Robert L Jordan Financial Disclosure Report for 2009

8/3/2019 Robert L Jordan Financial Disclosure Report for 2009

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A n ~ o ] FINANCIAL DISCLOSURE REPORT ~ p o ~ t a ~ q , , i~ , ~ b y t ~ e ~ t ~ i c s " in Government Act of 19781/2010 ] FOR CALENDAR YEAR 2009 (~ v.sc. app. ~.~ 101-J ~ 01, Person R epor t ing 0as t nam e, f i r s t , middle in i t i a l ) 2 . C o u r t o r O r g a n i z a t i o n 3 . D a t e o f R e p o r t

J o r d a n , R o be r t L . D is t r i c t C o u r t - E . D . T e n n . 5 / 1 2 / 2 0 1 0

4 . T i t l e [ A r t i c l e E l i j u d g e s i n d i c a t e a c t i v e o r s e n i o r s l a m s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6 . R e p o r t i n g Pe r i o dm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - d i n e ) [ ] N o m i n a t i o n , D a t e 0 1 / 0 1 / 2 0 0 9S e.n i o r U.S . D i s t r i c t J udge [] Initial [] Annual [] Final to1 2 / 3 1 / 2 0 0 95b. [] Amended R ~ o r t

7 . C ha m bers o r O ff ice A d ~ ~ e ~ s 8 , O n th e bas ts o f th e in fo rm atio n co n tain e d in th is R ep o rt a n d a n ymod if ica t ions per ta in ing there to , I t I s , in my opin ion , in com pl iance8 0 0 Ma r ke t S t r e e t w i th a p p l i c a b le l a w s a n d r e g u la t i o n s .S u i t e 1 4 1K n o xvi l l e , T N 3 7 90 2 R e v i e w i n g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accomlmnylng this form must be followed. Complete ail parts,checking the NONE box for each part where you have no reportable informatiotx Sign on last page.

NONE (No reportable positions.)P O S I T I O N N A M E O F O R G A N I ZA T I Q N/ E NT I T Y

~ NONE ~o reportable agreements.)~ P~TIES

1 .


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FINANCIAL DISCLOSURE REPORT N .... r ~ . ~ o ~ R ~ p o ~ t , o g r o t e o f R ~ p o , ~Page 2 of 1 0 J o r d a n , R o b e r t L 5 1 1 2 1 2 0 1 0

III. NON-~STMENT ~ C OME. ~o~A. Filers N o n - I n v e s t m e n t I n c o m e

N O N E (N o r ep or t a b& non- i nves tmen t ~ncom e . )D A ~ s a U C E A ~ T~E (yam, not spomes)

I. 2009 Tennes~e ~nsoli~d R~ment Sy~em Judicial Refi~m~t $13,272.18

2.

3.

4.

B. Spouses Non-Inves~ent Income - Ifyou were ma~itd d~g(Dol lar amount hal requ~ed ~cept for hono r~ia_)

N O N E ~ o reporcabte non-inv~ent income.)DATE SOURCE A~ TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - -, , o ,~ r o rt a n a ~ , ta~g~ ,g.~" o o~, e~ , , ,,~i . . .. . ~( Includes those to spouse and dependen t chi ldren; see pp , 25-27 o f f i t ing instruct ions. )

NONE (No r e po r tab l e r e im b u r s e m e n ts .)SOURCE DATES I~OCATION PURPOSE ITEMS PAID OR PROVIDED

1.2.

3.

5.


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N~me of Person Reporting ] ID~te ofPageFINANCIAL3 of l0 DISCLOSU~ ~PORT a o ~ a a n , R o b e ~ L . I s/,~2o,v. G IFTS. a .a .d~ a ,o~ ~o ~o .~ ~ .~ d~ t ~h~ ~ p~ . 2* -~ o~ i .~ i ~ , ,~o~

NONE ~o reportable g~s.)SO~CE DESC~PTION VALUE

1 .2.3.4.5.

V I . L I A B I L I T I E S . a , ~ , , a , ~ , ~ o ~ . , o y , ~ . . .. . ~ deperldcnt childret~; $~e W " 3 2 - 3 ~ of J$l~gN O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION VALUE I~ODE1 .2.3.4.5.


