deviation. (c)
Variance. (d) CoV. .................................................................................... 134
Figure 6-15: UQ analysis of velocity u regarding U-W for Case G at L =
610mm, A = 8°. (a) Mean value. (b) Standard Deviation. (c) Variance.
(d) CoV. ...................................................................................................... 134
Figure 6-16: UQ analysis of velocity u regarding U-W for Case H at L =
610mm, A = 12°. (e) Mean value. (f) Standard Deviation. (g)
Variance. (h) CoV. .................................................................................... 135
Figure 6-17: Standard deviation of velocity u on S8 profile under different
geometric conditions. ................................................................................. 136
Figure 6-18: Close view of Figure 6-17 under different geometric conditions.
(a) L410-A12. (b) L510-A10. (c) L610-A8. (d) L610-A12. ........................ 137
Figure 6-19: Sobol's indices of Cp for U-W. (a) First order. (b) Second order. ....... 138
Figure 6-20: PDF for U-W under different geometric conditions. ........................... 139
Figure 7-1: Sketch of conical diffuser. ..................................................................... 143
Figure 7-2: Sketch of annular-radial diffuser. .......................................................... 145
Figure 7-3: Geometry of one blade passage of two full turbines with two
different diffusers respectively. .................................................................. 146
Figure 7-4: The velocity streamline of axial velocity of the conical diffuser. ......... 148
Figure 7-5: The velocity streamline of the annular-radial diffuser. (a) Overall
view. (b) Closer view for the dash box for vector. .................................... 148
xvii Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
Figure 7-6: Skin friction coefficient of conical diffuser. ......................................... 149
Figure 7-7: Skin friction coefficient of annular-radial diffuser hub. ....................... 150
Figure 7-8: Skin friction coefficient of annular-radial diffuser shroud.................... 151
Figure 7-9: Mach number at mid-span for the Preliminary-Turbo-expander at
nominal conditions. .................................................................................... 152
Figure 7-10: Mach number at mid-span for the Improved-Complete-Turbine at
nominal conditions. .................................................................................... 153
Figure 7-11: Isentropic Mach number profile at middle span of rotor blade for
Preliminary-Turbo-expander and the Improved-Complete-Turbine at
nominal conditions. .................................................................................... 153
Figure 7-12: Closer view of Figure 7-11 for Streamwise from 0-0.07. ................... 154
Figure 7-13: Legendre quadrature points for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚 for 𝑃 = 5, 7,
9.................................................................................................................. 155
Figure 7-14: Probability Density Functions (PDF) of the total-to-static
efficiency coefficient 𝜂𝑇 − 𝑆 obtained for Improved-Complete-
Turbine in the presence of uncertainties for for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚
for P = 5, 7, 9. ............................................................................................ 156
Figure 7-15: (a) The mean and standard deviation of Isentropic Mach number
at middle span of rotor blade for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚 for both turbines
with P = 7. (b) Closer View of (a) for Streamwise 0.015-0.06.................. 157
Figure 7-16: (a) The skin friction coefficient (𝐶𝑓) profile at middle span of
rotor blade with 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚 for both turbines with P = 7. (b)
Closer view of (a) for Streamwise 0.015-0.075. ........................................ 158
Figure 7-17: The 1st order of Sobol’s indices of each uncertain parameter
contribution of 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚 for 𝜂𝑇 − 𝑆 with P = 7 for both
turbines. ...................................................................................................... 159
Figure 7-18: The 2nd order of Sobol’s indices of each uncertain parameter
contribution of 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚 for 𝜂𝑇 − 𝑆 with P = 7 for both
turbines. ...................................................................................................... 160
Figure 7-19: PDF for 𝜂𝑇 − 𝑆 for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛 − 𝑄𝑚uncertain parameters with
P = 7 for both turbines. .............................................................................. 161
Figure 7-20: UQ analysis of Mach number for Standard Deviation (a) – (b), for
variance (c) – (d), and for CoV (e) – (f) for Preliminary-Turbo-
expander and Improved-Complete-Turbine respectively. ......................... 162
Figure 7-21: The 1st order Sobol’s indices at off-design conditions with 𝑃𝑐 −𝑇𝑐uncertain parameters with P = 7 for two turbines. ................................ 165
Figure 7-22: The 2nd order Sobol’s indices at off-design conditions with 𝑃𝑐 −𝑇𝑐 uncertain parameters with P = 7 for two turbines. ............................... 165
Figure 7-23: PDF for 𝜂𝑇 − 𝑆 with 𝑃𝑐 − 𝑇𝑐 uncertain parameters at 𝑇𝑇𝑖𝑛=
400K and 80% nominal RPM off-design conditions with P = 7 for two
turbines. ...................................................................................................... 166
xviii Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
Figure 7-24: Skin friction coefficient (𝐶𝑓) profile along the rotor blade with
𝑃𝑐 − 𝑇𝑐 at 𝑇𝑇𝑖𝑛 = 400K and 80% nominal RPM for two turbines. ......... 167
xix Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
List of Tables
Table 2-1: Brief summary of tested cubic EOSs in literature review. ....................... 24
Table 2-2: Latest radial-inflow turbine numerical studies using various types of
EOS. ............................................................................................................. 25
Table 2-3: Typical UQ methods (Le Maître & Knio, 2010). ..................................... 38
Table 3-1: The coefficients for Equations (3-9) and (3-10). ...................................... 48
Table 3-2: gPC type and underlying random variable (Xiu, 2010). .......................... 52
Table 3-3: Weight and density function for gPC distribution (Xiu, 2010). ............... 53
Table 4-1: Boundary Condition of the Study Case. ................................................... 64
Table 4-2: Results Comparison for the Rig Conditions. ............................................ 67
Table 4-3: Characteristics of the uncertain parameters studied. ................................ 68
Table 4-4: Mean, standard deviation and CoV of the total-to-static efficiency
for each individual uncertain parameter for P = 11 and coupled
parameters for P = 5. .................................................................................... 77
Table 5-1: R143a turbine design parameters at nominal conditions (Sauret &
Gu, 2014). .................................................................................................... 82
Table 5-2: PR, SRK, and HHEOS models. ................................................................ 86
Table 5-3: Characteristics (mean and support values) of the studied uniformly
distributed uncertain parameters. ................................................................. 87
Table 5-4: Deterministic total-to-static efficiency 𝜂𝑇 − 𝑆 for the nominal case
with three different EOSs............................................................................. 90
Table 5-5: Mean, standard deviation, and CoV of the 𝜂𝑇 − 𝑆 for (𝑅𝑃𝑀 −𝑇𝑇𝑖𝑛 − 𝑄𝑚) using three EOSs with P = 7. ................................................. 92
Table 5-6: Mean and standard deviation and CoV of the 𝜂𝑇 − 𝑆 for the 2nd set
case obtained with gPC (𝑃𝑐 − 𝑇𝑐) coupled by three EOS with P = 7. ....... 97
Table 5-7: The mean values of 𝜂𝑇 − 𝑆 for off-design conditions with 𝑃𝑐 −𝑇𝑐 uncertain parameters by the three EOSs with P = 7 (based on
uniform distribution laws).......................................................................... 101
Table 5-8: The 𝐶𝑜𝑉 × 10 − 3of 𝜂𝑇 − 𝑆 at off-design conditions with 𝑃𝑐 −𝑇𝑐uncertain parameters for the three EOSs with P = 7. ............................ 104
Table 6-1: Boundary conditions of the reference case R for high-density fluid
conical diffuser, L = 510mm, A = 10........................................................ 117
Table 6-2: The range of uncertain parameters: inlet velocity, swirl velocity. ......... 120
Table 6-3: Deterministic results regarding extreme U-W cases at L and A
constant (L = 510mm, A = 10°).................................................................. 122
xx Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for Renewable
Low-grade Temperature Cycles
Table 6-4: Deterministic results regarding L and A cases at U-W constant (U =
11.6 m/s, W = 56.1 rad/s). .......................................................................... 126
Table 6-5: Mean and CoV of Cp for coupled U-W uncertain parameters by gPC
under different geometric conditions. ........................................................ 131
Table 7-1: Geometric parameters of the conical diffuser. ........................................ 143
Table 7-2: Geometric parameters of the annular-radial diffuser. ............................. 145
Table 7-3: Grid study of pressure recovery for different diffusers. ......................... 146
Table 7-4: Total-to-static efficiency 𝜂𝑇 − 𝑆 for the whole turbines using
different diffusers. ...................................................................................... 147
Table 7-5: The pressure recovery coefficient 𝐶𝑝 for both diffusers. ....................... 147
Table 7-6: Deterministic total-to-static efficiency 𝜂𝑇 − 𝑆 for Preliminary-
Turbo-expander and the Improved-Complete-Turbine at nominal
conditions. .................................................................................................. 152
Table 7-7: Mean and support values of the uniformly distributed uncertain
parameters. ................................................................................................. 155
Table 7-8: Mean, standard deviation, and CoV of the 𝜂𝑇 − 𝑆 for (𝑅𝑃𝑀 −𝑇𝑇𝑖𝑛 − 𝑄𝑚) for Preliminary-Turbo-expander and Improved-
Complete-Turbine with P = 7. ................................................................... 157
Table 7-9: The mean values of 𝜂𝑇 − 𝑆 under 80% nominal RPM and 𝑇𝑇𝑖𝑛=
400K with 𝑃𝑐 − 𝑇𝑐 uncertain parameters by PR with P = 7 (based on
uniform distribution laws). ......................................................................... 164
xxi Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
List of Abbreviations
Nomenclature
𝑃 𝑀𝑃𝑎 pressure 𝑇 𝐾 temperature
�� 𝑘𝑔. 𝑠−1 mass flow rate 𝑐𝑝0 𝐽. 𝑚𝑜𝑙−1. 𝐾−1 zero pressure ideal gas heat capacity
𝑊 rad/s Swirl Velocity 𝐴 ° Half Cone Angle
𝐿 mm Length 𝐶𝑝 - Pressure Recovery Coefficient
𝑈 m/s Inlet Velocity 𝑇u inlet turbulence intensities
𝑆𝑛 - Swirl Number 𝑃2 Pa Static pressure of outlet
𝑃1 Pa Static pressure of inlet 𝑃01 Pa Total pressure of inlet
Greek symbols
Ω RPM rotational speed 𝜂 % efficiency 𝜎 - standard deviation
𝜔 - acentric factor 𝜇 - mean value
Subscripts Abbreviation
in Turbine inlet UQ Uncertainty Quantification SS Suction Side
is Isentropic CFD Computational Fluid Dynamics PS Pressure Side
out Turbine outlet PDF Probability Density Function TE Trailing Edge
𝑇 Total CoV Coefficient of Variation LE Leading Edge
𝑇 − 𝑆 Total-to-static VR Velocity Reduction EOS Equation of State
𝑇 − 𝑇 Total-to-total gPC generalised Polynomial Chaos PR Peng-Robinson
𝑆 Static SRK Soave-Redlich-Kwong
𝑐 critical point
xxii Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
xxiii Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
List of Publication
Publications:
Zou, A., Chassaing, J.-C., Persky, R., Gu, Y., & Sauret, E. (2019). Uncertainty
Quantification in high-density fluid radial-inflow turbines for renewable low-grade
temperature cycles. Applied Energy, 241, 313-330. (IF = 7.9)
Zou, A., Sauret, E., Chassaing, J. C., Li, W., & Gu, Y. Quantified high-density fluid
conical diffuser performance with uncertain parameters by flow characteristic
analysis. Applied Thermal Engineering. Under review.
Zou, A., Sauret, E., & Gu, Y. Uncertainty Quantification in high-density radial-inflow
turbo-expander comparison with and without connecting designed diffuser for
renewable low-grade temperature cycles. Energy. In preparation.
Zou, A., Sauret, E., & Gu, Y. A review of Uncertainty Quantification for non-ideal
gas turbomachinery in Organic Rankine Cycle application. Applied Energy. In
preparation.
xxiv Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
Conferences:
Zou, A., Sauret, E., Chassaing, J. C., Saha, S. C., & Gu, Y. (2015). Stochastic analysis
of a radial-inflow turbine in the presence of parametric uncertainties. Full paper has
published in Proceedings of the 6th International Conference on Computational
Methods (Vol. 2). ScienTech.
Zou, A., Sauret, E., Chassaing, J. C., Li, W., & Gu, Y. Quantified high-density fluid
conical diffuser performance with uncertain parameters by flow characteristic
analysis. The 9th International Conference on Computational Methods, Rome, Italy,
2018. Oral Presentation.
Zou, A., Sauret, E., & Gu, Y. Numerical comparisons of conical and annular-radial
diffusers’ performance for high-density radial-inflow turbines. The 21st Australasian
Fluid Mechanics Conference, Adelaide, Australia, 2018.
Zou, A., Sauret, E., & Gu, Y. (2018). Numerical comparisons of conical and annular-
radial diffusers’ performance for high-density radial-inflow turbines. Full paper has
published in Proceedings of the 21st Australasian Fluid Mechanics Conference.
ScienTech. Oral Presentation.
xxv Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
Acknowledgements
Firstly, I would like to express my profound gratitude and grateful thanks to my
principal supervisor Dr. Emilie Sauret for her patient guidance and great support
during my PhD journey. Her vast experience and systematic guidance have been
invaluable. I really appreciate her help through every meeting and by email feedback,
which has enabled me to adequately address an array of complexities in the research
engineering problems. I also deeply appreciate her moral support for the hardships I
faced during my PhD journey.
I would like to express my sincere thanks to my associate supervisor, Prof.
YuanTong Gu for his great support. I also would like to thank my associate supervisor,
Dr Wei Li, who gave me a lot of constructive advice during this journey. I extend my
thanks to our collaborator, A/Prof. Jean-Camille Chassaing in Sorbonne Université in
Paris, France, for his advice and extensive support for our cooperative research.
I gratefully acknowledge the scholarship award provided by the Science and
Engineering Faculty, Queensland University of Technology. I also would like to
acknowledge the Australian Research Council (ARC) for its financial support
(DE130101183) for my scholarship. In addition, I would like to thank the “John and
Gay Hull Top-up scholarship” for their financial support during my research journey.
These awards allow me to conduct my PhD research to completion. I would like to
acknowledge the cutting-edge resources supplied by the High Performance Computing
(HPC) centre of Queensland University of Technology. These resources greatly
assisted in generating all the research data efficiently.
Thanks to Dr. Christina Houen of Perfect Words Editing for editing my thesis
according to university guidelines and those of the Institute of Professional Editors
(IPEd).
Importantly, I would like to express my sincere thanks to my friends, and all
members of the Laboratory of Advanced Modelling and Simulation in Engineering
and Science (LAMSES), which is a fantastic research platform in Australia; and
especially, thanks to the Computational Fluid Dynamics (CFD) subgroup members in
LAMSES.
xxvi Uncertainty Quantification in High-density Fluid Radial-inflow Turbo-Expanders and Diffusers for
Renewable Low-grade Temperature Cycles
Chapter 1: Introduction 1
Chapter 1: Introduction
This chapter presents the background of the project in Section 1.1, the research
problem in Section 1.2, and research objectives in Section 1.3. The research
significance is outlined in Section 1.4. The research’s innovation is presented in
Section 1.5. Section 1.6 outlines the succeeding chapters of the thesis.
1.1 BACKGROUND
Attention to renewable energy as a favourable source of electricity generation is
increasing, given the rise in fossil fuel consumption, and hence greenhouse gas
emissions (Chen, Xu, & Chen, 2012); Costall, Hernandez, Newton, and Martinez-
Botas (2015). Renewable energy sources, including biomass (Qiu, Shao, Li, Liu, &
Riffat, 2012), waste (Lecompte, Huisseune, Van Den Broek, Vanslambrouck, & De
Paepe, 2015), ocean thermal energy (Sun, Ikegami, Jia, & Arima, 2012) and
geothermal energy (Heberle & Brüggemann, 2010; Lentz & Almanza, 2006), can
transfer their energy into electricity (Vaja & Gambarotta, 2010). The Organic Rankine
Cycle (ORC) is considered to be a leading technology for these renewable energy
conversion processes (Fiaschi, Manfrida, & Maraschiello, 2012), as it can extract more
energy from renewable sources.
In general, high-temperature renewable resources (220-400°C) are the most
appropriate for commercial production of electricity generated by dry steam and flash
steam systems employing an ORC system. A low-to-medium grade temperature
resource, typically around 150-220°C, is strongly recommended for utilisation in local
district heat supplements using ORC systems (Rahbar, Mahmoud, Al-Dadah,
Moazami, & Mirhadizadeh, 2017). In recent decades, ORC is considered to be an
efficient technique for converting a low-grade temperature (<150°C) resource to
generate electricity. The advantages of employing ORC compared to traditional steam
power systems include effective operation of energy resources, smarter systems, and
economical performance (Yamamoto, Furuhata, Arai, & Mori, 2001).
At low-grade temperature conditions, the utilisation of an organic vapour in
place of steam is of interest for medium size power plants (50-500 kW), as the real
organic fluids can release more energy (Al-Sulaiman, Dincer, & Hamdullahpur, 2010;
Chapter 1: Introduction 2
Chacartegui, Sánchez, Muñoz, & Sánchez, 2009; Quoilin, Lemort, & Lebrun, 2010).
In those ORC cycles, the turbo-expander and diffuser are critical components for
transferring the thermal energy into mechanical energy and then into electricity energy.
In particular, radial-inflow turbines have been shown to be suitable for a 50-500
kW power-generation range (Badr, O'callaghan, Hussein, & Probert, 1984) and well-
suited for ORCs (Pini, Persico, Casati, & Dossena, 2013). However, they are also
sensitive to operational conditions while using high-density fluid (Sauret & Gu, 2014),
thus requiring more robust design, which is partly addressed in this thesis. Currently,
ORC is proven to be reliable and adaptable (Fiaschi, et al., 2012).
A typical ORC cycle including a turbo-expander and a diffuser is presented in
Figure 1-1, which shows a thermodynamic model for a binary power cycle (Fiaschi, et
al., 2012). As depicted in Figure 1-1, an ORC system includes preheater, evaporator,
turbo expander, diffuser, condenser, and pump.
The heat from the low-grade temperature source is pumped into the evaporator.
Then the high-density working fluid flows into the ORC radial-inflow turbine to
generate power. The exhaust vapor flows into the condenser, where it is condensed by
the cooling water. The condensed working fluid is pumped back to the evaporator and
another new cycle begins (Wang, Liu, & Zhang, 2013).
Figure 1-1: Schematic diagram of geothermal energy with ORC binary power cycle.
Chapter 1: Introduction 3
Radial-inflow turbines, including turbo-expanders and diffusers, play a critical
role in ORC, and are key components for converting the heat energy into electricity
(Badr, et al., 1984). The main components of a radial-inflow turbine are turbo-
expander (a stator and a rotor) and a diffuser. The gas goes into the stator and then
rotor, and finally through the diffuser, and out of the radial turbine. The combined
components, the volute, stator, and rotor of the turbine, can be called the turbo-
expander. The study of turbo-expanders and diffusers is of great importance in
improving the efficiency of the cycle to extract more energy from low-grade
temperature heat sources.
In order to achieve optimum performance from low-grade temperature
renewable power blocks, one of the main requirements is to have robust designs,
capable of handling fluctuations and operating well under adverse conditions. This is
especially important for turbines in Organic Rankine Cycles (ORC), as the power
delivered must be as high as possible for those low-grade temperature renewable
cycles. Recently, extensive investigations (Al Jubori, Al-Dadah, Mahmoud, & Daabo,
2017; Da Lio, Manente, & Lazzaretto, 2017; Fiaschi, et al., 2012; Fiaschi, Manfrida,
& Maraschiello, 2015; Kim & Kim, 2017b; Pan & Wang, 2013; Sauret & Rowlands,
2011; Song, Gu, & Ren, 2016a; Xia, Wang, Wang, & Dai, 2018; Zhu, Deng, & Liu,
2015) focused on meanline models of the ORC radial-inflow turbines to maximise
their isentropic efficiency. The main consideration of the meanline model is to design
the velocity triangles and inlet/outlet dimensions of the rotor. However, the three-
dimensional effects within the rotor passage must be modelled robustly to ensure the
effective expansion of the fluid (White, 2015). Furthermore, most of those studies did
not account for uncertainties in their meanline model, which again prevents robust
design of radial-inflow turbines. In order to develop robust designs of high-density
radial-inflow turbines, uncertainties must be accounted for at the design level. These
uncertainties arise from the variability of the normal operational conditions of the
system, e.g. inlet temperature, the geometric parameters due to manufacturing
tolerances, and the numerical representation of the physical system, including
mathematical models and boundary conditions. In this work, the combined effects of
several parametric uncertainties (Faragher, 2004) on the performance of a radial
turbine operating with high-density fluids will be investigated.
Chapter 1: Introduction 4
Considering the key components for converting energy into electricity, not only
radial-inflow turbo-expanders, but also diffusers, play pivotal roles in ORC
applications (Badr, et al., 1984). Diffusers are positioned at the outlet of radial-inflow
turbo-expanders, with the aim of recovering pressure and thereby increasing the whole
turbine efficiency. While numerical studies of radial-inflow turbines have been
extensively performed (Boncinelli, Rubechini, Arnone, Cecconi, & Carlo Cortese,
2004; Cho, Cho, Ahn, & Lee, 2014; Harinck, Pasquale, Pecnik, van Buijtenen, &
Colonna, 2013; Pini, et al., 2013; Sauret & Gu, 2014; Sauret & Rowlands, 2011;
Wheeler & Ong, 2013; Zou, Sauret, Chassaing, Saha, & Gu, 2015), the exhaust flow
through the high-density fluid diffusers has not received much consideration so far,
and needs to be investigated. The turbine components are quite crucial to achieving
high ORC efficiency (Pini, et al., 2013). However, the performance of diffusers is
easily neglected when the whole ORC system performance is considered. In order to
develop robust designs of high-density diffusers, uncertainties must also be accounted
for at the design level. These uncertainties arise from the variability of the normal
operational conditions of the system, e.g., inlet velocity and swirling velocity.
Investigations into the uncertainty quantification analysis of high-density fluid
diffusers are lacking, which hinders the improvement of overall ORC efficiency.
Importantly, comprehensive understanding of the influence of input uncertainties will
enhance the reliability of a risk-based design, increase design confidence, reduce risks,
improve safety, and refine the system’s operating range (Cinnella & Hercus, 2010).
A suitable diffuser to fit the radial-inflow turbo expander is significant for
maximizing the whole turbine’s efficiency by improving pressure recovery. Conical
diffusers are widely employed to connect the downstream of turbo expanders (Klein,
1981), as they have a simple geometry. However, based on an experimental
investigation by Abir and Whitfield (1987), the flow characteristics of ideal gas conical
diffusers are unstable, while curved annular diffusers and radial diffusers present more
stable flow conditions. Due to the lack of experiments with high-density fluids to
compare the performance of these diffusers, it is of interest to conduct numerical
studies to compare different diffusers’ geometries, in particular, conical and annular-
radial ones using high-density fluids. Recently, Keep, Head, and Jahn (2017) had a
constrained preliminary design for an annular-radial diffuser to fit their existing
supercritical CO2 turbine. However, in their study, the inlet swirl angle was set to zero,
Chapter 1: Introduction 5
which does not accurately represent the real flow direction out of the turbo expander
rotor, due to the uncertain flow characteristics through the radial-inflow machine. In
other words, the uncertainty quantification was not considered. In previous studies,
diffusers were investigated independently from the whole turbine, and did not include
the turbo expander. So far, in current numerical tools for conducting numerical studies
on diffusers, it is quite difficult to accurately set the diffusers’ inlet boundary
conditions, which correspond to the outlet flow of the turbo expanders. Inlet boundary
conditions are known to affect the flow in diffusers, and as such, in this study, our
proposed R143a radial-inflow turbo expander (Sauret & Gu, 2014) is built as the inlet
part of the diffuser. Limited understanding has been established regarding the way the
flow characteristics of these two typical diffusers employing high-density fluid affect
the efficiency of ORC turbines, and thus further influence the overall efficiency of the
low-grade temperature ORC. It is necessary to numerically compare the performance
of the preliminary design of a conical diffuser with an annular-radial diffuser, fitting
the conditions from the current existing 400kW R143a radial-inflow turbine to form a
whole radial-inflow turbine. Then Uncertainty Quantification (UQ) methods will be
applied to analyse the optimal whole radial-inflow turbine, including radial-inflow
turbo-expander and suitable diffuser, in order to evaluate which individual or coupled
parameters affect its performance.
In order to have confidence in the numerical simulations and include
uncertainties in the design process and optimisation of robust radial-inflow turbines,
UQ methods appear to be a powerful solution. UQ is a mathematical approach
employed to determine the likely certain outcomes in an uncertain system (Faragher,
2004). Any engineering system is subject to uncertainties, which can come from the
random variation of geometric parameters and operating conditions. These
uncertainties cannot be removed from the system and are called “aleatory”
uncertainties (Faragher, 2004). In addition, the numerical representation of this system
introduces uncertainties through the mathematical models and boundary conditions
used. These “epistemic” uncertainties (Faragher, 2004), however, can be reduced, as
they are due to modelling errors, and make it impossible to isolate their influence from
these parameters without using uncertainty quantification methods. Some
uncertainties, namely aleatory uncertainties, cannot be removed, while others, the
epistemic uncertainties, can be reduced (Faragher, 2004). The UQ method is
Chapter 1: Introduction 6
considered a powerful solution for robust engineering design, specifically for
evaluating the influence of uncertain input variables on the outcome (Daroczy, Janiga,
& Thevenin, 2016).
A systematic review of UQ approaches (Walters & Huyse, 2002) shows that the
Monte Carlo (MC) and Polynomial Chaos (PC) approaches approximate the
probability distribution of objective functions; however, MC is considered an
extremely expensive computation and a poor convergence technique (Walters &
Huyse, 2002), especially for complex geometries (Sankaran & Marsden, 2011). In
comparison, the PC approach has recently become more attractive, as it delivers an
exact means of propagating uncertainty, provides high order results, and dramatically
reduces computational costs (Modgil, Crossley, & Xiu, 2013). The gPC approach is a
non-statistical representation of random processes based on a pseudo-spectral finite
element approach (Ghanem & Spanos, 2003; Spanos & Ghanem, 1989) as extended
by Xiu, Lucor, Su, and Karniadakis (2002). The gPC approach also provides
exponential convergence (Walters & Huyse, 2002). Xiu et al. (Xiu & Karniadakis,
2003) presented incompressible flow simulations modelled by input uncertainty with
gPC. The gPC method results demonstrate that computational efficiency and accuracy
are dramatically increased compared to the MC approach (Cacuci, Ionescu-Bujor, &
Navon, 2004; Huyse, 2001). Zou, et al. (2015) presented a UQ study on an ideal gas
radial-inflow turbine including a stator and a rotor, showing that the most sensitive
random variables are the trailing edge tip radius combined with the rotational speed.
This study shows that geometric uncertainties due to manufacturing tolerances are one
of the critical aspects that can influence turbine efficiency. However, ideal gas, not
high-density fluid, was employed as a working fluid. Due to the importance of high-
density fluid in accurately predicting turbine performance, understanding the effect of
Equation of State (EOS) uncertainties is also critical to better design of turbines.
To sum-up, there are few Uncertainty Quantification studies on radial-inflow
turbines employing high-density fluid. This work executes performance analysis and
further identifies the parameters that are most influential on the performance of both
radial-inflow turbo-expanders and diffusers employing R143a as a working fluid. The
objective of this work is to highlight the significance of multiple uncertainties, with
possible random distributions, on the stochastic response of the performance for a
whole radial-inflow turbine that includes a radial-inflow turbo-expander and a suitable
Chapter 1: Introduction 7
diffuser. An advanced robust framework is established connecting a CFD solver and a
UQ approach for the ORC radial-inflow turbine UQ analysis.
In the following literature review Section, renewable energy, Organic Rankine
Cycle, radial-inflow turbines, diffusers, and uncertainty quantification will be
reviewed.
1.2 RESEARCH PROBLEMS
Due to the complexity of applications involving radial-inflow turbines and high-
density fluids, an advanced and robust framework needs to be established. The main
research problem is to propose a new design for an ORC radial-inflow turbine which
is more robust to on- and off-design conditions under uncertainties. Another research
problem is how to develop a robust framework to couple a CFD solver and UQ, which
involves multiple uncertain parameters. The parameters, such as operational
conditions and geometric parameters, have significant impacts on the ORC radial
turbine design in low-grade temperature power cycles.
Therefore, the major research problems that will be addressed in this project are:
How to develop an advanced and robust framework coupling a CFD solver and
a UQ approach that can be efficiently used for the optimal design of ORC radial
inflow turbines?
How will different parameters, individually or coupled, influence efficiency of
the ORC radial-inflow turbine in low-grade temperature power cycles, and
which one has the dominant impact?
What type of diffuser is more suitable for the current existing R143a radial-
inflow turbine? What is the performance of the whole turbine including turbo-
expander and diffuser?
1.3 RESEARCH OBJECTIVES
This study aims to build a robust design for a whole radial-inflow turbine for
low-grade temperature power cycles, using an advanced and robust UQ-CFD
framework. An advanced and robust framework needs to be built for the ORC radial-
inflow turbine UQ analysis. This numerical framework will be established based on
the concept of coupling a CFD solver and a UQ approach. It will give accurate results
Chapter 1: Introduction 8
for the complex working conditions of radial-inflow turbines that use high-density
fluid. The developed model will assist the optimised design of an ORC turbo-expander.
The newly established robust framework will be able to identify the most sensitive
individual or coupled uncertain parameters that affect the radial-inflow turbine
efficiency, so that a robust design can be established.
Specifically, major objectives of this research work include:
To develop a robust framework that couples a CFD solver and a UQ
approach to ORC radial-inflow turbine optimal design in a low-grade
temperature power cycle.
Using the newly established framework, to obtain a comprehensive
understanding of parameters (such as operational conditions like
temperature, pressure; or geometrically uncertain parameters) that affect the
efficiency of ORC radial-inflow turbines in low-grade temperature power
cycles.
To investigate the most suitable diffuser for an ORC turbo-expander
working with high-density fluids.
1.4 RESEARCH SIGNIFICANCE
This research significance of this study is as follows:
The research is of great significance to climate change. Over the next several
decades, with the purpose of preventing global warming of more than 2°C,
it is recommended that developed countries must aggressively reduce
emissions of greenhouse gas to a point of near-zero by 2050 (Metz, 2007).
Development of mixed pattern renewable energy to take the place of
traditional fossil fuel energy would require energy supplies with the target
of zero carbon dioxide emission. In order to achieve this target, ORC is a
promising technique for utilising low-grade temperature resources for
renewable energy.
The research is significant to energy demands. Global population and
urbanisation are continuing to grow. For example, developed countries are
estimated to have the highest average urban growth rate of 3.3% per annum
between 2010 and 2050 (Madlener & Sunak, 2011). Services to improve the
Chapter 1: Introduction 9
living standards of the growing population have put enormous pressure on
energy demands, which are estimated to increase by 25% by 2050 (Bohi,
2013). To satisfy energy demands and limit greenhouse gas emissions
simultaneously, the use of renewable energies must be extended, and more
efficient systems developed.
The research is quite significant to economic development. The Conference
of Mayors Climate Protection Agreement (CPA) points out that a significant
rationale will stimulate economic development through creating renewable
energy jobs (Yi, 2013). Developing renewable energy through more
efficient systems will reduce reliance on fossil fuels and create new jobs in
the renewable energy sector. This is an opportunity to supplement the loss
of jobs in the traditional fossil fuel energy sector.
This work contributes to design of more efficient ORC turbines for low-
grade temperature renewable resources. Robust ORC turbine designs must
be established. This requires designers to take into account the
quantification of uncertainties at an early stage in the design process. In
particular, the sensitivity of the ORC turbines to high-density fluids in both
on- and off-design conditions must be considered in order to develop
reliable and robust turbine designs capable of maintaining high efficiencies
over a wide range of conditions.
1.5 RESEARCH INNOVATION
The research innovations of this study are as follow:
For the first time, both nominal and off-design operational conditions are
thoroughly investigated using a coupled UQ-CFD approach, highlighting
the most influential operational uncertain parameters (both individually and
coupled) that affect high-density radial-inflow turbine performance.
This study is the first to conduct a comprehensive sensitivity analysis of
different EOS under various uncertain parameters that affect radial-inflow
turbine performance.
This is the first study to quantify the influence of coupled and multiple
uncertain parameters on a high-density fluid conical diffuser.
Chapter 1: Introduction 10
This study presents a UQ analysis for a whole turbo-expander with an
adapted diffuser working with a high-density fluid, and proposes a new
design of an ORC radial-inflow turbine that is more robust to on- and off-
design conditions under uncertainties.
1.6 THESIS OUTLINE
This section describes the structure of this dissertation. The thesis comprises
eight chapters based on a series of finished manuscript publications with original
contributions to the literature. Following this chapter, there are seven chapters, with
their synopsis presented below.
In Chapter 1, an overarching review of the background of renewable energy is
introduced. The Organic Rankine Cycle for renewable energy blocks, high-density
fluid radial-inflow turbines, typical types of diffusers, and the uncertainty
quantification approach, are briefly intoduced. The research problems, research
objectives, research significance and innovations are also defined.
In Chapter 2, there are three main sections of the literature review. The first
section reviews the renewable energy sector. The second section is about the power
blocks, which are divided into Organic Rankine Cycles, radial-inflow turbines, and
diffusers, including conical diffusers and annular-radial diffusers. The literature
review of radial-inflow turbines includes both ideal gas turbines and high-density fluid
turbines. In this section, the computational and experimental investigations of radial-
inflow turbines and various types of diffusers using both ideal gas and high-density
fluid are discussed. The third section reviews the UQ approach, including its
definition, and focuses on the applications of UQ related to radial-inflow turbines and
diffusers, and high-density fluid. Finally, the existing findings and limitations are
discussed.
Chapter 3 is on Methodology. This chapter introduces the computational
framework developed in this work. First, computational fluid dynamics solvers for
rotating machineries are discussed, then the generalised polynomial chaos method as
the UQ tool is detailed. The chapter covers polynomial theory basics and generalised
polynomial chaos (gPC) used for this study. In addition, the whole automatic robust
framework connecting the CFD solver with the UQ approach is introduced.
Chapter 1: Introduction 11
In Chapters 4–7, advances in the field pertaining to uncertainty quantification
analysis for ORC radial-inflow turbine are presented, based on finalised and in-
preparation papers for this resarch.
Chapter 4 is based on a published conference paper. The development of an
advanced robust numerical framework to examine the uncertainty quantification
technique connecting with the radial-inflow turbine CFD workflows using ideal gas is
discussed in this chapter. In particular, the CFD solver validation is presented as the
foundation for the following works. This study demonstrates the reliability and
robustness of the framework to conduct the uncertainty quantification analysis for
radial-inflow turbines.
Chapter 5 presents the work for the UQ analysis on high-density fluid radial-
inflow turbine. It provides in-depth on- and off-design conditions for the uncertainty
quantification analysis of the high-density fluid radial-inflow turbo-expander using
R143a fluid for low-grade temperature ORC renewable energy applications.
Chapter 6 applies the developed framework to the investigation of the sensitivity
of a high-density fluid conical diffuser.
