SEC NEWS DIGEST NEWS DIGEST Issue 97-122 June 25, 1997 COMMISSION ANNOUNCEMENTS ... complaint...
Transcript of SEC NEWS DIGEST NEWS DIGEST Issue 97-122 June 25, 1997 COMMISSION ANNOUNCEMENTS ... complaint...
SEC NEWS DIGESTIssue 97-122 June 25, 1997
COMMISSION ANNOUNCEMENTS
CHAIRMAN LEVITT TO DELIVER MAJOR ADDRESS ON INTEGRITY OF MUNICIPAL SECURITIES MARKETS
Chairman Levitt will deliver a major address on the integrity of the municipal securities markets and the need to end the practice of pay-to-play by municipal securities lawyers. The event will be held at The Fixed Income Conference in the Wyndham Franklin Plaza Hotel Ballroom located at 17th and Race Streets, Philadelphia,Pennsylvania. Contact Greg Lehman at (212) 328-2500 ext. 234 to RSVP. (Press ReI. 97-50)
COMMISSION MEETINGS
CHANGE IN THE MEETING: DELETION
The following item was not considered at the closed meeting held on Tuesday, June 24, 1997: Opinion.
CLOSED MEETING - TUESDAY, JULY 1, 1997 - 10:00 A.M.
The subject-matter of the closed meeting scheduled tor Tuesday, July 1, 1997, at 10: 00 a.m., will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and Opinion.
At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary (202) 942-7070.
RULES AND RELATED MATTERS
AMENDMENTS TO FORMS AND SCHEDULES TO REMOVE VOLUNTARY PROVISION OF SOCIAL SECURITY NUMBERS
On June 25, the Commission issued a release adopting revisions to Form 144, Schedule 13D, Schedule 13G, Schedule 14D-1, Form 3, Foym
4, Form 5, Form MSD, Form TA-1 and Form T-2 to eliminate the portion of those forms and schedules that requests filers who are natural persons to furnish their Social Security numbers. The Commission has taken this action in response to increasing concern about the improper use of Social Security numbers for access to otherwise non-public information. The changes are effective on the date of their publication in the Federal Register. The Commission's printing unit is preparing new forms. The current forms will continue to be valid, but filers using those forms are requested not to include their Social Security numbers. The release will be available on the Commission's Internet website (http://www.sec.gov).
For further information, contact: Marija Willen in the Division of Corporation Finance at (202) 942-1805, or, with respect to Forms MSD and TA-1, Richard C. Strasser in the Division of Market Regulationat (202) 942-0073. (ReI. 33-7424; 34-38771; 35-26733; 39-2354; IC-22727)
ENFORCEMENT PROCEEDINGS
PENDLETON WAUGH SUSPENDED FROM APPEARING OR PRACTICING BEFORE THE COMMISSION PURSUANT TO RULE 102(e) (2)
The Commission announced today that it issued an Order of Suspension Pursuant to Rule 102(e) (2) of the Commission's Rules of Practice against Pendleton C. Waugh. The Order immediately suspends Waugh,an attorney, from appearing or practicing before the Commission based on his conviction of a felony involving moral turpitude and his disbarment in two states.
In July 1994, Waugh pled guilty in the United States District Court for the Northern District of Texas and was convicted of the felonyof conspiracy to evade cash transaction reporting requirements.Waugh admitted in this action that he conspired with others to launder cash from illegal activities by depositing it into various corporate checking accounts in amounts less than $10,000 to evade cash transaction reporting requirements. He was sentenced in January 1995 to a twenty-one month prison term (later reduced to fifteen months), $20,000 in fines, and three years of supervisedrelease. As a result of his guilty plea, Waugh was disbarred from practicing law by the State Bar of Georgia in September 1995 and bythe State Bar of Texas in October 1996.
In December 1995, the Commission instituted a civil action againstWaugh and others in the Un i.ted States District Court for the District of Columbia in which it alleged that Waugh made materiallyfalse and misleading statements and sold unregistered securities in connection with the offer and sale of interests in specializedmobile radio systems and the purchase and sale of the stock of Express Communications, Inc. On March 7, 1997, the Court entered a default judgment against Waugh, and therein enjoined Waugh from
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future violations of certain provisions of the federal securities laws. The Court also ordered Waugh to pay disgorgement, prejudgmentinterest and civil penalties totaling $22,969,737. For further information, see Lit. ReI. No. 14753 (December 13, 1995). (ReI. 34-38761)
RULE 102(e) PROCEEDINGS INSTITUTED AND SETTLED AGAINST KENNETH RICHEY
The Commission announced the institution and simultaneous settlement of Rule 102(e) proceedings against Kenneth F. Richey, a certified public accountant practicing in Denver, Colorado, pursuant to which Richey will be suspended from practice before the Commission for nine months. The action arose from Richey's 1993 special review of Random Access, Inc., formerly a publicly-held Colorado-based computer reseller. Richey, who at that time was Random's independent auditor, was engaged to perform agreed-upon proceduresto investigate possible improprieties in connection with Random's filing of expense reimbursement claims with its suppliers.
The Commission found that, before completing the procedures, in connection with a 1993 public offering of Random stock, Richeyconsented to the use of his unqualified audit opinion on Random's fiscal 1992 financial statements and issued a "comfort letter" to underwriters assuring them that the financial statements would not be materially affected by the false claims. The Commission further found that, as a result, Richey failed to obtain sufficient competent evidential matter, to conduct a reasonable subsequentevents investigation, and to adequately investigate Random management's possible role in the filing of false expense claims. (ReI. 34-38762; AAE ReI. 926)
ADMINISTRATIVE ACTION AGAINST GARY PRINCE, CPA
On June 24, the Commission instituted proceedings against Gary A. Prince, CPA pursuant to Rule 102 (e)(1)(iii) of the Commission's Rules of Practice. Simultaneously, the Commission has acceptedPrince's Offer of Settlement in which he consents, without admittingor denying the allegations in the Commission "s Order, to be permanently denied the privilege of appearing or practicing before the Commission as an accountant.
