Thomas F Hogan Financial Disclosure Report for 2010

8/3/2019 Thomas F Hogan Financial Disclosure Report for 2010

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I A010Rev. 1/2011 FINANCIAL DISCLOSURE REPORTINITIAL FILING Report Required by the Ethicsin Governme nt Act of l978(5 U.S.C app. ,~ ,~ 101-111)I. Person Repor ting ( las t name, f ir s t , middle init ial)H ogan, T h omas F .

4. Tit le (Art icle I l l judges ind ica te act ive o r se n io r s ta tus;magis t ra te judges indicate fu l l - or par~- l ime)

U.S . Di s t r i c t Judge - S en ior

7 . C h a m b e r s o r Off ice Address41 1 4 U.S . Cour t h ous e3 3 3 C o n s t i t u ti o n A v e . , N . W.Washington, D.C. 20001

2. Court or Organizat ionU.S . Di s t r ic t Cour t fo r th e Di s t r i ct o f Co lumbia

3. Date o f R e p o r t08/I 6/201

5a. Report Type (check appropriate type)] N o m i n a t i o n , D at e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancevdth applicable laws and regulations.

6. Repor t ing Per iod01/01/2010

to12/31/2010

Reviewing Office r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~L Complete ali parts,checking the NONE box for each part whe re you have no reportable information. Sign on last page.

I. P O S I T I O N S . R e p o c t i n g individual only; seepp. 9-I3 of filing instructions.)[-~ N O N E (N o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.5.

II . AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instruction&)~] (No reportable agreements.)O N E

DATE PARTIES AND TERMS


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I I l . N O N - I N V E S T M E N T I N C O M E . ( n ~ p o , ,i n g i n d i , id u o ~ a n d , p o u s ,; ~ e , p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investm ent Incom e

~] (No reportable non-investment income.)ONEDATE SOURCE AND TY PE

2.3.

4.

INCOME( y our s , no t s pous e s )

B . S p o u s e s N o n - l n v e st m e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.(Dollar amount not required e xcept for honoraria.)

D N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1. 2010 Pr i nc i pa l - M ed i c a l Practice

2.3.

4.

IV . R E I M B U R S E M E N T S - - , ru n s po r, a tio n , I o d g i n g . l o o d , e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 2 5-27 of filing instructions.)

N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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V . G I F T S . (Includes those to spouse and dependent children: see pp. 28-31 of f il ing instructions.)~] N O N E ( N o reportable gifts .)

SOURCE DESCRIPTION1.2.

3.4.

5.

VALUE

V I . L I A B I L I T I E S . a . c ~ u d e s , h o s e o / s p o u s e a . d d c p e . d e n t c h i l d re n : s ~ p p . 3 2 - 3 3 of filing instructions.)~-] N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTIONI. N atio n sB an k Is t T ru st - P ro fe ss io n a l O ffice B u ild in g2. E v e r H o m e M o r t g a g e ( f o rm e r l y k n o w n Mor t ga ge on coun t ry p rope r t ya s A l l i a n c e M o r t g a g e )3.4.5.

VALUECODEL

L


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VII. INVESTMENTS and TRU STS - i ........ l u e , t ra n s a c t i o n s a , c t u d e s t h o s e o f s , o u s e a r i a a e p e , a e n t c m t d r e n : s e e p p . 3 4 - 6 0 o f f i l in g i n s t r u c t i o n s .)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)Place "IX)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div. , r e nt ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lu e Va lu e

C o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

O)Type (e.g.,buy , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Value i Gain

m m / d d / y y Code 2 ~, Code 1(J-P) (A-H)

I d e n t i t y o fb u y e r / s e l l e r

( i f p r i v a t et r a n s a c t i o n )

I. - B R O K E R A G E A C C O U N T # 1 - -

2. Citibank Deposit Program None

3. Allied Capital Corp. None

4. ARES Capital None

5. Cigna None

6. Cap ita l W orld Grow th Class A None

7. Mayor & City Council Ba it. None

8.

