Thomas M Golden Financial Disclosure Report for 2009

8/3/2019 Thomas M Golden Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/thomas-m-golden-financial-disclosure-report-for-2009 1/14

a O t o FINANCIAL DISCLOSURE REPORT n e p o r t R e q u t r e d b y l h e E t h i ~ "in Government ~t¢1 of 1978

R e v . t /: O / O FOR CALENDAR YEAR 2009 0 U , S C ~ p p . .~ , ~ " ~ o ~ . /I / ~

I. Person Reporting ([a.~ name. firaL m iddle inilia[) L Coag or O~ma~t~a 3. D~e or R~pog

Gold,n, ~omas M. U.S. Eastern Distr ic t C~ of PA 05q2~010

4, Tilt[Article Ill j~dges ind~c~c aclwc o~ ~ mor ~t~ ’~a. Re~ Type (~cck approp~atc I~) 6. Re~ln~ Period

magi+irate judges ~m ate full . ~~ N~in~tton. Da ~ 01/01~9

O. S. District Judge -Active ~ Imfi=t ~ Annul~ Final

12/3 I~009

5b. ~ Am~cd

~. Ch~mbe~ or O~ce Add~s 8, De the basis of the Informafloa ¢ont~ln~ in t~it Re~medlficalJOaS ~aalnlng tb~eto, t( tS , in my epinion, in

~Madison Building - Rm 401with tppficable lawt and r~ulailons.

400 W~hington

R~ding. PA 19601 R~viewlng O~¢er Dale

IMPO RTANT NO T ES: The instructions accompanying this form must be fol lowed Complete a[Iparts,

checking the NONE ~ox for teach part where)’ou bw,’e no reportable information. Sign on la~ttpage.

1 . POSITIONS. ¢R,mr,i.~

[~ N O N E (No reportable positions.)

POSITION NAME OF ORGAN1ZATION/~NTITY

I. Trustee Pennsylvania Bar Insurance Fund & Trust - See Pan VIll

~ N O N E (No reportable agreements.)

DATE PAKTIES AND

I. 2009 M~ano Bradley. LLP - purchase ag~ement ofla~ fi~ inlerest, h is a five (5) ~t ¢ont~l. S~ Paa VIII - 2



FINANCIAL DISCLOSURE REPORT m . ,~ o r ~ ’ ,~ . o . ~ , o ~ , ~ ; o , , t , ~ o ~ ’ = ~ , ~I

Iage 2 of 14 ~o~a~,. ~,~ ~. o ~ 2 n o ~ o

I I I. NON-INVESTMENT INCOME. ~,~,~ ~,~~ ~ ~.:~ ~i,, ~,~,~

A. Flier’s Non-lnv~tment Income

N O N E (No reportable non-investment income.)

DAT~ ~OURCE A~ ~PE, ~COME[ y o u ~ , n~t s p o u s e ’ s )

I . Z O O 9 M ~ = n o ~ r a d l ¢ y , L L P S ~ 1 , 3 2 9 . ~

2 .

B. Spouse°s Non-Investment Income - IZvo~a’~rcmarrlcdduringanyporlivnof#h~rcporlt~gJ’¢ato ¢ o m p & l ¢ l h i ~ . v e c t l o ~ .

----] N O N E (No reportable non-investment income.)

DATE SOURCE AND TyPF~

I. 2009 Goggle Work s - salary

2.

3.

4.

(Ira hd¢~ those la ~l~,U~~nd dtpen~n~ t ~ildrrn." see pp 2$.27 o[ fihng ~n~t~,~o~ I

N O N E (No reportable reimbu~ements.)

~ ~ LOCATIQN P~OSE ~EMS PAID OR PROVIDED

i.

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT

of 14 Goldea, Thom~ M. 05/12/2010

~ NONE (No repoaable g~s.)

~ DESCRIPTION V AL UE

1,

2.

3.

5.

~ N O N E (~o reparcable liabilities.)

~ DES~IP~ON VALUE CODE

I.

2,

5.



F IN A N C IA L D I S C LO S U R E R E P O R T N .... IIage 4 of 14 Golden,Thom,s M. 0 5 / 1 2 ~ 0 1 0

NONE ~o reportable income, assets, or transactions.)