The Order for Proceeding alleges that Prince facilitated a fraudulent scheme to inflate the revenues of a public company and provided false and misleading information to the company's auditors. Prince has previously been enjoined from violating certain antifraud provisions of the federal securities laws and pled guilty to two felony counts as a result of the conduct alleged in the Order. See Lit. ReI. No. 14330 (Nov. IS, 1994). (ReI. 34-38765; AAE ReI. 927)
NICHOLAS COSCIA ENJOINED
The Commission announced that on June 18 the United States District Court for the District of Nevada entered an order permanentlyenjoining Nicholas F. Coscia (Coscia) a California attorney, from future violations of the antifraud provisions of the Securities Act
NEWS DIGEST, June 25, 1997 3
of 1933 (Securities Act) and the Securities Exchange Act of 1934 (Exchange Act). Coscia consented to the entry of the order without admitting or denying the allegations in the Commission's complaint.The complaint alleged that Coscia participated with Carl E. Lovell,Philip S. Sindler, and others in a scheme to defraud involving the formation of an ostensibly "blind pool" penny stock company and subsequent manipulation of the market for its securities. Previously, in March 1996, Coscia pled guilty to one count of conspiracy to commit securities fraud relative to his conduct in this matter. [SEC v. Nicholas F. Coscia, Civil Action No. CV-S-97-00704-PMP, RLH, USDC Nev.] (LR-15391)
FORMER EXECUTIVES OF RANDOM ACCESS, INC. NAMED IN INJUNCTIVE COMPLAINT
On June 24, the Commission filed an injunctive action in Denver,Colorado against two former executives of Random Access, Inc.,formerly a publicly-held Colorado-based computer reseller. The complaint alleged that Bruce A. Milliken and Richard A. Crawford,Random's chairman of the board and president, respectively, knew of and condoned a scheme from 1991 through January 1993 to obtain reimbursement from Random's suppliers for undocumented promotionalexpenses. The Commission's complaint alleged that Milliken and Crawford knew or should have known that, as part of the scheme,Random's employees were creating sham invoices and otherwise falsifying the books and records of the company, and that the effect of the scheme was to inflate Random's publicly-reported income. Milliken and Crawford were also alleged to have made and caused to be made false statements to the company's auditors to conceal the scheme.
Milliken and Crawford, without admitting or denying the allegations,each agreed to pay a $50, 000 penalty and to be enjoined from violating Section 13(b) (2) of the Securities Exchange Act of 1934,and Rules 13b2-1 and 13b2-2 thereunder. The proposed settlement of the action is pending before the court. [SEC v. Bruce A. Milliken and Richard A. Crawford, Civil Action No. 97-D-1314, D. Colo.] (LR-15392; AAE ReI. 928)
FINAL JUDGMENTS ON CONSENT ENTERED AGAINST JURy MATT HANSEN, FERGUS SLOAN, AND CHRISTIE HANSEN IN SEC v. JURy MATT HANSEN, FERGUS SLOAN, ET AL. AND SEC v. JURy MATT HANSEN, FERGUS SLOAN, CHRISTIE HANSEN, ET AL.
The Commission announced that on June 24 the United States District Court for the Southern District of New York entered Final Judgmentsof Permanent Injunctive and Other Relief on Consent against JuryMatt Hansen (Hansen) and Fergus Sloan (Sloan) and a Final Judgmentof Disgorgement on Consent against Christie Hansen (C. Hansen), in two actions arising out of alleged "free-riding" schemes orchestrated by Sloan and Hansen.
The Commission alleged in its complaints that Hansen and Sloan opened over 800 cash accounts at more than 150 brokerage firms usingapproximately 120 assumed names to perpetrate the schemes. Hansen and Sloan realized over $6 million in profits and caused hundreds of
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thousands of dollars in losses to the brokerage firms through which they traded.
Without admitting or denying the allegations in the Commission's complaints, Hansen and Sloan each consented to permanent injunctionsagainst violating Section 17(a) of the Securities Act; Sections 7(f)and 10(b) of the Exchange Act and Rule 10b-5; and Regulation X promulgated by the Board of Governors of the Federal Reserve System.In addition, Sloan, Hansen, and C. Hansen consented to pay$6,110,971, $5,392,801, and $359,000, respectively, in disgorgement, plus prejudgment interest, subject to waivers based on their demonstrated inability to pay.
Hansen and Sloan also consented prior to participating in the purchase or sale of any security to provide the clearing agent with copies of the Commission's complaint in civil action number 95 Civ. 9143 (RO) and their respective Final Judgments, and to certify to the Commission staff that they have done so. [SEC v. Jury Matt Hansen, Fergus Sloan, et al., 89 Civ. 5242, RO, SDNY; SEC v. JuryMatt Hansen, Fergus Sloan, Christie Hansen, et al., 95 Civ. 9143,RO, SDNY] (LR-15393)
COMPLAINT FILED AGAINST MARK GATCH AND HENRY SCHMIDT
The Commission announced that it filed a complaint against Mark E. Gatch and Henry Benjamin Schmidt. The complaint alleges as follows:
Gatch and Schmidt were partners in Ben Mar Investments, Inc., an unregistered investment adviser which operated a Ponzi scheme. Ben Mar raised approximately $19.5 million from at least 365 investors through the sale of unregistered securities. Gatch defrauded investors and prospective investors by: reporting false tradingprofits and failing to disclose losses; making false and misleadingstatements concerning Gatch's purported trading strategy and risks;and using funds of new and existing Ben Mar investors to paypurported profits and repay principal. Schmidt, among other things,repeated false performance claims without investigation and failed to take steps to monitor Gatch's activities. Both defendants violated Sections 5 and 17(a) of Securities Act, Section 10(b) of the Securities Exchange of 1934 and Rule 10b-5 thereunder, and Sections 203(a), 206(1), (2), and (4) of the Investment Advisers Act and Rule 206(4)-2 thereunder.
Simultaneously, and without admitting or denying the Commission's allegations, Gatch consented to the entry of a Final Judgment of Permanent Injunction and an administrative order barring him from the securities industry. [SEC v. Mark E. Gatch and Henry Benjamin Schmidt, Case No. C-1-97-599, SSB, SD Ohio, WD] (LR-15394)
INVESTMENT COMPANY ACT RELEASES
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COMPASS CAPITAL FUNDS, ET AL.
