Return of Private Foundation 990-PF or Section494 (a)(1...
Transcript of Return of Private Foundation 990-PF or Section494 (a)(1...
Form 990-PFDepartment of the TreasuryInternal Revenue Service
For calendar year 2011 or tax
Name of foundation
Returnor Section 494
Treat(Note. The foundation may be able I
ir beginning
of Private Foundation(a)(1) Nonexempt Charitable Trusti as a Private Foundationuse a copy of this return to satisfy state reporting ri
, and ending
OMB No 1545-0052
DF.XTRA RAT,DWTN MCGONAGLE FOUNDATION. INC
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13-6219236Number and street (or P O box number if mail is not delivered to street address) Room/swte B Telephone number
P.O BOX 709 ( 914 ) 533-5373
City or town , state, and ZIP code C If exemption application is pending , check here ►
SOUTH SALEM, NY 10590G Check all that apply 0 Initial return 0 Initial return of a former public chanty D 1. Foreign organizations , check here ►
Q Final return El Amended return
Address Chan g e D Name Chan g eDForeign organizations meeting the 85% test, El
2. check here and attach computation 10.
H Check type of organization LX Section 501 ( c)(3) exempt private foundation E If private foundation status was terminatedEl Section 4947( a )( 1 ) n onexem pt charitable trust El Other taxable p rivate foundation under section 507(b)(1)(A), check here ► El
I Fair market value of all assets at end of year J Accounting method El Cash El Accrual F If the foundation is in a 60-month termination(from Part 11, col (c), line 16) O Other (specify) MODIFIED CASH under section 507(b)(1)(B), check here
► $ 18 , 4 0 0 , 4 0 5 . (Part 1, column (a) must be on cash basis.)
Part I Analysis of Revenue and Expenses ( a) Revenue and ( b) Net investment ( c) Adjusted net (d) Disbursements(The total of amounts in columns (b), (c), and (d) may notnecessanly equal the amounts in column (a)) ex enSQS er booksP P income income
for chartable purposes(cash basis only)
1 Contributions , gifts, grants , etc , received A
2 Check ►a it the foundation is not required to attach Sch B
3 Incashterenvestmentssand temporary
9, 397. 9,397. STATEMENT 14 Dividends and interest from securities 234,002. 234, 002 . STATEMENT 2
5a Gross rents 16,800. 16,800. STATEMENT 3b Net rental income or (loss ) 16,800.
6a Net gain or ( loss) from sale of assets not on line 10 16 ,339.7 Gross sales puce for all
601 , 148.b assets on line 6a
d 7 Capital gain net income (from Part IV , line 2) 16 , 339.8 Net short -term capital gain
9 Income modificationsGross sales less returns
10a and allowances
b Less Cost of goods sold
c Gross profit or (loss)
11 Other income 1 , 117 , 440. 1 1 117 4 4 0. 'X'ATEM_NT 412 Total . Add lines 1 t h ro u g h 11 1 , 393 , 978. 1 , 393 , 978.
-
13 Compensation of officers , directors , trustees, etc 174,000 . 87,000 87,000 .14 Other employee salaries and wages
15 Pension plans , employee benefits 6 5 , 8 2 5 . 32,913. 32,912.a
16a Legal fees
a b Accounting fees STMT 5 7,663. 0. 7,663.Xw c Other professional fees STMT 6 4 . 4• 0.
17 Interest
TMT 7 10,865. 865. 0 .c ;i
E 20 ccupancy
a fl ratqhte enes^^tee rSg^ 3 9 5 . 19 8 • 197.nnting and publlcatlons cn 1,823. 0. 1, 82 3 .
TMT 8 20 , 992. 16 , 509. 4 , 483.rC^arc ain1inn4 otal c er2iin
tg sil;i
o expenses . Add lines 13 through 23 281,567. 137,489. 134,078.0 25 Contributions , gifts, grants paid 491 , 750. 4-9-1- 1 750.
26 Total expenses and disbursements
Add lines 24 and 25 773 317. 137 , 489. 625 828.27 Subtract line 26 from line 12
a Excess of revenue over expenses and disbursements 620,661 .b Net investment income (if negative , enter -o- ) 1 2 5 6, 4 89 •C Adjusted net income o f n egat ive , an er -G- ) N/A
iZ-oZ-11 LHA For Paperwork Reduction Act Notice , see Instructions . Form 99U-P i- (2011)1
14330419 756359 610140 2011.03040 DEXTRA BALDWIN MCGONAGLE FO 610140 1
Employer Identification number
Form oon-PF 191711111 DEXTRA BALDWIN MCGONAGLE FOUNDATION. INC 13-6219236 Pno9
Balance Sheets A"udschedules andamounts inthedescription Beginning of year End of yearpan 11 column should betorend -ol-yearamounts only ( a) Book Value ( b) Book Value (e) Fair Market Value
1 Cash - non -Interest-beanng
2 Savings and temporary cash investments 3,098,650. 2,560,293. 5 6 0, 2 9 3.2,3 Accounts receivable
Less allowance for doubtful accounts
4 Pledges receivable
Less allowance for doubtful accounts
5 Grants receivable
6 Receivables due from officers , directors, trustees , and other
disqualified persons
7 Other notes and loans receivable -
Less allowance for doubtful accounts
8 Inventories for sale or use
9 Prepaid expenses and deferred charges
10a Investments - U S and state government obligations STMT 10 2, 5 2 5, 9 2 3. 1, 9 41, 4 9 8. 2, 12 2, 8 8 3b Investments - corporate stock STMT 11 1, 4 21, 7 6 9. 1, 9 6 3, 9 6 9. 3, 2 0 3, 5 9 9.c Investments - corporate bonds
11 Inestmn- land, buildings , and equipment basis
Less accumulated priation
12 Investments - mortgage loans
13 Investments - other STMT 12 1, 118 , 19 6 . 1, 8 9 7 , 119. 0 , 4 7 9 , 9 7 9 .14 Land , buildings , and equipment basis
Less accumulated preciation
15 Other assets ( describe ACCRUED INTEREST ) 4 0 , 4 7 3 . 3 3 , 6 51 . 3 3 , 6 51 .
16 Total assets to be com leted by all filers 8 2 0 5 011. 8 3 9 6 5 3 0.
.