A. ~ .... ~, " " " c. - "- ~. "~pt~ of Assets I~o~ during G~ value at cad T~n~cfions during re~ng ~’n~

( i n c lu d i n g ~ m ~ t ~ s e B ) ~ ~ing ~fi~ ofrepo~g p~od

Place "(X)" a~ ~ch a s ~ A m o u n l Ty~ reg.. Value V ~ l t ~ e T~ (e.g. D a t e V ~ l u c G a i n I d c n ~ i ~ y o f

{ A - H ) o r i n t . ) ( J - P ) C~ 3 r c ~ n ~ p t m a ) ( l - P ) ( A - H ) ( ~ f p r w a ~

I. US Allianz Alterity annt~ity N~e K T

2. Nattonal Penn Bancshares. inc. - common C Dividend L Ts t o c k

3. Sovereign Oancorp Inc. - common slock A Dividend K T 02/04/09 J See Purl V III//3

4. Brokerage Account # I

5 . - Cilibank NA Bank Deposit Program A I n t e r e s t K T

6. - Citicorp Trusl Bank. FSB A I n t e r e s l L T

7. - Citibank NA South Dakota B ank Deposit A I n t e r e . s t M TProgram

8. - Olcy Vallcy PA School Districl - None Matured 0 5 / 1 5 1 0 9 Kmunictpal bond

9. Bunco Santander S.A - common stock A Dividend K T 02/04/09 J See Pan VIII #3

1 0 . IR A - account #1 A C I n t . / D i v . M T

I i - Ci!ibank. N A South Dakot= B ank Deposit I n t e r e s tProgram

1 2 . - Apache Corp - com~non stock Dividend

13 - Conocophillips - olnmon stock Dividend

1 4 . - Drill-Quip Inc ̄ commo n ~tock Dividend

15. - Exxon Mobil Corp - common stock Dividend

1 6 . - Johnson & Johnson - commoo slock Dividend

1 7 . - Kraft F o o d s lnc CI A Dividend



FINANCIAL DISCLOSURE REPORT ~ .... ~’r .... R ~ o ~ . =

of 1 4 Golden, Thom~ M. 0 5 1 1 2 ~ 0 1 0

VI I. I N V E S T M E N T S a n d T R U S T S - i. ...... t . ,. ~ a ~ a , l o ~ , ( [ n c l ~ d ~ ~ o ~ of ,pouS¢ a n d dtpcndrnt c h i l d t e m ~ p p . J ~ O o f f i l in g I n s l r ~ i a n ~ )

N O N E (No reportable income, assets, or transactions.)

A. B. C. D.

Descript ion o( Assc~ Income during Gross value =1 ~d T~io~ du~g rc~ng

Ph¢¢"(X)" a~cr cach~t L A~nt T~ (e.g., Val~ Value T~ (~.g., ~ D~ ~ Va~~ Gain l~ntitdo f~cmpt horn p~r discl~ur¢ " C~ I div,. rent. C~e 2 Mc~ ~y, sell . ’~d~yy , C~ 2 : C~c I buy~/s~l~r

~ (A-H) i or int .) (J-P) C~c3 r ~m p f i on ) [ ~ (I-P) : (A-~ ( i fpnvale

18 . - So vc r c lg n Ba nco ~ I nc - co mmo n s to ck D iv iden d 0 2 /0 4 /0 9 j S¢ Pa~ VI I I ~4

1 9 , - Ba nco Sa n la ndc r S. A . - co mmo n s to ck Div idend 02/~/09 J

2 0 . . Tyco International L’rD Now. common Dividends l . o c k

2 1 . - W achovia Corp 2nd New Corn - common Dividend 01/02/09 See Part VIII #5stock

2 2 . - W el l s F a r g o & C o N e w ̄ c o m m o n s t o c k D i v i d e n d 01/0~09 S e ~ P a r t V H I # 5

2 3 . - Pepsico inc. NC - common stock D~vidcnd

2 4 . - tiuaneng Power lml SP ADR. common Dividendstock

2 5 . - Covidicn Ltd- common stock Dividend

2 6 . . Tyco Electronics Ltd. common stock Dividend

2 7 . - Philip Morris lnt! Inc - common stock Dividend

2 8 . - Altria Group Inc - common stock D i v i d e n d

2 9 . IRA - accotmt ~2A C I n t . / D i v . M T

3 0 . - Citibank, NA South Dakola Bank Deposit I m e r r ~ lFund

3 1 . - Apache Corp - common stock D i v i d e n d

3 2 . -Conoeophillips- common stock Dwidcnd

3 3 . - Drill-Quip Inc - common slock " Dividend

3 4 . - J o h n s o n & I o h n s o n - c o m m o n st o c k D i v i d e n d



F IN A N C I A L DI S CL O S U R E R E P O R T .~ .... r ~ . . . ..