An order has been issued on an application filed by Compass Capital Funds et al. under Sections 6(c) and 17(b) of the Investment CompanyAct granting an exemption from Section 17(a) of the Act, under Rule 17d-1 permitting certain joint transactions in accordance with Section 17(d) and Rule 17d-1 thereunder, and under Section 6(c)granting an exemption from Section 17 (e) of the Act. The order permits certain registered investment companies to use cash collateral received from the borrowers of their portfolio securities to purchase shares of an affiliated investment company (Trust)pursuant to a securities lending program (Program); PNC Bank,National Association (PNC Bank) to receive fees for acting as lending agent with respect to the Program; and certain jointtransactions incident to the Program. The order also permits PNC Bank or any entity which may be controlled by or under common control with PNC Bank (PNC Entity) to engage in principaltransactions in securities with certain registered investment companies that are affiliated persons of PNC Bank or any PNC Equitysolely because they hold 5% or more of the securities of the Trust;and to receive fees or commissions from such investment companiesfor acting as broker or agent in connection with the purchase or sale of securities to the companies. (Rel. IC-22725 - June 24)
PACIFICA FUNDS TRUST
An order has been issued under Section 8 (f) of the Investment Company Act declaring that Pacifica Funds Trust has ceased to be an investment company. (Rel. IC-22726 - June 24)
SELF-REGULATORY ORGANIZATIONS
PARTIAL APPROVAL OF PROPOSED RULE CHANGE
The Commission granted partial approval to a proposed rule change(SR-PHLX-97-04) submitted by the Philadelphia Stock Exchangemodifying the index exercise cut-off time. Publication of the notice is expected in the Federal Register during the week of June 23. (ReI. 34-38750)
APPROVAL OF PROPOSED RULE CHANGES
The Commission approved a proposed rule change (SR-Phlx-97-16) filed by the Philadelphia Stock Exchange relating to changes in equity and index option quote spread parameters. (Rel. 34-38752)
The Commission has approved a proposed rule change (SR-NASD-97-30)filed by the National Association of Securities Dealers relating-tothe NASD's rule governing the eligibility of members to become primary market makers in issues subject to a secondary offering. The amended rule permits a member who is a manager or co-manager of a
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secondary offering to be eligible to become a Primary Nasdaq Market Maker in that issue prior to the effective date of the secondaryoffering regardless of whether the member was a registered market maker in the stock before the announcement of the secondaryoffering. Publication of the proposal is expected in the Federal Register during the week of June 30. (ReI. 34-38756)
The National Association of Securities Dealers filed a proposedrule change (SR-NASD-97-31) relating to the NASD's rule governingmarket maker registration. The amendment permits managers and co-managers of an underwriting syndicate participating in a secondaryoffering of a security listed and traded on Nasdaq to register as a market maker in such issue on a same-day basis on the day of the secondary offering. Publication of the proposal is expected in the Federal Register during the week of June 30. (ReI. 34-38757)
The Commission approved a proposed rule change (SR-CBOE-96-68)
97-02) to permit PTC to clear and settle mortgage-backed securities
submitted by the Chicago Board Options Exchangeorders rerouted through the Exchange's Order Publication of the proposal is expected in the during the week of June 30. (ReI. 34-38763)
relatingRoutingFederal
to RAES System.
Register
PROPOSED RULE CHANGES
The ParticiDants Trust Company filed a proposed rule change (SR-PTC-
guaranteed by the Federal Home Loan Mortgage Corporation and the Federal National Mortgage Association. Publication of the proposal is expected in the Federal Register during the week of June 23. (Re1. 34-38753 )
The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx-97-19) to amend specialist and registered options trader trading requirements. Publication of the proposal is expected in the Federal Register during the week of June 30. (ReI. 34-38755)
The Participants Trust Company filed a proposed rul~ change (SR-PTC-97-03) that extends from 11:00 a.m. to 1:00 p.m the time period by which a participant may request that PTC return to them intradaytheir pre funding payments made to PTC earlier in the day.Publication of the proposal is expected in the Federal Registerduring the week of June 30. (ReI. 34-38759)
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
The Commission is publishing notice of a proposed rule change by the National Association of Securities Dealers that has become effective pursuant to Section 19(b) (3)(A) of the Securities Exchange Act of 1934 (SR-NASD- 97 -43) . The proposed rule change relates to the NASD's Small Order Execution System tier size classifications. Publication of the proposal is expected in the Federal Registerduring the week of June 30. (ReI. 34-38758)
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ACCELERATED APPROVAL OF PROPOSED RULE CHANGE
The Commission granted accelerated approval to a proposed rule change (SR-PCX-97-24) filed by the Pacific Stock Exchange relatingto a change in closing time for auction market trading on its Equity Floor from 1:50 p.m. to 1:30 p.m. Pacific Time. (ReI. 34-38766)
DELISTINGS GRANTED
An order has been issued granting the application of the American Stock Exchange to strike from listing and registration Redlaw Industries Inc., Common Stock, No Par Value, and its Warrants expiring September 12, 2001. (ReI. 34 -38767)
An order has been issued granting the application of the Boston Stock Exchanoe to strike from listing and registration Kiddie Academy International, Inc., Common Stock, $.01 Par Value, and its Redeemable Warrants. (ReI. 34-38768)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appearsas follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; AssignedBranch; and a designation if the statement is a New Issue.
Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: <public info @ sec>. In most cases, this information is also available on the Commission's website: <www.sec.gov>.
