Safety management systems A SMS provides a systematic way to identify hazards and control risks while maintaining assurance that these risk controls are effective.SMS can be defined as:...a businesslike approach to safety. It is a systematic, explicit and comprehensive process for managing safety risks. As with all management systems, a safety management system provides for goal setting, planning, and measuring performance. A safety management system is woven into the fabric of an organization. It becomes part of the culture, the way people do their jobs. For the purposes of defining safety management, safety can be defined as:...The reduction of risk to a level that is as low as is reasonably practicable.There are three imperatives for adopting a safety management system for a business these are ethical, legal and financial. There is an implied moral obligation placed on an employer to ensure that work activities and the place of work to be safe, there are legislative requirements defined in just about every jurisdiction on how this is to be achieved and there is a substantial body of research which shows that effective safety management (which is the reduction of risk in the workplace) can reduce the financial exposure of an organization by reducing direct and indirect costs associated with accident and incidents.To address these three important elements, an effective SMS should: Define how the organization is set up to manage risk. Identify workplace risk and implement suitable controls. Implement effective communications across all levels of the organization. Implement a process to identify and correct non-conformities. Implement a continual improvement process.A safety management system can be created to fit any business type and/or industry sector.

Basic safety-management components International Labour Organization SMS modelSince there are many models to choose from to outline the basic components of a safety management system, the one chosen here is the international standard promoted by theInternational Labour Organisation(ILO). In the ILO documentILO-OSH 2001 Guidelines on Occupational Safety and Health Management Systems, the safety management basic components are: Policy Organizing Planning and implementation Evaluation Action for improvementAlthough other SMS models use different terminology, the process and workflow for safety management systems is always the same;1. Policy Establish within policy statements what the requirements are for the organization in terms of resources, defining management commitment and defining OSH targets2. Organizing How is the organization structured, where responsibilities are and accountabilities defined, who reports to whom and who is responsible for what.3. Planning and Implementation What legislation and standards apply to our organization, what OSH objectives are defined and how are these reviews, hazard prevention and the assessment and management of risk.4. Evaluation How is OSH performance measured and assessed, what are the processes for the reporting of accidents and incidents and for the investigation of accidents and what internal and external audit processes are in place to review the system.5. Action for Improvement How are preventative and corrective actions managed and what processes are in place to ensure the continual improvement process. There is a significant amount of detail within each of these sections and these should be examined in detail from the ILO-OSH Guidelines document.Regulatory Perspective [edit]SMS Implications [edit]A SMS is intended to act as a framework to allow an organization, as a minimum, to meet its legal obligations under occupational health and safety law. The structure of a SMS is generally speaking, not of itself a legal requirement but it is an extremely effective tool to organize the myriad aspects of occupational safety and health (OSH) that can exist within an organization, often to meet standards which exceed the minimum legal requirement.A SMS is only as good as its implementation effective safety management means that organizations need to ensure they are looking at all the risks within the organization as a single system, rather than having multiple, competing, Safety Management Silos.[3]If safety is not seen holistically, it can interfere with the prioritization of improvements or even result in safety issues being missed. For example, after an explosion in March 2005 at BP'sTexas City Refinery (BP)the investigation concluded that the company had put too much emphasis on personal safety thus ignoring the safety of their processes.[4]The antidote to such silo thinking is the proper evaluation of all risks, a key aspect of an effective SMS.[5]Implementation [edit]Adoption of SMSs for Industry Sectors [edit]There are a number of industry sectors worldwide which have recognized the benefits of effective safety management. The regulatory authorities for these industries have developed safety management systems specific to their own industries and requirements, often backed up by regulation. Below are examples from different industry sectors from a number of varied worldwide locations.Civil Aviation [edit]TheInternational Civil Aviation Organizationhas recommended that all aviation authorities implement SMS regulatory structures.[6]ICAO has provided resources to assist with implementation, including theICAO Safety Management Manual. Unlike the traditional occupational safety focus of SMS, the ICAO focus is to use SMS for managing aviation safety.Id.The United States has introduced SMS for airports through an advisory circular[7]and other guidance.[8]The United States announced at the 2008 EASA/FAA/TC International Safety Conference that they would be developing regulations to implement SMS for repair stations, air carriers, and manufacturers. The FAA formed a rulemaking committee to address the implementation (known as the SMS ARC).[9]The SMS ARC reported its findings to the FAA on March 31, 2010. The Report recognizes that many of the elements of SMS already exist in the U.S. regulations, but that some elements do not yet exist.[10]A draft of what the US SMS rule might look like was proposed by one trade association that participated in the ARC.[11]Currently, the FAA is supporting voluntary pilot projects for SMS.[12]TheFederal Aviation Administrationhas also required that all FAA services and offices adopt a common Aviation Safety (AVS) Safety Management System (AVSSMS).[13]This is what ICAO calls a State Safety Program (SSP). An overview of the FAA approach to SMS may be found in the following PDF document.[14]The Federal Aviation Administration published a Notice of Proposed Rulemaking (NPRM) for the establishment of SMS for air carriers.[15]That NPRM explains that it is intended to serve as the foundation for rules that would later be applied to Part 135 operators, Part 145 repair stations and Part 21 manufacturers.Id. Several U.S. trade associations filed comments in response to the air carrier NPRM, includingASA[disambiguation needed][16]andMARPA.[17]Among these comments were arguments for developing separate SMS regulations for other certificate holders, in order to make sure that SM remains a usable tool for advancing safety (rather than a uniform but useless paperwork exercise). In addition, the Federal Aviation Administration has also filed a NPRM for SMS for airports,[18]which would be separate from the rules for SMS for air carriers (consistent with the arguments of the trade associations).The European Aviation Safety Administration (EASA) began the process of implementing Safety Management System (SMS) regulations by issuing Terms of Reference (TOR) on July 18, 2011.[19]That was followed by a Notice of Proposed Amendment (NPA) issued on January 21, 2013.[20]The proposed EASA regulation would apply to repair stations,[21]but would have significant ancillary effects on other aviation industry sub-sectors.[22]