SEC NEWS DIGEST · 2008-03-26 · Mohamed Khairy Mohamed Zayed, II, Michael W. Rehtorik, and...
Transcript of SEC NEWS DIGEST · 2008-03-26 · Mohamed Khairy Mohamed Zayed, II, Michael W. Rehtorik, and...
SEC NEWS DIGESTIssue 99-86 May 5 1999
COMMISSION ANNOUNCEMENTS
ANNETTE NAZARETH TO TESTIFY
Annette L Nazareth Director of the Commissions Division of Market Regulation will testify before the House Committee on Banking and Financial Services on Thursday May 6 concerning the Report of the Presidents Working Group on Financial Markets on Hedge Funds Leverage and the Lessons of Long-Term Capital Management The hearing will begin at 1000 am in Room 2128 of the Rayburn House Office Building
SECS EDGAR DATABASE WILL BE UNAVAILABLE ON SATURDAY MAY 8 1999
Maintenance is scheduled for the SECs EDGAR database on SaturdayMay 8 1999 from 800 am until noon As a result the EDGAR database normally accessible on the SECs website at wwwsecgovwill be unavailable during that time All other information on the SECs website will be available (Press ReI 99-45)
ENFORCEMENT PROCEEDINGS
INITIAL DECISION AGAINST JERRY FOSTER SMITH BENTON amp HUGHES INC AND MICHAEL ZAMAN DECLARED FINAL
The Commission gave notice that the initial decision against JerryL Foster Smith Benton amp Hughes Inc and Michael Zaman became final Foster was the chief financial officer and a director of SkyScientific Inc The initial decision found that Foster had violated Securities Act Section 17(a) and Exchange Act Section 10(b)and Rule 10b-5 as well as reporting and recordkeeping requirementsFoster was required to disgorge $29325 and cease and desist from these violations
Zaman was the owner president compliance officer and head trader for Smith Benton a broker-dealer The initial decision found that Zaman and Smith Benton engaged in fraudulent sales practices and sales of unregistered Sky Scientific securities and thus violated Securities Act Sections 5 (a) 5 (c) and 17 (a) and Exchange Act Section 10(b) and Rule 10b-5 Zaman and Smith Benton were required
I
to disgorge $536921 jointly and severally plus prejudgmentinterest Smith Benton was further ordered to pay a civil penaltyof $250000
The initial decision barred Michael Zaman from association with anybroker dealer investment adviser investment company municipalsecurities dealer or a member of registered securities association or of a national stock exchange ordered him to pay a civil penaltyof $175000 and ordered Zaman to cease and desist from committingany violations or future violations of Sections 5 (a) 5 (c) and 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Exchange Act Rule 10b-5 (ReI 34-41364 File No 3-9201)
SEC DEFENDANT INDICTED FOR PERJl~Y COMMITTED DURING SEC INVESTIGATION
The Commission announced that on April 14 1999 the uS AttorneysOffice in Chattanooga Tennessee obtained an indictment allegingthat Herbert Woll (Woll) a resident of Marietta Georgia committed perjury during his sworn testimony before an officer of the SEC The testimony was offered by Woll during the course of an SEC investigation that led to a pending civil action SEC v Mohamed Khairy Mohamed Zayed II Michael W Rehtorik and Herbert WollCPA (ED Tenn Civil Action No 198-CV-327 Judge Edgar filed September 24 1998)
The SEC filed civil fraud charges against two former officers of Genesis International Financial Services Inc (Genesis) Mohamed Khalry Mohamed Zayed II (Zayed) and Michael W Rehtorik (Rehtorik)and its former accountant Woll for their roles in an illegal pumpand dump scheme involving Genesis stock In its complaint the SEC alleged that Zayed Rehtorik and Woll engaged in securities fraud in the promotion and sale of the Genesis stock by using fraudulent financial statements and press releases calculated to deceive prospective investors Woll a certified public accountant was named as a defendant in the SEC litigation for his actions in preparing the fraudulent financial documents for Genesis On Aprll30 1997 before filing its civil action the SEC issued an order temporarily suspending the trading of the securities of Genesis pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act)
According to the indictment returned on April 14 1999 Woll committed perjury in response to questions relating to his personalcriminal history Specifically when questioned by an SEC officerWoll knowingly provided false testimony by failing to reveal that his criminal history included several arrests and convictions
The SECs case which involves violations of the antifraud provisions Section 17(a) of the Securities Act of 1933 and Section 10b) of the Exchange Act and Rule 10b-5 thereunder by Woll Zayedand Rehtorik is currently ongoing in the Tennessee district court For additional information about the SECs suspension and litigationcase see SEC Release No 38565 (May 1 1997) Litigation Release No 15907 (September 24 1998) and Accounting and Auditing
2 NEWS DIGEST May 5 1999
Enforcement Release No 1081 (September 24 1998) [US v Herbert Emanuel Wall 199-CR-25] (LR-16130 AAE ReI 1132)
PALO ALTO MAN ARRESTED FOR FAILURE TO COMPLY WITH SEC SUBPOENA
Theodore O Pollard of Palo Alto CA was arrested at his home bythe US Marshall yesterday pursuant to a bench warrant issued bythe Honorable Fern A Smith United States District Court JudgeNorthern District of California Pollards arrest resulted from his continued non-compliance with two Securities and Exchange Commission (Commission) subpoenas ordering him to testify and produce documents from his company World Investment Network Ltd (WIN) in connection with a Commission investigation
As part of the Commissions focus on securities violations over the Internet Pollard and WIN have been under investigation for suspected fraud in connection with the sale of so-called primebank securities over WINs website The Commission issued a pressrelease on October 19 1993 warning investors about the dangers of fraudulent schemes involving the issuance and trading of primebank prime European bank or prime world bank financial lnstruments On March 5 1999 the Court issued a contempt order against Pollard and WIN and ordered a monetary fine against Pollard for every day he remained in contempt When Pollard failed to comply with the Courts order the Commission sought and obtained a bench warrant for Pollards arrest At a hearing before JudgeSmith Pollard was ordered to appear with counsel on May 14 1999 for further proceedings [In re An Application To Enforce Administrative Subpoenas of the SEC v Theodore O Pollard and World Investment Network Ltd CV-98-0056-MISC FMS] (LR-16132)
INVESTMENT COMPANY ACT RELEASES
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES ET AL
An order has been issued pursuant to Section 6(c) of the Investment Company Act exempting The Equitable Life Assurance Society of the United States (Equitable Life) The Equitable of Colorado Inc (EOC) Separate Account No 45 of Equitable Life Separate Account
No 49 of Equitable Life Separate Account VA of EOC any other separate account established by Equitable Life or EOC in the future to support certain deferred variable annuity contracts EQ Financial Consultants Inc and Equitable Distributors Inc from the provisions of Sections 2 (a) (32) 22 (c) and 27 (i ) (2) (A) of the Act and Rule 22c-1 thereunder The exemptive order permits under specified circumstances the recapture of credits applied to contributions made under certain deferred variable annuitycontracts The order also extends to any other National Association of Securities Dealers Inc member broker-dealer controlling or controlled by or under common control with Equitable Life or EOC that serves as a distributor or principal underwriter for the contracts described in the application (Rel IC-23822 - May 3)
NEWS DIGEST May 5 1999 3
AMR INVESTMENT SERVICES TRUST ET AL
An order has been issued on an application filed by AMR Investment Services Trust et al under (i) Sections 6(c) and 17(b) of the Investment Company Act for an exemption from Section 17(a) of the Act (ii) Section 6(c) for an exemption from Section 17(e) of the Act and Rule 17e-l under the Act and (iii) Section 10(f) of the Act for an exemption from Section 10 (f) The order permits certain registered open-end management investment companies advised byseveral investment advisers to engage in principal and brokeragetransactions with a broker-dealer affiliated with one of the investment advisers and to purchase securities in offeringsunderwritten by a principal underwriter affiliated with one of the investment advisers Thp transactions would be between the broker-dealer or principal underwriter and a portion of the lnvestment companys portfolio not advised by the adviser affiliated with the broker-dealer or principal underwriter The order also permits these investment companies not to aggregate certain purchases from an underwriting syndicate in which an affiliated person of one of the investment advisers is a principal underwriter (Rei IC-23823 - May 4)
SELF-REGULATORY ORGANIZATIONS
APPROVAL OF PROPOSED RULE CHANGE
The Commission approved a proposed rule change submitted by the Pacific Stock Exchange (SR-PCX-99-02) relating to matters subject to arbitration (Rel 34-41350)
PROPOSED RULE CHANGES
The Pacific Exchange filed a proposed rule change (SR-PCX-98-62) to permit the Exchange to trade Differential Index Options a new typeof standardized index option whose value at expiration is based on the relative performance of either a designated index versus a benchmark index a designated stock versus a benchmark index or a designated stock versus a benchmark stock Publication of the proposal is expected in the Federal Register during the week of May3 (Rei 34-41353)
The Chicago Board Options Exchanqe filed a proposed rule change (SR-CBOE-99-06) increasing the maximum size of orders on the Dow Jones High Yield Select 10 Index eligible for automatic execution Publication of the proposal is expected in the Federal Registerduring the week of May 3 (Rel 34-41357)
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change filed by the New York Stock Exchange relatingto revisions to the Exchanges Floor Conduct and Safety Guidelines
4 NEWS DIGEST May 5 1999
(SR-NYSE-99-16) has become effective under Section 19(b) (3) (A) of the Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal Register during the week of May 3 (ReI34-41354)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appearsas follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managing underwriter or depositor (if applicable) File number and date filed AssignedBranch and a designation if the statement is a New Issue
Registration statements may be obtained in person or by writing to the Commissions Public Reference Branch at 450 Fifth Street NWWashington D C 20549 or at the following e-mail box address ltpublicinfosecgovgt In most cases this information is also available on the Commissions website ltwwwsecgovgt
xes SOFTWARE STOCK CORP BRETONISCHER RING 12D 85630 GRASBRUNN MUNICH FEDERAL REPUBLIC OF 18 (498) 946-0050 - 475000S102125000 I COMMON STOCK (FILE 333-10286 - APR 27) (BR 3)
~- UNITED DOMINION REALTY TRUST INC 10 S 6TH ST STE 203 RICHMOND VA23219 1804) 780-2691 - 481251 (S5218565 53) COMMON STOCK (FILE333-77l6 - APR 28) (BR 8)
S-amp WHIRLPOOL CORP DE WHIRLPOOL CNTR 2000 M 63 CO CORPORATE SECRETARYBENTON HARBOR MI 49022 (6161 923-5000 - 100000 ($6662500) COMMON STOCKIFILE 333-77167 - APR 28) (BR 2)
C-8 EAT AT JOES LTD 1912 SANTIAGO DR NEWPORT BEACH CA 92660914) 725-2700 - 100000 (S100000) COMMON STOCK (FILE 333-77171 -APR 28 (BR 5)
S-8 LOUIS DREYFUS NATURAL GAS CORP 14000 QUAIL SPRINGS PKWY STE 600OKLAHOMA CITY OK 73134 (405) 749-1300 - 100000 ($1716000) COMMON STOCK(FILE 333-77185 - APR 28) (BR 4)
S-8 CARNEGIE FINANCIAL CORP PA 17 W MALL PLAZA 1501 EUCLID AVENUECARNEGIE PA 15106 (412) 276-1266 - 23805 ($212031 37) COMMON STOCK(FILE 333-77189 - APR 28) (BR 7)
S-8 NATIONAL SEMICONDUCTOR CORP 2900 SEMICONDUCTOR DR PO BOX 58090SANTA CLARA CA 95052 (408) 721-5000 - 20000000 ($262500000)COMMON STOCK (FILE 333-77195 - JPR 28) (BR 5)
S-4 CMS ENERGY CORP FAIRLANE PLZ SOUTH STE 1100 330 TOWN CENTER DRDEARBORN MI 48126 (3131 436-9200 - 300000000 ($300000000)STRAIGHT BONDS (FILE 333-77197 - APR 28) (BR 2)
S-8 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 1179715161 677-7200 - 72818 ($530600 12) COMMON STOCK (FILE 333-77201 -APR 28 I (BR 7)
S-3 MERISTAR HOSPITALITY CORP 1010 WISCONSIN AVENUE N W WASHINGTON DC20007 (972) 550-6800 - 5075725 ($45570008 75) COMMON STOCK (FILE333-77203 - APR 28) (BR 8)
NEWS DIGEST May 5 1999 5
S-8 CYBERCASH INC 2100 RESTON PARKWAY 3RD FLOOR RESTON VA 2019117031 620-4200 - 500000 (S8296875) COMMON STOCK (FILE 333-77205 -APR 28 1 IBR 3I
S-6 FAXSAV INC 399 THORNALL ST EDISON NJ 08837 (908) 906-2000 - 650000$2250001 COMMON STOCK (FILE 333-77207 - APR 28) (BR 7)
SB-2 VILLAGE BANCORP INC DE 1845 EAST RAND RD PROSPECT HEIGHTS IL 60070 1847) 870-8300 - 554000 (S7340500) COMMON STOCK (FILE 333-77209 -
APR 28) (BR 7)
S-8 MICROFINANCIAL INC 950 WINTER STREET WALTHAM MA 02154 (781) 890-0177 - 100000 (Sl662500) COMMON STOCK (FILE 333-77211 - APR 28) (BR 7)
S-3 MORGAN STANLEY CAPITAL I INC llOOO BROKEN LAND PARKWAYcIa NORWEST BANK MINNESOTA N A COLUMBIA MD 10036 (212) 761-4000 -1000000 (SlOOOOOO) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE (FILE333-77215 - APR 28) IBR 8)
S-e CENTRAL VERMONT PUBLIC SERVICE CORP 77 GROVE ST RUTLAND VT 05701802 773-2711 112500 (Sl241010) COMMON STOCK (FILE 333-77217 -
APR 28 1 IBR 2I
SmiddotB NET PERCEPTIONS INC 7901 FLYING CLOUD DR MINNEAPOLIS MN 55344 16121 903-1270 3853952 ($53955328) COMMON STOCK (FILE 333-77219 -APR 28 IBR 31
S-3 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 11797 50 677-7202 - 133333 158199979 501 COMMON STOCK (FILE 333-77221 -
Ar 28 S)
SHOWCASE CORP MN 4115 HWY 52 NORTH STE 300 ROCHESTER MN 55901 1507 288-5922 - 535000000 COMMON STOCK (FILE 333-77223 - APR 28)
S - E MANNATECH INC 600 SOUTH ROYAL LANE SUITE 200 COPPELL TX 75019 972 47)-7400 - 642000 (Sll215740) COMMON STOCK (FILE 333-77227 -
APR 28 IBR 1)
s - T REIT INC 1551 N TUSTIN AVENUE SUITE 650 SANTA ANA CA 92705 877) 888-7348 - 11050000 (Sl10500OOO) COMMON STOCK (FILE 333-77229 -
APR 28 INEW ISSUEI
MOHAWf INDUSTRIES INC 160 S INDUSTRIAL BLVD PO BOX 12069 CALHOUN GA 30701 17061 629-7721 - 3149999 (59794543891) COMMON STOCK (FILE333-77211 - APR 28) (BR 2)
5-6 ISLE OF CAPRI CASINOS INC 711 WASHINGTON LOOP 2ND FLR BILOXI MS 39530 6Cl) 436-7000 - 3170750 ($13152961 SO) COMMON STOCK (FILE333-77233 - APR 281 (BR 51
5- YOUNG amp RUBICAM INC 285 MADISON AVE NEW YORK NY 10017 - 17250000 5731572500) COMMON STOCK IFILE 333-77235 - APR 281 (BR 2)
S-8 ROCK TENN ce 504 THRASHER ST NORCROSS GA 30071 (770) 448-2193 -2363268 (535132083) COMMON STOCK (FILE 333-77237 - APR 28) (BR 4)
5-3 OSAGE SYSTEMS GROUP INC 1661 EAST CAMELBACK RD STE 245 PHOENIX AZ 85016 (602) 274-1299 - 3706776 (S23630697) COMMON STOCK (FILE333-77239 - APR 28) (BR 3)
S-8 TEHAMA BANCORP 239 SOUTH MAIN STREET PO BOX 890 RED BLUFF CA 96080 (9161 528-3000 - 544230 (S6666818) COMMON STOCK (FILE 333-77241 -APR 28) (BR 7)
S-8 EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 5000000 (S433750OOO) COMMON STOCK (FILE 333-77243 -
APR 28) (BR 51
S-E EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 100000 (S8675OOO) COMMON STOCK (FILE 333-77245 -APR 281 (BR 5)
NEWS DIGEST May 5 1999 6
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612J 449-9092 - 200000 ($1968000) COMMON STOCK (FILE 333-77247
APR 28 ) CBR 5 )
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612) 449-9092 - 1500000 1$14765625) COMMON STOCK (FILE 333-77249 -APR 28 1 IBR 5 1
5-8 SYNERGY BRANDS INC 10850 PERRY WAY SUITE 203 WEXFORD PA 15090
516) 682-1980 - 1600000 ($7184000) COMMON STOCK (FILE 333-77251 -APR 28 J (BR 2 )
S-4 TOKHEIM CORP 10501 CORPORATE DRIVE FORT WAYNE IN 46845 (219) 470-4600
209647500 ($209647500) STRAIGHT BONDS IFILE 333-77253 - APR 28)
IBR 6)
$middot6 ARXA INTERNATIONAL ENERGY INC 530 WELLS FARGO DRIVE SUITE 300
HOUSTON TX 77090 laquo28) 1) --444- - 4000 ($1600) COMMON STOCK (FILE
333-77255 - APR 28) (BR 4)
S-3 APARTMENT INVESTMENT amp MANAGEMENT CO 1873 S BELLAIRE ST SUITE 1700
DENVER CO 80222 (303) 757-8101 - 530000 ($21034375) COMMON STOCK
(FILE 333-77257 - APR 28) (BR 8)
5-6 UMPQUA HOLDINGS CORP 445 SE MAIN STREET POBOX 1820 ROSEBURG OR
9747C 15411 440- 3963 - 1121 400 ($9475758 18) COMMON STOCK IFILE
333-772SS APR 28) IBR 9)
Ramp5 FALCON COPF 901 THREADNEEDLE HOUSTON TX 77079 (281) 496-5000 -4v~OOCCOC 1$4000000001 STRAIGHT BONDS (FILE 333-77263 - APR 28)
BF 4
55 FARADIGM MEDICAL INDUSTRIES INC 1127 WEST 2320 SOUTH STE A
SALT LAKE CITY UT 84119 (801) 977-8970 - 1488400 ($24239001
COMMON STOCK (FILE 333-77267 - APR 28) (BR 9)
$-_ DIVICORE INC 1 GREAT VALLEY PARKWAY MALVERN PA 19355 (610) 408-7480