8 4 0 0 4 0 5.17 Accounts payable and accrued expenses
18 Grants payable
19 Deferred revenue
20 Loans from officers, directors , trustees , and other disqualified persons
21 Mortgages and other notes payable
'j 22 Other liabilities ( describe ►
23 Total liabilities ( add lines 17 throug h 22 ) 0. 0.
Foundations that follow SFAS 117, check here ► L1
and complete lines 24 through 26 and lines 30 and 31
24 unrestricted 8,205,011. 8,396,530.25 Temporarily restricted
co 26 Permanently restricted
3 Foundations that do not follow SFAS 117 , check here ►LL and complete lines 27 through 31.
° 27 Capital stock , trust principal, or current funds
28 Paid - in or capital surplus , or land , bldg , and equipment fund
a 29 Retained earnings , accumulated income , endowment , or other funds
Z 30 Total net assets or fund balances 8 ,205,011 . 8,396,530
t31 Total liabilities and net assets and balances 8 , 205 , 011. 8 , 396 , 530.
pari fib Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year - Part II, column ( a), line 30
(must agree with end-of-year figure reported on prior year ' s return ) 1 8,205,011 .
2 Enter amount from Part I , line 27a 2 620,661 .
3 Other increases not included in line 2 ( itemize) ► 3 0 .
4 Add lines 1 , 2, and 3 4 8, 825,672 .
5 Decreases not included in line 2 ( itemize ) ► SEE STATEMENT 9 5 429 , 142 .6 Total net assets or fund balances at end of year ( line 4 minus line 5) - Part II , column ( b). line 30 6 8, 3 9 6 , 5 3 0 .
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• Part IV Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e g real estate,2-story buck warehouse, or common stock, 200 shs MLC Co )
(b How acquired
D -PurchaseDonation
(c) Date acquired(mo , day, yr)
(d) Date sold(mo , day, yr )
1a TREASURY BILL P 02/15/01 02/15/11
b CAPITAL GAINS DIVIDENDS
Cd
e
(e) Gross sales puce (f) Depreciation allowed(or allowable)
(g) Cost or other basisplus expense of sale
(h) Gain or (loss)(e) plus (f) minus (g)
a 600,000. 584,809. 15,191.b 1,148. 1,148.
Cd
eComplete only for assets showing gain in column (h) and owned by the fo undation on 12/31/69 (I) Gains (Col (h) gain minus
(I) F M V as of 12/31/69(j) Adjusted basisas of 12/31/69
(k) Excess of col (i)over col (I), it any
c ol (k), but not less than -0-) orLosses (from col (h))
a 15,191.b 1,148.
cd
e
2 Capital gain net income or (net capital loss)If gain, also enter in Part I, line 7It (loss), enter -0- in Part I, line 7 2 16,339.
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)If gain, also enter in Part I, line 8, column (c)If ( loss ), enter -0- in Part I line 8 3 N/A
I Part V I Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 4940(d)(2) applies, leave this part blank
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base periods 0 Yes [XI No
If Yes, the foundation does not quality under section 4940 (e) Do not complete this part1 Enter the appropriate amount in eac h column for each year, see instructions before making any entries
Base peiod yearsCalendar year ( or tax year beg innin g Adjusted qualifying(bdistributions Net value of noncharitable - use assets
Distribution ratio(col (b) divided by col (c))
2010 454,016. 17,142,958. .0264842009 477,057. 16,377,161. .0291292008 1,053,736. 16,868,483. .0624682007 1,288,490. 16,935,749. .0760812006 669 595. 11 381 707. .058831
2 Total of line 1 , column (d) 2 . 2 5 2 9 9 3
3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5 ,
the foundation has been in existence it less than 5 years
or by the number of years
3 . 0 5 0 5 9 9
4 Enter the net value of nonchantable -use assets for 2011 from Part X, line 5 4 17,469,496.
5 Multiply line 4 by line 3 5 883,939.
6 Enter 1 % of net investment income (1 % of Part I , line 27b ) 5 12 , 565.
7 Add lines 5 and 6 7 896,504.
8 Enter qualifying distributions from Part XII, line 4 8 625,828.
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rateSee the Part VI instructions
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Form 990-PF (2011) DEXTRA BALDWIN MCGONAGLE FOUNDATION, INC 13-6219236 Page4
Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)
1 a Exempt operating foundations described in section 4940(d)(2), check here ►0 and enter'N/A' on line 1
Date of ruling or determination letter ( attach copy of letter if necessary -see instructions)
b Domestic foun6ations that meet the section 4940(e) requirements in Part V, check here ► and enter 1 % 1 25 , 1 3 0 .
of Part I, line 27b
c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part i, line 12, col (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2 0.
3 Add lines 1 and 2 3 25,130.
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4
.
0.
5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0- 5 25 , 130.
6 Credits/Payments
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 26,785.
.
b Exempt foreign organizations - tax withheld at source 6b
c Tax paid with application for extension of time to file (Form 8868) 6c
d Backup withholding erroneously withheld 6d
7 Total credits and payments Add lines 6a through 6d 7 26,785.
8 Enter any penalty for underpayment of estimated tax Check here 0 d Form 2220 is attached 8
9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9
10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ► 10 1,655.
11 Enter the amount of line 10 to be Credited to 2012 estimated tax ► 1 6 5 5 . 1 Refunded ► 11 0.
Part VU A Statements Regarding Activities
la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in Yes No
any political campaign2 la X
b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? lb X
If the answer is "Yes" to laor 1b, attach a detailed description of the activities and copies of any materials published or
distributed by the foundation in connection with the activities.