Chapter 7 considers the numerical comparison between a conical diffuser and
annular-radial diffuser. In this chapter, the performance of the preliminary design of a
conical diffuser and an annular-radial diffuser is compared, matching the conditions
from our existing R143a radial-inflow turbo-expander. Then, an extensive uncertainty
quantification analysis of the whole turbine is conducted to verify the robustness of
the developed turbine.
In Chapter 8, the overarching conclusions of the project are drawn. Results from
all the previous chapters are summarised and interpreted to draw conclusions,
including the optimal whole turbine performance and the most important individual
and/or coupled uncertain parameters. The last section of this chapter proposes future
work utilising the current research as a foundation. Moreover, this section presents the
research limitations, the practical implications, and the future research developments.
Chapter 1: Introduction 12
Chapter 1: Introduction 13
A schematic of the thesis outline is shown in Figure 1-2.
CHAPTER
Methodology
CFD Model Uncertainty Quantification (UQ) Framework Benchmark
Research Schedule
1. Validation of the UQ-CFD framework.
2. Evaluation of the sensitive parameters in high-density fluid ORC
radial-inflow turbine using UQ-CFD framework.
3. Application of the UQ-CFD framework to high-density fluid conical
diffusers.
4. Robust Design of a complete turbo-expander with optimum diffuser
geometry.
Introduction
Background Research Objectives Significance Thesis Research
Problem & Aims &Innovation Outline Framework
1
3
2
Literature Review
Renewable Energy Turbo-expander Diffuser Uncertainty Quantification
High-density Fluid Meanline Numerical Off-design Experiments
8
4-7
Conclusions & Future Work
Conclusions Limitations Future Work
Figure 1-2: Thesis outline.
Chapter 1: Introduction 14
Chapter 2: Literature Review 15
Chapter 2: Literature Review
This chapter begins with an overview of an Organic Rankine Cycle (ORC)
application for low-grade temperature renewable energies in Section 2.1. A concise
introduction to ORC turbo-expanders is presented in Section 2.2. A contemporary
review of diffusers is introduced in Section 2.3. Then the literature regarding Uncertain
Quantification (UQ) methods, including the applications employing UQ, is reviewed
in Section 2.4. Section 2.5 highlights the conclusions and implications from the
literature.
2.1 ORC APPLICATIONS FOR LOW-GRADE TEMPERATURE
RENEWABLE ENERGIES
Energy is a critical topic for global economic development, and is treated as a
key factor for all industries and production processes (Rahbar, et al., 2017). With the
development of the worldwide economy, the shortage of energy and the pollution of
environments are becoming more and more serious (Dolz, Novella, García, &
Sánchez, 2012). The demand for energy is significantly increasing, with a 56% world
growth rate predicted from 2010 to 2040 (Bohi, 2013). According to a report from the
International Energy Agency (Agency, 2012), the present tendency extended to 2050
indicates that energy consumption will grow by 70% and pollution emissions will
increase by 60% compared to 2011. By 2050, pollution emissions will lead to the
global average temperature rising by 6°C, resulting in radical climate change as well
as unsustainable energy development. Thus, energy consumption and energy
efficiency have extraordinary influences on environmental development.
The energy sector is currently facing many challenges: fossil fuel limitations,
environment pollution due to greenhouse gases, and rapidly increasing demand
accompanying fast-growing urbanisation. Nowadays, in order to solve these issues and
balance energy supply and demand and environmental deterioration due to fossil fuel
combustion, renewable energy resources and energy usage efficiency are the focus of
attention (Abdmouleh, Alammari, & Gastli, 2015).
In this thesis, among many kinds of renewable energy, biomass (Qiu, et al.,
2012), ocean thermal energy conversion (Sun, et al., 2012) and geothermal energy
Chapter 2: Literature Review 16
(Heberle & Brüggemann, 2010; Lentz & Almanza, 2006), are focused on rather than
other types of renewable energy, as these three renewable energies can employ the
promising ORC technique to extract energy from low-grade temperature resources.
These three kinds of renewable energies contribute to multiple and/or mixed electricity
generation for government targets. Thus, these three types of renewable energy in ORC
applications will be introduced in brief in this section to give an overall picture.
Figure 2-1: Schematic of a biomass ORC system (Rahbar, et al., 2017).
As the fourth largest energy resource, biomass can supply about 10% of the
world’s energy demands (Dolz, et al., 2012). Biomass from agricultural processing is
widely utilised; for instance, from the furniture industry, agriculture, or forest residues.
The schematic of a biomass ORC system is shown in Figure 2-1. Biomass transforms
its combustion heat energy into electricity energy by employing the ORC technique.
The heat is generated from the biomass feed burner, and then transfers the heat via flue
gases to the heat-transfer fluid. The heat-transfer fluid goes to the evaporator in the
ORC to vaporise the high-density fluid (Tchanche, Lambrinos, Frangoudakis, &
Papadakis, 2011); in this study, the working fluid is R143a. A thermodynamic model
of a 2kW biomass Combined Heated and Power system employing ORC with HFE
7000, n-pentane, and HFE7100 as working fluid is investigated by Liu, Shao, and Li
(2011). In their results, the thermodynamic efficiency of ORC is determined not only
Chapter 2: Literature Review 17
by sub-cooling but also by its superheating efficiency. The ORC’s efficiency relies on
some additional aspects, such as the operational conditions, selection of the working
fluid, the fluid temperature in the boiler, and the heating amount supported by the
Combined Heated and Power system. In Europe, more than 120 power plants
employing the ORC technique are in commercial operation, utilising biomass
combustion heat (Bini, Guercio, & Duvia, 2009), which is part of the energy mix. This
evidences the need to further develop those technologies and make their contribution
higher. In most of these power plants, radial-inflow turbines play quite a significant
role in converting energy and generating electric power, and are the focus of the
present research.
Figure 2-2: Schematic of an OTEC ORC system (Rahbar, et al., 2017).
Ocean thermal energy conversion (OTEC) is another promising renewable
energy technique that can transfer thermal power from the ocean’s natural thermal
gradient into electricity. The schematic of an OTEC ORC system is illustrated in
Figure 2-2. ORC is an operational solution to converting low-grade temperature heat
into electricity power. The warm water from the ocean’s surface is employed as the
heat medium to vaporise the high-density fluid in the evaporators of ORC. At the same
time, the cold water from the deep layer of the ocean is utilised as the cooling medium
to condense the high-density fluid. Sun, et al. (2012) investigated and optimised the
performance and energy efficiency of ORC in OTEC by employing different working
fluids with both ammonia and R134a. From their results, ammonia is indicated as the
Chapter 2: Literature Review 18
most suitable working fluid for ORC application in OTEC in terms of the output
power. Wang et al. (Wang & Hung, 2010) conducted the investigation employing
OTEC coupled with solar energy to generate the electricity. The results showed that
the pressure, inlet temperature, and exit temperature of the turbine condenser influence
the turbine’s efficiency, employing R113, R114, and R123 as dry working fluids and
R11, R152a, and R500 as wet working fluids. Compared to the dry working fluids, the
wet working fluids indicated better turbine efficiency in terms of steep saturated
vapour in the 𝑇 − 𝑆 diagram. Nithesh, Chatterjee, Oh, and Lee (2016) designed an
ORC radial-inflow turbo-expander for a 2 kWe capacity OTEC energy application,
with a rotational speed of 34,000 RPM and inlet and outlet temperatures of 24.5 °C
and 14 °C respectively, employing R-22 as the working fluid. The rotor tip and shroud
radii were 24 mm and 19 mm respectively; the blade widths at rotor inlet and outlet
were 6 mm and 11 mm respectively; the axial length was 17.5 mm; and the length of
the diffuser was 62 mm. In addition, the significance of the number of blades, blade
filleting and stagger angle in terms of turbine efficiency were presented as well. In
another study, Nithesh and Chatterjee (2016) designed another ORC radial-inflow
turbine for OTEC energy with 2 kWe power output, employing R134a as the working
fluid. The inlet and outlet temperatures of the turbine were 24.5 °C and 14 °C
respectively; the rotational speed of the turbine was 22,000 RPM; the rotor tip and
shroud radii were 35.5 mm and 22 mm respectively; the blade widths of rotor inlet and
outlet were 6 mm and 13 mm respectively.
Geothermal energy is another type of low-grade temperature renewable energy
using the ORC technique. The schematic of a geothermal ORC binary power cycle is
expressed in Figure 1-1. At approximately three kilometres depth from the earth’s
surface, the estimated geothermal energy resources are 43,000,000 × 1018 J (DiPippo,
2012). The heat source temperature of geothermal energy varies from 50-350°C. The
most commonly available temperature of the resource is normally from 100-220°C for
the medium-temperature geothermal resources. However, it is for important for
potential heat resources with a low-grade temperature from 70-110°C to be utilised
(Liu, Chien, & Wang, 2004). Such heat resources are the most widespread technique
employed to generate electricity in binary cycle power plants. The heat is transferred
to the organic working fluid in ORC evaporators and goes back through the brine to
Chapter 2: Literature Review 19
the injection lines at a low-grade temperature (Quoilin, Van Den Broek, Declaye,
Dewallef, & Lemort, 2013).
Lots of investigations have focused on fluid selection related to geothermal
energy (Liu, Duan, & Yang, 2013; Liu, Wei, Yang, & Wang, 2017; Madhawa
Hettiarachchi, Golubovic, Worek, & Ikegami, 2007; Zhai, Shi, & An, 2014). However,
as shown by (Persky & Sauret, 2018), fluid selection cannot be decoupled from the
cycle design and turbine design. (Sauret & Gu, 2014) study is one of the few that look
at radial-inflow turbine design for geothermal energy. Sauret and Gu (2014) designed
an ORC radial-inflow turbine for geothermal energy application using a one-
dimensional meanline model employing R143a as a working fluid. This study is a key
study in ORC radial-inflow turbine investigation; it not only built the foundation for
later many similar investigations into one-dimensional meanline design, but also it
supplies guidance for three-dimensional numerical studies under off-design
conditions, such as the one presented in this thesis. However, as Sauret and Gu (2014)
mentioned, in their future work, Uncertainty Quantification analysis is necessary to
achieve a more robust and comprehensive understanding of radial-inflow turbine
design. This thesis, accordingly, presents an uncertainty quantification study of a
radial-inflow turbine.
It is evident that ORC is a critical technology in these renewable energy systems.
In terms of the key components for converting energy into electricity, radial-inflow
turbo-expanders and diffusers play pivotal roles in ORC applications (Badr, et al.,
1984). By improving the efficiency of radial-inflow turbines, the current low
efficiency of the ORC cycle can be dramatically enhanced. In this regard, radial-inflow
turbines have been extensively used (Boncinelli, et al., 2004; Cho, et al., 2014; Harinck,
et al., 2013; Pini, et al., 2013; Sauret & Gu, 2014; Sauret & Rowlands, 2011; Wheeler
& Ong, 2013; Zou, et al., 2015). Diffusers are positioned at the rotor outlet of the
radial-inflow turbines, aiming to recover the pressure and thereby increase the
turbine’s efficiency. The studies that investigate ORC high-density fluid turbines and
diffusers will be reviewed in the following sections.
Chapter 2: Literature Review 20
2.2 ORC TURBO-EXPANDERS
In section 2.1, renewable energy in ORC applications, including biomass energy,
OTEC energy, and geothermal energy was discussed. In this section, investigations
into the turbo-expanders are reviewed.
Turbo-expanders are the most significant components in an ORC system, as they
generate mechanical energy. Thus, analysis of ORC turbo-expanders, especially for
low-grade temperature renewable power blocks, has received wide attention from
resarchers. Generally, the turbo-expander accelerates the fluid and changes the fluid
direction, and thus results in reducing the stagnation enthalpy through the rotation of
the rotor. These changes produce mechanical energy through energy transfer processes
(Hall & Dixon, 2013). Upstream of the rotor, the stator accelerates the working fluid
and delivers it to the rotor with a large, absolute, tangential velocity.
The absolute tangential velocity then decreases through the rotor, and the
decrease decides the amount of useful mechanical energy generated (Hall & Dixon,
2013).
In general, the two common types of turbo-expanders are radial and axial turbo-
expanders. In radial-inflow turbines, the flows enter the rotor in the radial direction.
With a large tangential velocity, the flow turns 90° throughout the rotor and leaves the
rotor following an axial direction. On the other hand, in an axial turbo-expander, the
flow always remains in the axial direction without any radial direction of velocity.
Sketches of an axial turbo-expander and radial-inflow turbo-expander are presented in
Figure 2-3 (a) and (b) respectively.
Figure 2-3: (a) The sketch of an axial turbo-expander. (b) The sketch of a radial-
inflow turbo-expander (Baskharone, 2006).
Chapter 2: Literature Review 21
Radial-inflow turbo-expanders can be effectively utilised in single shaft turbines
in power ranges from as low as 1 kW up to approximately 2 MW (small-scale capacity)
electricity generation applications (Li, Pei, Li, & Ji, 2013). Consequently, radial-
inflow turbo-expanders have advantages over the axial turbo-expanders in industry,
which usually employs radial-inflow turbo-expanders (Bao & Zhao, 2013) below 2
MW usually employing radial-inflow turbo-. In the past decades, NASA conducted
extensive investigations into small turbo-expander design, and concluded that radial-
inflow turbo-expanders are favoured over axial turbo-expanders in small-scale power
generation (Kofskey & Nusbaum, 1969; Kofskey & Wasserbauer, 1966; Rohlik, 1968;
Wood, 1962). In addition, it is noteworthy that axial turbo-expanders need a
tremendously thin blade at the trailing edge to obtain high efficiency for a small scale
system (Dunham & Panton, 1973). The advantages of radial-inflow turbo-expanders
are a compact system, easy manufacture, and light-weight construction, which provide
high efficiency and robust design. Radial-inflow turbo-expanders are employed for
widespread applications, managing a wide range of net power output, rotating speed,
and mass flow rate (Hall & Dixon, 2013). High-density fluid radial-inflow turbo-
expanders are the focus of the main study objective of this thesis. High-density fluid
significantly affects radial-inflow turbine performance in ORC applications, and
accordingly, investigations into this will be introduced in the next section.
Equations of State for High-density Fluids
The analysis of the fluid dynamics of turbo-expanders using high-density fluids
(non-ideal gases) requires comprehensive consideration. This is relevant in regard to
low-grade temperature ORC power cycles where more energy can be extracted from
the high-density fluids. Hence, research into high-density fluid for turbo-expanders is
gaining a lot of attention.
However, high-density fluids do not follow the classical ideal gas laws. Redlich
and Kwong (1949) were among the first to develop an Equation of State (EOS),
Redlich-Kwong (RK), for high-density fluids. The equation includes two individual
coefficients, giving satisfactory results above the critical temperature for any
pressures. The coefficients are dependent on the gas composition, as discussed by
Redlich and Kwong (1949). Equations (2-1)-(2-3) are the primary equations of the
next several EOS methods listed below, which are modifications from the RK
equation. The RK EOS equations are as follows:
Chapter 2: Literature Review 22
𝑝 =𝑅𝑇
𝑉𝑚 − 𝑏−
𝑎
√𝑇𝑉𝑚(𝑉𝑚 + 𝑏)
(2-1)
𝑎 =0.42748𝑅2𝑇𝑐
2.5
𝑝𝑐
(2-2)
𝑏 =0.08662𝑅𝑇𝑐
𝑝𝑐
(2-3)
Where 𝑝 is the gas pressure; 𝑅 is the gas constant; 𝑇 is temperature; 𝑉𝑚 is the
molar volume; 𝑇𝑐 is the temperature at the critical point; 𝑝𝑐 is the pressure at the
critical point.
Peng and Robinson (1976) developed a new two-constant equation, Peng-
Robinson (PR) EOS, which is known for its good balance between simplicity and
accuracy, especially close to the critical point (Agrawal, Cornelio, & Limperich,
2012); it is a further extension of the RK model, and is thus expected to behave like
the SRK model. Its advantage is the prediction of liquid phase densities as well. Span
and Wagner (1996) used Span-Wagner (S-W) EOS to study the critical region and to
extrapolate the behavior of carbon dioxide thermodynamic properties. Carbon dioxide
covering the fluid region, using this EOS, is up to 1100K for temperature and up to
800MPa for pressure. Aungier (1995) modified the Redlich-Kwong (RK) two-
parameter EOS for high-density fluids. The prediction accuracy of the thermodynamic
parameters such as enthalpy and entropy for several compounds was demonstrated
over an increased application range. The Soave-Redlich-Kwong (SRK) model (Soave,
1972) is an extension of the original Redlich-Kwong (RK) model. Nagel and Bier
(1996) investigated the validity of SRK EOS for mixtures of R125, R143a and R134a,
which was confirmed by comparison with experimental results. Lemmon (2004)
evaluated mixture models in Helmholtz energy thermodynamic properties of
refrigerant mixtures containing R-32, R-125, R-134a, R143a, and R-152a. The
independent variables are the density, temperature, and composition. The model could
be used to calculate the thermodynamic properties of mixtures, including dew and
bubble point properties. Park et al. (Park, Lim, & Lee, 2002) investigated the vapor–
liquid equilibrium data for six binary mixtures of isobutene + HFC-32, +HFC-125,
+HFC-134a, +HFC-143a, +HFC-152a, and +HFC-227ea. They were correlated with
the Peng–Robinson–Stryjek–Vera (P-R-S-V) EOS. Their results had good agreements
Chapter 2: Literature Review 23
with experiments. The HHEOS is a 17-term Lemmon-Jacobsen equation based on
Helmholtz energy (Lemmon & Tillner-Roth, 1999), with the capacity to predict
accurately the properties for multicomponent mixtures, and is valid for temperatures
up to 450K and pressures up to 50MPa (Lemmon & Tillner-Roth, 1999). The National
Institute of Standards and Technology (NIST) Reference Fluid Thermodynamic and
Transport Properties (REFPROP) database takes account of high-density fluid
behaviour. The NIST REFPROP model is considered the international standard for
fluid properties (Lemmon, Huber, & McLinden, 2013). This model employs high-
fidelity empirical correlations in the Helmholtz energy Equation of State (HHEOS) to
calculate the transport properties of high-density fluid (Lemmon, Huber, & McLinden,
2007). A brief summary of tested cubic EOSs is given in Table 2-1.
According to Table 2-1, it is noteworthy that Peng-Robinson and Soave-Redlich-
Kwong’s equation of state for R143a as a working fluid has been validated
experimentally.
Chapter 2: Literature Review 24
Table 2-1: Brief summary of tested cubic EOSs in literature review.
Due to the importance of EOSs in the accurate prediction of turbine performance,
understanding the effect of Equation of State uncertainties becomes critical to better
design of turbines.
EoS Name Fluid Temp. and Pressure Range Experiment
Validation
Redlich-Kwong (Barrick,
Anderson, & Robinson Jr,
1986)
Carbon
Dioxide 323-423K; 1.6-10.7 MPa Yes
Soave-Redlich-Kwong
(SRK) (Nagel & Bier,
1996)
R125/R143a/13
4a
204.557-363.760K;0.01675-
3.963 MPa Yes
Peng-Robinson (PR)
(Nagel & Bier, 1996) R143a/R134a
205.023-360.730K;0.02143-
3.940MPa Yes
Peng-Robinson-Stryjek-
Vera (Park, et al., 2002)
R600a 293.15-323.15K;0.3045-
0.6832 MPa Yes
HFC-32 283.15-303.15 K;1.1090-
1.9240 MPa Yes
HFC-125 293.15-313.15 K;1.2036-
2.0030 MPa Yes
HFC-134a 303.15-323.15 K;0.7700-
1.3200 MPa Yes
HFC-143a 323.15-333.15 K;2.3030-
2.8690 MPa Yes
HFC-152a 303.15-323.15 K;0.9050-
1.5000 MPa Yes
HFC-227ea 293.15-313.15 K;0.2760-
0.9222 MPa Yes
HFC-32/R600a 301.75-321.75 K;1.885-
3.057 MPa Yes
HFC-
134a/R600a
303.15-323.15 K; 0.877-
1.451 MPa Yes
HFC-
152a/R600a
293.15-333.15 K; 0.578-
1.599 MPa Yes
HFC-
227ea/R600a
303.15-323.15 K; 0.646-
1.081 MPa Yes
R-401a 208.15-518.15K; 0.01-3.8
MPa Yes
Span-Wagner (Span &
Wagner, 1996)
Carbon
Dioxide
216.6K-1100K; 0.3MP-
800MPa Yes
Chapter 2: Literature Review 25
Table 2-2: Latest radial-inflow turbine numerical studies using various types of EOS.
Author Working
Fluid
Geometry EOS
Sauret and Gu (2014) R143a Radial turbine Peng-Robinson (Peng
& Robinson, 1976)
Li and Ren (2016) R123 Radial turbine Aungier-Redlich-
Kwong (Aungier, 1995)
Kim and Kim (2017a) R152a Radial turbine Aungier-Redlich-
Kwong (Aungier, 1995)
Kim and Kim (2017b) R143a Radial turbine Aungier-Redlich-
Kwong (Aungier, 1995)
Zheng, Hu, Cao, and
Dai (2017)
R134a Radial turbine Peng-Robinson (Peng
& Robinson, 1976)
Wheeler and Ong
(2013)
Pentane,
R245fa
Radial turbine Helmholtz (Lemmon &
Span, 2006; Span &
Wagner, 2003)
Dong et al. (2018) R245fa Radial turbine
nozzle
Soave–Redlich–Kwong
(Pedersen, Thomassen,
& Fredenslund, 1984)
Nithesh, et al. (2016) R22 Radial-inflow
turbo-expander
Soave–Redlich–Kwong
(Pedersen, et al., 1984)
Xia, et al. (2018) R245fa Radial-inflow
turbine
Helmholtz (Lemmon &
Span, 2006; Span &
Wagner, 2003)
Wu and Pan (2018) R134a Radial-inflow
turbine
Peng-Robinson (Peng
& Robinson, 1976)
Deligant, Sauret, Danel,
and Bakir (2018)
SES36,
R245fa
Radial-inflow
turbine
Peng-Robinson (Peng
& Robinson, 1976)
Various EOSs for these high-density gases are available in the literature (Poling,
Prausnitz, & O'connell, 2001), as presented in
Chapter 2: Literature Review 26
Table 2-2. According to these studies, the EOSs were considered the most
accurate for their study. However, the reasons for choosing a suitable EOS for high-
density in ORC applications have not been thoroughly investigated. Furthermore, most
EOSs derive from the classical meanfield theory, which explains critical fluctuations
by illustrating the critical regions of a fluid. As such, there are uncertainties in the
mathematical model itself, but also in the errors in measurement of the EOS data
around the fluid’s critical point. This explains why most EOSs are expected to result
in uncertain property predictions in the close vicinity of the critical region (Poling,
Prausnitz, John Paul, & Reid, 2001).
Reliability of critical pressure, critical temperature and acentric factors, among
others, is questionable (Cinnella, Marco Congedo, Pediroda, & Parussini, 2011), and
thermodynamic model uncertainties must be included in the turbine design. The
application of uncertainty quantification techniques to high-density fluid has mainly
been investigated for shock tubes (Congedo, Colonna, Corre, Witteveen, & Iaccarino,
2010), 2D airfoil geometries (Congedo, Corre, & Martinez, 2011; Merle & Cinnella,
2015), and 2D nozzle blades (Bufi, Cinnella, & Merle, 2015; Colonna, Rebay, Harinck,
& Guardone, 2006). It is now critical to characterise the deviations in efficiency from
the idealised deterministic conditions for various equations of states (Panizza, Iurisci,
Sassanelli, & Sivasubramaniyan, 2012). Very recently, Zhao, Mecheri, Neveux,
Privat, and Jaubert (2017) investigated Uncertainty Quantification analysis for EOS,
and identified HHEOS as most appropriate to CO2 as a working fluid for a high-
temperature supercritical turbine, which is different from the subcritical low-grade
temperature turbine in this study. In this thesis, R143a is utilised as the high-density
working fluid for numerical studies of ORC subcritical turbo-expanders and diffusers.
ORC Radial-inflow Turbine Design
Although extensive investigations have looked at the working fluid selection in
ORC cycles (Branchini, De Pascale, & Peretto, 2013; Hung, 2001; Larsen, Pierobon,
Wronski, & Haglind, 2014; Saleh, Koglbauer, Wendland, & Fischer, 2007; Toffolo,
Lazzaretto, Manente, & Paci, 2014), the design of ORC turbines is quite significant
for the improvement of ORC cycle performance. The literature review has revealed
that the meanline design of a radial-inflow turbo-expander using ideal gas is well
researched, and the design processes have been summarised in many key studies
(Aungier, 2005; Ebaid, Bhinder, & Khdairi, 2003; Hall & Dixon, 2013; Marcuccilli &
Chapter 2: Literature Review 27
Zouaghi, 2007; Moustapha, Zelesky, Baines, & Japikse, 2003; Rodgers & Geiser,
1987; Whitfield, 1990; Whitfield & Baines, 1976; Whitfield & Baines, 1990; Yang,
1991). However, these analyses are based on ideal gas, not organic high-density fluids.
Higher efficiency of radial-inflow turbines can be attained by operating non-ideal
fluids or high-density fluids, as real organic high-density working fluids can release
more energy (Al-Sulaiman, et al., 2010; Chacartegui, et al., 2009; Quoilin, et al.,
2010). Thus, it is necessary to develop robust meanline designs of radial-inflow
turbines that are appropriate for these high-density fluids. This requires accurate
modelling of high-density fluid properties using appropriate EOS, as discussed in
Section 2.2.1.
A widespread radial-inflow turbine design methodology is usually called
meanline design, which considers the velocity triangles and fluid properties through
the turbine. Meanline modelling is based on a one-dimensional assumption that there
is a mean streamline through the stages, so that conditions on the mean streamline are
an average of the passage conditions (Moustapha, et al., 2003). An early study was
conducted by Badr, et al. (1984) on an ORC turbo-expander employing a specific
rotational speed and diameters. In a typical study, Sauret and Rowlands (Sauret &
Rowlands, 2011) compared different fluids that will generate different turbine designs
with different characteristics, such as size and RPM. Their results indicated that
optimal designs were obtained for R134a and n-pentane.
Zhu, et al. (2015) built a meanline design model for an ORC radial-inflow
turbine, following the work proposed by Aungier (2005). The results showed that
velocity ratio and velocity speed, expansion ratio, and turbine size, are key parameters
of the radial-inflow turbine efficiency in ORC system applications. Their study
presented a 50kW rotor with an inlet temperature of 147°C using REFPROP for
calculating working fluid properties. Ventura, Jacobs, Rowlands, Petrie-Repar, and
Sauret (2012) developed a similar methodology; however, it also coupled a meanline
model with loss models to evaluate the turbine efficiency. This methodology was
developed to automatically select feasible machines according to pre-defined
performance or geometric features for a given problem. Later, similar studies that
coupled meanline design with loss models were published (Erbaş & Bıyıkoğlu, 2015;
Fiaschi, et al., 2015; Hu, Li, Zheng, Wang, & Dai, 2015; Rahbar, Mahmoud, Al-
Dadah, & Moazami, 2015a; Wang, et al., 2013). The meanline model was coupled
Chapter 2: Literature Review 28
with the ORC thermodynamic model by Wang, et al. (2013) and Hu, Li, et al. (2015),
allowing the effect of varying radial-inflow turbine efficiency to be considered in cycle
analysis investigations. The purpose of these was to diverge from the decoupled
method, enabling a more optimal framework to be investigated. Comparably, both
Rahbar, Mahmoud, Al-Dadah, and Moazami (2015b) and Erbaş and Bıyıkoğlu (2015)
coupled the meanline model with optimisation methodology, which optimised the
various input variables to achieve the highest turbine performance. Rahbar, et al.
(2015b) conducted radial-inflow turbine optimisation, employing a genetic algorithm
to maximise turbine performance using different high-density working fluids. The
main purpose of their study was to obtain the highest design point efficiency of
turbines. In contrast to Rahbar, et al. (2015b), Erbaş and Bıyıkoğlu (2015) also used
genetic algorithm, but optimised the part-load efficiency rather than the design point
efficiency of turbines. Although meanline design models coupled with other
approaches (such as loss model, thermodynamic model, and optimisation model) show
improvements, the Uncertainty Quantification aspects have not been taken into
account.
In summary, one-dimensional meanline design models were developed by many
studies for the ORC radial-inflow turbine’s preliminary design, and a considerable
focus has been on the inclusion of loss models. However, the loss models are based on
empirical data, which is gathered from experiments on radial-inflow turbines
employing ideal gas, not high-density fluid. Furthermore, as remarked by Uusitalo,
Turunen-Saaresti, Honkatukia, Colonna, and Larjola (2013), accurate evaluation for
turbine performance needed experimental data, which was lacking; thus it is
noteworthy that most of the studies have not been totally validated by experimental
information using high-density fluid. The meanline design model aims to design the
velocity triangles and inlet/outlet dimensions of the rotor. However, the three-
dimensional effect with the rotor passage must be modelled robustly to ensure the
effective expansion of the fluid (White, 2015). Normally, this is not fully considered
in meanline design modelling; thus, there is a need for a more advanced technique,
like the CFD solver, to solve it. Numerical studies on ORC radial-inflow turbines
employing CFD technique will be introduced in the following section.
Chapter 2: Literature Review 29
Numerical Study
The Computational Fluid Dynamics (CFD) technique is a powerful solution for
conducting numerical studies of ORC turbines (Klonowicz, Borsukiewicz-Gozdur,
Hanausek, Kryłłowicz, & Brüggemann, 2014). CFD numerical study is not only used
to forecast performance, but also to optimise ORC radial-inflow turbine design. A CFD
solver capable of handling high-density fluid has been developed (Cinnella &
Congedo, 2005; Hoffren, 1997). The numerical study of ORC turbines must consider
high-density fluid complex properties for higher accuracy.
Usually, three-dimensional geometry designs used in CFD studies are
constructed based on one-dimensional meanline designs. Zheng, et al. (2017) used
ANSYS-CFX to assess the preliminary steady-state three-dimensional design of a
radial-inflow turbine employing R134a as the candidate working fluid. CFD was also
employed to decide the number of rotor blades. In CFD technique development,
Hoffren, Talonpoika, Larjola, and Siikonen (2002) tailor-made an existing Navier-
Stokes solver to simulate a supersonic turbine stator using high-density fluid. Their
results were consistent with the calculated results of one-dimensional meanline design.
Colonna, et al. (2006) demonstrated CFD numerical studies employing Euler solver,
and presented the flow characteristics in the stator by using different equations of state.
Their study indicated that the Peng-Robinson-Stryjek-Vera and Span-Wagner
techniques had quite similar results; however, results were significantly different when
employing the ideal gas law.
Harinck, Turunen-Saaresti, Colonna, Rebay, and van Buijtenen (2010) simulated
a supersonic ORC turbine stator, and compared the 𝑘 − 휀 and standard 𝑘 − 𝜔
turbulence models. The results showed that the choice between 𝑘 − 휀 and standard
𝑘 − 𝜔 turbulence models had minor influence on the flow field, in particular the Mach
number and the overall flow structure, with a difference in isentropic efficiency of less
than 2%. The main difference appears for the prediction of the shock wave interacting
with the boundary layer. Moreover, Sauret and Gu (2014) also successfully applied
𝑘 − 휀 model and validated their CFD model with meanline design. For further CFD
numerical set-up, the first order Upwind numerical scheme were employed for steady-
state radial turbines simulations in (Dong, et al., 2018; Dong, Xu, Luo, Zhuang, &
Quan, 2017; Fiaschi, Innocenti, Manfrida, & Maraschiello, 2016; Sauret & Gu, 2014).
However, the second order Upwind numerical scheme were used for unsteady-state
Chapter 2: Literature Review 30
simulations such as (RAI, 1987)and transient state simulations in (Setoguchi,
Santhakumar, Takao, Kim, & Kaneko, 2002). Harinck, et al. (2013) presented a
steady-state three-dimensional viscous CFD of Tri-O-Gen ORC radial-inflow turbine,
including the radial-inflow stator, rotor, and diffuser. This CFD numerical study by
ANSYS CFX for an ORC turbine employed REFPROP to generate fluid property
tables. The three-dimensional simulation results show that stator geometry was
improved, manufactured and experimentally tested. However, as the high pressure
ratio and radial arrangement of nozzles presented a straight mean line, dense vapour
expansion through the turbine stator was influenced by strong oblique shock waves.
Based on the demonstrated three-dimensional RANS simulations, the shock waves,
together with the viscous wake of the blade, generated a huge variation in flow outlet
angle and velocity along the circumference of the rotor inlet. In addition, as there was
a lack of measurement of flows working in the high-density fluids region, their CFD
codes were not appropriately validated by comparison against high-density fluid flow
experiments. Wheeler and Ong (2014) conducted a similar numerical investigation, in
which steady and unsteady state simulations were compared for ORC turbines. The
CFD simulation results showed that unsteady simulations presented the same tendency
as the steady ones; nevertheless, there was an obvious interaction between the stator
trailing edge shocks and the rotor leading edge, which resulted in a big drop in turbine
efficiency.
Sauret and Gu (2014) conducted a three-dimensional steady state RANS
numerical study on an ORC radial-inflow turbine, employing R143a as a working fluid
for a geothermal energy application. The geometry of the radial-inflow turbine in the
CFD model was based on their meanline design. The CFD technique was utilised using
an ANSYS-CFX module in their study, and a 𝑘 − 휀 turbulence model was employed
for the CFD solver, in conjunction with the Peng-Robinson EOS. They mentioned that
in their future work, the REFPROP database would replace the Peng-Robinson EOS.
After Sauret and Gu (2014) study, similar investigations were conducted (Kim & Kim,
2017b; Rahbar, Mahmoud, & Al-Dadah, 2016; Zheng, et al., 2017). Kim and Kim
(2017b) designed the same size turbine as Sauret and Gu (2014) using the same
working fluid, R143a, and also conducted a similar CFD numerical study. However,
the NIST REFPROP was applied to their radial-inflow turbine performance analysis,
Chapter 2: Literature Review 31
and the CFD calculation results in terms of ORC turbines performance analysis were
argued to be more reliable than Sauret and Gu (2014) study.
Most of these CFD numerical investigations were verified against one-
dimensional meanline designs, as internal measurement of small radial turbines is
difficult to conduct, and published experimental data, as outlined by Sauret (2012),
lack essential information for reproduction of the geometry and validation of
numerical codes. This lack of experimental data for code validation is even more
critical for high-density radial-inflow turbines. As outlined by Congedo et al.
(Congedo, Corre, & Cinnella, 2011), the optimised design of ORC turbines relies on
the availability of accurate and efficient CFD tools. Very recently, Alshammari,
Pesyridis, Karvountzis-Kontakiotis, Franchetti, and Pesmazoglou (2018) conducted a
CFD study on an ORC radial-inflow turbine using an ANSYS Turbogrid for a meshing
tool and ANSYS CFX for the solver. The CFD results had good agreement, with a
maximum deviation of 1.15% in total efficiency in their experimental results. This
study is good for building confidence in terms of CFD solver validation work
compared against experimental investigation. However, this study did not mention
EOS, and did not consider Uncertainty Quantification in the numerical investigations.
