The Criminalisation of the Intentional Destruction of ... · Alfred Rosenberg had headed...
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University of Technology, Sydney
From the SelectedWorks of Ana Filipa Vrdoljak
2016
The Criminalisation of the IntentionalDestruction of Cultural HeritageAna Filipa Vrdoljak, University of Technology, Sydney
Available at: http://works.bepress.com/ana_filipa_vrdoljak/38/
The Criminalisation of the Intentional Destruction of Cultural Heritage
Ana Filipa Vrdoljak ∗
Introduction
The Arch of Titus on the Via Sacra in Rome was erected in 82 AD to commemorate the
sacking of Jerusalem by the Roman Emperor Titus. The south panel depicts the procession of
spoils from the Temple with the Menorah being carried in the centre of the relief. Hugo
Grotius in De jure belli ac pacis (1625) noted that Titus Flavius Josephus, who served Titus
during the siege of Jerusalem, argued that the Temple’s destruction was ‘in accordance with
the law of war’.1 This relief which has survived two millennia remains a powerful symbol of
the deliberate destruction and pillage of the cultural heritage and subjection of a people. As
the ancients acknowledged such acts were integral to the conduct of war and belligerent
occupation as a means of demoralising enemy and accelerating their conquest.2 However,
since the nineteenth century and the earliest efforts to codify the laws and customs of war, the
international community has sought to condemn such acts and hold the perpetrators to
account. This chapter examines how modern international law is protecting world heritage
(‘the cultural heritage of all humanity’) by criminalising the intentional destruction of cultural
heritage.
[insert Fig.1 Arch of Titus, Rome, Italy].
The permanent recording of the sacking on the Temple in Jerusalem, over and above the
physical act of destruction itself, is telling. The intrinsic propaganda value was not lost on the
conquered or the inhabitants of the conqueror. In the digital age of the twenty-first century,
which has witnessed a proliferation of deliberate acts of destruction, damaging and pillaging
of World Heritage sites and its broadcasting via social media and the Internet, this potential
continues to be exploited. This chapter examines the evolving rationales for the intentional
destruction of cultural heritage since the early twentieth century and international law’s
response to such acts. First, there is an analysis of its initial criminalisation with the
codification of the laws and customs of war and their interpretation by the Nuremberg
∗ Professor, Faculty of Law, University of Technology Sydney. 1 H. Grotius, De jure belli ac pacis. Libri tres. J. B. Scott (ed.) and F. W. Kelsey (trans.) (Oxford: Clarendon Press, 1925), p.662. 2 Ibid., at pp.658-661.
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Tribunal in 1945 through to the jurisprudence of the International Criminal Tribunal for the
former Yugoslavia and the International Criminal Court, The Hague. Next, I consider how
these developments were extended to crimes against humanity and genocide which enabled
deliberate, targeted destruction of cultural heritage to be viewed as intrinsic to gross
violations of international humanitarian law and systematic abuses of human rights. Finally, I
examine the transformative impact of the digital age on the deliberate destruction of world
heritage and the efforts of the international community, through the UN Security Council and
UNESCO, to cooperate in curbing incitement and holding perpetrators to account for crimes
against the common heritage of humanity.
War crimes
Modern international law has prohibited the deliberate seizure, destruction or damaging of
cultural property from the first codifications of the laws and customs of war in the nineteenth
century. These earliest efforts made clear that although cultural and religious sites and
monuments, and works of art and science, may be bounded to the territory of a state, they
attracted international protection because of their importance to all humanity, such acts
constituted war crimes, and perpetrators of such acts would be held to account. These basic
tenets have been reiterated repeatedly in successive multilateral instruments for over 150
years.
Codification and the Nuremberg Judgment
The destruction of Strasbourg’s cathedral and library during the Franco-Prussian War of
1870–71 and the ensuing public outcry led to an international conference in mid-1874, which
adopted the International Regulations on the Laws and Customs of War (Brussels
Declaration).3 Although it never entered into force, it contains the core elements of the
protection of cultural property during armed conflict in place today.4 It provides that during
belligerent occupation, ‘all seizure or destruction of, or wilful damage to, institutions
dedicated to religion, charity and education, the arts and sciences’, historic monuments,
works of art and science should be made subject of legal proceedings by the competent
authorities’ (Article 8 (emphasis added)).
3 G. Rolin-Jaequemyns, ‘Essai complémentaire sur la guerre franco-allemande dans ses rapports avec le droit international’, 2 Revue de droit international (1871) 288, at 302. 4 International Declaration concerning the Laws and Customs of War, 27 August 1874, not ratified, 1 American Journal of International Law (1907) vol.1(supp.), p.96.
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The first binding international obligations for the protection of cultural heritage related to the
rules of war emerged from the series of international conferences held in 1899 and 1907.5
The Regulations annexed to the Convention (II) with Respect to the Laws and Customs of
War on Land (1899 Hague II Convention) and Convention (IV) respecting the Laws and
Customs of War on Land (1907 Hague IV Convention),6 were found to be customary
international law and ‘recognized by all civilized nations’ by the International Military
Tribunal (IMT) at Nuremberg in 1945.7 A decade earlier, jurist Charles de Visscher noted
that this immunity was granted because these objects and sites were ‘dedicated to an ideal
purpose’.8 He added that ‘international conventional law has established such acts as genuine
violations of the law of nations, the perpetrators of which are marked out for collective
repression by the signatory States’.9 Under the Hague Regulations, during hostilities ‘all
necessary steps should be taken to spare, as far as possible, buildings dedicated to religion,
art, science, or charitable purposes, historic monuments, hospitals, and places where the sick
and wounded are collected’ as long as they are not used for military purposes, marked with
the distinctive sign, and have been notified to the enemy (Article 27). During occupation, the
‘property of the communes, that of religious, charitable, and educational institutions, and
those of arts and science’ is protected as private property with no reference to military
necessity. Seizure, destruction, or wilful damage to these institutions, historical monuments,
works of art or science, ‘is forbidden’, with violations ‘to be made subject to legal
proceedings’ (Article 56 (emphasis added)).
These prohibitions were tested with the widespread, deliberate destruction of cultural
property during the First World War, especially on the Western Front including Louvain
University’s library and Reims Cathedral.10 The Preliminary Peace Conference of Paris of
1919 established the Sub-Commission III of the Commission on Responsibilities, which was
5 See M. Huber, ‘La propriété publique en cas de guerre sur terre’, Revue Générale de Droit International Public, (1913), at 657. 6 Convention (II) with Respect to the Laws and Customs of War on Land and Annex, 29 July 1899, in force 4 September 1900, American Journal of International Law (1907), vol.1(supp.), p.129; and Convention (IV) respecting the Laws and Customs of War on Land, and Annex, 18 October 1907, in force 26 January 1910, American Journal of International Law (1907), vol.1(supp.), p.90. 7 International Military Tribunal, Nuremberg, ‘Judgment’, American Journal of International Law (1947) vol.41, p.172, at pp.248–249. 8 C. De Visscher, ‘International Protection of Works of Art and Historic Monuments’, in Department of State Publication 3590, International Information and Cultural Series 8, reprinted in Documents and State Papers, (June 1949), p.821, at p.828. 9 Ibid. 10 See P. Clemen, Protection of Art during War, (Leipzig: E.A. Seeman, 1919).
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instructed to investigate and make recommendations on the violation of the laws and customs
of war perpetrated by Germany and her allies.11 The draft list of war crimes it prepared
included the ‘wanton destruction of religious, charitable, educational and historic buildings
and monuments’.12 Unable to secure trials before an inter-Allied criminal tribunal, affected
countries pushed for extradition of suspects to stand trial before their own national courts.13
France sought extradition of several suspects for violations against cultural property;14
however, these requests proved fruitless and they were tried in absentia.