VI I , 1 N V E S T M E N T S a ~ d T R U S T S - ~ . . . .. . . . ~ . , . . . . . . ~ 0 ~ , a ~ ~ , o ~ , ~ , . . . ..


~ ( 2 1 ~1) ( 2 1 " " ( I ) - - ( I } " ~ 2 1 ’Place’(X)" ~Rcr each as~ A~nt T~ (e.g.. V a l u e

/ V~Iu¢ ~ T~ (e.g., ’~ Date

cxcmpt f~ prior di~losurc C~e I d l v , t c n l , . C~ 2 [ Mc~ b u y , ~ 1 1 ,( A - H ) o r i n l . ) ~ ( J - P ) ~ Co~3

.~

, e d c m p t l o n )

3 5 . - Kraft Foods In° Ct A Divided

3 6 . . Sovereign 13ancolp Inc - common stock Dividend 0 2 t i M / 0 9 See Part Vlll #6

3 7 . - Banco Santander S.A. - common stock Dividend 02/04/09 !See Part VIII tt6

. 1 8 . . Tyco International Ltd New - common Dividendstock

3 9 . - W achovia Corp 2nd New Corn - tom,non Dividend 01/02/09 See Pail VIII #7slock

40 - W ells Fargo & Co New - common ~aock Dividend 0 1 ! 0 2 / 0 9 See Pan V III ,~7

41 , - Huaneng Power Intl SP ADR - comm~r~ Dividends lock

47’. - Pepsico Inc. NC - common stock Dividend

43 - Altria G*oup Inc. - comm~ stock Dividend

4 4 . - Covidien Ltd- common stock Dividend

i45. - Tyeo Eleclronics Lid - common stock Dividend

4 6 . - Philip Morris Iml Inc - common stock Dividend

4 7 . Inherited IR A - account #3 D Im./Div. O "F

4 8 . - Schwab Money Markel Fund I n t e r e s t

49. - General Electric - common stock Dividend Sold 01/22/09 J

5 0 . - General Electric. common stock Dividend

5 1 . - Concophillips - common stuck Dividend Sold 0 1 s ’ 2 0 1 0 9 J



FINANCIAL D I SCLO SU R E R EP O R T s . . . . rr . . . . a e p o , ~ , g u . t e o f a e p o .

of 14 Golden, Thoma= M . 05/12/2010

NONE dNo reportable income, assets, or transactions.)

~. ~ a -6 . ’7 --- o.Dc~plt~ Of As~ts I~ during G r ~ s v a l u e ~ l e n d

(including t~sl a s ~ ) rc~rtizg ~ ofr~ing ~riod

P l a c e ’ ( X ) " a f l ~ c e c h t t s c t A m o u n t T ) ~ e ( c g . , V a l u e Value T~(e.E. ¯ DeI¢ ’ Value ~ Gain Id~layof

¢ x e m p l f r o m p r i o r d t s c t~ u r c C~e I dry. ~nt. ~ C~e 2 Mcth~ b u y . ~ 1 1 . .m~d~yy . Co~ 2 ; C~I bu~cdscl~( A - i f ) o r r o t . ) { J - P ) C~c 3 r e ~ m p t i o n )

~( J - P ) t. ~ A - H } (ifwi~tc

..... ;; .............: ( Q . W ) ~ ~ ,.