$6COOOOOO COMMON STOCK IFILE 333-77269 - APR 28)
3-1 PATRIOT AMERICAN HOSPITALITY INCDE 1950 STEMMONS FRWY STE 6001
uALLAS TX 75207 (214) 863-1000 - 68000000 ($340000000) COMMON STOCK
FILE 333 -77271 - APR 28) (BR 8)
$- KEITH COMPANIES INC 2955 RED HILL AVENUE COSTA MESA CA 92626
714 668-700l - 2012500 ($20125000) COMMON STOCK (FILE 333-77273 -APR 28) (NEW ISSUE)
INTEL CORP 2200 MISSION COLLEGE BLVD SANTA CLARA CA 95052
408 765-8080 - 306000 ($17690625) COMMON STOCK (FILE 333-77279 -APR 28 (BR 51
S-e WALTER INDUSTRIES INC NEW 1500 N DALE MABRY HWY TAMPA FL 33607
813 871-4811 - 3500000 ($40145000) COMMON STOCK (FILE 333-77283
APR 29 IBR 6 J
S-3 SIMTEK CORP 1465 KELLY JOHNSON BLVD STE 301 COLORADO SPRINGS CO
80920 (719) 531-9444 - 7692308 ($1500000) COMMON STOCK (FILE
333-77285 - APR 29) (BR 5)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 410000 ($2029987) COMMON STOCK (FILE 333-77287
APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 75000 ($103125) COMMON STOCK (FILE 333-77289 -APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 50000 ($439063) COMMON STOCK (FILE 333-77291
APR 29 I (BR 3 I
NEWS DIGEST May 5 1999 7
RECENT BK FILINGS
Forrr o-K 1S used by compan1es to f1le current reports on the follow1ng events
Item Changes 1n Control of Reg1strant
Item 2 ACqu1s1t10n or D1spos1t10n of Assets
Lt err 3 Bankruptcy or Rece1versh1p
Lt em Changes 1n Reglstrants CertlfYlng Accountant
Item 5 Other Materlally Important Events
Ite 6 Reslgnatlons of Reglstrants Dlrectors
Item 7 Flnanclal Statements and ExhlbltS
Iterr 8 Change In Flscal Year
t t e-r 9 Regulatlon S Offerlngs
~e followlng companles have flIed 8-K reports for the date lndlcated andor amendments to 8-K reports preVlOuS
~lea respondlng to the ltem(s) of the form speclfled 8-K reports may be obtalned In person or by wrltlng to t~~
CO~~lSSlO~S Publc Reference Branch at 450 Flfth Street NW Washlngton D C 20549 or at the followlng e-mal be
ao a r e s s ltpJOllClnfoiisec gOYgt In most cases I t m s an f o rma t aon 15 also ava r Lab l e on the Comrrus s i on 5 webs Lmiddot lt sec 90gt
NAME OF ISSUER STATE CODE
BK 1 234
ITEM NO 5 6 7 B 9 DATE COMMENT
ABF I~FO~~TION SFRVICES INC
=-E P A~~E INS~~CE COMPANIES INC
A) VAgt7A CORP
~A-A10RTGAGE LOAN TRUST 1998-4A
CmiddotA-AM8RTGAGE LOAN TRUST 1998-4B
- r--A ~R-GAGE LCA~ TRUST 1998-4C
CA-~A fJIORTGAGE LOAN TRUST 1999-1
AMER~A BAN~SHARES INC FL
ANKEl COAL GROUP INC
AR~Jr ~CLDINGS INC
ASCEN- ENTERTAINMENT GROUP INC
A-ampT CORP
ATAS ENVIRONMENTAL INC
ATI-_~ COMPANIES INC
5AA ENERGY CO
BJv2AR2lER CAPITAL MORTGAGE SECURIT
IZATION CORP
FL
DE
DE
DE
DE
DE
DE
FL
DE
DE
DE
NY
CO
DE
UT
VT
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
043099
042899
050399
043099
043099
043099
043099
043099
043099
050399
012299
042299
041999
042099
121598
033199
AMEND
BOMBARDIER
IZATION
CAPITAL
CClRP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BROTHERS GOURMET COFFEES INC
BUFFALO CAPITAL VI LTD
BUFFALO CAPITAL VI LTD
CABOT INDUSTRIAL PROPERTIES LP
CABOT INDUSTRIAL TRUST
CAFE ODYSSEY INC
CALIFORNIA AMPLIFIER INC
CANISCO RESOURCES INC
CAPITOL REVOLVING HOME EQUITY LOAN
TRUST 1996-1
DE
CO
CO
DE
MD
MN
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
042099
122898
042199
043099
043099
050499
041999
041699
042099
CAPTOL
TRJST
REVOLVING
1997-1
HOME EQUITY LOAN MD X 042099
CAPRIUS INC DE X X 042799
8 NEWS DIGEST May 5 1999
STATE 8K ITEM NO NAME OF ISSUER CODE 1 2 3 4 5 6 789 DATE COMMENT
CATALINA LIGHTING INC
CBL amp ASSOCIATES PROPERTIES INC
CCB FINANCIAL CORP
CENTURY PACIFIC HOUSING FUND I
CENTURY PACIFIC TAX CREDIT HOUSING
FUNIII
FL
DE
NC
CA
CA
X
X
X
X
X
X
X
X
X
043099
043099
042799
042899
042899
CERES GROUP INC
CHANCELLOR MEDIA CORP OF LOS ANGELE
DE
DE x x x
021799 AMEND
041699
CHANCELLOR MEDIA CORPI
CHARTER ONE FINANCIAL INC
CHASE COMMERCIAL MORTGAGE
S CORP
SECURITIE
DE
DE
NY
x x x x
x 041699
050399
041999
CHR0NIMED INC
CIGNA CORP
COHERENT INC
COHESION TECHNOLOGIES INC
CC~TEC INDUSTRIES INC
C~MMERCIAL FEDERAL CORP
81YJNnBANK SHARES OF INDIANA IN
MN
DE
DE
DE
PA
NE
IN
x
x x
x x x
x
x x x x x
042799
050399042799
042199
050499
042999
042098
CC~STJClRESOURES INC
ONEXANT SYSTEMS INC
NSC~JATEJ DELIVERY amp LOGISTICS 1-
I
NV
DE
DE
x x
x x x
042999
050399
123198 AMEND
~T~~=ARE CORF
C8VANCE INC -~v MJE N~
-ROWN ENERGY CORP
TCIHUDSON RECEIVABLES CORP
JELPH AUTOMOTIVE SYSTEMS CORP
EA~LE PACIFIC INDUSTRIES INCMN
EAST T~XAS FINANCIAL SERVICES INC
EASTMAN CHEMICAL CO
EATON VANCE CORP
ECB B~1CORP INC
ELECTRIC LIGHTWAVE INC
EVEREN CAPITAL CORP
EVERGREEN RESOURCES INC
FAE GLOBAL INC
FIRST ALLIANCE MORTGAGE LO~1TRUST
FL
DE MD
UT
MN
DE
MN
DE
DE
MD
NC
DE
DE
CO
GA
NY
X
X X
x
x
x x x
x x
x x x x x x
x x
x
x x
x x x x x
x x x x
x
043099
042899050399
041799043099
042899
043099
043099042799
050399
042199
033199
042599
082196 AMEND
040599 AMEND
042099
FIRST FEDERA~ FINANCIAL
OF KENTUCKY
CORPORATION KY x 042099 AMEND
FIRST UNION COMMERCIAL
URITIES INC
MORTGAGE SEC NC x 041999
FIRSTAR CORP NEWI
FLORAFAX INTERNATIONAL INC
FO~ PETROLEUM CORP
FORTUNE BRANDS INC
FRONTIER ADJUSTERS OF AMERICA INC
GARDEN BOTANlKA INC
GE CAPITAL MORTGAGE SERVICES INC
GEORGIA PACIFIC CORP
GERON CORPORATION
GOODRICH B F CO
G02NET INC
GULPMARK OFFSHORE INC
HACH CO
HELLE~ FINANCIAL COMMERCIAL MORT AS
SET CORP SER 1999-PH-1
WI
DE
LA
DE
AZ
WA
NJ
GA
DE
NY
DE
DE
CO
DE
X
X
x x x x
x x x x
x x
x x
x x x x x x x
x
x x
050499
120998
042799
042799
043099
042099
042799050499
050499
043099
041699
033199
042199
050499
NEWS DIGEST May 5 1999 9
STATE 8K ITEM NONAME OF ISSUER COOE I 234 5 6 789 DATE COMMENT
HERITAGE FINANCIAL CORP WA
rlOMESTEAD VILLAGE INC
HOMESTEAD VILLAGE INC
HOST MARRIOTT CORP
r LINK INC
IDENTIX INC
IMAGYN MEDICAL TECHNOLOGIES INC
IMPERIAL SUGAR CO NEW
INTELLIGROUP INC
INTERNET AMERICA INC
ISIS PHARMACEUTICALS INC
IVILLAGE INC
JACKAL INDUSTRIES INC
JAVELIN SYSTEMS INC
KOWTOW INC
K~S~~E~ LOCKE CO
ABTEC INC MA
~CA VISION INC
~EAF WRELESS INTERNATIONAL INC
~ECHTERS INC
LE3ATC SYSTEMS INC
LITTLE FALLS BANCORP INC
_TX COR
A-WEr INC I W
YAS K
vAR~ET FACTS INC
3~ CORPFlAoCIfu-~CKESSOlHBO INC
~E~k~ INC
~ELLON RESIDENTIAL FUNDING CORP HOM
E E~ IlSTALLOAN TRU 99-1
ME~CA~lILE BANCORPORATION INC
~ERRILL LYNCH MORT INVES INC PROVID
A~40ME EO LN TR 1999-1
~E~A 3R8~P IN
~ETAMCR WORLDWIOE INC
~EC~ ENERGY CORP
CORPFlFINANCIAL
~ICROGRAFX INC
vILLENNIUM ELECTRONICS INC
~CBILE MINI INC
~CBILEMEOIA COMWJNICATIONS INC
MOBILEMEDIA CORP
MONARCH DENTAL CORF
MONSANTO CC
MONTGOMERY WARD HOLDING CORP
MORGAN STANLEY CAPITAL I INC DEPOSI
TOR FOR SERIES 1999-FNV1
N-VIRO INTERNATIONAL CORP
NATIONAL BANKSHARES INC
NATIONSLINK FUNDING CORP COMM MORT
PASS THR CERT SER 1999-1
NEWPARK RESOURCES INC
NORTEL NETWORKS CORP
NORTEL NETWORKS CORP
NORWEST ASSET SECURITIES CORP
OCEAN ENERGY INC TX
ONEOK INC NEW
ORBlTAL SCIENCES CORP DE
ORION ACQUISITION CORP II
10 NEWS DIGEST May 5
WA x MD X X
MD X X
MD X X
FL X X
DE X X
DE X X
TX X X
NJ X
TX X X
DE X X
DE X
NV X X
DE X X
NV X X
CA X
MA X
DE X
DE X X
NJ X X
DE X X
NJ X X
MA X X
WI X X
GA X
DE X X
DE X X
DE X X
MI X
DE X X
MO X X DE X X
DE X X
DE X X
CO X
DE X
TX X X
NV X X X
DE X
DE X
DE X
DE X
DE X X
DE X X
DE X X
DE X X
VA X
DE X
DE X X
X
X X
DE X X
TX X
OK X X
DE X
DE X X
1999
042799
050399
050499
050399
041599
042699
043099
050399
042799 AMEND
012999 AMEND
042099021899
041699
042399
050499
042699
021799 AMEND
042999
041999
050499
050499042799
043099
042699
042799
042999
050399
042999
042899
042999
050499
042799
050399
041999
042199
042999
041699040899
043099043099
043099
042699
050399
043099
042199
042999
050399
042099
042699042799
042999
050399
042699
050399
042999043099
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
050399
RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
to disgorge $536921 jointly and severally plus prejudgmentinterest Smith Benton was further ordered to pay a civil penaltyof $250000
The initial decision barred Michael Zaman from association with anybroker dealer investment adviser investment company municipalsecurities dealer or a member of registered securities association or of a national stock exchange ordered him to pay a civil penaltyof $175000 and ordered Zaman to cease and desist from committingany violations or future violations of Sections 5 (a) 5 (c) and 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Exchange Act Rule 10b-5 (ReI 34-41364 File No 3-9201)
SEC DEFENDANT INDICTED FOR PERJl~Y COMMITTED DURING SEC INVESTIGATION
The Commission announced that on April 14 1999 the uS AttorneysOffice in Chattanooga Tennessee obtained an indictment allegingthat Herbert Woll (Woll) a resident of Marietta Georgia committed perjury during his sworn testimony before an officer of the SEC The testimony was offered by Woll during the course of an SEC investigation that led to a pending civil action SEC v Mohamed Khairy Mohamed Zayed II Michael W Rehtorik and Herbert WollCPA (ED Tenn Civil Action No 198-CV-327 Judge Edgar filed September 24 1998)
The SEC filed civil fraud charges against two former officers of Genesis International Financial Services Inc (Genesis) Mohamed Khalry Mohamed Zayed II (Zayed) and Michael W Rehtorik (Rehtorik)and its former accountant Woll for their roles in an illegal pumpand dump scheme involving Genesis stock In its complaint the SEC alleged that Zayed Rehtorik and Woll engaged in securities fraud in the promotion and sale of the Genesis stock by using fraudulent financial statements and press releases calculated to deceive prospective investors Woll a certified public accountant was named as a defendant in the SEC litigation for his actions in preparing the fraudulent financial documents for Genesis On Aprll30 1997 before filing its civil action the SEC issued an order temporarily suspending the trading of the securities of Genesis pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act)
According to the indictment returned on April 14 1999 Woll committed perjury in response to questions relating to his personalcriminal history Specifically when questioned by an SEC officerWoll knowingly provided false testimony by failing to reveal that his criminal history included several arrests and convictions
The SECs case which involves violations of the antifraud provisions Section 17(a) of the Securities Act of 1933 and Section 10b) of the Exchange Act and Rule 10b-5 thereunder by Woll Zayedand Rehtorik is currently ongoing in the Tennessee district court For additional information about the SECs suspension and litigationcase see SEC Release No 38565 (May 1 1997) Litigation Release No 15907 (September 24 1998) and Accounting and Auditing
2 NEWS DIGEST May 5 1999
Enforcement Release No 1081 (September 24 1998) [US v Herbert Emanuel Wall 199-CR-25] (LR-16130 AAE ReI 1132)
PALO ALTO MAN ARRESTED FOR FAILURE TO COMPLY WITH SEC SUBPOENA
Theodore O Pollard of Palo Alto CA was arrested at his home bythe US Marshall yesterday pursuant to a bench warrant issued bythe Honorable Fern A Smith United States District Court JudgeNorthern District of California Pollards arrest resulted from his continued non-compliance with two Securities and Exchange Commission (Commission) subpoenas ordering him to testify and produce documents from his company World Investment Network Ltd (WIN) in connection with a Commission investigation
As part of the Commissions focus on securities violations over the Internet Pollard and WIN have been under investigation for suspected fraud in connection with the sale of so-called primebank securities over WINs website The Commission issued a pressrelease on October 19 1993 warning investors about the dangers of fraudulent schemes involving the issuance and trading of primebank prime European bank or prime world bank financial lnstruments On March 5 1999 the Court issued a contempt order against Pollard and WIN and ordered a monetary fine against Pollard for every day he remained in contempt When Pollard failed to comply with the Courts order the Commission sought and obtained a bench warrant for Pollards arrest At a hearing before JudgeSmith Pollard was ordered to appear with counsel on May 14 1999 for further proceedings [In re An Application To Enforce Administrative Subpoenas of the SEC v Theodore O Pollard and World Investment Network Ltd CV-98-0056-MISC FMS] (LR-16132)
INVESTMENT COMPANY ACT RELEASES
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES ET AL
An order has been issued pursuant to Section 6(c) of the Investment Company Act exempting The Equitable Life Assurance Society of the United States (Equitable Life) The Equitable of Colorado Inc (EOC) Separate Account No 45 of Equitable Life Separate Account
No 49 of Equitable Life Separate Account VA of EOC any other separate account established by Equitable Life or EOC in the future to support certain deferred variable annuity contracts EQ Financial Consultants Inc and Equitable Distributors Inc from the provisions of Sections 2 (a) (32) 22 (c) and 27 (i ) (2) (A) of the Act and Rule 22c-1 thereunder The exemptive order permits under specified circumstances the recapture of credits applied to contributions made under certain deferred variable annuitycontracts The order also extends to any other National Association of Securities Dealers Inc member broker-dealer controlling or controlled by or under common control with Equitable Life or EOC that serves as a distributor or principal underwriter for the contracts described in the application (Rel IC-23822 - May 3)
NEWS DIGEST May 5 1999 3
AMR INVESTMENT SERVICES TRUST ET AL
An order has been issued on an application filed by AMR Investment Services Trust et al under (i) Sections 6(c) and 17(b) of the Investment Company Act for an exemption from Section 17(a) of the Act (ii) Section 6(c) for an exemption from Section 17(e) of the Act and Rule 17e-l under the Act and (iii) Section 10(f) of the Act for an exemption from Section 10 (f) The order permits certain registered open-end management investment companies advised byseveral investment advisers to engage in principal and brokeragetransactions with a broker-dealer affiliated with one of the investment advisers and to purchase securities in offeringsunderwritten by a principal underwriter affiliated with one of the investment advisers Thp transactions would be between the broker-dealer or principal underwriter and a portion of the lnvestment companys portfolio not advised by the adviser affiliated with the broker-dealer or principal underwriter The order also permits these investment companies not to aggregate certain purchases from an underwriting syndicate in which an affiliated person of one of the investment advisers is a principal underwriter (Rei IC-23823 - May 4)
SELF-REGULATORY ORGANIZATIONS
APPROVAL OF PROPOSED RULE CHANGE
The Commission approved a proposed rule change submitted by the Pacific Stock Exchange (SR-PCX-99-02) relating to matters subject to arbitration (Rel 34-41350)
PROPOSED RULE CHANGES
The Pacific Exchange filed a proposed rule change (SR-PCX-98-62) to permit the Exchange to trade Differential Index Options a new typeof standardized index option whose value at expiration is based on the relative performance of either a designated index versus a benchmark index a designated stock versus a benchmark index or a designated stock versus a benchmark stock Publication of the proposal is expected in the Federal Register during the week of May3 (Rei 34-41353)
The Chicago Board Options Exchanqe filed a proposed rule change (SR-CBOE-99-06) increasing the maximum size of orders on the Dow Jones High Yield Select 10 Index eligible for automatic execution Publication of the proposal is expected in the Federal Registerduring the week of May 3 (Rel 34-41357)
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change filed by the New York Stock Exchange relatingto revisions to the Exchanges Floor Conduct and Safety Guidelines
4 NEWS DIGEST May 5 1999
(SR-NYSE-99-16) has become effective under Section 19(b) (3) (A) of the Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal Register during the week of May 3 (ReI34-41354)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appearsas follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managing underwriter or depositor (if applicable) File number and date filed AssignedBranch and a designation if the statement is a New Issue
Registration statements may be obtained in person or by writing to the Commissions Public Reference Branch at 450 Fifth Street NWWashington D C 20549 or at the following e-mail box address ltpublicinfosecgovgt In most cases this information is also available on the Commissions website ltwwwsecgovgt
xes SOFTWARE STOCK CORP BRETONISCHER RING 12D 85630 GRASBRUNN MUNICH FEDERAL REPUBLIC OF 18 (498) 946-0050 - 475000S102125000 I COMMON STOCK (FILE 333-10286 - APR 27) (BR 3)