During the Second World War, Allied Powers made successive announcements stating their
intention to hold Axis nationals who had violated the laws and customs of war to account at
the end of the conflict.15 The Hague Regulations and work of the 1919 Commission proved
vital in the indictment and prosecution of the Nazi and Axis war criminals. The jurisdiction of
the International Military Tribunal (IMT) at Nuremberg covered violations of the laws and
customs of war including ‘plunder of public or private property, wanton destruction of cities,
towns or villages, or devastation not justified by military necessity’.16 The indictment of the
major war criminals charged that part of their ‘plan of criminal exploitation’ the
‘destr[truction of] industrial cities, cultural monuments, scientific institutions, and property of
all types in the occupied territories’.17 Alfred Rosenberg had headed ‘Einsatzstab Rosenberg’,
a programme involving the confiscation of cultural objects from private German collections
and occupied territories.18 The U.S. Prosecutor argued that: ‘[T]he forcing of this treasure-
house by a horde of vandals bent on systematically removing to the Reich these treasures
which are, in a sense, the heritage of all of us...’.19 The IMT found that Rosenberg had
11 American Journal of International Law (1947) vol.14, p.95 at pp.114–115. 12 Ibid. 13 J. Horne and A. Kramer, German Atrocities. 1914: A History of Denial, (New Haven: Yale University Press, 2001), Appendix, pp.448-50. 14 Ibid. 15 See in particular, Declaration of the Four Nations on General Security (Moscow Declaration), 30 October 1943, American Journal of International Law (1944) vol.38 (supp.), pp.7–8. 16 Art.6(b) of the Charter of the International Military Tribunal, Nuremberg annexed to the Agreement by United Kingdom, United States, France and USSR for the Prosecution and Punishment of the Major War Criminals of the European Axis, 8 August 1945, 82 UNTS 279. 17 Count Three (War Crimes), Part E (Plunder of Public and Private Property), Indictment, in Trial of the Major War Criminals before the International Military Tribunal, Nuremberg, 14 November 1945–1 October 1946, (42 vols, Nuremberg: [s.n.], 1947–1949), vol.1, at pp.11–30. 18 L. Nicholas, The Rape of Europa: The fate of Europe's treasures in the Third Reich and the Second World War (London: Papermac, 1994). 19 Trial of the Major War Criminals, note 17, vol.IV, p.81.
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directed that the Hague Regulations ‘were not applicable to the Occupied Eastern
Territories’; and that he was ‘responsible for a system of organised plunder … throughout the
invaded countries of Europe’.20 He was found guilty and sentenced to death. There were also
examples covering the deliberate destruction of cultural property. For instance, the French
Permanent Military Tribunal found a civilian guilty of a war crime for destroying a statute of
Joan of Arc and a monument commemorating the First World War dead, on the order of a
German official, in violation of Articles 46 and 56 Hague Regulations, the 1919 Commission
List, and Article 257 of the French Penal Code.21
The Nuremberg Judgment proved influential in the codification efforts of UNESCO which
led to the adoption of the Convention for the Protection of Cultural Property in the Event of
Armed Conflict (1954 Hague Convention).22 Its travaux noted that the Nuremberg Tribunal
has ‘introduced the principle of punishing attacks on the cultural heritage of a nation into
positive international law’.23 The Convention’s preamble speaks of the universal importance
of the cultural heritage:
Being convinced that damage to cultural property belonging to any people
whatsoever means damage to the cultural heritage of all mankind, since each people
makes its contribution to the culture of the world;
Considering that the preservation of the cultural heritage is of great importance for
all peoples of the world and that it is important that this heritage should receive
international protection …24
For the first time there is reference to ‘cultural heritage’ rather than ‘cultural property’ in a
multilateral instrument,25 which emphasises its intergenerational importance. This aspect was
reaffirmed by a resolution adopted at the first meeting of the High Contracting Parties to the
Convention which noted that ‘the purpose of the Convention … is to protect the cultural
20 Nuremberg Judgment, note 7, p.237. 21 Trial of Karl Lingenfelder, French Permanent Military Tribunal, Metz (judgment of 11 March 1947), in UNWCC, Law Reports of Trials of War Criminals (London: HMSO, 1949), vol.9, p.67. 22 14 May 1954, into force 7 August 1956, 249 UNTS 240. 23 UNESCO Doc.7C/PRG/7, Annex I, at p.5. 24 1954 Hague Convention, PP2 and PP3. 25 UNESCO Doc.7C/PRG/7, Annex II, at p.20.
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heritage of all peoples for future generations’.26 The ‘importance’ of the protected cultural
site or object is not determined exclusively by the state where it is located; rather, it extends
to ‘people’.27 Also, the Convention applies to international and non-international armed
conflicts.28 In respect of international armed conflict each of the parties to the conflict is
bound to the Convention’s obligations ‘as a minimum’ (Article 19(1)). If one of the parties is
not a High Contracting Party, the treaty obligations remain binding on the High Contracting
Parties and any other party which declares that it accepts and applies the obligations (Article
18(3)). The travaux indicates this is because of the ‘moral obligation to respect the cultural
property of an adversary not party to the Convention, such property belonging to the
international community as well as the State concerned.’29 Its application to non-international
armed conflict is recognised in customary international law.30 Also, the United Nations has
stated that its peacekeeping forces observe the 1954 Hague Convention.31
The 1954 Hague Convention defines obligations for the safeguarding and respect of cultural
property by the High Contracting Parties during peacetime, armed conflict, and belligerent
occupation. The obligation to respect arising during hostilities,32 is engaged with the
declaration of war or an armed conflict between two or more High Contracting Parties, even
if not recognised as a state of war by one of them (Article 18). It applies to total or partial
occupation of the territory of the High Contracting Party even if there is no resistance. The
obligation to respect includes respect for cultural property situated within one’s own territory
as well as the territory of other High Contracting Parties, by not using the property and its
immediate surroundings for purposes that could expose it to destruction or damage (Article
26 UNESCO Doc.CUA/120, at p.22. The draft recital had read: ‘Being convinced that damage to cultural property results in a spiritual impoverishment for the whole of humanity’: UNESCO Doc.7C/PRG/7, Annex II, at p.20. 27 This definition is applied to the two Protocols to the Convention: see Art.1, Protocol for the Protection of Cultural Property in the Event of Armed Conflict (First Hague Protocol), 14 May 1954, into force 7 August 1956, 249 UNTS 358; and Art.1(b), Second Protocol to the Hague Convention for the Protection of Cultural Property in the Event of Armed Conflict (1999 Hague Protocol) 26 March 1999, into force 9 March 2004, 2253 UNTS 212. 28 Art.19, 1954 Hague Convention; and Art 22, 1999 Second Hague Protocol. 29 UNESCO Doc.7C/PRG/7, Annex I, at 5–6. 30 Prosecutor v Duško Tadić, Interlocutory Appeal on Jurisdiction Judgment, No IT-94-1-A, Appeals Chamber, ICTY, (2 October 1995) at 98 and 127. 31 Secretary-General’s Bulletin on the Observance by UN Forces of International Humanitarian Law, 6 August 1999, UN Doc.ST/SGB/1999/13, para.6.6. 32 The travaux notes that the obligation to respect ‘means abstention from endangering cultural property and the arrangements which ensure its safeguarding, and abstention from prejudicing them’: UNESCO Doc.7C/PRG/7, Annex, at p.8.
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4(1). Second, they must not engage in any act of hostility against such property, with the
obligation being waived if ‘military necessity imperatively requires’ (Article 4(2)). This
qualifier was confirmed in the Second Protocol (Article 6).33 During belligerent occupation,
the High Contracting Party as occupying power must cooperate with and support the
competent national authorities in protecting the cultural heritage (Article 5, 1954 Hague
Convention). The provision extends to informing insurgent groups of their obligation to
respect cultural property.34 Article 9 of the Second Protocol provides that the State Party
must prevent and prohibit any illicit export, other removal, or transfer of ownership of
cultural property;35 archaeological excavations except when ‘strictly required to safeguard,
record or preserve’ cultural property; and changes to the cultural property intended to hide or
destroy ‘cultural, historical or scientific evidence’. This protection afforded cultural heritage
during occupation is augmented by the First Protocol concerning the removal and return of
movable heritage.