J

J

K

K

TMerged

(wi th l in e 4)TT Dona ted(par t)TT

04/15/10

9. --BROK ERAGE ACCOUNT #2--

1 0 . Ci t ibank Depos i t P rogram A Interest K TII. Bank of America None J T

1 2 . Capi t a l W or l d G r owt h CI A N o n e

1 3 . Sangam on , 1 0 / 0 1 /2 0 1 0 N o n e

1 4 . Chicago coupon, 12/01/2011 N o n e

1 5 . B a l i C o C o n s P u b I M P d u e 0 8 / 0 1/ 1 7 A In te re st

K

J

TT

Redeemed 10/01/10 K C

1 6 .

1 7 . - - B R O K E R A G E A C C O U N T # 3 --

1. Income G ain C odes :( S ee C olumns B I and I ) 4 )

2. Value Codes(Se e Co lumn s CI a n d D3)

3. Value Method CodesI Se e Co lumn C2)

A =$1.000 or lessF =$50,091 - $10~.000J = $15,0@) or lessN $250.001 - $500.000P 3 = $ 2 5 . 0 0 ~ . 0 ~ I - $ 5 0 . 0 ~ K ~ . 0 0 0Q = Ap p r a i sa lU =Book V alue

B :$1.001 - S2,500G =$I00.001 - $1,099.009K =$15.0~1 - $50.00~O $ 500.001 - $ 1 .0~ ) .000R Co s t (Re a l E :a a tc On ly )V =Other

C =$2,501 - $5.000HI =$1.0~0.001 - $5.0~.000L =$50.001 - $100,000P I - $1,000,001 - $ 5,000.000P4 =More than $50,0~0,0~0S =A s: : ,cssmcmW =E s t imated

D =$5.001 - $15,000H2 =[q or than $5 . 0 ( ~ . 0 00M = $ 100,0~I - $ 250.0~P2 = $5,0(~,001 - $25.000.000T C a s h M a r k e t

E :$15,00| - $50,000


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V I I . I N V E S T M E N T S a n d T R U S T S - income, vMue, transact ions (Includes those of spouse and dependent chi ldren; see pp. 34-60 of fi ling instruct ion~.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s i n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)Place "(X)" after each asset A m o u n l Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,(A-H) or int . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

V a lu e Va lu eC o d e 2 M e th o d( J - P ) C o d e 3

( Q - W )

(] )Type (e.g.,buy , s e l l ,


T r a n s a c t i o n s d u r i n g r e p o x a i n g p e r i o d

(2) (3) (4)Dale Value G a i n

mm/dd!yy Code 2 Code I(J-P) (A -H )

I d e n t i t y o fb u y e r / s e l l e r

( i f p r i v a t et r a n s a c t i o n )

1 8 . Citibank Deposit Prog A Int./Div. K T1 9 . B anco Santander None J T Donated

(part)20 . GE C o. None J T

21 . Genuine Parts Corp. None K T B u y

22 . Johnson & Johnson None K T

07119/10

23 . Kimberly Clark None K T

24 . Kinder Morgan Energy None K T

25 . Pepsico None K T

26. Scotts Co None K T

27. WaI-Man None K T28. YumBrands None J T

29 . Templeton Emer. Mkts

30 . FNMA Cpn. due 09/25/20

31 . --Mutual Funds--

None K T

None J T

3 2. Ca p it al W o rld G ro w th

33 . Europacific Grow th Fund CI B34 . Ivy Global Nat Res

None K T

None L TNone J T

I. Income G ain C odes :( S ee C olumns B I and D 4)

2. Value Codes(Sc c Co lumn s CI a n d D3)

3. Value Method Codc~(Se e Co lumn C2)

A =$1,000 or lessF =$50,001 - $100.0~0J :$15.0~0 or lessN :$250.001 - $500.00~P3 $25,000.091 . $50.000,000Q - A ppr - a i~ lU =Book V alue

B =$1.0~1 - $2.500G =$100.001 - $1.0~0.0~K :$15.0~1 - $50.0000 :$509,001 - $1,IR)O,000R =C os t ( R eal E s t a t e Only)V =Olhcr

C ~$2,501 - $5,000H I -$ 1.000.001 - $5.000.000L :$50.001 - $100,000P I = $ 1,000.001 - $ 5,000,000P4 -More than $50.000.000S =A s ~zs s mcntW =E s t imated

= $ 5 , 0 0 1 - $ I 5 , 0 0 0H2 =More than $5,000,000M -$100,001 - $250,000P2 =$5,000.001 - $25.000,000

=C as h M ar ket

E =$ 15,001 - $50,000


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V I 1 . I N V E S T M E N T S a n d T R U S T S - inco, .e . , ,olae, transa ctions (Includes those of spouse and dependent c hildren; seepp. 34-60 o f f i ling instructions. )N O N E (No reportable income, assets, or transactions.)


O) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e . g . ,e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3( Q -W )

(1 )T y p e ( e . g .,b u y , s e l l,r e d e m p t i o n )


(2) (3) (4)D a t e Value Gain

m m /d d/yy Co de 2 Code I(J-P) ( A - H )

(5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

35 . Ivy Asset St ra tegy CI C None36 . M e rr ill L yn ch bo n d N o n e

37. Govt Trust Cp n, I 1/15/10 N o n e

38 . FHL N MTG, 07/15/10 N o n e3 9. F HL N M TG , 0 7/ 15 /11 N o n e40 . T VA CP N , 04/15/10 N o n e

41 . T VA CP N , 10/15/10 N o n e42 . TVA CP N, I I /01 /1 1 N o n e43 . T VA FE D BK, 11/01/12 None44 . L e h m a n B r o s . CD A Interest

KK

JJ

TT Bu y 07/19/10 K

Matured I !115/10 J AMatured 07/I 5110 J A

TMatured 04/15/10 J CMatured 10/15/10 J B

TT

Ma ture d I 1/02/10 K A

45 .46 . - -BROKERAGE ACCOUN T #4-

47 . B a n k D e p P r o g r a m A Interest48. AT&T N o n e

J

KTT

49 . B ellso uth Co rp /A T T N o n e

50. Chevron Texaco N o n eJ

L

T

T51. Coca-Cola None K

1. Income G ain C odes :( See C olumns B I and D4 )

2.Value CodesI Se e Co lumn s CI a n d

3. V alue M ethod C odes{S ee C olumn C 2 )

A =$1,000 or lessF =$50.1KII - $100.0~0J =$15,0~0 or lessN =$250.001 - $500,000P 3 $ 25 ,0~ .0~1 - $ 50 ,000 .000Q = A p p r a i salU =Book V alue

B =$1,001 - $2,500G =$100,001 - SI.00~.009K =$15,001 - $50,000O =$50~.001 - $1,000.000R - C os l ( R eal E s t a t e Only)V = O ~ . h cr

C =$2,501 - $5,000H 1 = $ 1,00~.001 - $ 5,000,000L =$50,0~1 - $100.0~0P I = $ 1 . 0 0 0 . 0 0 1 - $ 5 ,0~0 ,00~P 4 = M o re th a n $ 50 ,000.0~S = A s s e s s m e n tW =E s t imalcd

D =$5,001 - $15,000H2 =More than $5,00~,00~M =$ 100,001 - $250,00~P2 =$5,000,001 - $25,0~0.000T =C as h M ar ket

E = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0


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V I I . I N V E S T M E N T S a n d T R U S T S - i.eo.,e, val.o, ,.o.so.ions (includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

Descript ion o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(~) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t ,( A -H ) or i n t . )

Gross value at e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

O)Type (e.g.,

buy , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p ~ r i o d

(2) (3) (4)D a t e V a l u e G a in

m m /d d/yy Co de 2 Code I( J - P ) ( A - H )

I d e n t i t y o fbuy e r / s e l l e r

( i f p r iva tet r a n s a c t i o n )

52. ConEd None K53. Costco N o n e K

54. En Bridge Energy PartnersGE

55. Enterprise Prods Partners

56. Etablliss Delhaize Computer Corp.

57. Exelon

None

None

None

None

K

K

JK

T

T

T

T

58. Exxon None L59 . Fed. Real ty Inv. Tr.60 . Federa l Ex pres s61 . G en era l E lec t r ic

None

None

None

S o l d 08/08/10 K

62. HJ Heinz None K

63. IBM None J

64 . J .P . Morgan Ch as e65 . Kimber ly Cla rk66 . Kin d er M o rg an En erg y

67 . El i Li l ly & Co .68 . Medco

None

None

None

NoneNone

K

K

K

K

J

T

T

T

T

T

I. Income G ain C odes :(SeColumns BI and [ : )4)

2.V alue C odes(Se e Co lumn s CI a n d D3)