The CFD technique can accurately predict ORC radial-inflow turbine design.
Investigations of radial-inflow turbines under off-design conditions will be introduced
in Section 2.2.4.
Off-design Modelling
In order to achieve optimum performance from advanced renewable power
blocks, one of the main requirements is to have robust designs that are capable of
handling fluctuations and operating well under adverse conditions. This is especially
important for turbines in Organic Rankine Cycles (ORC), as the delivered power must
be as high as possible for those low-grade temperature renewable cycles. It has been
shown that radial-inflow turbines are well-suited expanders for ORCs (Pini, et al.,
2013) but are also sensitive to operational conditions while using high-density fluids
(Sauret & Gu, 2014).
In addition, the thermodynamic parameters of the ORC heat sources may not be
as stable and controllable (Delgado-Torres & García-Rodríguez, 2010; Shokati,
Ranjbar, & Yari, 2015; Tchanche, et al., 2011) as other power systems. The mass flow
Chapter 2: Literature Review 32
rate and the input temperature from the heat sources will change with the quantity of
power plant production and the operation process (Campana et al., 2013). In addition,
the operational conditions of the ORC systems may vary distinctly when the
supplement of the heat source and/or cooling source is unstable (Song, Gu, & Ren,
2016b). In this case, the optimal cycle conditions may move the radial-inflow turbine
away from the nominal design conditions to off-design conditions. The performance
of the ORC system at off-design conditions is a significant consideration in the ORC
radial-inflow design and optimisation phase. Some investigations (Calise, Capuozzo,
Carotenuto, & Vanoli, 2014; Han, Chen, Lin, & Jin, 2015; Hu, Li, et al., 2015; Hu,
Zheng, Wu, Li, & Dai, 2015; Mazzi, Rech, & Lazzaretto, 2015; Song, et al., 2016b)
focused on the off-design within the cycles. As described before, the radial-inflow
turbine is the key component for the organic vapour expansion of high-density fluid
and the power output in the ORC system. Thus, off-design performance evaluation of
the radial-inflow turbine is quite essential and meaningful for the whole ORC system
analysis. However, off-design radial-inflow turbine investigations are not extensive so
far. In this thesis, the radial-inflow turbine is the main research target. The present
investigations of radial-inflow turbines under off-design conditions are introduced
below.
Sauret and Gu (2014) conducted an R143a-400kW radial-inflow turbine
performance under off-design conditions. The results showed the best efficiency point
was gained at the fixed 400kW power output. In addition, compared to off-design
conditions, efficiency of the nominal conditions was quite close to the best efficiency,
with a 1.4% variation. At nominal turbine power conditions, the highest efficiency was
achieved at the nominal mass flow rate with a decreased pressure ratio, obtained by
changing the static pressure at the outlet. Later, Kim and Kim (2017b), following the
research concept of Sauret and Gu (2014), investigated the radial-inflow turbine
performance map under off-design conditions, employing R143a as a working fluid.
Their results indicated that the rotational speed and the incidence angle towards the
rotor blade greatly affect the radial-inflow turbine efficiency and net power output.
Zheng, et al. (2017) also conducted a similar off-design performance evaluation for a
radial-inflow turbine, employing R134a as working fluid. The performance of nominal
design point was compared to off-design points. In these investigations (Kim & Kim,
2017b; Sauret & Gu, 2014; Zheng, et al., 2017), the off-design input variables were:
Chapter 2: Literature Review 33
the rotational speed RPM, the inlet temperature 𝑇𝑇𝑖𝑛 , and the pressure ratio. The
nominal design point is the most capable of handling a variation of these three
variables (rotational speed, inlet temperature, and pressure ratio), where the radial-
inflow turbine can maintain a relatively high performance over the range of variation.
These numerical off-design investigations did not consider uncertainties under
off-design conditions. The off-design performances need to be conducted
experimentally as well, so that numerical models can accurately predict over a wide
range of operational conditions to generate the turbine performance map. This is useful
to guide an optimised and robust design process for a high-density fluid radial-inflow
turbine.
Experimental Studies of ORC Radial-inflow Turbines
The experimental investigations of ORC turbines not only validate the CFD
solvers for numerical studies of ORC turbines, but also build comprehensive
understanding of high-density fluid behaviour in ORC turbines.
In the early stages, the experimental investigation of radial-inflow turbines
focused on air as the working fluid (Borges, 1990; Dambach, Hodson, & Huntsman,
1999; Simpson, 2013; Spence & Artt, 1997). However, the ideal gas cannot reflect the
characteristics of high-density fluid flow through the turbines.
In order to demonstrate how high-density fluid affects the radial-inflow
performance, experimental studies employing high-density fluid need to be conducted.
However, three-dimensional radial-inflow turbine experiments using high-density
fluid as the working fluid are currently very limited (Kang & Chung, 2011). Kang
(2012) designed a radial-inflow turbine directly connected to the high-speed
synchronous generator using R245fa. The average total-to-total turbine efficiencies
were 76.0, 77.5 and 82.2%, and the average cycle efficiencies were 5.05, 5.24 and
5.66% when the average evaporator temperatures were 77.1, 79.5 and 82.3 °C,
respectively. The cycle efficiency is low. With increased evaporator temperature, both
turbine and cycle efficiency increase. However, no uncertainties were considered in
their experiments. Recently, Shao et al. (Shao, Zhu, Meng, Wei, & Ma, 2017)
experimentally investigated the operational characteristics and performance of the
ORC radial-inflow turbine, using R123 as working fluid. According to their
experimental results, with the heat source temperature increasing, both isentropic
Chapter 2: Literature Review 34
efficiency and thermal efficiency increased, with different corresponding relationships
(between inlet temperature and turbine efficiency) from the numerical studies (Kim &
Kim, 2017b; Sauret & Gu, 2014), as introduced in section 2.2.4. In a higher net power
output experimental study, Alshammari, et al. (2018) conducted a radial-inflow turbine
experiment. Due to the limitation of the experimental environment, the experimental
results compared with CFD numerical studies under off-design operational conditions
were not at design conditions.
These experiments were limited by a fixed power output, and only used one
particular working fluid, such as R123. Experiments also lacked an evaluation of
uncertainties, and in particular, of the temperature fluctuations of the renewable heat
resource supply.
The above literature review regarding the turbo-expander includes high-density
fluids and equations of state, meanline design, numerical studies, off-design, and
experimental studies. As the downstream of turbo-expanders, diffusers are also
significant in their effect on the overall ORC efficiency.
2.3 DIFFUSERS
As previously mentioned, an ORC system includes turbine and diffuser, which
are critical components, and evaporator, condenser and working fluid pump. Many
investigations have been conducted for ORC turbo expanders; a typical study is that
of Fiaschi, et al. (2012); but ORC diffusers have been neglected in the research.
Diffusers are positioned at the downstream of turbo expanders, aiming to recover
exhaust kinetic energy as static pressure, and thereby increase the whole ORC
efficiency.
Improving the efficiency of radial-inflow turbines can dramatically enhance
ORC cycle efficiency, which is not high, at approximately 8-12% in commercial
industries for low-grade temperature resources (Kutlu, Li, Su, Pei, & Riffat, 2018).
Based on the literature, the overall ORC cycle efficiency will be increased by
approximately 1%, when the efficiency of the turbomachinery improve 3-5%. The 1%
increase is a massive improvements for cycles whose commercial efficiencies are
around 10%. In this regard, there have been extensive studies of radial-inflow turbines,
as already described in Section 2.2.
Chapter 2: Literature Review 35
As described previously, a suitable diffuser to fit the radial-inflow turbo
expander is significant to maximise the whole turbine’s efficiency. Conical diffusers
are widely employed to connect the downstream of turbo expanders (Klein, 1981) as
they have simple geometries and an easy manufacturing process. In the the early
stages, most studies which investigated the flow characteristics of diffusers were based
on experiments (Azad, 1996; Azad & Kassab, 1989; Baghdadi & McDonald, 1975;
Clausen, Koh, & Wood, 1993; Fox, McDonald, & Va, 1971; Klein, 1981; Senoo,
Kawaguchi, & Nagata, 1978). As reviewed by Klein (Klein, 1981), experiment-based
results show that the inlet conditions of turbulence and swirl collectively affect the
performance of the conical diffuser, and that swirl is the most effective way to prevent
flow separation. The relationship between the flow regime and the swirl number was
investigated in detail by Baghdadi et al. (Baghdadi & McDonald, 1975), while the
turbulent swirling flow of conical diffusers has been extensively reported, particularly
in experimental swirling studies (Azad, 1996; Azad & Kassab, 1989; Clausen, et al.,
1993; Fox, et al., 1971; Klein, 1981; Senoo, et al., 1978) as summarised by Azad
(1996). An extensive investigation on recirculation and the separation near diffuser
walls integrated in the ‘ERCOFTAC conical diffuser’ database by Clausen, et al.
(1993) has become a popular test case for the validation of numerical codes,
However, investigations into the robust optimal design of high-density fluid
diffusers are lacking, which hinders the improvement of overall ORC efficiency. In
addition, limited understanding has been established regarding the way flow
characteristics of diffusers affect the efficiency of the low-grade temperature ORC. In
terms of the performance analysis of conical diffusers, numerical modelling appears
to be an effective way to guide the optimisation process. With the development of
numerical modelling, it is evident that CFD has the capability to compute complex
engineering applications by employing high-density fluid as working fluid (Cinnella
& Congedo, 2004). Various computational studies on the ERCOFTAC diffuser have
been conducted to capture the complex flow phenomenon (Armfield, Cho, & Fletcher,
1990; Bounous, 2008; Olivier & Balarac, 2010; Page, Giroux, & Massé, 1996; Sauret,
Persky, Chassaing, & Lucor, 2014)), and to explore various turbulence models which
best capture this flow. Armfield, et al. (1990) discussed various inlet swirl profiles
which have impact on flow and predicted turbulence in swirling flow conical diffusers
using ideal gas.
Chapter 2: Literature Review 36
However, these investigations consider ideal gas systems, which fail to
comprehensively represent high-density fluid in low-temperature ORCs. Recently,
From, Sauret, Armfield, Saha, and Gu (2017) demonstrated the Algebraic Reynolds
Stress Model (EARSM) as the most suitable turbulence model for conical diffuser
flows. They established high-density fluid (R143a) flow regimes, and compared the
fluid behaviour characteristics in detail between ideal gas and high-density fluid in the
ERCOFTAC conical diffuser configuration. However, the overall performance of
high-density diffuser was not investigated by From, et al. (2017). In addition, based on
the experimental investigation by Abir and Whitfield (1987), the flow characteristics
of conical diffusers are unstable, while the curved annular diffuser and the radial
diffuser present more stable flow conditions. Due to the lack of experiments with high-
density fluids to compare the performance of these diffusers, it is of interest to conduct
a numerical study to compare the conical diffuser and annular-radial diffuser using
high-density fluid. Recently, Keep, et al. (2017) developed a constrained preliminary
design for an annular-radial diffuser to fit their existing supercritical CO2 turbine,
based on their numerical analysis. However, no comparison with experiments was
performed for validation. In previous studies, diffusers were investigated
independently from the whole turbine, and did not include the turbo expander. Inlet
boundary conditions are known to affect the flow in diffusers, and as such, in this
study, the proposed R143a radial-inflow turbo expander (Sauret & Gu, 2014) was built
as the inlet part of the diffuser.
To sum up, these experimental and numerical studies of conical diffusers and
annular-radial diffusers cover the flow under an ideal gas regime. Limited
understanding has been reached on how the flow characteristics of these typical
diffusers, such as conical and annular-radial, which employ high-density fluid, affect
the efficiency of ORC turbines and thus further influence the overall efficiency of the
low-grade temperature ORC.
Thus, this thesis also aims to compare the performance of the preliminary design
of a conical diffuser and an annular-radial diffuser, fitting the conditions from the
current existing 400kW R143a radial-inflow turbine.
Chapter 2: Literature Review 37
2.4 UNCERTAINTY QUANTIFICATION
In order to develop robust ORC radial-inflow turbine design, uncertainties need
to be accounted for. Uncertainty Quantification (UQ) is the science of quantitative
characterization and reduction of uncertainties in applications. The UQ method assigns
a probability distribution to each uncertain variable around its mean value, and then
propagates this uncertainty through the mathematical model to the output (Faragher,
2004). Various uncertainty quantification techniques have been developed in the
literature and are discussed in the following section.
Uncertainties can be classified into Aleatory Uncertainty and Epistemic
Uncertainty. Aleatory Uncertainty is physical variability in the system or in its existing
environment (Iaccarino, 2009). It is not strictly due to a lack of knowledge and cannot
be reduced. For instance, operational conditions and/or material properties result in
aleatory uncertainties. Aleatory uncertainty is usually characterised by employing
probabilistic methodology. Epistemic uncertainty is a potential shortage that is caused
by lack of knowledge. It may be generated from assumptions in the derivation of the
employed mathematical model, and/or simplifications in terms of the correlation in
physical processing. It is clear that those epistemic uncertainties can be reduced by,
for instance, improving the physical models and/or by implications from experimental
observations. Typical examples of epistemic uncertainties are chemical kinetics model
assumptions and turbulence model suppositions.
Typical UQ Methods
There are several typical and widely used UQ methods in engineering
applications, especially in fluid dynamic investigation in turbomachinery and/or airfoil
fields; their brief description can be found in Table 2-3.
Chapter 2: Literature Review 38
Table 2-3: Typical UQ methods (Le Maître & Knio, 2010).
Name Description Characteristics
Monte Carlo
Method
(MC)
Uses a large number of values
of the input variables to
calculate values repeatedly for
the output variables. Statistics,
such as the mean and variance
can be calculated.
Very expensive computational
cost. Sampling distribution can
be large resulting in an increase
of simulation time or failure.
Don’t supply accurate
information about the tails of
the output probability density
distribution (PDF). Chooses
random sample of every input
variable according to PDF, and
calculates output results from
the response surface equation.
Polynomial Chaos
(PC)
Employs a polynomial-based
stochastic space to represent
and propagate uncertainty in the
form of probability density
distribution. PC supplies a
mathematical framework to
separate the stochastic results of
a system response from the
deterministic ones.
PC allows high-order
representation and supplies
higher computational efficiency
compared to MC.
However, chaos expansion
converges slowly for turbulent
flow fields.
Generalised
Polynomial Chaos
Method (gPC)
Spectral representation of the
uncertainty with the
decomposition into separate
deterministic and random
components.
The gPC is extended from PC,
and it also referred as the
Askey-chaos, employing the
orthogonal polynomials from
the Askey scheme in random
space.
Speed-up factors from 1000 to
100,000 compared to MC
depending on problem. The
gPC converges much faster
than PC and MC for turbulent
flow fields. It also can supply
accurate results at the same
time.
Stochastic
Collocation
Method (SC)
Performs calculation at specific
collocation points in the
stochastic domain. Highly
efficient to deal with
uncertainty propagation and
nonlinear responses.
Reduces the curse of
dimensionality. It depends on a
large number of random
variables, while keeping a high
level of accuracy.
Monte Carlo (MC) approach is a well-known and widely-used UQ technique in
engineering applications (Fishman, 2013). In it, all deterministic solutions are
employed to compute the statistical characterisation of interest (Le Maître & Knio,
2010). Monte Carlo can supply the entire probability density function of any system
variable; however it suffers a high computational cost, as a great number of samples
Chapter 2: Literature Review 39
are needed for reasonable accuracy. Polynomial Chaos (PC) is presented as a more
efficient probabilistic technique for uncertainty propagation (Xiu & Karniadakis,
2002). The Polynomial Chaos method was pioneered (Ghanem & Spanos, 1991;
Spanos & Ghanem, 1989) based on the homogeneous chaos theory of Wiener (1938),
which was a spectral expansion of the random variables. The typical polynomial chaos
expansion depends on the Hermite polynomials associated with Gaussian random
variables (Xiu & Em Karniadakis, 2002). However, the Polynomial Chaos method is
limited to non-linear dynamic systems and has slow convergence for turbulent flows
(Xiu, et al., 2002). Because of these limitations, Xiu, et al. (2002) further developed
the Polynomial Chaos method (Ghanem & Spanos, 1991; Spanos & Ghanem, 1989)
into generalized Polynomial Chaos (gPC), which was chosen from the hypergeometric
polynomials of the Askey scheme (Askey & Wilson, 1985). The underlying random
variables in gPC are not restricted to Gaussian random variables. Instead, the random
variables were selected based on the stochastic input and the weight function of these
random variables, determining the type of orthogonal polynomials to be employed as
the basis in stochastic space (Xiu & Em Karniadakis, 2002). In order to investigate the
performance of gPC, its accuracy and efficiency was examined by Xiu et al. (Xiu,
Lucor, Su, & Karniadakis, 2003). They employed first-order and second-order
ordinary differential equations with random parameters. Their results showed gPC was
much more efficient than the Monte Carlo method and Polynomial Chaos method. The
gPC presents a distinct advantage over the traditional Monte Carlo method, yielding
exponentially fast convergence of the errors instead of algebraically convergence of
the errors (Xiu, et al., 2003).
The generalised Polynomial Chaos method has been developed both in the global
context, which uses spectral expansions spanning all of stochastic space, and in a local
context, which employs localised spectral representations. The former is termed an
intrusive technique; it needs new established codes and/or solvers for the reformulated
systems (Nechak, Berger, & Aubry, 2011). The latter approach is denoted as a non-
intrusive technique, since the original code can be treated as a black box. The non-
intrusive method is becoming more popular, as it does not require the modification of
the deterministic solver. A comparison between intrusive and non-intrusive methods
is presented by Onorato et al. (Onorato, Loeven, Ghorbaniasl, Bijl, & Lacor, 2010)
while non-intrusive approaches are detailed in (Loeven, Witteveen, & Bijl, 2007). The
Chapter 2: Literature Review 40
advantage of the non-intrusive approach compared to the intrusive approach is that it
uses the original model code, and it is evidenced to be more beneficial for stochastic
dynamic systems, as they need no modifications of the system model while the
intrusive method does. A non-intrusive method, referred to as Stochastic Collocation
(SC), is another UQ approach, which is easily implemented and leads to the solution
of deterministic problems, like the Monte Carlo, Polynomial Chaos, and generalised
Polynomial Chaos methods (Mathelin, Hussaini, & Zang, 2005; Xiu & Hesthaven,
2005). The Stochastic Collocation method depends non-linearly on the driving random
variables. In addition, the Stochastic Collocation method reduces considerably the
curse of dimensionality and thus saves computational cost, and allows the designer to
deal with a moderate number of random variables, while keeping a high level of
accuracy (Eldred & Burkardt, 2009).
The work presented in this study focuses on establishing a reliable and robust
framework for the design of high-density radial-inflow turbines using the uncertainty
quantification method. Once established and validated, this framework can be
modified to accommodate any type of UQ methods. However, for the sake of
implementation simplicity, and because the cutting-edge High Performance Computer
resource at QUT can be used to handle the overall computation task, a non-intrusive
generalised Polynomial Chaos method is chosen, allowing a good compromise
between accuracy and computational cost in the context of turbomachinery. In the
following section, the applications of generalised Polynomial Chaos methods will be
introduced.
Examples of UQ for High-density Fluids and Turbomachinery
Applications
In order to develop robust designs of high-density radial-inflow turbines,
uncertainties must be accounted for at the design level. These uncertainties arise from
the variability of the normal operational conditions of the system, such as inlet
temperature, the geometric parameters due to manufacturing tolerances, and the
numerical representation of the physical system, including mathematical models and
boundary conditions. Some uncertainties, namely aleatory ones, cannot be removed,
while others, the epistemic uncertainties, can be reduced (Faragher, 2004). More
uncertainties need to be taken into account at the beginning of design. Meeting
performance requirements in various circumstances, including uncertain operation
Chapter 2: Literature Review 41
conditions and manufacturing tolerances as encountered in practical engineering
applications, is also necessary. Importantly, comprehensive understanding of the
influence of input uncertainties will enhance the reliability of a risk-based design,
increase design confidence, reduce risks, improve safety, and refine the systematic
operating range (Cinnella & Hercus, 2010). As outlined by Congedo et al. (Congedo,
Corre, & Cinnella, 2011), the optimised design of ORC turbines relies on the
availability of accurate and efficient CFD tools, because of the scarcity or lack of
available experimental data. In order to have confidence in the numerical simulations
and include uncertainties in the design process and optimisation of robust radial
turbines, uncertainty quantification methods appear to be a powerful solution for
robust engineering design, specifically for evaluating the influence of uncertain input
variables on the outcome (Daroczy, et al., 2016).
In addition, all these parameters in the numerical simulations are fixed, which
makes it impossible to isolate the influence of individual parameters as well as to
evaluate their coupled effects. However, by coupling sensitivity analysis and robust
design, it is possible to accurately quantify these uncertainties. It is thus critical to
include the effects of the different interacting sources of uncertainty to achieve better
designs by minimising the deviations from the optimal operational conditions
(Panizza, et al., 2012). For probabilistic analysis, the Monte Carlo method is the most
popular method. However, even if statistical approaches are straightforward to
implement, they suffer from prohibitive computational costs and poor convergence
rates, especially for complex geometries (Sankaran & Marsden, 2011). The Monte
Carlo technique has been applied to the performance analysis of turbomachines.
Panizza, et al. (2012) used a Monte Carlo approach to propagate uncertainties in a
meanline 1D compressor code. Despite the overall results for the quantification of
impeller geometrical uncertainties, they suggested the use of CFD for more accurate
results. (Javed, Pecnik, & van Buijtenen, 2013) successfully applied a surrogate-based
Monte Carlo approach to quantify the manufacturing uncertainties of a centrifugal
compressor and optimise its design. However, due to the large number of uncertainties
in turbomachine design, (Panizza, et al., 2012) also suggested the use of non-statistical
uncertainty quantification methods with sparse grid techniques to overcome the curse
of dimensionality of these methods. Both stochastic collocation and gPC methods have
been applied to 2D airfoils using either ideal gas (Chassaing & Lucor, 2010) or high-
Chapter 2: Literature Review 42
density fluid (Cinnella, et al., 2011; Merle & Cinnella, 2015). Modgil, et al. (2013)
claimed to be the first to apply a gPC method using sparse grid to the design
optimisation of a high-pressure ideal gas turbine blade in regard to three geometrical
uncertainties. Unlike the sensitivity study carried out by Javed, et al. (2013), neither
Bufi, et al. (2015) nor Modgil, et al. (2013) considered the tip clearance uncertainties.
The use of high-density gas to extract more energy in renewable power cycles
adds new uncertainties in the numerical model. As highlighted by Harinck, Colonna,
Guardone, and Rebay (2010) for 2D expanders, and Sauret and Gu (2014) for 3D
radial-inflow turbines, the high-density fluid model dramatically affects the turbine
performance predictions. Various equations of state (EOS) for these high-density gases
are available in the literature (Poling, Prausnitz, & O'connell, 2001), as discussed in
Section 2.2.1. However, they suffer uncertainties in the mathematical model itself, but
also from the errors in measurements of the EOS data around the fluid’s critical point.
Reliability of critical pressure, critical temperature and acentric factors, among others,
are questionable (Cinnella, et al., 2011), and thermodynamic model uncertainties must
be included in the turbine design. Application of uncertainty quantification techniques
to high-density fluid has been investigated mainly for shock tubes (Congedo, et al.,
2010), 2D airfoil geometries (Congedo, Corre, & Martinez, 2011; Merle & Cinnella,
2015), and 2D nozzle blades (Bufi, et al., 2015; Colonna, et al., 2006). In particular,
high-density fluid flows are adapted to stochastic analyses, as they are sensitive to
variations in upstream thermodynamic properties. Zou, et al. (2015) presented a UQ
study on an ideal gas radial-inflow turbine including a stator and a rotor, showing that
the most sensitive random variables are the trailing edge tip radius combined with the
rotational speed.
Overall, however, very few UQ investigations on entire radial-inflow turbines in
low-grade temperature ORC applications have been reported by Zou, et al. (2015). For
diffusers, Sauret, et al. (2014) conducted a UQ investigation on conical diffusers using
ideal gas. According to their stochastic results, the inlet velocity was the most
important random variation, compared to swirling velocity, inlet turbulent kinetic
energy, diffuser length, and cone half angle on the pressure recovery, both individually
and coupled with a second uncertain variable. However, very limited studies have been
reported on UQ investigation of conical diffusers employing high-density fluid as a
working fluid, especially in low-to-medium temperature ORC applications.
Chapter 2: Literature Review 43
2.5 SUMMARY
Four main aspects have been reviewed in this literature review chapter:
renewable energy in ORC application, turbo-expanders, diffusers, and uncertainty
quantification for ORCs. Regarding these four areas, some important conclusions have
been drawn as below.
From this review of the current research status of ORC techniques, it is
clear that ORC is a powerful solution to conversion of low-medium
temperature renewable energies, including biomass, OTEC, and
geothermal energy, into electricity in a cleaner way in power plants.
Many investigations have evidenced the capability of the ORC technique
to convert these renewable energies into electric power. However, further
advancements in efficiency are needed to make this technology highly
competitive in the energy market.
R143a high-density fluid has been evidenced as a potential fluid for ORC
system applications, and is the candidate for the high-density working
fluid used in this research. EOS have been established for R143a, and
those equations have been validated experimentally.
Many studies using one-dimensional meanline design have investigated
the preliminary design of ORC radial-inflow turbines. However, most of
them lack full validation by experiments employing high-density fluids.
Furthermore, the meanline design model investigates velocity triangles
and inlet/outlet dimensions of the rotor, but does not consider the three-
dimensional effect of the rotor passage. This must be accounted for to
make sure of the effective expansion of the high-density fluid through
the rotor.
Extensive CFD numerical investigations have been conducted for ORC
radial-inflow turbines. However, as the experiments are very difficult to
conduct, most of them have not been completely validated using high-
density fluid experimental data. At this stage, most CFD investigations
are verified against the meanline design and play a guidance role for
experimental studies.
Chapter 2: Literature Review 44
Many investigations into radial-inflow turbine performance under off-
design conditions have been conducted over a wide range of operational
conditions to illustrate the performance map. These studies offer relevant
guidance for the optimisation and robust design of ORC radial-inflow
turbines.
Most meanline designs and CFD studies have not accounted for
uncertainties in their models, which prevents robust design of ORC
radial-inflow turbines.
Due to both high expenses and complex process issues of the ORC radial-
inflow experiments, it is quite difficult to conduct experiments using
various sizes of turbines employing various working fluids. Thus, at this
stage, experimental results for a wide range of net power outputs and
various working fluids are still lacking. In addition, most of the high-
density fluid radial-inflow turbines have not considered uncertainty
quantification of their systems under off-design operational conditions.
Most investigations of diffusers focus on experimental studies using
ideal gas. Very few high-density fluid diffusers, including conical
diffusers and annular-radial diffusers, have been conducted to fit high-
density fluid radial-inflow turbines in ORC applications.
Compared with the Monte Carlo method, the generalised Polynomial
Chaos method has speed-up factors from 1000 to 100,000 depending on
different problems, and also can support accurate results at the same time.
Very limited Uncertainty Quantification analysis has been conducted
regarding the whole of ORC radial-inflow turbines and ORC diffusers.
Some Uncertainty Quantification investigations have been carried out on
parts of ORC radial-inflow turbines, such as the stator or rotor. Very few
Uncertainty Quantification investigations of radial-inflow turbines and
diffusers have been proposed using ideal gas but not high-density fluids.
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 45
Chapter 3: Coupled Uncertainty
Quantification – Deterministic
Flow Solver Methodology
In this chapter, the implementation techniques of Computational Fluid Dynamics
and Uncertainty Quantification will be documented concisely, including the
Computational Fluid Dynamics Solver and the generalised Polynomial Chaos method
as an Uncertainty Quantification technique in Section 3.1 and Section 3.2 respectively.
Additionally, a robust framework coupling Computational Fluid Dynamics with
Uncertainty Quantification will be introduced in Section 0.
3.1 COMPUTATIONAL FLUID DYNAMICS SOLVER
The CFD solver ANSYS-CFX v18.0 has been used to perform steady-state 3D
viscous simulations of radial-inflow turbines. In this thesis, for the radial-inflow turbo-
expanders and diffusers study, Reynolds-Averaged Navier Stokes (RANS) equations
for viscous compressible flows were applied in a finite volume solver adapted to
accommodate dense gas simulations. The CFX solver is pressure-based coupled solver
(ANSYS 18.0 CFX-Solver Theory guide, 2017).
The Reynolds-Averaged Navier Stokes (RANS) equations for viscous
compressible flows are presented below, and solved using a finite volume solver
adjusted for high-density fluid numerical simulations (ANSYS 18.0 CFX-Solver
Theory guide, 2017). 𝑈𝑖 = 𝑈�� + 𝑢𝑖, 𝑈�� =1
∆𝑡∫ 𝑈𝑖𝑑𝑡
𝑡+∆𝑡
𝑡. 𝑈𝑖 is divided into an average
component 𝑈��, and a time varying component 𝑢𝑖.
𝜕��
𝜕𝑡+
𝜕
𝜕𝑥𝑗
(𝜌𝑈𝑖 ) = 0
(3-1)
𝜕𝜌𝑈𝑖
𝜕𝑡+
𝜕
𝜕𝑥𝑗(𝜌𝑈𝑖𝑈𝑗
) = −𝜕��
𝜕𝑥𝑗+
𝜕
𝜕𝑥𝑗(𝜏𝑖𝑗 − 𝜌𝑢𝑖
′𝑢𝑗′ ) + 𝑆𝑀
(3-2)
Where 𝜏 is the molecular stress tensor including both normal and shear
components of the stress 𝜌𝑢𝑖′𝑢𝑗
′ is the Reynolds stresses.
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 46
Following the results from Sauret and Gu (2014), the standard 𝑘 − 𝜖 turbulence
model with scalable wall function was chosen for the turbo-expander simulations,
associated with a first order numerical scheme for the turbulence variables for
robustness considerations. Convergence is achieved once the Root Mean Squared
(RMS) for mass, momentum, and turbulence variables approaches the residual target
of 1×10-6. Two-equation turbulence models are very widely employed, as they offer a
good compromise between numerical effort and computational accuracy. Both the
velocity and length scale are solved employing separate transport equations (ANSYS
18.0 CFX-Solver Theory guide, 2017). Based on previous work in Sauret and Gu
(2014), the two-equation turbulence model 𝑘 − 휀 is used in this study. The 𝑘 − 휀
model utilises the gradient diffusion hypothesis to relate the Reynolds stresses to the
mean velocity gradients and the turbulent viscosity. The turbulent viscosity is
modelled as the product of a turbulent velocity and turbulent length scale. The
turbulent velocity scale is calculated from the turbulent kinetic energy, which is
derived from the solution of its transport equation. The turbulent length scale is
estimated from two properties of the turbulence field, the turbulent kinetic energy and
the dissipation rate. The dissipation rate of the turbulent kinetic energy is supplied
from the transport equation solution.
𝑘 is the turbulence kinetic energy and is defined as the variance of the
fluctuations in velocity. 휀 is the turbulence eddy dissipation.
The 𝑘 − 휀 model presents two new variables in the system of equations. The
continuity equation is as follows:
Where 𝑆𝑀 is the sum of boby forces, 𝜇𝑒𝑓𝑓 is the effective viscosity accounting
for turbulence, and 𝑝′ is the modified pressure, defined by:
𝑝′ = 𝑝 +2
3𝜌𝑘 +
2
3𝜇𝑒𝑓𝑓
𝜕𝑈𝑘
𝜕𝑥𝑘
(3-3)
2
3𝜇𝑒𝑓𝑓
𝜕𝑈𝑘
𝜕𝑥𝑘 is the divergence of velocity. It is neglected in ANSYS CFX (ANSYS
18.0 CFX-Solver Theory guide, 2017).
The 𝑘 − 휀 model is based on the eddy viscosity concept, thus:
𝜇𝑒𝑓𝑓 = 𝜇 + 𝜇𝑡 (3-4)
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 47
Where 𝜇𝑡 is the turbulence viscosity. The 𝑘 − 휀 model for the turbulence
viscosity in connection with the turbulence kinetic energy and dissipation by the
relation is:
𝜇𝑡 = 𝐶𝜇𝜌𝑘2
휀
(3-5)
Where 𝐶𝜇 is 0.9 as a constant.
The values of 𝑘 and 휀 come directly from the differential transport equations for
the turbulence kinetic energy and turbulence dissipation rate:
𝜕(𝜌𝑘)
𝜕𝑡+
𝜕
𝜕𝑥𝑗(𝜌𝑈𝑗𝑘) =
𝜕
𝜕𝑥𝑗[(𝜇 +
𝜇𝑡
𝜎𝑘)
𝜕𝑘
𝜕𝑥𝑗] + 𝑃𝑘 − 𝜌휀 + 𝑃𝑘𝑏
(3-6)
𝜕(𝜌휀)
𝜕𝑡+
𝜕
𝜕𝑥𝑗(𝜌𝑈𝑗휀)
=𝜕
𝜕𝑥𝑗[(𝜇 +
𝜇𝑡
𝜎𝜀)
𝜕휀
𝜕𝑥𝑗] +
휀
𝑘(𝐶𝜀1𝑃𝑘 − 𝐶𝜀2𝜌휀 + 𝐶𝜀1𝑃𝜀𝑏)
(3-7)
Where 𝐶𝜀1, 𝐶𝜀2, 𝜎𝑘 are constants.
𝑃𝑘𝑏 and 𝑃𝜀𝑏 represent the influence of the buoyancy forces, which are described
below. 𝑃𝑘 is the turbulence production due to viscous forces, which is modelled
employing:
𝑃𝑘 = 𝜇𝑡 (𝜕𝑈𝑖
𝜕𝑥𝑗+
𝜕𝑈𝑗
𝜕𝑥𝑖)
𝜕𝑈𝑖
𝜕𝑥𝑗−
2
3
𝜕𝑈𝑘
𝜕𝑥𝑘(3𝜇𝑡
𝜕𝑈𝑘
𝜕𝑥𝑘+ 𝜌𝑘)
(3-8)
For the diffuser cases, the turbulence model is the 𝐵𝑆𝐿𝑘𝜔𝐸𝐴𝑅𝑆𝑀 model, based
on 𝐵𝑆𝐿 − 𝑘𝜔 added to 𝐸𝐴𝑅𝑆𝑀. The computational modelling of fluid dynamics in
the high-density fluid conical diffuser extends from previous work by From, et al.
(2017). The detailed governing equations, turbulence model, and complete validation
are presented in (From, et al., 2017).
For the rotating conical diffuser simulation, because of the rapid variation in
viscosity and density in high-density fluid, which changes spatially throughout the
domain, a completely viscous compressible solver adapted for low Mach numbers was
selected to constitute any of these characteristic variations.
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 48
The RANS equations for viscous compressible flows are carried out in the finite
volume solver, which is modified for low Mach numbers to accommodate high-density
fluid simulations. According to Gatski and Speziale (2006) investigations, an
extension of the Explicit Algebraic Reynolds Stress Model (EARSM) model to extend
the initial work from Wallin and Johansson (2000) is conducted as the turbulence
model so as to accurately capture the streamline curvature and rotational effects
through the explicit addition of the rotation Ω𝑖𝑗 and anisotropy 𝑎𝑖𝑗 tensors.