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FINANCIAL DISCLOSURE REPORTJ o r d a n , R o b e r t L .a g e 4 o f 1 0 5 / 1 ~ / 2 o ~ 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ co ,~ . , ,~ o . , ..... tion~ (I.clude~ tho~ of spm, .... d dep~de~ d, ildren; see pp. 5 4 - 6 0N O N E ~ 0 reportable income, ~sets, or ~ansactions.)

A. B. C. [ D,~pfion of A~ ~ c o m e ~ f i n g G r ~ s v a ~ e a t ~ d[

T m ~ a c f i o ~ d u ~ n g r e ~ n g p e d ~( i n c lu d i n g t r u s t ~ s e ~ ) r~ning ~M o f r e i n i n gO) (2) (~) (2) 0) (2) (3) (4) (5 )P l a c e " ~ " a f te r ~ h m s ~ t ~o~t Ty~ (e .g . , V a l u e V~ T ~ { g . g . , ~ t ~ Va ] ~ Ga ~ I d ~ t i~ o f~ x e m p t ~ o m p r i o r d i s cl o ~ r e C o d ~ t d i v . , r e n t , C o d e : M ~ t h o d buy , sel l , ~m~d~ C~ 2 C o d e 1 b u y ~ / ~ l l ~( A - ~ o r i n k ) ( J - P ) C o & 3 r ~ d ~ p t i o a ) ~ ( I - P ) ( A - H ) ( i f p r i v a t e

A T & T I n ~ . A D i v i d e n d J T2. A~fi~n Tm~ B~ of ~st ~ N o n e J T3. B g & T C D ~ v i d e n d M T4. B P P L C A D i ~ d e n d J T5. C o m c ~ t A D i v i d e n d J T6. D o w C h ~ m . A D i ~ d e n d ~ T7. E M C N~e J T8. F i r s t H o ~ o n C Divided K T9. General Elec~ B D i v i d e n d K T

1 0 . ~M A D i v i d e n d J T1 1 . ~ D S U n i p h ~ e C o ~ N o n e J T1 2 . J o h n H ~ c o c k N o n ~ K T

~ 1 3 . J o h n s o n & J o h n ~ n A Di~d~d J T1 4 . ~ng P~. N o n e J T1 5 . A l ~ t e l - L u c e n t N o n e J T1 6 . M e d w o n i c A D i v i d e n d J T1 7 , N A S D Q - 1 0 0 N o n e J T

2. Value C~ l ~15,~0 ~ I~ K=515,~1 - $50,~ L =$50.~1 - $1 ~.~0 M =$I~,~l - ~50,~(S~ ~amns CI and D3) N =$2~0,~1 - $5~.~0 O =$5~.~1 - $1.~,~0 PI ~1 ,~,~1 - $5,~,~ ~ =$5,~,~1 - $25,~0,0~P~ ~25,~.001 - $~0,~.000 P4 =Mare &~ $50,~,~0


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Name of Person Reporting Date of ReportFINANCIAL D][SCLOSURE REPORT Jordan, Robert L.Page 5 of 10 5 / 1 2 / 2 o ~ 0 .V I I . I N V E S T M E N T S a n d T R U S T S - ~ c o , e . , , t , ~ . t . . . . . dons ( Inc ludes tho se o f sp . .. . .. d dependen t ch i ld ren; see pp . 34-60 o f . fd ing ins truc t ion s . )

NONE (No reportable income, assets, or transactions.)A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g Gross va lue a t end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) ( 1 ) ( 2 ) ( 1 ) (2) (3) (4) ( 5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Va lu e Va lu e T y p e ( e . g . , D a t e Value Gain Ident i ty ofe x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy , sel l , ! m m /d d /y y C o d e 2 C o d e 1 buyer/ sel ler( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t a a n s a e t i o n )

1 8 . P f i z e r A D i v i d e n d K T1 9 . P h o e n i x C o s . A D i v i d e n d J T

