I J SEC NEWS DIGEST · 2008-03-21 · Mohamed Khairy Mohamed Zayed, II, Michael W. Rehtorik, and...

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/ SEC NEWS DIGEST

Issue 99-112 June 11, 1999

COMMISSION ANNOUNCEMENTS

ORDER OF SUSPENSION OF TRADING ENTERED AGAINST NET COMMAND TECH, INC.

The Commission announced the temporary suspension, pursuant to Section 12(k} of the Securities Exchange Act of 1934 (Exchange Act), of trading of the securities of Net Command Tech, Inc. (NCT) of Ft. Lauderdale, Florida at 9:30 a.m. EDT on June 11, 1999, and terminating at 11:59 p.m. EDT on June 24, 1999.

The Commission temporarily suspended trading in the securities of NCT because of questions that have been raised about the accuracyand adequacy of publicly disseminated information concerning, amongother things, the purported acquisition by NCT of certain companies'assets and stock and the value of those assets and stock, a $1.5 million line of credit purportedly secured by NCT from a Europeanbank, the revenue generated by an American company purportedlyacquired by NCT, and the business success and reputation of NCT's CEO and president. (ReI. 34-41517)

ENFORCEMENT PROCEEDINGS

INVESTMENT ADVISER AND ITS PRINCIPAL SANCTIONED FOR FALSE ADVERTISING OF ASSETS UNDER MANAGEMENT

On June 10, the Commission issued an Order finding that Boston Investment Counsel, Inc. (BIC) and its president and owner, Robert E. Campanella, inflated BIC's assets under management and pastperformance. From January 1995 through November 1998, BIC providedan investment adviser ranking publication with false statements inflating BIC's assets under management and reporting performanceresults without disclosing that they were based on a model portfolio. As a result, false information concerning BIC was published in the adviser ranking publication.

The Order also finds that BIC falsely stated in its November 17,1997 Form ADV-T that it had $41 million in assets under managementmaking it eligible to be registered with the Commission. In addition, BIC later filed a Schedule I to Form ADV which falsely

SEC

stated that it remained eligible for registration with the Commission on the basis of its assets under management, when BIC never managed greater than $14.6 million in assets and never met the minimum registration requirement of $25 million in assets under management.

The Commission imposed: (i) a cease and desist order; (ii) a censure; (iii) a civil money penalty in the amount of $25,000; and (iv) an order requiring that BIC provide a copy of the Order to clients and prospective clients for a period of 12 months, and notify the ranking publication of the true amount of its assets under management. The Order was issued pursuant to BIC's and Campanella's offers of settlement. (ReI. IA-1801; File No. 3-9916)

DEFENDANT CONVICTED FOR PERJURY COMMITTED DURING SEC INVESTIGATION

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The Commission announced that on June 7 Herbert Woll (Woll), a resident of Marietta, Georgia, was convicted by a jury in the United States District Court, Eastern District of Tennessee of committingperjury during his sworn testimony before an officer of the SEC. The testimony was offered by Woll during the course of an SEC investigation that led to a pending civil action, SEC v. Mohamed Khairy Mohamed Zayed, II, Michael W. Rehtorik, and Herbert Woll,C.P.A. (E.D. Tenn., Civil Action No. 1:98-CV-327 Judge Edgar, filed September 24, 1998).

The SEC filed civil fraud charges against two former officers of Genesis International Financial Services, Inc. (Genesis), Mohamed Khairy Mohamed Zayed, II (Zayed) and Michael W. Rehtorik (Rehtorik),and its former accountant, Woll, for their roles in an illegal "pumpand dump" scheme involving Genesis' stock. In its complaint, the SEC alleged that Zayed, Rehtorik and Woll engaged in securities fraud in the promotion and sale of the Genesis stock by using fraudulent financial statements and press releases calculated to deceive prospective investors. Woll, a certified public accountant, was named as a defendant in the SEC litigation for his actions in preparing the fraudulent financial documents for Genesis. On April30, 1997, before filing its civil action, the SEC issued an order temporarily suspending the trading of the securities of Genesis, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the Exchange Act) .

Woll was convicted of committing perjury in response to questionsrelating to his personal criminal history. Specifically, Woll knowingly provided false testimony by failing to reveal that his criminal history included several arrests and convictions.

The SEC's case, which involves violations of the antifraud provisions, Section 17{a} of the Securities Act of 1933 and Section 10{b) of the Exchange Act and Rule 10b-5 thereunder by Woll, Zayedand Rehtorik, is currently ongoing in the Tennessee district court. [U.S. v. Herbert Emanuel Woll, 1:99-CR-25] (LR-16183; AAE ReI. 1137)

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2 NEWS DIGEST, June 11, 1999

INVESTMENT COMPANY ACT RELEASES I

GLOBAL TELESYSTEMS GROUP, INC.

A notice has been issued giving interested persons until July 6,1999, to request a hearing on an application filed by Global TeleSystems Group, Inc. for an order under Section 3(b) (2) of the Investment Company Act declaring applicant to be primarily engagedin a business other than that of investing, reinvesting, owning,holding, or trading in securities. (ReI. IC-23865 - June 9)

AIM ADVISOR FUNDS, INC., ET AL.

