Sustainable Public Procurement (SPP) · Title: Sustainable Public Procurement (SPP) Author: Carlos...

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Resource Efficiency Sustainable Public Procurement UNEP SPP Approach Liazzat Rabbiosi Sustainable Consumption and Production Branch UNEP Sustainable Public Procurement (SPP)

Transcript of Sustainable Public Procurement (SPP) · Title: Sustainable Public Procurement (SPP) Author: Carlos...

Page 1: Sustainable Public Procurement (SPP) · Title: Sustainable Public Procurement (SPP) Author: Carlos Andres Emanuele Created Date: 5/2/2013 10:33:31 AM

Resource

Efficiency

Sustainable

Public

Procurement

UNEP SPP Approach

Liazzat Rabbiosi

Sustainable Consumption and

Production Branch

UNEP

Sustainable Public

Procurement (SPP)

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Goals of the Approach

To guide countries in the development

and application of national SPP policies

and action plans.

Policy

Framework

Legitimizes

actions

Informs the

market

Action Plan:

Defines

responsibilities

Outlines stages of

implementation

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4 steps

Ongoing training during the process

Application adapted to national context

1. Launch of project and governance structure

2. Preliminary studies

3. SPP Policy and Action Plan

4. Implementation Training

Training

Training

Training

Steps of the Approach

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The Marrakech Task Force on SPP

• Led by the Swiss Government

• Members:

Switzerland, China, Argentina, Mexico, Ghana,

Philippines, United Kingdom, Norway, Czech Republic,

USA.

State of São Paolo

UNEP, UNDESA, ILO, European Commission

ICLEI, IISD

Objective: Facilitate the implementation

of SPP in countries and Report the

results for the drafting of 10YFP

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– 2009 – 2012

– 7 countries assisted in the development of

SPP policies and action plans through the MTF

Approach on SPP - revised approach

– Policy conclusions presented to the 19th

Session of the UN CSD in 2011.

Capacity Building for Sustainable Public

Procurement in Developing Countries

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Main Outputs

• Sustainable Public Procurement

Implementation Guidelines:

Introducing UNEP’s Approach

•Study on the Impacts of

Sustainable Public Procurement on

Sustainable Development

•Sustainable Public Procurement

Training Toolkit

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SPPI

Marrakech Task Force on SPP

Sustainable Public Procurement Initiative

(SPPI) o Launched at Rio+20

o Objectives

Build the case for SPP: improve the knowledge on

SPP and its effectiveness as a tool to promote greener

economies and sustainable development;

Support the implementation of SPP on the ground

through increased collaboration and improved

coordination between SPP stakeholders

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The principles of SPP

Good procurement is sustainable

procurement

Leadership

Policy through SPP

Enabling delivery

Implementation

Monitoring of results and outcomes

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4 steps

Ongoing training during the process

Application adapted to national context

1. Launch of project and governance structure

2. Preliminary studies

3. SPP Policy and Action Plan

4. Implementation Training

Training

Training

Training

Steps of the Approach

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Institutional phase

Why: create ownership and ensure likelihood of

continued implementation

What: institutional framework and governance of the

project:

National Focal Point: Public Procurement Authority of Min.

of Environment

Steering Committees: Chaired by Public Procurement

Authority and Min. of Environment, composed of relevant

Ministries, government organizations and relevant

stakeholders

1. Launch of project and governance structure

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Responsibilities of NFO

Coordination of the process and

future deployment of the SPP

1. Launch of project and governance structure

Responsibilities of SC

Strategic insight and guidance

Review and approve outcomes

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SC, operation

1. Launch project and governance structure

2 levels:

Permanent group

Extended group

2 levels:

Extended group

Reduced group

1 level:

General Committee

Working Groups

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1. Launch project and governance structure

Costa Rica

The SC is a key part for putting in place

mechanisms between agencies to work

towards common goals.

It helps the coordination and use of the

expertise of each member of the SC.

Greatest advantage: Makes it possible to

overcome ministerial sectorization

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Initial steps 2. Preliminary studies

Status Assessment

Legal Review

Prioritization of products and services

Study of market readiness

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Status

Assessment

Study of

legal

framework

Market

research

Prioritization

exercise

SPP Policy and Action Plan

Expected outcomes

Implementation

Selection of

priority

products

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Status Assessment

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Why: determine the current status of SSP and identify needs

and steps for continual improvement,

What: first step in the SPP implementation initial snapshot

An overall Gaps analysis

Baseline for monitoring

Greater awareness

32 procurers engaged in filling SAQ.

It has proven to be a good

awareness raising exercise

2. Preliminary studies

Status Assessment

Tunisia

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Legal Review

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Initial steps

Why: know the legal context to identify legal

obstacles and opportunities for SPP

What: legal uncertainty hinders the process basis

for coherent policy and political support

Knowledge of legal possibilities to introduce sustainability

Greater shared knowledge of legal interactions and

relationship with SPP

Recommendations and proposals for improvement.

Contributions to the SPP action plan and other policies

2. Preliminary studies

Legal Review

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Contents International legal framework

Constitutional legal framework

Administrative and regulatory legal

framework

Budgetary regulations

Public procurement framework

Environmental, social, economic regulations (SD)

SPP obligations (if any)

Analysis of the procurement process for

inclusion of sustainability, use of ecolabels

Recommendations and proposals

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Examples in pilot countries Colombia

Lebanon

By building on the basis of a prior study "Analysis of

the Colombian legal framework and national policies to

assess the limitations and possibilities of including

Sustainable Public Procurement” we can optimize

resources and time.