F-6 GRUPO MINSA SA DE CV /ADR/, 48 WALL ST, c/o BANK OF NEW YORK, NEW YORK,NY 10286 (212) 495-1727 - 10,000,000 ($500,000)DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-7052 - JUN. 11) (BR. 99- NEW ISSUE)
F-3 CHILGENER INC, MIRAFLORES 222, 4TH FL, SANTIAGO CHILE, F3 (562) 632-2909- 255,015,207 ($92,060,489.73) FOREIGN COMMON STOCK. (FILE 333-7056 -JUN. 12) (BR. 4)
S-8 LOGITECH INTERNATIONAL SA, 6505 KAISER DR, C/O LOGlTECH INC, FREMONT, CA94555 (510) 795-8500 - 622,072 ($105,378,658) FORErGN GOVERNMENTS ADR.(FILE 333-7058 - JUN. 12) (BR. 3)
F-6 IONICA GROUP PLC /ADR/, 48 WALL STREET, C/O BANK OF NEW YORK, NEW YORK,NY 10286 (212) 495-1727 - 20,000,000 ($1,000,000)DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-7060 - JUN. 12) (BR. 99- NEW ISSUE)
F-10 STAMPEDER EXPLORATION LTD, #1200 521 3RD AVE SW, CALGARY,ALBERTA CANADA, AO (403) 233-6451 - 27,600,000 ($124,200,000)FOREIGN COMMON STOCK. (FILE 333-7062 - JUN. 13) (BR. 4)
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F-6 lCA CORP HOLDING CO \ADR\, 101 BARCLAY ST 22W, C/O BANK OF NEW YORK,NEW YORK, NY 10286 (212) 495-1727 - 100,000,000 ($5,000,000)DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-7064 - JUN 12) (BR. 99- NEW ISSUE)
S-8 REGENT BA~CSHARES CORP, 1430 WALNUT ST, PHILADELPHIA, PA 19102 (215) 546-6500 - 380,000 ($2,705,000) COMMON STOCK. (FILE 333-29117 -
JUN 12) (BR. 7)
S-8 STORAGE DIMENSIONS INC, 1656 MCCARTHY BOULEVARD, MILPITAS, CA 95035 (408) 954-0710 - 1,751,605 ($7,418,414.85) COMMON STOCK (FILE 333-29129 -
JUN 12) (BR. 3)
S-8 AVECOR CARDIOVASCULAR INC, 7611 NORTHLAND DR NORTH, MINNEAPOLIS, MN 55428 (612) 391-9000 - 275,000 ($3,110,063) COMMON STOCK. (FILE 333-29143 - JUN. 12) (BR. 1)
S-8 AVECOR CARDIOVASCULAR INC, 7611 NORTHLAND DR NORTH, MINNEAPOLIS, MN 55428 (612) 391-9000 - 300,000 ($3,262,500) COMMON STOCK (FILE 333-29145 - JUN. 12) (BR. 1)
S-8 PACIFIC SCIENTIFIC CO, 620 NEWPORT CENTER DR STE 700, NEWPORT BEACH, CA
92658 (714) 720-1714 - 637,574 ($8,846,340) COMMON STOCK (FILE 333-29165 - JUN 12) (BR. 4)
S-8 HASKEL INTERNATIONAL INC, 100 EAST GRAHAM PL, BURBANK, CA 91502 (818) 843-4000 - 259,607 ($2,498,718) COMMON STOCK (FILE 333-29167 -
JUN. 13) (BR 6)
S-3 DURAMED PHARMACEUTICALS INC, 5040 LESTER ROAD, CINCINNATI, OH 45213 (513) 731-9900 - 2,976,246 ($12,649,045) COMMON STOCK (FILE 333-29171 -
JUN 131 (BR 1)
S-8 MEDUSA CORP, 3008 MONTICELLO BLVD, CLEVELAND HEIGHTS, OH 44118 (216) 371-4000 - 800,000 ($23,050,000) COMMON STOCK (FILE 333-29173 -
JUN 13) (BR 6)
S-1 OSI SYSTEMS INC, 12525 CHADRON AVE, HAWTHORNE, CA 90250 (310) 978-0516 - 4,255,000 ($59,570,000) COMMON STOCK (FILE 333-29179 - JUN. 13)(NEW ISSUE)
S-1 COLLECTIBLES USA INC, 2081 LANDINGS DRIVE, MOUNTAIN VIEW, CA 94043 (415) 938-0184 - 3,105,000 ($37,260,000) COMMON STOCK (FILE 333-29181 -
JUN 13) (NEW ISSUE)
S-8 CENTRAL SPRINKLER CORP, 451 N CANNON AVE, LANSDALE, PA 19446 (215) 362-0700 - 800,000 ($20,600,000) COMMON STOCK. (FILE 333-29183 -
JUN 13) (BR. 6)
S-3 WILLIAMS COMPANIES INC, ONE WILLIAMS CTR, TULSA, OK 74172 (918) 588-2000 - 373,402 ($15,219,865.52) COMMON STOCK (FILE 333-29185 - JUN. 13)(BR. 4)
S-l CARRIZO OIL & GAS INC, 14811 ST MARYS LANE, STE 148, HOUSTON, TX 77079 (281) 496-1352 - $37,375,000 COMMON STOCK. (FILE 333-29187 - JUN. 13)(NEW ISSUE)
S-l GCI INC, 2550 DENALI ST, STE 1000, ANCHORAGE, AK 99503 (907) 265-5628 -150,000,000 ($150,000,000) STRAIGHT BONDS. (FILE 333-29189 - JUN. 11)
S-4 HIBERNIA CORP, 313 CARONDELET ST, NEW ORLEANS, LA 70130 (504) 533-5552 - 1,516,100 ($7,952,968) COMMON STOCK. (FILE 333-29197 - JUN 13) (BR. 7)
S-8 SUMMIT BANK CORP, 4360 CHAMBLEE-DUNWOODY RD, ATLANTA, GA 30341 (770) 454-0400 - 150,000 ($2,259,400) COMMON STOCK. (FILE 333-29199 -
JUN 13) (BR. 7)
S-8 FIRST FINANCIAL BANCORP /CA/, 701 S HAM LN, LODI, CA 95242 (209) 367-2000 - 393,207 ($3,907,494.56) COMMON STOCK (FILE 333-29201 -JUN 13) (BR 7)
S-8 CORE MATERIALS CORP, 800 MANOR PARK DR, COLUMBUS, OH 43228 (800) 666-6960 - 1,500,000 ($4,296,280) COMMON STOCK. (FILE 333-29203 -
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JUN 13) (BR 6)
S-8 QPQ CORP, 1000 LINCOLN RD, STE 200, MIAMI BEACH, FL 33139 (305) 674-8115
- 1,112,840 ($243,378) COMMON STOCK (FILE 333-29205 - JUN. 13) (BR. 2)
5-3 5UIZA FOODS CORP, 3811 TURTLE CREEK BLVD, STE 1300, DALLAS, TX 75219
(214) 528-0939 - 148,182 ($5,131,542 66) COMMON STOCK (FILE 333-29207 -JUN. 13) (BR 2)
S-8 FIRST PULASKI NATIONAL CORP, 206 S FIRST ST, PULASKI, TN 38478
(615) 363-2585 - 100,000 ($2,099,000) COMMON STOCK. (FILE 333-29209 -JUN 13) (BR 7)
S-4 WISER OIL CO, 8115 PRESTON RD STE 400, DALLAS, TX 75225 (214) 265-0080
- 125,000,000 ($125,000,000) STRAIGHT BONDS. (FILE 333-29211 - JUN. 13)
(BR. 4)
S-l VISION TWENTY ONE INC, 7209 BRYAN DAIRY RD, LARGO, FL 34647
(813) 545-4300 - 2,415,000 ($31,395,000) COMMON STOCK. (FILE 333-29213 -JUN 13) (NEW ISSUE)
5-8 VIRGINIA FIRST FINANCIAL CORP, FRANKLIN & ADAMS STS, PETERSBURG, VA
23804 (804) 733-0333 - 300,000 ($6,712,500) COMMON STOCK (FILE 333-29215
- JUN 13) (BR 7)
S-3 REPUBLIC INDUSTRIES INC, 450 E LAS OLAS BLVD, STE 1200, FT. LAUDERDALE,
FL 33301 (954) 713-5200 - 11,352,835 ($246,569,385 10) COMMON STOCK.