An order has been issued on an application filed by Aim Advisor Funds, Inc., et al. under Section 12(d) (1) (J) of the Investment Company Act granting an exemption from Sections 12(d) (1) (A) and (B)of the Act, and under Sections 6{c) and 17(b) of the Act granting an exemption from Section 17(a) of the Act, and under Section 17{d) of the Act and Rule 17d-1 under the Act to permit certain jointtransactions. The order permits certain registered managementinvestment companies to invest uninvested cash and cash collateral in affiliated money market funds. (ReI. IC-23866- June 9)

MERCURY ASSET MANAGEMENT INTERNATIONAL LTD. AND MERCURY ASSET MANAGEMENT V.I. FUNDS, INC.

A notice has been issued giving interested persons until June 30 to request a hearing on an application filed by Mercury Asset Management International Ltd. and Mercury Asset Management V. I . Funds, Inc. for an order that would amend two existing orders to permit additional entities to rely on the orders. (ReI. IC-23867 -June 9)

ANCHOR NATIONAL LIFE INSURANCE COMPANY, ET AL.

An order has been issued on an application filed by Anchor National Life Insurance Company, First SunAmerica Life Insurance Company,Presidential Life Insurance Company, Variable Annuity Account One of Anchor National Life Insurance Company, Variable Annuity Account One of First SunAmerica Life Insurance Company, Presidential Variable Account One, and Anchor Series Trust (Trust). The order approvesthe substitution of: (a) shares of the Government and Quality Bond Portfolio of the Trust for shares of the Fixed Income Portfolio of the Trust; and (b) shares of the Strategic Multi-Asset Portfolio of the Trust for shares of the Foreign Securities Portfolio of the Trust. The order also exempts the Applicants from Section 17(a) of the Investment Company Act to the extent necessary: (a) to permitcertain in-kind transactions in connection with the substitutions;and (b) as part of the substitutions, to permit divisions of the variable accounts holding the same securities to be combined. (ReI.IC-23868 - June 9)

NEWS DIGEST, June 11, 1999 3

STRATEGIC GLOBAL INCOME FUND, INC.

A notice has been issued giving interested persons until July 6, _)1}~

1999, to request a hearing on an application filed by Strategic \1 Global Income Fund, Inc. for an order granting an exemption from Section 19(b) of the Investment Company Act and Rule 19b-1 under the Act. The order would permit the applicant, a registered closed-end investment company, to make periodic capital gains distributions with respect to its common stock pursuant to a distribution policy.(ReI. IC-23869 - June 10)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appearsas follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; AssignedBranch; and a designation if the statement is a New Issue.

Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W.,Washington, D.C. 20549 or at the following e-mail box address: <publicinfo@sec>. In most cases, this information is also available on the Commission's website: <www.sec.gov>. ~I

S-3 AEP INDUSTRIES INC, 125 PHILLIPS AVE, SOUTH HACKENSACK, NJ 07606 (201) 641-6600 - 2,774,741 ($103,185,680.94) COMMON STOCK. (FILE333-79947 - JUN. 04) (BR. 6)

S-8 NVR INC, 7601 LEWISVILLE RD, STE 300, MCLEAN, VA 22102 (703) 761-2000 -150,000 ($7,275,000) COMMON STOCK. (FILE 333-79949 - JUN. 04) (BR. 6)

S-8 NVR INC, 7601 LEWISVILLE RD, STE 300, MCLEAN, VA 22102 (703) 761-2000 -1,000,000 ($48,500,000) COMMON STOCK. (FILE 333-79951 - JUN 04) (BR. 6)

S-3 FOTOBALL USA INC, 3738 RUFFIN RD, SAN DIEGO, CA 92123 (619) 467-9900 -52,500 ($285.468 75) COMMON STOCK. (FILE 333-79953 - JUN. 04) (BR. 9)

S-3 EXCALIBUR TECHNOLOGIES CORP, 1921 GALLOWS RD, STE 200, VIENNA, VA 22182 (703) 761-3700 - 500,000 ($7,531,250) COMMON STOCK. (FILE 333-79955 -JUN. 04) (BR. 3)

S-8 SUBURBAN LODGES OF AMERICA INC, 1000 PARKWOOD CIRCLE, STE 850, ATLANTA,GA 30339 (770) 951-9511 - 250,000 ($1,703,125) COMMON STOCK. (FILE333-79961 - JUN. 04) (BR. 8)

S-8 RAINBOW RENTALS INC, 3711 STARR CENTRE DRIVE, CANFIELD, OH 44406 (330) 533-5363 - 600,000 ($6,900,000) COMMON STOCK. (FILE 333-79963 -JUN. 04) (BR. 6)

S-8 SCPIE HOLDINGS INC, 9441 WEST OLYMPIC BLVD, POBOX 4015, BEVERLY HILLS,CA 90213 (310) 551-5900 - 150,000 ($4.190,625) COMMON STOCK. (FILE333-79965 - JUN. 04) (BR. 1)

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mailto:<publicinfo@sec>

S-8 COLLEGE TELEVISION NETWORK INC, 5784 LAKE FORREST DRIVE, SUITE 275, ATLANTA, GA 30328 (404) 256-9630 - 320,000 ($2,720,000) COMMON STOCK.