Includes a proposal for the inclusion of SPP in the

legal framework of the country. One of the key

challenges found during the elaboration of the review

was related to the dispersion of the concept of SPP in

Lebanese legal texts

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Identification of

priority fields of

action for SPP

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Initial steps

Why : SPP as systematic approach coherent

policy and focused action plan

What: to prioritize products robustly and coherently

Greater knowledge and clarity of SD priorities

Detection of areas for improvement and areas of control

through public expenditure

Global view of impacts and risks of public expenditure in the

3 aspects of sustainability

Focus efforts on key issues (lower risk and greater

efficiency of resources)

2. Preliminary research

Prioritization of products and services

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Scope and methods

Aspects for prioritization:

Political priorities, e.g. climate

change, support local market

Spend areas

Market availability

Market Influence

Products certain to be purchased

Scope for improvement

"Quick win" products or services

National strategic importance

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Identify source of expenditure data:

Does it have the right level of detail?

Does the data capture historic expenditure?

Does the data capture forward expenditure?

Is it for order value or invoice value?

What period does the data source cover?

Decide on the single best source of commodity

spend data to use for prioritization

Spend Analysis Risk

assessment Scope for

improvement Influence on

market

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General outcome

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Outcomes…

The prioritization useful to:

Plan and define general areas of priority for

achievement of greater benefits (priority action)

Change procurement practices based on the scope to

do more (buyer approach)

Define working actions with the market where there is

the greatest capacity to influence (market strategy)

All this should be taken into account in the

definition of the SPP policy and action plan

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Prioritization Exercise

Based on the above mentioned criteria, the prioritized

categories were the following:

• Coffee

• Recycled Paper

• Graphic Industry:

• Energy-saving light bulbs:

• Construction and building materials

Colombia

No policy framework setting sustainable development

priorities

• First phase: priority setting based on WB reports, official

Ministerial documents and press review → 25 priority

areas

• Second phase: Interviews of experts with different

perspectives to identify key priorities → 6 priority areas

Lebanon

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Market readiness

analysis (MRA)

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Initial steps

Why: identify market areas that are ready to respond

clear market signal

What: assessment of the production capacity for

sustainable goods and services

market's capacity of response (imports/national

production) for SPP (current and future requirements).

existing certification or verification tools, as well as gaps.

planning of activities for gradual implementation of SPP.

2. Preliminary studies

Study of market readiness

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Contents Prioritization of products and services

Sustainability attributes of priority products

Verification tools (ecolabels, testing

facilities)

Analysis of supply

Sustainable production policies

Attitude towards SPP

Characteristics of sustainable products’

markets (production/import)

Economic implications

Ecolabels

Analysis of demand

Sustainable consumption policies

Trends in demand for sustainable products

Conclusions and recommendations (short, medium or long term).

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Examples in pilot countries

The MRA is considered essential for the

proper development of SPP, as it is a matter

of supply and demand.

Encourages the creation of sustainable

market supply.

Increases the strategy's credibility.

Colombia

Provides a great deal of information and

knowledge.

Importance of limiting the scope to a

selection of product groups.

Mauritius

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SPP Policy and

Action Plan

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Why: clear direction and mandate for implementation

and get a commitment from concerned parties

What: key part of the SPP process coherent and

coordinated basis to apply SPP

Systematic application of SPP in the country.

Stimulation of the market

Promotion of greater demand for more sustainable

companies and products

Greater return on public expenditure.

Reduction of negative impacts and support for achieving

sustainable development.

3. SPP Policy and Action Plan

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Assessments Is there general policy on SPP?

YES

No need to develop a new one

NO

Strongly recommended to

create one

Action Plan Implementation

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Contents: Policy

General statement on the

importance of SPP

Commitment to ongoing

improvement (include):

Quantifiable goals

Communication/training

Monitoring and reporting

Relationship of SPP with other

relevant national policies

Leader with responsibility in

sustainability issues

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Contents: SPP Action Plan

Context

Sustainable Development Priorities

Political support, responsibilities and roles

Training actions

Communication to all actors

Measures to improve implementation

Legal framework

Procurement procedures

Resources required

Groups of products and services

Dialog with the market

Monitoring and evaluation to obtain results

Estimated budget

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SPP Action Plan targets

By 2016 50% of public procurement will be

sustainable, and by 2021 80% of public

procurement will be sustainable

Tunisia

Mauritius • By mid 2012 sustainability criteria have been

devised for at least one of these product/services

groups and by end of 2013 for all of them.

• All Departments have in-house expertise to

consider whole life cycle costing, where

appropriate, by 2015

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Identify needs and improve

efficiency

Define specifications and invite bids

Evaluate and select suppliers

Evaluate bids and award contracts

Audit and improve suppliers

performance

Manage contracts for

SPP

4. Implementation

Every

purchase has

some impacts

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Training in SPP Approach

If the project had to implement again the

SPP Approach, he would ensure that training

was given more importance thought the

process from the start:

• better understanding of expected outcomes

•Perform some pilot SPP activities to learn

from practice and be more aware of the

implications of implementing SPP

Mauritius

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Thank you!