c Did the foundation file Form 1120-POL for this year? 1c X
d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year
(1) On the foundation ► $ 0. (2) On foundation managers ► $ 0
e Enter the reimbursement (rf any) paid by the foundation during the year for political expenditure tax imposed on foundation
managers ► $ 0.2 Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 X
If "Yes, " attach a detailed description of the activities
3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or
bylaws, or other similar instruments? If "Yes, " attach a conformed copy of the changes 3 X
4a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4a X
b If 'Yes,' has it filed a tax return on Form 990-T for this year? N/A 4b
5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? 5 X
If "Yes, " attach the statement required by General Instruction T
6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either
• By language in the governing instrument, or
• By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law
remain in the governing instrument? 5 X
7 Did the foundation have at least $5,000 in assets at any time during the year? 7 X
If "Yes," complete Part Il, col (c), and Part XV
8a Enter the states to which the foundation reports or with which it is registered (see instructions) ►NY
b If the answer is'Yes'to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate)
of each state as required by General Instruction G? If "No," attach explanation 8b X
9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(I)(5) for calendar
year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV)' If "Yes, " complete Part XIV 9 X
0 Did any aersons become substantial contributors during the tax year' if 'Yes.* attach a schedule listing their names and addresses 10 X
Form 990-PF (2011)
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Part Vu -A Statements Regarding Activities (continued)
11 At any time during the year, did the foundation , directly or indirectly , own a controlled entity within the meaning of
section 512 ( b)(13)'' If *Yes , attach schedule ( see instructions) 11 X
12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges'
If 'Yes," attach statement ( see instructions) 12 X
13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X
websde address ► N/A
14 The books are m care of ► JONATHAN G. SPANIER Telephone no ► 914 -5 3 3-5 3 7 3
Located at ► P . O BOX 709, SOUTH SALEM, NY ZIP+4 ►10 5 9 0
15 Section 4947 ( a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ►and enter the amount of tax-exempt interest received or accrued during the year ► 15 N/A
16 At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over a bank, Yes No
securities , or other financial account in a foreign country' 16 X
See the instructions for exceptions and filing requirements for Form TD F 90-22 1 It 'Yes,' enter the name of the foreign
count ry ►Part VH-B Statements Regarding Activities for Which Form 4720 May be Required
File Form 4720 if any item is checked in the "Yes" column , unless an exception applies. Yes No
la During the year did the foundation (either directly or indirectly)
(1) Engage in the sale or exchange , or leasing of property with a disqualified person' Yes 0 No
(2) Borrow money from , lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? Yes 0 No
(3) Furnish goods , services , or facilities to ( or accept them from) a disqualified persons EXI Yes = No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified persons 0 Yes 0 No
(5) Transfer any income or assets to a disqualified person ( or make any of either available
for the benefit or use of a disqualified person )? 0 Yes 0 No
(6) Agree to pay money or property to a government official? ( Exception . Check 'No"
if the foundation agreed to make a grant to or to employ the official for a period after
termination of government service, if terminating within 90 days ) = Yes 0 No
b If any answer is Yes" to la ( 1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53 4941 ( d)-3 or in a current notice regarding disaster assistance ( see instructions) lb X
Organizations relying on a current notice regarding disaster assistance check here ►c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts , that were not corrected
before the first day of the tax year beginning in 2011? 1c X
2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation
defined in section 4942 (j )(3) or 4942 (j )(5))
a At the end of tax year 2011, did the foundation have any undistributed income ( lines 6d and 6e, Part XIII ) for tax year(s) beginning
before 2011' Yes 0 No
If 'Yes; list the years ►b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect
valuation of assets ) to the year's undistributed income9 ( If applying section 4942 ( a)(2) to all years listed, answer 'No' and attach
statement - see instructions) N/A 2b
c If the provisions of section 4942 ( a)(2) are being applied to any of the years listed in 2a, list the years here
3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time
during the year? Yes 0 No
b If 'Yes ," did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation or disqualified persons after
May 26 , 1969, (2 ) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943 ( c)(7)) to dispose
of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C,
Form 4720, to determine if the foundation had excess business holdings in 2011 .) N/A 3b
4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a X
b Did the foundation make any investment in a prior year (but after December 31, 1969 ) that could jeopardize its charitable purpose that
had not been removed from ieooardv before the first day of the tax Year beammnq in 20119 4b X
Form 990-PF (2011)
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Part VII-8 Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a During the year did the foundation pay or incur any amount to
(1) Carry on propaganda, or otherwise attempt to influence legislation ( section 4945 (e))' Yes [XI No
(2) Influence the outcome of any specific public election ( see section 4955 ), or to carry on, directly or indirectly,
any voter registration drive? Yes EXI No
(3) Provide a grant to an individual for travel, study , or other similar purposes? 0 Yes No
(4) Provide a grant to an organization other than a charitable, etc , organization described in section
509(a)(1), (2), or (3 ), or section 4940 (d)(2)' Yes No
(5) Provide for any purpose other than religious , charitable , scientific, literary , or educational purposes, or for
the prevention of cruelty to children or animals? Yes 0 No
b If any answer is 'Yes' to 5a ( 1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations
section 53 4945 or in a current notice regarding disaster assistance (see instructions)? N/A 5b
Organizations relying on a current notice regarding disaster assistance check here
c If the answer is 'Yes' to question 5a(4), does the foundation claim exemption from the tax because it maintained
expenditure responsibility for the grant? N/A Yes 0 No
If "Yes, " attach the statement required by Regulations section 53 4945-5(d)
6a Did the foundation, during the year, receive any funds , directly or indirectly, to pay premiums on
a personal benefit contract? Yes 0 No
b Did the foundation , during the year, pay premiums , directly or indirectly , on a personal benefit contract? 6b X
If "Yes" to 6b, file Form 8870.
7a At any time during the tax year , was the foundation a party to a prohibited tax shelter transaction? Yes No
b If'Yes ' did the foundation receive any p roceeds or have an y net income attributable to the transaction? N/A 7b
Part V111Information About Officers, Directors , Trustees , Foundation Managers, HighlyPaid Employees, and Contractors
I List all officers _ directors - trustees. foundation manaaers and their comuensation.
(a) Name and address(b) Title, and averag e
hours p er week devotedto position
(c) Compensationif not p ald
( enter -0
(d;Contnbutonstoemp oyeebenefitsans
conensatin
(e) Expenseaccount, otherallowances
JONATHAN SPANIER RESIDENT, CE
P.O BOX 709SOUTH SALEM, NY 10590 50.00 110,000. 26,371. 0.
DAVID SPANIER ICE PRESIDEN T, SECRET Y
P.O BOX 709SOUTH SALEM, NY 10590 30.00 64,000. 25,655. 0.
MAURY SPANIER CHAIRMANP.O BOX 709SOUTH SALEM, NY 10590 15.00 0. 0. 0.