/ (FILE 333-79967 - JUN. 04) (BR. 7)

SB-2 DURASWITCH INDUSTRIES INC, 234 S EXTENSION ROAD, MESA, AZ 85210 (480) 833-3131 - 2,300,000 ($23,000,000) COMMON STOCK. (FILE 333-79969 -JUN. 04) (SR. 9)

S-8 HARLEYSVILLE NATIONAL CORP, 483 MAIN ST, POBOX 195, HARLEYSVILLE, PA19438 (215) 256-8851 - 575,000 ($20,053,125) COMMON STOCK. (FILE333-79971 - JUN. 04) (BR. 7)

S-8 HARLEYSVILLE NATIONAL CORP, 483 MAIN ST, P 0 SOX 195, HARLEYSVILLE, PA19438 (215) 256-8851 - 75,000 ($2,615,625) COMMON STOCK. (FILE 333-79973 -JUN. 04) (BR. 7)

S-4 HALLIBURTON CO, 3600 LINCOLN PLZ, 500 N AKARD ST, DALLAS, TX 75201 (214) 978-2600 - 3,069,899 ($21,224,985) COMMON STOCK. (FILE 333-79975 -JUN. 04) (BR. 6)

S-8 ONIX SYSTEMS INC, 22001 NORTH PARK DRIVE, POBOX 9046, KINGWOOD PARK,TX 77339 (281) 348-1111 - 2,050,000 ($14,350,000) COMMON STOCK. (FILE333-79977 - JUN. 04) (BR. 5)

S-8 NATIONAL BANKSHARES INC, 100 SOUTH MAIN ST, BLACKSBURG, VA 24062 (540) 552-2011 - 250,000 ($6,125,000) COMMON STOCK. (FILE 333-79979 -JUN. 04) (BR. 7)

S-3 FIRSTAR CORP lNEWl, 777 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202 (414) 765-4321 (FILE 333-79981 - JUN. 04) (SR. 7)

S-8 CCC INFORMATION SERVICES GROUP INC, WORLD TRADE CENTER CHICAGO,444 MERCHANDISE MART, CHICAGO, IL 60654 (312) 222-4636 - 1,000,000($12,500,000) COMMON STOCK. (FILE 333-79983 - JUN. 04) (BR 6)

S-3 SLM HOLDING CORP, 11600 SALLIE MAE DR, RESTON, VA 21093 (703) 810-3000- 82,514 ($3,367,602.60) COMMON STOCK. (FILE 333-79985 - JUN. 04) (BR. 7)

S-8 MBNA CORP, 1100 N KING ST, clO MBNA AMERICA BANK NA, WILMINGTON, DE19884 (800) 362-6255 - 16,888,141 ($462,312,806) COMMON STOCK. (FILE333-79987 - JUN. 04) (BR. 7)

S-8 ARCH COMMUNICATIONS GROUP INC IDEI, 1800 W PARK DR, STE 250, WESTBOROUGH, MA 01581 (508) 870-6700 - 4,500,000 ($10,828,125)COMMON STOCK. (FILE 333-79989 - JUN. 04) (BR. 7)

S-8 ARCH COMMUNICATIONS GROUP INC IDEI, 1800 W PARK DR, STE 250, WESTBOROUGH, MA 01581 (508) 870-6700 - 1,500,000 ($3,609,375) COMMON STOCK. (FILE 333-79991 - JUN. 04) (BR. 7)

S-8 ARCH COMMUNICATIONS GROUP INC IDEI, 1800 W PARK DR, STE 250, WESTBOROUGH, MA 01581 (508) 870-6700 - 60,000 ($165,000) COMMON STOCK. (FILE 333-79993 - JUN. 04) (BR. 7)

S-3 BODDIE NOELL PROPERTIES INC, clo BODDIE NOELL PROPERTIES INC,3850 ONE FIRST UNION CENTER, ca~TTE, NC 28202 (704) 944-0100 - 186,282($2,072,388) COMMON STOCK. (FILE 333-79995 - JUN. 04) (BR. 8)

S-8 CYPRESS SEMICONDUCTOR CORP IDEI, 3901 N FIRST ST, SAN JOSE, CA 95134 (408) 943-2600 - 217,344 ($209,415.29) COMMON STOCK. (FILE 333-79997 -JUN. 04) (BR. 5)

S-8 FIELDPOINT PETROLEUM CORP, 1703 EDELWEISS DRIVE, STE 301, CEDAR PARK, TX78613 (512) 258-1005 - 35,000 ($44,800) COMMON STOCK. (FILE 333-79999 -JUN. 04) (SR. 4)

S-3 FEDERAL EXPRESS CORP, 2005 CORPORATE AVE, MEMPHIS, TN 38132 (901) 369-3600 - 133,478,000 ($133,478,000) STRAIGHT BONDS. (FILE333-80001 - JUN. 04) (BR. 5)

S-8 OYO GEOSPACE CORP, 7334 N GESSNER RD, HOUSTON, TX 77040 (713) 939-9700- 200,000 ($1,750,000) COMMON STOCK. (FILE 333-80003 - JUN. 04) (BR. 5)


S-4 UNITED COMMUNITY FINANCIAL CORP, 275 FEDERAL PLAZA WEST, YOUNGSTOWN, OH 44503 (330) 742-0500 - 1,700,000 ($21,196,875) COMMON STOCK. (FILE333-80005 - JUN. 04) (BR. 7)

S-8 HANOVER DIRECT INC, 1500 HARBOR BLVD, WEEHAWKEN, NJ 07087 (201) 865-3800 - 15,000 ($37,950) COMMON STOCK. (FILE 333-80007 - JUN. 04) (BR. 2)

S-8 WILMINGTON TRUST CORP, RODNEY SQUARE NORTH, 1100 NORTH MARKET ST, WILMINGTON, DE 19890 (302) 651-8516 - 1,600,000 ($92,100,000) COMMON STOCK. (FILE 333-80009 - JUN. 04) (BR. 7)

S-8 DELPHI AUTOMOTIVE SYSTEMS CORP, 5725 DELPHI DRIVE, TROY, MI 48098 (248) 447-1500 - 8,000,000 ($98,570,829) COMMON STOCK. (FILE 333-80011 -