(FILE 333-29217 - JUN 13) (BR. 4)
S-8 FINE HOST CORP, 3 GREENWICH OFFICE PARK, GREENWICH, CT 06831
(203) 629-4320 - 1,000,000 ($26,625,000) COMMON STOCK (FILE 333-29221 -JUN 13) (BR 2)
S-4 FIRST NATIONAL BANCORP OF RIVER FALLS INC, 104 EAST LOCUST STREET,
RIVER FALLS, I'll 54022 (715) 425-2401 - 10,000 ($16,239,000)
WARRANTS, OPTIONS OR RIGHTS (FILE 333-29223 - JUN. 13) (NEW ISSUE)
S-3 HERCULES INC, 1313 N MARKET ST, HERCULES PLZ, WILMINGTON, DE 19894
(302) 594-5000 - 500,000,000 ($500,000,000) STRAIGHT BONDS. (FILE
333-29225 - JUN 13) (BR 4)
S-8 SAFEGUARD HEALTH ENTERPRISES INC, 505 N EUCLID ST, PO BOX 3210, ANAHEIM,
CA 92803 (714) 778-1005 - 500,000 ($5,815,000) COMMON STOCK (FILE
333-29227 - JUN 13) (BR 1)
S-4 CFX CORP, 102 MAIN ST, KEENE, NH 03431 (603) 352-2502 - 6,400,000
($108,544,000) COMMON STOCK. (FILE 333-29229 - JUN 13) (BR. 7)
S-8 CERION TECHNOLOGIES INC, 1401 INTERSTATE DR, CHAMPAIGN, IL 61821
(217) 359-3700 - 701,500 ($2,039,260 50) COMMON STOCK. (FILE 333-29231 -JUN 13) (BR 3)
SB-2 A CONSULTING TEAM INC, 200 PARK AVENUE SOUTH SUITE 901, NEW YORK, NY
10003 (212) 979-8228 - 2,070,000 ($24,840,000) COMMON STOCK. (FILE
333-29233 - JUN 13) (NEW ISSUE)
S-3 CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP,
C/O NORWEST BANK MINNESOTA N A, 11000 BROKEN LAND PARKWAY, COLUMBIA, MD 21044 (410) 884-2076 - 1,000,000 ($1,000,000) MORTGAGE BONDS. (FILE
333-29239 - JUN. 13) (BR. 8)
S-4 CFX CORP, 102 MAIN ST, KEENE, NH 03431 (603) 352-2502 - 6,400,000
($99,840,000) COMMON STOCK. (FILE 333-29243 - JUN. 13) (BR. 7)
S-4 RESOURCE BANCSHARES MORTGAGE GROUP INC, 7909 PARKLANE ROAD SUITE 150,
COLUMBIA, SC 29223 (803) 741-3000 - 30,779,578 ($108,756,000) COMMON STOCK.
(FILE 333-29245 - JUN. 13) (BR. 8)
5-8 DALLAS SEMICONDUCTOR CORP, 4401 S BELTWOOD PKWY, DALLAS, TX 75244
(214) 450-0400 - 1,313,432 ($38,238,990) COMMON STOCK. (FILE 333-29247 -JUN 13) (BR 6)
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S-4 NATIONAL COMMERCE BANCORPORATION, ONE COMMERCE SQ, MEMPHIS, TN 38150 (901) 523-3242 - 50,000,000 ($50,000,000) COMMON STOCK. ,(FILE 333-29251 -
JUN 13) (BR. 7)
S-3 SOUTHWEST AIRLINES CO, 2702 LOVE FIELD DR, POBOX 36611, DALLAS, TX75235 (214) 904-4000 - 400,000,000 ($400,000,000) STRAIGHT BONDS (FILE333-29257 - JUN 13) (BR 5)
S-3 PARKWAY PROPERTIES INC, 300 ONE JACKSON PL, 188 E CAPITOL ST STE 300,JACKSON, MS 39225 (601) 948-4091 (FILE 333-29259 - JUN. 13) (BR, 8)
S-3 PERCEPTRON INC/MI, PERCEPTRON INC, 47827 HALYARD DR, PLYMOUTH, MI 48170 (313) 414-4816 - 167,286 ($4,684,008) COMMON STOCK. (FILE 333-29263 -
JUN 13) (BR 1)
S-8 REPUBLIC INDUSTRIES INC, 450 E LAS OLAS BLVD, STE 1200, FT LAUDERDALE,FL 33301 (954) 713-5200 - 20,000,000 ($412,000,000) COMMON STOCK (FILE333-29265 - JUN 13) (BR. 4)
S-8 HEARTPORT INC, 200 CHESAPEAKE DR, REDWOOD CITY, CA 94063 (415) 306-7900- 2,249,659 ($51,179,742.25) COMMON STOCK. (FILE 333-29267 - JUN. 13)(BR 1)
S-8 COVENANT BANCORP INC, 18 KINGS HIGHWAY W, HADDONFIELD, NJ 08033 -546,581 ($5,993,373) COMMON STOCK (FILE 333-29269 - JUN. 13) (BR 7)
S-8 K&G MENS CENTER INC, 1225 CHATTAHOOCHEE AVE, ATLANTA, GA 30318 (404) 351-7987 - 75,000 ($1,490,625) COMMON STOCK (FILE 333-29271 -
JUN 13) (BR 2)
S-8 K&G MENS CENTER INC, 1225 CHATTAHOOCHEE AVE, ATLANTA, GA 30318 (404) 351-7987 - 354,373 ($7,043,163) COMMON STOCK (FILE 333-29273 -
JUN 13) (BR 2)
S-3 FIRST COMMERCIAL CORP, 400 WEST CAPITOL AVE, LITTLE ROCK, AR 72201 (501) 371-7000 - 150,000 ($15,000,000) COMMON STOCK (FILE 333-29275 -
JUN 13) (BR 7)
S-8 HEARTSTREAM INC/DE, 2401 FOURTH AVENUE, STE 300, SEATTLE, WA 98121 (206) 443-7630 - 1,600,000 ($14,100,000) COMMON STOCK (FILE 333-29277 -
JUN 13) (BR 1)
RECENT 8K FILINGS
Form 8-K ~s used by compan1es to f1le current reports on the follow1ng events;
Item 1 Changes 1n Control of Reg1strant.