Ir~ction)

~2. - Johnson and/ohnson - comm on stock Dividend Sold 0 3 1 0 6 1 0 9 J

Inc. - common stock Dividend

5 4 . - A T & T Inc. - common stock Otwdend Buy 05/22/09 J( a d d ’ J )

5 5 . o Hartford Financial Scmices Group o Dividend Sold 0 2 1 0 6 / 0 9 Jcommon stock

5 6 . - H artford Financial Sen,ices Group - Dividend Sold 0 2 / 0 6 1 0 9 Jc o m m o n t~tock

5 7 . - H artford Financial Services Group ¯ Dividend Sold 0 5 1 0 1 1 0 9 J

5 8 . - H arlford Financial Services Group- Dividend Sold 05,’01/09 J

5 9 . - Noble Cvrp- common sto(.k Dividend Buy 0 5 / 2 8 1 0 9 J

6 0 . - Noble Carp- common Dividend Sold 0 2 / 2 3 1 0 9 J( p a r t )

6 1 . - Noble Carp- c o m m o n s t o c k Dividend B u y " 06/01/09 J

(add’l)

6 2 . - Noble Carp- common Dividend B uy 0 7 / 2 3 1 0 9 J(add’l)

6 3 . -Abbott L,~boratories - common slack Dividend

6 4 . - Abbott Laboratories ¯ eommo~ stock Dividend B uy 05/22/09(add’l)

6 5 . - H ams Carp - common stock Dividend Sold 01/22/09

6 6 . - H ewlett-Packard Co- common s~ock Dividend t 3 u y 0 5 ¢ 2 6 / 0 9 J(add’l)

6 7 . - Hewlctl-Paeknrd Co - common s t o c k Dividend Buy 1 0 1 1 4 / 0 9 J(add’l)

6 8 . - J P M o r g a n C h a se & C o - c o m m o n s t oc k D i v i d e n d S o l d 0 2 ~ 3 / 0 9 J



FINANCIAL DISCLOSURE R E P O R T . . . . * , . . . . . o r . o I of 14 Golden, Thomas M.

!

0 5 1 1 2 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - t .u , .~ . .~ . e ., . .. . ~o.~ a.,~d. ,~o= o:,~ ..... d depend~nt ~hildrt~i ~et pp. J#~O of filing i~,r.~i~~


D~p~ion o~As~~~ Income d~Hn~ ~ Gro~ va~uc ~t c~d T~sac~oas

(~l~in$ ~ ~sct~) ~ ~ofling pe~ , o~rc~r t ing ~r iod

. V a l ue " G a i n Id~y oftace"(X}’aflcre~h ~t A~ Ty~ (e.~, V~lu¢ [ Valu~ T~ ~¢,g.,

exempt from~rlor discl~m ’ C~ I ’ div.,~t. C~ 2 / Mclh~ ~y, scll, .m~d~yy C~c2 Co~ I buycffscllcr

69 . - J P M o r g a n C h ~ e & C o - c o m m o n s t o c k D iv iden d S o ld 0~2~/09

7 0 . - T c r c x C o r p - c o m m o n s t uc k D i v i d e n d S o l d 0 1 1 2 0 / 0 9 J

7 1 . - Tcrcx Corp- common stock Dividend Sold 01/22/09 J

7 2 . ¯ T~rex Corp - common stock Dividend Sold 01/22/09 J

7 3 . - Alu’ ia Group I n c - c o m m o n s tock Dividend

7 4 . - C o m i n g I n c - c o m m o n s ~ o c k D i v i d e n d B u y 0 5 ’ 2 6 / 0 9

(~dd’l)

7 5 . - C o m i n g { n o - c o m m o n s t o c k D i v i d e n d B u y 0 5 1 2 8 1 0 9

(add’l)

7 6 , - Dawson G~ophysical Co - common stock Dividend Sold 06/11/09

7 7 . - M c D o n a l d s C o r p - c o m m o n s l o c k D i v i d e n d B u y 0 6 1 0 9 ’ / 0 9

(add’l)

7 8 . - McDonalds Corp- common Dividend B uy 07/20/09i

(add’l)

7 9 . - McDonalds Corp- comn~on Dividend B uy 0 8 1 0 4 1 0 9

(add’l)

8 0 , - McDonald.~ Co~p- common Dividend B uy 1 0 1 2 3 1 0 9

(add’l)

8 1 . - P e ~ ’ ol e o B P a s i l c l m S A A D R - c o m m o n D i v i d e n d S o l d 0 1 1 2 0 / 0 9stock

8 2 . - Pctrolco BrasHciro SA ADR - common Dividend Sold 0 1 1 2 0 1 0 9stock

8 3 . - Pc~roleo Bra~ileiro SA ADR - common Dividend Sold 01/20/09s ~ o ~ k

8 4 . - Pcltol~o BrasiZeiro SA ADR - common Dividend Sold 01/20/09s l o c k

~.- V c r i ’ z o n C o m m u n i c a l i o n s - c o m m o n s l o c k

D i v i d e n d



F IN A N C IA L D I S C LO S U R E R E P O R T

o f 14

I Co~de., Tho~.s M,

VII. INVESTMENTS and TRUSTS -~.~,,

]’,lONE (No reporlab& income, assets, or transactions.)