~- UNITED DOMINION REALTY TRUST INC 10 S 6TH ST STE 203 RICHMOND VA23219 1804) 780-2691 - 481251 (S5218565 53) COMMON STOCK (FILE333-77l6 - APR 28) (BR 8)
S-amp WHIRLPOOL CORP DE WHIRLPOOL CNTR 2000 M 63 CO CORPORATE SECRETARYBENTON HARBOR MI 49022 (6161 923-5000 - 100000 ($6662500) COMMON STOCKIFILE 333-77167 - APR 28) (BR 2)
C-8 EAT AT JOES LTD 1912 SANTIAGO DR NEWPORT BEACH CA 92660914) 725-2700 - 100000 (S100000) COMMON STOCK (FILE 333-77171 -APR 28 (BR 5)
S-8 LOUIS DREYFUS NATURAL GAS CORP 14000 QUAIL SPRINGS PKWY STE 600OKLAHOMA CITY OK 73134 (405) 749-1300 - 100000 ($1716000) COMMON STOCK(FILE 333-77185 - APR 28) (BR 4)
S-8 CARNEGIE FINANCIAL CORP PA 17 W MALL PLAZA 1501 EUCLID AVENUECARNEGIE PA 15106 (412) 276-1266 - 23805 ($212031 37) COMMON STOCK(FILE 333-77189 - APR 28) (BR 7)
S-8 NATIONAL SEMICONDUCTOR CORP 2900 SEMICONDUCTOR DR PO BOX 58090SANTA CLARA CA 95052 (408) 721-5000 - 20000000 ($262500000)COMMON STOCK (FILE 333-77195 - JPR 28) (BR 5)
S-4 CMS ENERGY CORP FAIRLANE PLZ SOUTH STE 1100 330 TOWN CENTER DRDEARBORN MI 48126 (3131 436-9200 - 300000000 ($300000000)STRAIGHT BONDS (FILE 333-77197 - APR 28) (BR 2)
S-8 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 1179715161 677-7200 - 72818 ($530600 12) COMMON STOCK (FILE 333-77201 -APR 28 I (BR 7)
S-3 MERISTAR HOSPITALITY CORP 1010 WISCONSIN AVENUE N W WASHINGTON DC20007 (972) 550-6800 - 5075725 ($45570008 75) COMMON STOCK (FILE333-77203 - APR 28) (BR 8)
NEWS DIGEST May 5 1999 5
S-8 CYBERCASH INC 2100 RESTON PARKWAY 3RD FLOOR RESTON VA 2019117031 620-4200 - 500000 (S8296875) COMMON STOCK (FILE 333-77205 -APR 28 1 IBR 3I
S-6 FAXSAV INC 399 THORNALL ST EDISON NJ 08837 (908) 906-2000 - 650000$2250001 COMMON STOCK (FILE 333-77207 - APR 28) (BR 7)
SB-2 VILLAGE BANCORP INC DE 1845 EAST RAND RD PROSPECT HEIGHTS IL 60070 1847) 870-8300 - 554000 (S7340500) COMMON STOCK (FILE 333-77209 -
APR 28) (BR 7)
S-8 MICROFINANCIAL INC 950 WINTER STREET WALTHAM MA 02154 (781) 890-0177 - 100000 (Sl662500) COMMON STOCK (FILE 333-77211 - APR 28) (BR 7)
S-3 MORGAN STANLEY CAPITAL I INC llOOO BROKEN LAND PARKWAYcIa NORWEST BANK MINNESOTA N A COLUMBIA MD 10036 (212) 761-4000 -1000000 (SlOOOOOO) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE (FILE333-77215 - APR 28) IBR 8)
S-e CENTRAL VERMONT PUBLIC SERVICE CORP 77 GROVE ST RUTLAND VT 05701802 773-2711 112500 (Sl241010) COMMON STOCK (FILE 333-77217 -
APR 28 1 IBR 2I
SmiddotB NET PERCEPTIONS INC 7901 FLYING CLOUD DR MINNEAPOLIS MN 55344 16121 903-1270 3853952 ($53955328) COMMON STOCK (FILE 333-77219 -APR 28 IBR 31
S-3 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 11797 50 677-7202 - 133333 158199979 501 COMMON STOCK (FILE 333-77221 -
Ar 28 S)
SHOWCASE CORP MN 4115 HWY 52 NORTH STE 300 ROCHESTER MN 55901 1507 288-5922 - 535000000 COMMON STOCK (FILE 333-77223 - APR 28)
S - E MANNATECH INC 600 SOUTH ROYAL LANE SUITE 200 COPPELL TX 75019 972 47)-7400 - 642000 (Sll215740) COMMON STOCK (FILE 333-77227 -
APR 28 IBR 1)
s - T REIT INC 1551 N TUSTIN AVENUE SUITE 650 SANTA ANA CA 92705 877) 888-7348 - 11050000 (Sl10500OOO) COMMON STOCK (FILE 333-77229 -
APR 28 INEW ISSUEI
MOHAWf INDUSTRIES INC 160 S INDUSTRIAL BLVD PO BOX 12069 CALHOUN GA 30701 17061 629-7721 - 3149999 (59794543891) COMMON STOCK (FILE333-77211 - APR 28) (BR 2)
5-6 ISLE OF CAPRI CASINOS INC 711 WASHINGTON LOOP 2ND FLR BILOXI MS 39530 6Cl) 436-7000 - 3170750 ($13152961 SO) COMMON STOCK (FILE333-77233 - APR 281 (BR 51
5- YOUNG amp RUBICAM INC 285 MADISON AVE NEW YORK NY 10017 - 17250000 5731572500) COMMON STOCK IFILE 333-77235 - APR 281 (BR 2)
S-8 ROCK TENN ce 504 THRASHER ST NORCROSS GA 30071 (770) 448-2193 -2363268 (535132083) COMMON STOCK (FILE 333-77237 - APR 28) (BR 4)
5-3 OSAGE SYSTEMS GROUP INC 1661 EAST CAMELBACK RD STE 245 PHOENIX AZ 85016 (602) 274-1299 - 3706776 (S23630697) COMMON STOCK (FILE333-77239 - APR 28) (BR 3)
S-8 TEHAMA BANCORP 239 SOUTH MAIN STREET PO BOX 890 RED BLUFF CA 96080 (9161 528-3000 - 544230 (S6666818) COMMON STOCK (FILE 333-77241 -APR 28) (BR 7)
S-8 EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 5000000 (S433750OOO) COMMON STOCK (FILE 333-77243 -
APR 28) (BR 51
S-E EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 100000 (S8675OOO) COMMON STOCK (FILE 333-77245 -APR 281 (BR 5)
NEWS DIGEST May 5 1999 6
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612J 449-9092 - 200000 ($1968000) COMMON STOCK (FILE 333-77247
APR 28 ) CBR 5 )
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612) 449-9092 - 1500000 1$14765625) COMMON STOCK (FILE 333-77249 -APR 28 1 IBR 5 1
5-8 SYNERGY BRANDS INC 10850 PERRY WAY SUITE 203 WEXFORD PA 15090
516) 682-1980 - 1600000 ($7184000) COMMON STOCK (FILE 333-77251 -APR 28 J (BR 2 )
S-4 TOKHEIM CORP 10501 CORPORATE DRIVE FORT WAYNE IN 46845 (219) 470-4600
209647500 ($209647500) STRAIGHT BONDS IFILE 333-77253 - APR 28)
IBR 6)
$middot6 ARXA INTERNATIONAL ENERGY INC 530 WELLS FARGO DRIVE SUITE 300
HOUSTON TX 77090 laquo28) 1) --444- - 4000 ($1600) COMMON STOCK (FILE
333-77255 - APR 28) (BR 4)
S-3 APARTMENT INVESTMENT amp MANAGEMENT CO 1873 S BELLAIRE ST SUITE 1700
DENVER CO 80222 (303) 757-8101 - 530000 ($21034375) COMMON STOCK
(FILE 333-77257 - APR 28) (BR 8)
5-6 UMPQUA HOLDINGS CORP 445 SE MAIN STREET POBOX 1820 ROSEBURG OR
9747C 15411 440- 3963 - 1121 400 ($9475758 18) COMMON STOCK IFILE
333-772SS APR 28) IBR 9)
Ramp5 FALCON COPF 901 THREADNEEDLE HOUSTON TX 77079 (281) 496-5000 -4v~OOCCOC 1$4000000001 STRAIGHT BONDS (FILE 333-77263 - APR 28)
BF 4
55 FARADIGM MEDICAL INDUSTRIES INC 1127 WEST 2320 SOUTH STE A
SALT LAKE CITY UT 84119 (801) 977-8970 - 1488400 ($24239001
COMMON STOCK (FILE 333-77267 - APR 28) (BR 9)
$-_ DIVICORE INC 1 GREAT VALLEY PARKWAY MALVERN PA 19355 (610) 408-7480
$6COOOOOO COMMON STOCK IFILE 333-77269 - APR 28)
3-1 PATRIOT AMERICAN HOSPITALITY INCDE 1950 STEMMONS FRWY STE 6001
uALLAS TX 75207 (214) 863-1000 - 68000000 ($340000000) COMMON STOCK
FILE 333 -77271 - APR 28) (BR 8)
$- KEITH COMPANIES INC 2955 RED HILL AVENUE COSTA MESA CA 92626
714 668-700l - 2012500 ($20125000) COMMON STOCK (FILE 333-77273 -APR 28) (NEW ISSUE)
INTEL CORP 2200 MISSION COLLEGE BLVD SANTA CLARA CA 95052
408 765-8080 - 306000 ($17690625) COMMON STOCK (FILE 333-77279 -APR 28 (BR 51
S-e WALTER INDUSTRIES INC NEW 1500 N DALE MABRY HWY TAMPA FL 33607
813 871-4811 - 3500000 ($40145000) COMMON STOCK (FILE 333-77283
APR 29 IBR 6 J
S-3 SIMTEK CORP 1465 KELLY JOHNSON BLVD STE 301 COLORADO SPRINGS CO
80920 (719) 531-9444 - 7692308 ($1500000) COMMON STOCK (FILE
333-77285 - APR 29) (BR 5)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 410000 ($2029987) COMMON STOCK (FILE 333-77287
APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 75000 ($103125) COMMON STOCK (FILE 333-77289 -APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 50000 ($439063) COMMON STOCK (FILE 333-77291
APR 29 I (BR 3 I
NEWS DIGEST May 5 1999 7
RECENT BK FILINGS
Forrr o-K 1S used by compan1es to f1le current reports on the follow1ng events
Item Changes 1n Control of Reg1strant
Item 2 ACqu1s1t10n or D1spos1t10n of Assets
Lt err 3 Bankruptcy or Rece1versh1p
Lt em Changes 1n Reglstrants CertlfYlng Accountant
Item 5 Other Materlally Important Events
Ite 6 Reslgnatlons of Reglstrants Dlrectors
Item 7 Flnanclal Statements and ExhlbltS
Iterr 8 Change In Flscal Year
t t e-r 9 Regulatlon S Offerlngs
~e followlng companles have flIed 8-K reports for the date lndlcated andor amendments to 8-K reports preVlOuS
~lea respondlng to the ltem(s) of the form speclfled 8-K reports may be obtalned In person or by wrltlng to t~~
CO~~lSSlO~S Publc Reference Branch at 450 Flfth Street NW Washlngton D C 20549 or at the followlng e-mal be
ao a r e s s ltpJOllClnfoiisec gOYgt In most cases I t m s an f o rma t aon 15 also ava r Lab l e on the Comrrus s i on 5 webs Lmiddot lt sec 90gt
NAME OF ISSUER STATE CODE
BK 1 234
ITEM NO 5 6 7 B 9 DATE COMMENT
ABF I~FO~~TION SFRVICES INC
=-E P A~~E INS~~CE COMPANIES INC
A) VAgt7A CORP
~A-A10RTGAGE LOAN TRUST 1998-4A
CmiddotA-AM8RTGAGE LOAN TRUST 1998-4B
- r--A ~R-GAGE LCA~ TRUST 1998-4C
CA-~A fJIORTGAGE LOAN TRUST 1999-1
AMER~A BAN~SHARES INC FL
ANKEl COAL GROUP INC
AR~Jr ~CLDINGS INC
ASCEN- ENTERTAINMENT GROUP INC
A-ampT CORP
ATAS ENVIRONMENTAL INC
ATI-_~ COMPANIES INC
5AA ENERGY CO
BJv2AR2lER CAPITAL MORTGAGE SECURIT
IZATION CORP
FL
DE
DE
DE
DE
DE
DE
FL
DE
DE
DE
NY
CO
DE
UT
VT
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
043099
042899
050399
043099
043099
043099
043099
043099
043099
050399
012299
042299
041999
042099
121598
033199
AMEND
BOMBARDIER
IZATION
CAPITAL
CClRP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BROTHERS GOURMET COFFEES INC
BUFFALO CAPITAL VI LTD
BUFFALO CAPITAL VI LTD
CABOT INDUSTRIAL PROPERTIES LP
CABOT INDUSTRIAL TRUST
CAFE ODYSSEY INC
CALIFORNIA AMPLIFIER INC
CANISCO RESOURCES INC
CAPITOL REVOLVING HOME EQUITY LOAN
TRUST 1996-1
DE
CO
CO
DE
MD
MN
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
042099
122898
042199
043099
043099
050499
041999
041699
042099
CAPTOL
TRJST
REVOLVING
1997-1
HOME EQUITY LOAN MD X 042099
CAPRIUS INC DE X X 042799
8 NEWS DIGEST May 5 1999
STATE 8K ITEM NO NAME OF ISSUER CODE 1 2 3 4 5 6 789 DATE COMMENT
CATALINA LIGHTING INC
CBL amp ASSOCIATES PROPERTIES INC
CCB FINANCIAL CORP
CENTURY PACIFIC HOUSING FUND I
CENTURY PACIFIC TAX CREDIT HOUSING
FUNIII
FL
DE
NC
CA
CA
X
X
X
X
X
X
X
X
X
043099
043099
042799
042899
042899
CERES GROUP INC
CHANCELLOR MEDIA CORP OF LOS ANGELE
DE
DE x x x
021799 AMEND
041699
CHANCELLOR MEDIA CORPI
CHARTER ONE FINANCIAL INC
CHASE COMMERCIAL MORTGAGE
S CORP
SECURITIE
DE
DE
NY
x x x x
x 041699
050399
041999
CHR0NIMED INC
CIGNA CORP
COHERENT INC
COHESION TECHNOLOGIES INC
CC~TEC INDUSTRIES INC
C~MMERCIAL FEDERAL CORP
81YJNnBANK SHARES OF INDIANA IN
MN
DE
DE
DE
PA
NE
IN
x
x x
x x x
x
x x x x x
042799
050399042799
042199
050499
042999
042098
CC~STJClRESOURES INC
ONEXANT SYSTEMS INC
NSC~JATEJ DELIVERY amp LOGISTICS 1-
I
NV
DE
DE
x x
x x x
042999
050399
123198 AMEND
~T~~=ARE CORF
C8VANCE INC -~v MJE N~
-ROWN ENERGY CORP
TCIHUDSON RECEIVABLES CORP
JELPH AUTOMOTIVE SYSTEMS CORP
EA~LE PACIFIC INDUSTRIES INCMN
EAST T~XAS FINANCIAL SERVICES INC
EASTMAN CHEMICAL CO
EATON VANCE CORP
ECB B~1CORP INC
ELECTRIC LIGHTWAVE INC
EVEREN CAPITAL CORP
EVERGREEN RESOURCES INC
FAE GLOBAL INC
FIRST ALLIANCE MORTGAGE LO~1TRUST
FL
DE MD
UT
MN
DE
MN
DE
DE
MD
NC
DE
DE
CO
GA
NY
X
X X
x
x
x x x
x x
x x x x x x
x x
x
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x x x x x
x x x x
x
043099
042899050399
041799043099
042899
043099
043099042799
050399
042199
033199
042599
082196 AMEND
040599 AMEND
042099
FIRST FEDERA~ FINANCIAL
OF KENTUCKY
CORPORATION KY x 042099 AMEND
FIRST UNION COMMERCIAL
URITIES INC
MORTGAGE SEC NC x 041999
FIRSTAR CORP NEWI
FLORAFAX INTERNATIONAL INC
FO~ PETROLEUM CORP
FORTUNE BRANDS INC
FRONTIER ADJUSTERS OF AMERICA INC
GARDEN BOTANlKA INC
GE CAPITAL MORTGAGE SERVICES INC
GEORGIA PACIFIC CORP
GERON CORPORATION
GOODRICH B F CO
G02NET INC
GULPMARK OFFSHORE INC
HACH CO
HELLE~ FINANCIAL COMMERCIAL MORT AS
SET CORP SER 1999-PH-1
WI
DE
LA
DE
AZ
WA
NJ
GA
DE
NY
DE
DE
CO
DE
X
X
x x x x
x x x x
x x
x x
x x x x x x x
x
x x
050499
120998
042799
042799
043099
042099
042799050499
050499
043099
041699
033199
042199
050499
NEWS DIGEST May 5 1999 9
STATE 8K ITEM NONAME OF ISSUER COOE I 234 5 6 789 DATE COMMENT
HERITAGE FINANCIAL CORP WA
rlOMESTEAD VILLAGE INC
HOMESTEAD VILLAGE INC
HOST MARRIOTT CORP
r LINK INC
IDENTIX INC
IMAGYN MEDICAL TECHNOLOGIES INC
IMPERIAL SUGAR CO NEW
INTELLIGROUP INC
INTERNET AMERICA INC
ISIS PHARMACEUTICALS INC
IVILLAGE INC
JACKAL INDUSTRIES INC
JAVELIN SYSTEMS INC
KOWTOW INC
K~S~~E~ LOCKE CO
ABTEC INC MA
~CA VISION INC
~EAF WRELESS INTERNATIONAL INC
~ECHTERS INC
LE3ATC SYSTEMS INC
LITTLE FALLS BANCORP INC
_TX COR
A-WEr INC I W
YAS K
vAR~ET FACTS INC
3~ CORPFlAoCIfu-~CKESSOlHBO INC
~E~k~ INC
~ELLON RESIDENTIAL FUNDING CORP HOM
E E~ IlSTALLOAN TRU 99-1
ME~CA~lILE BANCORPORATION INC
~ERRILL LYNCH MORT INVES INC PROVID
A~40ME EO LN TR 1999-1
~E~A 3R8~P IN
~ETAMCR WORLDWIOE INC
~EC~ ENERGY CORP
CORPFlFINANCIAL
~ICROGRAFX INC
vILLENNIUM ELECTRONICS INC
~CBILE MINI INC
~CBILEMEOIA COMWJNICATIONS INC
MOBILEMEDIA CORP
MONARCH DENTAL CORF
MONSANTO CC
MONTGOMERY WARD HOLDING CORP
MORGAN STANLEY CAPITAL I INC DEPOSI
TOR FOR SERIES 1999-FNV1
N-VIRO INTERNATIONAL CORP
NATIONAL BANKSHARES INC
NATIONSLINK FUNDING CORP COMM MORT
PASS THR CERT SER 1999-1
NEWPARK RESOURCES INC
NORTEL NETWORKS CORP
NORTEL NETWORKS CORP
NORWEST ASSET SECURITIES CORP
OCEAN ENERGY INC TX
ONEOK INC NEW
ORBlTAL SCIENCES CORP DE
ORION ACQUISITION CORP II
10 NEWS DIGEST May 5
WA x MD X X
MD X X
MD X X
FL X X
DE X X
DE X X
TX X X
NJ X
TX X X
DE X X
DE X
NV X X
DE X X
NV X X
CA X
MA X
DE X
DE X X
NJ X X
DE X X
NJ X X
MA X X
WI X X
GA X
DE X X
DE X X
DE X X
MI X
DE X X
MO X X DE X X
DE X X
DE X X
CO X
DE X
TX X X
NV X X X
DE X
DE X
DE X
DE X
DE X X
DE X X
DE X X
DE X X
VA X
DE X
DE X X
X
X X
DE X X
TX X
OK X X
DE X
DE X X
1999
042799
050399
050499
050399
041599
042699
043099
050399
042799 AMEND
012999 AMEND
042099021899
041699
042399
050499
042699
021799 AMEND
042999
041999
050499
050499042799
043099
042699
042799
042999
050399
042999
042899
042999
050499
042799
050399
041999
042199
042999
041699040899
043099043099
043099
042699
050399
043099
042199
042999
050399
042099
042699042799
042999
050399
042699
050399
042999043099
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
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RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
Enforcement Release No 1081 (September 24 1998) [US v Herbert Emanuel Wall 199-CR-25] (LR-16130 AAE ReI 1132)
PALO ALTO MAN ARRESTED FOR FAILURE TO COMPLY WITH SEC SUBPOENA
Theodore O Pollard of Palo Alto CA was arrested at his home bythe US Marshall yesterday pursuant to a bench warrant issued bythe Honorable Fern A Smith United States District Court JudgeNorthern District of California Pollards arrest resulted from his continued non-compliance with two Securities and Exchange Commission (Commission) subpoenas ordering him to testify and produce documents from his company World Investment Network Ltd (WIN) in connection with a Commission investigation
As part of the Commissions focus on securities violations over the Internet Pollard and WIN have been under investigation for suspected fraud in connection with the sale of so-called primebank securities over WINs website The Commission issued a pressrelease on October 19 1993 warning investors about the dangers of fraudulent schemes involving the issuance and trading of primebank prime European bank or prime world bank financial lnstruments On March 5 1999 the Court issued a contempt order against Pollard and WIN and ordered a monetary fine against Pollard for every day he remained in contempt When Pollard failed to comply with the Courts order the Commission sought and obtained a bench warrant for Pollards arrest At a hearing before JudgeSmith Pollard was ordered to appear with counsel on May 14 1999 for further proceedings [In re An Application To Enforce Administrative Subpoenas of the SEC v Theodore O Pollard and World Investment Network Ltd CV-98-0056-MISC FMS] (LR-16132)
INVESTMENT COMPANY ACT RELEASES
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES ET AL
An order has been issued pursuant to Section 6(c) of the Investment Company Act exempting The Equitable Life Assurance Society of the United States (Equitable Life) The Equitable of Colorado Inc (EOC) Separate Account No 45 of Equitable Life Separate Account
No 49 of Equitable Life Separate Account VA of EOC any other separate account established by Equitable Life or EOC in the future to support certain deferred variable annuity contracts EQ Financial Consultants Inc and Equitable Distributors Inc from the provisions of Sections 2 (a) (32) 22 (c) and 27 (i ) (2) (A) of the Act and Rule 22c-1 thereunder The exemptive order permits under specified circumstances the recapture of credits applied to contributions made under certain deferred variable annuitycontracts The order also extends to any other National Association of Securities Dealers Inc member broker-dealer controlling or controlled by or under common control with Equitable Life or EOC that serves as a distributor or principal underwriter for the contracts described in the application (Rel IC-23822 - May 3)
NEWS DIGEST May 5 1999 3
AMR INVESTMENT SERVICES TRUST ET AL