In this thesis, the 𝐵𝑆𝐿 − 𝑘𝜔 model proposed by Menter (1994) is coupled with
the EARSM. The 𝐵𝑆𝐿𝑘𝜔𝐸𝐴𝑅𝑆𝑀 is presented in Equation (3-10) and (3-11). This
model couples the turbulent kinetic energy dissipation rate (𝜖) by Menter, Garbaruk,
and Egorov (2012) with the specific rate of dissipation 𝜔 equation by Wilcox (1998);
thus the near-wall turbulence is modelled employing 𝜔 for the better accuracy and the
far-wall region is modelled employing 𝜖.
𝜕(𝜌𝑘)
𝜕𝑡+
𝜕
𝜕𝑥𝑗(𝜌𝑈𝑗𝑘) =
𝜕
𝜕𝑥𝑗[(𝜇 +
𝜇𝑡
𝜎𝑘3)
𝜕𝑘
𝜕𝑥𝑗] + 𝑃𝑘 − 𝛽′𝜌𝑘𝜔,
(3-9)
𝜕(𝜌𝜔)
𝜕𝑡+
𝜕
𝜕𝑥𝑗(𝜌𝑈𝑗𝜔)
=𝜕
𝜕𝑥𝑗[(𝜇 +
𝜇𝑡
𝜎𝜔3)
𝜕𝜔
𝜕𝑥𝑗] + (1 − 𝐹1)2𝜌
1
𝜎𝜔2𝜔
𝜕𝑘
𝜕𝑥𝑗
𝜕𝜔
𝜕𝑥𝑗
+ 𝛼3
𝜔
𝑘𝑃𝑘 − 𝛽3𝜌𝜔2.
(3-10)
The coefficients in Equation (3-9) and (3-10) are shown in Table 3-1.
Table 3-1: The coefficients for Equations (3-9) and (3-10).
𝛽′ 𝛼1 𝛽1 𝜎𝑘1 𝜎𝜔1 𝛼2 𝛽2 𝜎𝑘2 𝜎𝜔2
0.09 5/9 0.075 2 2 0.44 0.0828 1 1
0.856
The viscous production for the turbulence kinetic energy, 𝑃𝑘 is demonstrated as:
𝑃𝑘 = 𝜇𝑡
𝜕𝑈𝑖
𝜕𝑥𝑗(
𝜕𝑈𝑖
𝜕𝑥𝑗+
𝜕𝑈𝑗
𝜕𝑥𝑖) −
2
3
𝜕𝑈𝑘
𝜕𝑥𝑘(3𝜇𝑡
𝜕𝑈𝑘
𝜕𝑥𝑘+ 𝜌𝑘).
(3-11)
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 49
The near-wall treatment as a blended formulation is presented as Equation (3-12)-
(3-14) in the solver. The blending function in the transport Equation (3-10) is described
as:
F1 = tanh(arg14). (3-12)
Where
arg1 = min (max (√𝑘
𝛽′𝜔y,500𝜈
y2𝜔) ,
4𝜌k
CDk𝜔𝜎𝜔2y2),
(3-13)
With
CDk𝜔 = max (2𝜌1
𝜎𝜔2𝜔
𝜕𝑘
𝜕𝑥𝑗
𝜕𝜔
𝜕𝑥𝑗, 1 × 10−10).
(3-14)
Thus, the Reynolds stress tensor is demonstrated as:
𝑢𝑖′𝑢𝑗
′ =2
3𝑘𝛿𝑖𝑗 − 𝟐𝜐𝒆S𝒊𝒋 + 𝑘𝑎𝑖𝑗
𝑒𝑥𝑡𝑟𝑎. (3-15)
The full details are given in (From, et al., 2017).
The 𝜐𝑒 effective viscosity is presented as:
𝜐𝑒 = −1
2𝛽1𝑘𝜏,
(3-16)
𝑎𝑖𝑗𝑒𝑥𝑡𝑟𝑎 = 𝛽2(𝐒𝛀 − 𝛀𝐒) (3-17)
𝛀 =𝟏
𝟐𝜏 (
𝜕��𝑖
𝜕𝑥𝑗−
𝜕��𝑗
𝜕𝑥𝑖) − 𝜏𝜖𝑖𝑗𝛀𝑟𝑜𝑡. 𝐒 =
𝟏
𝟐𝜏 (
𝜕��𝑖
𝜕𝑥𝑗+
𝜕��𝑗
𝜕𝑥𝑖). (3-18)
This formulation automatically changes from wall functions to the low-Reynolds
near-wall formulation when the mesh is refined.
In addition, with the purpose of evaluating the transport properties due to
compressible effects of the high-density fluid, the energy within the fluid is computed
by the Total Energy Equation (3-19). According to the enthalpy, ℎ𝑡𝑜𝑡𝑎𝑙:
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 50
𝜕(𝜌ℎ𝑡𝑜𝑡𝑎𝑙)
𝜕𝑡−
𝜕𝑃
𝜕𝑡+
𝜕
𝜕𝑥𝑖(𝜌 𝑈𝑥,𝑦,𝑧 ℎ𝑡𝑜𝑡𝑎𝑙) =
𝜕
𝜕𝑥𝑖(𝜆
𝜕𝑇
𝜕𝑥𝑖) +
𝜕
𝜕𝑥𝑖(𝑈𝑥,𝑦,𝑧 𝜏𝑖𝑗).
(3-19)
𝜌 is the density, 𝑃 the pressure, 𝜆 the fluid thermal conductivity, 𝑇 the static
temperature, 𝜏𝑖𝑗 the stress tensor, and 𝑈𝑥,𝑦,𝑧 are the three velocity components of the
velocity vector.
A compressible solver coupled with a Pressure-Velocity, cell-centred and non-
staggered, was employed, addressing the three momentum equations with pressure at
every integration point. The solver calculates compressible flows at any Mach number
by implicit discretisation of the product of the density and mass-carrying adverting
velocity. The implicit discretisation is achieved by Newton-Raphson linearisation
between the new and the current iteration, which demonstrates the current iteration of
density is with linearisation associated with pressure. The pressure is interpolated
employing the Rhie and Chow (1983) method. Based on their method, the mass flow
items are discretised to circumvent the decoupling of pressure and velocity at adjacent
cells. This method contains linearisation of nonlinear equations, conducted in a matrix
solution as well. The discrete system of linear equations is addressed employing an
Algebraic Multi-Grid method.
According to the boundedness principles presented by Barth and Jespersen
(1989), the variable ‘β’ was calculated in a nonlinear manner so that it is close enough
to β ≈ 1 for every mesh node; a second-order advection scheme is employed. The
second-order accuracy is for the spatial discretisation. The Courant Friedrichs Lewy
(CFL) number is according to the time step. This is in terms of the estimation of the
fluid domain time scale according to the length scale and peak velocity scale in the
dynamic scale, density, total mass, mass flow, and impact of compressive time scale.
The CFL number does not exceed 5. The CFL number was measured at 4.25 for high-
density fluid. For simplicity, the time scale is considered with a set constant value of
one.
The main numerical set-up in CFX for these numerical investigations is
introduced below.
The numerical scheme is Upwind, and turbulence numeric option is the First
Order for stability reasons. The turbulence intensity is set up as 5%. The interface
between the stationary and rotational frame was set as the mixing plane interface
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 51
boundary condition. The periodic boundary condition was set, and thus only one blade
passage was modelled. The calculation convergence is attained, when the Root Mean
Squared (RMS) for mass, momentum, and turbulence variables achieve the residual
target 1×10-6. The frozen rotor interface was employed between the rotational frame
and the diffuser. The frozen rotor interface model was selected because it agrees well
with experimental data (Jones, 1994) with a 1% maximum deviation as detailed in
Chapter 4.
3.2 GENERALISED POLYNOMIAL CHAOS APPROACH
The succeeding discussion explains some of the theory underlying the gPC
algorithm and Uncertainty Quantification applications for real world problems.
generalized Polynomial Chaos method:
In this work, the generalized Polynomial Chaos method (gPC) (Spanos &
Ghanem, 1989) is the stochastic solver used for the propagation of parametric
uncertainties in high-density fluid ORC turbine configurations. This approach is being
increasingly employed for CFD-based uncertainty quantifications (Xiu & Karniadakis,
2003). The spectral representation of any aerodynamic random variables 𝑢(𝑦, 𝜽), such
as efficiency in the present study, is based on the following approximation:
𝑢(𝒚, 𝜽)𝑛 = ∑ ��𝑚(𝑦)ɸ𝑚(𝜽)
𝑀−1
𝑚=0
(3-20)
Where 𝑀 denotes the number of modes in the spectral decomposition, 𝑦
represents the deterministic variables, and 𝜽 = [𝜽1, ⋯ , 𝜽𝑁]𝑇 is an N-dimensional
vector of random variables with independent components and prescribed distributions.
The polynomials’ basis {ɸ𝑚(𝜽)} must be chosen in order to satisfy the orthogonality
condition with respect to input uncertainty distributions. The total number of modes,
𝑀, is a function of the number of random variables 𝑁 and the order 𝑃 of the expansion,
as 𝑀 =(𝑃+𝑁)!
𝑃!𝑁!− 1.
A Galerkin projection of the stochastic solution onto each member of the local
orthogonal basis is used to compute the spectral coefficients of the Polynomials Chaos
expansion ��𝑚(𝒚) as:
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 52
��𝑚(𝒚) = ⟨𝑢(𝒚, 𝜽), ɸ𝑚(𝜽) ⟩
⟨ɸ𝑚(𝜽), ɸ𝑚(𝜽) ⟩ (3-21)
=1
⟨ɸ𝑚(𝜽), ɸ𝑚(𝜽) ⟩ ∫ 𝑢(𝒚, 𝜽)ɸ𝑚(𝜽)
𝛺
𝒫(𝜽)𝑑𝜽 (3-22)
Where ⟨. , . ⟩ is the scalar product and 𝛺 denotes the support of the random space
described by the probability density function 𝒫(𝜽) of the random variable 𝜽. In this
work, the integral in Equation (3-21) is evaluated using tensor product quadrature
(Trefethen, 2008).
A general polynomial is:
𝑄𝑛(𝑥) = 𝑎𝑛𝑥𝑛 + 𝑎𝑛−1𝑥𝑛−1 + ⋯ ⋯ + 𝑎1𝑥 + 𝑎0, 𝑎𝑛 ≠ 0 (3-23)
Where 𝑎𝑛 is the polynomial coefficient.
The leading coefficient of one is the monic form of the polynomial.
𝑃𝑛(𝑥) =𝑄𝑛(𝑥)
𝑎𝑛= 𝑥𝑛 +
𝑎𝑛−1
𝑎𝑛𝑥𝑛−1 + ⋯ + ⋯
𝑎1
𝑎𝑛𝑥 +
𝑎0
𝑎𝑛
For the gPC polynomials, a set of polynomials exists that supplies an optimal
basis for different types of probability distribution. They are derived from the family
of hypergeometric orthogonal polynomials in the Askey scheme (Xiu, 2010).
Correspondence between different types of gPC and the underlying random variables
is presented in Table 3-2.
Table 3-2: gPC type and underlying random variable (Xiu, 2010).
Type Distribution of Z gPC Basis Polynomials Support
Continuous
Gaussian Hermite (-∞,+∞)
Gamma Laguerre [0, +∞)
Beta Jacobi [a,b]
Uniform Legendre [a,b]
Discrete
Poisson Charlier {0,1,2…}
Binomial Krawtchouck {0,1, …N}
Negative Binomial Meixner {0,1,2…}
Hypergeometric Hahn {0,1, …N}
The choice of a specific basis function depends on orthogonality with respect to
the weight function (𝑤 ). Thus, the weight function and the density function for
different distributions are shown in Table 3-3.
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 53
Table 3-3: Weight and density function for gPC distribution (Xiu, 2010).
Distribution Density Function Polynomial Weight
Function
Gaussian 1
√2𝜋𝑒
−𝑥2
2⁄ Hermite 𝑒−𝑥2
2⁄
Gamma 𝑥𝛼𝑒−𝑥
Γ(𝛼 + 1) Laguerre 𝑥𝛼𝑒−𝑥
Beta (1 − 𝑥)𝛼(1 + 𝑥)𝛽
2𝛼+𝛽𝐵(𝛼 + 1, 𝛽 + 1) Jacobi
(1 − 𝑥)𝛼(1+ 𝑥)𝛽
Uniform 1
2 Legendre 1
The Askey scheme of continuous hypergeometric polynomials is used in this
study. Legendre is a special case for Jacobi for 𝛼 = 𝛽 = 0. Setting 𝛼 = 0 in the Gamma
function will result in an exponential distribution. In this study, as widely used
polynomials, the Legendre polynomials are described briefly as follows:
Legendre Polynomials:
A class of orthogonal polynomials that satisfies:
𝑃𝑛+1 =2𝑛 + 1
𝑛 − 1𝑥𝑃𝑛(𝑥) −
𝑛
𝑛 + 1𝑃𝑛−1(𝑥), 𝑛 > 0
(3-24)
∫ 𝑃𝑛
+1
−1
(𝑥)𝑃𝑚(𝑥)𝑑𝑥 =2
2𝑛 + 1𝛿𝑚𝑛
(3-25)
For probabilistic analysis, a wide range of probabilistic variations for some
engineering problems can be expressed as uniform distributions. The orthogonal
families of polynomials form a basis of the function space 𝐿𝑤2 = {𝐹: ⟨𝑓𝑓⟩ < ∞}.
In this study, as bounded supports for the input random parameters were defined,
a uniform distribution law was adopted to propagate these parametric uncertainties.
Thus, the Legendre polynomials are quite advantageous in gPC settings. Legendre
polynomials are defined on the interval [-1,+1].
The Legendre polynomials, {𝐿𝑒𝑛(𝑥), 𝑛 = 0,1, … }, are an orthogonal basis of
𝐿𝑤2 [−1,1] with respect to the weight function 𝑤(𝑥) = 1/2 for all 𝑥 ∈ [−1,1]. They
are typically normalised so that 𝐿𝑒𝑛(1) = 1 , in which case they are supplied by
(Canuto, Hussaini, Quarteroni, & Thomas Jr, 2012):
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 54
𝐿𝑒𝑛(𝑥) =1
2𝑛∑ (−1)𝑙 (
𝑛𝑙
) (2𝑛 − 2𝑙
𝑛) 𝑥𝑛−2𝑙
[𝑛 2⁄ ]
𝑙=0
.
(3-26)
Here [𝑛 2]⁄ denotes the integral part of 𝑛 2⁄ . The polynomials are even when 𝑛
is even and odd when 𝑛 is odd.
The Legendre polynomials satisfy the recurrence relations:
𝐿𝑒𝑛+1(𝑥) =2𝑛 + 1
𝑛 + 1𝑥𝐿𝑒𝑛(𝑥) −
𝑛
𝑛 + 1𝐿𝑒𝑛−1(𝑥)
(3-27)
With 𝐿𝑒0(𝑥) = 1 and 𝐿𝑒1(𝑥) = 𝑥 . The first seven Legendre polynomials are
supplied by (Abramowitz & Stegun, 1966; Canuto, et al., 2012). 𝐿𝑒0(𝑥) = 1 ,
𝐿𝑒1(𝑥) = 𝑥 , 𝐿𝑒2(𝑥) =1
2(3𝑥2 − 1) , 𝐿𝑒3(𝑥) =
1
2(5𝑥3 − 3𝑥) , 𝐿𝑒4(𝑥) =
1
8(35𝑥4 −
30𝑥2 + 3) , 𝐿𝑒5(𝑥) =1
8(63𝑥5 − 70𝑥3 + 15𝑥) , 𝐿𝑒6(𝑥) =
1
16(2313𝑥6 − 315𝑥4 +
105𝑥2).
The Gauss-Legendre quadrature is according to the following formula (Le
Maître & Knio, 2010):
∫ 𝑓(𝑥)𝑑𝑥1
−1
= ∑ 𝜔𝑖𝑓(𝑥𝑖)
𝑛𝑞
𝑖=1
+ 𝑅𝑛𝑞 , (3-28)
Where
𝑅𝑛𝑞 =22𝑛𝑞+1(𝑛𝑞!)4
(2𝑛𝑞 + 1)[(2𝑛𝑞)!]3𝑓(2𝑛𝑞)(𝜉) , − 1 < 𝜉 < 1
(3-29)
Where 𝑛𝑞 is the number of collocation points, 𝑥𝑖 is the coordinate of the 𝑖-th
collocation point, and 𝜔𝑖 is the corresponding weights.
The coordinates 𝑥𝑖 are the zero of 𝐿𝑒𝑛𝑞(𝑥), and the weights are supplied by:
𝜔𝑖 =2
(1 − 𝑥𝑖2)[𝐿𝑒𝑛𝑞
′ (𝑥𝑖)]2
(3-30)
For gPC post-processing, it must be noted that once the spectral coefficients are
determined, the mean 𝜇𝑢 and the variance 𝜎𝑢2 of 𝑢(𝒚, 𝜽) can be directly obtained by:
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 55
𝜇𝑢 = ��0(𝒚, 𝑡), 𝜎𝑢2 = ∑ ��𝑚(𝒚)
𝑀−1
𝑚=1
(3-31)
The standard deviation is 𝜎 = √𝜎𝑢2 and Coefficient of Variation CoV = 𝜎𝑢/ 𝜇𝑢.
Moreover, the distribution of the stochastic parameter of interest 𝑢(𝒚, 𝜽) can be
computed using Monte-Carlo sampling of the Polynomial Chaos Expansion (3-20) at
low computational cost. Finally, the sensitivity analysis of the stochastic solution to
the input parametric uncertainties is carried out by analysing the Sobol’s coefficients
(Sobol, 1993) whose evaluation is straightforward once the decomposition of the
stochastic solution on the Polynomial Chaos basis is performed.
The Sobol’s coefficient is introduced by Sobol (1993) for the sensitivity estimate.
It is a mathematical model with a function 𝑓(𝑥), where 𝑥 = (𝑥1, … , 𝑥𝑛), and is
defined as an n-dimensional cube:
𝐾𝑛 = {𝑥|0 ≤ 𝑥𝑖 ≤ 1; 𝑖 = 1, … , 𝑛}, (3-32)
The sensitivity of 𝑓(𝑥) will be estimated with respect to different variables or
their groups.
If 𝑓(𝑥) ∈ 𝐿2, then all 𝑓𝑖1…𝑖𝑛∈ 𝐿2. Thus,
𝐷 = ∫ 𝑓2(𝑥)𝑑𝑥 − 𝑓02
𝐾𝑛
(3-33)
and 𝐷𝑖1…𝑖𝑛= ∫ ⋯ ∫ 𝑓𝑖1…𝑖𝑛,
21
0
1
0𝑑𝑥𝑖1
… 𝑑𝑥𝑖𝑛 (3-34)
𝐷 = ∑ 𝐷𝑖1…𝑖𝑛
⋀
(3-35)
𝑓(𝑥) and 𝑓𝑖1…𝑖𝑛(𝑥𝑖1
, … , 𝑥𝑖𝑛) are random. 𝐷 and 𝐷𝑖1…𝑖𝑛
are their variances.
These variances characterise how the corresponding functions change. Then, the
sensitivity estimative is presented as:
𝑆𝑖1…𝑖𝑛= 𝐷𝑖1…𝑖𝑛
/𝐷 (3-36)
∑ 𝑆𝑖1…𝑖𝑛= 1
⋀
(3-37)
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 56
3.3 ROBUST COUPLED UQ-CFD FRAMEWORK
The proposed framework relies on automatic coupling between the uncertainty
quantification and the CFD solver. To achieve this coupling, the methodology is as
follows:
Literature review is a necessary and crucial part of the methodology to
investigate for this framework.
CFD solver validation is the foundation for implementing this framework.
The automatic loop regarding UQ-CFD had been developed by
programming scripts, which is a critical and significant step to achieving
accurate results, and reducing the labour and/or computational cost.
A UQ-CFD framework is applied to conduct uncertainty quantification
analysis on ORC radial-inflow turbines.
In this study, an automatic computational framework is developed, including
geometry creation, mesh generation, and CFD solver calculation with UQ calculation
and post-processing. The connections between parts ①-④ are compiled using Matlab
and Python codes, as illustrated in Figure 3-1.
Figure 3-1: Computational UQ-CFD framework of gPC application processing in
radial-inflow turbine.
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 57
Figure 3-2: The detailed computational UQ-CFD framework with relative equations
and steps.
The automatic work-flow of this framework eventually reduces manual errors
and dramatically improves work efficiency. It is noteworthy that this framework can
be a benchmark and be applied broadly in related engineering applications. In real
power plant applications, the coupled uncertain parameters (variables) are rather
common than single uncertain variables. Figure 3-1 and Figure 3-2 further demonstrate
the steps outlined above to show a real-world application employing the generalised
Polynomial Chaos method to obtain the post-processing of the quantity of interest. The
CFD calculations are carried out based on the quadrature points and the post-
processing provision of mean, variance, standard deviation, CoV, and Sobol indices,
as shown in Figure 3-1 and Figure 3-2.
In addition, the method of coupled uncertain parameters can identify which
single parameter plays more important role in the coupled uncertain parameters group.
Thus, the Sobol’s indices are very useful to conduct the Uncertainty Quantification
analysis employing coupled uncertain parameters. Using single uncertain parameter
and coupled uncertain parameters is to identify the turbine efficiency affected by single
uncertain parameter and coupled uncertain parameters respectively. In addition, when
using coupled uncertain parameters, the Sobol’s indices is applied to the turbine
efficiency from each contribution of coupled uncertain parameters in order to identify
the main contributors to the 1st order and the 2nd order variance estimated with the gPC
approach (Tang, Eldred, & Swiler, 2010).
Chapter 3: Coupled Uncertainty Quantification – Deterministic Flow Solver Methodology 58
Figure 3-3: Convergence rate of variance of efficiency using Peng-Robinson vs P-
order regarding 𝑃𝑐 − 𝑇𝑐.
According to Figure 3-3, the residuals value of the variance 1×10-7 is less than
the standard deviation n×10-4 of any uncertain parameter in the next following
Chapters. Thus, the numerical method does not influence the Uncertainty
Quantification analysis results.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 59
Chapter 4: Validation and Application of
the UQ-CFD Framework to the
Ideal Gas Turbo-expander
This chapter details the validation work of the UQ-CFD approach to the
performance analysis of the high pressure ratio, single stage radial-inflow turbine used
in the Sundstrand Power Systems T-100 Multi-purpose Small Power Unit. A
deterministic three-dimensional volume-averaged CFD solver is coupled with a non-
statistical generalised Polynomial Chaos (gPC) representation, based on a pseudo-
spectral projection method applied to investigate this complete, three-dimensional,
high-pressure ratio radial-inflow turbine.
In detail, Section 4.1 will present the validation work, which employs an open
data Jones’s radial-inflow turbine, using ideal gas as a working fluid; the validation
will cover the three-dimensional geometry, grid refinement independence study, and
numerical deterministic simulations. Section 4.2 will discuss the parametric study of
the validated Jones’s radial-inflow turbine. Then, Uncertainty Quantification analysis
is applied to the Jones’s turbine in Section 4.3. A summary of the results will be
presented in the conclusion of this chapter in Section 0.
4.1 NUMERICAL VALIDATION OF THE DETERMINISTIC CFD
SOLVER
The radial-inflow turbine employed in this work has been developed by
Sundstrand and experimentally tested by Jones (1996). In this thesis, the radial-inflow
turbine is denoted as Jones’s turbine. This geometry has become an open benchmark
after the work of Sauret (2012), who reproduced the geometry and provided initial
CFD results.
The test case at nominal conditions is a 120 kW, 5.7 pressure ratio turbine used
in the Sundstrand Power Systems T-100 Multi-purpose Small Power Unit. The rig
conditions are employed in this chapter for the validation and application of the
coupled generalised Polynomial Chaos method – CFD approach.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 60
Three-dimensional Geometry
To reproduce the three-dimensional geometry of the turbine, ANSYS-BladeGen
is employed to build the three-dimensional nozzle and rotor blades. The geometry is
presented below in Figure 4-1, and the full details are presented in Sauret (2012),
including the blade profiles, rotor hub and shroud, rotor blade angle, and thickness
distributions of hub and shroud respectively.
Figure 4-1: The whole geometry of the Jones’s radial-inflow turbine.
The periodic one blade passage of the whole geometry is presented in Figure 4-2,
which is the geometric model in the CFD calculation.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 61
Figure 4-2: Geometry of periodic one blade passage of the Jones’ radial-inflow
turbine.
This radial-inflow turbine contains 19 stator nozzles and 16 rotor blades. The tip
clearance is from 0.4mm at the leading edge to 0.23mm at the trailing edge.
Grid Refinement Independence Study
Three-dimensional geometry and mesh of one blade passage, including stator,
rotor and part of the diffuser, are reproduced in the ANSYS turbomachinery package.
The mesh is generated using ANSYS-TurboGrid for the flow passage for both rotor and
stator. The non-dimensional grid spacing at the wall 𝑦𝑤+ ranges from 20 to 140, which
is the recommended range, as the log-law wall function is valid for 𝑦𝑤+ values above
15 and under 100 for machine Reynolds numbers of 1×105; the transition affects the
boundary layer formation and skin friction, and up to 500 for Reynolds numbers of
2×106 when the boundary layer is mainly turbulent throughout (Manual, 2000). The
boundary layer refinement control is 4×106, with Near Wall Element Size Specification
to reach the 𝑦𝑤+ (non-dimensional wall element size) requirement.
There are seven cases investigated for the mesh, as shown in Figure 4-3. Seven
meshes from 300,000 nodes to 900,000 nodes were investigated for the mesh
refinement study. It can be seen that when the mesh reaches 700,000 nodes, mesh
convergence is achieved.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 62
Figure 4-3: Grid Refinement independent investigations.
After the grid refinement study, the total mesh number is 712,082, including
stator, rotor and part of the diffuser. The grid quality was checked using indicators
such as orthogonality of the cells and aspect ratios. All of the computations were
performed until full convergences of the flow variables were achieved. The residuals
were dropped down below 10-6.
The converged mesh of the rotor is presented in Figure 4-4. A closer view of the
rotor mesh at hub and shroud is shown in Figure 4-5.
Figure 4-4: Mesh of rotor.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 63
Figure 4-5: Three-dimensional closer view of the O–H grid of rotor blade passage:
(a) at hub; (b) at shroud.
The converged mesh of the stator is shown in Figure 4-6(a) and (b).
Figure 4-6: Mesh of Stator: (a) all of the nozzles of stator; (b) one periodic nozzle
passage of stator.
Validation
The three-dimensional viscous flow simulation is conducted in ANSYS CFX.
Reynolds-Averaged Navier-Stokes equations are solved in this simulation using
ANSYS-CFX. The turbulence model (detailed in Section 3.1) is employed for the
simulations. The boundary conditions are summarised in Figure 4-1. Three-
(a) (b)
(a) (b)
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 64
dimensional geometry and the mesh of the periodic one blade passage, which includes
stator, rotor and part of the diffuser, are reproduced in the ANSYS turbomachinery
package. The working fluid is air. The mass flow of the stator inlet is 0.0173 kg/s,
reduced to one blade passage.
Table 4-1: Boundary Condition of the Study Case.
𝑃𝑖𝑛
(kPa)
𝑃𝑜𝑢𝑡
(kPa)
𝑇𝑇𝑖𝑛
(K)
𝑅𝑃𝑀
(RPM)
𝑄𝑚
(Kg/s)
Blade
Number
Nozzle
Number
Experiment
Rig 413.6 72.4 477.6 71700 0.0173 16 19
The numerical calculations were carried out until full convergences were
achieved. The residual convergence in terms of the momentum and mass were below
10-6, as presented in Figure 4-7.
Figure 4-7: Residual convergence at rig condition.
The static pressure distribution of the radial-inflow turbine is shown in Figure
4-8.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 65
Figure 4-8: Static pressure distribution at mid-span along turbine.
The highest pressure region is in the inlet of the stator. The lowest pressure
distribution region is in the outlet of the diffuser. The pressure reduces from 413 kPa
at the stator entrance to 67.3 kPa at the rotor exit.
Figure 4-9: Relative Mach number at mid-span along the turbine.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 66
This radial-inflow turbine was designed to work with a high subsonic flow.
According to Figure 4-9, the maximum Mach number, approximately 1.2, occurs at
the nozzle throat of the stator passage outlet, and the nozzle is choked. Choked flow is
a phenomenon that limits the mass flow rate of a compressible fluid flow through
sudden expansions of turbine nozzles. Generally, it is the mass flux, after which a
further reduction in downstream pressure will not lead to an increase in mass flow rate.
As a compressible fluid achieves the speed of sound (i.e. Mach number of 1), pressure
changes can no longer be communicated upstream, as the speed of which these
pressure changes are propagated is limited by the speed of sound. The turbine nozzle
has the effect of isolating the upstream side from the downstream side at the throat.
Due to this effect, any reduction in downstream pressure will have no effect on the
flow rate, as the increased pressure differential is not 'felt' upstream of the restriction.
Thus, the choked flow will significantly influence the passage flow of the rotor, and
thus affect the turbine’s efficiency (Baines, 2003). A large low-speed area is on the
pressure side of rotor blades, as Figure 4-9 shows.
The isentropic efficiencies defined in Equation (4-1) are a function of the
enthalpy drop, as follows:
𝜂𝑇−𝑆 =ℎ𝑇𝑖𝑛
− ℎ𝑇𝑜𝑢𝑡
ℎ𝑇𝑖𝑛− ℎ𝑆𝑖𝑠𝑜𝑢𝑡
(4-1)
Based on Figure 4-10, three-dimensional CFD total-to-static and total-to-total
efficiencies are compared against the experimental data at the rig conditions. The
results show very close agreement, with a maximum difference of less than 1% for the
total-to-static efficiency.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 67
Figure 4-10: Variation of total-to-static efficiency with rotational speed.
It is significant to note that it was not possible to rebuild the geometry exactly,
due to the shortcomings of the software. The CFD analysis results are compared
against experimental data at the rig conditions, Sauret’s results (Sauret, 2012), and
Odabaee’s results (Odabaee, Shanechi, & Hooman, 2014), as presented in Table 4-2.
Table 4-2: Results Comparison for the Rig Conditions.
Experiment
Rig Condition
(Jones, 1996)
Sauret’s
Results
(Sauret,
2012)
Odabaee’s Results
(Odabaee, et al., 2014)
This Study’s
Results
𝜂𝑡−𝑠(%) 86.4 86.6 84 86.6
Power (kW) 36.7 - 36.4 36.6
The results are in really good agreement with data for the experimental rig
conditions, with a maximum difference of less than 1% for the total-to-static efficiency,
and less than 0.3% for the power, which validates the CFD solver for radial-inflow
turbine using ideal gas.
4.2 PARAMETRIC STUDY OF OPERATIONAL AND GEOMETRIC
CONDITIONS
The robust framework introduced in Section 0 has been utilised in this section.
In order to carry out the Uncertainty Quantification analysis for this radial-inflow
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 68
turbine, a parametric study is necessary to find out which parameter(s) will present a
non-linear surface response of interest for the Uncertainty Quantification approach.
In order to investigate the uncertain parameters’ effects on the efficiency of the
turbine, the parametric study range is listed in Table 4-3, which will also apply for the
Uncertainty Quantification employing the gPC algorithm in the following section. In
Table 4.3, the mean value represents the experimental data, and the support of the
uncertain parameters is given. Trailing Edge is denoted as TE.
In Table 4-3, the wider support range of the uncertain parameters derived from
Odabaee, et al. (2014) is noteworthy.
Table 4-3: Characteristics of the uncertain parameters studied.
According to Equation (4-1), it is clear that efficiency depends on enthalpy,
which is influenced by temperature, pressure, mass flow, and rotational speed of the
radial-inflow turbine. Hence, the temperature, pressure, mass flow rate, and rotational
speed are potentially influential parameters that affect turbine efficiency. The
parametric study of the temperature, pressure, mass flow rate, and rotational speed to
affect turbine efficiency is presented in Figure 4-11 to Figure 4-14 respectively.
Uncertain Parameter Experiment Rig
Value Support
Temperature of Stator Inlet 𝑇𝑇𝑖𝑛 (K) 477.6 [447.6, 507.6 ]
Pressure of Diffuser Outlet 𝑃𝑜𝑢𝑡 (kPa) 72.4 [60, 84.8 ]
Mass Flow Rate of Stator Inlet 𝑄𝑚 (Kg/s) 0.0173 [0.0147, 0.0199]
Rotational speed 𝑅𝑃𝑀 (RPM) 71700 [57360, 86040]
TE Meridional Length 𝐿 (mm) 35.0012 [33.1, 42 ]
TE Tip Radius 𝑅 (mm) 36.83 [31.1, 37]
Blade Thickness peak position along the
meridional length (%) 41 [21,71]
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 69
Figure 4-11: Parametric evaluation of inlet temperature’s effect on the turbine’s
efficiency.
Figure 4-12: Parametric evaluation of outlet pressure’s effect on the turbine’s
efficiency.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 70
Figure 4-13: Parametric evaluation of mass flow rate’s effect on the turbine
efficiency.
From Figure 4-11 to Figure 4-13, it can be seen that the trends for parametric
investigations in terms of temperature and pressure are linear. Thus, temperature and
pressure are of no particular interest for the application of Uncertainty Quantification
anlaysis for a radial-inflow turbine using ideal gas, not high-density fluid. According
to Figure 4-11, when the inlet temperature increases, the total-to-static efficiency of
the turbine increases accordingly. Similarly, based on Figure 4-13, when the mass flow
rate of the stator inlet increases, the total-to-static efficiency of the turbine increases
as well. These results can be explained by the fact that the inlet temperature increases
the enthalpy drop, and then the efficiency will be increased, based on Equation (4-1).
When the outlet pressure decreases, the total-to-static efficiency of turbine declines, as
demonstrated in Figure 4-12.
According to Figure 4-14, the parametric study of rotational speed trend is non-
linear. When the rotational speed is approximately 71700 RPM, the total-to-static
efficiency of the turbine has a maximum value of around 86.66%. Then, as the
rotational speed increases, the total-to-static efficiency declines after the peak value.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 71
Figure 4-14: Parametric evaluation of the turbine efficiency on Rotational Speed
(RPM).
The Tip Length and Tip Radius of the Trailing Edge are significant parameters
that affect the ideal gas radial-inflow turbine (Odabaee, et al., 2014). The TE Tip
Length and TE Tip Radius are defined in Figure 4-15. The red point “A” in Figure
4-15 is the geometry varying point, corresponding to the TE position at the shroud.
The arrows’ direction is the geometry varying direction. When “A” point is moving in
a horizontal direction, the TE tip length will change. It is important to note that when
“A” point is moving in the vertical direction (TE Tip Radius), the blade height will be
modified, but the tip clearance will be kept at the initial value simultaneously.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 72
Figure 4-15: Geometric variation on TE Meridional Length and TE Tip Radius.
Figure 4-16: Parametric evaluation of the turbine efficiency on TE Tip Radius.