JUN 04) (BR. 5)

S-3 PREMIER PARKS INC, 11501 NE EXPWY, OKLAHOMA CITY, OK 73131 (405) 475-2500 - 1,200,000 ($42,900,000) COMMON STOCK. (FILE 333-80013 -JUN. 04) (BR. 5)

S-B KELLSTROM INDUSTRIES INC, 1100 INTERNATIONAL PARKWAY, SUNRISE, FL 33325 (954) 845-0427 - 717,000 ($11,801,000) COMMON STOCK. (FILE 333-80015 -JUN. 04) (BR. 5)

S-8 TRIAD HOSPITALS INC, 13455 NOCI RD, 20TH FL, DALLAS, TX 75240 (972) 789-2732 - 3,000,000 ($31,968,900) COMMON STOCK. (FILE 333-80017 -JUN. 04) (BR. 1)

S-8 EVEREST MEDICAL CORPORATION, 13755 1ST AVE N STE 500, MINNEAPOLIS, MN 55441 (612) 473-6262 - 150,000 ($243,750) COMMON STOCK. (FILE 333-80019 -JUN. 04) (BR. 5)

S-4 SPEEDWAY MOTORS PORTS INC, US HIGHWAY 29 NORTH, PO BOX 600, CONCORD, NC 28026 (704) 455-3239 - 250,000,000 ($250,000,000) STRAIGHT BONDS. (FILE333-80021 - JUN 04) (BR. 5)

S-l AVTEL COMMUNICATIONS INC/DE, 501 BATH STREET, SANTA BARBARA, CA 93101 (805) 884-6300 - 2,103,939 ($10,119,946.59) COMMON STOCK. (FILE 333-80023- JUN. 04) (BR. 9) ~I'

S-8 EVEREST MEDICAL CORPORATION, 13755 1ST AVE N STE 500, MINNEAPOLIS, MN 55441 (612) 473-6262 - 500,000 ($812,500) COMMON STOCK. (FILE 333-80025 -JUN. 04) (BR. 5)

S-8 HILFIGER TOMMY CORP, 6/F PRECIOUS INDUSTRIAL CENTRE, 18 CHEUNG YUE ST, CHEUNG SHA WAN KOWLO, K3 (852) 274-7798 - 1,000,000 ($73,250,000)COMMON STOCK. (FILE 333-80027 - JUN. 04) (BR. 2)

S-4 NCI BUILDING SYSTEMS INC, 7301 FAIRVIEW, HOUSTON TEXAS, TX 77041 (713) 466-7788 - 125,000,000 ($125,000,000) STRAIGHT BONDS. (FILE333-80029 - JUN. 04) (BR. 6)

S-3 HARKEN ENERGY CORP, 5605 N MACARTHUR STE 400, IRVING, TX 75038 (972) 753-6900 - 1,121,738 ($2,173,928.24) COMMON STOCK. (FILE 333-80031 -JUN 04) (BR. 4)

S-8 MENS WEARHOUSE INC, 5803 GLENMONT DR, HOUSTON, TX 77081 (713) 592-7200 - 750,000 ($19,500,000) COMMON STOCK. (FILE 333-80033 - JUN. 04) (BR. 2)

S-4 ORBITAL IMAGING CORP, 21700 ATLANTIC BLVD, DULLES, VA 20166 (703) 406-5000 - 75,000,000 ($75,000,000) STRAIGHT BONDS. (FILE 333-80035- JUN. 04) (BR. 3)

S-l ALTIGEN COMMUNICATIONS INC, 47427 FREMONT BLVD, FREMONT, CA 94538 (510) 252-9712 - $51,750,000 COMMON STOCK. (FILE 333-80037 - JUN. 04)

S-4 UNITED RENTALS NORTH AMERICA INC, FOUR GREENWICH OFFICE PARK, GREENWICH, CT 06830 (203) 622-3131 - 250,000,000 ($250,000,000) STRAIGHT BONDS. (FILE 333-80039 - JUN. 04) (BR. 6)

SB-2 ACQUIREU COM INC, 4901 NW 17TH WAY, SUITE 405, FORT LAUDERDALE, FL 33309 (954) 698-9377 - 100,000 ($100,000) COMMON STOCK. (FILE 333-80041 -JUN. 04) (NEW ISSUE)


S-3 INTERNET COMMERCE CORP, 805 THIRD AVENUE, STE 622, NEW YORK, NY 10022 (212) 271-7640 - 3,213,334 ($38,752,808.04) COMMON STOCK. (FILE 333-80043- JUN 04) (BR. 3)

S-4 FIRST NATIONAL CORP ISCI, 950 JOHN C CALHOUN DR S.E., ORANGEBURG, SC29116 (803) 534-2175 - 1,212,518 ($13,107,504) COMMON STOCK (FILE333-80047 - JUN. 04) (BR. 7)

S-3 FOREST OIL CORP, 1600 BROADWAY, 2200 COLORADO STATE BANK BLDG, DENVER,CO 80202 (303) 812-1400 - 3,217,500 ($33,984,844) COMMON STOCK. (FILE333-80049 - JUN. 04) (BR. 4)

S-l RED HAT INC, 2600 MERIDIAN PARKWAY, DURHAM, NC 27713 (919) 547-0012 -$96,600,000 COMMON STOCK. (FILE 333-80051 - JUN. 04) (NEW ISSUE)