An order has been issued on an application filed by AMR Investment Services Trust et al under (i) Sections 6(c) and 17(b) of the Investment Company Act for an exemption from Section 17(a) of the Act (ii) Section 6(c) for an exemption from Section 17(e) of the Act and Rule 17e-l under the Act and (iii) Section 10(f) of the Act for an exemption from Section 10 (f) The order permits certain registered open-end management investment companies advised byseveral investment advisers to engage in principal and brokeragetransactions with a broker-dealer affiliated with one of the investment advisers and to purchase securities in offeringsunderwritten by a principal underwriter affiliated with one of the investment advisers Thp transactions would be between the broker-dealer or principal underwriter and a portion of the lnvestment companys portfolio not advised by the adviser affiliated with the broker-dealer or principal underwriter The order also permits these investment companies not to aggregate certain purchases from an underwriting syndicate in which an affiliated person of one of the investment advisers is a principal underwriter (Rei IC-23823 - May 4)
SELF-REGULATORY ORGANIZATIONS
APPROVAL OF PROPOSED RULE CHANGE
The Commission approved a proposed rule change submitted by the Pacific Stock Exchange (SR-PCX-99-02) relating to matters subject to arbitration (Rel 34-41350)
PROPOSED RULE CHANGES
The Pacific Exchange filed a proposed rule change (SR-PCX-98-62) to permit the Exchange to trade Differential Index Options a new typeof standardized index option whose value at expiration is based on the relative performance of either a designated index versus a benchmark index a designated stock versus a benchmark index or a designated stock versus a benchmark stock Publication of the proposal is expected in the Federal Register during the week of May3 (Rei 34-41353)
The Chicago Board Options Exchanqe filed a proposed rule change (SR-CBOE-99-06) increasing the maximum size of orders on the Dow Jones High Yield Select 10 Index eligible for automatic execution Publication of the proposal is expected in the Federal Registerduring the week of May 3 (Rel 34-41357)
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change filed by the New York Stock Exchange relatingto revisions to the Exchanges Floor Conduct and Safety Guidelines
4 NEWS DIGEST May 5 1999
(SR-NYSE-99-16) has become effective under Section 19(b) (3) (A) of the Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal Register during the week of May 3 (ReI34-41354)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appearsas follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managing underwriter or depositor (if applicable) File number and date filed AssignedBranch and a designation if the statement is a New Issue
Registration statements may be obtained in person or by writing to the Commissions Public Reference Branch at 450 Fifth Street NWWashington D C 20549 or at the following e-mail box address ltpublicinfosecgovgt In most cases this information is also available on the Commissions website ltwwwsecgovgt
xes SOFTWARE STOCK CORP BRETONISCHER RING 12D 85630 GRASBRUNN MUNICH FEDERAL REPUBLIC OF 18 (498) 946-0050 - 475000S102125000 I COMMON STOCK (FILE 333-10286 - APR 27) (BR 3)
~- UNITED DOMINION REALTY TRUST INC 10 S 6TH ST STE 203 RICHMOND VA23219 1804) 780-2691 - 481251 (S5218565 53) COMMON STOCK (FILE333-77l6 - APR 28) (BR 8)
S-amp WHIRLPOOL CORP DE WHIRLPOOL CNTR 2000 M 63 CO CORPORATE SECRETARYBENTON HARBOR MI 49022 (6161 923-5000 - 100000 ($6662500) COMMON STOCKIFILE 333-77167 - APR 28) (BR 2)
C-8 EAT AT JOES LTD 1912 SANTIAGO DR NEWPORT BEACH CA 92660914) 725-2700 - 100000 (S100000) COMMON STOCK (FILE 333-77171 -APR 28 (BR 5)
S-8 LOUIS DREYFUS NATURAL GAS CORP 14000 QUAIL SPRINGS PKWY STE 600OKLAHOMA CITY OK 73134 (405) 749-1300 - 100000 ($1716000) COMMON STOCK(FILE 333-77185 - APR 28) (BR 4)
S-8 CARNEGIE FINANCIAL CORP PA 17 W MALL PLAZA 1501 EUCLID AVENUECARNEGIE PA 15106 (412) 276-1266 - 23805 ($212031 37) COMMON STOCK(FILE 333-77189 - APR 28) (BR 7)
S-8 NATIONAL SEMICONDUCTOR CORP 2900 SEMICONDUCTOR DR PO BOX 58090SANTA CLARA CA 95052 (408) 721-5000 - 20000000 ($262500000)COMMON STOCK (FILE 333-77195 - JPR 28) (BR 5)
S-4 CMS ENERGY CORP FAIRLANE PLZ SOUTH STE 1100 330 TOWN CENTER DRDEARBORN MI 48126 (3131 436-9200 - 300000000 ($300000000)STRAIGHT BONDS (FILE 333-77197 - APR 28) (BR 2)
S-8 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 1179715161 677-7200 - 72818 ($530600 12) COMMON STOCK (FILE 333-77201 -APR 28 I (BR 7)
S-3 MERISTAR HOSPITALITY CORP 1010 WISCONSIN AVENUE N W WASHINGTON DC20007 (972) 550-6800 - 5075725 ($45570008 75) COMMON STOCK (FILE333-77203 - APR 28) (BR 8)
NEWS DIGEST May 5 1999 5
S-8 CYBERCASH INC 2100 RESTON PARKWAY 3RD FLOOR RESTON VA 2019117031 620-4200 - 500000 (S8296875) COMMON STOCK (FILE 333-77205 -APR 28 1 IBR 3I
S-6 FAXSAV INC 399 THORNALL ST EDISON NJ 08837 (908) 906-2000 - 650000$2250001 COMMON STOCK (FILE 333-77207 - APR 28) (BR 7)
SB-2 VILLAGE BANCORP INC DE 1845 EAST RAND RD PROSPECT HEIGHTS IL 60070 1847) 870-8300 - 554000 (S7340500) COMMON STOCK (FILE 333-77209 -
APR 28) (BR 7)
S-8 MICROFINANCIAL INC 950 WINTER STREET WALTHAM MA 02154 (781) 890-0177 - 100000 (Sl662500) COMMON STOCK (FILE 333-77211 - APR 28) (BR 7)
S-3 MORGAN STANLEY CAPITAL I INC llOOO BROKEN LAND PARKWAYcIa NORWEST BANK MINNESOTA N A COLUMBIA MD 10036 (212) 761-4000 -1000000 (SlOOOOOO) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE (FILE333-77215 - APR 28) IBR 8)
S-e CENTRAL VERMONT PUBLIC SERVICE CORP 77 GROVE ST RUTLAND VT 05701802 773-2711 112500 (Sl241010) COMMON STOCK (FILE 333-77217 -
APR 28 1 IBR 2I
SmiddotB NET PERCEPTIONS INC 7901 FLYING CLOUD DR MINNEAPOLIS MN 55344 16121 903-1270 3853952 ($53955328) COMMON STOCK (FILE 333-77219 -APR 28 IBR 31
S-3 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 11797 50 677-7202 - 133333 158199979 501 COMMON STOCK (FILE 333-77221 -
Ar 28 S)
SHOWCASE CORP MN 4115 HWY 52 NORTH STE 300 ROCHESTER MN 55901 1507 288-5922 - 535000000 COMMON STOCK (FILE 333-77223 - APR 28)
S - E MANNATECH INC 600 SOUTH ROYAL LANE SUITE 200 COPPELL TX 75019 972 47)-7400 - 642000 (Sll215740) COMMON STOCK (FILE 333-77227 -
APR 28 IBR 1)
s - T REIT INC 1551 N TUSTIN AVENUE SUITE 650 SANTA ANA CA 92705 877) 888-7348 - 11050000 (Sl10500OOO) COMMON STOCK (FILE 333-77229 -
APR 28 INEW ISSUEI
MOHAWf INDUSTRIES INC 160 S INDUSTRIAL BLVD PO BOX 12069 CALHOUN GA 30701 17061 629-7721 - 3149999 (59794543891) COMMON STOCK (FILE333-77211 - APR 28) (BR 2)
5-6 ISLE OF CAPRI CASINOS INC 711 WASHINGTON LOOP 2ND FLR BILOXI MS 39530 6Cl) 436-7000 - 3170750 ($13152961 SO) COMMON STOCK (FILE333-77233 - APR 281 (BR 51
5- YOUNG amp RUBICAM INC 285 MADISON AVE NEW YORK NY 10017 - 17250000 5731572500) COMMON STOCK IFILE 333-77235 - APR 281 (BR 2)
S-8 ROCK TENN ce 504 THRASHER ST NORCROSS GA 30071 (770) 448-2193 -2363268 (535132083) COMMON STOCK (FILE 333-77237 - APR 28) (BR 4)
5-3 OSAGE SYSTEMS GROUP INC 1661 EAST CAMELBACK RD STE 245 PHOENIX AZ 85016 (602) 274-1299 - 3706776 (S23630697) COMMON STOCK (FILE333-77239 - APR 28) (BR 3)
S-8 TEHAMA BANCORP 239 SOUTH MAIN STREET PO BOX 890 RED BLUFF CA 96080 (9161 528-3000 - 544230 (S6666818) COMMON STOCK (FILE 333-77241 -APR 28) (BR 7)
S-8 EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 5000000 (S433750OOO) COMMON STOCK (FILE 333-77243 -
APR 28) (BR 51
S-E EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 100000 (S8675OOO) COMMON STOCK (FILE 333-77245 -APR 281 (BR 5)
NEWS DIGEST May 5 1999 6
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612J 449-9092 - 200000 ($1968000) COMMON STOCK (FILE 333-77247
APR 28 ) CBR 5 )
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612) 449-9092 - 1500000 1$14765625) COMMON STOCK (FILE 333-77249 -APR 28 1 IBR 5 1
5-8 SYNERGY BRANDS INC 10850 PERRY WAY SUITE 203 WEXFORD PA 15090
516) 682-1980 - 1600000 ($7184000) COMMON STOCK (FILE 333-77251 -APR 28 J (BR 2 )
S-4 TOKHEIM CORP 10501 CORPORATE DRIVE FORT WAYNE IN 46845 (219) 470-4600
209647500 ($209647500) STRAIGHT BONDS IFILE 333-77253 - APR 28)
IBR 6)
$middot6 ARXA INTERNATIONAL ENERGY INC 530 WELLS FARGO DRIVE SUITE 300
HOUSTON TX 77090 laquo28) 1) --444- - 4000 ($1600) COMMON STOCK (FILE
333-77255 - APR 28) (BR 4)
S-3 APARTMENT INVESTMENT amp MANAGEMENT CO 1873 S BELLAIRE ST SUITE 1700
DENVER CO 80222 (303) 757-8101 - 530000 ($21034375) COMMON STOCK
(FILE 333-77257 - APR 28) (BR 8)
5-6 UMPQUA HOLDINGS CORP 445 SE MAIN STREET POBOX 1820 ROSEBURG OR
9747C 15411 440- 3963 - 1121 400 ($9475758 18) COMMON STOCK IFILE
333-772SS APR 28) IBR 9)
Ramp5 FALCON COPF 901 THREADNEEDLE HOUSTON TX 77079 (281) 496-5000 -4v~OOCCOC 1$4000000001 STRAIGHT BONDS (FILE 333-77263 - APR 28)
BF 4
55 FARADIGM MEDICAL INDUSTRIES INC 1127 WEST 2320 SOUTH STE A
SALT LAKE CITY UT 84119 (801) 977-8970 - 1488400 ($24239001
COMMON STOCK (FILE 333-77267 - APR 28) (BR 9)
$-_ DIVICORE INC 1 GREAT VALLEY PARKWAY MALVERN PA 19355 (610) 408-7480
$6COOOOOO COMMON STOCK IFILE 333-77269 - APR 28)
3-1 PATRIOT AMERICAN HOSPITALITY INCDE 1950 STEMMONS FRWY STE 6001
uALLAS TX 75207 (214) 863-1000 - 68000000 ($340000000) COMMON STOCK
FILE 333 -77271 - APR 28) (BR 8)
$- KEITH COMPANIES INC 2955 RED HILL AVENUE COSTA MESA CA 92626
714 668-700l - 2012500 ($20125000) COMMON STOCK (FILE 333-77273 -APR 28) (NEW ISSUE)
INTEL CORP 2200 MISSION COLLEGE BLVD SANTA CLARA CA 95052
408 765-8080 - 306000 ($17690625) COMMON STOCK (FILE 333-77279 -APR 28 (BR 51
S-e WALTER INDUSTRIES INC NEW 1500 N DALE MABRY HWY TAMPA FL 33607
813 871-4811 - 3500000 ($40145000) COMMON STOCK (FILE 333-77283
APR 29 IBR 6 J
S-3 SIMTEK CORP 1465 KELLY JOHNSON BLVD STE 301 COLORADO SPRINGS CO
80920 (719) 531-9444 - 7692308 ($1500000) COMMON STOCK (FILE
333-77285 - APR 29) (BR 5)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 410000 ($2029987) COMMON STOCK (FILE 333-77287
APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 75000 ($103125) COMMON STOCK (FILE 333-77289 -APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 50000 ($439063) COMMON STOCK (FILE 333-77291
APR 29 I (BR 3 I
NEWS DIGEST May 5 1999 7
RECENT BK FILINGS
Forrr o-K 1S used by compan1es to f1le current reports on the follow1ng events
Item Changes 1n Control of Reg1strant
Item 2 ACqu1s1t10n or D1spos1t10n of Assets
Lt err 3 Bankruptcy or Rece1versh1p
Lt em Changes 1n Reglstrants CertlfYlng Accountant
Item 5 Other Materlally Important Events
Ite 6 Reslgnatlons of Reglstrants Dlrectors
Item 7 Flnanclal Statements and ExhlbltS
Iterr 8 Change In Flscal Year
t t e-r 9 Regulatlon S Offerlngs
~e followlng companles have flIed 8-K reports for the date lndlcated andor amendments to 8-K reports preVlOuS
~lea respondlng to the ltem(s) of the form speclfled 8-K reports may be obtalned In person or by wrltlng to t~~
CO~~lSSlO~S Publc Reference Branch at 450 Flfth Street NW Washlngton D C 20549 or at the followlng e-mal be
ao a r e s s ltpJOllClnfoiisec gOYgt In most cases I t m s an f o rma t aon 15 also ava r Lab l e on the Comrrus s i on 5 webs Lmiddot lt sec 90gt
NAME OF ISSUER STATE CODE
BK 1 234
ITEM NO 5 6 7 B 9 DATE COMMENT
ABF I~FO~~TION SFRVICES INC
=-E P A~~E INS~~CE COMPANIES INC
A) VAgt7A CORP
~A-A10RTGAGE LOAN TRUST 1998-4A
CmiddotA-AM8RTGAGE LOAN TRUST 1998-4B
- r--A ~R-GAGE LCA~ TRUST 1998-4C
CA-~A fJIORTGAGE LOAN TRUST 1999-1
AMER~A BAN~SHARES INC FL
ANKEl COAL GROUP INC
AR~Jr ~CLDINGS INC
ASCEN- ENTERTAINMENT GROUP INC
A-ampT CORP
ATAS ENVIRONMENTAL INC
ATI-_~ COMPANIES INC
5AA ENERGY CO
BJv2AR2lER CAPITAL MORTGAGE SECURIT
IZATION CORP
FL
DE
DE
DE
DE
DE
DE
FL
DE
DE
DE
NY
CO
DE
UT
VT
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
043099
042899
050399
043099
043099
043099
043099
043099
043099
050399
012299
042299
041999
042099
121598
033199
AMEND
BOMBARDIER
IZATION
CAPITAL
CClRP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BROTHERS GOURMET COFFEES INC
BUFFALO CAPITAL VI LTD
BUFFALO CAPITAL VI LTD
CABOT INDUSTRIAL PROPERTIES LP
CABOT INDUSTRIAL TRUST
CAFE ODYSSEY INC
CALIFORNIA AMPLIFIER INC
CANISCO RESOURCES INC
CAPITOL REVOLVING HOME EQUITY LOAN
TRUST 1996-1
DE
CO
CO
DE
MD
MN
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
042099
122898
042199
043099
043099
050499
041999
041699
042099
CAPTOL
TRJST
REVOLVING
1997-1
HOME EQUITY LOAN MD X 042099
CAPRIUS INC DE X X 042799
8 NEWS DIGEST May 5 1999
STATE 8K ITEM NO NAME OF ISSUER CODE 1 2 3 4 5 6 789 DATE COMMENT
CATALINA LIGHTING INC
CBL amp ASSOCIATES PROPERTIES INC
CCB FINANCIAL CORP
CENTURY PACIFIC HOUSING FUND I
CENTURY PACIFIC TAX CREDIT HOUSING
FUNIII
FL
DE
NC
CA
CA
X
X
X
X
X
X
X
X
X
043099
043099
042799
042899
042899
CERES GROUP INC
CHANCELLOR MEDIA CORP OF LOS ANGELE
DE
DE x x x
021799 AMEND
041699
CHANCELLOR MEDIA CORPI
CHARTER ONE FINANCIAL INC
CHASE COMMERCIAL MORTGAGE
S CORP
SECURITIE
DE
DE
NY
x x x x
x 041699
050399
041999
CHR0NIMED INC
CIGNA CORP
COHERENT INC
COHESION TECHNOLOGIES INC
CC~TEC INDUSTRIES INC
C~MMERCIAL FEDERAL CORP
81YJNnBANK SHARES OF INDIANA IN
MN
DE
DE
DE
PA
NE
IN
x
x x
x x x
x
x x x x x
042799
050399042799
042199
050499
042999
042098
CC~STJClRESOURES INC
ONEXANT SYSTEMS INC
NSC~JATEJ DELIVERY amp LOGISTICS 1-
I
NV
DE
DE
x x
x x x
042999
050399
123198 AMEND
~T~~=ARE CORF
C8VANCE INC -~v MJE N~
-ROWN ENERGY CORP
TCIHUDSON RECEIVABLES CORP
JELPH AUTOMOTIVE SYSTEMS CORP
EA~LE PACIFIC INDUSTRIES INCMN
EAST T~XAS FINANCIAL SERVICES INC
EASTMAN CHEMICAL CO
EATON VANCE CORP
ECB B~1CORP INC
ELECTRIC LIGHTWAVE INC
EVEREN CAPITAL CORP
EVERGREEN RESOURCES INC
FAE GLOBAL INC
FIRST ALLIANCE MORTGAGE LO~1TRUST
FL
DE MD
UT
MN
DE
MN
DE
DE
MD
NC
DE
DE
CO
GA
NY
X
X X
x
x
x x x
x x
x x x x x x
x x
x
x x
x x x x x
x x x x
x
043099
042899050399
041799043099
042899
043099
043099042799
050399
042199
033199
042599
082196 AMEND
040599 AMEND
042099
FIRST FEDERA~ FINANCIAL
OF KENTUCKY
CORPORATION KY x 042099 AMEND
FIRST UNION COMMERCIAL
URITIES INC
MORTGAGE SEC NC x 041999
FIRSTAR CORP NEWI
FLORAFAX INTERNATIONAL INC
FO~ PETROLEUM CORP
FORTUNE BRANDS INC
FRONTIER ADJUSTERS OF AMERICA INC
GARDEN BOTANlKA INC
GE CAPITAL MORTGAGE SERVICES INC
GEORGIA PACIFIC CORP
GERON CORPORATION
GOODRICH B F CO
G02NET INC
GULPMARK OFFSHORE INC
HACH CO
HELLE~ FINANCIAL COMMERCIAL MORT AS
SET CORP SER 1999-PH-1
WI
DE
LA
DE
AZ
WA
NJ
GA
DE
NY
DE
DE
CO
DE
X
X
x x x x
x x x x
x x
x x
x x x x x x x
x
x x
050499
120998
042799
042799
043099
042099
042799050499
050499
043099
041699
033199
042199
050499
NEWS DIGEST May 5 1999 9
STATE 8K ITEM NONAME OF ISSUER COOE I 234 5 6 789 DATE COMMENT
HERITAGE FINANCIAL CORP WA
rlOMESTEAD VILLAGE INC
HOMESTEAD VILLAGE INC
HOST MARRIOTT CORP
r LINK INC
IDENTIX INC
IMAGYN MEDICAL TECHNOLOGIES INC
IMPERIAL SUGAR CO NEW
INTELLIGROUP INC
INTERNET AMERICA INC
ISIS PHARMACEUTICALS INC
IVILLAGE INC
JACKAL INDUSTRIES INC
JAVELIN SYSTEMS INC
KOWTOW INC
K~S~~E~ LOCKE CO
ABTEC INC MA
~CA VISION INC
~EAF WRELESS INTERNATIONAL INC
~ECHTERS INC
LE3ATC SYSTEMS INC
LITTLE FALLS BANCORP INC
_TX COR
A-WEr INC I W
YAS K
vAR~ET FACTS INC
3~ CORPFlAoCIfu-~CKESSOlHBO INC
~E~k~ INC
~ELLON RESIDENTIAL FUNDING CORP HOM
E E~ IlSTALLOAN TRU 99-1
ME~CA~lILE BANCORPORATION INC
~ERRILL LYNCH MORT INVES INC PROVID
A~40ME EO LN TR 1999-1
~E~A 3R8~P IN
~ETAMCR WORLDWIOE INC
~EC~ ENERGY CORP
CORPFlFINANCIAL
~ICROGRAFX INC
vILLENNIUM ELECTRONICS INC
~CBILE MINI INC
~CBILEMEOIA COMWJNICATIONS INC
MOBILEMEDIA CORP
MONARCH DENTAL CORF
MONSANTO CC
MONTGOMERY WARD HOLDING CORP
MORGAN STANLEY CAPITAL I INC DEPOSI
TOR FOR SERIES 1999-FNV1
N-VIRO INTERNATIONAL CORP
NATIONAL BANKSHARES INC
NATIONSLINK FUNDING CORP COMM MORT
PASS THR CERT SER 1999-1
NEWPARK RESOURCES INC
NORTEL NETWORKS CORP
NORTEL NETWORKS CORP
NORWEST ASSET SECURITIES CORP
OCEAN ENERGY INC TX
ONEOK INC NEW
ORBlTAL SCIENCES CORP DE
ORION ACQUISITION CORP II
10 NEWS DIGEST May 5
WA x MD X X
MD X X
MD X X
FL X X
DE X X
DE X X
TX X X
NJ X
TX X X
DE X X
DE X
NV X X
DE X X
NV X X
CA X
MA X
DE X
DE X X
NJ X X
DE X X
NJ X X
MA X X
WI X X
GA X
DE X X
DE X X
DE X X
MI X
DE X X
MO X X DE X X
DE X X
DE X X
CO X
DE X
TX X X
NV X X X
DE X
DE X
DE X
DE X
DE X X
DE X X
DE X X
DE X X
VA X
DE X
DE X X
X
X X
DE X X
TX X
OK X X
DE X
DE X X
1999
042799
050399
050499
050399
041599
042699
043099
050399
042799 AMEND
012999 AMEND
042099021899
041699
042399
050499
042699
021799 AMEND
042999
041999
050499
050499042799
043099
042699
042799
042999
050399
042999
042899
042999
050499
042799
050399
041999
042199
042999
041699040899
043099043099
043099
042699
050399
043099
042199
042999
050399
042099
042699042799
042999
050399
042699
050399
042999043099
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
050399
RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
AMR INVESTMENT SERVICES TRUST ET AL