Figure 4-16 shows that the response of the turbine’s total-to-static efficiency to
the variation of the TE meridional tip length is non-linear. The initial value of the TE
meridional tip length is 35 mm. From this study, it can be seen that the TE meridional
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 73
tip length in terms of maximum total-to-static efficiency is at approximately 33.5 mm,
not at the initial value point, which leads to an increase efficiency of 0.6%.
Figure 4-17: Parametric evaluation of the turbine efficiency on TE Meridional Tip
Length.
Based on Figure 4-17, it can be seen that the efficiency of the turbine is sensitive
to the TE tip radius. The response of the total-to-static efficiency to the variation of the
TE tip radius is non-linear. The initial value of the TE tip radius is 36.83 mm. It is
obvious that the maximum total-to-static efficiency is approximately 86.72% when the
TE tip radius is 34.0 mm, not 36.83 mm, which results in an increased efficiency of
2.4% over the initial turbine efficiency.
As indicated, these six different rotor blade thickness profiles affect the ideal gas
radial-inflow turbine efficiency (Odabaee, et al., 2014); they were established for the
parametric study, as demonstrated in Figure 4-18. The maximum value of the blade
thickness is kept constant while its location is moved along the tip length, thus
modifying the profile curve’s shape.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 74
Figure 4-18: Blade thickness profile geometric study.
Figure 4-19: Parametric evaluation of the blade thickness profile’s effect on the
turbine efficiency.
As shown in Figure 4-16, Figure 4-17, and Figure 4-19, based on these
parametric investigations in terms of rotational speed, TE tip radius, TE tip length and
blade thickness have non-linear response surfaces. One can also note that maximum
efficiency is obtained at values of the TE tip radius, TE tip length and blade thickness,
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 75
in contrast to the initial Jones’s geometry, indicating that optimisation of this turbine
can be achieved. Rotational speed, TE tip radius, TE tip length, and blade thickness,
are thus used as random inputs for the application of the gPC method.
4.3 VALIDATION OF THE UQ-CFD FRAMEWORK FOR IDEAL GAS
TURBO-EXPANDER
The framework detailed in Section 0 has been employed to couple the CFD
calculation with Uncertainty Quantification analysis processing for the ideal gas
Jones’s turbine.
The mean and support for the four random parameters (rotational speed, TE tip
radius, TE tip length and blade thickness) are summarised in Table 4-3.
For the convergence study, Figure 4-20 shows the gPC Legendre quadrature
points for polynomial orders’ P range of 1, 3, 5, 7, 9, 11, respectively, when rotational
speed is the random variable.
Figure 4-20: Legendre quadrature points and arbitrary support points for rotational
speed for P = 1, 3, 5, 7, 9, 11.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 76
Figure 4-21: Convergence rates of the variance of the rotational speed in respect to
total-to-static efficiency.
In Figure 4-21, symbols represent simulations, while lines are the corresponding
linearly fitted decay rates. It can be seen that the error line trend decreases when the
P-order increases, showing good convergence rates. Similar trends are observed for all
uncertain variables.
In Table 4-4, ω, L and R refer to the rotational speed, TE tip length, and TE tip
radius, respectively. The comparison of the results using single and coupled uncertain
parameters is presented.
Regarding each uncertain parameter, the mean value μ, the standard deviation σ,
variance σv2, and the coefficient of variation CoV = σ/μ of the total-to-static efficiency
with the gPC at P = 11 are presented in Table 4-4. It can be seen that the blade thickness
profile has the most influential effect on the turbine total-to-static efficiency, closely
followed by the TE tip radius R, while L doesn’t appear to be a critical geometric
parameter in regard to efficiency. The gPC method was also applied for coupled
uncertain parameters with a lower polynomial order P = 5 in order to minimise the
computational cost. When parameters are coupled, the most influential coupled
random variables on the total-to-static efficiency are R-ω.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 77
Table 4-4: Mean, standard deviation and CoV of the total-to-static efficiency for each
individual uncertain parameter for P = 11 and coupled parameters for P = 5.
gPC 1D (P = 11) gPC 2D (P = 5)
Variable 𝑹𝑷𝑴 𝑳 𝑹 Blade
Thickness 𝑹 −𝑹𝑷𝑴
𝑳− 𝑹𝑷𝑴
𝑹 − 𝑳
μ 85.09 86.72 85.65 85.5 83.27 85.34 81.68
σ×10-3 13.409 1.720 16.611 17.400 25.360 14.971 13.102
σ ʋ2×10-3 0.180 0.003 0.276 0.303 0.0643 0.0224 0.0172
CoV×10-3 15.759 1.983 19.393 20.400 30.454 17.543 16.040
Figure 4-22: The 1st order of Sobol’s indices of each uncertain parameter’s
contribution to 𝜂𝑇−𝑆 (a) R – RPM (b) L – RPM (c) L– R ; The 2nd order Sobol’s
indices of each uncertain parameter’s contribution to 𝜂𝑇−𝑆 (d) R – RPM, L – RPM, R
– L.
The Sobol’s indices, representing the contribution to the variability of the turbine
performances by means of overall efficiency. In order to identify the individual
(a) (b)
(c) (d)
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 78
contribution of coupled uncertain parameters affecting the total-to-static efficiency of
the radial-inflow turbine, Sobol’s variance indices must be computed in this Chapter.
According to Figure 4-22(a) and (c), the R (TE tip radius) plays more important
role compared to RPM and L (TE tip length) respectively, while the L (TE tip length)
has the smallest impact to turbine efficiency compared to RPM and R (TE tip radius)
as shown in Figure 4-22(b)-(c). Figure 4-22(d) shows that combined effects of
uncertainties R - RPM are the most important on the turbine efficiency compared to
the other two L - RPM and R – L. All of these Sobol’s indices results have a good
agreement with the results regarding the CoV in Table 4-4.
4.4 CONCLUSION
A deterministic three-dimensional CFD solver is coupled with a gPC approach
and successfully applied to investigate a complete three-dimensional high-pressure
ratio radial-inflow turbine. The uncertainty quantification has been applied to the
performance analysis of the radial turbine for the propagation of various aerodynamic
and geometric uncertainties. The main conclusions are as follows:
The grid refinement was implemented, which can satisfy the requirement of
calculation accuracy. The validation work is the foundation for employing
a CFD solver to conduct further radial-inflow turbine numerical
investigations. Three-dimensional CFD calculations for total-to-static
efficiencies of the radial-inflow turbine are compared with the open data
experimental data, including the rig conditions. The results are in close
agreement with experimental data, with a maximum deviation of less than
1% for total-to-static efficiency.
The parametric study for the Jones’s turbine is produced by the previously
introduced robust framework. The parametric study can supply guidance for
choosing uncertain parameter(s) which can dramatically non-linearly affect
the turbine’s efficiency and for further application of Uncertainty
Quantification analysis. Eight parameters were investigated: inlet
temperature, outlet pressure, mass flow rate, tip clearance, rotational speed,
TE meridional length, TE tip radius, and blade thickness. However, only
rotational speed, TE meridional tip length, TE tip radius, and blade thickness
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 79
present a non-linear surface response. Thus, these four uncertain parameters
were employed for application of further Uncertainty Quantification
investigations.
gPC has been applied to the performance of radial turbines for the
propagation of various aerodynamic and geometric uncertainties. The
convergence rate for a single uncertain parameter has been carefully
checked, showing that the stochastic spectral projection decreases
dramatically with the increase of polynomial order.
The initial deterministic study highlighted the non-linear response of the
total-to-static turbine efficiency in regard to the variations of the rotational
speed, TE tip radius, TE tip length and blade thickness. From the
preliminary study, for the CoV of the total-to-static efficiency, the most
influential uncertainty is the blade thickness, closely followed by the TE tip
radius. When the gPC approach is applied to couple random parameters, the
most influential coupled random variables are the trailing edge tip radius
with the rotational speed.
The CFD solver coupled with an Uncertainty Quantification framework has
been demonstrated to work well, properly implemented and validated, so
that it can be utilised to any engineering applications, in particular to
investigating a high-density radial-inflow turbine in this thesis.
Chapter 4: Validation and Application of the UQ-CFD Framework to the Ideal Gas Turbo-expander 80
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 81
Chapter 5: Application of the UQ-CFD
Framework to an ORC Radial
Turbo-expander
The inclusion of uncertainties in the design of turbines for renewable low-grade
temperature power cycles is becoming a crucial aspect in the development of robust
and reliable power blocks capable of handling a better range of efficiencies over a
wider range of operational conditions. Modelling high-density fluids using existing
Equations of State add complexity to improving the system efficiency and little is
known on the effect that the uncertainties of Equations of State (EOS) parameters may
have on the turbine efficiency. The purpose of this chapter is to quantify the influence
of coupled uncertain variables on the total-to-static efficiency of a radial-inflow
Organic Rankine Cycle turbine with a high-density fluid R143a in a low-grade
temperature renewable power block. To this end, a stochastic solution is obtained by
combining a multi-dimensional generalized Polynomial Chaos approach with a full
three-dimensional viscous turbulent Computational Fluid Dynamics solver for high-
density radial-inflow turbines. Both operational conditions (inlet total temperature,
rotational speed and mass flow rate) and EOS parameters (critical pressure and critical
temperature) are investigated, highlighting their importance for turbine efficiency
based on the consideration of three Equations of State, namely, Peng-Robinson (PR),
Soave-Redlich-Kwong (SRK), and HHEOS. The study in this chapter, which is
performed for both nominal and off-design operational conditions, highlights the inlet
temperature as the most influential operational uncertain parameters, while the critical
pressure is the most sensitive parameter for the three Equations of State tested. More
importantly, it demonstrates a higher level of sensitivity of the SRK EOS, in particular
at off-design operational conditions. This is a crucial aspect to take into account for
the robust designs of Organic Rankine Cycle turbines for low-grade temperature
renewable power cycles working at various conditions. It is expected that the proposed
stochastic approach may consequently positively support the renewable energy sector
to develop more robust and viable systems.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 82
The aim of this study is to thoroughly characterise, from a statistical point of
view, the sensitivity of the efficiency of a high-density radial-inflow turbine to
parametric uncertainties. The considered EOSs and the deterministic 3D-CFD solver
are presented in Section 5.1. The considered EOSs and the deterministic three-
dimensional CFD introductions and the effects of uncertainties in nominal and off-
design operating conditions using different EOSs are described in Section 5.3.
Stochastic analysis at off-design conditions is conducted in Section 5.4, and
concluding remarks are drawn in Section 5.5.
5.1 COMPUTATIONAL FLUID DYNAMICS CHARACTERISTICS
The 400kW-R143a ORC radial-inflow turbine designed by Sauret and Gu
(Sauret & Gu, 2014) is used to apply the gPC technique and analyse the sensitivity of
uncertain parameters on the performance of this low-grade temperature high-density
gas turbine. All geometric and nominal point conditions are provided in (Sauret &
Gu, 2014) and not repeated in full here. Table 5-1 briefly summarises the main
parameters at nominal conditions, denoted here as the nominal case.
Table 5-1: R143a turbine design parameters at nominal conditions (Sauret &
Gu, 2014).
Global
Variables Value Unit
Geometric
Parameters Value Unit
𝑅𝑃𝑀 24250 RPM 𝑁𝑠 19 -
𝑇𝑇𝑖𝑛 413 K 𝑁𝑟 16 -
��𝑚 17.24 kg/s 𝐷𝑅𝑖𝑛 127.17 mm
𝑃𝑇𝑖𝑛 5 MPa
𝑃𝑆𝑜𝑢𝑡 1.835 MPa
W 400 kW
Computational Model
The CFD solver ANSYS-CFX v18.0 has been used to perform steady-state 3D
viscous simulations. Following the results from Sauret and Gu (2014), the standard
𝑘 − 휀 turbulence model with scalable wall function was chosen, associated with a first
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 83
order numerical scheme for the turbulence variables for considerations of robustness.
Harinck, Turunen-Saaresti, et al. (2010) simulated a supersonic ORC turbine stator,
and compared the 𝑘 − 휀 and standard 𝑘 − 𝜔 turbulence models. The results showed
that the choice between 𝑘 − 휀 and standard 𝑘 − 𝜔 turbulence models had minor
influence on the flow field, in particular the Mach number and the overall flow
structure, with a difference in isentropic efficiency of less than 2%. The main
difference appears for the prediction of the shock wave interacting with the boundary
layer. However, in our case, such strong interactions are not present in the turbine and
both turbulence models give similar results for the global parameters investigated in
this study, in particular the efficiency of the turbine with 0.01% difference; results are
not presented in this paper for sake of conciseness. Moreover, Sauret and Gu (2014)
also successfully applied 𝑘 − 휀 model and validated their CFD model with meanline
design. This study follows the work of Sauret and Gu (2014). Their validation work
gives us confidence in the suitability of this model for turbomachinery and allows us
to maintain a good balance between accuracy and computational cost.
Convergence is achieved once the Root Mean Squared (RMS) for mass,
momentum, and turbulence variables approaches the residual target of 1×10-6. An O-
H grid for both the stator and the rotor is built with a total grid number of 1,359,907
nodes, including the extension of the domain at the front of the stator. The three-
dimensional computational mesh for the numerical study of one blade passage is
presented in Figure 5-1 for the stator and in Figure 5-2 for the rotor hub and shroud.
The average non-dimensional grid space at the wall is yw+=703, which is close to the
recommended value of 500 for RANS simulations using wall function-based
turbulence models at approximately Reynolds number = 107, corresponding to the
nominal conditions (Sauret & Gu, 2014). Based on the original study from (Sauret &
Gu, 2014), this value is sufficient to conduct pioneering numerical investigations of
the R143a radial-inflow turbine for the uncertainty quantification analysis.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 84
Figure 5-1: 3D view of the O-H grid around the stator.
Figure 5-2: 3D view of the O-H grid (a) Rotor blade at the hub. (b) Rotor blade
at the shroud.
The generalized Polynomial Chaos (gPC) approach used in this work had been
validated against Monte Carlo calculation for five uncertain parameters affecting the
performance of a conical diffuser (Sauret, et al., 2014).The maximum difference
between the gPC and the MC approach for both the mean and standard deviation was
less than 1%. The coupled gPC-CFD robust framework had been verified in (Zou, et
al., 2015), demonstrating the convergence in P (polynomial order) of our gPC
approach, i.e. evaluating the polynomial order from which the results do not vary
anymore. Furthermore, the CFD solver validation and grid independence of the CFD
results associated with the nominal case (refer to Table 5-1) have been explored by
Sauret and Gu (Sauret & Gu, 2014) against the meanline analysis with results showing
good agreement between both the CFD results and the meanline analysis. Thus, the
robust framework including gPC approach, coupled gPC-CFD, and CFD solver have
(a) (b)
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 85
been validated by our previous studies. These validation and verification studies give
confidence in conducting the pioneering three-dimensional simulations using our
robust framework.
The boundary conditions are set based on the meanline design proposed by
Sauret and Gu (Sauret & Gu, 2014) with an inlet mass flow rate of 17.24 kg.s-1 and a
total inlet temperature of 413K. The outlet pressure is fixed at the outlet of the diffuser
to 1.835 MPa, the total-to-static pressure ratio being ∏ = 2.72𝑇−𝑆 , while the rotational
speed of the rotor is 24,250 RPM.
The interface between the stationary and rotational frame was set as the mixing
plane condition and the frozen rotor interface was applied between the rotational frame
and the diffuser. The periodic boundary condition was built so that one blade passage
is modelled.
Equations of State (EOS)
In order to investigate the effect of the high-density properties on the
performance of the radial-inflow turbine, three commonly used EOSs have been
selected: the Soave-Redlich-Kwong (SRK) model (Soave, 1972), which is an
extension of the original Redlich-Kwong (RK) model; the cubic EOS of Peng-
Robinson (PR) (Peng & Robinson, 1976), which is known for its good balance
between simplicity and accuracy, especially close to the critical point (Agrawal, et al.,
2012) and is a further extension of the RK model, and is thus expected to behave
similarly to the SRK model; and the HHEOS, which is 17-term Lemmon-Jacobsen
equation based on Helmholtz energy (Lemmon & Tillner-Roth, 1999), with the
capacity to predict accurately the properties for multicomponent mixtures, and is valid
for temperatures up to 450K and pressures up to 50MPa (Lemmon & Tillner-Roth,
1999). These three EOSs are summarised in Table 5-2.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 86
Table 5-2: PR, SRK, and HHEOS models.
PR SRK HHEOS
𝑝 =𝑅𝑇
𝑉𝑚 − 𝑏−
𝑎𝛼
𝑉𝑚2 + 2𝑏𝑉𝑚 − 𝑏2
𝑝 =𝑅𝑇
𝑉𝑚 − 𝑏−
𝑎𝛼
𝑉𝑚(𝑉𝑚 + 𝑏)
𝛼(𝜏, 𝛿
= 𝛼0(𝜏, 𝛿)
+ 𝑎𝑟(𝜏, 𝛿)
𝑎 =0.457235𝑅2𝑇𝑐
2
𝑝𝑐 𝑎 =
0.42747𝑅2𝑇𝑐2
𝑝𝑐 𝜏 =
𝑇𝑟
𝑇
𝑏 =0.077796𝑅𝑇𝑐
𝑝𝑐 𝑏 =
0.08664𝑅𝑇𝑐
𝑝𝑐 𝛿 =
𝜌
𝜌𝑟
𝛼 = (1 + 𝑘(1 − 𝑇𝑟0.5))
2
𝑤𝑖𝑡ℎ 𝑇𝑟 =𝑇
𝑇𝑐
𝛼 = (1 + 𝑘(1 − 𝑇𝑟0.5))
2
𝑤𝑖𝑡ℎ 𝑇𝑟 =𝑇
𝑇𝑐
𝛼 =𝑎
𝑅𝑇
𝑘 = 0.37464 + 1.54226𝜔
− 0.26992𝜔2
𝑘 = 0.480 + 1.574𝜔
− 0.176𝜔2
The acentric factor of refrigerant R143a is 𝜔 = 0.2615; 𝑇𝑐 = 345.86𝐾 and
𝑃𝑐 = 3761𝑘𝑃𝑎 are respectively the critical temperature and pressure of R143a
(Outcalt & McLinden, 1997). 𝑉𝑚 is the molar volume and 𝑅 is the universal gas
constant.
In order to describe the high-density properties, the CFD solver calculates the
enthalpy and entropy employing relationship, as presented in ( ANSYS® Academic
Research CFX Guidance, Release 18, 2017) in detail. These relationships are based on
the zero pressure ideal gas specific heat capacity 𝑐𝑝0, and the derivatives of the EOSs.
Coefficient 𝑐𝑝0 is obtained by a fourth-order polynomial defined by Poling et al.
(Poling, Prausnitz, & O'connell, 2001) for both PR and SRK EOSs. The same
coefficients are used for these two EOSs. Both equations in their dimensional forms
(Table 5-2) are thus function of five material-dependent parameters (𝑇𝑐, 𝑃𝑐, 𝜔, 𝑅, 𝑐𝑝0).
For the HHEOS, the zero pressure ideal gas specific heat capacity is obtained by fitting
the values reported by Yokoseki et al. (Lemmon & Jacobsen, 2000). In this study, only
𝑃𝑐 and 𝑇𝑐 will be considered as uncertain parameters and investigated in detail, as
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 87
they have been identified as some of the most questionable EOS parameters (Cinnella,
et al., 2011).
5.2 UNCERTAINTY QUANTIFICATION PARAMETERS
In this work, the generalised Polynomial Chaos method is the stochastic solver
used for the propagation of parametric uncertainties in high-density fluid ORC turbine
configurations. This approach is being increasingly employed for CFD-based
uncertainty quantifications (Xiu & Karniadakis, 2003). The robust framework
introduced in Section 0 has also been employed in this section.
Uncertain Parameters
The support range for the first set of uncertain parameters (𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚)
has been established, based on the acceptable deviation between the test and design
conditions, given in the ASME PTC22 standard (ASME PTC 22 2014) as 2% for each
parameter, and listed in Table 5-3. For the second set of uncertain parameters (𝑃𝑐 −
𝑇𝑐), in order to be more realistic and to closely follow the experimental data established
and/or summarised by several authors (Barret & Candau, 1992; Outcalt & McLinden,
1997; Yaws, 1999), an uncertainty of ±4.5% for 𝑃𝑐 , ±0.5% for 𝑇𝑐 (Table 5-3) is
selected. As bounded supports for the input random parameters were defined, a
uniform distribution law was adopted to propagate these parametric uncertainties.
Table 5-3: Characteristics (mean and support values) of the studied uniformly
distributed uncertain parameters.
Set
Name
Uncertain
Parameter
Symbol Unit Mean
Value
Supports
Rotational speed 𝑅𝑃𝑀 𝑟𝑝𝑚 24250 [23765 -24735]
1st set Total inlet
temperature
𝑇𝑇𝑖𝑛 𝐾 413 [404-421]
Mass flow rate ��𝑚 𝑘𝑔. 𝑠−1 17.24 [16.375-18.1]
2nd set
Critical pressure 𝑃𝑐 𝑀𝑃𝑎 3.761 [3.592-3.930]
Critical temperature 𝑇𝑐 𝐾 345.86 [344-347.6]
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 88
Order of the Polynomial Representation
As a direct consequence of the choice of uniform input distributions, the
Legendre polynomials are selected as optimal basis in the spectral representation of
the Polynomial Chaos expansion (Equation (3-20)). In order to illustrate the UQ
framework, Figure 5-3 shows the grid of quadrature points used for P = 5, 7, and 9,
where the deterministic CFD solver must be employed to compute the flow solution
for each Legendre quadrature point.
Figure 5-3: Legendre quadrature points for 𝑃𝑐 − 𝑇𝑐 for 𝑃 = 5, 7, 9.
Figure 5-4: Probability Density Functions (PDF) of the total-to-static efficiency
coefficient 𝜂𝑇−𝑆 obtained using the PR EOS in the presence of uncertainties for 𝑃𝑐 −
𝑇𝑐.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 89
Figure 5-5: Probability Density Functions (PDF) of the total-to-static efficiency
coefficient 𝜂𝑇−𝑆 obtained using the PR EOS in the presence of uncertainties for
for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚.
Figure 5-4 and Figure 5-5 present the distribution of the total-to-static efficiency
𝜂𝑇−𝑆 (𝜂𝑇−𝑆 =ℎ𝑇𝑖𝑛
−ℎ𝑇𝑜𝑢𝑡
ℎ𝑇𝑖𝑛−ℎ𝑆𝑖𝑠 𝑜𝑢𝑡
). The size of the support represents all expected values of
𝜂𝑇−𝑆, and the values with highest probability are indicated by the plateau (or highest
peak) in the shape of the PDF. As observed in Figure 5-4 and Figure 5-5, no major
differences in the distributions of 𝜂𝑇−𝑆 are visible when the polynomial order P used
in gPC expansion is greater than P = 7, which is an appropriate trade-off to balance
accuracy and computational burden, and will thus be used for all the stochastic
computations performed in this work.
5.3 DETERMINISTIC AND STOCHASTIC RESULTS AT NOMINAL
CONDITIONS
Deterministic Results at Nominal Conditions
The efficiency and flow fields of the R143a radial-inflow turbine at nominal
conditions (as presented in Table 5-1) are computed using the CFD solver. The total-
to-static efficiencies of the nominal case using the three EOSs are presented in Table
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 90
5-4. Based on Table 5-4, the efficiencies obtained with the three EOSs are very close
to each other, with a maximum difference of only 0.2% between PR and SRK.
Table 5-4: Deterministic total-to-static efficiency 𝜂𝑇−𝑆 for the nominal case
with three different EOSs.
Case Name
EOS
PR SRK HHEOS
𝜂𝑇−𝑆 𝜂𝑇−𝑆 𝜂𝑇−𝑆
Nominal Case 0.8655 0.8637 0.8650
In addition to the total-to-static efficiency, an important flow characteristic of
the radial-inflow turbine is the Isentropic Mach number, in particular in the critical
region near the leading edge (LE) and trailing edge (TE). The Isentropic Mach number
profiles at middle span along the rotor blade, obtained using the three EOSs at nominal
conditions, are presented in Figure 5-6, and plotted at both the suction side (SS) and
pressure side (PS) along the non-dimensional meridional coordinate.
Figure 5-6: Deterministic Isentropic Mach number profile at middle span of
rotor blade for the nominal case using three EOSs.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 91
In Figure 5-6, it is observed that the trend of the Isentropic Mach number
distributions is quite similar for all three EOSs, especially at Pressure Side. Overall,
the deterministic CFD results using the three EOSs at nominal conditions are close.
HHEOS and PR give almost identical Isentropic Mach number profiles, while there’s
a slight difference with SRK compared to the two other EOSs around the blade
Leading Edge at the Suction Side. All the three EOSs are in good agreement, with
previous results from Sauret and Gu (Sauret & Gu, 2014) validating the present CFD
code with all three different EOSs.
The T (Temperature)-h (Enthalpy) curve demonstrate the thermodynamics
phenomenon along the blade as presented in Figure 5-7. The trend of T-h curves using
these three EOSs are similar. The lowest total enthalpy at Edges of blade using SRK
compared to the other two EOSs not presenting much difference as shown in black
box, while the highest total enthalpy along the blade passage profiles as shown along
the middle profiles in Figure 5-7.
Figure 5-7: Deterministic T-h curve along the blade for the nominal case using
three EOSs.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 92
Stochastic Analysis of Uncertain Operational Conditions
In this section, the gPC algorithm previously described in Section 3.2 is
employed in order to quantify the variability of the turbine performance under
uncertain operational conditions of the R143a radial-inflow turbine. In the first set of
uncertain parameters, the coupled uncertainties of rotational speed, inlet total
temperature, and mass flow rate (𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚) are considered (Table 5-3).
The mean, standard deviation and CoV (CoV = 𝜎/𝜇, standard deviation of the
stochastic solution is 𝜎 and its mean value is 𝜇) of the total-to-static efficiency for this
first set of uncertain parameters are presented in Table 5-5. As mentioned earlier, the
mean total-to-static efficiencies are very close using all EOSs, similar to what was
observed for the deterministic calculations (Table 5-4). The CoV of the efficiency
using SRK is the highest, and approximately 6.5% higher than PR, which has the
lowest CoV.
Table 5-5: Mean, standard deviation, and CoV of the 𝜂𝑇−𝑆 for (𝑅𝑃𝑀 −
𝑇𝑇𝑖𝑛− ��𝑚) using three EOSs with P = 7.
PR SRK HHEOS
𝜇 𝜎
× 10−3
𝐶𝑜𝑉
× 10−3 𝜇
𝜎
× 10−3
𝐶𝑜𝑉
× 10−3 𝜇
𝜎
× 10−3
𝐶𝑜𝑉
× 10−3
1st set
case 0.866 3.291 3.801 0.863 3.494 4.047 0.865 3.386 3.914
The Probability Density function (PDF), corresponding to the first set of
uncertainties ( 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 ) , which illustrates the variability of the global
interest parameter, efficiency, using the three EOSs, is shown in Figure 5-8. Figure 5-8
shows that the distribution for 𝜂𝑇−𝑆 differs slightly between the three EOSs. The range
of support of the PDF for PR and HHEOS is identical. However, a small difference is
observed for the most probable values, where the peak of the PDF for PR is around
𝜂𝑇−𝑆 = 0.87, while high probability values for HHEOS are obtained for 0.865. Note
that the shape of the PDF for SRK is similar to those of HHEOS, but its support is
slightly shifted to lower values of 𝜂𝑇−𝑆.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 93
Figure 5-8: PDF for 𝜂𝑇−𝑆 for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚, uncertain parameters using
three EOSs with P = 7.
The efficiencies obtained from Figure 5-8 are more or less identical and centred
around the nominal efficiency from the deterministic case (Table 5-4). The nominal
conditions are not sensitive to 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 for these three EOS. Thus, the PDF
is similar between these three EOS and the width (probability range) of the PDF is
reduced as not much sensitivity is observed.
Figure 5-9 presents the mean value and the standard deviation of the Isentropic
Mach number associated with −𝑇𝑇𝑖𝑛− ��𝑚 , employing the three EOSs.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 94
Figure 5-9: The mean and standard deviation of Isentropic Mach number at
middle span of rotor blade for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 uncertain parameters using three
EOS with P = 7. (a) The whole blade Isentropic Mach number profile. (b)
Streamwise 0.015-0.045 blade Isentropic Mach number profile at Suction Side.
The variations of the Isentropic Mach number along the rotor blade show no
significant difference between PR and HHEOS. It can also be seen that the largest
standard deviation appears at Suction Side around Leading Edge using all EOSs, which
indicates that the most sensitive region in terms of Isentropic Mach number happens
in this region, which may be highly affected by the upstream flow coming from the
stator. Moreover, at approximately 0.03 streamwise location, the maximum standard
deviation for SRK is about 44% higher than PR and HHEOS, as shown in Figure 5-9
(b). SRK shows the largest standard deviation at Suction Side from 0.0 to 0.3 along
the streamwise direction compared to the other two EOS. This result shows that the
Isentropic Mach number may be more sensitive to this first set of uncertain parameters
when obtained using SRK.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 95
Figure 5-10: The skin friction coefficient (𝐶𝑓) profile at middle span of rotor blade
with 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 using three EOS with P = 7. (a) The whole blade skin
friction coefficient (𝐶𝑓) profile. (b) Streamwise 0.015-0.045 skin friction coefficient
(𝐶𝑓) profile at Suction Side.
Figure 5-10 shows the profiles of the mean and standard deviation of the skin
friction coefficient 𝐶𝑓 along the rotor blades using the three EOSs. There is very little
difference between these three EOS tested as shown for the standard deviation of 𝐶𝑓.
As for the Isentropic Mach number distribution along the rotor blades, the overall
results are close for all three EOS for the skin friction coefficient. The inset figure
(Figure 5-10 (b)) shows that the mean value of the 𝐶𝑓 using SRK is the lowest and has
the largest standard deviation compared to the two other EOS. The 𝐶𝑓 for SRK at
approximately 0.032 streamwise is approaching zero highlighting a higher risk to
generate the recirculation or separation bubble.
The sensitivity analysis using Sobol’s indices is applied to the efficiency from
each source of uncertain parameters in order to identify the main contributors to the 1st
order and the 2nd order variance estimated with the gPC approach (Tang, et al., 2010).
(a) (b)
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 96
Figure 5-11: (a) 1st order and (b) 2nd order of Sobol’s indices of each uncertain
parameter contribution of 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 for 𝜂𝑇−𝑆 using three EOSs with P = 7.
The Sobol’s indices, indicating the contribution to the variability of the turbine
performances by means of efficiency, are shown in Figure 5-11. It is clear that 𝑇𝑇𝑖𝑛
has the strongest influence on the efficiency using all EOSs. Small variations of 𝑇𝑇𝑖𝑛
cause large enthalpy changes of high density fluids, and as such influence dramatically
the efficiency of the turbine (Poling, Prausnitz, John Paul, et al., 2001). In the 2nd
order Sobol’s indices, 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛are the most important coupled parameters. SRK
shows the strongest contribution for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛, while HHEOS presents the smallest
one. It can also be seen that SRK estimates a much larger effect on efficiency for the
couple 𝑇𝑇𝑖𝑛− ��𝑚 compared to PR and HHEOS.
In summary, the UQ analysis for the uncertain operational conditions showed
that the most important single parameter is 𝑇𝑇𝑖𝑛, and the dominating coupled parameter
is 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛. SRK shows the strongest contribution to coupled uncertain
parameters. In order to further evaluate different EOSs’ influence on R143a radial-
inflow turbine performance, the 2nd set of uncertain parameters (𝑃𝑐 − 𝑇𝑐) is calculated
in the following section.
Stochastic Analysis at Nominal Conditions of Pc-Tc
The quantification analysis associated with total-to-static efficiencies is
presented in Table 5-6. The smallest CoV of efficiency is obtained using SRK, and is
approximately 54.2% higher than the one obtained using PR, which gives the largest
CoV.
(a) (b)
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 97
Table 5-6: Mean and standard deviation and CoV of the 𝜂𝑇−𝑆 for the 2nd set
case obtained with gPC (𝑃𝑐 − 𝑇𝑐) coupled by three EOS with P = 7.
PR SRK HHEOS
𝜇 𝜎
× 10−3
𝐶𝑜𝑉
× 10−3 𝜇
𝜎
× 10−3
𝐶𝑜𝑉
× 10−3 𝜇
𝜎
× 10−3
𝐶𝑜𝑉
× 10−3
0.8669 0.7859 0.8166 0.8645 1.0885 1.2593 0.8654 0.7926 0.9159
The PDF for total-to-static efficiency in Figure 5-12 shows some differences in
the shape of the PDF obtained using different EOS. However, differences in the mean
efficiency are minimal.
Figure 5-12: PDF for 𝜂𝑇−𝑆 of the 3rd set 𝑃𝑐 − 𝑇𝑐 uncertain parameters using
three EOSs with P = 7.
Contrary to the propagation of uncertainties in 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚, the range of
support of the PDF, the range of possible values for 𝜂𝑇−𝑆, given uncertainties in 𝑃𝑐 −
𝑇𝑐, differs depending on the considered EOSs. For 𝑃𝑐 − 𝑇𝑐, the PDF presents slightly
more difference between these three EOS (Figure 5-12) with the width (probability
range) of the PDF for SRK slightly larger than for the other two EOS. This is probably
because of the slightly stronger sensitivity of SRK compared to the other two EOS
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 98
(See Figure 5-13 (b)).Best efficiencies are obtained using PR, whose distribution
clearly follows a uniform distribution law. The size of the support obtained for PR and
HHEOS is nearly identical, but those of SRK results are much larger, meaning that the
variability of the efficiency due to uncertain parameters is more pronounced. From this
point of view, the stochastic performances of the turbine obtained using SRK should
be considered as less robust (or more sensitive) to uncertainties than when using PR
and HHEOS. The PDF is slightly dissymmetric using SRK and HHEOS, while it is
symmetric using PR.
The 1st order and the 2nd order Sobol’s indices results for the 2nd set of uncertain
parameters are presented in Figure 5-13. According to Figure 5-13 (a),
compared to 𝑇c , 𝑃𝑐 is the largest contributor affecting the total-to-static efficiency for
all three EOSs. 𝑇c shows little impact for SRK compared to the other two EOSs.
Figure 5-13 (b) shows that combined effects of uncertainties in 𝑃𝑐 and 𝑇c are
negligible, confirming the linear behaviour of this stochastic configuration on the
shape of the PDF, as already observed. It is thus obvious that the highest (but limited)
2nd order of Sobol’s indices is obtained for SRK.
Figure 5-13: (a) 1st order and (b) 2nd order of Sobol’s indices of each uncertain
parameter’s contribution to 𝑃𝑐 − 𝑇𝑐 by using three EOSs for 𝜂𝑇−𝑆 with P = 7.
The stochastic distribution of the Isentropic Mach number and skin friction
coefficient (𝐶𝑓) using three EOSs is presented in Figure 5-14 and Figure 5-15. Based
on Figure 5-14 and Figure 5-15 , the trends of the Isentropic Mach number and skin
friction coefficient profiles are similar. Both the Isentropic Mach number and the skin
friction coefficient (𝐶𝑓) profiles along the rotor blade at nominal conditions using SRK
are lower than PR and HHEOS at Suction Side close to the Leading Edge.