S-3 AVT CORP, 11410 NE 122ND WAY, KIRKLAND, WA 98034 (206) 820-6000 (FILE333-80053 - JUN. 04) (BR. 3)

S-l POWERIZE COM INC, 901 ELKRIDGE LANDING ROAD SUITE 350, LINTHICUM, MD

21090 (410) 684-3800 - $28,750,000 COMMON STOCK. (FILE 333-80055 -JUN. 04)

S-l PERFUMANIA COM INC, 11701 NW 101ST RD, MIAMI, FL 33178 (305) 889-1600 -2,875,000 ($25,875,000) COMMON STOCK. 250,000 ($250)WARRANTS, OPTIONS OR RIGHTS. 250,000 ($2,700,000) COMMON STOCK. (FILE333-80059 - JUN. 04) (NEW ISSUE)

S-3 WASTE MANAGEMENT INC, 1001 FANNIN STREET, STE 4000, HOUSTON, TX 77002 (713) 512-6200 - $2,200,000,000 STRAIGHT BONDS. (FILE 333-80063 - JUN. 04)(BR. 6)

S-8 BOSTON LIFE SCIENCES INC IDE, 31 NEWBURY ST, SUITE 300, BOSTON, MA 02116 (617) 425-0200 - 500,000 ($1,627,132) COMMON STOCK. (FILE 333-80065 -JUN. 04) (BR. 1)

S-8 BOSTON LIFE SCIENCES INC IDE, 31 NEWBURY ST, SUITE 300, BOSTON, MA 02116 (617) 425-0200 - 300,000 ($1,236,720.50) COMMON STOCK. (FILE 333-80067 -JUN. 04) (BR. 1)

S-8 BOSTON LIFE SCIENCES INC IDE, 31 NEWBURY ST, SUITE 300, BOSTON, MA 02116 (617) 425-0200 - 180,000 ($566,766) COMMON STOCK. (FILE 333-80069 -JUN. 04) (BR. 1)

S-8 SOMANETICS CORP, 1653 E MAPLE ROAD, TROY, MI 48083 (248) 689-3050 -295,000 ($1,136,602.13) COMMON STOCK. (FILE 333-80071 - JUN. 04) (BR. 5)

S-8 HEALTHSOUTH CORP, ONE HEALTHSOUTH PKWY, STE 224W, BIRMINGHAM, AL 35243 (205) 967-7116 - 2,750,000 ($36,437,500) COMMON STOCK. (FILE 333-80073 -JUN. 04) (BR. 1)

SB-2 WESTBOROUGH FINANCIAL SERVICES INC, 100 E MAIN ST, WESTBOROUGH, MA 01581 (508) 366-4111 - 925,750 ($9,257,500) COMMON STOCK. (FILE 333-80075 -JUN. 04) (NEW ISSUE)

S-3 MACK CALI REALTY CORP, 11 COMMERCE DR, 1ST FLOOR, CRANFORD, NJ 07016 (908) 272-8000 - 1,369,902 ($44,008,101.75) COMMON STOCK. (FILE 333-80077- JUN. 04) (BR. 8)

S-8 SILICON VALLEY GROUP INC, 101 METRO DRIVE, SUITE 400, SAN JOSE, CA 95110 (408) 441-6700 - 3,250,000 ($43,673,500) COMMON STOCK. (FILE 333-80079 -JUN. 04) (BR. 5)

S-8 MACK CALI REALTY CORP, 11 COMMERCE DR, 1ST FLOOR, CRANFORD, NJ 07016 (908) 272-8000 - 580,000 ($18,632,500) COMMON STOCK. (FILE 333-80081 -JUN. 04) (BR. 8)

S-3 AQUILA BIOPHARMACEUTlCALS INC, 175 CROSSING BLVD,BIOTECHNOLOGY RESEARCH PARK, FRAMINGHAM, MA 01702 (508) 797-5777 - 250,000($500,000) COMMON STOCK. (FILE 333-80085 - JUN. 07) (BR. 1)

S-8 RADISYS CORP, 5445 NE DAWSON CREEK DR, HILLSBORO, OR 97124 (503) 646-1800 - 750,000 ($23,109,375) COMMON STOCK. (FILE 333-80087 -JUN. 04) (BR. 3)


S-8 RADISYS CORP, 5445 NE DAWSON CREEK DR, HILLSBORO, OR 97124 (503) 646-1800 - 250,000 ($7,703,125) COMMON STOCK. (FILE 333-80089 -JUN. 04) (BR. 3)

S-3 SMITH INTERNATIONAL INC, 16740 HARDY ST, POBOX 60068, HOUSTON, TX 77032 (281) 443-3370 - 548,527 ($22,832,436.38) COMMON STOCK. (FILE333-80091 - JUN. 04) (BR. 2)

S-2 AQUILA BIOPHARMACEUTICALS INC, 175 CROSSING BLVD, BIOTECHNOLOGY RESEARCH PARK, FRAMINGHAM, MA 01702 (508) 797-5777 - 750,000 ($1,500,000) COMMON STOCK. (FILE 333-80093 - JUN. 07) (BR. 1)

S-4 UTI ENERGY CORP, 16800 GREENSPOINT PARK, SUITE 225N, HOUSTON, TX 77060 (281) 873-4111 - 5,235,074 ($15,705,222) COMMON STOCK. (FILE 333-80095 -JUN. 07) (BR. 4)

RECENT BK FILINGS

Form 8-K 1S used by compan1es to f1le current reports on the follow1ng events:

Item 1 Changes 1n Control of Reg1strant.