The distinction made in the 1954 Hague Convention between general protection (Chapter I)
and special protection (Chapters II of Convention and Regulations) is significant for the
purposes of the prosecution of war crimes, that is, grave breaches of international
humanitarian law. However, the criteria laid down for attracting special protection were so
onerous that very few sites or properties were listed. By the late twentieth century, only one
site (the Vatican) was nominated. Reiterating the obligation contained in the 1907 Hague
Regulations, the 1954 Hague Convention requires High Contracting Parties to ‘undertake to
take, within the framework of their ordinary criminal jurisdiction, all necessary steps to
prosecute and impose penal or disciplinary sanctions upon those persons, of whatever
nationality’ who commit or order to commit violations of its obligations (Article 28).36 The
provision’s weak wording and subsequent failure of High Contracting Parties to enact
enabling legislation was noted by a 1993 review of the 1954 Hague Convention.37 Prepared
33 P. J. Boylan, Review of the Convention for the Protection of Cultural Property in the Event of Armed Conflict (The Hague Convention of 1954), UNESCO Doc.CLT-93/WS/12 (1993), at p.17. 34 See also Art.32, Part VI of the 1956 UNESCO Recommendation on International Principles Applicable to Archaeological Excavations, in UNESCO, Records of the General Conference, Ninth Session, New Delhi 1956: Resolutions, (Paris: UNESCO, 1957), at p.40. 35 Arts 11 and 12 of the Convention on the Means of Prohibiting and Preventing the Illicit Import, Export and Transfer of Ownership of Cultural Property, 14 November 1970, in force 24 April 1972, 823 UNTS 231. 36 The USSR had unsuccessfully proposed a more detailed provision borrowing from Article 146 of the Geneva Convention (IV) relative to the Treatment of Civilian Persons in Time of War of 1949: UNESCO Doc.CBC/DR/71, at p.390. 37 Boylan, note 33 at p.93.
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in the shadow of the Yugoslav conflicts, its recommendations to address this limitation were
realised in the Second Hague Protocol adopted in 1999.
Bombing of Dubrovnik, ICTY and 1999 Hague Protocol
The jurisprudence of the International Criminal Tribunal for the former Yugoslavia
established in 1993 picked up where the Nuremberg Tribunal had left off almost a half
century before. During Yugoslav wars of the 1990s, the combatants deliberately targeted the
cultural and religious property of the opposing side, including World Heritage listed sites.38
In response, the United Nations indicated that it would investigate and prosecute those
responsible. The adoption of the ICTY Statute during the Yugoslav wars was intended to
have punitive and deterrent objectives.39 The relevant provision covering crimes against
cultural property reflect the wording of Article 56 of the 1907 Hague Regulations, and not the
1954 Hague Convention and its Protocol, even though all belligerents were parties.40 Article
3(d) ICTY Statute covering war crimes including: ‘[S]eizure, destruction or wilful damage
done to institutions dedicated to religion, charity and education, the arts and sciences, historic
monuments and works of art and science.’ Under this provision, it must be shown that the
international or internal armed conflict existed and had a close nexus with the alleged acts.41
The most significant cases on this count pertain to the bombardment of the fortified city of
Dubrovnik in early October 1991.42 The leading cases involved Miodrag Jokić, a commander
of the Yugoslav People’s Army and responsible for the forces which attacked Dubrovnik on 6
October 1991, and Pavle Strugar, his superior found to have ‘legal and effective control’ over
the forces in the area. When deciding which property falls within the protection afforded
38 See Report of the Secretary-General to the President of the UN Security Council, annexing the Interim Report of the Commission of Experts Established Pursuant to SC Res.780(1992), UN Doc.S/1993/25274 (9 February 1993); and M. Kéba M’Baye, Final Report of the United Nations Commission of Experts Established Pursuant to SC Res.780(1992), UN Doc. S/1994 674 (27 May 1994) Annex XI: Destruction of Cultural Property Report, 66–68, at pp.285–297. 39 M. Frulli, ‘Advancing the Protection of Cultural Property through the Implementation of Individual Criminal Responsibility: The Case-Law of the International Criminal Tribunal for the former Yugoslavia’, Italian Yearbook of International Law (2005) vol.15, p.195, at p.197. 40 Yugoslavia was a High Contracting Party to the 1954 Hague Convention and 1954 Hague Protocol, and after its dissolution the successor states have become parties: Croatia (1992), Slovenia (1992), Bosnia and Herzegovina (1993), Serbia (2001), and Montenegro (2007). Serbia (2002), Slovenia (2004), Croatia (2006), and Montenegro (2007) are Parties to the 1999 Second Protocol. 41 Prosecutor v Duško Tadić, Appeal Judgment, No IT-94-1-A, Appeals Chamber, ICTY (2 October 1995) at 66–70. 42 See C. Bories, Les bombardements serbes sur la vieille ville de Dubrovnik: La protection internationale des biens culturels (Paris: Pedone, 2005).
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under Article 3(d), the tribunal has referenced definitions contained in conventions covering
both during armed conflict and peacetime including the Convention concerning the
Protection of the World Cultural and Natural Heritage (World Heritage Convention).43 In
Strugar, the Trial Chamber emphasised the Old Town’s inscription on the World Heritage
List. It noted that the List included ‘cultural and natural properties deemed to be of
outstanding universal value from the point of view of history, art or science’ and a reasonable
trier of fact could conclude it came within the meaning of cultural property in Article 3(d).44
With the actus reus element of Article 3(d), the ICTY considered customary law concerning
attacks on cultural heritage. In Strugar, it emphasised that the cultural property’s use rather
than its location was determinative of loss of immunity.45 The tribunal found it was presumed
to enjoy the same general protection afforded to civilian objects, except where they had
become military objectives because ‘their nature, location, purpose or use make an effective
contribution to military action and whose total or partial destruction, capture, or
neutralisation, in the circumstances ruling at the time, offers a definite military advantage.’46
For the mens rea requirement of this crime, it was necessary to show that the defendant
committed the acted wilfully, that is, deliberately or with reckless disregard for the
substantial likelihood of the destruction or damage of a protected cultural or religious
property.47 The perpetrator must act with the knowledge that the object is cultural property.
In Strugar this was established because Dubrovnik was on the World Heritage List; and in
Jokić the tribunal found that the 1954 Hague emblem was manifestly visible at the relevant
time.48 In the sentencing phase for war crimes against cultural property, the tribunal has
stated that ‘this crime represents a violation of values especially protected by the international
43 16 November 1972, into force 17 December 1975, 1037 UNTS 151. 44 Prosecutor v Pavle Strugar, Rule 98bis Motion, No IT-01-42-T, Trial Chamber II, ICTY (21 June 2004), at 80–81; and Prosecutor v Miodrag Jokić, Trial Judgment, No IT-01-42/1-S, Trial Chamber I, ICTY (18 March 2004) at 49 and 51. 45 Prosecutor v Pavle Strugar, Trial Judgment, Chamber II, ICTY, No IT-01-42-T, (31 January 2005) at 310. 46 Prosecutor v Radoslav Brđanin, Trial Judgment, Case No IT-99-36-T, Trial Chamber II, ICTY (1 September 2004) at 596. The court also noted even non-state parties to Additional Protocol I, including the United States, Turkey, and India, recognised the customary law nature of Art.52(2) Protocol Additional to the Geneva Conventions of 12 August 1949, and Relating to the Protection of Victims of International Armed Conflicts (Additional Protocol I), 8 June 1977, in force 7 December 1978, 1125 UNTS 3, during the diplomatic conference called for the Second Hague Protocol in 1999: at footnote1509. 47 Ibid, at 599; and Prosecutor v Pavle Strugar, Appeals Judgment, No IT-01-42-A, Appeals Chamber, ICTY (17 July 2008) at 277–278. 48 Jokić, Trial Judgment, note 44 at 23 and 49; and Strugar, Trial Judgment, note 45 at 22, 183, 279, 327 and 329.