7 /^.......n..c^fi..n of Hvu hinhnct- nairl mm.lnvnac lnthar than thnca inrluder1 on line 71 _ IT nine, enter "NUNt-"
(a) Name and address of each employee paid more than $50,000(b) Title, and average
hours p er weekdevoted to position
(c) Compensationd)Contnbunonsto
` ;;a` s`scon' on
(e) Ex penseaccount, otherallowances
NONE
Total number of other employees paid over $50,000 11111. 1 UForm 990-PF (2011)
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P^^I Information About Officers, Directors , Trustees, Foundation Managers, HighlyPaid Employees , and Contractors (continued
3 Five highest - paid independent contractors for professional services . If none, enter " NONE."
'(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
NONE
Total number of others receivin over $50 ,000 for p rofessional services 0
Part IX-A Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as thenumber of organizations and other beneficiaries served, conferences convened, research papers produced, etc
Expenses
1 N/A
2
3
4
1 Part IX-B Summary of Program-Related InvestmentsDescribe the two largest program- related investments made by the foundation during the tax year on lines 1 and 2 Amount
1 N/A
2
All other program- related investments See instructions
3
Total . Add lines 1 throu gh 3 0
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P^FL X Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations , see instructions)
2
3
4
5
6
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc , purposes
a Average monthly fair market value of securities
b Average of monthly cash balances
c Fair market value of all other assets
d Total (add lines 1a, b, and c)
e Reduction claimed for blockage or other factors reported on lines la and
1c (attach detailed explanation) le
Acquisition indebtedness applicable to line 1 assets
Subtract line 2 from line 1 d
Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see instructions)
Net value of noncharitable-use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4
17,735,529.266,033.
17,469,496.873,475.
------------ -- - - -Pawi, Distributable Amount (see instructions) (Section 4942(1)(3) and (I)(5) private operating foundations and certain
foreign organizations check here ► 0 and do not complete this part )
1 Minimum investment return from Part X, line 6 1 873,475.
2a Tax on investment income for 2011 from Part VI, line 5 2a 25,130.
b Income tax for 2011 (This does not include the tax from Part VI) 2b
c Add lines 2a and 2b 2c 25 , 130 .
3 Distributable amount before adjustments Subtract line 2c from line 1 3 8 4 8 , 3 4 5 .
4 Recoveries of amounts treated as qualifying distributions 4 0 .
5 Add lines 3 and 4 5 848,345 .
6 Deduction from distributable amount (see instructions) 6 0
7 Distributable amount as ad j usted Subtract line 6 from line 5 Enter here and on Part XIII , line 1 7 848 , 345 .
Part XIl Qualifying Distributions (see instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes
a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 la 625,828.
b Program-related investments - total from Part IX-B 1b 0
2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes 2
3 Amounts set aside for specific charitable projects that satisfy the
a Suitability test (prior IRS approval required) 3a
b Cash distribution test (attach the required schedule) 3b
4 Qualifying distributions . Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 625,828.
5 Foundations that quality under section 4940(e) for the reduced rate of tax on net investment
income Enter 1% of Part I, line 27b 5 0
6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 625,828.Note. The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation
4940(e) reduction of tax in those years
qualifies for the section
Form 990-PF (2011)
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Pert XII Undistributed Income (see instructions)
(a) (b) (c)Corpus Years prior to 2010 2010
1 Distributable amount for 2011 from Part XI,
line 7
2 undistributed income, if any, as of the end of 2011
a Enter amount for 2010 only
b Total for prior years
3 Excess distributions carryover, it any, to 2011
a From 2006
bFrom2007 220,062.
cFrom2008 236, 184.
d From 2009
e From 2010f Total of lines 3a through e
4 Qualifying distributions for 2011 from
Part Xll,line 4 625, 828.
a Applied to 2010, but not more than line 2a
b Applied to undistributed income of prior
years (Election required - see instructions)
c Treated as distributions out of corpus
(Election required - see instructions)
d Applied to 2011 distributable amount
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2011(if an amount appears in column (d), the same amount
must be shown in column (a) )
6 Enter the net total of each column asindicated below:
a Corpus Add lines 3f, 4c, and 4e Subtract line 5
b Prior years' undistributed income Subtract
line 4b from line 2b
c Enter the amount of prior years'undistributed income for which a notice ofdeficiency has been issued, or on whichthe section 4942(a) tax has been previouslyassessed
d Subtract line 6c from line 6b Taxable
amount - see instructions
e Undistributed income for 2010 Subtract line
4a from line 2a Taxable amount - see instr
t Undistributed income for 2011 Subtract
lines 4d and 5 from line 1 This amount must
be distributed in 2012
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3)
8 Excess distributions carryover from 2006
not applied on line 5 or line 7
9 Excess distributions carryover to 2012.
Subtract lines 7 and 8 from line 6a
10 Analysis of line 9
a Excess from 2007
b Excess from 2008 233,729.
c Excess from 2009
d Excess from 2010
12358112-02-11
14330419 756359 610140
(d)2011
848,345.
0.
456,246.
0.
0.
0.
0.
5,828.
0. __mT f222,517 . T 222,517.
233,729.
0.
0.
0.
0.
0.
233,729.
0.
0.
Form 990-PF (2011)
92011.03040 DEXTRA BALDWIN MCGONAGLE FO 6101401
Form990- PF 2011 DEXTRA BALDWIN MCGONAGLE FOUNDATION , INC 13-6219236 Page10
Part XIV Private Operating Foundations (see instructions and Part VII -A, question 9) N/A
1 a If the foundation has received a ruling or determination letter that it is a private operating
foundation , and the ruling is effective for 2011, enter the date of the ruling ►b Check box to uidicate whether the foundation is a p rivate o eratm foundation described in section 4942 (j)( 3 ) or 4942(j)(5)
2 a Enter the lesser of the adjusted net Tax year Prior 3 years
income from Part I or the minimum ( a) 2011 (b) 2010 ( c) 2009 ( d) 2008 (e) Total
investment return from Part X for
each year listed
b 85% of line 2a
c Qualifying distributions from Part XII,
line 4 for each year listed
d Amounts included in line 2c not
used directly for active conduct of
exempt activities
e Qualifying distributions made directly
for active conduct of exempt activities
Subtract line 2d from line 2c3 Complete 3a , b, or c for the
alternative test relied upona 'Assets' alternative test - enter
(1) Value of all assets
(2) Value of assets qualifyingunder section 4942(I)(3)(B)(i)
b 'Endowment' alternative test - enter2/3 of minimum investment returnshown in Part X, line 6 for each yearlisted
c 'Support' alternative test - enter
(1) Total support other than grossinvestment income ( interest,dividends , rents , payments onsecurities loans ( section512(a)(5 )), or royalties)
(2) Support from general publicand 5 or more exemptorganizations as provided insection 4942 (I)(3)(B)(m)
(3) Largest amount of support from
an exempt organization
( 4 ) Gross investment income
Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assetsat any time during the year-see instructions.)