(a) (b)
(a) (b)
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 99
Figure 5-14; The mean and standard deviation of Isentropic Mach number at
middle span of rotor blade for 𝑃𝑐 − 𝑇𝑐 uncertain parameters using three EOS with P =
7. (a) The whole blade Isentropic Mach number profile. (b) Streamwise 0.015-0.045
blade Isentropic Mach number profile at Suction Side.
Figure 5-15: The mean and standard deviation of skin friction coefficient (𝐶𝑓) profile
at middle span of rotor blade for 𝑃𝑐 − 𝑇𝑐 uncertain parameters using three EOS with
P = 7. (a) The whole blade skin friction coefficient (𝐶𝑓) profile. (b) Streamwise
0.015-0.045 skin friction coefficient (𝐶𝑓) profile at Suction Side.
For the Isentropic Mach number and skin friction coefficients, it can be
concluded that the influence of the EOSs choice is rather limited as there is little
difference between all EOSs. However, the standard deviation of both the Isentropic
Mach number and 𝐶𝑓 based on the insertion figures using SRK is larger than when
using PR and HHEOS as demonstrated in Figure 5-14(b) and Figure 5-15(b). These
results are consistent with the Sobol’s 2nd results, presented in Figure 5-13 (b).
(a) (b)
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 100
There is not much difference on Mach number and skin friction coefficient (𝐶𝑓)
at nominal conditions, which explains the PDF results. In addition, there is no
recirculation in the turbine for all of the stochastic cases at nominal conditions, as all
𝐶𝑓 values remain above zero. This explains that the PDF remains with high efficiency
value, as the results are not very sensitive to the uncertainties at the nominal conditions.
In other words, at nominal conditions, these three EOS are not very sensitive to these
uncertaintes. Thus, there is not much variation of losses and then not much variation
of turbine efficiencies. Based on Figure 5-9(b), Figure 5-10(b), Figure 5-14(b), and
Figure 5-15(b), Mach number and skin friction coefficient (𝐶𝑓) of SRK are slightly
lower than for the other two EOS. These results have good agreement with the lower
efficiency using SRK at the nominal conditions obtained in Table 5-4 for the
deterministic results. The SRK is not influenced much by the uncertainties and the
turbine efficiencies remain lower for the two sets of uncertain parameters using SRK
compared to PR and HHEOS.
In summary, from the nominal condition analysis, the total inlet temperature in
the first set of operational uncertain parameters is observed to have the most important
influence on the efficiency for all three EOSs. Critical pressure in the second set of
uncertain parameters is the paramount uncertain parameter for the efficiency for all
three EOSs. Furthermore, according to all these investigations at nominal conditions,
similar results are obtained with the three EOSs. However, SRK gives the largest CoV,
and shows the largest influence of 𝑃𝑐 − 𝑇𝑐 coupled uncertain parameters compared to
the two other EOSs. Thus, SRK may be more sensitive to uncertainties, and may not
be the most appropriate choice for robust optimisation of high-density fluid radial
inflow turbines.
5.4 STOCHASTIC ANALYSIS AT OFF-DESIGN CONDITIONS
Under operation, ORC turbines may not operate at full nominal capacity
conditions, but instead, may operate at partial capacity under off-design conditions, in
the event geothermal resources are not continuously available (Fiaschi, et al., 2015).
For instance, the geothermal binary cycles as demonstrated in (DiPippo, 2012), have
a variable amount of available geothermal heat, which results in a variable mass flow
rate or thermodynamic conditions of the produced organic stream at the radial turbine
inlet. An in-depth comprehension of the characteristics of the designed R143a radial-
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 101
inflow turbine under off-design conditions, using stochastic approaches such as
uncertainty quantification, is an important step towards robust optimisation of those
turbines, allowing them to efficiently work under variable conditions that deviate from
the design conditions.
Based on off-design study (Kim & Kim, 2017b; Sauret & Gu, 2014), it has been
shown that rotational speed and inlet total temperature are two parameters that can
vary under operations and can dramatically affect efficiency. In order to evaluate the
sensitivity of the three EOSs through 𝑃𝑐 − 𝑇𝑐 at extreme off-design conditions, a low
and high rotational speed, corresponding to 80% and 120% of the nominal rotational
speed, respectively, and low (𝑇𝑇𝑖𝑛= 380K) and high (𝑇𝑇𝑖𝑛
= 450K) inlet temperatures
are selected, according to Sauret and Gu (2014), to perform uncertainty quantification
analyses. 𝑇𝑇𝑖𝑛= 400K is employed as the low inlet temperature in this study, and the
reason of choosing this temperature will be further explained in the following section.
The uniformly distributed 𝑃𝑐 − 𝑇𝑐 uncertain parameters’ range is the same as for the
range used in the previous study (see Section 5.3.3).
Mean, Standard Deviation and CoV of Efficiency
The mean values of the total-to-static efficiency, 𝜂𝑇−𝑆 for the nominal and off-
design conditions, are presented in Table 5-7 for the three EOSs. The mean values of
efficiency at off-design using PR are the same as the deterministic solutions of Sauret
and Gu (2014), and the three EOSs provide similar results, except for HHEOS at the
extreme inlet temperatures. As discussed in Sauret and Gu (2014), the efficiencies
increase with the rotational speed up to the nominal value before decreasing at all inlet
temperatures (Figure 5-16). At the nominal rotational speed, the efficiency increases,
then decreases to reach a maximum around the nominal temperature (Figure 5-17). It
can also be noted that at 𝑇𝑇𝑖𝑛 = 380K, the efficiencies obtained using HHEOS
equations are extremely low, around 0.36 - 0.38, and more than 50% lower than the
values obtained with the two other EOSs. The reason for these low values is explained
in detail below.
Table 5-7: The mean values of 𝜂𝑇−𝑆 for off-design conditions with 𝑃𝑐 −
𝑇𝑐 uncertain parameters by the three EOSs with P = 7 (based on uniform distribution
laws).
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 102
𝑇𝑇𝑖𝑛
RPM
380K 400K 413K 450K
80%
Nominal
120%
PR SRK HHEOS PR SRK HHEOS PR SRK HHEOS PR SRK HHEOS
0.8588 0.8584 0.3622 0.8223 0.8126 0.8190 0.8085 0.7999 0.8065 0.7498 0.7426 0.7557
0.8618 0.8668 0.3840 0.8722 0.8708 0.8715 0.8655 0.8645 0.8654 0.8432 0.8388 0.8570
0.6905 0.7259 0.3605 0.8662 0.8385 0.8295 0.8492 0.8570 0.8489 0.8692 0.8682 0.8989
Table 5-7 makes clear that the efficiency obtained using the HHEOS is well
below the two other EOSs for all RPM at the lowest temperature 𝑇𝑇𝑖𝑛= 380K, at around
0.38 versus 0.7.
The map charts showing the mean efficiencies and standard deviations at
nominal and off-design conditions are presented in Figure 5-16 and Figure 5-17 for
the three EOSs. According to Figure 5-16, at 𝑇𝑇𝑖𝑛= 400K and 𝑇𝑇𝑖𝑛
= 413K at 80%
nominal RPM and 120% nominal RPM, the efficiencies are lower than those at
nominal RPM, and have much larger standard deviations for all three EOS. At off-
design RPM, as presented in Figure 5-17, the standard deviation of efficiencies is
getting smaller when the inlet total temperature is increasing. Because the lower
temperature is closer to the critical point, it is more sensitive to small temperature
variations, which cause large enthalpy variations in the near-critical point region,
which directly affects efficiency (Kim & Kim, 2017b). These results may indicate that
a larger standard deviation of efficiency is obtained at lower temperatures, showing
that it is mandatory to study the sensitivity of the efficiency to uncertainties at off-
design conditions in order to fully characterise the stochastic response of the system.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 103
Figure 5-16: Total-to-static efficiency map charts for off-design conditions
with 𝑃𝑐 − 𝑇𝑐 uncertain parameters using the three EOSs with P = 7 regarding three
𝑇𝑇𝑖𝑛 varying three 𝑅𝑃𝑀.
Figure 5-17: Total-to-static efficiency map charts for off-design conditions
with 𝑃𝑐 − 𝑇𝑐 uncertain parameters using the three EOS with P = 7 regarding three
𝑅𝑃𝑀 varying three 𝑇𝑇𝑖𝑛.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 104
The CoV of efficiencies at off-design conditions with 𝑃𝑐 − 𝑇𝑐 uncertain
parameters is listed in Table 5-8. According this table, the CoV is quite high at 𝑇𝑇𝑖𝑛 =
380K and 120% using all EOSs; for instance, it is approximately 44, 21 and 64 times
higher than nominal conditions using PR, SRK, and HHEOS respectively. It can also
be noted that the CoV is high for HHEOS compared to the two other EOSs for the
lowest inlet temperature for all RPM. At 𝑇𝑇𝑖𝑛 = 380K, increasing the RPM
dramatically increases the CoV for the three EOSs. These results are attributed to this
low inlet temperature being close to the critical temperature point (𝑇𝑐= 345.86K) of
the R143a fluid. The low inlet temperature leads to temperatures within the turbine
that are even closer to the critical or even below for the HHEOS, leading the
deterministic solver to deal with liquid phases, which will be detailed below, based on
Figure 5-18. Close to the critical point, the EOSs are also known (Poling, Prausnitz,
John Paul, et al., 2001) to be more sensitive to small temperature variations through
large enthalpy variations, directly affecting efficiency. When the inlet total
temperature is higher, HHEOS gives high efficiency and small CoV. However, PR
supplies high efficiency and small CoV at lower inlet total temperature. When the
temperature is higher, the fluid property is close to supercritical, as presented in Figure
5-18; as (Zhao, et al., 2017) presented, HHEOS is more appropriate to supercritical
high-density fluid than cubic EOS.
Table 5-8: The 𝐶𝑜𝑉 × 10−3of 𝜂𝑇−𝑆 at off-design conditions with 𝑃𝑐 −
𝑇𝑐uncertain parameters for the three EOSs with P = 7.
𝑇𝑇𝑖𝑛
RPM
380K 400K 413K 450K
80%
Nominal
120%
PR SRK HHEOS PR SRK HHEOS PR SRK HHEOS PR SRK HHEOS
2.502 2.291 27.605 4.163 4.385 4.188 2.951 3.481 3.321 2.599 2.481 0.717
5.736 3.229 26.592 0.283 0.706 0.561 0.817 1.259 0.916 1.197 1.744 0.516
35.93 25.95 58.905 3.865 4.231 4.044 2.556 3.949 3.603 0.543 1.306 0.348
In order to better understand these results, the fluid properties of R143a are
investigated and the pressure-temperature curve for R143a from REFPROP presented
in Figure 5-18.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 105
Figure 5-18: Pressure versus temperature for R143a based on REFPROP NIST
with different thermodynamic states.
As shown in Figure 5-18, the fluids are classified in the following manner:
subcritical vapour, supercritical vapour, subcritical liquid, supercritical liquid, and
mixed subcritical vapour/subcritical liquid. These different colour codes are divided
by the critical point where the critical temperature and critical pressure and the liquid
line are obtained, using the REFPROP database (Outcalt & McLinden, 1997). It is
noticed that there is a region comprising mixed subcritical vapour and subcritical
liquid, and this temperature range is between 300K and 345.86K for the R143a fluid.
While investigating the temperature field in the turbine obtained with the HHEOS for
all the gPC cases at 𝑇𝑇𝑖𝑛= 380K, it was observed that the temperature in the rotor was
below the 345.86K threshold, and thus the CFD solver had to solve in the mixed
subcritical vapour and subcritical liquid region ( ANSYS® Academic Research CFX
Guidance, Release 18, 2017); this condition cannot be handled properly in CFX unless
code adaption is performed, which is not within the scope of this study. The two other
EOSs, however, do not fall under the threshold temperature, and thus the calculations
remain accurate.
In succeeding sensitivity analysis, the lowest inlet total temperature of the off-
design conditions was increased to 400K to avoid any mixed thermodynamic state for
the HHEOS simulations. For fair comparison with the other two EOSs, the aim of this
chapter is to evaluate the sensitivity of the EOSs at nominal and off-design conditions.
However, it is important to highlight here that results can be strongly affected by
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 106
temperature variations from different EOSs. While this is not the purpose of this
chapter, it still good to remember that as a consequence, the CFD solver needs to be
adapted to handle mixed flow regions.
Detailed Sensitivity Analysis at Extreme Off-design Conditions
A comparison based on the off-design conditions of inlet total temperature and
rotational speed is conducted hereafter with the use of Sobol’s indices. For the first
order Sobol’s indices of coupled 𝑃𝑐 − 𝑇𝑐, as presented in Figure 5-19(a) – (d), 𝑃𝑐 is the
dominating factor compared to 𝑇𝑐 for all of the conditions, using all EOSs. The three
EOSs show no distinct change when the rotational speed changes at 𝑇𝑇𝑖𝑛 =400K. At
high 120% nominal RPM, SRK shows variation when the inlet total temperature
varies; a stronger effect of 𝑃𝑐 over 𝑇𝑐 is observed for SRK compared to the two other
EOSs.
Figure 5-19: The 1st order Sobol’s indices at off-design conditions with 𝑃𝑐 −
𝑇𝑐uncertain parameters with P = 7. (a) TTin = 400K and 80% nominal RPM (b)
TTin = 400K and120% nominal RPM (c) TTin = 450K and 80% nominal RPM (d)
TTin = 450K and 120% nominal RPM.
(a) (b)
(c) (d)
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 107
Based on Figure 5-20(d) with 𝑇𝑇𝑖𝑛 = 400K and 120% nominal RPM, combined
effects in the uncertain parameters only have an influence on efficiency for SRK. It is
interesting to note that the effect of coupled uncertainties may strongly change for a
given EOS, depending on the operating conditions; as, for instance, PR and HHEOS
for 120% nominal RPM at 𝑇𝑇𝑖𝑛 = 400K (Figure 5-20c) and 𝑇𝑇𝑖𝑛 = 450K (Figure
5-20d).
Figure 5-20: The 2nd order Sobol’s indices at off-design conditions with 𝑃𝑐 −
𝑇𝑐 uncertain parameters with P = 7. (a) 𝑇𝑇𝑖𝑛 = 400K and 80% nominal RPM (b)
𝑇𝑇𝑖𝑛 = 400K and 120% nominal RPM (c) 𝑇𝑇𝑖𝑛 = 450K and 80% nominal RPM (d)
𝑇𝑇𝑖𝑛 = 450K and 120% nominal RPM.
Figure 5-21 presents the PDF based on efficiency, with 𝑃𝑐 − 𝑇𝑐 uncertain
parameters at extreme off-design conditions using three EOSs.
(a) (b)
(c) (d)
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 108
Figure 5-21: PDF for 𝜂𝑇−𝑆 with 𝑃𝑐 − 𝑇𝑐 uncertain parameters using three EOS
with P = 7. (a) 𝑇𝑇𝑖𝑛 = 400K and 80% nominal RPM (b) 𝑇𝑇𝑖𝑛 = 400K and 120%
nominal RPM (c) 𝑇𝑇𝑖𝑛 = 450K and 80% nominal RPM (d) 𝑇𝑇𝑖𝑛 = 450K and 120%
nominal RPM.
It is noticed that the shape of the probability density functions of a given EOS
varies depending to off-design conditions. It is clear from Figure 5-21(c) at 𝑇𝑇𝑖𝑛=
450K and 80% nominal RPM that the resulting PDF of the efficiency with uniform
distribution of random variables in 𝑃𝑐 − 𝑇𝑐 also gives a uniform distribution. However,
due to its narrower support than those of PR and SRK, HHEOS shows a prediction of
efficiency that is less sensitive to uncertainties compared to its counterparts, while
given the highest probable values of 𝜂𝑇−𝑆.
However, the stochastic response of the efficiency is different at 𝑇𝑇𝑖𝑛= 400K and
80% nominal RPM in Figure 5-21(a). The plateau in the uniform shape of the PDF is
less visible, and we remark that the PDF of 𝜂𝑇−𝑆 obtained for HHEOS presents two
small peaks, meaning that two sets of the most probable values of the efficiency may
be obtained. It can be deduced that aerodynamic nonlinearities are more pronounced
for this operating condition, compared to Figure 5-21(c).
(a) (b)
(c) (d)
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 109
Contrary to the previous operating point, stochastic results obtained at 𝑇𝑇𝑖𝑛=
400K and 120% nominal RPM show that best efficiency is obtained for SRK, where
the PDF of 𝜂𝑇−𝑆 shows a more pronounced peak than HHEOS and PR, thus reducing
the range of more probable values of the efficiency in the presence of uncertain 𝑃𝑐 −
𝑇𝑐.
It is noticed that the shape of the probability density functions vary with the EOS,
and that the responses are sensitive to the 𝑃𝑐 − 𝑇𝑐 parameters. It is noteworthy that at
𝑇𝑇𝑖𝑛= 400K and 80% nominal RPM in Figure 5-21(a), the PDF response using HHEOS
is clearly bimodal; while, using SRK, a bimodal may also be identified, based on
Figure 5-21(a). These bimodal responses exhibit bifurcations in flow characteristics
(Chassaing & Lucor, 2010). In other words, for efficiencies at 𝑇𝑇𝑖𝑛= 400K and 80%
nominal RPM, the PDF response is the signature of the system’s nonlinearity using
HHEOS and SRK. However, according to Figure 5-21 (a) - (b), at 𝑇𝑇𝑖𝑛= 400K for both
low and high rotational speed, the density functions are unimodal using PR, with
distributions close to uniform. Compared to the level of randomness in the stochastic
response, the efficiencies using HHEOS at 𝑇𝑇𝑖𝑛 = 450K and 120% nominal RPM, as
shown in Figure 5-21(d), are significantly higher than PR and SRK.
In summary, at low inlet total temperature and low rotational speed using all
EOSs, the PDF of 𝜂𝑇−𝑆 due to uniform distributions of the input random variables 𝑃𝑐 −
𝑇𝑐 are not uniform anymore, due to the presence of aerodynamic nonlinearities which
are reported in the random space. Moreover, the efficiency map chart (Figure 5-16 and
Figure 5-17) illustrates large standard deviations of efficiencies at these conditions,
resulting in potentially important variations in the performance of the ORC turbine
compared to the design operating point.
Thus, to further understand this behaviour, it is interesting to investigate the
stochastic variation of the 𝐶𝑓 along the rotor blade and the velocity vectors at 𝑇𝑇𝑖𝑛 =
400K and 80% nominal RPM, using all EOSs. Figure 5-22 presents both the skin
friction coefficient 𝐶𝑓 and the velocity vectors along the rotor blades using the three
EOSs. It can be clearly seen that for all three EOSs, the 𝐶𝑓 is close to zero, indicating
that the flow field is near separation.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 110
Figure 5-22: Skin friction coefficient (𝐶𝑓) profile along the rotor blade with
𝑃𝑐 − 𝑇𝑐 at 𝑇𝑇𝑖𝑛 = 400K and 80% nominal RPM using three EOS with P = 7. (a) PR
(b) HHEOS (c) SRK. The velocity vectors including leading edge at pressure and
suction sides of rotor blade using three EOS with P = 7. (d) PR (e) HHEOS (f) SRK.
A closer look shows that the 𝐶𝑓 at the pressure side of the TE for PR (Figure
5-22(a)) remains positive, even including the standard deviation, and thus no
separation is observed on the corresponding velocity vectors (Figure 5-22(d)) for all
possible values of the input uncertain parameters. While moving to HHEOS, it can be
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 111
observed that the standard deviation of some 𝐶𝑓 values is extremely close to zero and
that some small recirculation regions are present on the velocity vectors (Figure
5-22(e)). Finally, the SRK plots evidence of a negative 𝐶𝑓 (Figure 5-22(c)) and clear
separation and recirculation region (Figure 5-22 (f)). As presented in the dash magenta
square, which corresponds to 0.3 streamwise location, standard deviations using SRK
are 24.7% and 5.3% higher than PR and HHEOS respectively. At the same time, in the
black square corresponding to 0.42 streamwise location, standard deviations
employing SRK are 72.9% and 34.7% larger than PR and HHEOS respectively. These
results highlight the nonlinear response observed for the PDF of 𝜂𝑇−𝑆, using HHEOS
and SRK at 𝑇𝑇𝑖𝑛 = 400K and 80% nominal RPM, as shown in Figure 5-21(a).
Separation or recirculation in the rotor passages is still obtained in the stochastic case,
thus greatly increasing the unwanted losses and reducing the efficiency of the turbine
(Kim & Kim, 2017b) in the presence of uncertain parameters of the EOS. These results
are consistent with the efficiencies map chart (Figure 5-16 and Figure 5-17), in which
the highest and lowest efficiencies use PR and SRK respectively, as presented in
Figure 5-22(a) and (d). At low inlet total temperature and low rotational speed (𝑇𝑇𝑖𝑛 =
400K and 80% RPM), SRK shows the highest sensitivity to 𝑃𝑐 − 𝑇𝑐 through negative
flow characteristics; in particular, recirculation and separation affect efficiency.
5.5 CONCLUSION
In the present work, Uncertainty Quantification analyses of both nominal and
off-design operational conditions using three different Equations of State (Peng-
Robinson, Soave-Redlich-Kwong, and Helmholtz energy) are investigated for use in
design of an R143a high-density radial-inflow turbine. The stochastic analysis of both
operational uncertain parameters, (rotational speed, inlet total temperature, and mass
flow rate combined) and Equation of State uncertain parameters (critical pressure and
critical temperature) is presented employing different Equations of State. The uniform
distribution law is used to propagate these uncertain parameters. The Uncertainty
Quantification results for three quantities of interest including Isentropic Mach
number, skin friction coefficient, and total-to-static efficiency, are evaluated. In terms
of radial inflow turbine total-to-static efficiency, it has been observed that the effect of
EOS choice is not negligible. Among the three Equations of State, the Soave-Redlich-
Kwong is the most sensitive prediction for high-density in the close critical region.
The following conclusions are drawn:
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 112
The results of Uncertainty Quantification analysis showed that uncertainty
in 𝑇𝑇𝑖𝑛 has the strongest influence on the stochastic response of the total-to-
static efficiency.
According to these uncertain parameters (rotational speed, inlet total
temperature, and mass flow rate combined) in Uncertainty Quantification
analysis, the Coefficient of Variation of the efficiency using Peng-Robinson
is approximately 6.5% lower than Soave-Redlich-Kwong, as Peng-
Robinson and Soave-Redlich-Kwong have the smallest and highest
Coefficient of Variation respectively. Consequently, for these sets of
uncertain parameters, Peng-Robinson is shown to be the most robust
Equation of State and Soave-Redlich-Kwong is shown to be the most
sensitive.
The Uncertainty Quantification analysis for all sets of uncertain parameters
for the Isentropic Mach number and skin friction coefficient indicates that
the most sensitive region is located around the leading edge of the rotor
blade.
The sensitivity to randomness is more pronounced at off-design conditions
than at nominal conditions. Based on the results, Soave-Redlich-Kwong
may be more sensitive to uncertainties and thus it may not be the most
suitable choice for the robust optimization of high-density radial-inflow
turbines working over a wider range of operational conditions.
The proposed technique demonstrated its capabilities for investigating
random input parameters, which is crucial to the development of robust
designs at both nominal and off-design conditions. For low-grade
temperature Organic Rankine Cycle configurations in particular, it will be
crucial to investigate input random parameters that will strongly affect the
performance of the high-density fluid radial-inflow turbines at both nominal
and off-design conditions. Furthermore, this study will greatly benefit the
robust design of Organic Rankine Cycle turbines for low-grade temperature
renewable energy generation, and will therefore have a progressive impact
on renewable energy applications.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 113
Future work should be devoted to the use of these stochastic tools to perform
robust optimization of the Organic Rankine Cycle turbines in the sense that the design
of the turbine should give, in the presence of uncertainty, robust levels of aerodynamic
performance. In particular for low-grade temperature Organic Rankine Cycle
applications, the most robust Equation of State would be critical for the numerical
investigation of high-density radial-inflow turbines.
Chapter 5: Application of the UQ-CFD Framework to an ORC Radial Turbo-expander 114
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 115
Chapter 6: Sensitivity Analysis of High-
density Conical Diffusers using
UQ-CFD Framework
As the connecting component to the ORC turbine outlet, high-density fluid
diffusers are key components designed to improve the efficiency of ORC. However,
investigations into the robust optimal design of high-density fluid diffusers are lacking,
which restricts the improvement of overall ORC efficiency. A robust framework
coupling the UQ approach with CFD and NIST REFPROP is used to effectively
implement sensitivity analysis of high-density fluid conical diffusers, as described in
Section 3.2 and Section 0. R143a, a potential high-density fluid, is employed in this
analysis. Both operating and geometric parameters have significant impact on the
performance of conical diffusers, and thus a performance analysis is conducted using
the proposed framework. It is shown that the swirl velocity has more impact than the
inlet axial velocity on pressure recovery under various geometric conditions of the
length and angle of the high-density fluid conical diffuser. It is also shown that high-
density fluid flows in diffusers are adapted to stochastic analyses, as they are sensitive
to variations in upstream thermodynamic properties. However, to the best of the
author’s knowledge, very few studies have reported on UQ investigation of conical
diffusers employing high-density fluid as working fluid, especially in low-to-medium
temperature ORC applications.
This work is the first attempt to execute a performance analysis, and to further
identify the most influential parameters on conical diffuser efficiencies employing
R143a as a working fluid. This study highlights the need to achieve a robust, optimal,
high-density fluid diffuser design in order to improve overall ORC efficiency. The
objective of this work is to highlight the influence of multiple uncertainties, with
possible random distributions, on the stochastic response of diffusers. The content is
outlined as follows: the computational model is described in Section 6.1. The
deterministic results are analysed in Section 6.2. The sensitivity analysis is detailed in
Section 6.3. Finally, the conclusion is presented in Section 6.4.
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 116
6.1 COMPUTATIONAL MODEL
The methodology of the study and its robust framework are described in Section
0. The detail of the computational model will be introduced in the following sections.
Geometry
The geometric illustration of the ERCOFTAC swirling turbulent conical
diffuser, as applied in this work, is provided by Clausen et al. (Clausen, et al., 1993).
A honeycomb directing inlet is placed at the inlet of the conical diffuser to generate
the turbulence and swirl velocity, depicted as the rotating domain in Figure 2.
According to Bounous (Bounous, 2008), a length of 1.02 m for the tailpipe was found
to be the best for a more accurate prediction of the profiles at the exit of the diffuser.
The Cartesian coordinate xw is the axis along the diffuser axis, and yn is the axis normal
to the diffuser wall. All the dimensions, including diffuser length (L), half cone angle
(A), and the typical line profiles (S0/S4/S7/S8), are provided in Figure 6-1.
Figure 6-1: Sketch of Conical Diffuser adapted from Clausen’s experiment
(Clausen, et al., 1993).
It is noteworthy that the line profile S8 is used to evaluate the velocity variation
from wall to centreline, as detailed in Section 6.3 below. The S distance as shown in
Figure 6-1 can be calculated as:
𝑆 =𝐿
cos 𝐴− [130 + 𝐿 × tan 𝐴] × sin 𝐴 (6-1)
This geometry is employed for the high-density fluid diffuser simulations, with
adapted boundary conditions to match the ORC turbine conditions (see Section 6.2).
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 117
The pressure recovery coefficient Cp of a diffuser is most frequently defined as
the static pressure rise through the diffuser divided by the inlet dynamic head (Japikse
& Baines, 1998):
𝐶𝑝 = 𝑃2 − 𝑃1
𝑃01 − 𝑃1 .
(6-2)
Where 𝑃2 is the static pressure of the diffuser outlet; 𝑃1 is the static pressure of
the diffuser inlet; and 𝑃01 is the total pressure of the diffuser inlet.
The Cp value is used here as an indicator of the diffuser’s performance, as the
more pressure is recovered, the higher the ORC turbine efficiency.
Boundary Conditions of the Reference Case
The boundary conditions of the reference case for the high-density fluid conical
diffuser are presented in Table 6-1. This reproduces a realistic operating state of the
fluid at the rotor exit of an ORC radial-inflow turbine in terms of temperature and
pressure. No-slip boundary conditions are enforced on the wall of the diffuser. The
reference case establishes a preliminary proposal for an RG diffuser that operates based
on Clausen’s experimental geometry (Clausen, et al., 1993), which is introduced in
Section 3.1. We denote this reference case as case R.
Table 6-1: Boundary conditions of the reference case R for high-density fluid conical
diffuser, L = 510mm, A = 10.
Validation and Mesh Refinement
Previously, the model for the ideal gas conical diffuser has been successfully
validated by From, et al. (2017) and was experimentally investigated by Clausen, et
Boundary Conditions Value Unit
swirl velocity W 56.1 rad/s
inlet mean velocity U 11.6 m/s
inlet turbulence intensities Τu 5 %
inlet temperature T 367.23 K
outlet pressure
swirling number
P
Sn
1.845
0.278
MPa
-
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 118
al. (1993). The grid is used with three-dimensional hexahedron O-H grid elements,
comprising 920,000 nodes as presented in Figure 6-2 and Figure 6-3.
Figure 6-2: Computational mesh of longitudinal view.
Figure 6-3: Computational mesh of inlet circumferential view.
In the grid independence study carried out by From, et al. (2017), the nearest
grid point from the wall is 7×10-6m, which satisfies the requirement of y+ < 2.
Convergence is achieved once the Root Mean Squared (RMS) for mass, momentum,
and turbulence variables approaches the residual target of 1×10-6.
Uncertain Parameters
The overarching objective of this study is to quantify the influence of
uncertainties on the non-linear aerodynamics performance of high-density fluid
conical diffusers. Uncertainty Quantification is employed in order to quantitatively
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 119
predict the influence of random input variables on stochastic outputs. The choice of
UQ parameters should be motivated by the fact that some input variables are inherently
random or uncertain (aleatory uncertainty). These random variables may have low or
high effects on the stochastic results. In order to avoid the curse of dimensionality,
only the random parameters which strongly affect the stochastic response are usually
retained. Uncertainty parameters exhibiting high impact on diffuser efficiencies were
chosen, following previous parametric numerical studies of diffusers (Armfield, et al.,
1990; Bounous, 2008; Olivier & Balarac, 2010; Page, et al., 1996; Sauret, et al., 2014),
which have identified them as having the highest impact on the diffuser efficiencies.
These two uncertain parameters are: operation conditions’ inlet axial velocity U, and
swirl velocity W. In this work, the two parameters are propagated simultaneously. The
coupled uncertain parameter is U-W. Hereinafter, we denote two-coupled uncertain
parameters as 2D (two-dimensional).
When applying UQ, a critical point is the way to model the uncertain parameters,
which involves careful selection of their random distribution range. The swirling flows
in diffusers are categorised by Armfield and Fletcher (1989) as weak swirl, moderate
swirl, and strong swirl, based on the ‘Swirl Number’ (Sn) which is defined by Cho
(Cho, 1990) and calculated as:
S𝑛 =∫ 𝑈𝑊𝑟2𝑅𝑖𝑛
0𝑑𝑟
𝑅𝑖𝑛 ∫ 𝑈2𝑟𝑅𝑖𝑛
0𝑑𝑟
. (6-3)
The Sn is calculated using the set values of U and W, and is obtained from the
CFD calculations. However, U and W restrain each other to prevent both near-wall
separation and centreline recirculation of diffusers. A moderate Sn value is defined
between 0.18 and 0.3 (From, et al., 2017). The U and W maintain an acceptable range
for ±3% and ±2.6% respectively, leading to variations of Sn between ±0.8% and
±1.3%, the maximum Sn being kept below the 0.3 limit established by (From, et al.,
2017). However, From et al. (From, et al., 2017) demonstrated that their real gas case
still presents slight recirculation at the centreline for Sn = 0.278. Thus, we maintained
Sn below 0.278, but close enough to see any influence of U and W due to separation
and/or recirculation. As bounded supports for the input random parameters were
defined, a uniform distribution law was adopted to propagate these parametric
uncertainties.
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 120
Table 6-2: The range of uncertain parameters: inlet velocity, swirl velocity.
We define this range of uncertain parameters through Eq. (6-3) for a moderate
Sn number, based on case R geometry. Case R establishes a preliminary proposal for
0.18 < Sn < 0.3 (From, et al., 2017). Hence, as presented in Table 6-2, the ranges of
uncertain parameters are listed, and the Sn ranges lie in the moderate swirl range
(From, et al., 2017).
6.2 DETERMINISTIC FLOW CHARACTERISTICS ANALYSIS
Flow Characteristics Description
Cone half-angle (A) is an important geometric condition that impacts on the near-
wall separation and centerline recirculation of diffusers (Armfield, et al., 1990). The
main flow characteristics associated with the variation of U, W and the diffuser angle
A at the S8 profile of the conical diffuser are demonstrated in Figure 6-4.
Figure 6-4: Sketch of the main flow characteristics with changing U, W and A.
Uncertain Parameter Range
inlet velocity U [m.s−1] [11.3, 11.9]
swirl velocity W [rad.s −1 ] [54.4, 57.8]
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 121
The near-wall, centerline and VR (velocity reduced) positions are demonstrated
at ①, ②, and ④ respectively. ③, the green rectangle in Figure 6-4, demonstrates
the centerline region. The region enclosed by blue shaded ④ area corresponds to a
velocity u below 1m/s. As 1m/s is reduced at least 92% compared to the maximum
velocity about 12m/s, it can be considered a risky limit where near-wall separation and
centerline recirculation can occur. Hereinafter, this region is denoted as the velocity
reduction (VR) region. If W increases, or U decreases, or A increases, recirculation may
happen at the centerline at position ③, where the velocity u on the S8 profile is
negative. Increased W and decreased U lead to density-induced rotational momentum
towards the wall and promote velocity reduction at the centerline, which can form
recirculation (From, et al., 2017). Swirl momentum becomes weak as the cross-section
area rapidly grows, so that the tangential component of the velocity does not reach the
centerline region, and thus the flow velocity in the axial direction becomes weak
(Azad, 1996). The generation of centerline recirculation and near-wall separation
occurs readily in VR regions, and subsequently affects Cp. Hence, analysis of VR
regions is of significance for evaluating Cp. This is also important while designing
robust diffusers that avoid recirculation and separation at off-design conditions.
Deterministic Results of Reference Case
Deterministic CFD computations are conducted based on the presented model
described in section 6.1 above. The boundary conditions of case R are described in
section 6.1.2, with U = 11.6 m/s, W = 56.1 rad/s, L = 510 mm, A = 10°, Cp = 0.7275.
Figure 6-5: (a), Contour plot of velocity u of case R in the middle plane of
diffuser. (b), velocity u on S0/S4/S8 profiles of the case R.
(a) (b)
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 122
The velocity contour plot (Figure 6-5(a)) and axial velocity profiles (Figure
6-5(b)) for case R were obtained at the three main locations within the diffuser: S0, S4,
and S8. On the S8 profile of case R, as shown in Figure 6-5(b), velocity u becomes
negative from Yn/Y0 > 0.75, and recirculation appears in the centreline region, as shown
in Figure 6-5(a). The Sn of case R is 0.278, close to the 0.3 limit stated by (From, et
al., 2017). As the flows generated by high-density gas R143a form a large reduction at
the centreline, slight recirculating flows of axial velocities occur at the exit of the
diffuser. For the case R, the detailed recirculation reasons at the centreline are
explained in (From, et al., 2017).