An order has been issued on an application filed by AMR Investment Services Trust et al under (i) Sections 6(c) and 17(b) of the Investment Company Act for an exemption from Section 17(a) of the Act (ii) Section 6(c) for an exemption from Section 17(e) of the Act and Rule 17e-l under the Act and (iii) Section 10(f) of the Act for an exemption from Section 10 (f) The order permits certain registered open-end management investment companies advised byseveral investment advisers to engage in principal and brokeragetransactions with a broker-dealer affiliated with one of the investment advisers and to purchase securities in offeringsunderwritten by a principal underwriter affiliated with one of the investment advisers Thp transactions would be between the broker-dealer or principal underwriter and a portion of the lnvestment companys portfolio not advised by the adviser affiliated with the broker-dealer or principal underwriter The order also permits these investment companies not to aggregate certain purchases from an underwriting syndicate in which an affiliated person of one of the investment advisers is a principal underwriter (Rei IC-23823 - May 4)
SELF-REGULATORY ORGANIZATIONS
APPROVAL OF PROPOSED RULE CHANGE
The Commission approved a proposed rule change submitted by the Pacific Stock Exchange (SR-PCX-99-02) relating to matters subject to arbitration (Rel 34-41350)
PROPOSED RULE CHANGES
The Pacific Exchange filed a proposed rule change (SR-PCX-98-62) to permit the Exchange to trade Differential Index Options a new typeof standardized index option whose value at expiration is based on the relative performance of either a designated index versus a benchmark index a designated stock versus a benchmark index or a designated stock versus a benchmark stock Publication of the proposal is expected in the Federal Register during the week of May3 (Rei 34-41353)
The Chicago Board Options Exchanqe filed a proposed rule change (SR-CBOE-99-06) increasing the maximum size of orders on the Dow Jones High Yield Select 10 Index eligible for automatic execution Publication of the proposal is expected in the Federal Registerduring the week of May 3 (Rel 34-41357)
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change filed by the New York Stock Exchange relatingto revisions to the Exchanges Floor Conduct and Safety Guidelines
4 NEWS DIGEST May 5 1999
(SR-NYSE-99-16) has become effective under Section 19(b) (3) (A) of the Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal Register during the week of May 3 (ReI34-41354)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appearsas follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managing underwriter or depositor (if applicable) File number and date filed AssignedBranch and a designation if the statement is a New Issue
Registration statements may be obtained in person or by writing to the Commissions Public Reference Branch at 450 Fifth Street NWWashington D C 20549 or at the following e-mail box address ltpublicinfosecgovgt In most cases this information is also available on the Commissions website ltwwwsecgovgt
xes SOFTWARE STOCK CORP BRETONISCHER RING 12D 85630 GRASBRUNN MUNICH FEDERAL REPUBLIC OF 18 (498) 946-0050 - 475000S102125000 I COMMON STOCK (FILE 333-10286 - APR 27) (BR 3)
~- UNITED DOMINION REALTY TRUST INC 10 S 6TH ST STE 203 RICHMOND VA23219 1804) 780-2691 - 481251 (S5218565 53) COMMON STOCK (FILE333-77l6 - APR 28) (BR 8)
S-amp WHIRLPOOL CORP DE WHIRLPOOL CNTR 2000 M 63 CO CORPORATE SECRETARYBENTON HARBOR MI 49022 (6161 923-5000 - 100000 ($6662500) COMMON STOCKIFILE 333-77167 - APR 28) (BR 2)
C-8 EAT AT JOES LTD 1912 SANTIAGO DR NEWPORT BEACH CA 92660914) 725-2700 - 100000 (S100000) COMMON STOCK (FILE 333-77171 -APR 28 (BR 5)
S-8 LOUIS DREYFUS NATURAL GAS CORP 14000 QUAIL SPRINGS PKWY STE 600OKLAHOMA CITY OK 73134 (405) 749-1300 - 100000 ($1716000) COMMON STOCK(FILE 333-77185 - APR 28) (BR 4)
S-8 CARNEGIE FINANCIAL CORP PA 17 W MALL PLAZA 1501 EUCLID AVENUECARNEGIE PA 15106 (412) 276-1266 - 23805 ($212031 37) COMMON STOCK(FILE 333-77189 - APR 28) (BR 7)
S-8 NATIONAL SEMICONDUCTOR CORP 2900 SEMICONDUCTOR DR PO BOX 58090SANTA CLARA CA 95052 (408) 721-5000 - 20000000 ($262500000)COMMON STOCK (FILE 333-77195 - JPR 28) (BR 5)
S-4 CMS ENERGY CORP FAIRLANE PLZ SOUTH STE 1100 330 TOWN CENTER DRDEARBORN MI 48126 (3131 436-9200 - 300000000 ($300000000)STRAIGHT BONDS (FILE 333-77197 - APR 28) (BR 2)
S-8 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 1179715161 677-7200 - 72818 ($530600 12) COMMON STOCK (FILE 333-77201 -APR 28 I (BR 7)
S-3 MERISTAR HOSPITALITY CORP 1010 WISCONSIN AVENUE N W WASHINGTON DC20007 (972) 550-6800 - 5075725 ($45570008 75) COMMON STOCK (FILE333-77203 - APR 28) (BR 8)
NEWS DIGEST May 5 1999 5
S-8 CYBERCASH INC 2100 RESTON PARKWAY 3RD FLOOR RESTON VA 2019117031 620-4200 - 500000 (S8296875) COMMON STOCK (FILE 333-77205 -APR 28 1 IBR 3I
S-6 FAXSAV INC 399 THORNALL ST EDISON NJ 08837 (908) 906-2000 - 650000$2250001 COMMON STOCK (FILE 333-77207 - APR 28) (BR 7)
SB-2 VILLAGE BANCORP INC DE 1845 EAST RAND RD PROSPECT HEIGHTS IL 60070 1847) 870-8300 - 554000 (S7340500) COMMON STOCK (FILE 333-77209 -
APR 28) (BR 7)
S-8 MICROFINANCIAL INC 950 WINTER STREET WALTHAM MA 02154 (781) 890-0177 - 100000 (Sl662500) COMMON STOCK (FILE 333-77211 - APR 28) (BR 7)
S-3 MORGAN STANLEY CAPITAL I INC llOOO BROKEN LAND PARKWAYcIa NORWEST BANK MINNESOTA N A COLUMBIA MD 10036 (212) 761-4000 -1000000 (SlOOOOOO) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE (FILE333-77215 - APR 28) IBR 8)
S-e CENTRAL VERMONT PUBLIC SERVICE CORP 77 GROVE ST RUTLAND VT 05701802 773-2711 112500 (Sl241010) COMMON STOCK (FILE 333-77217 -
APR 28 1 IBR 2I
SmiddotB NET PERCEPTIONS INC 7901 FLYING CLOUD DR MINNEAPOLIS MN 55344 16121 903-1270 3853952 ($53955328) COMMON STOCK (FILE 333-77219 -APR 28 IBR 31
S-3 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 11797 50 677-7202 - 133333 158199979 501 COMMON STOCK (FILE 333-77221 -
Ar 28 S)
SHOWCASE CORP MN 4115 HWY 52 NORTH STE 300 ROCHESTER MN 55901 1507 288-5922 - 535000000 COMMON STOCK (FILE 333-77223 - APR 28)
S - E MANNATECH INC 600 SOUTH ROYAL LANE SUITE 200 COPPELL TX 75019 972 47)-7400 - 642000 (Sll215740) COMMON STOCK (FILE 333-77227 -
APR 28 IBR 1)
s - T REIT INC 1551 N TUSTIN AVENUE SUITE 650 SANTA ANA CA 92705 877) 888-7348 - 11050000 (Sl10500OOO) COMMON STOCK (FILE 333-77229 -
APR 28 INEW ISSUEI
MOHAWf INDUSTRIES INC 160 S INDUSTRIAL BLVD PO BOX 12069 CALHOUN GA 30701 17061 629-7721 - 3149999 (59794543891) COMMON STOCK (FILE333-77211 - APR 28) (BR 2)
5-6 ISLE OF CAPRI CASINOS INC 711 WASHINGTON LOOP 2ND FLR BILOXI MS 39530 6Cl) 436-7000 - 3170750 ($13152961 SO) COMMON STOCK (FILE333-77233 - APR 281 (BR 51
5- YOUNG amp RUBICAM INC 285 MADISON AVE NEW YORK NY 10017 - 17250000 5731572500) COMMON STOCK IFILE 333-77235 - APR 281 (BR 2)
S-8 ROCK TENN ce 504 THRASHER ST NORCROSS GA 30071 (770) 448-2193 -2363268 (535132083) COMMON STOCK (FILE 333-77237 - APR 28) (BR 4)
5-3 OSAGE SYSTEMS GROUP INC 1661 EAST CAMELBACK RD STE 245 PHOENIX AZ 85016 (602) 274-1299 - 3706776 (S23630697) COMMON STOCK (FILE333-77239 - APR 28) (BR 3)
S-8 TEHAMA BANCORP 239 SOUTH MAIN STREET PO BOX 890 RED BLUFF CA 96080 (9161 528-3000 - 544230 (S6666818) COMMON STOCK (FILE 333-77241 -APR 28) (BR 7)
S-8 EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 5000000 (S433750OOO) COMMON STOCK (FILE 333-77243 -
APR 28) (BR 51
S-E EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 100000 (S8675OOO) COMMON STOCK (FILE 333-77245 -APR 281 (BR 5)
NEWS DIGEST May 5 1999 6
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612J 449-9092 - 200000 ($1968000) COMMON STOCK (FILE 333-77247
APR 28 ) CBR 5 )
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612) 449-9092 - 1500000 1$14765625) COMMON STOCK (FILE 333-77249 -APR 28 1 IBR 5 1
5-8 SYNERGY BRANDS INC 10850 PERRY WAY SUITE 203 WEXFORD PA 15090
516) 682-1980 - 1600000 ($7184000) COMMON STOCK (FILE 333-77251 -APR 28 J (BR 2 )
S-4 TOKHEIM CORP 10501 CORPORATE DRIVE FORT WAYNE IN 46845 (219) 470-4600
209647500 ($209647500) STRAIGHT BONDS IFILE 333-77253 - APR 28)
IBR 6)
$middot6 ARXA INTERNATIONAL ENERGY INC 530 WELLS FARGO DRIVE SUITE 300
HOUSTON TX 77090 laquo28) 1) --444- - 4000 ($1600) COMMON STOCK (FILE
333-77255 - APR 28) (BR 4)
S-3 APARTMENT INVESTMENT amp MANAGEMENT CO 1873 S BELLAIRE ST SUITE 1700
DENVER CO 80222 (303) 757-8101 - 530000 ($21034375) COMMON STOCK
(FILE 333-77257 - APR 28) (BR 8)
5-6 UMPQUA HOLDINGS CORP 445 SE MAIN STREET POBOX 1820 ROSEBURG OR
9747C 15411 440- 3963 - 1121 400 ($9475758 18) COMMON STOCK IFILE
333-772SS APR 28) IBR 9)
Ramp5 FALCON COPF 901 THREADNEEDLE HOUSTON TX 77079 (281) 496-5000 -4v~OOCCOC 1$4000000001 STRAIGHT BONDS (FILE 333-77263 - APR 28)
BF 4
55 FARADIGM MEDICAL INDUSTRIES INC 1127 WEST 2320 SOUTH STE A
SALT LAKE CITY UT 84119 (801) 977-8970 - 1488400 ($24239001
COMMON STOCK (FILE 333-77267 - APR 28) (BR 9)
$-_ DIVICORE INC 1 GREAT VALLEY PARKWAY MALVERN PA 19355 (610) 408-7480
$6COOOOOO COMMON STOCK IFILE 333-77269 - APR 28)
3-1 PATRIOT AMERICAN HOSPITALITY INCDE 1950 STEMMONS FRWY STE 6001
uALLAS TX 75207 (214) 863-1000 - 68000000 ($340000000) COMMON STOCK
FILE 333 -77271 - APR 28) (BR 8)
$- KEITH COMPANIES INC 2955 RED HILL AVENUE COSTA MESA CA 92626
714 668-700l - 2012500 ($20125000) COMMON STOCK (FILE 333-77273 -APR 28) (NEW ISSUE)
INTEL CORP 2200 MISSION COLLEGE BLVD SANTA CLARA CA 95052
408 765-8080 - 306000 ($17690625) COMMON STOCK (FILE 333-77279 -APR 28 (BR 51
S-e WALTER INDUSTRIES INC NEW 1500 N DALE MABRY HWY TAMPA FL 33607
813 871-4811 - 3500000 ($40145000) COMMON STOCK (FILE 333-77283
APR 29 IBR 6 J
S-3 SIMTEK CORP 1465 KELLY JOHNSON BLVD STE 301 COLORADO SPRINGS CO
80920 (719) 531-9444 - 7692308 ($1500000) COMMON STOCK (FILE
333-77285 - APR 29) (BR 5)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 410000 ($2029987) COMMON STOCK (FILE 333-77287
APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 75000 ($103125) COMMON STOCK (FILE 333-77289 -APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 50000 ($439063) COMMON STOCK (FILE 333-77291
APR 29 I (BR 3 I
NEWS DIGEST May 5 1999 7
RECENT BK FILINGS
Forrr o-K 1S used by compan1es to f1le current reports on the follow1ng events
Item Changes 1n Control of Reg1strant
Item 2 ACqu1s1t10n or D1spos1t10n of Assets
Lt err 3 Bankruptcy or Rece1versh1p
Lt em Changes 1n Reglstrants CertlfYlng Accountant
Item 5 Other Materlally Important Events
Ite 6 Reslgnatlons of Reglstrants Dlrectors
Item 7 Flnanclal Statements and ExhlbltS
Iterr 8 Change In Flscal Year
t t e-r 9 Regulatlon S Offerlngs
~e followlng companles have flIed 8-K reports for the date lndlcated andor amendments to 8-K reports preVlOuS
~lea respondlng to the ltem(s) of the form speclfled 8-K reports may be obtalned In person or by wrltlng to t~~
CO~~lSSlO~S Publc Reference Branch at 450 Flfth Street NW Washlngton D C 20549 or at the followlng e-mal be
ao a r e s s ltpJOllClnfoiisec gOYgt In most cases I t m s an f o rma t aon 15 also ava r Lab l e on the Comrrus s i on 5 webs Lmiddot lt sec 90gt
NAME OF ISSUER STATE CODE
BK 1 234
ITEM NO 5 6 7 B 9 DATE COMMENT
ABF I~FO~~TION SFRVICES INC
=-E P A~~E INS~~CE COMPANIES INC
A) VAgt7A CORP
~A-A10RTGAGE LOAN TRUST 1998-4A
CmiddotA-AM8RTGAGE LOAN TRUST 1998-4B
- r--A ~R-GAGE LCA~ TRUST 1998-4C
CA-~A fJIORTGAGE LOAN TRUST 1999-1
AMER~A BAN~SHARES INC FL
ANKEl COAL GROUP INC
AR~Jr ~CLDINGS INC
ASCEN- ENTERTAINMENT GROUP INC
A-ampT CORP
ATAS ENVIRONMENTAL INC
ATI-_~ COMPANIES INC
5AA ENERGY CO
BJv2AR2lER CAPITAL MORTGAGE SECURIT
IZATION CORP
FL
DE
DE
DE
DE
DE
DE
FL
DE
DE
DE
NY
CO
DE
UT
VT
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
043099
042899
050399
043099
043099
043099
043099
043099
043099
050399
012299
042299
041999
042099
121598
033199
AMEND
BOMBARDIER
IZATION
CAPITAL
CClRP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BROTHERS GOURMET COFFEES INC
BUFFALO CAPITAL VI LTD
BUFFALO CAPITAL VI LTD
CABOT INDUSTRIAL PROPERTIES LP
CABOT INDUSTRIAL TRUST
CAFE ODYSSEY INC
CALIFORNIA AMPLIFIER INC
CANISCO RESOURCES INC
CAPITOL REVOLVING HOME EQUITY LOAN
TRUST 1996-1
DE
CO
CO
DE
MD
MN
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
042099
122898
042199
043099
043099
050499
041999
041699
042099
CAPTOL
TRJST
REVOLVING
1997-1
HOME EQUITY LOAN MD X 042099
CAPRIUS INC DE X X 042799
8 NEWS DIGEST May 5 1999
STATE 8K ITEM NO NAME OF ISSUER CODE 1 2 3 4 5 6 789 DATE COMMENT
CATALINA LIGHTING INC
CBL amp ASSOCIATES PROPERTIES INC
CCB FINANCIAL CORP
CENTURY PACIFIC HOUSING FUND I
CENTURY PACIFIC TAX CREDIT HOUSING
FUNIII
FL
DE
NC
CA
CA
X
X
X
X
X
X
X
X
X
043099
043099
042799
042899
042899
CERES GROUP INC
CHANCELLOR MEDIA CORP OF LOS ANGELE
DE
DE x x x
021799 AMEND
041699
CHANCELLOR MEDIA CORPI
CHARTER ONE FINANCIAL INC
CHASE COMMERCIAL MORTGAGE
S CORP
SECURITIE
DE
DE
NY
x x x x
x 041699
050399
041999
CHR0NIMED INC
CIGNA CORP
COHERENT INC
COHESION TECHNOLOGIES INC
CC~TEC INDUSTRIES INC
C~MMERCIAL FEDERAL CORP
81YJNnBANK SHARES OF INDIANA IN
MN
DE
DE
DE
PA
NE
IN
x
x x
x x x
x
x x x x x
042799
050399042799
042199
050499
042999
042098
CC~STJClRESOURES INC
ONEXANT SYSTEMS INC
NSC~JATEJ DELIVERY amp LOGISTICS 1-
I
NV
DE
DE
x x
x x x
042999
050399
123198 AMEND
~T~~=ARE CORF
C8VANCE INC -~v MJE N~
-ROWN ENERGY CORP
TCIHUDSON RECEIVABLES CORP
JELPH AUTOMOTIVE SYSTEMS CORP
EA~LE PACIFIC INDUSTRIES INCMN
EAST T~XAS FINANCIAL SERVICES INC
EASTMAN CHEMICAL CO
EATON VANCE CORP
ECB B~1CORP INC
ELECTRIC LIGHTWAVE INC
EVEREN CAPITAL CORP
EVERGREEN RESOURCES INC
FAE GLOBAL INC
FIRST ALLIANCE MORTGAGE LO~1TRUST
FL
DE MD
UT
MN
DE
MN
DE
DE
MD
NC
DE
DE
CO
GA
NY
X
X X
x
x
x x x
x x
x x x x x x
x x
x
x x
x x x x x
x x x x
x
043099
042899050399
041799043099
042899
043099
043099042799
050399
042199
033199
042599
082196 AMEND
040599 AMEND
042099
FIRST FEDERA~ FINANCIAL
OF KENTUCKY
CORPORATION KY x 042099 AMEND
FIRST UNION COMMERCIAL
URITIES INC
MORTGAGE SEC NC x 041999
FIRSTAR CORP NEWI
FLORAFAX INTERNATIONAL INC
FO~ PETROLEUM CORP
FORTUNE BRANDS INC
FRONTIER ADJUSTERS OF AMERICA INC
GARDEN BOTANlKA INC
GE CAPITAL MORTGAGE SERVICES INC
GEORGIA PACIFIC CORP
GERON CORPORATION
GOODRICH B F CO
G02NET INC
GULPMARK OFFSHORE INC
HACH CO
HELLE~ FINANCIAL COMMERCIAL MORT AS
SET CORP SER 1999-PH-1
WI
DE
LA
DE
AZ
WA
NJ
GA
DE
NY
DE
DE
CO
DE
X
X
x x x x
x x x x
x x
x x
x x x x x x x
x
x x
050499
120998
042799
042799
043099
042099
042799050499
050499
043099
041699
033199
042199
050499
NEWS DIGEST May 5 1999 9
STATE 8K ITEM NONAME OF ISSUER COOE I 234 5 6 789 DATE COMMENT
HERITAGE FINANCIAL CORP WA
rlOMESTEAD VILLAGE INC
HOMESTEAD VILLAGE INC
HOST MARRIOTT CORP
r LINK INC
IDENTIX INC
IMAGYN MEDICAL TECHNOLOGIES INC
IMPERIAL SUGAR CO NEW
INTELLIGROUP INC
INTERNET AMERICA INC
ISIS PHARMACEUTICALS INC
IVILLAGE INC
JACKAL INDUSTRIES INC
JAVELIN SYSTEMS INC
KOWTOW INC
K~S~~E~ LOCKE CO
ABTEC INC MA
~CA VISION INC
~EAF WRELESS INTERNATIONAL INC
~ECHTERS INC
LE3ATC SYSTEMS INC
LITTLE FALLS BANCORP INC
_TX COR
A-WEr INC I W
YAS K
vAR~ET FACTS INC
3~ CORPFlAoCIfu-~CKESSOlHBO INC
~E~k~ INC
~ELLON RESIDENTIAL FUNDING CORP HOM
E E~ IlSTALLOAN TRU 99-1
ME~CA~lILE BANCORPORATION INC
~ERRILL LYNCH MORT INVES INC PROVID
A~40ME EO LN TR 1999-1
~E~A 3R8~P IN
~ETAMCR WORLDWIOE INC
~EC~ ENERGY CORP
CORPFlFINANCIAL
~ICROGRAFX INC
vILLENNIUM ELECTRONICS INC
~CBILE MINI INC
~CBILEMEOIA COMWJNICATIONS INC
MOBILEMEDIA CORP
MONARCH DENTAL CORF
MONSANTO CC
MONTGOMERY WARD HOLDING CORP
MORGAN STANLEY CAPITAL I INC DEPOSI
TOR FOR SERIES 1999-FNV1
N-VIRO INTERNATIONAL CORP
NATIONAL BANKSHARES INC
NATIONSLINK FUNDING CORP COMM MORT
PASS THR CERT SER 1999-1
NEWPARK RESOURCES INC
NORTEL NETWORKS CORP
NORTEL NETWORKS CORP
NORWEST ASSET SECURITIES CORP
OCEAN ENERGY INC TX
ONEOK INC NEW
ORBlTAL SCIENCES CORP DE
ORION ACQUISITION CORP II
10 NEWS DIGEST May 5
WA x MD X X
MD X X
MD X X
FL X X
DE X X
DE X X
TX X X
NJ X
TX X X
DE X X
DE X
NV X X
DE X X
NV X X
CA X
MA X
DE X
DE X X
NJ X X
DE X X
NJ X X
MA X X
WI X X
GA X
DE X X
DE X X
DE X X
MI X
DE X X
MO X X DE X X
DE X X
DE X X
CO X
DE X
TX X X
NV X X X
DE X
DE X
DE X
DE X
DE X X
DE X X
DE X X
DE X X
VA X
DE X
DE X X
X
X X
DE X X
TX X
OK X X
DE X
DE X X
1999
042799
050399
050499
050399
041599
042699
043099
050399
042799 AMEND
012999 AMEND
042099021899
041699
042399
050499
042699
021799 AMEND
042999
041999
050499
050499042799
043099
042699
042799
042999
050399
042999
042899
042999
050499
042799
050399
041999
042199
042999
041699040899
043099043099
043099
042699
050399
043099
042199
042999
050399
042099
042699042799
042999
050399
042699
050399
042999043099
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
050399
RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
(SR-NYSE-99-16) has become effective under Section 19(b) (3) (A) of the Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal Register during the week of May 3 (ReI34-41354)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appearsas follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managing underwriter or depositor (if applicable) File number and date filed AssignedBranch and a designation if the statement is a New Issue
Registration statements may be obtained in person or by writing to the Commissions Public Reference Branch at 450 Fifth Street NWWashington D C 20549 or at the following e-mail box address ltpublicinfosecgovgt In most cases this information is also available on the Commissions website ltwwwsecgovgt