3.V alue M ethod C odes(Se e Co lumn C2)

A =$1.000 or lessF ~$50.0OI - $100,000J $15.0OO or lessN =$250.001 - $500,000P3 =$25,000,001 - $50,0OO.000Q =A ppr a i s a lU =Book V alue

B =$1,001 - $2,500G =$100,001 - $1,0~0,0~0K =$15,001 - $ 50,000O =$500,0~1 - $1,00~.00~R =C os t ( R eal E s t a t e Only)V = O ~h er

C =$2,501 - $5,0~0H I = $ 1 ,0~ ,001 - $ 5 ,0~ .0~0L $50,001 - $100.00~PI =$1,000,001 -P4 =More than $50,000,000S =A s s es s mentW =E:,t imated

=$5,001 - $15,000H 2 = More than $ 5.0OO,O00M =$100.0OI - $250.000P2 =$5.000,001 - $25.000,000

=C as h M ar ket

E =$ 15.001 - $ 50,000


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V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transa ctions (Includes those of spouse and depe ndent children; seepp. 34-60 of f i ling instructions. )NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g .,exempt fromprior disclosure Code I div., r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

T y p o ( e . g .,buy , s e l l ,


T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value Gainmm/dd!yy C o d e 2 Code I

(J-P) (A -H )

(s )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

69. Merck &Co. N o n e K

70. Microsoft N o n e K

71. Pe ps i C o

72. Pfizer, Inc.73. P roc tor & Gamble

N o n eN o n eN o n e

LKK

TTT

74. 3M N o n e K75. U P S76 . Veri zon77. V o d a p h o n e78 . W e l l s F a r g o79 . FNMA C1 59, 10/25/202280 . Bank of Am er ica Mtg. S ec . CI A I3

81 . Ban k o f Am erica M tg . See . CI AI482 . B a n k o f A m e r i c a F u n d in g C I 1 A 3 883 . B a n k o f A m e r i c a M tg S e e C I 3 A 984 . Chase Mtg. Fin. C1 2A385 . Chase Mtg. Fin. CI 2A2

N o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n e

N o n eN o n e

KK

KJ

JJJK

T Bu y 08/06/10 KT Bu y 08/06/10 K

S o ld 08 /06 /10 KTT

R e d e e m e d 08/25/10 KR e d e e m e d 08/25/10 K

TTTT

CC

1. Income Gain Codes: A =$ 1,000 or less B = $ 1,001 - $2,500 C = $ 2,501 - $5,000 D =$5.001 - $15.0~0(Se e Co lumn s B I a n d I M ) F =$50.0~1 - $ 100,000 G =$100,001 - $1,000.0~O HI =$1,000.0OI - $5.000.0OO t l2 =More than $5.0~O.000

2. Value COdes J =$15.000 or less K =$15.001 - $50,0~ L = $50.0~ I - $ 100,0(10 M = $ 100.001 - $250.00~(Se e Co lumn s CI a n d D3) N =$250.001 - $500,000 O =$500.0~1 - $1,0~O,0~O PI = $1,00O,001 - $5.000,000 P2 =$5.000.001 - $25,000,000

P3 $ 25,0~,0~ I - $ 50.000.000 p4 = More than $ 50,000,0003. Value Method Codes Q =A ppr a i s a l R =C os t ( R eal E s t a t e Only) S = A s ~ s s m e n l T =Cash MarketI se e Co lun m C2) U =Book V alue V -O ~ hcr W = E stim ated

E = $ 1 5, 001 - $ 50 , 000


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VII. INVESTMENTS an d TRUSTS - i .... e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lu d i n g t ru s t a s se ts ) r e p o r t i n g p e r io d

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,

G r o s s v a l u e a t e n do f r e p o r l i n g p e r i o d(~) (2)