Item 2 ACqu1s1t10n or D1spos1t1on of Assets.

Item 3. Bankruptcy or Recel.versh1p.

Item 4 Changes 1n Reg1strant's CertifY1ng Accountant.

Item 5. Other Mater1ally Important Events.

Item 6 Res1gnat1ons of Reg1strant's Directors.

Item 7. F1nanc1al Statements and Exh1bits.

Item 8 Change 1n F1scal Year.

Item 9 Regulat10n S Offer1ngs.

'!I" The follow1ng compan1es have f1led 8-K reports for the date 1nd1cated and/or amendments to 8-K reports prev10usly

f1led, respond1ng to the item(s) of the form spec1f1ed. 8-K reports may be obta1ned 1n person or by wr1t1ng to the

Comm1SS1on's Publ1C Reference Branch at 450 F1fth Street, N.W., Wash1ngton, D.C. 20549 or at the follow1ng e-ma1l box

address: <publ1c1nf~sec. gov>. In most cases, this a.nfozmat.a.on1S also avai.Lable on the Comnuasaon 's webs1te

<www.sec.gov>.

STATE 8K ITEM NO. NAME OF ISSUER CODE 1 234 5 6 7 8 9 DATE COMMENT

ACCURIDE CORP DE X 04/01/99 AMEND

ACME METALS INC /DE/

ADRENALIN INTERACTIVE INC

ADVANTA MORTGAGE CONDUIT SERVICES

NC

I

DE

DE

DE X

X

X X

X

05/17/99

06/10/99

OS/27/99

AES CORPORATION

AGRIBIOTECH INC

ALLTRISTA CORP

AMAZON COM INC

AMB PROPERTY CORP

AMERICAN MOBILE SATELLITE CORP

AMERICAN PUBLIC HOLDINGS INC

AMERICAN RESOURCES OFFSHORE INC

ARCA CORP

ASSOCIATES CORPORATION OF NORTH AME

RICA

DE

NV

IN

DE

CA

DE

DE

NJ

DE

X

X

X

X

X

X

X

X

X

X

X

X

X

X

06/11/9906/07/99

06/10/99 AMEND

06/09/99

03/09/99 AMEND

06/07/99

06/10/99

OS/21/99 AMEND

06/04/99

06/09/99

BANK UNITED CORP DE X X 06/09/99

BANKNORTH GROUP INC /HEW/ /DE/ DE X X 06/01/99 AMEND BAYARD DRILLING TECHNOLOGIES INC DE X X 06/07/99

BB&T CORP NC X X 04/28/99 AMEND " NEWS DIGEST, June 11, 1999 8

STATE 8K ITEM NO.NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COHHENT

BEAR STEARNS

S INC

ASSET BACKED SECURITIE DE X X 06/07/99

BEAR STEARNS COMMERCIAL

CURITIES INC

MORTGAGE SE DE X X 06/09/99

BIRMAN MANAGED CARE INC DE

BORON LEPORE & ASSOCIATES INC DE

BOWLES FLUIDICS CORP MD

CADMUS COMMUNICATIONS CORP/NEW VA

CANADIAN DERIVATIVES CLEARING CORP

CAPITAL ONE MASTER TRUST VA

CASINOVATIONS INC NV

CATERPILLAR INC DE

CHAMPION ROME EQUITY LOAN TRUST 199 DE

9-1

X

X

X

X

X

X X

X

X

X

X

X X

X

06/03/99

OS/25/99

06/08/99

06/01/99

05/03/99

06/07/99

OS/28/99

06/09/99

05/31/99

CHARTER ONE FINANCIAL INC

CHASE MORTGAGE FINANCE CORP

CHASE MORTGAGE FINANCE CORP

CHATWINS GROUP INC

CLUB CORP INTERNATIONAL

CNA FINANCIAL CORP

COMMERCIAL ASSETS INC

COMMUNITY TRUST FINANCIAL SERVICES

CORPORATION

DE

DE

DE

DE

NV

DE

MD

GA

X

X

x

x

x x x

x x x x x

x x

06/08/99

OS/27/99

OS/27/9906/07/99

03/31/99 AMEND06/09/99

06/10/99

05/05/99

COMPETITIVE TECHNOLOGIES INC

COMPU DAWN INC

CONSUMERS BANCORP INC fORI

CREDIT SUISSE FIRST BOSTON MORTGAGE

SECURITIES CORP

DE

DE

OH

DE

X

x x

x

OS/28/99

06/09/99

06/10/99

10/25/92


SECURITIES CORP

DE x 04/25/93


SECURITIES CORP

DE x 09/25/93

CROWN CASTLE INTERNATIONAL CORP

CRYOLIFE INC

CSX TRADE RECEIVABLES CORP

CSX TRADE RECEIVABLES CORP

CWABS INC

DELTA PETROLEUM CORP/CO

DISCOVER CARD MASTER TRUST I



DISCOVER CARD TRUST 1993-B

DOLLAR TREE STORES INC

DRYPERS CORP

DE

FL

DE

DE

DE

CO

DE

DE

DE

DE

VA

DE

X

x x

x x x x x x x x x x

x

x x x x x x x x