xes SOFTWARE STOCK CORP BRETONISCHER RING 12D 85630 GRASBRUNN MUNICH FEDERAL REPUBLIC OF 18 (498) 946-0050 - 475000S102125000 I COMMON STOCK (FILE 333-10286 - APR 27) (BR 3)
~- UNITED DOMINION REALTY TRUST INC 10 S 6TH ST STE 203 RICHMOND VA23219 1804) 780-2691 - 481251 (S5218565 53) COMMON STOCK (FILE333-77l6 - APR 28) (BR 8)
S-amp WHIRLPOOL CORP DE WHIRLPOOL CNTR 2000 M 63 CO CORPORATE SECRETARYBENTON HARBOR MI 49022 (6161 923-5000 - 100000 ($6662500) COMMON STOCKIFILE 333-77167 - APR 28) (BR 2)
C-8 EAT AT JOES LTD 1912 SANTIAGO DR NEWPORT BEACH CA 92660914) 725-2700 - 100000 (S100000) COMMON STOCK (FILE 333-77171 -APR 28 (BR 5)
S-8 LOUIS DREYFUS NATURAL GAS CORP 14000 QUAIL SPRINGS PKWY STE 600OKLAHOMA CITY OK 73134 (405) 749-1300 - 100000 ($1716000) COMMON STOCK(FILE 333-77185 - APR 28) (BR 4)
S-8 CARNEGIE FINANCIAL CORP PA 17 W MALL PLAZA 1501 EUCLID AVENUECARNEGIE PA 15106 (412) 276-1266 - 23805 ($212031 37) COMMON STOCK(FILE 333-77189 - APR 28) (BR 7)
S-8 NATIONAL SEMICONDUCTOR CORP 2900 SEMICONDUCTOR DR PO BOX 58090SANTA CLARA CA 95052 (408) 721-5000 - 20000000 ($262500000)COMMON STOCK (FILE 333-77195 - JPR 28) (BR 5)
S-4 CMS ENERGY CORP FAIRLANE PLZ SOUTH STE 1100 330 TOWN CENTER DRDEARBORN MI 48126 (3131 436-9200 - 300000000 ($300000000)STRAIGHT BONDS (FILE 333-77197 - APR 28) (BR 2)
S-8 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 1179715161 677-7200 - 72818 ($530600 12) COMMON STOCK (FILE 333-77201 -APR 28 I (BR 7)
S-3 MERISTAR HOSPITALITY CORP 1010 WISCONSIN AVENUE N W WASHINGTON DC20007 (972) 550-6800 - 5075725 ($45570008 75) COMMON STOCK (FILE333-77203 - APR 28) (BR 8)
NEWS DIGEST May 5 1999 5
S-8 CYBERCASH INC 2100 RESTON PARKWAY 3RD FLOOR RESTON VA 2019117031 620-4200 - 500000 (S8296875) COMMON STOCK (FILE 333-77205 -APR 28 1 IBR 3I
S-6 FAXSAV INC 399 THORNALL ST EDISON NJ 08837 (908) 906-2000 - 650000$2250001 COMMON STOCK (FILE 333-77207 - APR 28) (BR 7)
SB-2 VILLAGE BANCORP INC DE 1845 EAST RAND RD PROSPECT HEIGHTS IL 60070 1847) 870-8300 - 554000 (S7340500) COMMON STOCK (FILE 333-77209 -
APR 28) (BR 7)
S-8 MICROFINANCIAL INC 950 WINTER STREET WALTHAM MA 02154 (781) 890-0177 - 100000 (Sl662500) COMMON STOCK (FILE 333-77211 - APR 28) (BR 7)
S-3 MORGAN STANLEY CAPITAL I INC llOOO BROKEN LAND PARKWAYcIa NORWEST BANK MINNESOTA N A COLUMBIA MD 10036 (212) 761-4000 -1000000 (SlOOOOOO) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE (FILE333-77215 - APR 28) IBR 8)
S-e CENTRAL VERMONT PUBLIC SERVICE CORP 77 GROVE ST RUTLAND VT 05701802 773-2711 112500 (Sl241010) COMMON STOCK (FILE 333-77217 -
APR 28 1 IBR 2I
SmiddotB NET PERCEPTIONS INC 7901 FLYING CLOUD DR MINNEAPOLIS MN 55344 16121 903-1270 3853952 ($53955328) COMMON STOCK (FILE 333-77219 -APR 28 IBR 31
S-3 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 11797 50 677-7202 - 133333 158199979 501 COMMON STOCK (FILE 333-77221 -
Ar 28 S)
SHOWCASE CORP MN 4115 HWY 52 NORTH STE 300 ROCHESTER MN 55901 1507 288-5922 - 535000000 COMMON STOCK (FILE 333-77223 - APR 28)
S - E MANNATECH INC 600 SOUTH ROYAL LANE SUITE 200 COPPELL TX 75019 972 47)-7400 - 642000 (Sll215740) COMMON STOCK (FILE 333-77227 -
APR 28 IBR 1)
s - T REIT INC 1551 N TUSTIN AVENUE SUITE 650 SANTA ANA CA 92705 877) 888-7348 - 11050000 (Sl10500OOO) COMMON STOCK (FILE 333-77229 -
APR 28 INEW ISSUEI
MOHAWf INDUSTRIES INC 160 S INDUSTRIAL BLVD PO BOX 12069 CALHOUN GA 30701 17061 629-7721 - 3149999 (59794543891) COMMON STOCK (FILE333-77211 - APR 28) (BR 2)
5-6 ISLE OF CAPRI CASINOS INC 711 WASHINGTON LOOP 2ND FLR BILOXI MS 39530 6Cl) 436-7000 - 3170750 ($13152961 SO) COMMON STOCK (FILE333-77233 - APR 281 (BR 51
5- YOUNG amp RUBICAM INC 285 MADISON AVE NEW YORK NY 10017 - 17250000 5731572500) COMMON STOCK IFILE 333-77235 - APR 281 (BR 2)
S-8 ROCK TENN ce 504 THRASHER ST NORCROSS GA 30071 (770) 448-2193 -2363268 (535132083) COMMON STOCK (FILE 333-77237 - APR 28) (BR 4)
5-3 OSAGE SYSTEMS GROUP INC 1661 EAST CAMELBACK RD STE 245 PHOENIX AZ 85016 (602) 274-1299 - 3706776 (S23630697) COMMON STOCK (FILE333-77239 - APR 28) (BR 3)
S-8 TEHAMA BANCORP 239 SOUTH MAIN STREET PO BOX 890 RED BLUFF CA 96080 (9161 528-3000 - 544230 (S6666818) COMMON STOCK (FILE 333-77241 -APR 28) (BR 7)
S-8 EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 5000000 (S433750OOO) COMMON STOCK (FILE 333-77243 -
APR 28) (BR 51
S-E EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 100000 (S8675OOO) COMMON STOCK (FILE 333-77245 -APR 281 (BR 5)
NEWS DIGEST May 5 1999 6
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612J 449-9092 - 200000 ($1968000) COMMON STOCK (FILE 333-77247
APR 28 ) CBR 5 )
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612) 449-9092 - 1500000 1$14765625) COMMON STOCK (FILE 333-77249 -APR 28 1 IBR 5 1
5-8 SYNERGY BRANDS INC 10850 PERRY WAY SUITE 203 WEXFORD PA 15090
516) 682-1980 - 1600000 ($7184000) COMMON STOCK (FILE 333-77251 -APR 28 J (BR 2 )
S-4 TOKHEIM CORP 10501 CORPORATE DRIVE FORT WAYNE IN 46845 (219) 470-4600
209647500 ($209647500) STRAIGHT BONDS IFILE 333-77253 - APR 28)
IBR 6)
$middot6 ARXA INTERNATIONAL ENERGY INC 530 WELLS FARGO DRIVE SUITE 300
HOUSTON TX 77090 laquo28) 1) --444- - 4000 ($1600) COMMON STOCK (FILE
333-77255 - APR 28) (BR 4)
S-3 APARTMENT INVESTMENT amp MANAGEMENT CO 1873 S BELLAIRE ST SUITE 1700
DENVER CO 80222 (303) 757-8101 - 530000 ($21034375) COMMON STOCK
(FILE 333-77257 - APR 28) (BR 8)
5-6 UMPQUA HOLDINGS CORP 445 SE MAIN STREET POBOX 1820 ROSEBURG OR
9747C 15411 440- 3963 - 1121 400 ($9475758 18) COMMON STOCK IFILE
333-772SS APR 28) IBR 9)
Ramp5 FALCON COPF 901 THREADNEEDLE HOUSTON TX 77079 (281) 496-5000 -4v~OOCCOC 1$4000000001 STRAIGHT BONDS (FILE 333-77263 - APR 28)
BF 4
55 FARADIGM MEDICAL INDUSTRIES INC 1127 WEST 2320 SOUTH STE A
SALT LAKE CITY UT 84119 (801) 977-8970 - 1488400 ($24239001
COMMON STOCK (FILE 333-77267 - APR 28) (BR 9)
$-_ DIVICORE INC 1 GREAT VALLEY PARKWAY MALVERN PA 19355 (610) 408-7480
$6COOOOOO COMMON STOCK IFILE 333-77269 - APR 28)
3-1 PATRIOT AMERICAN HOSPITALITY INCDE 1950 STEMMONS FRWY STE 6001
uALLAS TX 75207 (214) 863-1000 - 68000000 ($340000000) COMMON STOCK
FILE 333 -77271 - APR 28) (BR 8)
$- KEITH COMPANIES INC 2955 RED HILL AVENUE COSTA MESA CA 92626
714 668-700l - 2012500 ($20125000) COMMON STOCK (FILE 333-77273 -APR 28) (NEW ISSUE)
INTEL CORP 2200 MISSION COLLEGE BLVD SANTA CLARA CA 95052
408 765-8080 - 306000 ($17690625) COMMON STOCK (FILE 333-77279 -APR 28 (BR 51
S-e WALTER INDUSTRIES INC NEW 1500 N DALE MABRY HWY TAMPA FL 33607
813 871-4811 - 3500000 ($40145000) COMMON STOCK (FILE 333-77283
APR 29 IBR 6 J
S-3 SIMTEK CORP 1465 KELLY JOHNSON BLVD STE 301 COLORADO SPRINGS CO
80920 (719) 531-9444 - 7692308 ($1500000) COMMON STOCK (FILE
333-77285 - APR 29) (BR 5)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 410000 ($2029987) COMMON STOCK (FILE 333-77287
APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 75000 ($103125) COMMON STOCK (FILE 333-77289 -APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 50000 ($439063) COMMON STOCK (FILE 333-77291
APR 29 I (BR 3 I
NEWS DIGEST May 5 1999 7
RECENT BK FILINGS
Forrr o-K 1S used by compan1es to f1le current reports on the follow1ng events
Item Changes 1n Control of Reg1strant
Item 2 ACqu1s1t10n or D1spos1t10n of Assets
Lt err 3 Bankruptcy or Rece1versh1p
Lt em Changes 1n Reglstrants CertlfYlng Accountant
Item 5 Other Materlally Important Events
Ite 6 Reslgnatlons of Reglstrants Dlrectors
Item 7 Flnanclal Statements and ExhlbltS
Iterr 8 Change In Flscal Year
t t e-r 9 Regulatlon S Offerlngs
~e followlng companles have flIed 8-K reports for the date lndlcated andor amendments to 8-K reports preVlOuS
~lea respondlng to the ltem(s) of the form speclfled 8-K reports may be obtalned In person or by wrltlng to t~~
CO~~lSSlO~S Publc Reference Branch at 450 Flfth Street NW Washlngton D C 20549 or at the followlng e-mal be
ao a r e s s ltpJOllClnfoiisec gOYgt In most cases I t m s an f o rma t aon 15 also ava r Lab l e on the Comrrus s i on 5 webs Lmiddot lt sec 90gt
NAME OF ISSUER STATE CODE
BK 1 234
ITEM NO 5 6 7 B 9 DATE COMMENT
ABF I~FO~~TION SFRVICES INC
=-E P A~~E INS~~CE COMPANIES INC
A) VAgt7A CORP
~A-A10RTGAGE LOAN TRUST 1998-4A
CmiddotA-AM8RTGAGE LOAN TRUST 1998-4B
- r--A ~R-GAGE LCA~ TRUST 1998-4C
CA-~A fJIORTGAGE LOAN TRUST 1999-1
AMER~A BAN~SHARES INC FL
ANKEl COAL GROUP INC
AR~Jr ~CLDINGS INC
ASCEN- ENTERTAINMENT GROUP INC
A-ampT CORP
ATAS ENVIRONMENTAL INC
ATI-_~ COMPANIES INC
5AA ENERGY CO
BJv2AR2lER CAPITAL MORTGAGE SECURIT
IZATION CORP
FL
DE
DE
DE
DE
DE
DE
FL
DE
DE
DE
NY
CO
DE
UT
VT
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
043099
042899
050399
043099
043099
043099
043099
043099
043099
050399
012299
042299
041999
042099
121598
033199
AMEND
BOMBARDIER
IZATION
CAPITAL
CClRP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BROTHERS GOURMET COFFEES INC
BUFFALO CAPITAL VI LTD
BUFFALO CAPITAL VI LTD
CABOT INDUSTRIAL PROPERTIES LP
CABOT INDUSTRIAL TRUST
CAFE ODYSSEY INC
CALIFORNIA AMPLIFIER INC
CANISCO RESOURCES INC
CAPITOL REVOLVING HOME EQUITY LOAN
TRUST 1996-1
DE
CO
CO
DE
MD
MN
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
042099
122898
042199
043099
043099
050499
041999
041699
042099
CAPTOL
TRJST
REVOLVING
1997-1
HOME EQUITY LOAN MD X 042099
CAPRIUS INC DE X X 042799
8 NEWS DIGEST May 5 1999
STATE 8K ITEM NO NAME OF ISSUER CODE 1 2 3 4 5 6 789 DATE COMMENT
CATALINA LIGHTING INC
CBL amp ASSOCIATES PROPERTIES INC
CCB FINANCIAL CORP
CENTURY PACIFIC HOUSING FUND I
CENTURY PACIFIC TAX CREDIT HOUSING
FUNIII
FL
DE
NC
CA
CA
X
X
X
X
X
X
X
X
X
043099
043099
042799
042899
042899
CERES GROUP INC
CHANCELLOR MEDIA CORP OF LOS ANGELE
DE
DE x x x
021799 AMEND
041699
CHANCELLOR MEDIA CORPI
CHARTER ONE FINANCIAL INC
CHASE COMMERCIAL MORTGAGE
S CORP
SECURITIE
DE
DE
NY
x x x x
x 041699
050399
041999
CHR0NIMED INC
CIGNA CORP
COHERENT INC
COHESION TECHNOLOGIES INC
CC~TEC INDUSTRIES INC
C~MMERCIAL FEDERAL CORP
81YJNnBANK SHARES OF INDIANA IN
MN
DE
DE
DE
PA
NE
IN
x
x x
x x x
x
x x x x x
042799
050399042799
042199
050499
042999
042098
CC~STJClRESOURES INC
ONEXANT SYSTEMS INC
NSC~JATEJ DELIVERY amp LOGISTICS 1-
I
NV
DE
DE
x x
x x x
042999
050399
123198 AMEND
~T~~=ARE CORF
C8VANCE INC -~v MJE N~
-ROWN ENERGY CORP
TCIHUDSON RECEIVABLES CORP
JELPH AUTOMOTIVE SYSTEMS CORP
EA~LE PACIFIC INDUSTRIES INCMN
EAST T~XAS FINANCIAL SERVICES INC
EASTMAN CHEMICAL CO
EATON VANCE CORP
ECB B~1CORP INC
ELECTRIC LIGHTWAVE INC
EVEREN CAPITAL CORP
EVERGREEN RESOURCES INC
FAE GLOBAL INC
FIRST ALLIANCE MORTGAGE LO~1TRUST
FL
DE MD
UT
MN
DE
MN
DE
DE
MD
NC
DE
DE
CO
GA
NY
X
X X
x
x
x x x
x x
x x x x x x
x x
x
x x
x x x x x
x x x x
x
043099
042899050399
041799043099
042899
043099
043099042799
050399
042199
033199
042599
082196 AMEND
040599 AMEND
042099
FIRST FEDERA~ FINANCIAL
OF KENTUCKY
CORPORATION KY x 042099 AMEND
FIRST UNION COMMERCIAL
URITIES INC
MORTGAGE SEC NC x 041999
FIRSTAR CORP NEWI
FLORAFAX INTERNATIONAL INC
FO~ PETROLEUM CORP
FORTUNE BRANDS INC
FRONTIER ADJUSTERS OF AMERICA INC
GARDEN BOTANlKA INC
GE CAPITAL MORTGAGE SERVICES INC
GEORGIA PACIFIC CORP
GERON CORPORATION
GOODRICH B F CO
G02NET INC
GULPMARK OFFSHORE INC
HACH CO
HELLE~ FINANCIAL COMMERCIAL MORT AS
SET CORP SER 1999-PH-1
WI
DE
LA
DE
AZ
WA
NJ
GA
DE
NY
DE
DE
CO
DE
X
X
x x x x
x x x x
x x
x x
x x x x x x x
x
x x
050499
120998
042799
042799
043099
042099
042799050499
050499
043099
041699
033199
042199
050499
NEWS DIGEST May 5 1999 9
STATE 8K ITEM NONAME OF ISSUER COOE I 234 5 6 789 DATE COMMENT
HERITAGE FINANCIAL CORP WA
rlOMESTEAD VILLAGE INC
HOMESTEAD VILLAGE INC
HOST MARRIOTT CORP
r LINK INC
IDENTIX INC
IMAGYN MEDICAL TECHNOLOGIES INC
IMPERIAL SUGAR CO NEW
INTELLIGROUP INC
INTERNET AMERICA INC
ISIS PHARMACEUTICALS INC
IVILLAGE INC
JACKAL INDUSTRIES INC
JAVELIN SYSTEMS INC
KOWTOW INC
K~S~~E~ LOCKE CO
ABTEC INC MA
~CA VISION INC
~EAF WRELESS INTERNATIONAL INC
~ECHTERS INC
LE3ATC SYSTEMS INC
LITTLE FALLS BANCORP INC
_TX COR
A-WEr INC I W
YAS K
vAR~ET FACTS INC
3~ CORPFlAoCIfu-~CKESSOlHBO INC
~E~k~ INC
~ELLON RESIDENTIAL FUNDING CORP HOM
E E~ IlSTALLOAN TRU 99-1
ME~CA~lILE BANCORPORATION INC
~ERRILL LYNCH MORT INVES INC PROVID
A~40ME EO LN TR 1999-1
~E~A 3R8~P IN
~ETAMCR WORLDWIOE INC
~EC~ ENERGY CORP
CORPFlFINANCIAL
~ICROGRAFX INC
vILLENNIUM ELECTRONICS INC
~CBILE MINI INC
~CBILEMEOIA COMWJNICATIONS INC
MOBILEMEDIA CORP
MONARCH DENTAL CORF
MONSANTO CC
MONTGOMERY WARD HOLDING CORP
MORGAN STANLEY CAPITAL I INC DEPOSI
TOR FOR SERIES 1999-FNV1
N-VIRO INTERNATIONAL CORP
NATIONAL BANKSHARES INC
NATIONSLINK FUNDING CORP COMM MORT
PASS THR CERT SER 1999-1
NEWPARK RESOURCES INC
NORTEL NETWORKS CORP
NORTEL NETWORKS CORP
NORWEST ASSET SECURITIES CORP
OCEAN ENERGY INC TX
ONEOK INC NEW
ORBlTAL SCIENCES CORP DE
ORION ACQUISITION CORP II
10 NEWS DIGEST May 5
WA x MD X X
MD X X
MD X X
FL X X
DE X X
DE X X
TX X X
NJ X
TX X X
DE X X
DE X
NV X X
DE X X
NV X X
CA X
MA X
DE X
DE X X
NJ X X
DE X X
NJ X X
MA X X
WI X X
GA X
DE X X
DE X X
DE X X
MI X
DE X X
MO X X DE X X
DE X X
DE X X
CO X
DE X
TX X X
NV X X X
DE X
DE X
DE X
DE X
DE X X
DE X X
DE X X
DE X X
VA X
DE X
DE X X
X
X X
DE X X
TX X
OK X X
DE X
DE X X
1999
042799
050399
050499
050399
041599
042699
043099
050399
042799 AMEND
012999 AMEND
042099021899
041699
042399
050499
042699
021799 AMEND
042999
041999
050499
050499042799
043099
042699
042799
042999
050399
042999
042899
042999
050499
042799
050399
041999
042199
042999
041699040899
043099043099
043099
042699
050399
043099
042199
042999
050399
042099
042699042799
042999
050399
042699
050399
042999043099
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
050399
RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
S-8 CYBERCASH INC 2100 RESTON PARKWAY 3RD FLOOR RESTON VA 2019117031 620-4200 - 500000 (S8296875) COMMON STOCK (FILE 333-77205 -APR 28 1 IBR 3I
S-6 FAXSAV INC 399 THORNALL ST EDISON NJ 08837 (908) 906-2000 - 650000$2250001 COMMON STOCK (FILE 333-77207 - APR 28) (BR 7)
SB-2 VILLAGE BANCORP INC DE 1845 EAST RAND RD PROSPECT HEIGHTS IL 60070 1847) 870-8300 - 554000 (S7340500) COMMON STOCK (FILE 333-77209 -
APR 28) (BR 7)
S-8 MICROFINANCIAL INC 950 WINTER STREET WALTHAM MA 02154 (781) 890-0177 - 100000 (Sl662500) COMMON STOCK (FILE 333-77211 - APR 28) (BR 7)
S-3 MORGAN STANLEY CAPITAL I INC llOOO BROKEN LAND PARKWAYcIa NORWEST BANK MINNESOTA N A COLUMBIA MD 10036 (212) 761-4000 -1000000 (SlOOOOOO) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE (FILE333-77215 - APR 28) IBR 8)
S-e CENTRAL VERMONT PUBLIC SERVICE CORP 77 GROVE ST RUTLAND VT 05701802 773-2711 112500 (Sl241010) COMMON STOCK (FILE 333-77217 -
APR 28 1 IBR 2I
SmiddotB NET PERCEPTIONS INC 7901 FLYING CLOUD DR MINNEAPOLIS MN 55344 16121 903-1270 3853952 ($53955328) COMMON STOCK (FILE 333-77219 -APR 28 IBR 31
S-3 COMVERSE TECHNOLOGY INCNY 170 CROSSWAYS PARK DR WOODBURY NY 11797 50 677-7202 - 133333 158199979 501 COMMON STOCK (FILE 333-77221 -
Ar 28 S)
SHOWCASE CORP MN 4115 HWY 52 NORTH STE 300 ROCHESTER MN 55901 1507 288-5922 - 535000000 COMMON STOCK (FILE 333-77223 - APR 28)
S - E MANNATECH INC 600 SOUTH ROYAL LANE SUITE 200 COPPELL TX 75019 972 47)-7400 - 642000 (Sll215740) COMMON STOCK (FILE 333-77227 -
APR 28 IBR 1)
s - T REIT INC 1551 N TUSTIN AVENUE SUITE 650 SANTA ANA CA 92705 877) 888-7348 - 11050000 (Sl10500OOO) COMMON STOCK (FILE 333-77229 -
APR 28 INEW ISSUEI
MOHAWf INDUSTRIES INC 160 S INDUSTRIAL BLVD PO BOX 12069 CALHOUN GA 30701 17061 629-7721 - 3149999 (59794543891) COMMON STOCK (FILE333-77211 - APR 28) (BR 2)
5-6 ISLE OF CAPRI CASINOS INC 711 WASHINGTON LOOP 2ND FLR BILOXI MS 39530 6Cl) 436-7000 - 3170750 ($13152961 SO) COMMON STOCK (FILE333-77233 - APR 281 (BR 51
5- YOUNG amp RUBICAM INC 285 MADISON AVE NEW YORK NY 10017 - 17250000 5731572500) COMMON STOCK IFILE 333-77235 - APR 281 (BR 2)
S-8 ROCK TENN ce 504 THRASHER ST NORCROSS GA 30071 (770) 448-2193 -2363268 (535132083) COMMON STOCK (FILE 333-77237 - APR 28) (BR 4)
5-3 OSAGE SYSTEMS GROUP INC 1661 EAST CAMELBACK RD STE 245 PHOENIX AZ 85016 (602) 274-1299 - 3706776 (S23630697) COMMON STOCK (FILE333-77239 - APR 28) (BR 3)
S-8 TEHAMA BANCORP 239 SOUTH MAIN STREET PO BOX 890 RED BLUFF CA 96080 (9161 528-3000 - 544230 (S6666818) COMMON STOCK (FILE 333-77241 -APR 28) (BR 7)
S-8 EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 5000000 (S433750OOO) COMMON STOCK (FILE 333-77243 -
APR 28) (BR 51
S-E EATON CORP EATON CTR 1111 SUPERIOR AVE CLEVELAND OH 44114 12161 523-5000 - 100000 (S8675OOO) COMMON STOCK (FILE 333-77245 -APR 281 (BR 5)
NEWS DIGEST May 5 1999 6
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612J 449-9092 - 200000 ($1968000) COMMON STOCK (FILE 333-77247
APR 28 ) CBR 5 )
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612) 449-9092 - 1500000 1$14765625) COMMON STOCK (FILE 333-77249 -APR 28 1 IBR 5 1
5-8 SYNERGY BRANDS INC 10850 PERRY WAY SUITE 203 WEXFORD PA 15090