V a lu e Va lu eC o d e 2 M e t h o d

( A - H ) or i n t . ) (J-P)


O) (2) (3)T y p e (e.g., Date Value

buy , s e l l , mm]dd/yy Code 2

86 . Chase Meg. Fin. CI 2A5 None

87 . Eu roPacific Grow lh Fu nd CI B None

8 8. Iv y In tl Co n Eq u it y None

8 9 . Iv y G lo b a l N at Re so u rc es Cl C None

90 . Ivy Asset Strat. CI-C None91 . NationsBank Sub Note A I n t e r e s t92 . Lincoln National bond 03 /15/18 None

93 . Dow Chemica l05/15/2018 A I n t e r e s t9 4. Alc oa In c b o nd None9 5. Mer r il l Ly nch b on d 07 /1 5/1 8 None

96 . AmerenEnergy b ond None97 . W ash RE Inv None98 . FHLN Mtg., I115/10 None

9 9. F NM A St ri ps , 2 /0 1/ 10 None

100. FICO Strips SR 1 I, 2/0 8/10 None

101. T VA CP N , 10115/I I No ne102. F1CO Str ips SR 19, 12/06/12 None

K

J

K

K

J

J

J

K

K

K

K

K

K

J

C o d e 3( Q -W )

TTT

TTT

T

TTTTT

TT

redempt ion) (J-P)

Bu y 03/03/10 K

B uy 08/06/ I 0

B uy 01/22/10 K

B uy 06/02/10 K

B uy 11/02/10 K

B uy 11/02/10 KMatured 01/I 5/I 0 J

Matured 02/01/10 J

Matured 02/08/I 0 K

( 4 ) ( 5 )Gain Identity of

Code I buyer/seller(A-H) (if private

t r a n s a c t i o n )

I. In co m e Gain Cod es : A = $1,000 o r less B = $1.001 - $2,500 C = $2,501 - $5,000( S ee C olu r aas B I and D 4 ) F = $ 50.001 - $ 100,000 G = $ 100,001 - $ 1,0~0.000 H I = $ 1,000.001 - $ 5,000.000

2. Value Codes J = $ 15,000 o r less K - $ 15.001 - $ 50.000 L = $ 50,001 - $ 100.000(Se e Co lumn s CI a n d D3) N =$250.001 - $509,000 O =$ 500.0 01 - $ 1.0 90,0 00 P I = $1 .0 00 .00 1 - $5 .00 0,0 00

P3 =$25,000,001 - $50.000,000 P4 =More than $50,[email protected]. Value Method Codes Q = Ap p r a i sa l R =C os t ( R eal E s t a t e Only) S =A s s cs s mcnt(Se e Co lumn C2) U -B o o k Va lue V =Other W =E s t imated

D =$5,001 - $15,000H 2 =More than $5.000,000M =$ 100,001 - $250,000P2 -$5,0~0,001 - $25,000,000T C a s h M a r k e t

E = $ 1 5 , 0 0 1 - $5 0 , 0 0 0


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V I I . I N V E S T M E N T S a n d T R U S T S - i n c o . , . , , ,olue, transactionx (Includes those of spouse and dep endent children; seepp. 3 4-60 of f i l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(i) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u m T y p e ( e . g .,e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value Value

C o d e 2 M e t ho d( J - P ) Code 3( Q -W )

T y p e ( e . g .,buy, se l l ,r e d e m p t i o n )


D a t e Value Gainmm/dd!yy Code 2 Code 1

( J - P ) ( A - H )

(s )I d e n t i t y o f

buyer/seller( i f p r i v a t et r a n s a c t i o n )

1 03. TVA Bo n d s , 1 2/1 5/1 2 None1 04 . Euro ban k CD, 06/08/201 0 N o n e1 05. Cap i ta l O n e Ban k CD , 1 0/26/201 0 N o n e106.