20 . P u t n a m G l o b a l Gr o w t h N o n e J T21 . S e e m i t y E q u i ty N o n e J T2 2 . S u n T r u s t B a n k A D i v i d e n d O T2 3 . T N H s g . D e e . A g e n c y 3 % D u e 7 / 1 0 B I n t e r e s t K T2 4 . Twi n C i t i e s F i n a n c i a l , I n c . A D i v i d e n d K T2 5 . T y e o I n t l . A D i v i d e n d J T2 6 . C o h e n & S t e e r s S e l e c t U ti l i ty B D i v i d e n d K T

2 7 . V a n g u a r d G r o w t h I n d e x F u n d A D i v i d e n d L T2 8 . V a n g u a r d 5 0 0 I n d e x F u n d A D i v i d e n d L T2 9 . V a n g u a r d M i d C a p I n d e x F u n d A D i v i d e n d L T3 0 . V a n g u a r d S m a l l C a p V a l u e F u n d A D i v i d e n d L T3 1 . V a n g u a r d H e a l t h C a r e F u n d A D i v i d e n d L T32 . I N T E R E S T , C D S , S A V I N GS , E T C .3 3 . G r e e n B a n k C I n t e r e s t L T3 4 . R e g i o n s B a n k D I n t e r e s t N T

I . I n c o m e G a i n C o d e s : A ~ l , 0 0 0 o r l e s s B =$I , 0 0 1 - $2 ,5 0 0 C =$2 ,5 0 1 - $5 ,0 0 0 D =$5 ,0 0 1 - $I S ,0 0 0 E - -~ 1 5 ,0 0 ! - $5 0 ,0 0 0( S ~ C o l u m n s B I a n d D 4 ) F - $ 5 0 , 0 0 1 - $ 1 0 0 , 0 D 0 O = $ 1 0 0 , 0 0 1 - $ I , 0 0 0 , 0 0 0 H 1 = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 H2-More th~ $5,000,0002 . V a lu e C o d e s J =$1 5 ,0 0 0 o r l e s s K ~ $1 5 ,0 0 1 - $5 0 ,0 0 0 L = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 ~ 0 M = $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0( S e e C o l um n s C I a n d D 3 ) N =$2 5 0 ,0 0 1 - $5 0 ~ ,0 ~ 0 O =$5 0 0 ,0 0 1 -P 3 =$2 5 ,0 0 0 ,0 0 1 - $5 0 ,0 0 ~ ,0 0 0 P 4 ~ M o r e th a n $5 0 ,0 0 0 ,0 0 03~ V a l u e M e t h c ~ d C ode s Q = A ppr a i s a l R - - C o s t ( R e a l E . s t a t e O n l y ) S =A~.~ment T = C ~ h M a r k e t( S e e C o l t ma n ( 2 2 ) U ~B~k Value V = ~ ) t h e r W = E s t i m a t e d


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N a m e o f Pe r s o n R e p o r t i n g D a t e o f R e p o r tFINA1NCIAL D~SCLOSURE REPORTJordan, R o b e r t L .age 6 of 10

H O N E ~ o reportable income, ~sets, or ~actio~.)A, B. C . D.~ipfion of As~ ~come d~g G r o s s v M u e a t e n d T~a~fiom during re~ ~od(~clu~ng ~st a~) r~o~ng p~O) ~ (~) ~ 0) (~) (I) (2) O) O) (5)P l a ~ " ( ~ " a f t e r ~ c h a s ~ t ~ount ] Value V ~ u e Gain I ~ t i W o f~ ( e . g . , ValueC o d e I ] $ i v . , ~ L C ~ e 2 buy , sel l , m ~ C o d e 2 C o d e 1 bu y~ / s e l l e rx ~ p t f r o m p r i o r d i s c lo ~ ( A - ~ or i n t . ) ( J - P ) C o d ~ 3 r e d e m p t i o n ) ( J - P ) ( A - ~ ( i f p r i v a t e(Q-~ , ~ction)