Item 2. ACqu1s1t10n or D1Spos1t10n of Assets.
Item 3 Bankruptcy or Rece1versh1p
Item 4 Changes 1n Reg1strant's Cert1fY1ng Accountant
Item 5. Other Mater1ally Important Events.
Item 6 Res1gnat10ns of Reg1strant's D1rectors.
Item 7 F1nanc1al Statements and Exh1b1tS.
Item 8. Change 1n F1scal Year.
Item 9. Regulat10n S Offer1ngs.
The follow1ng companies have f1led 8-K reports for the date 1nd1cated and/or amendments to 8-K reports prev10usly
f1led, respond1ng to the 1tem(s) of the form spec1f1ed. 8-K reports may be obta1ned 1n person or by wr1t1ng to the
Comm1ss10n's Publ1C Reference Branch at 450 F1fth Street, N.W , Wash1ngton, D.C 20549 or at the follow1ng e-ma1l box
address. cpubLac arifo @ sec> In most cases, t.has Lrrfozmat.aon1S also ava i LabLe on the Commi asi cn 's webs1te
<www sec.gov>
NEWS DIGEST, June 25, 1997 11
STATE 81: ITBM 1110.
NAME OF ISstlBR CODE 1 2 3 4 5 6 7 8 9 DATE COIMMEJIlT
ADELPHIA COMMUNICATIONS CORP DE
ALTEON INC /DE DE
AMERICAN ARCHITECTURRAL PRODUCTS CO DE
RP
AMERICAN PHYSICIANS SERVICE GROUP I TX
NC
AMERICAN SUPERCONDUCTOR CORP /DE/ DE
ARMOR HOLDINGS INC DE
ARMOR HOLDINGS INC DE ASSET SECURITIZATION CORP COM MOR P NY
ASS THR CER SER 1997 MD
ASSET SECURITIZATION CORP COMM MOR NY PASS THR CER 1996-MD VI
ATLANTIC RICHFIELD CO /DE DE
AUTOCORP EQUITIES INC NV
AUTONOMOUS TECHNOLOGIES CORP FL
BA MASTER CREDIT CARD TRUST /BALCOR PENSION INVESTORS IL
BAY MEADOWS OPERATING CO DE BAY VIEW CAPITAL CORP DE
BAY VIEW CAPITAL CORP DE
BELLWETHER EXPLORATION CO DE
BIO CHEM INC NV BIO CHEM INC NV
BIOCONTROL TECHNOLOGY INC PA
BLACK WARRIOR WIRELINE CORP DE
BROAD NATIONAL BANCORPORATION NJ
BUCKEYE PARTNERS L P DE
CALIFORNIA JOCKEY CLUB DE
CALIFORNIA MICROWAVE INC DE
CARDIAC SCIENCE INC DE
CAYMAN RESOURCES CORP OK
CENTURY TELEPHONE ENTERPRISES INC LA
CHATEAU COMMUNITIES INC MD
CINERGI PICTURES ENTERTAINMENT INC DE
CITADEL COMPUTER SYSTEMS INC DE
COLONIAL BANCGROUP INC DE COMMUNITY BANKSHARES INC /SC/ SC
COMPAQ COMPUTER CORP DE
COMPTRONIX CORPORATION DE
COMPUTER SCIENCES CORP NV
COMTECH CONSOLIDATION GROUP INC NV
CONTINUCARE CORP FL COPLEY PHARMACEUTICAL INC DE
COVEST BANCSHARES INC DE CROSS CONTINENT AUTO RETAILERS INC DE
M&L
CYBERGUARD CORP FL
CYRK INC DE DARDEN RESTAURANTS INC FL DEUTSCHE FLOORPLAN RECEIVABLES L P DE DEVLIEG BULLARD INC DE
DIAMETRICS MEDICAL INC MN
DIME BANCORP INC DE
DISCOVER CARD TRUST 1991 E DE ENTOURAGE INTERNATIONAL INC TX
ENVIRODYNE INDUSTRIES INC DE ENVOY CORP /TN/ TN
EQUISURE INC MN
EQUITY ONE ASS INC DE
X X 06/23/97
X 06/11/97
X 12/18/96 AMEND
X 06/15/97
x 04/08/97 AMEND
X 04/22/97 AMEND
X X
X X 06/09/97
06/13/97
X X 06/13/97
X 06/23/97
X 06/11/97
X 06/17/97
X 05/31/97
X X 06/24/97
X 06/20/97
X X 06/23/97
X X
X X 06/23/97
06/18/97
X 04/30/97
X 04/30/97
X 06/18/97
X X X 06/06/97
X 06/24/97
X X 06/24/97
X 06/20/97
X X 06/03/97
X 04/09/97 AMEND
X 06/11/97
X X 06/11/97
X X 06/16/97
X X 06/24/97
X X OS/29/97
X 04/22/97
X 06/16/97
X X 06/24/97
X X X 06/23/97
X 08/01/96
X X X X X
X X 06/06/97
04/10/97 AMEND
X
X X 06/24/97
06/23/97
X 04/10/97 AMEND
X 06/23/97 AMEND
X X 06/09/97
X X 06/20/97
X 05/31/97
X X 11/07/95 AMEND
X 11/06/96 AMEND
X X
X X 06/22/97
06/20/97
X 06/04/97
X X 06/23/97
X X 06/14/97
X 06/23/97
X X 06/20/97
12 NEWS DIGEST, June 25, 1997
STATE 8K ITEM NO.