1 Information Regarding Foundation Managers:
a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any taxyear ( but only if they have contributed more than $5 ,000) (See section 507(d)(2) )
NONE
b List any managers of the foundation who own 10% or more of the stock of a corporation ( or an equally large portion of the ownership of a partnership orother entity) of which the foundation has a 10% or greater interest
NONE
2 Information Regarding Contribution , Grant , Gift, Loan , Scholarship , etc., Programs:Check here ► if the foundation only makes contributions to preselected chantable organizations and does not accept unsolicited requests for funds Ifthe foundation makes gifts , grants , etc (see instructions ) to individuals or organizations under other conditions, complete items 2a, b, c, and d
a The name , address , and telephone number of the person to whom applications should be addressed
SEE STATEMENT 13
b The form in which applications should be submitted and information and materials they should include
c Any submission deadlines
d Any restrictions or limitations on awards , such as by geographical areas , chantable fields , kinds of institutions , or other factors
123601 12 -02-11 Form 990-PF (2011)10
14330419 756359 610140 2011.03040 DEXTRA BALDWIN MCGONAGLE FO 6101401
PF(2011) DEXTRA BALDWIN MCGONAGLE FOUNDATION, INC 13-6219236 PagellPart XV I Supplementary Information (continued)3 (:ranfc an • l Cnntrih,itinnc Pair) flurinn thw Vnar nr Annrnvad fnr Fidurw Payment
Recipient If recipient is an individual,show any relationship to Foundation Purpose of grant or
Name and address (home or business ) any foundation manageror substantial contributor
status ofrecipient
contribution Amount
a Paid during the year
SEE ATTACHMENT B
491 750.
Total 3a 491 750.
b Approved for future payment
NONE
Total 3b 1 0.
Form 990-PF (2011)123611 12-02-11
1114330419 756359 610140 2011.03040 DEXTRA BALDWIN MCGONAGLE FO 6101401
Form 990- PF (2011 ) DEXTRA BALDWIN MCGONAGLE FOUNDATION, INC 13-6219236 Page 12
Part XVI-A Analysis of Income-Producing Activities
Enterl
1 Pro
a
b
C
d
e
t
92 Me
3 Int
my
4 Div
5 Net
a
b
6 Net
pro
70th
8 Gal
tha
9 Net
10 Gr
11 0th
a
b
c
d
e
12 Su
ross amounts unless otherwise indicated Unrelate d business income Excluded by section 512, 513 , or 514 (e)
gram service revenue
(a)Businesscode
(b)Amount
EC,,.
s'o"cod e
(d )Amount
Related or exemptfunction income
Fees and contracts from government agencies
mbership dues and assessments
rest on savings and temporary cash
estments 14 9,397.idends and interest from securities 14 234,002.rental income or (loss ) from real estate
Debt-financed property
Not debt -financed property 16 16,800.rental income or ( loss) from personal
perty
er investment income 15 1,117,440.n or (loss ) from sales of assets other
n inventory 18 16,339.
income or (loss) from special events
ss profit or ( loss) from sales of inventory
er revenue
btotal Add columns ( b), (d), and (e) 0. 1 1 1 , 393 , 978.
B
o
0.13 Total Add line 12, columns (b), (d), and (e) 13 1,393,978.
(See worksheet in line 13 instructions to verify calculations
Part XVI B Relationship of Activities to the Accomplishment of Exempt Purposes
1214330419 756359 610140 2011.03040 DEXTRA BALDWIN MCGONAGLE FO 6101401
123ozi1 Form 990-PF (2011)
Form 990-PF 2011 DEXTRA BALDWIN MCGONAGLE FOUNDATION , INC 13-6219236 Pa g e 13Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable
Exempt Organizations1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Yes No
the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
a Transfers from the reporting foundation to a nonchantable exempt organization of
(1) Cash la(l) X
(2) Other assets 1a 2 X
b Other transactions
(1) Sales of assets to a nonchardable exempt organization 1 b ( l ) X
(2) Purchases of assets from a noncharrtable exempt organization 1b ( 2 ). X
(3) Rental of facilities, equipment, or other assets 1 b ( 3 ) X
(4) Reimbursement arrangements 1b (4 ) X
(5) Loans or loan guarantees 1 b (5 ) X
(6) Performance of services or membership or fundraising solicitations 1 b ( 6 ) X
c Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1 c X
d If the answer to any of the above is 'Yes, complete the following schedule Column (b) should always show the fair market value of the goods, otor services given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing arrangement, shcolumn (d) the value of the goods, other assets, or services received
her ass
ow in
ets,
(a) Name of organization (b) Type of organization (c) Description of relationship
N/A
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements , and to the best of my knowledge
M_;7he IRS discussand belief , it Is true , correct, and mplete Declaration of preparer (other than taxpayer) is based on all Information of which preparer has any knowledgereturn with the preparerSign
this
HereSignature of officer or trustee Da
Print/Type preparer's name Pre rer 's s nature
THOMAS F. BLANEY,Paid CPA, CFE
14330419
2a Is the foundation directly or indirectly affiliated with , or related to , one or more tax-exempt organizations described
in section 501(c) of the Code ( other than section 501 (c)(3)) or in section 5277 0 Yes OX No
b If *Yes, complete the following schedule
DEXTRA BALDWIN MCGONAGLE FOUNDATION, INC 13-6219236
FORM 990-PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1
SOURCE
JP MORGAN CHASE 9,397.
AMOUNT
TOTAL TO FORM 990-PF, PART I, LINE 3, COLUMN A 9,397.
FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2
SOURCE
BALDWIN STOCKER, LLC PARTNERSHIPJP MORGAN CHASEVANGUARD
TOTAL TO FM 990-PF, PART I, LN 4
GROSS AMOUNT
712.225,104.
9,334.
CAPITAL GAINSDIVIDENDS
0.1,148.
0.
235,150. 1,148.
COLUMN (A)
AMOUNT
712.223,956.
9,334.
234,002.
FORM 990-PF RENTAL INCOME STATEMENT 3
KIND AND LOCATION OF PROPERTY
BALDWIN STOCKER, LLC PARTNERSHIP
TOTAL TO FORM 990-PF, PART I, LINE 5A
ACTIVITY GROSSNUMBER RENTAL INCOME
1 16,800.
16,800.