A, B. D .~npt~oa of A~ l m o m e d u r in g Gr~i val~

P l a c e ~ X ) " a l t e r ~ c h a s ~ t ~nt Ty~ (e.~. V e l u ecx~ptfrompfordi~lo~urc C~el ; ~v,.~nL C~e2

8 6 . - Aragon - common Divid~md B uy 08t~/09 J

87 - Atwood O~nic~ Ine - common Divided

8 8 . - Bully Technologies Inc - com~n Dividend B uy ! 0 5 1 2 6 1 0 9 J

8 9 . - B ully Technologies Inc- common Dividend Sold 0 7 1 2 7 / 0 9 J

9 0 , - Ball}’ Technologies [no - common Dividend B uy 06/09,09

1 91 - Ball), Technologies Inc - common Dividend Sold 07/27/09

9 2 . - B¢cton Dickinson & Co - common Div)dend B uy 05/26/09

9 3 . - BP PLC- common Dividend t ~ u y 0 5 1 2 2 1 0 9

94. - B ristol-Mycr~ Squibb- common Dividend Buy 0 5 1 2 2 / 0 9

9 5 . - l’~ristol-Mye~s Squibb- common Dividc’nd Boy 0 5 1 2 6 1 0 9

9 6 . - Centurytel Inc - commo n Dividend B uy 0502/09

9 7 . -Ccntur~el Ine - commo n Dividend B uy 07/23/09

98. - Diamond Offshore Drilling Inc - common Dividend B uy 1 0 1 0 6 / 0 9

9 9 ° - DNP Select lncomo Fund Dividend B uy 09/08/09

I00. - Express Scrtpls lnc. common Dividend B uy 05/26/09

1 0 1 . ¯ Exprcs~ S¢.ripts lnc - commo n Dividend Sold 09/15/09

1 0 2 , - Exprcs,~ Scripts Inc - common Dividend B uy 0 7 1 2 0 / 0 9



F I N A N C I A L D I S C L O S U R E R E P O R T ~ . m e o ~ e e r S o . R e p o , ’ , l ~ =

P age I 0 of 14 Golden, Thomas M .

VI 1. I N VESTMENTS an d T R U STS - ~ ....... ~., ..... ~ a.a~ ~ o/,~ .... ~ ~ ,~ .~ . t ~ i~ . : ~ ,


~plion of At~c~ I n c o m e d u r i n g Gro~s val~ at ~d T~n~ions dunng t~o~ing pen~(including t~l ~ss¢~] ~mg ~lod of ~oamg

(IJ {2) (I) [ (2) (I ) (2) j (3)

Place "(X)" after c~ ~t ~ T~ I¢.g., Value [ V a l u e T~ (¢.~, D a t e V~I~ G a i n I d c m i t y o fcxcm~ I?~ prior disclosu~ C~e I div., ~L C~¢ Z Mc~ b u y . s e ll . ~d~yy . C~ 2 C~ I ~ym/scllct

( A - H ) o r i n t . )( J - P ) I

U ~ $ r~mpl~n) ( J ’ P ) i ( A - H ) (if~vnte~

] ( Q - W ) t r ~ t a c l i o a ]