NAME OF ISSUER CODB 1 2 3 4 5 6 7 8 9 DATE CCM4BI!l'l'
EQUIVANTAGE ACCEPTANCE CORP
EQUIVANTAGE ACCEPTANCE CORP
ESS TECHNOLOGY INC EVEREST REINSURANCE HOLDINGS INC
EXIGENT INTERNATIONAL INC
FIFTH THIRD BANCORP
FINANCIAL ASSET SECURITIES CORP
FIRST BANK SYSTEM INC
FIRST DEPOSIT NATIONAL BANK
FIRST REPUBLIC BANCORP INC
FLEMING COMPANIES INC lOKI FLORIDA INCOME FUND II LTD PARTNERS
HIP
DE
DE
CA DE
DE
OH
DE
DE
DE
OK
OH
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
06/23/97 AMEND
06/23/97 AMEND06/11/9706/30/97
06/24/97
06/17/97
06/23/9706/24/97
06/11/9706/23/9706/23/97
06/16/97
FLORIDA POWER CORP /
FLORIDA PROGRESS CORP
FTP SOFTWARE INC
GATEWAY BANCORP INC/KYGENERAL MOTORS CORP
GLIMCHER REALTY TRUST
HANNA M A CO/DE
HARTFORD STEAM BOILER INSPECTION &
INSURANCE CO
FL
FL
MA
KY
DE
MD
DE
CT
X
X
X
X
X
X
X
X
X
X
X
X
X
X
06/19/97
06/19/9706/16/97
06/17/97OS/23/97
06/17/97
06/24/97
06/23/97
HEADLANDS MORTGAGE SEC INC MORTGAGE
PASS THR CERT SER 1997-2
DE x x 06/20/97
HEADLANDS MORTGAGE SECURITIES INC
HEALTH & RETIREMENT PROPERTIES TRUS
DE
MD
x x x
06/20/97
06/23/97
T
HUNTINGTON BANCSHARES INC/MD
IMPRINT RECORDS INC
INTEGON CORP /DE/
INTEGON CORP /DE/JILLIANS ENTERTAINMENT CORP
JONES INTERCABLE INC
JUST LIKE HOME INC
KINETIKS COM INC
KOO KOO ROO INC/DE
LA TEKO RESOURCES LTD
LCS INDUSTRIES INC
LOEWS CORP
LYRIC ENERGY INC
MCKESSON CORP
MEDCROSS INC
MEDIMMUNE INC /DE
MICROLEAGUE MULTIMEDIA INC
MIDCOM COMMUNICATIONS INC MINNESOTA POWER & LIGHT CO
MONEY STORE INC /NJ
MORGAN STANLEY ABS CAPITAL I INC
MOTORS & GEARS INC
NATIONAL AUTO FINANCE CO INC
NATIONAL REGISTRY INC
NCR CORP
MD
TN
DE
DE FL
CO
FL
DE
DE
Al
DE
DE
CO
DE
FL
DE
PA
WA MN
NJ
NY
DE
DE
DE
MD
X
X
X
X
x
x x x
x x
x x x x
x x x
x x x x
x x x
x
x
x x x
x
x x x x
x x
x x
x x
06/19/97
06/23/9706/23/97
06/30/97
06/24/97
04/15/97 AMEND
04/10/97 AMEND
06/16/97 AMEND06/17/97
06/12/9706/09/97
06/20/9704/10/97 AMEND
05/30/97
06/05/97
06/18/97
06/06/9706/20/97
06/13/97
06/23/97
06/18/97
06/12/97
06/09/97
06/04/9706/17/97
NECO ENTERPRISES INC
NET2LP
NINE WEST GROUP INC /DE
NOONEY INCOME FUND LTD LP
NOONEY REAL PROPERTY INVESTORS FOUR
RI
DE
DE
MO
MO
X
x
x x x
x x
05/08/97
06/06/97
06/20/97
04/23/97
04/23/97
L P NOONEY
L P REAL PROPERTY INVESTORS TWO MO x 04/23/97
NORTH AMERICAN MORTGAGE CO DE x x 06/22/97
NEWS DIGEST, June 25, 1997
STATE 8K ITEM 110.
NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DAXB COMMENT
NORTH FORK BANCORPORATION INC DE X
OAKWOOD MORTGAGE INVESTORS INC OMI PA x x TRUST 1995-B
OAKWOOD MORTGAGE INVESTORS INC OMI PA x x TRUST 1995-B
OAKWOOD MORTGAGE INVESTORS INC OMI NC x x TRUST 1996-A
OAKWOOD MORTGAGE INVESTORS INC OMI NC x x TRUST 1996-B
OMI TRUST 1996-C NC x x OMI TRUST 1997 A NC x x OMI TRUST 1997-B NC x x PACIFIC AEROSPACE & ELECTRONICS INC WA x x PACIFIC GAS & ELECTRIC CO CA x PEASE OIL & GAS CO ICOI NV x x PEASE OIL & GAS CO Icol NV x x PECO ENERGY CO PA x PECO ENERGY CO PA x PECO ENERGY CO PA x PERFORMANCE TECHNOLOGIES INC \DE\ DE x PG&E CORP CA x PHILIP MORRIS COMPANIES INC VA x x PHOENIX INCOME FUND LP CA x X PHOENIX LEASING AMERICAN BUSINESS F CA x X
UNO LP
PHOENIX LEASING CASH DISTRIBUTION F CA x x UNO III
PHOENIX LEASING CASH DISTRIBUTION F CA x x UNO IV
PHOENIX LEASING CASH DISTRIBUTION F CA x x UNO IV
PHOENIX LEASING CASH DISTRIBUTION F CA x x UNO V L P
PNC MORTGAGE SECURITIES CORP DE x x POLYMEDICA INDUSTRIES INC MA x PORTACOM WIRELESS INCI DE
POTLATCH CORP DE x PROTECTION ONE ALARM MONITORING INC DE x PROTECTION ONE INC DE x PROVIDIAN FINANCIAL CORP DE x PROVIDIAN MASTER TRUST x PROVIDIAN NATIONAL BANK x RAMSAY HEALTH CARE INC DE x x RESIDENTIAL ACCREDIT LOANS INC DE x x RESIDENTIAL FUNDING MORTGAGE SECURI DE x x
TIES I INC
RESIDENTIAL FUNDING MORTGAGE SECURI DE x x TIES I INC
RESOURCE AMERICA INC DE x RIVER OAKS FURNITURE INC MS x x RJR NABISCO HOLDINGS CORP DE x x RJR NABISCO INC DE x x ROYAL CANADIAN FOODS CORP DE
RTW INC IMN/ MN x x SAFECO CORP WA x x SALOMON BROTHERS MORTGAGE SECURITIE DE x x
S VII INC
SANMINA CORP/DE
SAXON ASSET SECURITIES CO
DE
VA
x x
SHELLS SEAFOOD RESTAURANTS INC DE x x
06/24/97
06/16/97
06/16/97
06/16/97
06/16/97
06/16/97
06/16/97
06/16/97
06/20/97
06/24/97
06/19/97
06/19/97 AMEND
06/23/9706/24/97
06/24/97
06/11/97
06/24/9706/20/97
06/16/9706/16/97
06/16/97
06/16/97
06/16/97
06/16/97
06/24/97
06/23/97
X 06/12/97
06/23/9706/23/97
06/23/97
06/24/97
06/11/97
06/11/97
06/10/9706/24/97
06/23/97
06/24/97
06/24/97
06/05/97 AMEND
06/23/97
06/23/97
X 06/09/9704/17/97
06/06/9706/19/97
06/20/97
06/16/97
06/16/97
14 NEWS DIGEST, June 25, 1997
--------------------------------------------------------------------------STATE 8K ITmt NO.