FORM 990-PF OTHER INCOME STATEMENT 4
DESCRIPTION
BALDWIN STOCKER, LLC PARTNERSHIP-ROYALTIES
TOTAL TO FORM 990-PF, PART I, LINE 11
(A) (B) (C)REVENUE NET INVEST- ADJUSTED
PER BOOKS MENT INCOME NET INCOME
1,117, 440. 1,117,440.
1,117, 440. 1 , 117,440.
14 STATEMENT(S) 1, 2, 3, 414330419 756359 610140 2011.03040 DEXTRA BALDWIN MCGONAGLE FO 6101401
DEXTRA BALDWIN MCGONAGLE FOUNDATION, INC 13-6219236
FORM 990-PF ACCOUNTING FEES STATEMENT 5
DESCRIPTION
(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLEPER BOOKS MENT INCOME NET INCOME PURPOSES
O'CONNOR DAVIES MUNNS &DOBBINS, LLP 7,663. 0. 7,663.
TO FORM 990-PF, PG 1, LN 16B 7,663. 0. 7,663.
FORM 990-PF OTHER PROFESSIONAL FEES STATEMENT 6
(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLE
DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES
JP MORGAN CHASE 4. 4. 0.
TO FORM 990-PF, PG 1, LN 16C 4. 4. 0.
FORM 990-PF TAXES STATEMENT 7
DESCRIPTION
FEDERAL EXCISE TAXESFOREIGN TAXES WITHHELD
TO FORM 990-PF, PG 1, LN 18
FORM 990-PF
DESCRIPTION
INTERNET ACCESS EXPENSEDUES & MEMBERSHIP EXPENSESOFFICE EXPENSES AND SUPPLIESTELEPHONE EXPENSEN.Y.S DEPARTMENT OF LAW
(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLEPER BOOKS MENT INCOME NET INCOME PURPOSES
10,000. 0. 0.865. 865. 0.
10,865.
OTHER EXPENSES
865. 0.
STATEMENT 8
(A) (B) (C)EXPENSES NET INVEST- ADJUSTEDPER BOOKS MENT INCOME NET INCOME
573. 287.1,925. 0.
904. 452.1,530. 765.
750. 0.
(D)CHARITABLE
PURPOSES
286.1,925.
452.765.750.
15 STATEMENT(S) 5, 6, 7, 8
14330419 756359 610140 2011.03040 DEXTRA BALDWIN MCGONAGLE FO 6101401
DEXTRA BALDWIN MCGONAGLE FOUNDATION, INC 13-6219236
OFFICE EQUIPMENT 397. 199. 198.MISCELLANEOUS EXPENSE 12. 0. 12.SAFE DEPOSIT BOX 81. 41. 40.PO BOX 110. 55. 55.BALDWIN STOCKER, LLCPARTNERSHIP 14,710. 14,710. 0.
TO FORM 990-PF, PG 1, LN 23 20,992. 16,509. 4,483.
FORM 990-PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 9
DESCRIPTION
OTHER DECREASES IN PARTNER'S CAPITAL ADJ BALANCE TO REFLECTHISTORICAL COST
TOTAL TO FORM 990-PF, PART III, LINE 5
AMOUNT
429,142.
429,142.
FORM 990-PF U.S. AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 10
U.S. OTHER
DESCRIPTION GOV'T GOV'T
ATTACHMENT A X
TOTAL U.S. GOVERNMENT OBLIGATIONS
TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS
TOTAL TO FORM 990-PF, PART II, LINE 10A
BOOK VALUE
1,941,498.
1,941,498.
1,941,498.
FAIR MARKET
VALUE
2,122,883.
2,122,883.
2,122,883.
FORM 990-PF CORPORATE STOCK STATEMENT 11
DESCRIPTION
ATTACHMENT A
TOTAL TO FORM 990 -PF, PART II, LINE 10B
BOOK VALUE
1,963,969.
1,963,969. 3,203,599.
FAIR MARKET
VALUE
3,203,599.
16 STATEMENT(S) 8, 9, 10, 1114330419 756359 610140 2011.03040 DEXTRA BALDWIN MCGONAGLE FO 6101401
DEXTRA BALDWIN MCGONAGLE FOUNDATION, INC
FORM 990-PF OTHER INVESTMENTS STATEMENT 12
VALUATION FAIR MARKETDESCRIPTION METHOD BOOK VALUE VALUE
ATTACHMENT A - MUTUAL FUNDS COSTATTACHMENT A - BALDWIN STOCKER LLC COSTATTACHMENT A - EXCHANGE-TRADED COSTFUNDS
TOTAL TO FORM 990-PF, PART II, LINE 13
13-6219236
1,180,466.320,125.
396,528.
1,217,429.8,954,152.
308,398.
1,897,119. 10,479,979.
17 STATEMENT(S) 1214330419 756359 610140 2011.03040 DEXTRA BALDWIN MCGONAGLE FO 6101401
DEXTRA BALDWIN MCGONAGLE FOUNDATION, INC 13-6219236
FORM 990-PF GRANT APPLICATION SUBMISSION INFORMATION STATEMENT 13PART XV, LINES 2A THROUGH 2D
NAME AND ADDRESS OF PERSON TO WHOM APPLICATIONS SHOULD BE SUBMITTED
JONATHAN SPANIERP.O BOX 709SOUTH SALEM, NY 10590
TELEPHONE NUMBER
914-533-5373
FORM AND CONTENT OF APPLICATIONS
A ONE PAGE SUMMARY; FOUNDATION WILL REQUEST ADDITIONAL INFORMATION IFINTERESTED.