R e d e e m e dMatured

06/08/I 010/26/10

K A

A

107. - -BROKERA GE ACCOUN T # 51 08. O p p en h St r In c N N o n e K1 0 9 . A m F d s C a p W l d G / I R 3 N o n e K1 1 0. Am Euro G ro wth F un d R-3 N o n e K

T

T

T

I I I. Amer G ro wth F un d R -3 N o n e K1 1 2 . A m e r i F u n d s l n c F u n d 3 None K T1 1 3 . A m e r i c a B o n d F u n d 3 N o n e K T1 1 4 . P IM C O R e a l R e t R None K1 1 5 . F e d e r a t e d K a u fm a n n K N o n e KI 16 . Oppenh In t l Bond NI 1 7 . B l a c k R o c k T e m p F u n d M g m t

I 1 8 . V a n Ka m p e n E q l n c R119.

N o n eN o n e

None

KJ

K

T

T

T

I. Income G ain C odes :( S ee C olumns B I and

2.Value Codes(Se e Co lumn s CI a n d

3. V alue M ethod C odes(Se e Co lumn C2)

A =$1.000 or lessF =$50.0~1 - $10~.0~)J =$15.0~3 or lessN -$250.001 -P3 $25.00~.001 - $ 50.000.000Q = Ap p r a i sa lU =Book V alue

B =$1,001 - $2,500G-$t00.001 - $1,000,000K =$15,001 - $50.000O -$500.001 - $1,0{~.000R C o s t ( R e a l E s t a l e O n l y )V -Oth e r

C = $ 2 , 5 0 1 - $ 5 , 0 0 0H I = $ 1 , 0 0 ~ , 0 0 1 -L = $ 5 0 , 0 ~ I - $ 1 0 0 , 0 0 ~P I =$1.000,001 - $5,000,000P4 =More than $50,000,000S =A s s cs s men!W =E s l imatcd

D =$ 5,001 - $15,000H2 =More ~han $5,000.000M =$ 100,001 - $250,000P 2 = $ 5 , 000 ,001 - $ 25 .000.000T =C as h M ar ket

E = $ 1 5 . 0 0 1 - $50,0~30


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FINANCIAL DISCLOSURE REPORTP ag e 1 1 o f 1 4

N a m e o f P e r s o n R e p o r l in gHogan, Thomas F.

D a t e o f R e p o r t08/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transact ions (Includes those o f spouse and dependent chi ldren; see pp . 34-60 of fi ling instruct ion~)N O N E (No reportable income, assets, or transactions.)


(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A -H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

V a l u e V a l u eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

0)Type (e.g.,buy , s e l l ,



D a t e Value Gainm m /d d/yy Co de 2 Code I

(J-P) (A-H)I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e


1 2 0 . -B R O K E R A G E A C C O U N T #6-121. Citibank Deposit Program

122. Capital World Grow th Class A

123. Euro Pacific Grow th

N o n e

N o n e

N o n e

K TT

124. Franklin Tax Free Trust High Yield TaxfreeIncome Fnd.1 25. Nat io n sBan k Co rp Sub No te , 9/15/161 26. Co o k Co un ty #205127. How a rd C oun t y C ons .128. Maryland State Health

129.

A Dividend L

A I n t e r e s t J

None J

None K

None K

T

TT

T

T

1 3 0 . - - O IL & G A S W E L L S H A R E S - -

1 31 . To ta l F in a E l f .1 32. G asTan k J t . Ven .

B Royalty J WB Distribution K W

1 3 3 . A t l a s G a s W e l l134.

Royal ty J W

1 3 5 . - - R E A L E S T A T E - -136. Sussex Co. , DE I/2 int. D R e n t M W

I. Income G ain C odcs :(See Columns BI and 13,4)

2. Value Codes( S ee C olumns C I and D 3 )

3. V alue M ethod C odes S cc C olumn C 2 )

A=$1,000 or lessF =$50.001 - $100.000J = $15.000 or lessN =$250.091 - $500,000P 3 =$25.000,001 - $50,000.000Q =AppraisalU =Bc~k V alue

B =$1,001 - $2,500G =$100.001 - $1.0~0.000K =$15.001 - $50.000O = $500,001 - $1,1~) .000R =C os t ( R eal E s t a l e Only)V O t h e r

C =$2,501 - $5,000H I = $ 1.000.001 - $ 5.000.000L =$50,001 - $100.000PI =$1.000.001 - $5.04)0.000P4 =More than $50,000.000S = A s: , cs~m en tW = E~t i m a t c d