Deterministic Results of Extreme U-W Conditions
In order to have a better understanding of the flow characteristics within the
support range, four deterministic simulations are set up to correspond to the minimum
and maximum values of the two uncertain parameters coupled in a 2D manner, as
introduced in Table 6-3.
The Lratio is defined as the ratio of the length from the inlet to the onset of the VR
region (L0) and the total length (L); Lratio = L0/L, L0 and L are demonstrated in Figure
6-6(a), with an increased Lratio leading to a smaller VR region and thus better
performance for the diffuser. The black dash lines in Figure 6-6 (a, b, c, and d)
represent L0. The Lratio for cases A, B, C and D are listed in Table 6-3.
Table 6-3: Deterministic results regarding extreme U-W cases at L and A
constant (L = 510mm, A = 10°).
Case Name Case Description U (m/s) W(rad/s) Cp Sn Lratio
A Umin Wmin 11.3 54.4 0.7219 0.2784 0.7712
B Umin Wmax 11.3 57.8 0.7078 0.2941 0.7205
C Umax Wmin 11.9 54.4 0.7346 0.2775 0.8329
D Umax Wmax 11.9 57.8 0.7243 0.2807 0.7756
It is noteworthy that the Sn value for all the cases is higher than 0.277, as
presented in Table 6-3, which is very close to the limit of the moderate value, Sn =
0.278, as indicated in (From, et al., 2017). According to Table 6-3, when W increases
by 6%, comparing case A to case B (or case C to case D), the Lratio decreases about 7%,
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 123
with fixed minimum U. The value of Cp for case B decreases by approximately 3%
compared to case A, which decrease is impacted by the variation of Lratio. These
observations are also linked with a decrease of the Sn value from case D to C and from
B to A, where W reduces. If U increases by 6% in case C compared to case A, the Lratio
for case C increases by approximately 8%. Consequently, the Cp of case C improves
approximately 2% compared to case A.
The deterministic CFD contour plots of the velocity u of cases A, B, C, and D
are shown in Figure 6-6. The region enclosed by the Magenta Line in Figure 6-6 is the
VR region, which is the velocity u < 1m/s.
Figure 6-6: Contour Plot Velocity U regarding (a) case A, Umin Wmin. (b)
case B, Umin Wmax. (c) case C, Umax Wmin. (d) case D, Umax Wmax.
(c) (d)
VR
(a) (b) Case A Case B
Case C Case D
L0
L
S8
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 124
According to Figure 6-6, comparing case A to case B, or case C to case D, when
the swirling velocity is increasing, the recirculation region becomes larger. When
comparing case A to case C, or case B to case D, the recirculation region will increase
as well when the axial inlet velocity increases. The explanation for these results is that
when the velocity is higher at the centerline than in the near-wall region, based on the
mass conversion analysis, a weak velocity region will appear in the near-wall region
rather than at the centerline (Armfield, et al., 1990).
The variations of velocity u on S8 profiles among cases A-D and case R are
presented in Figure 6-7. Based on Figure 6-7, the peak of velocity u near the wall for
case B and D is higher than for case A, C and R. The results can be explained by the
increased W, which affects induced high centrifugal forces to generate the tangential
component in the near-wall region (Armfield, et al., 1990). Thus, increased W resists
boundary layer separation by enhancing the momentum of transport (From, et al.,
2017). As there is negative velocity u appearing on the S8 profile for all cases,
recirculation happens for cases A-D.
Figure 6-7: Deterministic S8 profiles of U-W for cases A-D.
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 125
Deterministic Results of L-A Conditions
In order to better understand the flow characteristics of high-density fluid
through different geometric conditions, four combinations of the diffuser length (L)
and half angle (A) are studied here, as listed in Table 6-4.
From the existing literature (Hah, 1983; Okhio, Horton, & Langer, 1986; Senoo,
et al., 1978), the divergence angle has been estimated to range from 8-12 degrees, and
not many investigations of the ‘ideal’ length of the conical diffusers have been
proposed in the literature. As such, we are considering those 8-10-12 degrees angles
and ±20% length (410mm-510mm-610mm) in order to investigate the sensitivity of
these acceptable diffuser geometries to the uncertain parameters U-W.
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 126
Table 6-4: Deterministic results regarding L and A cases at U-W constant (U =
11.6 m/s, W = 56.1 rad/s).
Case Name Case Description L (mm) A (°) Cp Sn Lratio
E Lmin Amin 410 8 0.7338 0.2753 -
F Lmin Amax 410 12 0.7299 0.2781 0.7351
G Lmax Amin 610 8 0.7207 0.2783 0.7849
H Lmax Amax 610 12 0.6909 0.2799 0.5241
From Figure 6-8, it is clear that L0 decreases as the length of the diffuser
increases. However, according to Table 6-4, when A increases approximately 50%
comparing cases E to F (or cases G to H), the Lratio declines by about 26%. The Cp
value is only slightly affected by a decrease of 0.5% for the shortest diffuser between
case E and F. However, for the longest diffuser, the increase of angle leads to a large
Cp drop of approximately 4.4%. One possible explanation lies in the almost constant
value of Sn between E and F, while an increase is observed between G and H, leading
to the conclusion that a combination of both high length and high angle is damaging
the performance of the diffuser. We can also note that while L increases by about 50%,
comparing cases E to G (or cases F to H), the Lratio decreases 21%. This again
highlights the impact of the length at a constant diffuser angle.
Based on Figure 6-8(a), there is no recirculation for case E, which consequently
presents the highest Cp value. When the VR region increases comparing case F to case
E (or comparing case H to case G), as presented in Figure 6-8, the swirl increase by
the increase of the half-angle may become more effective in generating recirculation
in the centreline.
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 127
Figure 6-8: (a) Contour Plot Velocity_U regarding: (a), case (E) Lmin and
Amin. (b), case (F) Lmin and Amax. (c), case (G) Lmax and Amin. (d), case (H)
Lmax and Amax.
(a) (b)
(b) (d)
VR
VR VR
Case E Case F
Case G Case H
S8
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 128
Figure 6-9: Deterministic S8 profiles of U-W for case E-H.
The velocity u for case E-H and case R is presented in Figure 6-9. The velocity
u for case E is positive, and for case F, it is close to zero, from about Yn/Y0 = 0.75. The
negative velocity u of case R occurs at approximately Yn/Y0 = 0.8. However, the
velocity u for case G and case H starts to be negative from Yn/Y0 = 0.8 and 0.5
respectively. These results indicate that recirculation increases in the centerline of
diffusers and is linked to the lowest Cp and highest Sn values for case H.
In summary, the swirl momentum is the reason for the centrifugal force and
momentum of transport, which can push the fluid toward the near wall and prevent the
boundary layer separating. Nevertheless, swirl momentum produces an undesirable VR
region in the centerline, which is prone to recirculation. Moreover, varying the half-
cone angle dramatically changes the area ratio of the fluid domain, thereby attenuating
the swirl and axial momentum, which causes formation of recirculation at the
centerline of the diffuser. Deterministic results show that U-W have an effect on the
performance of the diffuser through changes in velocity profiles both near the wall and
at the centerline. However, how the U-W uncertainties will impact the diffuser
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 129
performance for different fixed geometries is not clear. Thus, uncertainty
quantification analysis for U-W will be conducted in the following section. Hence, it
is a critical challenge to quantify the coupled U-W to convert kinetic energy behind the
turbines into high static pressure recovery.
6.3 SENSITIVITY HIGH-DENSITY CONICAL DIFFUSER TO AXIAL
AND SWIRLING VELOCITIES
The gPC approach is applied to quantify the variation of performance (Cp) of
the diffuser under uncertain U-W parameters at four different geometric conditions and
for the reference case. The convergence of gPC and sensitivity analysis of uncertain
parameters are presented in this section.
Convergence Analysis
As a direct consequence of the choice of uniform input distributions, the
Legendre polynomials are selected as the optimal basis in the spectral representation
of the Polynomial Chaos expansion (Equation (3-20)). With the purpose of
demonstrating the UQ framework, Figure 6-10 shows the grid of quadrature points for
P = 5, 7, and 9 as used in the deterministic CFD solver to compute the flow solution.
Figure 6-10: Legendre quadrature points for U-W for 𝑃 = 5, 7, 9.
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 130
The effect of the polynomial order P on the accuracy of the gPC formulation is
investigated with the coupled U-W parameters, as presented in Figure 6-11.
Figure 6-11: PDF Cp for P = 5, 7, 9 gPC for U-W at L = 510mm, A = 10°.
The convergence among three approximation orders (P = 5, P = 7 and P = 9) is
shown in Figure 6-11. In Figure 6-11, the PDFs show very small differences among
all three P orders. For the 2D gPC (U-W) stochastic analysis, the polynomial order, P,
is then set to P = 7, which is an appropriate trade-off between accuracy and
computational burden.
Stochastic Results
The Coefficient of Variation (CoV), expresses the sensitivity of different coupled
variables. According to Table 6-5, when two parameters U-W are coupled under
different geometric conditions, the highest and lowest mean values of CoV are for L =
610mm, A = 8° and L = 410mm, A = 8°, respectively. These results have good
agreement with Section 6.2.4, as L = 410mm, A = 8° is the only case far from
recirculation, and thus shows the least sensitivity of Cp to U-W. The four other cases
are all close recirculation or have clear recirculation, and because of that seem more
sensitive to U-W on the Cp evaluation. The case L = 410mm, A = 8° also presents the
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 131
highest Cp mean value, and with the lowest CoV, it demonstrates that high
performance with low sensitivity can be reached at the same time. Thus, the group case
having the highest Cp but also being the least sensitive would be more appropriate in
a robust design perspective.
Table 6-5: Mean and CoV of Cp for coupled U-W uncertain parameters by gPC
under different geometric conditions.
gPC 2D U-W (P = 7)
Case
Name gPC (Case E) gPC (Case F) gPC (Case R) gPC (Case G) gPC (Case H)
Geometry L = 410mm,
A = 8°
L = 410mm,
A = 12°
L = 510mm,
A = 10°
L = 610mm,
A = 8°
L =610mm,
A = 12°
μ 0.7335 0.7116 0.7254 0.7215 0.6926
σ×10-3 4.601 13.038 13.340 13.374 12.954
CoV×10-3 6.633 17.775 18.090 18.535 18.204
The standard deviation of velocity u on S8 profile for U-W under different
geometric conditions is presented in Table 6-5. The standard deviation of velocity u
under L410A12 is higher at the near-wall region than for other geometric conditions.
On the contrary, when the half-cone angles of the diffuser are smaller, such as 8° and
10°, L410A8, L510A10 and L610A8, the standard deviation velocity u of the S8 profile
is large. For the two larger angle group cases, a clear recirculation at the centreline is
present, and the stochastic results show that having a well-developed recirculation
reduces the sensitivity of the velocity profile to U-W. However, the sensitivity is higher
in group case L610A8, which is consistent with previous analysis of results, and also
highlights a greater sensitivity of the velocity profile to U-W when the flow is very
close to recirculation.
With the purpose of having better visualisation of the stochastic distribution of
the velocity u, the mean value, standard deviation, variance, and CoV contour plots are
presented for the different diffusers’ geometries in Figure 6-12 to Figure 6-16.
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 132
Figure 6-12: UQ analysis of velocity u regarding U-W for Case E at L =
410mm, A = 8°. (a) Mean value of velocity u. (b) Standard Deviation of velocity u.
(c) Variance of velocity u. (d) CoV of velocity u.
Based on Figure 6-12(a), no negative velocity u in x direction region can be
observed. According to Figure 6-12(b) and (c), both higher standard deviation region
and high variance region occur at the centreline. It is noteworthy that the CoV shows
very light variation at the centreline of the diffuser near the outlet. This result is
consistent with the lowest CoV obtained for L = 410mm, A = 8° geometry condition,
as presented in Table 6-5. These results show that the coupled uncertain parameter U-
W is not sensitive under L = 410mm, A = 8° geometry condition, probably due to the
absence of separation and recirculation in this case.
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 133
Figure 6-13: UQ analysis of velocity u regarding U-W for Case F at L = 410mm,
A = 12°. (e) Mean value. (f) Standard Deviation. (g) Variance. (h) CoV.
When the cone half-angle increases to 12° at the shortest length (L = 410mm) in
Figure 6-13, compared to Figure 6-12, negative values of the mean velocity u occur at
the centreline near the outlet of the diffuser, as shown in Figure 6-13(e). According to
Figure 6-13(f) and (g), a region of high standard deviation and high variance appears
at the fringe of the centreline recirculation near x = 0.3-0.35m.
Figure 6-13(h) similarly shows that a high CoV zone is generated around the
recirculation. The high sensitivity of this case at the fringe of the recirculation region
is explained by the change of velocity u’s direction. Just before the recirculation, the
velocity is positive, and the uncertain parameters U-W do not affect flow behaviour.
This is similar to what happens within the recirculation region, where the negative
velocity is not affected by the U-W uncertain parameters. However, the interface
between positive-negative velocities is where the highest sensitivity is observed, due
to the very low positive-negative velocity values. This case also shows a bit more
sensitivity near the walls close to the outlet (Figure 6-13(f)), as the flow velocity is
weakening. The obvious difference is the CoV. The highest CoV region as presented
in Figure 6-14(d) shows that the coefficient of variation region at the centreline under
L = 510mm, A = 10° is big and strengthened.
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 134
Figure 6-14: UQ analysis of velocity u regarding U-W for Case R at L =
510mm, A = 10°. (a) Mean value. (b) Standard Deviation. (c) Variance. (d) CoV.
Figure 6-15: UQ analysis of velocity u regarding U-W for Case G at L = 610mm, A =
8°. (a) Mean value. (b) Standard Deviation. (c) Variance. (d) CoV.
With the same cone half-angle, compared to Figure 6-12 (b)-(c), the standard
deviation and variance of velocity u under L = 610mm, A = 8° (Figure 6-15) is larger
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 135
at the beginning of the recirculation region compared to L = 410mm, A = 8°. This
means the transition region from positive to negative under L = 610mm, A = 8° is
longer than L = 410mm, A = 8°. Thus, the velocity u regarding U-W under L = 610mm,
A = 8° is more sensitive than under L = 410mm, A = 8°. This result has good agreement
with the finding that the CoV of Cp under L = 610mm, A = 8° is much higher than
under L = 410mm, A = 8°. When the diffuser length increases, a larger recirculation
region will be generated. In addition, the interface of positive-negative velocities will
be more sensitive with increases in the diffuser length.
Figure 6-16: UQ analysis of velocity u regarding U-W for Case H at L =
610mm, A = 12°. (e) Mean value. (f) Standard Deviation. (g) Variance. (h) CoV.
Similarly, Figure 6-16(e) for L = 610mm, A = 12° illustrates that the increased
cone half-angle results in a large kinetic energy generating a larger recirculation region
compared to Figure 6-15(a) (L = 610mm, A = 8°). Figure 6-16(f)-(g) indicates that the
standard deviation and variation are smaller than in Figure 6-15(b)-(c). Based on
Figure 6-16(h), the highest CoV region is thinner compared to Figure 6-15(d). This
result can be explained by the recirculation under L = 610mm, A = 12° being large and
fully established, and having less variation between positive and negative velocity
compared to the A = 8° case (Figure 6-15). This result is also consistent with Table
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 136
6-5, which shows the CoV of Cp under L = 610mm, A = 12° being smaller than for L
= 610mm, A = 8°.
Based on Figure 6-17, the deterministic and mean profiles of S8 for Case E are
extremely close to each other. This means that there is negligible variation between
the deterministic and the mean profile of S8 for Case E. According to Figure 6-17, it
is clear that variations happen between deterministic and mean values regarding S8
velocity u for Case F, R, G, and H. In particular, for Case R, the mean value from Yn/Y0
= 0.95 to the end of the S8 velocity u profile is higher than the standard deviation range
as marked in the green circle. It is noteworthy that for case F, R, and G, the variation
between deterministic and mean values of S8 velocity u happens close to the zero
(velocity u = 0) line. This explains that the velocity u will more sensitive close to zero,
which is the transition from positive to negative value.
Figure 6-17: Standard deviation of velocity u on S8 profile under different geometric
conditions.
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 137
Figure 6-18: Close view of Figure 6-17 under different geometric conditions. (a)
L410-A12. (b) L510-A10. (c) L610-A8. (d) L610-A12.
According to Figure 6-18(a), from Yn/Y0 = 0.65 to 0.95, there exists a discrepancy
in the deterministic velocity u and the mean velocity u. As shown in Figure 6-13(h),
the highest CoV of velocity u is located from Yn/Y0 = 0.65 to 0.95, and the interface
between the positive-negative velocities occurs in this region. This region is highly
susceptible to recirculation, where negative velocity u is observed starting from Yn/Y0
= 0.80. Based on Figure 6-18(b), it is found that the deterministic velocity u is higher
than the mean velocity u commencing at Yn/Y0 = 0.65. Moreover, Figure 6-14(d) shows
regions of high CoV of velocity u from 0.65 to 1.0.
The deterministic velocity u is lower than the mean velocity u from Yn/Y0 = 0.65
to 0.80, as shown in Figure 6-18(c). As shown in Figure 6-15(d), the highest CoV of
velocity u is also located from Yn/Y0 = 0.65 to 0.80. In addition, the deterministic
velocity u at approximately Yn/Y0 = 0.75 is negative (less than 0m/s), which infers the
generation of recirculation in this region. According to Figure 6-18(d), the difference
between the deterministic and mean velocity u increases from approximately Yn/Y0 =
(a) (b)
(c) (d)
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 138
0.4 to 0.5; afterwards this difference gradually decreases from Yn/Y0 = 0.5 to 0.9. It is
noteworthy that at approximately Yn/Y0 = 0.5, the maximum discrepancy between the
deterministic and mean velocity u is observed; additionally, the velocity u is 0 m/s.
This observation reflects what is depicted in Figure 6-16(h), where the highest CoV of
velocity u also covers Yn/Y0 = 0.5, and it is here that recirculation is prevalent. It is
noteworthy that for L410-A12, L510-A10, L610-A8, and L610-A12, the variation
between deterministic and mean value of S8 velocity u happens close to zero (velocity
u = 0) line. This explains that the velocity u will be more sensitive close to zero, which
is the transition from positive to negative value.
The CoV analysis shows the effect of multiple and combined uncertainties. In
order to identify the individual contribution of uncertain parameters affecting the
stochastic value Cp, Sobol’s variance indices must be computed. In Figure 6-19, both
the first order (Figure 6-19(a)) and second order (Figure 6-19(b)) Sobol indices are
computed under different L-A geometric parameters and in the presence of random
conditions in both U and W.
Figure 6-19: Sobol's indices of Cp for U-W. (a) First order. (b) Second order.
According to Figure 6-19(a), the first order for U and W does not show
significant difference, and the first order Sobol’s indices for all cases shows that W
contribution is higher than U. Those results indicate that the stochastic output
parameter Cp is more sensitive to W than to U at any L/A geometric parameter
conditions for the high-density fluid conical diffuser. Based on Figure 6-19(b), the
second-order Sobol’s indices (Figure 6-19(b)) are very small, showing that U-W
coupled have negligible non-linear effects on the stochastic response. We can note that
L410A8, for which the deterministic results did not present recirculation (Figure
6-8(a)) at the nominal velocities, is the least influenced geometry.
(a) (b)
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 139
Figure 6-20: PDF for U-W under different geometric conditions.
According to Figure 6-20, the probability density function (PDF) exhibits
characteristics of a multivariate uniform distribution under L410A8 geometric
conditions, which means that the Cp is a linear function of these two-coupled uncertain
parameters, U-W. Because the cross-section area grows when the half-cone angle
increases, the tangential component of the velocity avoids entering the centreline
region to generate recirculation and lead to a non-linear influence on the performance.
6.4 CONCLUSION
In this study, uncertainty quantification analysis of the high-density fluid conical
diffuser is conducted with uncertain operating conditions, including nominal and
varied geometric conditions.
A robust framework is established to couple Uncertainty Quantification with a
Computational Fluid Dynamics solver coupled with the NIST REFPROP database.
More importantly, this framework can be considered as a benchmark to be utilised in
related engineering applications. The deterministic and stochastic analyses for the
high-density fluid conical diffuser are investigated comprehensively by density-
induced swirl flow.
The difference between deterministic results and the stochastic mean values of
the velocity u (under diffuser length = 410mm - diffuser half cone angle = 12°; diffuser
length = 510mm - diffuser half cone angle = 10°; diffuser length = 610 mm - diffuser
half cone angle = 8°; diffuser length = 610mm - diffuser half cone angle = 12°) is due
Chapter 6: Sensitivity Analysis of High-density Conical Diffusers using UQ-CFD Framework 140
to local non-linear effects in the recirculation regions. Therefore it is significant in
these cases to refer to statistical results to identify the most probable values of the
velocity u due to the uncertain parameters.
Results associated with Coefficient of Variance and Sobol’s indices against
pressure recovery show that swirling velocity has more effect than inlet velocity for
the high-density fluid conical diffuser. It was observed that uncertainties in coupled
swirling velocity and inlet velocity play a more important role under a longer and
smaller half-cone angle diffuser (diffuser length = 610mm, diffuser half cone angle =
8°) than do the other geometric conditions.
When a large centreline recirculation region occurs, it is interesting to note that
coupled swirling velocity and inlet velocity uncertainties do not have much effect on
performance, probably because recirculation is already too large to be influenced by
small uncertainties. On the other hand, the case near recirculation shows the highest
sensitivity to inlet velocity and swirling velocity. This is an essential point to consider
while designing a high-density fluid conical diffuser, as working with close
recirculation may result in a more sensitive design. In future work, this proposed
framework can be easily applied to the rational design of robust diffusers for ORC
turbines.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 141
Chapter 7: Development and Analysis of a
More Robust ORC Radial
Turbine
The use of high-density fluids leads to small compact radial-inflow turbines with
a high velocity at the exit of the rotor. Such high velocities then enter the diffuser, and
can negatively impact the recovery process due to losses associated with separation
and recirculation. It is thus of paramount importance to improve design diffusers for
high-density radial-inflow turbines. However, while many studies have focused on
conical diffusers, as introduced in Section 2.3, they mainly considered ideal gas. A
previous studies (From, et al., 2017), highlighted the different behaviour of high-
density fluids in diffusers, thus showing the need for a more detailed understanding of
the flow and design optimisation of diffusers for high-density turbines. A suitable
diffuser to fit the radial-inflow turbo expander is needed to maximise the whole
turbine’s efficiency. However, so far, in current numerical tools, it is quite difficult to
accurately set the diffusers’ inlet boundary conditions, which correspond to the outlet
flow of the turbo expanders when conducting numerical studies on diffusers alone.
The influence of inlet boundary conditions is known to affect the flow in diffusers, and
as such, in this study, our proposed R143a radial-inflow turbo expander (Sauret & Gu,
2014) is built as the inlet part of the diffuser to form a complete radial-inflow turbine.
Fitting these two typical ORC diffusers to an existing turbo-expander will affect the
complete turbine’s performance; this phenomenon lacks comprehensive understanding
in the literature.
The numerical model is briefly introduced in Section 7.1. Then, the content is
divided into two independent parts. The first part is the numerical comparison of two
preliminary diffuser geometries, a conical diffuser and an annular-radial diffuser,
matching the conditions from our existing 400kW R143a radial-inflow turbine, as
described in Section 7.2. The performance analysis of the ORC radial-inflow turbo-
expander fitted with two different types of diffusers is carried out in Section 7.4. Then
the deterministic study, a comparison between a preliminary ORC radial-inflow turbo-
expander and an improved ORC radial-inflow turbo-expander fitted with an annular-
radial diffuser at nominal operation conditions, is presented in Section 7.5. Then the
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 142
stochastic analysis of the improved ORC radial-inflow turbine under uncertain
operational parameters and off-design conditions are carried out in Section 7.6 and
Section 7.7 respectively. A summary is presented in Section 7.8.
7.1 INTRODUCTION
In this chapter, a Computational Fluid Dynamics (CFD) technique and the robust
framework introduced in Section 0 is employed. The numerical simulations have been
conducted by employing the ANSYS CFX package based on the Finite Volume
Method to perform steady-state 3D viscous simulations ( ANSYS® Academic
Research CFX Guidance, Release 18, 2017). Reynolds-Averaged Navier Stokes
(RANS) equations for viscous compressible flows were applied. Convergence is
achieved once the Root Mean Squared (RMS) residuals for mass, momentum, and
turbulence variables approach the residual target of 1×10-6. The CFD turbulence model
is detailed in Section 3.1. Following the work on the radial-inflow turbine carried out
in Section 5.3, and the validation of the R143a radial-inflow turbine by Sauret and Gu
(Sauret & Gu, 2014), the 𝑘 − 𝜖 model is chosen in this section to model the complete
turbine, including, stator, rotor, and diffuser.
In order to investigate the effect of the high-density fluid properties on the whole
turbine performance, the cubic EOS of Peng-Robinson (PR) (Peng & Robinson, 1976)
which is known for its good balance between simplicity and accuracy, especially near
the critical point, is chosen. PR is investigated and evidenced in Chapter 5: to be the
most robust and most appropriate Equation of State for the R143a radial-inflow
turbine.
The investigated R143a turbo-expander presented in Section 5.3 is denoted
‘Preliminary-Turbo-expander’. The Preliminary-Turbo-expander fitted with the new
designed radial-annular diffuser is denoted ‘Improved-Complete-Turbine’. A more
robust Improved-Complete-Turbine will be investigated through deterministic
analysis and Uncertainty Quantification analysis and will be compared against the
Preliminary-Turbo-expander as well.
7.2 PRELIMINARY DESIGN OF DIFFUSERS
According to the experimental investigation by Abir and Whitfield (1987), the
flow characteristic of conical diffusers is unstable, while the curved annular diffuser
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 143
and the radial diffuser demonstrate more stable flow characteristics. Recently, Keep,
et al. (2017) designed an annular-radial diffuser to fit their existing supercritical CO2
radial-inflow turbine. However, they modelled an independent diffuser not connected
to the turbo-expander. In this study, the preliminary annular-radial diffuser is designed
to fit a current existing radial-inflow turbo-expander. The inlet dimensions of the two
diffusers are constrained by the outlet of the upstream R143a turbo expander, as
detailed in (Sauret & Gu, 2014).
The preliminary conical diffuser geometry is built based on the geometric
similarity of From et al.’s design (From, et al., 2017) to fit an existing R143a radial-
inflow turbo expander. The sketch of the conical diffuser is presented in Figure 7-1.
The streamwise location is non-dimensional. It is X/Xw, as presented in Figure 7-1.
We denote the red point as 𝑆𝑐, which corresponds to a streamwise location = 0.7 along
the diffusing wall, which will be used for the skin friction coefficient analysis in
section 7.4 to evaluate the near-wall flow recirculation and separation.
Figure 7-1: Sketch of conical diffuser.
Using the geometric similarity principle, the original ERCOFTAC diffuser
(From, et al., 2017) was scaled down. The geometric parameters for the preliminary
conical diffuser design are presented in Table 7-1.
Table 7-1: Geometric parameters of the conical diffuser.
Name Symbol Value
Inlet outer radius R0 46.1 mm
Inlet inner radius R1 14.1mm
Outlet Radius R2 77.6 mm
Diffuser Length L0 180 mm
Extension Length L1 360.1 mm
Half Cone Angle A 10°
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 144
The annular-radial diffuser is created according to theoretical descriptions
(Japikse & Baines, 1998; Keep, et al., 2017). Moller (Moller, 1966) demonstrated an
annular-radial diffuser design method for the bend with no change in passage region
along the flow path, which is a key study for combining the axial and radial diffuser.
In Moller’s experiment using ideal gas, the non-dimensional width ℎ/𝑑 is 0.1-0.2, and
the optimal deterministic analysis value is 0.143. Due to lack of experimental studies
using high-density fluid, in this study, the ℎ/𝑑 is also set at 0.143 for the preliminary
design of the annular-radial diffuser. The ℎ is demonstrated in Figure 7-2. The 𝑑 is
calculated by Equation (7-1), and 𝛼1is presented in Table 7-2.
ℎ = 𝛼1 ∗ 2√𝑟𝑠2 − 𝑟ℎ
2 (7-1)
The sketch of the annular-radial diffuser is presented in Figure 7-2. The
streamwise locstion is non-dimensional. The 0 is set at the beginning of the shroud and
the hub of the diffuser. The streamwise location on the shroud is X/Xs and on the hub
is X/Xh, as presented in Figure 7-2. In Figure 7-2, the magenta and blue points, denoted
as 𝑆𝑎−𝑠1 and 𝑆𝑎−𝑠2 , correspond to the streamwise shroud locations 0.22 and 0.5
respectively. The green point in Figure 7-2 is denoted as 𝑆𝑎−ℎ corresponding to the
streamwise 0.13 along the hub. The typical points 𝑆𝑎−𝑠1 and 𝑆𝑎−𝑠2 are utilised for the
numerical analysis in Section 7.4. Based on the inlet dimension constraints from the
existing R143a radial-inflow turbo expander (Section 5.3), the optimal diffuser
dimensions for rs, rh, L, r, r0, and h are constrained by the equations given in (Moller,
1966).
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 145
Figure 7-2: Sketch of annular-radial diffuser.
The geometric parameters of the preliminary design of the annular-radial
diffuser are presented in Table 7-2.
Table 7-2: Geometric parameters of the annular-radial diffuser.
Name Symbol Value(mm)
Shroud radius rs 46.1
Hub radius rh 14.1
Inlet axial length L 15
Transition radius r 26.9
Outlet radius r0 120
Radial passage scaling factor α1 0.143
Radial Passage width h 13.1
The performance of both diffusers is described by the pressure rise coefficient,
𝐶𝑝, as defined in Equation (6-2).
0
Xs
0 Xh
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 146
7.3 NUMERICAL MODELLING OF COMPLETE ORC RADIAL
TURBINE
The pressure recovery coefficient 𝐶𝑝 is monitored for both diffusers, and the
nominal mesh is shown to be converged, with less than 0.01% difference between the
nominal and coarse mesh and almost no changes between the nominal and coarse. The
nominal mesh sizing is employed in this study for both diffusers.
Table 7-3: Grid study of pressure recovery for different diffusers.
Conical diffuser Annular-radial diffuser
Mesh 𝐶𝑝 𝐶𝑝
Coarse 0.7266 0.7533
Nominal 0.7269 0.7536
Fine 0.7268 0.7536
The investigations were conducted using different turbulent models, such as 𝑘 −
휀, 𝑘 − 𝜔, Shear Stress Transport (SST), and Explicit Algebraic Reynolds Stress Model
(EARSM), for the Improved-Complete-Turbine. All of the results employing different
turbulent models show very minor different influences (less than 0.5%) on the total-
to-static efficiencies of complete turbines with conical diffuser and annular-radial
diffuser. Thus in this chapter, based on Chapter 5, the two-equation turbulence model
𝑘 − 휀 is employed for the investigation of complete turbines.
Due to modelling the whole turbine, the periodic boundary condition is built so
that only one passage is modelled for these two full turbines, including stator, rotor,
and two types of diffusers, as presented in Figure 7-3.
Figure 7-3: Geometry of one blade passage of two full turbines with two different
diffusers respectively.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 147
In this study, as the whole turbine is modelled, the main boundary conditions of
the 400kW-R143a ORC radial-inflow turbo expander designed by Sauret and Gu
(Sauret & Gu, 2014) are used: inlet mass flow rate of 17.24 kg.s-1, total inlet
temperature of 413K, outlet pressure of diffuser 1.835 MPa, rotational speed of the
rotor 24,250 RPM, total blade number of stator 19, and total blade number of rotor 16.
Walls are set to a no-slip condition. All detailed geometric and design conditions are
provided in (Sauret & Gu, 2014) and not repeated in full here.
7.4 PERFORMANCE ANALYSIS OF ORC RADIAL TURBO-EXPANDER
FITTED WITH TWO DIFFERENT DIFFUSERS
The total-to-static efficiency and flow fields of the whole R143a radial-inflow
turbine including turbo expander and diffusers are calculated. In the total-to-static
equation (𝜂𝑇−𝑆 =ℎ𝑇𝑖𝑛
−ℎ𝑇𝑜𝑢𝑡
ℎ𝑇𝑖𝑛−ℎ𝑆𝑖𝑠 𝑜𝑢𝑡
), the outlet is the diffuser outlet and the inlet is the inlet
of the stator. The total-to-static efficiencies are presented in Table 7-4.
Table 7-4: Total-to-static efficiency 𝜂𝑇−𝑆 for the whole turbines using different
diffusers.
Diffuser type 𝜂𝑇−𝑆
Conical diffuser 0.8738
Annular-radial diffuser 0.9039
Thus, overall efficiency is improved by approximately 3.4% using the annular-
radial diffuser compared to the conical diffuser.
Table 7-5: The pressure recovery coefficient 𝐶𝑝 for both diffusers.
Diffuser type 𝐶𝑝
Conical diffuser 0.7269
Annular-radial diffuser 0.7536
Overall pressure recovery coefficient has approximately 3.7% improvement
employing the annular-radial diffuser compared to the conical diffuser, as presented in
Table 7-5, which explains the increase in the overall whole ORC turbine efficiency.
Further Uncertainty Quantification analysis for the turbo-expander’s
performance using different EOSs, as investigated in Section 5.3, showed that PR EOS
is not the most sensitive to uncertain parameters, and as such, the superiority of the
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 148
annular-radial diffuser is expected to hold under uncertainties. Further design
optimisation may be needed to improve those results even further.
In order to better understand the flow characteristics of the two diffusers, the
velocity streamlines at the periodic plane for both diffusers are presented in Figure 7-4
and Figure 7-5.
Based on Figure 7-4, a small near-wall separation marked in the Red Rectangle
happens, which is located near the outlet of the diffuser. Furthermore, there is a
recirculation at the inlet centreline of the conical diffuser (Purple Rectangle).
Figure 7-4: The velocity streamline of axial velocity of the conical diffuser.
Compared to the conical diffuser, neither obvious separation nor recirculation is
observed in the annular-radial diffuser, as shown in Figure 7-5(a), and in a closer view
of the dash box for the vector in Figure 7-5(b).
Figure 7-5: The velocity streamline of the annular-radial diffuser. (a) Overall
view. (b) Closer view for the dash box for vector.
Sc
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 149
In order to investigate the flow phenomenon regarding the near-wall separation,
the characteristics of the boundary layer along the wall of the diffusers are evaluated
by the skin friction coefficient (𝐶𝑓), as shown in Figure 7-6 for the conical diffuser,
and in Figure 7-7 and Figure 7-8 for the annular-radial diffuser.
Figure 7-6: Skin friction coefficient of conical diffuser.
Based on Figure 7-6, from approximately streamwise 0.7 (point 𝑆𝑐 in Figure
7-1), the skin friction coefficient is zero for the conical diffuser. These results have
good agreement with Figure 7-4 in the Red Rectangle region, which means it is starting
to generate the near-wall separation in this region.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 150
Figure 7-7: Skin friction coefficient of annular-radial diffuser hub.