06/09/99

OS/27/99 AMEND

04/26/99 AMEND

OS/25/99

OS/27/99

06/09/99

06/10/9906/10/99

06/15/9906/15/99

06/03/99

06/09/99

E TRADE GROUP INC

E TRADE GROUP INC

EAST TEXAS FINANCIAL SERVICES INC

EASTMAN CHEMICAL CO

EDISON BROTHERS STORES INC

EGAMES INC

EGGHEAD COM INC

ELDORADO BANCSHARES INC

EQUITRAC CORPORATION

EQUIVEST FINANCE INC

ESOFT INC

FALCON COMMUNICATIONS LP

FALCON FUNDING CORP

FALCON PRODUCTS INC /DE/

FCC NATIONAL BANK

FIRST CHICAGO MASTER TRUST II

FIRST NATIONAL OF NEBRASKA INC

DE

DE

DE

DE

DE

PA

WA

DE

FL

DE

CO

CA

CA

DE

DE

NE X

X

X

X

x x x x x x

x

x x x x x x

x x x x x x x x x x x

x x

03/29/99 AMEND05/31/99

06/09/99

06/01/99

06/08/99

06/01/99

06/08/99

01/22/99 AMEND

06/04/99

04/01/99 AMEND

05/14/99

09/30/98

09/30/98

06/10/99

06/09/99

06/09/99

OS/28/99


STATE 8K lTEH NO.NAME OF ISSUER CODE 1 234 5 6 7 8 9 DATE COMMENT---_ ... _- .. -_ ............. -.- .. - .. - .. - ............ - .. - ... - .... _- .. - .. - .......... - .. -.-.- .. _ ........ -------- .. -FIRST SECURITY AUTO OWNER TRUST 199 UT X 06/02/99 JI:9-2 J, FIRSTSPARTAN FINANCIAL CORP X X 06/02/99FORD CREDIT AUTO LOAN MASTER TRUST MI X X 05/31/99FOUR MEDIA CO DE X 04/29/99 AMENDFX ENERGY INC NV X 06/10/99

GE CAPITAL MORTGAGE SERVICES INC NJ X X OS/27/99

GE CAPITAL MORTGAGE SERVICES INC NJ X X OS/27/99

GLOEAL DIGITAL INFORMATION INC UT X 06/09/99GOOD GUYS INC DE X X 06/01/99GOOD GUYS INC DE X X 06/01/99 AMENDGRAN MARK INCOME PROPERTIES LTD PAR MD X 05/17/99

TNERSHIP

GUMTECH INTERNATIONAL INC \UT\ UT X X 06/02/99

HALLIEURTON CO DE X X OS/24/99

HALLIEURTON CO DE X X 06/04/99

HEURISTIC DEVELOPMENT GROUP INC X X 06/03/99

HIA INC NY X X OS/25/99HITOX CORPORATION OF AMERICA DE X OS/28/99HOMESEEKERS COM INC NV X X OS/28/99

HYDRON TECHNOLOGIES INC NY X X 06/02/99ICF KAISER INTERNATIONAL INC DE X 06/10/99

INTERCEPT GROUP INC GA X X OS/28/99

IRT PROPERTY CO GA X X 06/04/99

ISRAMCO INC DE X 06/08/99JNS MARKETING INC CO X 05/10/99

KMC TELECOM HOLDINGS INC DE X 06/01/99LABORATORY CORP OF AMERICA HOLDINGS DE X X 06/07/99LABORATORY CORP OF AMERICA HOLDINGS DE X X 06/07/99LAMAR ADVERTISING CO DE X X 06/01/99

LCA VISION INC DE X 06/08/99 \III

LOCKHEED MARTIN CORP MD X X 06/09/99

LOEWS CORP DE X 06/09/99LOTUS PACIFIC INC DE X X 04/06/99

MACDERMID INC CT X 12/02/98 AMEND

MAINE PUBLIC SERVICE CO ME X 06/09/99

MARKWEST HYDROCARBON INC DE X 06/09/99

MARTEK EIOSCIENCES CORP DE X X OS/28/99

MATTEL INC /DE/ DE X X 05/13/99 AMEND

MATTHEWS INTERNATIONAL CORP PA X 06/01/99

MEDICAL TECHNOLOGY SYSTEMS INC /DE/ DE X X 06/30/99

MEDPLUS INC /OH/ OH X 06/08/99

MELLON BANK PREMIUM FINANCE LOAN MA NY X X 06/09/99

STER TRUST

MELLON RESIDENTIAL FUNDING CORP HOM DE X X OS/25/99

E EO INSTAL LOAN TRU 99-1

MERIDIAN HOLDINGS INC X 03/31/99MERIT SECURITIES CORP VA X X OS/28/99

MERIT SECURITIES CORP VA X X OS/28/99

MERIT SECURITIES CORP VA X X OS/28/99

MERRIMAC INDUSTRIES INC NJ X X 06/09/99METALCLAD CORP DE X 06/09/99METRO NETWORKS INC DE X X 06/01/99METZLER GROUP INC DE X 06/09/99

MODINE MANUFACTURING CO WI X 06/10/99NATIONAL RURAL UTILITIES COOPERATIV DC X 06/08/99

E FINANCE CORP loc/NETBANK INC GA X X 06/07/99NEWPORT NEWS SHIPEUILDING INC DE X X 06/10/99NORWEST ASSET SECURITIES CORP DE X X 05/06/99