516) 682-1980 - 1600000 ($7184000) COMMON STOCK (FILE 333-77251 -APR 28 J (BR 2 )
S-4 TOKHEIM CORP 10501 CORPORATE DRIVE FORT WAYNE IN 46845 (219) 470-4600
209647500 ($209647500) STRAIGHT BONDS IFILE 333-77253 - APR 28)
IBR 6)
$middot6 ARXA INTERNATIONAL ENERGY INC 530 WELLS FARGO DRIVE SUITE 300
HOUSTON TX 77090 laquo28) 1) --444- - 4000 ($1600) COMMON STOCK (FILE
333-77255 - APR 28) (BR 4)
S-3 APARTMENT INVESTMENT amp MANAGEMENT CO 1873 S BELLAIRE ST SUITE 1700
DENVER CO 80222 (303) 757-8101 - 530000 ($21034375) COMMON STOCK
(FILE 333-77257 - APR 28) (BR 8)
5-6 UMPQUA HOLDINGS CORP 445 SE MAIN STREET POBOX 1820 ROSEBURG OR
9747C 15411 440- 3963 - 1121 400 ($9475758 18) COMMON STOCK IFILE
333-772SS APR 28) IBR 9)
Ramp5 FALCON COPF 901 THREADNEEDLE HOUSTON TX 77079 (281) 496-5000 -4v~OOCCOC 1$4000000001 STRAIGHT BONDS (FILE 333-77263 - APR 28)
BF 4
55 FARADIGM MEDICAL INDUSTRIES INC 1127 WEST 2320 SOUTH STE A
SALT LAKE CITY UT 84119 (801) 977-8970 - 1488400 ($24239001
COMMON STOCK (FILE 333-77267 - APR 28) (BR 9)
$-_ DIVICORE INC 1 GREAT VALLEY PARKWAY MALVERN PA 19355 (610) 408-7480
$6COOOOOO COMMON STOCK IFILE 333-77269 - APR 28)
3-1 PATRIOT AMERICAN HOSPITALITY INCDE 1950 STEMMONS FRWY STE 6001
uALLAS TX 75207 (214) 863-1000 - 68000000 ($340000000) COMMON STOCK
FILE 333 -77271 - APR 28) (BR 8)
$- KEITH COMPANIES INC 2955 RED HILL AVENUE COSTA MESA CA 92626
714 668-700l - 2012500 ($20125000) COMMON STOCK (FILE 333-77273 -APR 28) (NEW ISSUE)
INTEL CORP 2200 MISSION COLLEGE BLVD SANTA CLARA CA 95052
408 765-8080 - 306000 ($17690625) COMMON STOCK (FILE 333-77279 -APR 28 (BR 51
S-e WALTER INDUSTRIES INC NEW 1500 N DALE MABRY HWY TAMPA FL 33607
813 871-4811 - 3500000 ($40145000) COMMON STOCK (FILE 333-77283
APR 29 IBR 6 J
S-3 SIMTEK CORP 1465 KELLY JOHNSON BLVD STE 301 COLORADO SPRINGS CO
80920 (719) 531-9444 - 7692308 ($1500000) COMMON STOCK (FILE
333-77285 - APR 29) (BR 5)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 410000 ($2029987) COMMON STOCK (FILE 333-77287
APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 75000 ($103125) COMMON STOCK (FILE 333-77289 -APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 50000 ($439063) COMMON STOCK (FILE 333-77291
APR 29 I (BR 3 I
NEWS DIGEST May 5 1999 7
RECENT BK FILINGS
Forrr o-K 1S used by compan1es to f1le current reports on the follow1ng events
Item Changes 1n Control of Reg1strant
Item 2 ACqu1s1t10n or D1spos1t10n of Assets
Lt err 3 Bankruptcy or Rece1versh1p
Lt em Changes 1n Reglstrants CertlfYlng Accountant
Item 5 Other Materlally Important Events
Ite 6 Reslgnatlons of Reglstrants Dlrectors
Item 7 Flnanclal Statements and ExhlbltS
Iterr 8 Change In Flscal Year
t t e-r 9 Regulatlon S Offerlngs
~e followlng companles have flIed 8-K reports for the date lndlcated andor amendments to 8-K reports preVlOuS
~lea respondlng to the ltem(s) of the form speclfled 8-K reports may be obtalned In person or by wrltlng to t~~
CO~~lSSlO~S Publc Reference Branch at 450 Flfth Street NW Washlngton D C 20549 or at the followlng e-mal be
ao a r e s s ltpJOllClnfoiisec gOYgt In most cases I t m s an f o rma t aon 15 also ava r Lab l e on the Comrrus s i on 5 webs Lmiddot lt sec 90gt
NAME OF ISSUER STATE CODE
BK 1 234
ITEM NO 5 6 7 B 9 DATE COMMENT
ABF I~FO~~TION SFRVICES INC
=-E P A~~E INS~~CE COMPANIES INC
A) VAgt7A CORP
~A-A10RTGAGE LOAN TRUST 1998-4A
CmiddotA-AM8RTGAGE LOAN TRUST 1998-4B
- r--A ~R-GAGE LCA~ TRUST 1998-4C
CA-~A fJIORTGAGE LOAN TRUST 1999-1
AMER~A BAN~SHARES INC FL
ANKEl COAL GROUP INC
AR~Jr ~CLDINGS INC
ASCEN- ENTERTAINMENT GROUP INC
A-ampT CORP
ATAS ENVIRONMENTAL INC
ATI-_~ COMPANIES INC
5AA ENERGY CO
BJv2AR2lER CAPITAL MORTGAGE SECURIT
IZATION CORP
FL
DE
DE
DE
DE
DE
DE
FL
DE
DE
DE
NY
CO
DE
UT
VT
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
043099
042899
050399
043099
043099
043099
043099
043099
043099
050399
012299
042299
041999
042099
121598
033199
AMEND
BOMBARDIER
IZATION
CAPITAL
CClRP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BROTHERS GOURMET COFFEES INC
BUFFALO CAPITAL VI LTD
BUFFALO CAPITAL VI LTD
CABOT INDUSTRIAL PROPERTIES LP
CABOT INDUSTRIAL TRUST
CAFE ODYSSEY INC
CALIFORNIA AMPLIFIER INC
CANISCO RESOURCES INC
CAPITOL REVOLVING HOME EQUITY LOAN
TRUST 1996-1
DE
CO
CO
DE
MD
MN
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
042099
122898
042199
043099
043099
050499
041999
041699
042099
CAPTOL
TRJST
REVOLVING
1997-1
HOME EQUITY LOAN MD X 042099
CAPRIUS INC DE X X 042799
8 NEWS DIGEST May 5 1999
STATE 8K ITEM NO NAME OF ISSUER CODE 1 2 3 4 5 6 789 DATE COMMENT
CATALINA LIGHTING INC
CBL amp ASSOCIATES PROPERTIES INC
CCB FINANCIAL CORP
CENTURY PACIFIC HOUSING FUND I
CENTURY PACIFIC TAX CREDIT HOUSING
FUNIII
FL
DE
NC
CA
CA
X
X
X
X
X
X
X
X
X
043099
043099
042799
042899
042899
CERES GROUP INC
CHANCELLOR MEDIA CORP OF LOS ANGELE
DE
DE x x x
021799 AMEND
041699
CHANCELLOR MEDIA CORPI
CHARTER ONE FINANCIAL INC
CHASE COMMERCIAL MORTGAGE
S CORP
SECURITIE
DE
DE
NY
x x x x
x 041699
050399
041999
CHR0NIMED INC
CIGNA CORP
COHERENT INC
COHESION TECHNOLOGIES INC
CC~TEC INDUSTRIES INC
C~MMERCIAL FEDERAL CORP
81YJNnBANK SHARES OF INDIANA IN
MN
DE
DE
DE
PA
NE
IN
x
x x
x x x
x
x x x x x
042799
050399042799
042199
050499
042999
042098
CC~STJClRESOURES INC
ONEXANT SYSTEMS INC
NSC~JATEJ DELIVERY amp LOGISTICS 1-
I
NV
DE
DE
x x
x x x
042999
050399
123198 AMEND
~T~~=ARE CORF
C8VANCE INC -~v MJE N~
-ROWN ENERGY CORP
TCIHUDSON RECEIVABLES CORP
JELPH AUTOMOTIVE SYSTEMS CORP
EA~LE PACIFIC INDUSTRIES INCMN
EAST T~XAS FINANCIAL SERVICES INC
EASTMAN CHEMICAL CO
EATON VANCE CORP
ECB B~1CORP INC
ELECTRIC LIGHTWAVE INC
EVEREN CAPITAL CORP
EVERGREEN RESOURCES INC
FAE GLOBAL INC
FIRST ALLIANCE MORTGAGE LO~1TRUST
FL
DE MD
UT
MN
DE
MN
DE
DE
MD
NC
DE
DE
CO
GA
NY
X
X X
x
x
x x x
x x
x x x x x x
x x
x
x x
x x x x x
x x x x
x
043099
042899050399
041799043099
042899
043099
043099042799
050399
042199
033199
042599
082196 AMEND
040599 AMEND
042099
FIRST FEDERA~ FINANCIAL
OF KENTUCKY
CORPORATION KY x 042099 AMEND
FIRST UNION COMMERCIAL
URITIES INC
MORTGAGE SEC NC x 041999
FIRSTAR CORP NEWI
FLORAFAX INTERNATIONAL INC
FO~ PETROLEUM CORP
FORTUNE BRANDS INC
FRONTIER ADJUSTERS OF AMERICA INC
GARDEN BOTANlKA INC
GE CAPITAL MORTGAGE SERVICES INC
GEORGIA PACIFIC CORP
GERON CORPORATION
GOODRICH B F CO
G02NET INC
GULPMARK OFFSHORE INC
HACH CO
HELLE~ FINANCIAL COMMERCIAL MORT AS
SET CORP SER 1999-PH-1
WI
DE
LA
DE
AZ
WA
NJ
GA
DE
NY
DE
DE
CO
DE
X
X
x x x x
x x x x
x x
x x
x x x x x x x
x
x x
050499
120998
042799
042799
043099
042099
042799050499
050499
043099
041699
033199
042199
050499
NEWS DIGEST May 5 1999 9
STATE 8K ITEM NONAME OF ISSUER COOE I 234 5 6 789 DATE COMMENT
HERITAGE FINANCIAL CORP WA
rlOMESTEAD VILLAGE INC
HOMESTEAD VILLAGE INC
HOST MARRIOTT CORP
r LINK INC
IDENTIX INC
IMAGYN MEDICAL TECHNOLOGIES INC
IMPERIAL SUGAR CO NEW
INTELLIGROUP INC
INTERNET AMERICA INC
ISIS PHARMACEUTICALS INC
IVILLAGE INC
JACKAL INDUSTRIES INC
JAVELIN SYSTEMS INC
KOWTOW INC
K~S~~E~ LOCKE CO
ABTEC INC MA
~CA VISION INC
~EAF WRELESS INTERNATIONAL INC
~ECHTERS INC
LE3ATC SYSTEMS INC
LITTLE FALLS BANCORP INC
_TX COR
A-WEr INC I W
YAS K
vAR~ET FACTS INC
3~ CORPFlAoCIfu-~CKESSOlHBO INC
~E~k~ INC
~ELLON RESIDENTIAL FUNDING CORP HOM
E E~ IlSTALLOAN TRU 99-1
ME~CA~lILE BANCORPORATION INC
~ERRILL LYNCH MORT INVES INC PROVID
A~40ME EO LN TR 1999-1
~E~A 3R8~P IN
~ETAMCR WORLDWIOE INC
~EC~ ENERGY CORP
CORPFlFINANCIAL
~ICROGRAFX INC
vILLENNIUM ELECTRONICS INC
~CBILE MINI INC
~CBILEMEOIA COMWJNICATIONS INC
MOBILEMEDIA CORP
MONARCH DENTAL CORF
MONSANTO CC
MONTGOMERY WARD HOLDING CORP
MORGAN STANLEY CAPITAL I INC DEPOSI
TOR FOR SERIES 1999-FNV1
N-VIRO INTERNATIONAL CORP
NATIONAL BANKSHARES INC
NATIONSLINK FUNDING CORP COMM MORT
PASS THR CERT SER 1999-1
NEWPARK RESOURCES INC
NORTEL NETWORKS CORP
NORTEL NETWORKS CORP
NORWEST ASSET SECURITIES CORP
OCEAN ENERGY INC TX
ONEOK INC NEW
ORBlTAL SCIENCES CORP DE
ORION ACQUISITION CORP II
10 NEWS DIGEST May 5
WA x MD X X
MD X X
MD X X
FL X X
DE X X
DE X X
TX X X
NJ X
TX X X
DE X X
DE X
NV X X
DE X X
NV X X
CA X
MA X
DE X
DE X X
NJ X X
DE X X
NJ X X
MA X X
WI X X
GA X
DE X X
DE X X
DE X X
MI X
DE X X
MO X X DE X X
DE X X
DE X X
CO X
DE X
TX X X
NV X X X
DE X
DE X
DE X
DE X
DE X X
DE X X
DE X X
DE X X
VA X
DE X
DE X X
X
X X
DE X X
TX X
OK X X
DE X
DE X X
1999
042799
050399
050499
050399
041599
042699
043099
050399
042799 AMEND
012999 AMEND
042099021899
041699
042399
050499
042699
021799 AMEND
042999
041999
050499
050499042799
043099
042699
042799
042999
050399
042999
042899
042999
050499
042799
050399
041999
042199
042999
041699040899
043099043099
043099
042699
050399
043099
042199
042999
050399
042099
042699042799
042999
050399
042699
050399
042999043099
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
050399
RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612J 449-9092 - 200000 ($1968000) COMMON STOCK (FILE 333-77247
APR 28 ) CBR 5 )
5-8 LAKES GAMING INC 130 CHESHIERE LANE MINNETONKA MN 55305
1612) 449-9092 - 1500000 1$14765625) COMMON STOCK (FILE 333-77249 -APR 28 1 IBR 5 1
5-8 SYNERGY BRANDS INC 10850 PERRY WAY SUITE 203 WEXFORD PA 15090
516) 682-1980 - 1600000 ($7184000) COMMON STOCK (FILE 333-77251 -APR 28 J (BR 2 )
S-4 TOKHEIM CORP 10501 CORPORATE DRIVE FORT WAYNE IN 46845 (219) 470-4600
209647500 ($209647500) STRAIGHT BONDS IFILE 333-77253 - APR 28)
IBR 6)
$middot6 ARXA INTERNATIONAL ENERGY INC 530 WELLS FARGO DRIVE SUITE 300
HOUSTON TX 77090 laquo28) 1) --444- - 4000 ($1600) COMMON STOCK (FILE
333-77255 - APR 28) (BR 4)
S-3 APARTMENT INVESTMENT amp MANAGEMENT CO 1873 S BELLAIRE ST SUITE 1700
DENVER CO 80222 (303) 757-8101 - 530000 ($21034375) COMMON STOCK
(FILE 333-77257 - APR 28) (BR 8)
5-6 UMPQUA HOLDINGS CORP 445 SE MAIN STREET POBOX 1820 ROSEBURG OR
9747C 15411 440- 3963 - 1121 400 ($9475758 18) COMMON STOCK IFILE
333-772SS APR 28) IBR 9)
Ramp5 FALCON COPF 901 THREADNEEDLE HOUSTON TX 77079 (281) 496-5000 -4v~OOCCOC 1$4000000001 STRAIGHT BONDS (FILE 333-77263 - APR 28)
BF 4
55 FARADIGM MEDICAL INDUSTRIES INC 1127 WEST 2320 SOUTH STE A
SALT LAKE CITY UT 84119 (801) 977-8970 - 1488400 ($24239001
COMMON STOCK (FILE 333-77267 - APR 28) (BR 9)
$-_ DIVICORE INC 1 GREAT VALLEY PARKWAY MALVERN PA 19355 (610) 408-7480
$6COOOOOO COMMON STOCK IFILE 333-77269 - APR 28)
3-1 PATRIOT AMERICAN HOSPITALITY INCDE 1950 STEMMONS FRWY STE 6001
uALLAS TX 75207 (214) 863-1000 - 68000000 ($340000000) COMMON STOCK
FILE 333 -77271 - APR 28) (BR 8)
$- KEITH COMPANIES INC 2955 RED HILL AVENUE COSTA MESA CA 92626
714 668-700l - 2012500 ($20125000) COMMON STOCK (FILE 333-77273 -APR 28) (NEW ISSUE)
INTEL CORP 2200 MISSION COLLEGE BLVD SANTA CLARA CA 95052
408 765-8080 - 306000 ($17690625) COMMON STOCK (FILE 333-77279 -APR 28 (BR 51
S-e WALTER INDUSTRIES INC NEW 1500 N DALE MABRY HWY TAMPA FL 33607
813 871-4811 - 3500000 ($40145000) COMMON STOCK (FILE 333-77283
APR 29 IBR 6 J
S-3 SIMTEK CORP 1465 KELLY JOHNSON BLVD STE 301 COLORADO SPRINGS CO
80920 (719) 531-9444 - 7692308 ($1500000) COMMON STOCK (FILE
333-77285 - APR 29) (BR 5)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 410000 ($2029987) COMMON STOCK (FILE 333-77287
APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 75000 ($103125) COMMON STOCK (FILE 333-77289 -APR 29) (BR 3)
S-8 MUSTANG SOFTWARE INC 6200 LAKE MING RD BAKERSFIELD CA 93306
(805) 873-2500 - 50000 ($439063) COMMON STOCK (FILE 333-77291
APR 29 I (BR 3 I
NEWS DIGEST May 5 1999 7
RECENT BK FILINGS
Forrr o-K 1S used by compan1es to f1le current reports on the follow1ng events
Item Changes 1n Control of Reg1strant
Item 2 ACqu1s1t10n or D1spos1t10n of Assets
Lt err 3 Bankruptcy or Rece1versh1p
Lt em Changes 1n Reglstrants CertlfYlng Accountant
Item 5 Other Materlally Important Events
Ite 6 Reslgnatlons of Reglstrants Dlrectors
Item 7 Flnanclal Statements and ExhlbltS
Iterr 8 Change In Flscal Year
t t e-r 9 Regulatlon S Offerlngs
~e followlng companles have flIed 8-K reports for the date lndlcated andor amendments to 8-K reports preVlOuS
~lea respondlng to the ltem(s) of the form speclfled 8-K reports may be obtalned In person or by wrltlng to t~~
CO~~lSSlO~S Publc Reference Branch at 450 Flfth Street NW Washlngton D C 20549 or at the followlng e-mal be
ao a r e s s ltpJOllClnfoiisec gOYgt In most cases I t m s an f o rma t aon 15 also ava r Lab l e on the Comrrus s i on 5 webs Lmiddot lt sec 90gt
NAME OF ISSUER STATE CODE
BK 1 234
ITEM NO 5 6 7 B 9 DATE COMMENT
ABF I~FO~~TION SFRVICES INC
=-E P A~~E INS~~CE COMPANIES INC
A) VAgt7A CORP
~A-A10RTGAGE LOAN TRUST 1998-4A
CmiddotA-AM8RTGAGE LOAN TRUST 1998-4B
- r--A ~R-GAGE LCA~ TRUST 1998-4C
CA-~A fJIORTGAGE LOAN TRUST 1999-1
AMER~A BAN~SHARES INC FL
ANKEl COAL GROUP INC
AR~Jr ~CLDINGS INC
ASCEN- ENTERTAINMENT GROUP INC
A-ampT CORP
ATAS ENVIRONMENTAL INC
ATI-_~ COMPANIES INC
5AA ENERGY CO
BJv2AR2lER CAPITAL MORTGAGE SECURIT
IZATION CORP
FL
DE
DE
DE
DE
DE
DE
FL
DE
DE
DE
NY
CO
DE
UT
VT
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
043099
042899
050399
043099
043099
043099
043099
043099
043099
050399
012299
042299
041999
042099
121598
033199
AMEND
BOMBARDIER
IZATION
CAPITAL
CClRP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BROTHERS GOURMET COFFEES INC
BUFFALO CAPITAL VI LTD
BUFFALO CAPITAL VI LTD
CABOT INDUSTRIAL PROPERTIES LP
CABOT INDUSTRIAL TRUST
CAFE ODYSSEY INC
CALIFORNIA AMPLIFIER INC
CANISCO RESOURCES INC
CAPITOL REVOLVING HOME EQUITY LOAN
TRUST 1996-1
DE
CO
CO
DE
MD
MN
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
042099
122898
042199
043099
043099
050499
041999
041699
042099
CAPTOL
TRJST
REVOLVING
1997-1
HOME EQUITY LOAN MD X 042099
CAPRIUS INC DE X X 042799
8 NEWS DIGEST May 5 1999
STATE 8K ITEM NO NAME OF ISSUER CODE 1 2 3 4 5 6 789 DATE COMMENT
CATALINA LIGHTING INC
CBL amp ASSOCIATES PROPERTIES INC
CCB FINANCIAL CORP
CENTURY PACIFIC HOUSING FUND I
CENTURY PACIFIC TAX CREDIT HOUSING
FUNIII
FL
DE
NC
CA
CA
X
X
X
X
X
X
X
X
X
043099
043099
042799
042899
042899
CERES GROUP INC
CHANCELLOR MEDIA CORP OF LOS ANGELE
DE
DE x x x
021799 AMEND
041699
CHANCELLOR MEDIA CORPI
CHARTER ONE FINANCIAL INC
CHASE COMMERCIAL MORTGAGE
S CORP
SECURITIE
DE
DE
NY
x x x x
x 041699
050399
041999
CHR0NIMED INC
CIGNA CORP
COHERENT INC
COHESION TECHNOLOGIES INC
CC~TEC INDUSTRIES INC
C~MMERCIAL FEDERAL CORP
81YJNnBANK SHARES OF INDIANA IN
MN
DE
DE
DE
PA
NE
IN
x
x x
x x x
x
x x x x x
042799
050399042799
042199
050499
042999
042098
CC~STJClRESOURES INC
ONEXANT SYSTEMS INC
NSC~JATEJ DELIVERY amp LOGISTICS 1-
I
NV
DE
DE
x x
x x x
042999
050399
123198 AMEND
~T~~=ARE CORF
C8VANCE INC -~v MJE N~
-ROWN ENERGY CORP
TCIHUDSON RECEIVABLES CORP
JELPH AUTOMOTIVE SYSTEMS CORP
EA~LE PACIFIC INDUSTRIES INCMN
EAST T~XAS FINANCIAL SERVICES INC
EASTMAN CHEMICAL CO
EATON VANCE CORP
ECB B~1CORP INC
ELECTRIC LIGHTWAVE INC
EVEREN CAPITAL CORP
EVERGREEN RESOURCES INC
FAE GLOBAL INC
FIRST ALLIANCE MORTGAGE LO~1TRUST
FL
DE MD
UT
MN
DE
MN
DE
DE
MD
NC
DE
DE
CO
GA
NY
X
X X
x
x
x x x
x x
x x x x x x
x x
x
x x
x x x x x
x x x x
x
043099
042899050399
041799043099
042899
043099
043099042799
050399
042199
033199
042599
082196 AMEND
040599 AMEND
042099
FIRST FEDERA~ FINANCIAL
OF KENTUCKY
CORPORATION KY x 042099 AMEND
FIRST UNION COMMERCIAL
URITIES INC
MORTGAGE SEC NC x 041999
FIRSTAR CORP NEWI
FLORAFAX INTERNATIONAL INC
FO~ PETROLEUM CORP
FORTUNE BRANDS INC
FRONTIER ADJUSTERS OF AMERICA INC
GARDEN BOTANlKA INC
GE CAPITAL MORTGAGE SERVICES INC
GEORGIA PACIFIC CORP
GERON CORPORATION
GOODRICH B F CO
G02NET INC
GULPMARK OFFSHORE INC
HACH CO
HELLE~ FINANCIAL COMMERCIAL MORT AS
SET CORP SER 1999-PH-1
WI
DE
LA
DE
AZ
WA
NJ
GA
DE
NY
DE
DE
CO
DE
X
X
x x x x
x x x x
x x
x x
x x x x x x x
x
x x
050499
120998
042799
042799
043099
042099
042799050499
050499
043099
041699
033199
042199
050499
NEWS DIGEST May 5 1999 9
STATE 8K ITEM NONAME OF ISSUER COOE I 234 5 6 789 DATE COMMENT
HERITAGE FINANCIAL CORP WA
rlOMESTEAD VILLAGE INC
HOMESTEAD VILLAGE INC
HOST MARRIOTT CORP
r LINK INC
IDENTIX INC
IMAGYN MEDICAL TECHNOLOGIES INC
IMPERIAL SUGAR CO NEW
INTELLIGROUP INC
INTERNET AMERICA INC
ISIS PHARMACEUTICALS INC
IVILLAGE INC
JACKAL INDUSTRIES INC
JAVELIN SYSTEMS INC
KOWTOW INC
K~S~~E~ LOCKE CO
ABTEC INC MA
~CA VISION INC
~EAF WRELESS INTERNATIONAL INC
~ECHTERS INC
LE3ATC SYSTEMS INC
LITTLE FALLS BANCORP INC
_TX COR
A-WEr INC I W
YAS K
vAR~ET FACTS INC
3~ CORPFlAoCIfu-~CKESSOlHBO INC
~E~k~ INC
~ELLON RESIDENTIAL FUNDING CORP HOM
E E~ IlSTALLOAN TRU 99-1
ME~CA~lILE BANCORPORATION INC
~ERRILL LYNCH MORT INVES INC PROVID
A~40ME EO LN TR 1999-1
~E~A 3R8~P IN
~ETAMCR WORLDWIOE INC
~EC~ ENERGY CORP
CORPFlFINANCIAL
~ICROGRAFX INC
vILLENNIUM ELECTRONICS INC
~CBILE MINI INC
~CBILEMEOIA COMWJNICATIONS INC
MOBILEMEDIA CORP
MONARCH DENTAL CORF
MONSANTO CC
MONTGOMERY WARD HOLDING CORP
MORGAN STANLEY CAPITAL I INC DEPOSI
TOR FOR SERIES 1999-FNV1
N-VIRO INTERNATIONAL CORP
NATIONAL BANKSHARES INC
NATIONSLINK FUNDING CORP COMM MORT