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community’.49 In Jokić, the Trial Chamber held that while ‘it is a serious violation of
international humanitarian law to attack civilian buildings, it is a crime of even greater
seriousness to direct an attack on an especially protected site’.50 A site once destroyed could
not be returned to its original status.51 Jokić was sentenced to seven years’ imprisonment;52
and Strugar for eight years.53
The Second Protocol to the 1954 Hague Convention, adopted in 1999, provides further detail
concerning the obligation to prosecute violations of the laws and customs of war relating to
cultural property. Parties to the Second Protocol must introduce domestic penal legislation
(establishing jurisdiction and appropriate penalties) concerning serious violations occurring
within their territory or perpetrated by nationals (Articles 15(2) and 16(1)).54 Serious
violations are defined as acts committed intentionally and in violation of the Convention or
Second Protocol, namely, attacks on property under enhanced protection, using such property
or its immediate surroundings in support of military action, extensive destruction or
appropriation of cultural property covered by general protection, making such property the
object of attack, and theft, pillage, or misappropriation of property under general protection
(Article 15(1)).55 Universal jurisdiction must be established for the first three of these serious
violations (Article 16(10)(c)). If a Party does not prosecute, it must extradite to a country that
can and which meets minimum standards in international law (Articles 17 and 18).56 Further,
a Party may introduce legislative, administrative, or disciplinary measures which suppress the
intentional use of cultural property in violation of the Convention or Second Protocol (Article
49 Jokić, Trial Judgment, note 44 at 46. 50 Ibid, at 53. 51 Ibid, at 52. 52 Confirmed on appeal: Prosecutor v Miodrag Jokić, Judgment on Sentencing Appeal, No IT-01-42/1-A, Appeals Chamber, ICTY (30 August 2005). 53 This sentence was reduced on appeal to seven and a half years imprisonment: Strugar, Appeals Judgment, and pardoned by Decision of the President on the application for pardon or commutation of sentence of Pavle Strugar, No IT-01-42-ES (16 January 2009). 54 See Report on the obligations of the Parties to implement Chapter 4 (Criminal Responsibility and Jurisdiction) of the Second Protocol, March 2012, < http://www.unesco.org/new/fileadmin/MULTIMEDIA/HQ/CLT/pdf/Report-obligations-chapter4-en_20120306.pdf> (accessed 3 October 2015). 55 The Summary Report of the Diplomatic Conference on the Second Protocol to the Hague Convention for the Protection of Cultural Property in the Event of Armed Conflict (June 1999) at 6, at 26 and 27 records drafters intended this provision to be consistent with Art 85, Additional Protocol I and the Rome Statute. However, serious concerns were raised about the initial draft particularly by the ICRC which questioned the omission of intentional attacks and pillage as war crimes. 56 It also provides for grounds for refusal of extradition (political crimes or racial, religious etc motivations) and provision of mutual legal assistance: Arts 19 and 20.
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21). The Committee for the Protection of Cultural Property in the Event of Armed Conflict’s
Guidelines for the Implementation of the 1999 Protocol require Parties to report on the
implementation of these obligations, but to date has not provided guidance on how this is to
be done.57
Sacking of Timbuktu and International Criminal Court
By the close of the twentieth-century, international legal obligations prohibiting the deliberate
destruction and pillage of cultural property were broadly reaffirmed in the governing statutes
of several international criminal tribunals. The Yugoslav wars and the ICTY Statute
influenced the wording of the provisions relating to the war crime against cultural property in
the Rome Statute for the International Criminal Court (ICC). It defines the war crime of
‘intentionally directing attacks against buildings dedicated to religion, education, art, science
or charitable purposes’ and ‘historical monuments’.58 The first indictment by the ICC under
these provisions arose in respect of the situation in Mali during 2012, under a warrant issued
in September 2015.
In 2012, Mali requested that the ICC Prosecutor investigate and indict the perpetrators of
attacks on religious and cultural sites including the World Heritage site in Timbuktu.59
Pursuant to the principle of complementarity under the Rome Statute, Mali as a State Party
has primary jurisdiction over war crimes committed on its territory or by its nationals; with
the ICC exercising jurisdiction following a referral by a State Party which is not or cannot
prosecuting in its domestic courts or a referral from the UN Security Council (Article 13).
Significantly, the Mali’s referral was made by the transitional government against rebel
forces. In the days leading up to the referral, the ICC Prosecutor and the Security Council had
noted the destruction of monuments in the World Heritage site in northern Mali with alarm.
The ICC Prosecutor advising: ‘Those who are destroying religious buildings in Timbuktu
57 Guidelines for the Implementation of the 1999 Second Protocol to the Hague Convention of 1954 for the Protection of Cultural Property in the Event of Armed Conflict, 22 March 2012, UNESCO Doc.CLT-09/CONF/219/3 REV.4, p.28. The ICRC has prepared a Model Law for common law countries, see ICRC, The Domestic Implementation of International Humanitarian Law. A Manual, (Geneva: ICRC, 2013), Annex XVIII. 58 Arts 8(2)(b)(ix) (international armed conflict) and 8(2)(e)(iv) (non-international), Rome Statute of the International Criminal Court (Rome Statute), 17 July 1998, into force 1 July 2002, 2187 UNTS 90. 59 M. Coulibaly, ‘Referral under Article 14 ICC Statute from Malian Minister for Justice to ICC Prosecutor, 13 July 2012’, <http://www.icc-cpi.int/NR/rdonlyres/A245A47F-BFD1-45B6-891C-3BCB5B173F57/0/ReferralLetterMali130712.pdf > (accessed 30 January 2014).
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should do so in full knowledge that they will be held accountable and justice will prevail.’60
The Security Council adopted Resolution 2056(2012) under Chapter VII of the UN Charter
which: ‘Condemn[ed] strongly the desecration, damage and destruction of sites of holy,
historic and cultural significance, especially but not exclusively those designated UNESCO
World Heritage sites, including the city of Timbuktu…’.61 It stressed that such attacks
violated Additional Protocol II of the 1949 Geneva Conventions and the Rome Statute and
that the perpetrators would be brought to justice.62 The UN Secretary-General called on the
Security Council to impose sanctions on the perpetrators of attacks on sites that are
designated as ‘part of the indivisible heritage of humanity’.63 The ICC Prosecutor found a
prima facie case of war crimes including intentionally directing attacks against protected
objects (Article 8(2)(e)(iv) Rome Statute) whose ‘value transcends geographical boundaries,
and which are unique in character and are intimately associated with the history and culture
of the people’.64 She noted that the series of intentional attacks against nine of the 16
mausoleums and two of three great mosques in Timbuktu, on the World Heritage List since
1988, ‘shocked the conscience of humanity’. The Prosecutor concluded that: ‘[T]he
destruction of religious and historical sites in Timbuktu appears grave enough to justify
further action by the Court.’65 On 26 September 2015, following the issue of a warrant for
war crimes committed in Timbuktu between 30 June and 10 July 2012, Ahmad Al Mahdi Al
Faqi was surrendered by Niger to the ICC.66
Subsequent Security Council resolutions on Mali affirmed the importance of justice and
holding perpetrators to account for the peace process in the country through its cooperation
60 ICC Prosecutor’s Statement on Mali, 1 July 2012, OTP Briefing, Issue#126, 20 June – 3 July 2012, < http://www.icc-cpi.int/NR/rdonlyres/B8B506C8-E2DE-4FF5-A843-B0687C28AA6C/284735/OTPBriefing20June3July2012.pdf> (viewed 4 October 2015). 61 SC Res.2056 on Peace and Security in Africa, 5 July 2012, UN Doc.S/RES/2056 (2012). This was reaffirmed in SC Res.2071 of 12 October 2012, UN Doc.S/RES/2071 (2012) and SC Res.2085 of 20 December 2012, UN Doc.S/RES/2085 (2012). 62 SC Res.2056(2012), paras 13 and 16. 63 B. Ki-moon, Secretary-General’s Remarks to the Security Council on Mali. Speech delivered at the UN Security Council, 8 August 2012, <http://www.un.org/sg/statements/index.asp?nid=6232> (viewed 30 January 2014). See B. Ki-moon, Report of the Secretary-General on the situation in Mali, UN Doc. S/2012/894 (28 November 2012). 64 International Criminal Court Prosecutor (ICCP), Situation in Mali Article 53(1), Report, 16 January 2013, pp.31 and 34. 65 Ibid., pp.31-32. 66 ICC, Press Release: Situation in Mali, Ahmad Al Faqi Al Mahdi surrendered to the ICC on charges of war crimes regarding the destruction of historical and religious monuments in Timbuktu, 26 September 2015, Doc.ICC-CPI-2015926-PR1154.
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with the International Criminal Court.67 A 2014 resolution extended the mandate of the UN
Multidimensional Integrated Stabilization Mission in Mali (MINUSMA) whose mandate
included ‘assist[ing] the Malian authorities, as necessary and feasible, in protecting from
attack the cultural and historical sites in Mali, in collaboration with UNESCO.’68 An
Agreement on Peace and Reconciliation was signed by the Malian government and several
armed rebel groups in mid-2015.69 The Security Council resolution, acknowledging this
agreement, reiterated earlier calls for Malian authorities to cooperate with the International
Criminal Court and extended MINUSMA’s mandate, including its support for cultural
preservation.70 Subsequently, the Security Council expressed alarm at ceasefire violations
and the slow pace of MINUSMA’s work.71 Nonetheless, the Secretary-General also noted
positively the work of UNESCO including the reconstruction of 14 mausoleums in
Timbuktu.72
Crimes against humanity, cultural landscapes and human rights
For millennia, combatants have deliberately targeted the cultural property affiliated with their
enemy during armed conflict and belligerent occupation. The Nuremberg Trials highlighted
that the cultural patrimony of targeted cultural, religious and ethnic communities was
intentionally damaged, destroyed or seizure to persecute and ultimately eliminate them. Such
acts were not confined to the theatre of war or occupation, but were perpetrated by States
upon their own inhabitants. The extension of international criminal law to crimes against
humanity and genocide has served as in important means of reinforcing that the targeted,
intentional destruction of cultural property is intrinsic to gross and systematic abuses of
human rights.