STATE 8K ITEM NO.NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT

NORWEST ASSET SECURITIES CORP

NTL INC/NY/

NUCLEUS INC

NUTRAMAX PRODUCTS INC /DE/

OCCUPATIONAL HEALTH & REHABILITATIO

N INC

DE

DE

NV

DE

DE

X X X

X

X X X

X

06/10/99OS/26/99

06/09/9905/18/99 AMEND

06/07/99

OPINION RESEARCH CORP

ORANGE NATIONAL BANCORP

ORBITAL IMAGING CORP

PEOPLES HERITAGE FINANCIAL GROUP IN

DE

CA

DE

ME

X

X

X

X

x X

X

X

OS/26/99

05/18/99

04/22/99 AMEND

06/01/88 AMEND

C

PEOPLES HERITAGE FINANCIAL GROUP IN ME x x 06/10/99

C

PMI GROUP INC

PNC MORTGAGE SEC CORP

CERT SER 1998-10

MORT PASS THR

DE

DE

x x

x x

06/09/99

06/01/99

PNC MORTGAGE SEC CORP MORT

CERT SER 1998-11

PASS THR DE x x 06/01/99


CERT SER 1998-12



CERT SER 1998-14


PNC MORTGAGE SEC CORP

CERT SER 1998-8

MORT PASS THR DE x x 06/01/99


CERT SER 1998-9


PNC MORTGAGE SECURITIES CORP

ASS THRO CERT SER 1999-4

MORT P DE x x 06/01/99

PNC MORTGAGE SECURITIES CORP 1999-1



POMEROY COMPUTER RESOURCES INC

PRINTPACK INC

PROVIDENCE ENERGY CORP

PROVIDENCE GAS CO

PRUDENTIAL SECURITIES SECURED FINAN

DE

DE

DE

DE

RI

RI

DE

X

X

X

x x x x x

x

x x x x x

x

06/01/99

06/01/99

06/01/99

05/05/99

OS/21/99

06/09/99

06/09/99

05/01/99

CING CORP

RALSTON PURINA CO

REAL GOODS TRADING CORP

RELIANCE BANCORP INC

RENTAL SERVICE CORP

RESIDENTIAL ASSET FUNDING CORP

RESIDENTIAL ASSET FUNDING CORP

RESIDENTIAL FUNDING MORTGAGE SECURI

MO

CA

DE

DE

NC

NC

DE

X

X

X

x x x x x x

06/10/99

06/26/99

05/19/99 AMEND

06/09/99

OS/27/99

06/04/99

04/28/99

TIES I INC

RIBOZYME PHARMACEUTICALS INC

ROBERTS PHARMACEUTICAL CORP

SCIOS INC

DE

NJ

DE

x x x

11/23/98 AMEND

06/08/99

06/10/99

SEMPRA ENERGY

SONAT INC

SOURCE INFORMATION MANAGEMENT

SOURCE INFORMATION MANAGEMENT

CO

CO

CA

DE

MI

MI

X

x x x

06/10/99

06/10/99

06/10/99 AMEND

06/10/99 AMEND

SPECIALIZED HEALTH

TIONAL INC

PRODUCTS INTERNA DE x 06/07/99

SPECTRUM CONTROL INC

SPORTS CLUB CO INC

ST JOHN KNITS INC

ST JOHN KNITS INC

STARMEDIA NETWORK INC

STRUCTURED ASSET SEC CORP MORT

THRO CERT SER 1999 ALS2

PASS

PA

DE

CA

CA

DE

X

x x x

x

x x x

x x

06/09/99 AMEND

06/07/99

06/09/99

06/11/99

OS/26/99

06/09/99

NEWS DIGEST, June 11, 1999

STATE 8K ITEM NO. NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COHHENT

X

X

STRUCTURED ASSET SEC CORP MORT PASS DE

THROUGH CERT 1999 ALS1

STRUCTURED ASSET SECURITIES CORP DE

STRUCTURED PRODUCTS CORP DE

SUCCESSORIES INC IL

TERRA NITROGEN CO L P /DE MD

TMP WORLDWIDE INC DE

TORVEC INC NY

TOYOTA AUTO LEASE TRUST 1997-A CA

TOYOTA AUTO LEASE TRUST 1998 C CA

TOYOTA AUTO LEASE TRUST 1998-B CA

TRANSIT GROUP INC FL

TRANSWITCH CORP /DE DE

TRIGEN ENERGY CORP DE

TSr INC /MN/ MN

ULTRA SHIELD PRODUCTS INTERNATIONAL DE

INC

UNITY BANCORP INC IDE/ DE

USEC INC DE

USN COMMUNICATIONS INC DE

VENCOR INC DE

VENTAS INC DE

VIALOG CORP MA

VICTORY TAX EXEMPT REALTY INCOME FU DE

NO LIMITED PARTNERSHIP

VWR SCIENTIFIC PRODUCTS CORP PA

WHITE MO~AINS INSURANCE GROUP INC DE

WHOLESALE AUTO RECEIVABLES CORP DE

WINN DIXIE STORES INC FL

YOUBET COM INC DE

X

X

X

x x x x

x x

x x

x

x x

x x x x x

x x

x x

X

X

X

X

x x

x x x x x x

x

x

OS/25/99

06/09/99

06/01/99

06/07/99

06/09/99

06/10/99

06/08/99

04/30/99

04/30/99

04/30/9905/13/99

06/03/9906/30/99 AMEND

OS/26/99

04/21/99 AMEND

06/07/99

06/10/99

OS/26/99

06/08/99

06/06/99

06/09/99

OS/27/99

06/08/99

06/08/99

06/09/99

06/02/99

06/04/99


I J SEC NEWS DIGEST · 2008-03-21 · Mohamed Khairy Mohamed Zayed, II, Michael W. Rehtorik, and...

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Transcript of I J SEC NEWS DIGEST · 2008-03-21 · Mohamed Khairy Mohamed Zayed, II, Michael W. Rehtorik, and...