1 0 3 . - Expres~ Sctipt~ Inc - common Dividend Sold 09/15/09 J A

1 0 4 . ¯ Family Dollar S~or~. common Dividend B uy 1 0 1 0 6 1 0 9 J

I O 5 . - Family Dol]~ Stot~ - common Divld~d Buy 1 0 1 1 4 / 0 9 J

1 0 6 . - 1Sh~r~ FTS~Xinhua China Dividend Buy 07~0/09

1 0 1 . - IShares FTSF~inhua China Dividend Buy 07~/09

1 0 X . - IShare~ ~S~inhua China Dwidend B uy 109/08~9

109 - IShare~ F~FJXinhua China Dividend B uy 1 ~ 2 3 1 0 9

I IO - ISha~ MSCI B~ zi l Dividend B uy 07~0109 J

I I I . - IShare~ MSCI B~ zil Dividend Sold 11/25/09 J B

1 1 2 . - IShares MSCI Brazil Dividend B uy 07~3/09 J

1 1 3 . -ISh~es MSCI Brazil Dividend Sold 1 1 2 5 / ’ 0 9 J B

1 1 4 . - IShnrcs MSCI B~zil Dividend B uy 09108/~ J

1 1 5 . - IShates MSCI Braz il Divided Sold I 1 / 2 5 i 0 9 J B

1 6 . - IShare~ MSCI Pacific Ex J apan Di*idend B~ 1 0 f 0 1 / 0 9 J

17. - 1Sha¢~ MSCI Pacific Ex Japan Divi~nd B uy I~l~/~ J

18. - IShares MSCI Pacific Ex J ~pan Dividend B uy 10~09 J

19. - Ma~tbon O11 Co~ - common Dividend ~u ~ O6~1/09



FINANCIAL DISCLOSURE REPORT r~ .... fP . . . . a e p o . J a = [

Page I I of 14 Goldea, Thomas M,

[

05/12/2010


& B, i c. D ,D~fiplion orA~et~ I~¢mc during ~ G r ~ s v ~ l u c a t c a d T~nsac l iom dunng ~ i~

(includingt~st ~scls) , reining ~ri~ ~ ofrcp~ing p~

P I ~ c c ’ ( X ) " ~ f l e r ~ c h a s s e t ’)Amoun( . T~(e.g.. Value l Va~uc T ~ (c,g. , ~ ~tc ! Vtlue ~ Gain [ d c n t i l y o fexempt from p~r di~Ios~e C o d e I ~ d ~ v . . ~ n l C~c 2 Meth~ ~y. scll. ~m~d~ IC~c 2 ̄ C~¢ I bu~/~l~r

’ ( A - H ) o r i n t . ) , ( J - F ) C~3 ~mplioa} " i (J.p) (A-H)

i ( Q - ~ i

120. - Nimnce Commtinicalions lnc - common Dividend Buy 1 0 1 2 ] 1 0 9 J

121. - Pepsico Ine - common Divi~nd B uy 05t26/09 J

122. - Pepsico I~¢ - ¢omm~n Diwd~d Sold 12~8~9 J B

12~, . Royal DutchShell PLC - ¢ o m l n o n Dividend B uy 05~g/09 J

124. - The Molaic Ca - comm~n Dividend B uy 10~6/09

1 2 5 . - Total Finn SA Spun ADR Dividend B uy 05~2109 J

1 2 6 . - Trans~n Lid - ~oinmoa Divided Buy 0 5 1 2 2 1 0 9

1 2 7 , - Traast~e~a Ltd - common Dividend Bu# 09t08/09 J

1 2 8 . - W aste Ma~gemenl Ine- ~mmon Dividend Buy 05~2109

1 2 9 , - W ~te Managemcm Inc - c~mmon Divide~ Buy 05~6~9 J

130.. W hirlp~l ~o~ - common Dividend B uy 05~/09

131. - WhiHpool C~ ¯ common Dividend Sold 0~07109 K

! 1 3 2 . Nationnl Penn Dank - iccount A lni~rcst K T

1 3 3 . Sovereign [lank. account A I n t e r e s t J T

1 3 4 . AXA Equilablc - whole life policy A Dividend J T

1 3 5 . AXA Equilable - whole life policy A Dividend J T

1 3 6 . MelLife. flexible premium life policy C I n t e r e s l K T



FINANCIAL DISCLOSURE REPORT r~ . . . .f ~ ’ ~ o , a , ~ , o r ~ l n gI

of 14 Golden. Thomls M

I

0 5 1 1

VII. INVESTM ENT S and TRUSTS - i.~ ...... t ~ . . , . . . . . ~ o . . a .a . a ~ , h ~ , o ~ , ~ , , . .~ s , , ~ . a , ., ~ t ~ , , . : ,, , ~ . u - ~ o o y ~