Crimes against humanity, persecution
In the mid-twentieth century, the atrocities of the Axis forces went beyond the established
time and space parameters of existing international humanitarian law as defined by the Hague
67 SC Res 2164 of 25 July 2014, UN Doc.S/RES/2164 (2014). 68 SC Res 2164(2014), at para.14(b). 69 SC Res 2227 of 29 June 2015, UN Doc.S/RES/2227 (2015). 70 SC Res 2227(2015), at para.14(h). 71 Security Council Report, September 2015 Monthly Forecast: Mali, < http://www.securitycouncilreport.org/monthly-forecast/2015-09/mali_18.php?print=true> (viewed 5 October 2015). 72 Report of the Secretary-General on the situation in Mali, 22 September 2015, UN Doc.S/2015/732, at p.12.
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Regulations. They had occurred prior to the commencement of war and were often
perpetrated by states against their own nationals within their own territory. Allied
declarations reflective of the Hague Conventions made no reference to such acts. However,
Article 6(c) of the London Charter extended the IMT’s jurisdiction to encompass crimes
against humanity including ‘persecutions on political, racial or religious grounds in execution
of or in connection with any crime within the jurisdiction of the Tribunal, whether or not in
violation of the domestic law of the country where perpetrated’.73 Count Four of the
Nuremberg Indictment detailed how ‘Jews [were] systematically persecuted since 1933 …
from Germany and from the occupied Western Countries were sent to the Eastern Countries
for extermination’.74 The IMT held that confiscation and destruction of religious and cultural
institutions and objects of Jewish communities amounted to persecution that was a crime
against humanity.75 The prosecution of crimes against humanity without reference to ‘time
and place and national sovereignty’ reflected the Charter’s centrality in the promotion of
human rights.76 Rosenberg was found guilty of crimes against humanity including the
persecution of the Jews through acts like the plunder of Jewish homes in the Occupied
Eastern Territories.77 Julius Streicher was also found guilty on Count Four for his role in the
destruction of the Nuremberg synagogue in 1938 and incitement of the persecution and
extermination of Jews as editor of the newspaper, Der Stürmer.78
The international and hybrid criminal tribunals established under the auspices of the United
Nations since the 1990s have invariably extended jurisdiction to the crimes against humanity
of persecution.79 The ICTY reopened the question of persecution as it related to cultural
73 Agreement by the Governments of the United Kingdom, the United States of America, the Provisional Government of the French Republic and USSR for the Prosecution and Punishment of the Major War Criminals of the European Axis, signed and entered into force 8 August 1945, 82 UNTS 279. 74 Ibid. 75 Nuremberg Judgment, note 7, at pp.243–247. 76 E. Schwelb, ‘Crimes against Humanity’, British Yearbook of International Law (1946) vol.23, p.178 at p.181. 77 Nuremberg Judgment, note 7, at pp.287–288. 78 Nuremberg Judgment, note 7, at pp.294–295. 79 See Art.3(h),Statute for the International Criminal Tribunal for Rwanda, SC Res.955 of 8 November 1994, UN Doc.S/RES/955(1994); Arts 7(1)(h) and 2(g), Rome Statute; Art.2(h) Statute of the Special Court for Sierra Leone, 16 January 2002, into force 12 April 2002, 2178 UNTS 138; Art.9 Agreement Between the United Nations and the Royal Government of Cambodia Concerning the Prosecution under Cambodian Law of Crimes Committed During the Period of Democratic Kampuchea, GA Res 57/228B of 22 May 2003, UN Doc.A/RES/57/228B (2003) Annex; and Art.3 (Religious Persecution) and Art.5 (Crimes Against Humanity including persecution) Law on the Establishment of Extraordinary Chambers in the Court of Cambodia for the
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heritage. During the first years of the Yugoslav conflicts, the International Law Commission
in its 1991 Report on the Draft Code of Crimes Against Peace and Security related
persecution on social, political, religious, or cultural grounds to ‘human rights violations …
committed in a systematic manner or on a mass scale by government officials or by groups
that exercise de facto power over a particular territory …’.80 It observed that the systematic
destruction of monuments, buildings, and sites of highly symbolic value for a specific social,
religious, or cultural group was persecution.81 This definition included the suppression of
language, religious practices, and detention of community or religious leaders. Under the
ICTY Statute, crimes against humanity are covered by Article 5. This provision does not list
acts against cultural property nor does it define ‘persecution’. However, the ICTY has found
the destruction or damaging of the institutions of a particular political, racial, or religious
group is a crime against humanity of persecution under Article 5(h).82 Referring to the
Nuremberg Judgment, the 1991 ILC Report and its own jurisprudence, the ICTY Trial
Chamber in Kordić and Čerkez held: ‘[W]hen perpetrated with the requisite discriminatory
intent…manifests a nearly pure expression of the notion of “crimes against humanity”, for all
humanity is indeed injured by the destruction of a unique religious culture...’.83 The tribunal
affirmed that the attacks must be directed against a civilian population, be widespread or
systematic, and perpetrated on discriminatory grounds for damage inflicted to cultural
property to qualify as persecution.84 This requirement is intended to ensure that crimes of a
collective nature are penalized because a person is ‘victimised not because of his individual
attributes but rather because of his membership of a targeted civilian population’.85 Similarly,
cultural property is protected not for its own sake, but because it represents a particular
group.
Prosecution of Crimes committed during the period of Democratic Kampuchea, with the inclusion of amendments as promulgated on 27 October 2004, Doc.NS/RKM/1004/006. 80 Report of the International Law Commission on the Work of its Forty-Third Session, UN Doc.A/46/10/supp.10 (1991) at p.268. 81 Ibid. 82 Prosecutor v Dario Kordić and Mario Čerdez, Trial Judgment, No IT-95-14/2-T (26 February 2001) at 207. 83 Ibid., at 206 and 207. 84 Prosecutor v Zoran Kupreškić and Others, Trial Judgment, Case No IT-95-16-T, Trial Chamber, ICTY (14 January 2000) at 544; and Prosecutor v Tihomir Blaškić, Trial Judgment, Case No IT-95-14-T, Trial Chamber, ICTY (30 March 2000) at 207. 85 Prosecutor v Duško Tadić, Opinion Trial Judgment, No IT-94-1-T, Trial Chamber, ICTY (7 May 1997) at 644.
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The ICTY has held that a vital element of crimes under Article 5 is that they are part of ‘a
widespread or systematic attack against a civilian population’.86 Acts should not be examined
in isolation but in terms of their cumulative effect.87 The Trial Chamber found that an act
must reach the same level of gravity as the other crimes against humanity enumerated in
Article 5; however, it was not limited to acts listed in Article 5 or elsewhere in the ICTY
Statute, ‘but also include the denial of other fundamental human rights, provided they are of
equal gravity or severity.’88 Persecution requires a specific additional mens rea element over
and above that needed for other crimes against humanity, namely a discriminatory intent ‘on
political, racial or religious’ grounds’ (not necessarily cultural).89 Although the actus reus of
persecution may be identical to other crimes against humanity it was distinguishable because
it was committed on discriminatory grounds.
Genocide
Several indictments brought before the ICTY for the deliberate destruction or damage of
cultural property of religious or ethnic groups included counts of persecution and genocide.
Such acts have been used to establish the mens rea of a defendant, that is, the discriminatory
intent required for proving genocide and persecution. However, the targeting of cultural
property may amount to actus reus in respect of the crime of persecution, but the ICTY has
not included such acts per se within the definition of genocide under Article 4 of its Statute.