ANY SUBMISSION DEADLINES
NO
RESTRICTIONS AND LIMITATIONS ON AWARDS
NONE
18 STATEMENT(S) 1314330419 756359 610140 2011.03040 DEXTRA BALDWIN MCGONAGLE FO 6101401
EIN # 13-6219236
Dextra Baldwin McGonag le Foundation, Inc.December 31, 2011Summa of Assets
I2010 2011
Custodian Name Description Fair Market Value Cost Basis Fair Market Value Unrealized G/L Notes / Reference
JP Morgan - InvestmentCash & Short Term $ 167,348 09 $ 158,305 29 $ 158,305 29 $ - Attachment A-1
Equities $ 2,460,298 88 $ 1,963,968 77 $ 3,203,598 67 $ 1,239,629 90 Attachment A-2
Government & Agency Obligations $ 2,688,880 60 $ 1,941,498 08 $ 2,122,882 55 $ 181,384 47 Attachment A-1Other ( Mutual Funds ) $ 252,579 74 $ 1,016,329 48 $ 1,027,145 42 $ 10,815 94 Attachment A-1
Other (Exchange-Traded Funds) $ - $ 396,528 45 $ 308,398 00 $ (88,130 45 ) Attachment A-1
Total $ 5,569 , 107.31 $ 5 , 080,101.62 $ 6,511,931.93 $ 1,343, 699.86
JP MORGAN - CheckingCash $ 73,797 51 $ 400,507 07 $ 400,507 07 $ -
$ 73,797. 51 $ 400 , 507.07 $ 400,507.07 $
JP MORGAN - SavingsCash $ 2,857,504 77 $ 2,001,480 85 $ 2,001,480 85 $ -
$ 2,857,504.77 $ 2 ,001,480.85 $ 2,001,480.85 $
THE VANGUARD GROUPOther (Mutual Funds ) $ 180,378 39 $ 164,136 25 $ 190,283 82 $ 26,147 57
Total $ 180,378.39 $ 164 , 136.25 $ 190 , 283.82 $ 26 ,147.57
Form 990 PF Description Fair Market Value Cost Fair Market Value Unrealized G/L Notes I Reference
Cash $ 3,098,650 37 $ 2,560,293 21 $ 2,560,293 21 $ -Equities $ 2,460, 298 88 $ 1 ,963,968 77 $ 3,203,598 67 $ 1,239,629 90Bond $ 2,688,880 60 $ 1,941,498 08 $ 2,122,882 55 $ 181,384 47
Accrued Interest $ 40,473 00 $ 33,651 28 $ 33,651 28 $ -
Other - Mutual Funds $ 432,958 13 $ 1,180.465 73 $ 1,217,429 24 $ 36,963 51
Other - Exchange-Trade Funds $ - $ 396,528 45 $ 308,398 00 $ 88,130 45
Other - Baldwin Stocker LLC $ 8,918,281 00 $ 320,125 00 $ 8,954,152 00 $ 8,634,027 00
Total $ 17, 639,541.98 $ 8,396,530.52 $ 18,400,404.95 $ 10,003 ,874.43
ATTACHMENT A
FJN 6134219236
Dextm Baldwin McGonapk Foundat on, Inc
D--b., 71, 2011
JPMoman Chase - Fixed In-Oma
BNY Mallon January 1, 2010 -Apn130. 2010JPMo an Chase A nI 70 2010 -December 31 2010
December 31, 2011
Fm-organ Cl..,. January 1 . 2011 - December 31, 2011
S 153 ,305.29 i 166,30629 S i
Mutual Funds GOSt COSVBNYIJPM EM( #01 Sharns Purchases Saln Cost E( 21111 Unm.iwAd
Frdeh FloaSn Rate HI Income Fund 25 994160 256 ! 3 22 256947 22 250 586 57 (6 , 35665Ven and GNMA Fund 23 Z. 240
6250 0000 250 000 00 259 , 129 22 9.12922
Vnn and Flxed Income Secudtles ( Fund 39 Mutual fund 211 . 10101 250 ,00000 252 579 74 27 452 158 250 000 00 250 000 00 249 , 53096 169 04Ven and Welleday Income F0.1V
111 , 683 326 259 , 38626 259 , 38626 267 898 67 8 512 41
December 31, 2011
i 1.016,32948 S S 1,016,3 29.48 f 1,027,14642 3 S 10,81594
396,628 45 S S 396,028.45 S 308,39800 i - 158 ,130 45)
It 2811
US Tmosum BillsMetunq 3/4110 898 908 00
- Purchases
7 625% 1115110 199.041 46
6 50% 02/15710200 . 3
1250! 00% !!15110 299 380 955 00% 7/15/11 In dudes COMMAD Transler in 58142416 594 , 42446 007 778 00 600 . 000 38471 600 000 00 15 180 834 875% 2/15112 29] 238 00 293 238 00 315 036 00 302
-29229] 238 00 301 698 00 8,46000
4 375% 8115/12 171790 00 171 790 00 156 074 00 175 000 171 790 00 171 .61715 4,a1? 75
425% 8115/17 ,ndudos COMMAD Trenslani 388 1 fi100 796 164 00 435 500 00 400 000Sr
164 00 425 844 00 28680 003,15% 11115116 includes COMMAD Trarnfer in 777 92666 777928 66 829 662 60 760 000 777 928 66 907120 80
M N129192 11
4 625% . 7131/12 199 687 !9 199 887 49 1 000213 200 000 199 887 49 ; 00E 5 716 513 875% 10/31/12 99189 93 99 489 93
.106 090 00 100 ,000 99489 93 103 , 07000 3 568 07
n f 4,12],965.46 I S 2,628,923.04 I f 2,688,880,60 n I S 366&71 I i 600,000 00 I S 1,941,498.08 I f 2,122,182.68 9 19,190 83 1 8 181,384 47
ATTACHMENT A-1
EIN 13-6219236
Delrtra Baldwin McOona9le Foundation, IncDecember 31, 2011
JPMorgan Chase - Equrtres
BNY MelIon January 1 , 2010 - Apnl 30 , 2010 JPMorpan Chase January 1, 2011 - December 31, 2011
JPMo an Chase A n1 30 2010 - Occember 3l 2010
December 31, 2010 Dacamber 31, 2011
Stoc ks 20 Omer 801 Shorn Purchases Sales Cost Fes( Qpiq Other #01 Shores Purchases $ekf Cost EM Qpfp
Alcatel-Lucent 390 00 89 506 00 1 154 40 390 00 89 506 00 608 40
812LGrou Inc 2 500 0 11 ,517 11 61 550 00 2 500 00 11 , 517 11 74 , 12500
Amencen Intl Gro Inc 112 00 25 .098?2