As presented in Figure 7-7, there is an obvious drop of the skin friction
coefficient at the annular-radial diffuser hub at approximately streamwise 0.13, at the
beginning of the bending (point 𝑆𝑎−ℎ in Figure 7-2). The geometry changes from
straight to bending, which results in a change of the flow direction, and thus the
velocity reducing at the turning region.
As demonstrated in Figure 7-8, a skin friction coefficient peak occurs at
streamwise 0.22 ( 𝑆𝑎−𝑠1 point in Figure 7-2), which indicates that the near-wall
separation is difficult to generate in this region. However, from approximately
streamwise 0.5 located from the annular-radial section to the radial-radial section
(𝑆𝑎−𝑠2 point in Figure 7-2), the skin friction coefficient is low, but higher than zero.
These results show that the near-wall separation more easily happens in the radial-
radial section than in the annular and annular-radial sections for the annular-radial
diffuser. No obvious near-wall separation occurs in this annular-radial diffuser.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 151
Figure 7-8: Skin friction coefficient of annular-radial diffuser shroud.
In summary, these results agree well with the experimental results in (Abir &
Whitfield, 1987). The diffuser performance improves when curving the passage from
the flow cone angle to the radial direction. The curved radial direction passage better
converts the high kinetic energy from the upstream rotor into static pressure than the
straight direction does. Moreover, the conical diffuser needs a very long extension to
achieve static pressure recovery, which may be a space limitation for the whole turbine
layout. The annular-radial diffuser effectively avoids recirculation at the centerline that
is generated in the conical diffuser. Thus, the annular-radial diffuser is selected to fit
the current existing preliminary turbo-expander in order to form an improved complete
turbine, which will be further investigated in the following sections.
7.5 COMPARISON BETWEEN PRELIMINARY ORC RADIAL TURBINE
AND IMPROVED ORC RADIAL TURBO-EXPANDER FITTED WITH
ANNULAR-RADIAL DIFFUSER
The total-to-static efficiency and flow characteristics of the R143a Improved-
Complete-Turbine at nominal conditions (as presented in Table 5-1) are calculated
employing the CFD technique. The total-to-static efficiencies of the Preliminary-
Turbo-expander and the Improved-Complete-Turbine at nominal conditions are
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 152
presented in Table 7-6. According to Table 7-6, the difference between the two turbine
geometries in terms of total-to-static efficiencies obtained is 4.4%, with a clear benefit
from the new annular-radial diffuser.
Table 7-6: Deterministic total-to-static efficiency 𝜂𝑇−𝑆 for Preliminary-Turbo-
expander and the Improved-Complete-Turbine at nominal conditions.
Preliminary-Turbo-expander Improved-Complete-Turbine
𝜂𝑇−𝑆 0.8655 0.9039
The Mach numbers at mid-span for the Preliminary-Turbo-expander and
Improved-Complete-Turbine at nominal conditions are presented in Figure 7-9 and
Figure 7-10 respectively. As shown in Figure 7-9 and Figure 7-10, the peak value of
Mach numbers for the Preliminary-Turbo-expander is 1.05, which is approximately
2% higher than for the Improved-Complete-Turbine (Mach number = 1.03). It is
noteworthy that the highest Mach number region is the exit of the stator, and the
Preliminary-Turbo-expander will present a higher risk of choked conditions compared
to the Improved-Complete-Turbine. In addition, at the exit of the Improved-Complete-
Turbine, the Mach number is low, which indicates this newly designed annular-radial
diffuser has the capability to convert high velocity speed (out of rotor) into low
velocity speed. The suitable diffuser shows a significant improvement in the
Improved-Complete-Turbine performance.
Figure 7-9: Mach number at mid-span for the Preliminary-Turbo-expander at
nominal conditions.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 153
Figure 7-10: Mach number at mid-span for the Improved-Complete-Turbine at
nominal conditions.
The rotor blade is the key component to be investigated in terms of the flow
characteristics. Two significant flow characteristics of the rotor blade are the Isentropic
Mach number and the skin friction coefficient, in particular in the crucial region close
the leading edge (LE). The Isentropic Mach number profiles and the skin friction
coefficient (𝐶𝑓) at middle span along the rotor blade obtained from the two different
geometries, Preliminary-Turbo-expander and the Improved-Complete-Turbine at
nominal conditions, are plotted at both the Suction Side (SS) and Pressure Side (PS)
along the non-dimensional meridional coordinate in Figure 7-11. Closer views of the
black dash box in Figure 7-11 are shown in Figure 7-12.
Figure 7-11: Isentropic Mach number profile at middle span of rotor blade for
Preliminary-Turbo-expander and the Improved-Complete-Turbine at nominal
conditions.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 154
Figure 7-12: Closer view of Figure 7-11 for Streamwise from 0-0.07.
Figure 7-11 shows that the trends of the Isentropic Mach number and skin
friction coefficient distributions are quite close for both rotor blades, especially at the
PS. However, we can see in Figure 7-12, at a closer view of the black dash box of
Figure 7-11, that the Mach number and skin friction coefficient around the blade LE
at the suction side (SS) show slightly larger fluctuations, which may lead to lower
efficiency and decrease the robustness of the turbine while operating at off-design
conditions.
According to the deterministic study for these two turbines, the Improved-
Complete-Turbine shows a more uniform distribution of the Mach numbers than the
Preliminary-Turbo-expander does. Further Uncertainty Quantification analysis for
these two turbines will be investigated in the following sections.
7.6 STOCHASTIC ANALYSIS OF PRELIMINARY AND IMPROVED ORC
TURBINES UNDER OPERATIONAL UNCERTAINTIES
In this section, the gPC algorithm previously described in Section 3.2 is
employed in order to quantify the variability of the turbine performance under
uncertain operational conditions for both the Preliminary-Turbo-expander and the
Improved-Complete-Turbine.
Uncertain Parameters
The coupled uncertainties of rotational speed, inlet total temperature, and mass
flow rate (𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚), and the support range for these uncertain parameters,
are shown in Table 7-7. They correspond to the first set of uncertain parameters
presented in Table 5-3. The input random parameters of bounded supports were
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 155
outlined, and a uniform distribution law was utilised to propagate these uncertain
parameters.
Table 7-7: Mean and support values of the uniformly distributed uncertain
parameters.
Uncertain Parameter Symbol Unit Mean Value Supports
Rotational speed 𝑅𝑃𝑀 𝑟𝑝𝑚 24250 [23765 -24735]
Total inlet temperature 𝑇𝑇𝑖𝑛 𝐾 413 [404-421]
Mass flow rate ��𝑚 𝑘𝑔. 𝑠−1 17.24 [16.375-18.1]
Order of the Polynomial Representation
As a direct consequence of the choice of uniform input distributions, the
Legendre polynomials are selected as an optimal basis in the spectral representation of
the Polynomial Chaos expansion (Equation (3-20)). In order to illustrate the UQ
framework, Figure 7-13 demonstrates the grid of quadrature points for these three
coupled uncertain parameters employed for P = 5, 7, and 9, where the deterministic
CFD solver must be used to calculate the flow solution for each Legendre quadrature
point.
Figure 7-13: Legendre quadrature points for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 for 𝑃 = 5, 7, 9.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 156
Figure 7-14: Probability Density Functions (PDF) of the total-to-static efficiency
coefficient 𝜂𝑇−𝑆 obtained for Improved-Complete-Turbine in the presence of
uncertainties for for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 for P = 5, 7, 9.
Figure 7-14 presents the probability density function distribution of the total-to-
static efficiency 𝜂𝑇−𝑆 . As observed in Figure 7-14, no major differences in the
distributions of 𝜂𝑇−𝑆 are visible when the polynomial order P employed in gPC
expansion is greater than P = 7, which is a suitable trade-off to balance accuracy and
computational burden, and will be thus employed for all the stochastic calculations in
this analysis.
Stochastic Analysis of Two Turbines
The mean (𝜇), standard deviation (𝜎), and CoV of the total-to-static efficiency
for the uncertain parameters are presented in Table 7-8. The mean of the efficiency for
the Improved-Complete-Turbine is approximately 4.4% higher than for the
Preliminary-Turbo-expander. Furthermore, the CoV for the Improved-Complete-
Turbine is approximately 21.8% lower than for the Preliminary-Turbo-expander. The
performance of the Improved-Complete-Turbine shows a large improvement and thus
can contribute to the overall robustness of the full turbine.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 157
Table 7-8: Mean, standard deviation, and CoV of the 𝜂𝑇−𝑆 for (𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛−
��𝑚) for Preliminary-Turbo-expander and Improved-Complete-Turbine with P = 7.
𝜇 𝜎 × 10−3 𝐶𝑜𝑉 × 10−3
Preliminary-Turbo-expander 0.86571 3.2906 3.8011
Improved-Complete-Turbine 0.90393 2.6872 2.9729
Figure 7-15 presents the mean value and the standard deviation of the Isentropic
Mach number associated with 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 for Preliminary-Turbo-expander
and Improved-Complete-Turbine.
Figure 7-15: (a) The mean and standard deviation of Isentropic Mach number at
middle span of rotor blade for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 for both turbines with P = 7. (b)
Closer View of (a) for Streamwise 0.015-0.06.
According to Figure 7-15(a), the variations of Isentropic Mach number along the
rotor blade show no significant difference between these two rotor blade profiles. It
can also be observed that the largest standard deviation occurs at SS around LE for
both rotor blades. This shows that the most sensitive region for the Isentropic Mach
number happens in this region, as demonstrated in Figure 7-15 (b), which may be
affected by the Stator upstream flow. Furthermore, at approximately 0.032 streamwise
location, the maximum standard deviation for the Preliminary-Turbo-expander is
about 11% higher than for the Improved-Complete-Turbine, as shown in Figure
7-15(b). This result shows that the Isentropic Mach number may be more sensitive to
these coupled uncertain parameters when obtained for the Preliminary-Turbo-
expander.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 158
Figure 7-16 presents the profiles of the mean and standard deviation of the skin
friction coefficient 𝐶𝑓 along the rotor blades for these two turbines. The closer view,
as shown in Figure 7-16(b), demonstrates that the 𝐶𝑓 at approximately 0.032
streamwise location, the maximum standard deviation for the Preliminary-Turbo-
expander, is about 12% higher than for the Improved-Complete-Turbine. These results
have good agreements with the Mach number results in Figure 7-15.
Figure 7-16: (a) The skin friction coefficient (𝐶𝑓) profile at middle span of
rotor blade with 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 for both turbines with P = 7. (b) Closer view of
(a) for Streamwise 0.015-0.075.
In addition to the CoV for uncertainty quantification analysis, the sensitivity
analysis employing Sobol’s indices is applied to the turbine efficiency from each
source of these uncertain parameters, with the purpose of identifying the main
contributors to the first order and the second order variance with the gPC technique
(Tang, et al., 2010). The first order and the second order Sobol’s indices, indicating
the contribution of uncertain variables to the variability of the turbine performances
by means of total-to-static efficiencies, are presented in Figure 7-17 and Figure 7-18
respectively.
Based on Figure 7-17, it is clear that 𝑇𝑇𝑖𝑛is the most important uncertain
parameter for these two turbines. The first order Sobol’s indices regarding 𝑇𝑇𝑖𝑛 are
more important for the Preliminary-Turbo-expander than for the Improved-Complete-
Turbine.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 159
Figure 7-17: The 1st order of Sobol’s indices of each uncertain parameter
contribution of 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 for 𝜂𝑇−𝑆 with P = 7 for both turbines.
Based on Figure 7-17, it is clear that 𝑇𝑇𝑖𝑛 has a much stronger influence for the
Preliminary-Turbo-expander than for the Improved-Complete-Turbine. Small
variations of 𝑇𝑇𝑖𝑛 lead to large enthalpy variance of high-density fluids (Poling,
Prausnitz, John Paul, et al., 2001) and so significantly affect the turbine’s efficiency.
By decreasing the 𝑇𝑇𝑖𝑛 contribution, ��𝑚 and RPM contributions from the Improved-
Complete-Turbine have slightly increased. As 𝑇𝑇𝑖𝑛 is the most critical parameter to
affect enthalpy and turbine efficiency, based on the investigation in Chapter 5, then
the Improved-Complete-Turbine promises to reduce the influence of this critical
parameter while the other two parameters do not affect the efficiency significantly.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 160
Figure 7-18: The 2nd order of Sobol’s indices of each uncertain parameter
contribution of 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 for 𝜂𝑇−𝑆 with P = 7 for both turbines.
For the second order Sobol’s indices, as shown in Figure 7-18, 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛are
more important coupled parameters than the other two. The Preliminary-Turbo-
expander illustrates the strongest influence on turbine efficiency, while 𝑅𝑃𝑀 −
𝑇𝑇𝑖𝑛has a smaller contribution to the efficiency of the Improved-Complete-Turbine.
While the contributions of 𝑇𝑇𝑖𝑛− ��𝑚 and 𝑃𝑀 − ��𝑚 to the Improved-Complete-
Turbine increase in comparison to the Preliminary-Turbo-expander, the scale of the
second order Sobol indices is small enough to not significantly affect the turbine’s
efficiency. As such, the respective contributions of the coupled uncertain parameters
are not of critical importance for the turbine’s performance and sensitivity.
The Probability Density function (PDF), corresponding to the uncertain
parameters (𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚 ) which show the variability of the global interest
parameter, efficiency, for the Preliminary-Turbo-expander and Improved-Complete-
Turbine, is presented in Figure 7-19. A difference is observed for the most probable
values where the peak of the Preliminary-Turbo-expander is around 𝜂𝑇−𝑆 = 0.87,
while the high probability values for the Improved-Complete-Turbine are
approximately obtained as 0.905. It is noteworthy that the shape of the PDF for the
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 161
Preliminary-Turbo-expander is similar to the Improved-Complete-Turbine; however,
its support is shifted to the lower values of 𝜂𝑇−𝑆.
Figure 7-19: PDF for 𝜂𝑇−𝑆 for 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚uncertain parameters with P
= 7 for both turbines.
In order to better visualise the stochastic distribution of the Mach number along
the rotor blade, the mean value, standard deviation, variance, and CoV contour plots
for the Preliminary-Turbo-expander and the Improved-Complete-Turbine are
presented in Figure 7-20.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 162
Figure 7-20: UQ analysis of Mach number for Standard Deviation (a) – (b), for
variance (c) – (d), and for CoV (e) – (f) for Preliminary-Turbo-expander and
Improved-Complete-Turbine respectively.
Based on Figure 7-20(a) and (b), the standard deviation distribution in the
magenta dash box for the rotor blade for the Improved-Complete-Turbine is much
lower than for the Preliminary-Turbo-expander, in particular on the SS along the rotor
blade. The standard deviation at the Trailing Edge is also smaller for the Improved-
Complete-Turbine than for the Preliminary-Turbo-expander. These results show good
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 163
agreement with Table 7-8, which also indicates that the Improved-Complete-Turbine
obtained a lower standard deviation in terms of the total-to-static turbine efficiency
than did the Preliminary-Turbo-expander. Similarly, the variance distribution along
the rotor blade in the purple dash box for the Improved-Complete-Turbine is lower
than for the Preliminary-Turbo-expander, as demonstrated in Figure 7-20(c) and (d)
respectively. It is noteworthy that the CoV distribution shows an obvious difference in
the brown dash box between Figure 7-20 (e) and (f). There is a larger region with a
higher CoV value for the Preliminary-Turbo-expander (Figure 7-20(e)) compared to
the Improved-Complete-Turbine in Figure 7-20(f). This result is consistent with the
result in the Table 7-8 for the CoV regarding the total-to-static turbine efficiency. The
Improved-Complete-Turbine shows less sensitivity to the coupled uncertain
parameters 𝑅𝑃𝑀 − 𝑇𝑇𝑖𝑛− ��𝑚, and a more robust response than the Preliminary-
Turbo-expander.
7.7 STOCHASTIC ANALYSIS AT OFF-DESIGN CONDITIONS
As described in Section 5.4, ORC turbines may not always work at full nominal
condition capacity, but instead, may work under off-design conditions because of
discontinuity in the availability of heat resources (Fiaschi, et al., 2015). Uncertainty
quantification analysis under off-design conditions is an important step towards robust
optimisation of turbines, allowing them to efficiently work under variable conditions
that deviate from the design conditions (nominal conditions).
In Section 5.4, it has been shown that a lower rotational speed (80% nominal
RPM) and lower inlet total temperature (𝑇𝑇𝑖𝑛= 400K) can dramatically affect the
turbine’s efficiency. As concluded in Section 5.5, Peng-Robinson is the most robust
Equation of State for these uncertain parameters tested in Chapter 5 and Chapter 7.
Thus, for the purpose of evaluating the sensitivity of Peng-Robinson through 𝑃𝑐 − 𝑇𝑐
under this off-design condition (80% nominal RPM; 𝑇𝑇𝑖𝑛= 400K), Uncertainty
Quantification analysis is conducted for the Improved-Complete-Turbine, and
compared against the Uncertainty Quantification analysis of the Preliminary-Turbo-
expander employed in Chapter 5. The uniformly distributed 𝑃𝑐 − 𝑇𝑐 uncertain
parameters range is the same as for the range utilised in the previous study (see Section
5.3.3).
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 164
The mean values of the total-to-static efficiency, 𝜂𝑇−𝑆 for the Improved-
Complete-Turbine and Preliminary-Turbo-expander under 80% nominal RPM, 𝑇𝑇𝑖𝑛=
400K are presented in Table 7-9 using the Peng-Robinson (PR) Equation of State
(EOS).
Table 7-9: The mean values of 𝜂𝑇−𝑆 under 80% nominal RPM and 𝑇𝑇𝑖𝑛=
400K with 𝑃𝑐 − 𝑇𝑐 uncertain parameters by PR with P = 7 (based on uniform
distribution laws).
𝝁 𝝈 × 𝟏𝟎−𝟑 𝑪𝒐𝑽 × 𝟏𝟎−𝟑
Preliminary-Turbo-expander 0.8224 3.4443 4.1882
Improved-Complete-Turbine 0.8668 2.8729 3.3143
According to Table 7-9, the mean of the efficiency for the Improved-Complete-
Turbine is approximately 5.4% higher than for the Preliminary-Turbo-expander,
thanks to the improvements in pressure recovery of the radial-annular diffuser. In
addition, the CoV for the Improved-Complete-Turbine is about 20.9% lower than for
the Preliminary-Turbo-expander. The Improved-Complete-Turbine presents a better
and more robust performance at lower rotational speed and lower inlet temperature.
The influences of 𝑃𝑐 − 𝑇𝑐 at off-design conditions for both Preliminary-Turbo-
expander and Improved-Complete-Turbine are investigated. For the first order Sobol’s
indices of the coupled parameters 𝑃𝑐 − 𝑇𝑐, as presented in Figure 7-21, 𝑃𝑐 is the
dominating factor compared to 𝑇𝑐 for both turbines. The two turbines show no distinct
change for the first order Sobol’s indices.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 165
Figure 7-21: The 1st order Sobol’s indices at off-design conditions with 𝑃𝑐 −
𝑇𝑐uncertain parameters with P = 7 for two turbines.
Figure 7-22: The 2nd order Sobol’s indices at off-design conditions with 𝑃𝑐 −
𝑇𝑐 uncertain parameters with P = 7 for two turbines.
Based on Figure 7-22, for the second order Sobol’s indices, the Preliminary-
Turbo-expander demonstrates a stronger influence on efficiency, while 𝑅𝑃𝑀 −
𝑇𝑇𝑖𝑛has a weaker contribution to the efficiency of the Improved-Complete-Turbine.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 166
Figure 7-23 presents the PDF based on efficiency with 𝑃𝑐 − 𝑇𝑐 uncertain
parameters at 𝑇𝑇𝑖𝑛 = 400K and 80% nominal RPM off-design conditions for the
Preliminary-Turbo-expander and Improved-Complete-Turbine.
Figure 7-23: PDF for 𝜂𝑇−𝑆 with 𝑃𝑐 − 𝑇𝑐 uncertain parameters at 𝑇𝑇𝑖𝑛= 400K
and 80% nominal RPM off-design conditions with P = 7 for two turbines.
It is noteworthy that at 𝑇𝑇𝑖𝑛= 400K and 80% nominal RPM in Figure 7-23, the
PDF response for the Preliminary-Turbo-expander shows slightly more oscillation
compared to the Improved-Complete-Turbine, which shows there is a bit more non-
linear response for the Preliminary-Turbo-expander than for the Improved-Complete-
Turbine. A difference is clear for the most probable values where the peak of
Preliminary-Turbo-expander is around 𝜂𝑇−𝑆 = 0.825, while the high probability
values for the Improved-Complete-Turbine are about 0.865. The support for
Improved-Complete-Turbine is shifted to higher values of 𝜂𝑇−𝑆.
In order to further understand the uncertain behaviour, it is interesting to
investigate the stochastic variation of the 𝐶𝑓 along the rotor blade and the velocity
vectors at 𝑇𝑇𝑖𝑛 = 400K and 80% nominal RPM for these two turbines.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 167
Figure 7-24: Skin friction coefficient (𝐶𝑓) profile along the rotor blade with
𝑃𝑐 − 𝑇𝑐 at 𝑇𝑇𝑖𝑛 = 400K and 80% nominal RPM for two turbines.
According to Figure 7-24, at approximately 0.3 streamwise location, the
standard deviations for the Preliminary-Turbo-expander are 38.81% higher than for
the Improved-Complete-Turbine. At the same time, at approximately 0.42 streamwise
location, the standard deviation for the Preliminary-Turbo-expander is much closer to
zero compared to the Improved-Complete-Turbine. The risk of generating separation
in this region for the Preliminary-Turbo-expander is higher than for the Improved-
Complete-Turbine. At low inlet total temperature and low rotational speed (𝑇𝑇𝑖𝑛 =
400K and 80% RPM), the Preliminary-Turbo-expander shows higher sensitivity
to𝑃𝑐 − 𝑇𝑐, while the Improved-Complete-Turbine seems slightly more robust to these
coupled parameters.
7.8 CONCLUSIONS
Comparing the total-to-static efficiency of the whole turbine fitted with two
diffusers, the annular-radial diffuser design produces favourable results compared to
the conical diffuser. The total-to-static efficiency and pressure recovery obtained with
the annular-radial diffuser are approximately 3.4% and 3.7% higher than the conical
diffuser, respectively.
Chapter 7: Development and Analysis of a More Robust ORC Radial Turbine 168
Based on the preliminary designs of these two types of diffusers, the annular-
radial diffuser seems slightly more favourable than the conical diffuser to fit our
current R143a radial-inflow turbo expander. The appropriate choice of diffuser is
critical to improving the whole turbine’s efficiency.
The Uncertainty Quantification and sensitivity analysis for the uncertain
operational conditions have been conducted for the Improved-Complete-Turbine,
which includes the newly designed annular-radial diffuser fitted to the Preliminary-
Turbo-expander. The Uncertainty Quantification analysis results show that the inlet
temperature for the Preliminary-Turbo-expander play a more dominant role than for
the Improved-Complete-Turbine. The coupled uncertain inlet temperature and
rotational speed is more significant for the Preliminary-Turbo-expander than for the
Improved-Complete-Turbine in their effect on turbine efficiency. Importantly, the
mean value efficiency of the Improved-Complete-Turbine shows 4.4% improvement
compared to the Preliminary-Turbo-expander. In addition, the coupled uncertain
parameters show less coefficient of variation in terms not only of turbine efficiency
but also of the Mach number distribution along the rotor blade profiles for the
Improved-Complete-Turbine compared to the Preliminary-Turbo-expander, including
under off-design conditions (low inlet temperature and low rotational speed). Overall,
the Improved-Complete-Turbine presents a slightly more robust performance
compared to the Preliminary-Turbo-expander, and is a promising avenue to further
improve the robustness and performance of the ORC turbine.
Improving the efficiency of the Improved-Complete-Turbine will increase the
overall ORC efficiency, which is significant to further development of the renewable
energy sector.
Chapter 8: Conclusions and Suggestions 169
Chapter 8: Conclusions and Suggestions
This thesis presents a holistic, comprehensive Uncertainty Quantification
analysis of a complete radial-inflow turbine, including a radial-inflow turbo-expander
and a diffuser. The overarching objective of this research is to establish a
comprehensive understanding of uncertain parameters’ influence on the efficiency of
the radial-inflow turbine. In this chapter, an overall summary and concluding remarks
are provided in Section 8.1. In the following section, the limitations of this research
will be detailed. The chapter will conclude with suggestions and recommendations for
future research.
The conclusions pertaining to the main research studies presented in Chapters 3-
8 are summarised as follows.
8.1 RESEARCH SUMMARY AND CONCLUDING REMARKS
Overall, a systematic Uncertainty Quantification analysis for a radial-inflow
turbo-expander and diffuser is conducted. A complete radial-inflow turbine, including
a turbo-expander and a newly designed annular-radial diffuser, is developed, and
Uncertainty Quantification is applied to this improved turbine. The conclusions to the
chapters of this research are summarised hereafter.
Chapter 3: This chapter details the methodology used to couple the
deterministic computational flow solver to the generalised Polynomial Chaos
approach. The Reynolds-Averaged Navier Stokes (RANS) equations for viscous
compressible flows implemented in the finite volume solver ANSYS-CFX v18.0 were
employed to carry out steady-state three-dimensional simulations for a radial-inflow
turbo-expander, diffuser, and a complete radial-inflow turbine. The solver was
adapted to accommodate for high-density fluid simulations using the REFPROP NIST
database. The generalised Polynomial Chaos is employed as the stochastic method for
the Uncertainty Quantification analysis. A robust framework has been established to
couple the CFD solver with the Uncertainty Quantification method to apply to radial-
inflow turbines for low-grade temperature Organic Rankine Cycle applications.
Chapter 4: The deterministic three-dimensional CFD solver coupled with the
gPC approach is successfully validated and applied to investigate a complete three-
Chapter 8: Conclusions and Suggestions 170
dimensional high-pressure ratio, single stage radial-inflow turbine used in the
Sundstrand Power Systems T-100 Multi-purpose Small Power Unit.
The main conclusions are as follows:
A grid refinement study was performed to satisfy the requirements of
calculation accuracy. The three-dimensional CFD calculations for total-to-
static efficiencies of the ideal gas radial-inflow turbine are validated against
the open data experimental data at the rig conditions, with a maximum
difference of less than 1%.
Eight parameters were studied for the parametric study: inlet temperature,
outlet pressure, mass flow rate, tip clearance, rotational speed, TE
meridional length, TE tip radius, and blade thickness. Only the rotational
speed, TE meridional tip length, TE tip radius, and blade thickness
demonstrate a non-linear surface response, and so were further investigated
using the stochastic approach.
The convergence investigation using generalised Polynomial Chaos has
been carefully checked, showing that the stochastic spectral projection
decreases dramatically with the increase of polynomial order.
The radial-inflow turbine efficiency shows a non-linear response to
rotational speed, TE tip radius, TE tip length, and blade thickness, and has
been evaluated using Uncertainty Quantification analysis. The most
important individual uncertain parameter is blade thickness, followed by the
trailing edge tip radius. The most important two coupled random variables
are the trailing edge tip radius with the rotational speed.
Chapter 5: The Uncertainty Quantification analysis under on- and off-design
operational conditions is conducted using different Equations of State (Peng-
Robinson, Soave-Redlich-Kwong, and Helmholtz Energy Equation) for the R143a
turbine. The stochastic analysis of the operational uncertain parameters — rotational
speed, inlet total temperature, and mass flow rate combined — and the uncertain
parameters from the Equations of State — critical pressure and critical temperature —
is presented employing these different Equations of State. The following conclusions
are drawn:
Chapter 8: Conclusions and Suggestions 171
Based on the Uncertainty Quantification analysis in terms of operational
uncertain parameters (rotational speed, inlet total temperature, and mass
flow rate combined), 𝑇𝑇𝑖𝑛most importantly affects the stochastic response
of the total-to-static efficiency of the radial-inflow turbine.
The Peng-Robinson Equation of State presents the most robust behaviour in
regard to the ORC radial-inflow turbine’s efficiency, while the Soave-
Redlich-Kwong EOS shows the most sensitive characteristics for two
groups of uncertain parameters (rotational speed-inlet total temperature-
mass flow rate; critical pressure-critical temperature). Thus, Soave-Redlich-
Kwong may not be the most appropriate choice for the robust optimisation
of ORC radial-inflow turbines working over a wider range of operational
conditions.
The sensitivity of the radial-inflow turbine’s efficiency to randomness is
more prominent at off-design conditions than at nominal conditions for
coupled critical pressure-critical temperature uncertain parameters.
Chapter 6: Uncertainty Quantification analysis of the high-density fluid conical
diffuser is carried out with uncertain operating conditions, including under nominal
and varied geometric conditions.
The uncertain parameter couple, swirling velocity and inlet velocity, shows
more prominent effect on the pressure recovery under diffuser length =
610mm and diffuser half-cone angle = 8° than for the other geometric
conditions.
Differences between deterministic results and the stochastic mean values of
the velocity u (under diffuser length = 410mm – diffuser half-cone angle =
12°; diffuser length = 510mm – diffuser half-cone angle = 10°; diffuser
length = 610 mm – diffuser half-cone angle = 8°; diffuser length = 610mm
– diffuser half-cone angle = 12°) were owing to local non-linear effects in
the recirculation regions. Thus, it is critical in these cases to denote
statistical results to identify the most probable values of the velocity u as a
result of the uncertain parameters.
If there is large centreline recirculation region, the coupled uncertain
parameters of swirling velocity with inlet velocity do not much affect the
Chapter 8: Conclusions and Suggestions 172
conical diffuser pressure recovery, which is explained by the fact that the
recirculation is already too large to be affected by small variations from
these uncertainties.
The highest sensitivity from coupled uncertain parameters of inlet velocity
with swirling velocity for the cases are near the recirculation region, which
is the interface of positive-negative velocity u. This highlights that when the
diffusers are close to recirculation, the high-density conical diffuser design
may be more sensitive, which may be a problem for the robustness of a
complete ORC turbine.
Chapter 7: In order to establish the most appropriate diffuser design for an ORC
turbine, a numerical comparison of the total-to-static efficiency for a whole turbine
fitted with two different diffusers has been carried out. The Uncertainty Quantification
analysis with coupled uncertainty parameters (rotational speed, inlet total temperature,
and mass flow rate combined) for the completed radial-inflow turbine, including
radial-inflow turbo-expander and annular-radial diffuser, was then performed, and the
results compared to the preliminary turbine to highlight the performance and
robustness improvements.
The results show that the high-density annular-radial diffuser design
performs better than the conical diffuser. The pressure recovery of the
annular-radial diffuser is 3.7% higher than the conical diffuser.
According to the preliminary designs of these two types of diffusers, the
annular-radial diffuser is more suitable than the conical diffuser to fit our
current R143a radial-inflow turbo-expander.
The Uncertainty Quantification analysis for the coupled uncertain
operational conditions have been carried out regarding the Improved-
Complete-Turbine, which includes the newly designed annular-radial
diffuser connected with the Preliminary-Turbo-expander.
The mean value efficiency of the Improved-Complete-Turbine is 4.4%
higher than for the Preliminary-Turbo-expander. This increase could
improve the overall efficiency of the ORC cycle by approximately 2%,
referring to the experimental investigation employing n-Hexane as working
fluid (Pethurajan & Sivan, 2018).
Chapter 8: Conclusions and Suggestions 173
The coupled uncertain parameters present a lower coefficient of variation
for both the turbine efficiency and the Mach number distribution along the
rotor blade profiles for the Improved-Complete-Turbine compared to the
Preliminary-Turbo-expander for both nominal and off-design conditions.
In summary, the Improved-Complete-Turbine shows a more robust
performance than the Preliminary-Turbo-expander, which is critical to
improving the overall Organic Rankine Cycle efficiency.
8.2 RESEARCH LIMITATIONS
Although this study has provided a comprehensive characterisation of the radial-
inflow turbine based on Uncertainty Quantification analysis, there are still several
limitations that need further work.
Lack of experiments: The Improved-Complete-Turbine should be validated
against experimental investigations. A completed turbine needs to be built,
including the turbo-expander and the annular-radial diffuser. Both the
nominal and off-design conditions should be compared between the
experimental data and the computational results.
Computational cost: The case studies presented in this thesis are based on
numerical Computational Fluid Dynamics calculation and Uncertainty
Quantification analysis as a mathematical method. More advanced
Uncertainty Quantification approach such as the Stochastic Collocation
method using sparse grids will improve work efficiency and save the
computational costs.
Working fluid selection: In this study, one high-density working fluid,
R143a, is investigated. It will be interesting to investigate other high-density
working fluids such as R134a and CO2, which are commonly encountered
in renewable energy applications, and check that the sensitivity analysis
outcomes obtained for R143a still hold for those various high-density fluids.
Structural considerations: This work has addressed the important point of
the aerodynamic performance of the ORC radial-inflow turbine. However,
this work should be coupled with the investigation of the structural
components to make sure the turbine is mechanically robust as well. Finite
Chapter 8: Conclusions and Suggestions 174
Element Analysis (FEA) could be coupled to the current UQ-CFD approach,
and a full uncertainty quantification could be carried out on both fluid and
structural parameters.
All of the numerical study were considering for subsonic regime, however
shocks appeared when the turbine was not working at nominal conditions
but at off-design conditions for some Uncertainty Quantification cases, in
particular, at the outlet of nozzles with the Mach number higher than 1.1.
However, we focused the study on the blades in the rotor in this thesis and
have not investigated in details the effect of these shocks onto the turbine
performance. However, it will be needed consideration in future work.
8.3 DIRECTIONS FOR FUTURE RESEARCH
This study presents a comprehensive Uncertainty Quantification analysis for an
Organic Rankine Cycle turbine in renewable energy applications. This would serve as
a steppingstone for conducting additional research in the foreseeable future in order to
produce more robust Organic Rankine Cycle turbines.
A more advanced stochastic approach, such as stochastic collocation with
sparse grids, will be needed for the radial-inflow turbine Uncertainty
Analysis to save computational cost. These stochastic tools would support
the performance of robust optimisation of the ORC turbines, in the sense
that the design of the turbine should give, in the presence of uncertainty,
robust levels of aerodynamic performance.
Structural analysis using, for example, Finite Element Analysis, should be
considered and coupled with Computational Fluid Dynamics
simultaneously, so that extensive Uncertainty Quantification analysis for
radial-inflow turbines can be conducted, and reliable and robust turbine
design established.
It would be interesting to investigate the tested Equations of State for other
high-density fluids commonly suggested in ORC applications, such as
R134a and CO2. The sensitivity analysis for different high-density fluids
employing different Equations of State will help to better understand how
the compressible fluid properties affect the turbine’s efficiency.
Chapter 8: Conclusions and Suggestions 175
Considering the gPC method needs to couple with the CFD solver, different
turbulence models need to be considered, however this research problem is
out of the scope in this thesis. Uncertainty Quantification analysis of
different turbulence models would further improve our understanding for
robust design of turbomachinery and will be conducted in future work. In
this thesis, the computational work is based on the steady state assumption.
The transient state study will be considered under off-design condition in
future work.
The proposed UQ-CFD technique is crucial to developing more robust complete
radial-inflow turbines. It will greatly benefit low-grade temperature Organic Rankine
Cycle application, and will therefore have progressive influence on the renewable
energy sectors.
Chapter 8: Conclusions and Suggestions 176
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