Two months after the Nuremberg Judgment, the UN General Assembly adopted the
resolution on the Crime of Genocide (Genocide Resolution).90 The Resolution states that
genocide ‘is a crime under international law’, without reference to a nexus to armed
conflict.91 Its preamble notes that genocide ‘shocked the conscience of mankind [and]
resulted in great losses to humanity in the form of cultural and other contributions represented
by these groups’. Yet, it goes on to define genocide as ‘a denial of the right to existence of
entire human groups, as homicide is the denial of the right to live for individual human
86 Prosecutor v Radislav Krstić, Trial Judgment, Case No IT-98-33, Trial Chamber, ICTY (2 August 2001) at 535. 87 Kupreškić and Others, Trial Judgment, note 84, at 615. 88 Krstić, Trial Judgment, note 86, at 535; and Prosecutor v Radoslav Brđanin, Appeals Judgment, Appeals Chamber, ICTY (3 April 2007) at 296–297. 89 Blaškić, Trial Judgment, note 84, at 283; Krstić, Trial Judgment, note 86, at 480; and Kordić and Čerkez, Trial Judgment, note 82, at 211 and 212. 90 GA Res.96(I) of 11 December 1946, in UN, Yearbook of the United Nations (1946–47), at p.255. 91 GA Res 96(I), para.1.
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beings’. The travaux of the Genocide Convention show that early drafts included the
‘systematic destruction of historical or religious monuments or their diversion to alien uses,
or destruction or dispersion of documents or objects of historical, artistic, or religious interest
and of religious accessories’ in the definition of genocide.92 However, the only ‘cultural’
element in the definition of genocide of the Convention on the Prevention and Punishment of
Genocide was adopted by the General Assembly in 1948, is the reference to the removal of
children from the group (Article II).93 This narrower definition of genocide has been
repeatedly reaffirmed by the international community.94
Article 4 the ICTY Statute contains the same definition of genocide as Article II of the
Genocide Convention and does not require that the acts occur during an armed conflict. The
acts must have been perpetrated with a specific intent (dolus specialis), that is, ‘to destroy, in
whole or in part, a national, ethnic, racial or religious group as such…’.95 The ICTY has
emphasised that there are two elements to the special intent requirement of the crime of
genocide: (a) the act or acts must target a national, ethnical, racial, or religious group;96 and
(b) the act or acts must seek to destroy all or part of that group. In the case of Radoslav
Krstić, the defendant was charged with atrocities which took place during the fall of
Srebrenica in 1995 and the ICTY Trial Chamber took the opportunity to re-examine the issue
of whether acts directed at the cultural property of a group amounted to the international
crime of genocide. It observed that: ‘[O]ne may … conceive of destroying a group through
purposeful eradication of its culture and identity resulting in the eventual extinction of the
group as an entity distinct from the remainder of the community.’97 It added that, unlike
genocide, persecution was not limited to the physical or biological destruction of a group but
extended to include ‘all acts designed to destroy the social and/or cultural bases of a group.’98
The ICTY found that the drafters of the Genocide Convention expressly considered and
92 Committee on the Progressive Development of International Law and its Codification, Draft Convention for the Prevention and Punishment of Genocide, prepared by the Secretariat, 6 June 1047, UN Doc.A/AC.10/42, draft Art.3(e) 93 Art.2(e), Convention on the Prevention and Punishment of the Crime of Genocide, UNGA Res 260A(III), 9 December 1948, in force 12 January 1951, 78 UNTS 277. 94 See Art.2, ICTR Statute; Art.6, Rome Statute; Art.9, Statute of the Special Court for Cambodia; and Art.4, Law on the Establishment of Cambodian Extraordinary Chambers. 95 Krstić, Trial Judgment, note 86, at 480. 96 Ibid, at 551–553. 97 Ibid, at 574. 98 Ibid, at 575.
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rejected the inclusion of the cultural elements in the list of acts constituting genocide.99
Indeed, it observed that despite numerous opportunities to recalibrate the definition of
genocide, Article II of the Convention was replicated in the statutes of the tribunal for
Rwanda, the 1996 Draft ILC Code of Crimes Against Peace and Security of Mankind,100 and
Rome Statute. The Trial Chamber in Krstić found these developments had not altered the
definition of genocidal acts in customary international law and felt confined by the principle
of nullum crime sine lege. The Appeals Chamber in Krstić confirmed that the Genocide
Convention and customary international law limited genocide to the physical or biological
destruction of the group, noting with approval that ‘the Trial Chamber expressly
acknowledged this limitation, and eschewed any broader definition’.101 Yet, the Trial
Chamber in the Krstić used evidence of the destruction of the cultural and religious property
of Muslims to prove the specific intent element of genocide. It found that: ‘[W]here there is
physical or biological destruction there are often simultaneous attacks on cultural and
religious property and symbols of the targeted group as well, attacks which may legitimately
be considered as evidence of an intent to physically destroy the group.’102 The Appeal
Chamber pronounced that genocide was ‘crime against all humankind’ because the
perpetrators ‘seek to deprive humanity of the manifold richness its nationalities, races,
ethnicities and religions provide.’103
The Genocide case bought by Bosnia and Herzegovina against Yugoslavia (later Serbia and
Montenegro) before the International Court of Justice in 1993 concerned Yugoslavia’s
alleged violations of its obligations under the 1948 Genocide Convention. Unlike the cases
before the ICTY which covered individual criminal responsibility, this action concerned the
culpability of a State in respect of the international crime of genocide. Accepting that there
was ‘conclusive evidence of the deliberate destruction of the historical, cultural and religious
heritage of the protected group’,104 the ICJ reaffirmed the ICTY’s interpretation in Krstić that
the definition of genocide had not evolved beyond Article II. It concluded that the destruction
99 Ibid, at 576. 100 Art.17, Draft Code of Crimes Against the Peace and Security of Mankind, 51 UN GAOR Supp. (No 10) at p.14, UN Doc.A/CN.4/L.532, corr.1, corr.3 (1996). 101 Prosecutor v Radislav Krstić, Appeals Judgment, Case No IT-98-33-A (19 April 2004) at 25. 102 Krstić, Trial Judgment, note 86, at 580. 103 Krstić, Appeals Judgment, note 101, at 36. 104 Application of the Convention for the Prevention and Punishment of the Crime of Genocide (Bosnia and Herzegovina v. Serbia and Montenegro), ICJ, Judgment of 26 February 2007, at p.344.
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of the historical, religious, and cultural heritage of a group only goes to proving the mens rea
of the crime of genocide and not the actus reus.105 In early 2015, in the Genocide case
between Croatia and Serbia, the International Court reiterated this interpretation by stating
‘that there was no compelling reason in the present case for it to depart from that
approach.’106
Crime against the common heritage of humanity
From the deliberate destruction of the monumental Buddhas in Bamiyan, Afghanistan by the
Taliban in 2001 to the systematic and intentional destruction of successive World Heritage
sites in Syria and Iraq in 2014-2015, the motivation for such acts by the perpetrators has
evolved beyond solely demoralising the local populace of the territory where the sites are
located. The digital age, and the Internet and social media with it, has proliferated and
globalized the propaganda potential of such acts of destruction of cultural heritage. Often the
monuments, sites and shrines are not directly related to the cultural and religious practices of
present-day inhabitants; instead, they are evidence of the multi-layered history and diversity
of these sites. It is this cultural and religious diversity which the perpetrators find abhorrent
and seek to expunge through such acts. The recording of these acts of destruction and their
circulation on social and traditional media is designed to demoralise not only the local
populace but the international community as a whole. Accordingly, the acknowledged
universal importance of these sites and monuments to all humanity has increasingly elicited a
co-ordinated response by intergovernmental organisations like the United Nations and its
agencies, including UNESCO, to hold the perpetrators to account.
Intentional destruction: UNESCO Declaration and SC Resolutions
The obligation to prosecute those engaged in acts of deliberate destruction of cultural
property was reinforced in the twenty-first century with UN Security Council resolutions
covering Iraq, Afghanistan and Syria, and UNESCO instrument covering the intentional
destruction of cultural heritage. These resolutions take this obligation beyond the States
Parties to the 1954 Hague Conventions and its Protocols, by articulating a legally binding
obligation on all UN Member States to cooperate in preventing such acts and holding
perpetrators to account.
105 Ibid. 106 Application of the Convention for the Prevention and Punishment of the Crime of Genocide (Croatia v. Serbia), ICJ, Judgment of 3 February 2015, para.389.