3 5 . B B & T C In~r~t R e d e e m e d 0 8 1 0 7 / 0 9 L3 6 . C i t iz e n s B a n k o f B l o u m C o u n t y D I n t e r e s t M T3 7. F i rs t Te n n e s s e e D I n t e r e s t M T3 8. H o m e F e d e r a l A I n t e r e s t J T3 9 . M e r r i l l L y n c h M I T A I n t e r e s t J T40 . M e r r i ll L y n o h R e a d y A s s e t s A I n t e r e s t J T41 . S u n Tr u s t D I n t e r e s t N T42 . U n i te d C o m m u n i t y B a n k D I n t e r e s t M T43 . Y-I 2 FCU B I n t e r e s t L T

44 . A m e r i c an T r u s t B a n k C I n t e r e s t M T45 , Fir s t Nationa l Bank C I n t e r e s t M T46 . V a n g u a r d I n t l Va l u e F u n d B D i v i d e n d K T47 . V a n g u a r d P r i m e C a p C o r e F u n d A D i v i d e n d K T48 . A tm os E* ae rg y A D i v i d e n d J T49 .

5 0 . M e r r i l l L y n c h C u s t o d i a n I R A5 1 . - R e g i o n s B a n k A D i v i d e n d J T

1 . I n e m ~ G a i n C u d e ~ . A = $ 1 , 0 ~ 0 o r l e s s B =$!,~1 - ~,~


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N a m e o f P e r s o n R e p o r t in g

I

Date of ReportFINANCIAL DISCLOSURE REPORT[ Jordan, Robert L.

fi/12/2010age 7 of 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ .. .. , , ~alu e , ~ran sacao # S an au , le s t h o se o f spo u .~e ~ .d dO, en den , ch a~ren ; s e e p p oNONE (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e f s I n c o m e d u r i n g Gr o s s v a lu e a t e n d T r a n s a c t io n s d u r in g r e p o r t in g p e r io d( in a lu d in g t ru s t a s s e ts ) r e p o r t in g lx :r io d o f r e p o r t i n g p a r i o d

(1) ] (2) O) (2) (0 (2) (3) (4)P l a ~ " (X ) " a f t e r e a c h a s s e t A m o u n t ] T y p e ( e . g . , V a l u e V a h a a T y p e ( e . g . , D a te Va l u e Ga in I d e n t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e Code 1 [ d iv . ) f l in t , C o d a 2 M e t h o d b u y , s e l l , m m i d d t y y C o d e 2 C o d e I b u y e r / s e l l e r(A-H) [ o r in t .) ( J -P ) C o d e 3 r e d e m p t io n ) ( J- P ) ( A - H ) ( i f p r i v a t e

52. - BMC Software None J T

5 3 . - Ge n e r a l E le c t r i c A D i v i d e n d K T5 4 . - J o h n s o n & J o h n s o n A D i v i d e n d J T5 5 . - K in g P h a r . N o n e J T5 6 . - K _ r o g e r C o , A D i ~ d e n d J T57 . - Me r r i l l L y n c h R a t . R e s e r ve s A I n t e r e s t J T5 8 . - PerldnElmer A Dividend J T

5 9 . - Sun Trust Bank A Dividend J T

6 0 . - Tangar Factory Outlet A Dividend K T

6 1 . - Texas Inst. A Dividend J T62 . - Gr e e n e C o . Ba n k s ha r e s N o n e J T6 3 . - MicrosoR Corp. A Dividend J T6 4. - Ingersoll-Rand A Dividend J T

6 5 .

6 6 . D E F E R R E D C O M P E N S A T I O N - ST A T EO F TEN N ES S EE6 7 . - Plan I - 457 N o n e M T6 8 . - P l a n I I - 4 0 1 K N o n e M T

1 . I n c o m a G a i n C o d e ~ : A = $ 1 , 0 0 0 o l e s s B = $1,001 - ~ 2~ 00 C ~ 2 , 5 0 1 - $ 5 , ~ 0 D ~5,~1 - $ t 5,~ E = $ 1 5 . ~ t - $ 5 0 . ~

3. Valm Me~ C~ Q = A p p r a i sa l g ~st ~eal ~ ~y) S =~ment T ~h ~t($~ Col~ C2) U = ~ k V a l u e V ~ W =~


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g D a l e o f R e p o r tP a g e 8 o f 1 0 Jordan, R o b e r t L . 5 / 1 2 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i u c o . , e , ~ a l , , e , t . . . .. . a o ~ ( I n c l u d e s t h o s e of spo ..... d dependent children; see p p . 3 4 - 6 0 of f i l ing ins t ruct ions .)