HAMK OF ISSOBR CODE 1 2 345678 9 DATE a:lMMBI!lT
SHONEYS INC
SOUTHWEST DEVELOPMENTAL
ND 91-A LP
DRILLING FU
TN
DE X
X X
X
06/23/97
06/09/97 AMEND
SOUTHWEST
ND 92-A
DEVELOPMENTAL
LP
DRILLING FU DE X X 06/09/97 AMEND
SOIITHWEST OIL
A LP
& GAS INCOME FUND IX- DE X X 06/09/97 AMEND
SOUTHWEST
ALP
OIL & GAS INCOME FUND VII DE X X 06/09/97 AMEND
SOUTHWEST
I-A L P
OIL & GAS INCOME FUND VII DE X X 06/09/97 AMEND
SOUTHWEST
LP
OIL & GAS INCOME FUND X-A DE X X 06/09/97 AMEND
SOUTHWEST
LP
OIL & GAS INCOME FUND X-B DE X X 06/09/97 AMEND
SOUTHWEST
LP
OIL & GAS INCOME FUND X-C DE X X 06/09/97 AMEND
SOUTHWEST
A LP
OIL & GAS INCOME FUND XI- DE X X 06/09/97 AMEND
SOIITHWEST ROYALTIES
V
INC INCOME FUND TN X X 06/09/97 AMEND
SOUTHWEST
VI
ROYALTIES INC INCOME FUND TN X X 06/09/97 AMEND
SOUTHWEST ROYALTIES INSTITIITIONAL
NCOME FUND IX-B LP
I DE X X 06/09/97 AMEND
SOIITHWEST ROYALTIES INSTITIITIONAL
NCOME FUND VII-B L P
DE X X 06/09/97 AMEND
SOIITHWEST ROYALTIES INSTITIITIONAL
NCOME FUND VIII B L P
I DE X X 06/09/97 AMEND
SOUTHWEST ROYALTIES
NCOME FUND X-A LP
INSTITIITIONAL DE X X 06/09/97 AMEND
SOUTHWEST ROYALTIES
NCOME FUND X-B LP
INSTITIITIONAL DE X X 06/09/97 AMEND
SOIITHWEST ROYALTIES INSTITIITIONAL I DE X X 06/09/97 AMEND
NCOME FUND XI-A LP
SOIITHWEST ROYALTIES INSTITIITIONAL DE X X 06/09/97 AMEND
NCOME FUND XI-B LP SOIITHWEST ROYALTIES INSTITIITIONAL
NCOME FUND XI-C LP
I DE X X 06/09/97 AMEND
STRUCTURED PRODUCTS CORP
SUMMIT HOLDING SOUTHEAST INC
SUPERIOR BANK FSB
SURETY CAPITAL CORP /DE/
SYSTEMS TECHNOLOGY ASSOCIATES
TETRA TECH INC
TETRA TECH INC
TMS AIITO HOLDINGS INC
UCFC FUNDING CORP
INC
DE
FL
IL
DE
FL
DE
DE
DE
LA
X
X
X
X
X
X
X
X
X
X
X
X
X
X
06/16/97
OS/21/97
06/20/97
06/17/9706/20/97
06/11/9706/11/97
06/23/9706/24/97
AMEND
UNION PACIFIC RESOURCES GROUP INC
UNITED COMPANIES FINANCIAL CORP
UNITED GROCERS INC fORI
UNITED MAGAZINE CO
IITILICORP UNITED INC
VARSITY SPIRIT CORPORATION
VIDEOLABS INC
VINCAM GROUP INC
VISTA TECHNOLOGIES INC
VISTA TECHNOLOGIES INC
VISUAL EDGE SYSTEMS INC
VOLKSWAGEN CREDIT AIITO RECEIVABLES
IIT
LA
OR OH
DE
TN
DE
FL
NV
NV
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
06/23/97
06/17/97
06/17/9707/26/96
06/24/9706/19/97
06/12/97
06/17/97
OS/28/97
06/19/9706/13/97
06/15/97
AMEND
AMEND
CORP
NEWS DIGEST, June 25, 1997
STATE 8)( ITEM RO.
NAME OF ISSUBR CODE 1 2 3 4 5 6 7 8 9 DA7E COMMBRT
WACHOVIA CORP/ NC WESTINGHOUSE ELECTRIC CORP
NC PA
x X
x 06/23/97
OS/28/97
WFS REPUBLIC INC CA NO ITEMS 03/31/97
WNC HOUSING TAX CREDIT FUND V LP SE CA X 04/10/97 AMEND
RIES 3
YELLOW CORP DE x 06/12/97
3CI COMPLETE COMPLIANCE CORP DE x x 06/24/97
16 NEWS DIGEST, June 25, 1997