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The UNESCO Declaration concerning the Intentional Destruction of Cultural Heritage was
adopted in response to the deliberate destruction of the monumental Buddhas in the World
Heritage listed site of Bamiyan, Afghanistan on 1 March 2001.107 A month earlier, the
Taliban had issued an edict requiring the destruction of all non-Islamic shrines in
Afghanistan. Within days, the UN General Assembly denounced the ‘deliberate ongoing
destruction of these relics and monuments which belong to the common heritage of
humankind.’108 The UNESCO General Conference in November 2001 adopted Resolution on
Acts constituting a crime against the common heritage of humanity,109 which called on
Member States not party to the relevant conventions including the 1954 Hague Convention
and its Protocols and the 1972 World Heritage Convention to do so ‘in order to maximize the
protection of the cultural heritage of humanity, and in particular, destructive acts’.110 It
reiterates that these obligations should guide ‘governments, authorities, institutions,
organizations, associations and individual citizens’.111 It requested the Director-General
prepare a draft convention on intentional destruction for adoption by the General Conference.
The rationale contained in the preamble of the 1954 Hague Convention was reaffirmed by the
Declaration concerning the Intentional Destruction of Cultural Heritage adopted by the
UNESCO General Conference in 2003. It states in part:
The international community recognizes the importance of the protection of cultural
heritage and reaffirms its commitment to fight against its intentional destruction in
any form so that such cultural heritage may be transmitted to the succeeding
generations.112
The Declaration covers cultural heritage ‘linked to a natural site’; acts occurring outside the
theatre of war; and within the territory of a State. In support it invokes, not only the 1954
Hague Convention, Additional Protocols I and II to the 1949 Geneva Conventions, 1899
Hague II and 1907 Hague IV Conventions, but the relevant provisions of the Rome Statute
and the ICTY Statute and related jurisprudence.
107 UNESCO Declaration concerning the Intentional Destruction of Cultural Heritage, adopted by the General Conference of UNESCO at its 31st session, 17 October 2003. 108 GA Res.55/243 on the Destruction of Relics and Monuments in Afghanistan, 9 March 2001, UN Doc.A/RES/55/243. The UN General Assembly had previously adopted resolutions 54/189 of 17 December 1999, PP4 and OP30, and 55/174 of 19 December 2000, PP4 and OP30. 109 31C/Res.26 of 2 November 2001. 110 31C/Res.26 of 2 November 2001, para.1. 111 SC Res.26(2001), para.3. 112 Intentional Destruction Declaration, para.1.
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The deliberate destruction of cultural heritage again became the focus of international
attention in 2014 with atrocities committed by extremist groups, including Al Nusrah Front
(ANF) and Islamic State of Iraq and the Levant (ISIL), in Iraq and Syria. The Security
Council had called ‘on all parties to immediately end all violence which has led to human
suffering in Syria, save Syria’s rich societal mosaic and cultural heritage, and take
appropriate steps to ensure the protection of Syria’s World Heritage Sites …’.113 It stressed
that there was a need to ‘end impunity for violations of international humanitarian law and
abuse of human rights’ and that those responsible be brought to justice.114 The Human Rights
Council likewise expressed deep concern for the ‘rampant destruction of monuments, shrines,
churches, mosques, and other places of worship, archaeological sites and cultural heritage
sites’.115 It called on the Iraq government to investigate all alleged violations of international
humanitarian law and abuses of human rights and ‘prosecute the perpetrators of such
attacks’.116 Likewise, UNESCO’s Executive Board, recalling the 2003 Declaration, noted that
these acts ‘damage the cultural heritage of all humankind’ and could amount to war crimes
under the Rome Statute.117
The Security Council adopted resolution 2199 of 12 February 2015 which condemned ‘the
destruction of cultural heritage in Iraq and Syria particularly by ISIL and ANF, whether such
destruction is incidental or deliberate, including targeted destruction of religious sites and
objects’.118 The resolution was adopted pursuant to Chapter VII of the UN Charter and is
therefore binding on UN Member States and takes precedence over any conflicting treaty
obligations. In their Namur Call, the Committee of Ministers of the Council of Europe in
April 2015 recorded that they ‘deplor[ed] the deliberate destruction of cultural heritage …
which constitute[d] an impoverishment of the common heritage and incur[red] our collective
responsibility with regard to future generations.’119 It reinforced European cooperation on
113 SC Res.2139 of 22 February 2014, UN Doc.S/RES/2139(2014), PP8. 114 SC Res.2139(2014), para.13. See also SC Res.2170 of 15 August 2014, UN Doc.S/RES/2170(2014), OP2 and 5. 115 HRC Res.S-22/1 of 1 September 2014, UN Doc.A/HRC/RES/2-22/1, PP6. 116 HRC Res.S-22/1(2014), PP5. 117 UNESCO Executive Board Item 31 Protection of Iraqi Heritage, Explanatory Note, 1 October 2014, UNESCO Doc.195EX/31, paras 6 and 8. 118 SC Res.2199 of 14 November 2014, UN Doc.S/2014/815, OP15. See also UNESCO Executive Board decision 196EX/29 Culture in conflict areas. UNESCO’s role and responsibilities, 22 May 2015. 119 Committee of Ministers of the Council of Europe, The Namur Call, 23-24 April 2015.
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legal instruments like those covering unlawful destruction of cultural heritage.120 In a
resolution on ‘Saving the cultural heritage of Iraq’ adopted in mid-2015, the General
Assembly referencing the 1907 Hague Regulations, the 1949 Geneva Conventions, the 1954
Hague Convention and its Protocols, 1970 UNESCO Convention, 1972 World Heritage
Convention, UN Convention against Transnational Organized Crime, and the UNESCO
Declaration on the Intentional Destruction of Cultural Heritage and ‘resolved to stand up
against attacks on the cultural heritage of any country as attacks on the common heritage of
humanity as a whole’.121 Yet, the deliberate destruction continued. On 4 September 2015, the
Committee for the Protection of Cultural Property in the Event of Armed Conflict condemned
the destruction of the temples of Baal Shamin and Bel, in Palmyra built almost 2,000 years
ago, and part of a World Heritage site.122 It advised that this ‘systematic destruction’ was a
violation of international law and possibly a war crime. It urged the international community
‘to unite and intensify its efforts to confront this unprecedented situation, caused by terrorist
groups, such as ISIS.’123
Incitement in the digital age
Since ancient times, these acts of deliberate destruction of cultural heritage were designed to
demoralise the enemy and civilian populations into submission. As noted earlier, is a strategy
condemned and prohibited by the international community since the late nineteenth century.
However, what distinguishes the intentional acts of destruction by groups from the Buddhas
of Bamiyan to the various World Heritage listed sites in Syria is that they are not necessarily
affiliated in a cultural or religious affiliation with local communities. Instead, they are sites
which are defined as belonging to the cultural heritage of all humanity. Equally, their
destruction is not simply directed to combatants in the conflict on the ground as was
traditionally the case. Rather, the Security Council has acknowledged that cultural heritage
has another significant potential for these groups. The deliberate destruction of historic sites
for propaganda value had successfully garnered worldwide attention through social and
120 See Recommendation No.R(96)R of the Committee of Ministers to Members States on the Protection of Cultural Heritage against Unlawful Acts, adopted 19 June 1996, references the Council of Europe’s European Convention on Offences relating to Cultural Property, 1954 Hague Convention, 1970 UNESCO Convention and 1972 World Heritage Convention. 121 GA Res.69.281 on Saving the Cultural Heritage of Iraq, 28 May 2015, UN Doc.A/RES/69/281, PP2 and 4. 122 Statement of the Chairperson on behalf of the Committee for the Protection of Cultural Heritage in the Event of Armed Conflict established by the Second Protocol to the 1954 Hague Convention, Statement, 4 September 2015. 123 Ibid.