NONE (No reportable income, assets, or transactions.)A. B. C. D,D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( including t rus t asse t s ) r e p or t i n g pe r i o d o f re p o r t i n g p e r i o d(l) (2) (l ) C 2 ) (1 ) C2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .0 Value Value T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e C o d e I d i e . , r e n t , C o d e 2 M e t h o d bu y , se ll, rn m /d d ~ y C o d e 2 C o d e 1 buyer/ sel ler( A - H ) o r i n t . ) ( / - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

69 .

7 0 . I n g e r s o l l - R a n d A D i v i d e n d J T71 . V e r iz o n C o m m u n i c a ti o n s A D i v i d e n d J T72 . TN Val ley Fin. Hldr . Inc . N o n e J T7 3 . C a te r p i l l a r I n c . A D i v i d e n d J T7 4 . l d e a r c I n e . A D i v i d e n d J T75 . L SI N o n e J T76 . T y e o E le c t . L td . A D i v i d e n d J T7 7 . C o v i d i e n A D i v i d e n d J T

7 8 . M e r r i l l L yn c h L I R N d u e 9 /8 /0 9 N o n e S o l d 0 9/ 1 0 / 0 9 K7 9 . V a n g u a r d P E l T A D i v i d e n d J T8 0 . D E E P , _ E C O . A D i v i d e n d J T8 1 . T ! q Ho u s i n g D e e . A g e n c y 6 % , D u e 7 - 2 5 D l n t . / D iv . M T8 2 . M o u n t a i n N a t l Ba n k C D s D I n t e r e s t M T8 3 . F o o t h i l ls B& T B I n t e r e s t M T B u y 0 2 / 0 9 / 0 9 M8 4 . A l c o a F C U C I n t e r e s t M T Bu y 0 1 / 2 3 / 0 9 M8 5 . H o m e D e p o t A D i v i d e n d J T

I . I n c o m : G a i n C o ~ : A ~ $ 1 , 0 ~ O o r l e s s B = $ I , 0 0 1 - $ 2 . 5 0 0 C = $ ~ 0 1 - $ 5 , ~ D = $ 5 . ~ ] - $ 1 5 . ~ E = $ 1 5 , ~ I - $ 5 0 . 0 ~

P3 ~,~,001 - $50,~,~ P 4 ~ M o r e t h a n ~ 0 , ~ ,~ 03. Val~ Mv~od C~ Q = A p p m i ~ R ~t (Real ~nle Oily) S =~e~ent T ~mh M~el( S ~ C o l ~ n C 2 ) U ~k Value V ~ W


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N a m e o f P e r s o n R e p o r t in g Date of ReportP a g c F INA N C I A L 9 o f l 0 D ~ S C L O S U R E R E P O R T J o r d a n , R o b e r t L , 5 / 1 2 / 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINANCIAL DISCLOSURE REPORT [ Nameo fr~rson Reporting D a t e o f R e p o r tPage 10 o f 10I J o r d a n , Robert L. 5/12/2010

IX. CERTIFICATION.I c e r ti f y th a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d ~ p e n d e n t c h il d r e n , i f a n y ) i s

a c c u r a te , t r u e , a n d c o m p l e te t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a bl e s t a tu t o r yp r o v i s io n s p e r m i t t in g n o n - d i s c le s u r e .I f u r th e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U .S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N O T E : A N Y I ND I V I D U A L W H O K N O W I N GL Y A N D W I L FU L L Y FA L S I F I E S O R F A I L S T O F IL E T I - H S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l s ig n e d o r i g i n a l a n d 3 a d d i ti o n a l c o p i e s t o :

C o m m i tt e e o n F in a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N. E .W a s h i n g t o n , D . C . 2 0 5 4 4

Robert L Jordan Financial Disclosure Report for 2009

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Transcript of Robert L Jordan Financial Disclosure Report for 2009