N O N E ( N o reportable income, ~sets. or transactions,)

A, B. C. D.~cription of A ~s l~om e dunng Oro~ v~lue at ~d T~actions dung reining

Pl~cc "{X)" a~cr each asset ; A~tml T~ (c,g,. Value Value T~ (elg., D=~ { VIIU¢ Gain 1¢xcmM f~ prior disdorurc ’ C~I ~ div., rent. Code 2 Mc~ buy. ~ll, m~d~y ¯ C~c 2 C~e I bu)’ertmllcr

, (A-H~ or im J (J-P} ~ ~ redemption) : (J-P) (A-H) (nfprnv~te

137. MetLifc - flexible premium life policy C Interest K T

13R. flroketagc Accoum #2

1 3 9 . - N a t i o n n l P e n n B i m c s h a r e s . ln ¢ - c o m m o n A D i v i d e n d J TS t o c k



Page 1 3 of 14 G o l d e n , T h o m ~ l M . 0 . S I I 2 / 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

I ) Pan I . Page I . L ine # I - Uncom pensated to serve as one or sev era l Trustees o [ ’a TnJst Fu nd o f the Pennsy lvan ia Bar Assoc ia t ion to promote educat ion an dcharitable pu~ses as~ia~d wilh the legal profe~ion and the ~minist~don ofjuslic¢, wi~h pa~icu]ar reference 1o the p~molion of such pu~os~ in the

Commonweallh of Pennsylvania.

2). Pa~ II, Page I, Line ~ I - The Agreemen~ p~vid~ for monthly paymcn~ of51 I.?~?.3~ over ~he remaining I~ of ~July I, 20~ and will germi~e on luly I. 201 I.

3). Pare VII. Page 4, Lines #3 & #9 - Sove~ign Banco~ Inc. com~n sha~ were convefled b~ merger to Banco Sandier S.A. common shares on Fcb~ 4,

2009. Allot gh~ m~gcr, ~[d shares ]is~ on line #3 w~re then I~nsfe~ed to Brokerage Accounl g I and are now listed on

4}. P~ VII, Page 5. Lines ~18 & #19 -Sovercign B~ca~ Inc. com~n sh~es wer~ convem~ by merger Io B~nco Santander S.A. camman shares on Febmaq4.20~ and are now lisled on Line #19.

S). Pail VII, Pag~ 5, Lines #21 & #22 - Wachovia Co~ 2nd New Corn common shar~ were convened by merger 1o Wells Fargo & Co New common shar~

Janua~ 2, 2009 and arc ~w lis~ed on Line #22.

6). P~ VII. Page 6. Lines #36 & #37 - Sov~ign Banco~ Inc. ~ommon sha~es w~ converted by merger 1o Ban¢o San~ander S.A. common shar~ on Fcboa~ 4,2~g and are now list~ on Line

7). Pan VII. Page 6. Lin~ ~39 & #40 - Wachovia Co~ 2nd New Corn common sh~¢s were conv~cd by merger la Wells Fargo & Co New common sharm~Janua~ 2. 200g and are now lisled on Line ~40.



FINANCIAL DISCLOSURE REPORT [ Golden, ThomasM. D a ~ , o t R e p o r ~ of 14

o ~ n 2 n o ~ o

IX. CERTIFICATION.

I certify that all information given abo ve (including information pertaining to my spo use and minor o r dependent children, if any) is

accurate, true, and complete to the b~st of m y know ledge and belief, and that any inform ation nut reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.

I I’urthcr certify that earned incom e from outside emp loyment and honoraria and the acceptance of gilts which have been reported arc incompliance with the provisions of 5 U.S.C. app. § E01 et, ~;eq., S U.S.C. § 7353, and J udicial Conference regulations.

NOTE: ANY INDIVIDUAL W IIO KNOW INGLY AND W lLFULLY FALSIFIES OR FAILS TO FILE TH IS REPORT MAV B E SUBJECT TO CIVILAND CRIMINAl, SANCTIONS (5 U.S.C, app.§ 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministTative Office of the United Stales CourtsSuite 2-30 IOne Colum bus Circle, N.E.W ashing ton , D.C. 20544

Thomas M Golden Financial Disclosure Report for 2009

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Transcript of Thomas M Golden Financial Disclosure Report for 2009