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traditional media. The Parliamentary Assembly of the Council of Europe had noted in 2004
observed that culture and its manifestations was ‘increasingly the target of terrorism’. It
maintained that globalisation and our information society not only enable unprecedented
cultural interaction but ‘potentially foster terrorism and the ideologies that encourage it
…leading to a new form of international terrorism with an “a-territorial” and “a-cultural
dimension”.’124 A decade later the Security Council, in SC Res.2170(2014), defined the ‘need
for Member States to act cooperatively to prevent terrorists from exploiting technology,
communications and resources to incite support for terrorist acts, while respecting human
rights and fundamental freedoms…’.125
The deliberate destruction of cultural and religious monuments, including those listed as
World Heritage in Syria and Iraq have been broadcast by ISIL through social media and the
Internet. The General Assembly observed that: ‘[A]ttacks on cultural heritage are used as a
tactic of war in order to spread terror and hatred’ and it called on ‘community leaders to stand
up and reaffirm unambiguously that there is no justification for the destruction of humanity’s
cultural heritage…’.126 The UN Analytical Support and Sanctions Monitoring Team noted
that ‘[t]he extremist, violent ideology of the Al-Qaida movement relies on propaganda’ but
that the transnational nature of social media meant that any collective, multilateral response is
complicated because ‘social media providers operate across borders.’127 It noted that
prosecutions for incitement in domestic jurisdictions where this is possible it serves as a
deterrent.128 In SC Res.2199(2015), the Security Council ‘express[ed] concern at the
increased use…by terrorists and their supporters, of new information and communication
technologies, in particular the Internet, to facilitate terrorist acts, as well as their use to incite,
recruit, fund or plan terrorist acts.’ In mid-2015, the UN Analytical Support and Sanctions
Monitoring Team against referred to the need to address the ‘growth of high-definition digital
terror’, and recommended that Internet and social media provides brief the Team on their
124 CE Parliamentary Assembly Recommendation 1687 (2004) Combating Terrorism through Culture. 125 SC Res.2170(2014), PP12 and 13. 126 GA Res.69/281(2015), paras 2 and 8. 127 Sixteenth Report of the Analytical Support and Sanctions Monitoring Team submitted pursuant to resolution 2161 (2014) concerning Al-Qaida and associated individuals and entities, 29 October 2014, UN Doc.S/2014/770, paras 17 and 21. 128 UN Doc.S/2014/770, para.22.
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strategies in responding to the ‘exploitation of their services’ by these terrorist
organisations.129
Criminalisation and cooperation
These recent Security Council resolutions covering deliberate destruction of cultural heritage
have repeatedly called on States to cooperate to ensure that perpetrators are held criminally
responsible for such crimes. The 2003 UNESCO Declaration is an important reference point
because it provides for State and individual responsibility for intentional destruction of
cultural heritage (Articles VI and VII); and outlines the obligation to cooperate in respect of
protecting cultural heritage against intentional destruction (Article VIII). It calls on States to
establish jurisdiction and effective criminal sanctions against individuals who commit or
order others to commit such acts. It requests States to cooperate with one another and
UNESCO including through information sharing; consultation in cases of actual or impeding
destruction; assist in respect of educational, awareness-raising and capacity-building
programmes for prevention and repression; and assist judicial and administrative processes.
States are also encouraged to establish jurisdiction and effective criminal sanction against
individuals ‘who have committed or have ordered to be committed acts referred to [individual
criminal responsibility] and who are found present on its territory, regardless of their
nationality and the place where such act occurred’ (para.VIII(2)). The Declaration requires
states to recognise ‘international rules related to the criminalization of gross violations of
human rights and international humanitarian law, in particular, when intentional destruction
of cultural heritage is linked to those violations.’130 Like the ICTY jurisprudence, this link
had been highlighted by the Human Rights Council in 2007 recognised ‘intentional
destruction of cultural heritage may constitute advocacy and incitement to national, racial or
religious hatred and thereby violates fundamental principles of international human rights
law’ and that States bore primary responsibility to ‘prohibit, prevent, stop and punish’ such
acts.131
Intergovernmental bodies, like the Council of Europe and the United Nations, have
instruments that cover unlawful acts against cultural heritage and provide guidance to States
129 Seventeenth report of the Analytical Support and Sanctions Monitoring Team submitted pursuant to resolution 2161(2014) concerning Al-Qaida and associated individuals and entities, 16 June 2015, UN Doc.S/2015/441, para.44. 130 Intentional Destruction Declaration, para.IX. 131 HRC Res.6/11 on Protection of cultural heritage as an important component of the promotion and protection of cultural rights, 28 September 2007.
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Parties on how these obligations can be translated into domestic law and cooperation between
them to achieving these objectives. The Council of Europe Recommendation No.R(96)6 on
the protection of Cultural Heritage against unlawful acts emphasises that it is preventative in
purpose and it is primarily focused on identifying and managing risks to cultural property
through unlawful acts or negligence. It preamble states: ‘[P]revention should primarily
concerned with educating and informing owners, professionals and the public about
conservation and respect for cultural heritage and with encouraging a multidisciplinary
approach to prevention, using all available human, physical and electronic means’.132 The
European Convention on Offences relating to Cultural Property adopted by the Council of
Europe in 1985 is primarily geared towards curbing the illicit trade in cultural objects.133 It
covers acts including ‘appropriating cultural property through violence or menace’ and States
Parties may choose to extend its application to ‘destruction or damaging of cultural property
of another person’.134 States Parties are obliged to establish jurisdiction to prosecute offences
committed on its territory, outside its territory by a national or resident, or outside its territory
against its own property or that of a national or original located in its territory (Article 13).
Likewise, the International Guidelines for Crime Prevention and Criminal Justice Responses
with Respect to Trafficking in Cultural Property and Other Related Offences, provide
detailed strategies in respect of crime prevention, criminal justice policies, and international
cooperation facilitate national and international efforts for the protection of cultural heritage
but is largely centred on the illicit traffic of cultural objects.135
Conclusion
The Arch of Triumph which formed part of the 2,000 year old Roman city of Palmyra was
destroyed by ISIL forces in mid-2015 which circulated video and photographs of these acts
on social media and the Internet. The organisation had already destroyed in Lion of Al-lāt,
the Temple of Bel and Temple of Baal Shamin in the World Heritage listed Syrian city. Like
the Taliban before it in 2001, it has ordered the deliberate destruction of Islamic and non-
Islamic monuments, shrines and statutes on Syrian and Iraqi territories under its control,
132 Recommendation No.R(96)6, PP12. 133 European Convention on Offences relating to Cultural Property, 23 June 1985, not entered into force, CETS No.119. 134 European Convention on Offences relating to Cultural Property, Appendix III, paras 1 and 2. 135 International Guidelines for Crime Prevention and Criminal Justice Responses with Respect to Trafficking in Cultural Property and Other Related Offences, GA Res.69/196 of 26 January 2015, UN Doc.A/RES/69/196.
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justified on the basis on their interpretation of religious teachings. These monuments and sites
which have been destroyed in Palmyra evidenced how cosmopolitan and cultural diversity
this city has been throughout its long history. The intended impact of ISIL’s visual recording
of their acts of destruction and broadcasting globally via the Internet and social media goes
beyond these occupied territories. Instead, it is addressed to a global audience. Both the
perpetrators and the intended audience of these images understand these sites and monuments
to be of universal significant to humanity as a whole. It is for this reason that it has repeatedly
elicited international condemnation and calls in international fora like the Security Council
and UNESCO for the perpetrators to be held criminally responsible.
[insert Fig.2, The destruction of the Temple of Baal Shamin, Palmyra, Syria in mid-2015.
Kyodo, AP Images].
In various multilateral instruments since the mid-nineteenth century, the international
community had repeatedly and consistently confirmed its prohibition against the deliberate
destruction of cultural and religious sites and the requirement that violations be subject to
legal proceedings. The nature of international law has invariably meant that the obligation for
holding perpetrators criminal responsible has primarily fallen to the territorial State where the
acts occurred or the state of nationality of the offender. However, States have often been
unable to fulfil these obligations for a variety of reasons including the lack of control over
their territory and its inhabitants or the violation of international humanitarian law and human
rights law by the government itself. The obligation then falls to the international community
through intergovernmental organisations like the UN Security Council and international
tribunals like the International Criminal Court. Recent acts of intentional destruction of
monuments at World Heritage sites have engaged both the Security Council and the ICC
which have called upon all Member States to cooperate in bringing the perpetrators of these
international crimes to justice. New technologies will prove vital in the evidence gathering
and reconstruction processes.136 Yet history shows that such actions have met with limited
success and are by definition reactive. Significantly, multilateral instruments which have
included the criminalisation of deliberate acts of destruction against cultural property have
consistently incorporate preventative and punitive obligations. Accordingly, existing
preventative measures like those contained in the 1954 Hague Convention and its Protocols
136 See for example, UNITAR/UNOSAT, Satellite-based Damage Assessment to Cultural Heritage Sites in Syria, (Geneva: UNITAR, 2015).
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and the initiative to extend the mandate of UN peacekeepers so that they can be deployed to
protect World Heritage have a potentially significant, proactive impact.137
137 Anon, ‘UN to deploy peacekeepers to protect world heritage sites’, The Guardian (18 October 2015), at <http://www.theguardian.com/world/2015/oct/17/un-peacekeepers-protect-world-heritage-sites-isis> (viewed 18 October 2015).
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