D =$5,001 - $15,000H2 -More than $5.000,000M =$ 100,001 - $250.000P2 =$5,0~0,001 - $25.000,00~T - ~Tas h M ar ket

E =$ 15.001 - $50,000


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D a t e o f Repor t08/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transact ions (Includes those of spou se and d ependent chi ldren; see pp. 34-60 of fi l ing instruct ions.)NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lud in g trust a s s e ~ s ) r e p o r t i n g p e r i o d

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

V a l u e V a l u eC o d e 2 M e t h o d

(J -P) C o d e 3( Q - W )

( 1 )Type (e.g.,buy , s e l l ,



(2) (3) (4)D a t e Value Gain

mm/dd /yy Cod e 2 Code 1(J-P ) (A-H)

( s )I d e n t i t y o f

buy e r / s e l l e r( i f p r iva te


137. ! ~ . .~ j - c o u n t r y p r o p e r t y138. Countr y Prop. I13 sh. ." ~ ~

1 3 9 . ~::~: _,? -,.~_~?~:~ Ptnrsh~p. Fa~rfax Co. A.

140 . Ga. hsg . p tnrsh . , c/o W inthrop Boston

141. ~ ~ FairfaxCo.,VA142.

None M WNone K W

D R e n t L W

A Distribution J W

D I n t e r e s t L W

143. - -MISC--144. Centennial MM Tr. Money Ma rket A I n t e r e s t K

1. Income G ain C odes :( S ~e C olumns B 1 and D 4)

2.Value Codes(Se c Co lumn s CI a n d D3)

3.V alue M ethod C odes(Se e Co lumn C2)

A =$1,000 or lessF = $ 50.001 . $ 10~ .0~J $15 , 0 0 0 or l essN =$250,0~1 - $500.0~9P3 -$25.000.001 - $50.000.000Q =A ppr a i s a lU =Book V alue

B =$1,001 - $2,500G =$100,001 - $1,0~,000K =$15,001 - $50.000O :$500.001 - $ 1 ,090 ,000R =C os t ( R eal E s l a l e Only)V -OI h e r

C =$2,501 - $5,000H 1 =$1,000,0~1 - $5,000,000L =$ 50,001 - $I00.000PI =$1,000,0~1 -P4 =More than $50.000,000S =A s s cs s menlW =E s t imated

D =$5,!)01 - $15,000H2 =More than $5,000.000M =$100.001 - $250,00012 =$5,000,001 - $25.000.000T =Cash Market

E =$15.001- $50,000


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N a m e o f P e r s o n R e p o r t in gHogan , Thomas F.

D a t e o f R e p o r t08/16/201 I

VIII . ADDITIONAL INFORMA TION OR EX PLA NATIONS. (Indicate part of report.)I r r e v o c a b l e T r u s t -- b a s e d o n a 1 9 9 4 E t h i c s C o m m i t t e e o p i n i o n , a s s e t s h e l d in i r r e v o c a b l e t ru s t f o r h ~ c h ~ s e r v e s a s s o l e t r u s t e e a n d o v e r w h i c h I h a v e n oa u t h o r it y w h a t s o e v e r , a r e n o t r e q u i r e d t o b e l i s te d . T r a n s a c t i o n s i n v o l v in g a s s e t s o f t h e t r u s t a r e m a n a g e d b y a b r o k e r a g e f i n n ; ~ ~ I- i s cons ul t ed on ly for a" yes " or " no" rega rd ing pros p ec t ive purch as es o r s a l e s .


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Na m e o f P e r so n R e p o r t in gH o g a n , T h o m a s F .

Dale of Repor t08/16/201 I

IX. CERTIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) is

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) ~ n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i nc ompl ianc e wi th the p rovis ions o f 5 U.S .C. app . 501 e t . seq . , 5 U.S .C. 7353, and Jud ic ia l Confe renc e r egula t ions .

Signature

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-30 lOne Columbus Circle, N.E.Washington, D.C. 20544

Thomas F Hogan Financial Disclosure Report for 2010

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Transcript of Thomas F Hogan Financial Disclosure Report for 2010