PASS THR CERT SER 1999-1
NEWPARK RESOURCES INC
NORTEL NETWORKS CORP
NORTEL NETWORKS CORP
NORWEST ASSET SECURITIES CORP
OCEAN ENERGY INC TX
ONEOK INC NEW
ORBlTAL SCIENCES CORP DE
ORION ACQUISITION CORP II
10 NEWS DIGEST May 5
WA x MD X X
MD X X
MD X X
FL X X
DE X X
DE X X
TX X X
NJ X
TX X X
DE X X
DE X
NV X X
DE X X
NV X X
CA X
MA X
DE X
DE X X
NJ X X
DE X X
NJ X X
MA X X
WI X X
GA X
DE X X
DE X X
DE X X
MI X
DE X X
MO X X DE X X
DE X X
DE X X
CO X
DE X
TX X X
NV X X X
DE X
DE X
DE X
DE X
DE X X
DE X X
DE X X
DE X X
VA X
DE X
DE X X
X
X X
DE X X
TX X
OK X X
DE X
DE X X
1999
042799
050399
050499
050399
041599
042699
043099
050399
042799 AMEND
012999 AMEND
042099021899
041699
042399
050499
042699
021799 AMEND
042999
041999
050499
050499042799
043099
042699
042799
042999
050399
042999
042899
042999
050499
042799
050399
041999
042199
042999
041699040899
043099043099
043099
042699
050399
043099
042199
042999
050399
042099
042699042799
042999
050399
042699
050399
042999043099
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
050399
RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
RECENT BK FILINGS
Forrr o-K 1S used by compan1es to f1le current reports on the follow1ng events
Item Changes 1n Control of Reg1strant
Item 2 ACqu1s1t10n or D1spos1t10n of Assets
Lt err 3 Bankruptcy or Rece1versh1p
Lt em Changes 1n Reglstrants CertlfYlng Accountant
Item 5 Other Materlally Important Events
Ite 6 Reslgnatlons of Reglstrants Dlrectors
Item 7 Flnanclal Statements and ExhlbltS
Iterr 8 Change In Flscal Year
t t e-r 9 Regulatlon S Offerlngs
~e followlng companles have flIed 8-K reports for the date lndlcated andor amendments to 8-K reports preVlOuS
~lea respondlng to the ltem(s) of the form speclfled 8-K reports may be obtalned In person or by wrltlng to t~~
CO~~lSSlO~S Publc Reference Branch at 450 Flfth Street NW Washlngton D C 20549 or at the followlng e-mal be
ao a r e s s ltpJOllClnfoiisec gOYgt In most cases I t m s an f o rma t aon 15 also ava r Lab l e on the Comrrus s i on 5 webs Lmiddot lt sec 90gt
NAME OF ISSUER STATE CODE
BK 1 234
ITEM NO 5 6 7 B 9 DATE COMMENT
ABF I~FO~~TION SFRVICES INC
=-E P A~~E INS~~CE COMPANIES INC
A) VAgt7A CORP
~A-A10RTGAGE LOAN TRUST 1998-4A
CmiddotA-AM8RTGAGE LOAN TRUST 1998-4B
- r--A ~R-GAGE LCA~ TRUST 1998-4C
CA-~A fJIORTGAGE LOAN TRUST 1999-1
AMER~A BAN~SHARES INC FL
ANKEl COAL GROUP INC
AR~Jr ~CLDINGS INC
ASCEN- ENTERTAINMENT GROUP INC
A-ampT CORP
ATAS ENVIRONMENTAL INC
ATI-_~ COMPANIES INC
5AA ENERGY CO
BJv2AR2lER CAPITAL MORTGAGE SECURIT
IZATION CORP
FL
DE
DE
DE
DE
DE
DE
FL
DE
DE
DE
NY
CO
DE
UT
VT
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
043099
042899
050399
043099
043099
043099
043099
043099
043099
050399
012299
042299
041999
042099
121598
033199
AMEND
BOMBARDIER
IZATION
CAPITAL
CClRP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BOMBARDIER
IZATION
CAPITAL
CORP
MORTGAGE SECURIT VT X 033199
BROTHERS GOURMET COFFEES INC
BUFFALO CAPITAL VI LTD
BUFFALO CAPITAL VI LTD
CABOT INDUSTRIAL PROPERTIES LP
CABOT INDUSTRIAL TRUST
CAFE ODYSSEY INC
CALIFORNIA AMPLIFIER INC
CANISCO RESOURCES INC
CAPITOL REVOLVING HOME EQUITY LOAN
TRUST 1996-1
DE
CO
CO
DE
MD
MN
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
042099
122898
042199
043099
043099
050499
041999
041699
042099
CAPTOL
TRJST
REVOLVING
1997-1
HOME EQUITY LOAN MD X 042099
CAPRIUS INC DE X X 042799
8 NEWS DIGEST May 5 1999
STATE 8K ITEM NO NAME OF ISSUER CODE 1 2 3 4 5 6 789 DATE COMMENT
CATALINA LIGHTING INC
CBL amp ASSOCIATES PROPERTIES INC
CCB FINANCIAL CORP
CENTURY PACIFIC HOUSING FUND I
CENTURY PACIFIC TAX CREDIT HOUSING
FUNIII
FL
DE
NC
CA
CA
X
X
X
X
X
X
X
X
X
043099
043099
042799
042899
042899
CERES GROUP INC
CHANCELLOR MEDIA CORP OF LOS ANGELE
DE
DE x x x
021799 AMEND
041699
CHANCELLOR MEDIA CORPI
CHARTER ONE FINANCIAL INC
CHASE COMMERCIAL MORTGAGE
S CORP
SECURITIE
DE
DE
NY
x x x x
x 041699
050399
041999
CHR0NIMED INC
CIGNA CORP
COHERENT INC
COHESION TECHNOLOGIES INC
CC~TEC INDUSTRIES INC
C~MMERCIAL FEDERAL CORP
81YJNnBANK SHARES OF INDIANA IN
MN
DE
DE
DE
PA
NE
IN
x
x x
x x x
x
x x x x x
042799
050399042799
042199
050499
042999
042098
CC~STJClRESOURES INC
ONEXANT SYSTEMS INC
NSC~JATEJ DELIVERY amp LOGISTICS 1-
I
NV
DE
DE
x x
x x x
042999
050399
123198 AMEND
~T~~=ARE CORF
C8VANCE INC -~v MJE N~
-ROWN ENERGY CORP
TCIHUDSON RECEIVABLES CORP
JELPH AUTOMOTIVE SYSTEMS CORP
EA~LE PACIFIC INDUSTRIES INCMN
EAST T~XAS FINANCIAL SERVICES INC
EASTMAN CHEMICAL CO
EATON VANCE CORP
ECB B~1CORP INC
ELECTRIC LIGHTWAVE INC
EVEREN CAPITAL CORP
EVERGREEN RESOURCES INC
FAE GLOBAL INC
FIRST ALLIANCE MORTGAGE LO~1TRUST
FL
DE MD
UT
MN
DE
MN
DE
DE
MD
NC
DE
DE
CO
GA
NY
X
X X
x
x
x x x
x x
x x x x x x
x x
x
x x
x x x x x
x x x x
x
043099
042899050399
041799043099
042899
043099
043099042799
050399
042199
033199
042599
082196 AMEND
040599 AMEND
042099
FIRST FEDERA~ FINANCIAL
OF KENTUCKY
CORPORATION KY x 042099 AMEND
FIRST UNION COMMERCIAL
URITIES INC
MORTGAGE SEC NC x 041999
FIRSTAR CORP NEWI
FLORAFAX INTERNATIONAL INC
FO~ PETROLEUM CORP
FORTUNE BRANDS INC
FRONTIER ADJUSTERS OF AMERICA INC
GARDEN BOTANlKA INC
GE CAPITAL MORTGAGE SERVICES INC
GEORGIA PACIFIC CORP
GERON CORPORATION
GOODRICH B F CO
G02NET INC
GULPMARK OFFSHORE INC
HACH CO
HELLE~ FINANCIAL COMMERCIAL MORT AS
SET CORP SER 1999-PH-1
WI
DE
LA
DE
AZ
WA
NJ
GA
DE
NY
DE
DE
CO
DE
X
X
x x x x
x x x x
x x
x x
x x x x x x x
x
x x
050499
120998
042799
042799
043099
042099
042799050499
050499
043099
041699
033199
042199
050499
NEWS DIGEST May 5 1999 9
STATE 8K ITEM NONAME OF ISSUER COOE I 234 5 6 789 DATE COMMENT
HERITAGE FINANCIAL CORP WA
rlOMESTEAD VILLAGE INC
HOMESTEAD VILLAGE INC
HOST MARRIOTT CORP
r LINK INC
IDENTIX INC
IMAGYN MEDICAL TECHNOLOGIES INC
IMPERIAL SUGAR CO NEW
INTELLIGROUP INC
INTERNET AMERICA INC
ISIS PHARMACEUTICALS INC
IVILLAGE INC
JACKAL INDUSTRIES INC
JAVELIN SYSTEMS INC
KOWTOW INC
K~S~~E~ LOCKE CO
ABTEC INC MA
~CA VISION INC
~EAF WRELESS INTERNATIONAL INC
~ECHTERS INC
LE3ATC SYSTEMS INC
LITTLE FALLS BANCORP INC
_TX COR
A-WEr INC I W
YAS K
vAR~ET FACTS INC
3~ CORPFlAoCIfu-~CKESSOlHBO INC
~E~k~ INC
~ELLON RESIDENTIAL FUNDING CORP HOM
E E~ IlSTALLOAN TRU 99-1
ME~CA~lILE BANCORPORATION INC
~ERRILL LYNCH MORT INVES INC PROVID
A~40ME EO LN TR 1999-1
~E~A 3R8~P IN
~ETAMCR WORLDWIOE INC
~EC~ ENERGY CORP
CORPFlFINANCIAL
~ICROGRAFX INC
vILLENNIUM ELECTRONICS INC
~CBILE MINI INC
~CBILEMEOIA COMWJNICATIONS INC
MOBILEMEDIA CORP
MONARCH DENTAL CORF
MONSANTO CC
MONTGOMERY WARD HOLDING CORP
MORGAN STANLEY CAPITAL I INC DEPOSI
TOR FOR SERIES 1999-FNV1
N-VIRO INTERNATIONAL CORP
NATIONAL BANKSHARES INC
NATIONSLINK FUNDING CORP COMM MORT
PASS THR CERT SER 1999-1
NEWPARK RESOURCES INC
NORTEL NETWORKS CORP
NORTEL NETWORKS CORP
NORWEST ASSET SECURITIES CORP
OCEAN ENERGY INC TX
ONEOK INC NEW
ORBlTAL SCIENCES CORP DE
ORION ACQUISITION CORP II
10 NEWS DIGEST May 5
WA x MD X X
MD X X
MD X X
FL X X
DE X X
DE X X
TX X X
NJ X
TX X X
DE X X
DE X
NV X X
DE X X
NV X X
CA X
MA X
DE X
DE X X
NJ X X
DE X X
NJ X X
MA X X
WI X X
GA X
DE X X
DE X X
DE X X
MI X
DE X X
MO X X DE X X
DE X X
DE X X
CO X
DE X
TX X X
NV X X X
DE X
DE X
DE X
DE X
DE X X
DE X X
DE X X
DE X X
VA X
DE X
DE X X
X
X X
DE X X
TX X
OK X X
DE X
DE X X
1999
042799
050399
050499
050399
041599
042699
043099
050399
042799 AMEND
012999 AMEND
042099021899
041699
042399
050499
042699
021799 AMEND
042999
041999
050499
050499042799
043099
042699
042799
042999
050399
042999
042899
042999
050499
042799
050399
041999
042199
042999
041699040899
043099043099
043099
042699
050399
043099
042199
042999
050399
042099
042699042799
042999
050399
042699
050399
042999043099
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
050399
RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
STATE 8K ITEM NO NAME OF ISSUER CODE 1 2 3 4 5 6 789 DATE COMMENT
CATALINA LIGHTING INC
CBL amp ASSOCIATES PROPERTIES INC
CCB FINANCIAL CORP
CENTURY PACIFIC HOUSING FUND I
CENTURY PACIFIC TAX CREDIT HOUSING
FUNIII
FL
DE
NC
CA
CA
X
X
X
X
X
X
X
X
X
043099
043099
042799
042899
042899
CERES GROUP INC
CHANCELLOR MEDIA CORP OF LOS ANGELE
DE
DE x x x
021799 AMEND
041699
CHANCELLOR MEDIA CORPI
CHARTER ONE FINANCIAL INC
CHASE COMMERCIAL MORTGAGE
S CORP
SECURITIE
DE
DE
NY
x x x x
x 041699
050399
041999
CHR0NIMED INC
CIGNA CORP
COHERENT INC
COHESION TECHNOLOGIES INC
CC~TEC INDUSTRIES INC
C~MMERCIAL FEDERAL CORP
81YJNnBANK SHARES OF INDIANA IN
MN
DE
DE
DE
PA
NE
IN
x
x x
x x x
x
x x x x x
042799
050399042799
042199
050499
042999
042098
CC~STJClRESOURES INC
ONEXANT SYSTEMS INC
NSC~JATEJ DELIVERY amp LOGISTICS 1-
I
NV
DE
DE
x x
x x x
042999
050399
123198 AMEND
~T~~=ARE CORF
C8VANCE INC -~v MJE N~
-ROWN ENERGY CORP
TCIHUDSON RECEIVABLES CORP
JELPH AUTOMOTIVE SYSTEMS CORP
EA~LE PACIFIC INDUSTRIES INCMN
EAST T~XAS FINANCIAL SERVICES INC
EASTMAN CHEMICAL CO
EATON VANCE CORP
ECB B~1CORP INC
ELECTRIC LIGHTWAVE INC
EVEREN CAPITAL CORP
EVERGREEN RESOURCES INC
FAE GLOBAL INC
FIRST ALLIANCE MORTGAGE LO~1TRUST
FL
DE MD
UT
MN
DE
MN
DE
DE
MD
NC
DE
DE
CO
GA
NY
X
X X
x
x
x x x
x x
x x x x x x
x x
x
x x
x x x x x
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x
043099
042899050399
041799043099
042899
043099
043099042799
050399
042199
033199
042599
082196 AMEND
040599 AMEND
042099
FIRST FEDERA~ FINANCIAL
OF KENTUCKY
CORPORATION KY x 042099 AMEND
FIRST UNION COMMERCIAL
URITIES INC
MORTGAGE SEC NC x 041999
FIRSTAR CORP NEWI
FLORAFAX INTERNATIONAL INC
FO~ PETROLEUM CORP
FORTUNE BRANDS INC
FRONTIER ADJUSTERS OF AMERICA INC
GARDEN BOTANlKA INC
GE CAPITAL MORTGAGE SERVICES INC
GEORGIA PACIFIC CORP
GERON CORPORATION
GOODRICH B F CO
G02NET INC
GULPMARK OFFSHORE INC
HACH CO
HELLE~ FINANCIAL COMMERCIAL MORT AS
SET CORP SER 1999-PH-1
WI
DE
LA
DE
AZ
WA
NJ
GA
DE
NY
DE
DE
CO
DE
X
X
x x x x
x x x x
x x
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x x x x x x x
x
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050499
120998
042799
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042099
042799050499
050499
043099
041699
033199
042199
050499
NEWS DIGEST May 5 1999 9
STATE 8K ITEM NONAME OF ISSUER COOE I 234 5 6 789 DATE COMMENT
HERITAGE FINANCIAL CORP WA
rlOMESTEAD VILLAGE INC
HOMESTEAD VILLAGE INC
HOST MARRIOTT CORP
r LINK INC
IDENTIX INC
IMAGYN MEDICAL TECHNOLOGIES INC
IMPERIAL SUGAR CO NEW
INTELLIGROUP INC
INTERNET AMERICA INC
ISIS PHARMACEUTICALS INC
IVILLAGE INC
JACKAL INDUSTRIES INC
JAVELIN SYSTEMS INC
KOWTOW INC
K~S~~E~ LOCKE CO
ABTEC INC MA
~CA VISION INC
~EAF WRELESS INTERNATIONAL INC
~ECHTERS INC
LE3ATC SYSTEMS INC
LITTLE FALLS BANCORP INC
_TX COR
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vAR~ET FACTS INC
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~E~k~ INC
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E E~ IlSTALLOAN TRU 99-1
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MOBILEMEDIA CORP
MONARCH DENTAL CORF
MONSANTO CC
MONTGOMERY WARD HOLDING CORP
MORGAN STANLEY CAPITAL I INC DEPOSI
TOR FOR SERIES 1999-FNV1
N-VIRO INTERNATIONAL CORP
NATIONAL BANKSHARES INC
NATIONSLINK FUNDING CORP COMM MORT
PASS THR CERT SER 1999-1
NEWPARK RESOURCES INC
NORTEL NETWORKS CORP
NORTEL NETWORKS CORP
NORWEST ASSET SECURITIES CORP
OCEAN ENERGY INC TX
ONEOK INC NEW
ORBlTAL SCIENCES CORP DE
ORION ACQUISITION CORP II
10 NEWS DIGEST May 5
WA x MD X X
MD X X
MD X X
FL X X
DE X X
DE X X
TX X X
NJ X
TX X X
DE X X
DE X
NV X X
DE X X
NV X X
CA X
MA X
DE X
DE X X
NJ X X
DE X X
NJ X X
MA X X
WI X X
GA X
DE X X
DE X X
DE X X
MI X
DE X X
MO X X DE X X
DE X X
DE X X
CO X
DE X
TX X X
NV X X X
DE X
DE X
DE X
DE X
DE X X
DE X X
DE X X
DE X X
VA X
DE X
DE X X
X
X X
DE X X
TX X
OK X X
DE X
DE X X
1999
042799
050399
050499
050399
041599
042699
043099
050399
042799 AMEND
012999 AMEND
042099021899
041699
042399
050499
042699
021799 AMEND
042999
041999
050499
050499042799
043099
042699
042799
042999
050399
042999
042899
042999
050499
042799
050399
041999
042199
042999
041699040899
043099043099
043099
042699
050399
043099
042199
042999
050399
042099
042699042799
042999
050399
042699
050399
042999043099
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
050399
RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
STATE 8K ITEM NONAME OF ISSUER COOE I 234 5 6 789 DATE COMMENT
HERITAGE FINANCIAL CORP WA
rlOMESTEAD VILLAGE INC
HOMESTEAD VILLAGE INC
HOST MARRIOTT CORP
r LINK INC
IDENTIX INC
IMAGYN MEDICAL TECHNOLOGIES INC
IMPERIAL SUGAR CO NEW
INTELLIGROUP INC
INTERNET AMERICA INC
ISIS PHARMACEUTICALS INC
IVILLAGE INC
JACKAL INDUSTRIES INC
JAVELIN SYSTEMS INC
KOWTOW INC
K~S~~E~ LOCKE CO
ABTEC INC MA
~CA VISION INC
~EAF WRELESS INTERNATIONAL INC
~ECHTERS INC
LE3ATC SYSTEMS INC
LITTLE FALLS BANCORP INC
_TX COR
A-WEr INC I W
YAS K
vAR~ET FACTS INC
3~ CORPFlAoCIfu-~CKESSOlHBO INC
~E~k~ INC
~ELLON RESIDENTIAL FUNDING CORP HOM
E E~ IlSTALLOAN TRU 99-1
ME~CA~lILE BANCORPORATION INC
~ERRILL LYNCH MORT INVES INC PROVID
A~40ME EO LN TR 1999-1
~E~A 3R8~P IN
~ETAMCR WORLDWIOE INC
~EC~ ENERGY CORP
CORPFlFINANCIAL
~ICROGRAFX INC
vILLENNIUM ELECTRONICS INC
~CBILE MINI INC
~CBILEMEOIA COMWJNICATIONS INC
MOBILEMEDIA CORP
MONARCH DENTAL CORF
MONSANTO CC
MONTGOMERY WARD HOLDING CORP
MORGAN STANLEY CAPITAL I INC DEPOSI
TOR FOR SERIES 1999-FNV1
N-VIRO INTERNATIONAL CORP
NATIONAL BANKSHARES INC
NATIONSLINK FUNDING CORP COMM MORT
PASS THR CERT SER 1999-1
NEWPARK RESOURCES INC
NORTEL NETWORKS CORP
NORTEL NETWORKS CORP
NORWEST ASSET SECURITIES CORP
OCEAN ENERGY INC TX
ONEOK INC NEW
ORBlTAL SCIENCES CORP DE
ORION ACQUISITION CORP II
10 NEWS DIGEST May 5
WA x MD X X
MD X X
MD X X
FL X X
DE X X
DE X X
TX X X
NJ X
TX X X
DE X X
DE X
NV X X
DE X X
NV X X
CA X
MA X
DE X
DE X X
NJ X X
DE X X
NJ X X
MA X X
WI X X
GA X
DE X X
DE X X
DE X X
MI X
DE X X
MO X X DE X X
DE X X
DE X X
CO X
DE X
TX X X
NV X X X
DE X
DE X
DE X
DE X
DE X X
DE X X
DE X X
DE X X
VA X
DE X
DE X X
X
X X
DE X X
TX X
OK X X
DE X
DE X X
1999
042799
050399
050499
050399
041599
042699
043099
050399
042799 AMEND
012999 AMEND
042099021899
041699
042399
050499
042699
021799 AMEND
042999
041999
050499
050499042799
043099
042699
042799
042999
050399
042999
042899
042999
050499
042799
050399
041999
042199
042999
041699040899
043099043099
043099
042699
050399
043099
042199
042999
050399
042099
042699042799
042999
050399
042699
050399
042999043099
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
050399
RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
STATE 8K ITEM NO NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
ORTEC INTERNATIONAL INC
OXFORD CAPITAL CORP NV
PAREXEL INTERNATIONAL CORP
PEDIATRIC SERVICES OF AMERICA INC
PENNSYLVANIA REAL ESTATE INVESTMENT
TRUST
DE
NV
MA
DE
PA
x x
x x x
x x x x x
050399
033199
042899
050399
042999
PEOPLES CHOICE TV CORP
PREMIERE TECHNOLOGIES INC
PRODUCERS ENTERTAINMENT GROUP LTD
PROMUS HOTEL CORPDEI
PROVIDENCE amp WORCESTER RAILROAD COl
DE
GA
DE
DE
RI
x x
x
x x
x x
x
x x
042999021799 AMEND
042799
043099
043099
RII RAMTRON INTERNATIONAL CORP
REALNETWORKS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
DE
WA
DE
DE
DE
x x x x
x
x x x
x
043099042099
050399
050399
050399
RESIDENTIAL FUNDING
IES II INC
MORTGAGE SECURI DE x x 050499
iltJ~rgt BANCORP IN
SARATOGA BANCORP
SIE~CE APPLICATIONS INTERNATIONAL
DE
CA
DE x x
x
x 021699 AMEND
050499
111698 AMEND
CRF
CIEX CORP LTD
SILVERADO GOLD MINES LTD
SCDEXHC MARRIOTT SERVICES INC
SOONER HOLDINGS INC 10K
SJUTHSHORE CORP ICO
SOUTUWEST GAS CORP
SyRINT CORP
S PAUL COMPANIES INC MN
STEEL DYNAMICS INC
STRUCTURED ASSE SEC CORP MORT
THROUGH CERT 1999 ALSI
PASS
Al
DE
OK
CO
CA
KS
MN
IN
DE
x x
x
x
x
x x x x x
x
x
x x x x
x
X
042899050499
050399
021799
042199
050499
050399
043099
041999 AMEND042699
SlJ1-ITTECHNOLOGY INC
SUNDERLAND ACQUISITION CORP
SWISS ARMY BRANDS INC
SYNTHETIC INDUSTRIES INC
SYNTHETIC INDUSTRIES INC
TERRA INDUSTRIES INC
TERRACE FOOD GROUP INC
THEGLOBE COM INC
THOMAS amp BETTS CORP
I~E WARNER TELECOM LLC
TRANS GLOBAL SERVICES INC
TRANSAMERICAN ENERGY CORP
TRANSMONTAIGNE INC
TRANSWORLD HEALTHCARE INC
TRIANGLE IMAGING GROUP INC
TYLER CORP NEW
UGI CORP PA
UNIDYNE CORP UNITED TECHNOLOGIES CORP DE
UNITED TENNESSEE BANKSHARES INC
VENCOR INC
VOXWARE INC
WASHINGTON HOMES INC
WASHINGTON REAL ESTATE INVESTMENT
RUST
T
MA
DE
DE
GA
GA
MD
DE
DE
TN
DE
DE
DE
DE
NY
FL
DE
PA
DE DE
TN
DE
DE
MD
MD
x x x
x
x x
x x
x x x x x x x x x x x x
x
x x
x x
x
x x x x x x x x x x
x
x x
x
x x x x
012999
042799
041699
041699041699
050399062598
050399
042899
050499
022599 AMEND
050399050499
043099
043099
042099
042899
050399 AMEND
043099
042399
050399
021899 AMEND
042099
042699
WHITNEY AMERICAN CORP CO DE x 042699
NEWS DIGEST May 5 1999 11
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999
STATE 8K ITEM NONAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COHMENT
WILLCOX amp GIBBS INC IDE DE X 042099
WORKFLOW MANAGEMENT INC DE X 042999
WORLD ACCESS
ZAPATA CORP
INC INEW DE
NV
X
X
X
X
042199
043099
ZENITH ELECTRONICS CORP DE X X 041699
12 NEWS DIGEST May 5 1999