B 182 04 142 00 25 .09a 00 3 . 2S440American Tower Co rp 2i91'2010 3' 4 CO 54 00 ,5 54 16 214 96 314 00 6546 12 18 . 843 14AT B T 1 015 00 2] 313 3 9 29 820 70 3/32011 4 . 01500 85 319 82 108 6 3 3 21 121 . 41360Black 1411a Corp U312011 2 000 00 62 05248 62 052 48 67 160 00Center o,nt Ener Inc 1 124 00 19 636 34 17 669 28 1 . 124 00 19 636 34 22 5B 1 16
Check Paint Sofhwre 500 00 7 , 11175 00 23 130 00 500 00 7 875 00 26 270 00ChubbM
1 6001 ,60000 24 . 11141100 95 424 00 1 .60000 21848 00 110 . 75200Gaco S Inc;. , 1 200 00 32 604 50 21276 00 120000 32 604 50 21 696 00CIOGrou Inc 1 000 00 16 015 00 ! 770 00 5 /62011 10 1 Sp lit 100 00 !6 015 00 2 . 631 00Comwst Co 11 48 00 1 290 23 1 054 56 48 00 1 290 23 1 . 138 08Cone hills 144200 1949000 9820010 144200 19 , 49000 10507854Conaolitletetl Edison Inc 2 000 00 62 , 99000 99 1!0 00 3/3R011 ! 000 00 100 010 50 183 000 50 240 120 00Comi Inc ] 000 00 16 ,438 11 57 860 00 3 000 00 16 , 435 11 38 840 00Corance Inc 250 00 2 502 79 12 852 50 250 00 2 . 50279 1 1430 00Darden Rest000nte Inc 10 304 00 69 660 00 1 500 00 10 304 00 68 370 00Donaldson Com Co 2 000 00 6 640 00 116 . 56000 2 000 00 6 .64000 00136 . 160E I Du Pont 1 000 00 42 195 00 49 880 00 1 000 00 42 . 19500 4S 750 00Exxon Mobil Corp 1 000 00 45 065 00 73 12000 1 000 00 45065 00 84 760 00General Electric Co 2 000 00 38 ,81500 36 580 00 2 000 00 3 8 815 00 35 620 00General M,11. Inc 5/9 "'010 Ft^rt S lit 4 000 00 49 ,084 14 142 360 00 4 !55 00 49 OB! 14 161 6!0 00Genan Energy ( formerly RRI ) 12,712010 r 886 00 15 . 1135 87 3 . 375A6 811 ,600 15535 57 2 . 31246IBM 700 00 67 546 50 102 772 00 700 00 67546 50 71 B 00121Intel Car 200 00 9 674 00 ! 206 00 200 00 9 674 00
! ,4 50 00
JDS Uni hose Co 125 00 5 030 00 1 810 00 125 00 2 30 00' 1 305 00JDS Uni hme Ca Corn 125 00 2 999 95 1 10 00 125 00
12 998 B5 1 305 00
JP Nor en Chme 1 500 00 25542 74 63 630 00 1 500 00 25 542 74 49 875 00
K don Cor 2 000 00 26 500 00 81440 00 2 000 00 26 500 00 61 000 00Krell Foods Inc 1 730 00 11 281 00 54 512 70 1 730 00 11 , 201 00 61632 80LoclMeed Martin Co 1 000 00 37 209 93 69 910 00 1 000 00 37 209 93 80 900 00Lawn Companies 1000 00 26 740 00 25 080 00 1 ,00000 26 740 00 25 780 00L5 La Co
1 1800 00 1! 179 95 4 792 00 800 00 2 9511 1 1 Z 4 , 76000
L5 c CorL., ! 116 00 19 , 594 00 69484 116 00, ..
I B 00 69020Mack-Cali Rea 500 00 19 700 00 16 530 00 5131/2011 Cast Adlist 500 00 222 96 19 47704 1] 345 00Merck 8 Co 1 000 00 47 750 00 76 010 00 1 . 000 00 43 750 00 37 700 00Merck 8 Co 1 000 00 2B 750 00 36 040 00 1 000 00 28 750 00 37 700 00Microsoft 2 000 00 7B 004 25 55 820 00 2 . 00000 79
.00425 51 920 00
Motorola Mobdi HoI8n Inc 1/4/2011 S pin-off 375 00 5 . 711 78 14 . 55000Motorola 6olutlons Inc 7 000 00 13 , 501 23 27 10 00 1/5/2011 71 Sp lit 42800 7 789 45 19 . 812 12W.die Co 1 500 00 9 235 00 23 000 1 500 00 9 235 00 20 790 00Pell Cor p 1 000 00 16 491.23 49 580 00 1 000 00 16 ,491 23 57 150 00Pfizer Inc 5 000 00 28 769 93 87 550 00 5 000 00 2B 769 93 108 200 00Phlll Mor 1. International 2 500 00 26 4390 146 725 00 2 . 5 00 00 26 .24390 196 200 00Plains Es lorotlon
'05501 . 42400 16 070 00 50000 1 424 00 18 360 00
Plum Creak Timber 1 000 00 21 745 00 ]7 450 00 3/]2011 3 000 00 83 596 02 105 . 341 02 109 . 6110 00OueaI Die nosbco 2 000 00 46 , 32473 107 9!0 00 2 000 00 16 324 7] 116 . 12000R eon Cu 1 000 00 19 , 11867 46 340 00 1 000 00 19 , 11567 48 380 00
RR Donnel ly & Sons 2 000 00 45 770 00 34 940 00 2 000 00 0045 , 3 7 28 850 00S mantec Corp 2 000 00 56829 33 480 00 2 000 00
6 8868 29 ] 1 300 00
S ro Inc 400 00 10 099 00 10 764 00 400 00 10 098 00 10 880 00Ter et 2 000 00 10 , 101 91 120 260 00 2 000 00 10 , 101 81 15222 00
Venzon Communication Inc 3/32011 3 000 00 110 , 362 98 110 362 B8 120 360 00Washin on Reel Estate 1 000 00 28172 00 30 990 00 1 000 00 28 . 472 00 27 350 00Waste Mane ment 1 ,812 00 84 , 872 85 fib 808 !4 1 812 00 84 872 85 59 270 52Wntnr Ener Inc
_ .3/32011 2 000 00 51 894 86 51 894 86 57 560 00
WTS S ec5o.,In Inc . I la 7(1 . ',(
WTS American International Grou 12412011 warrants 75 00 68 911 . 2 413 25%cel Energy Inc 1 000 00 23 717 50 23 550 00 3/3/1011 3 000 00 47 897 00 71 614 50 82 9200O
$ 1121 769 16 9 2460 298 86 !
1 ,963 , 968.77 7 03 698 67 6
ATTACHMENT A-2
Dextra Baldwin McGonagle FoundationBaldwin Stocker, LLCK-1 ActivityDecember 31, 2011
2011
Rental Income $ 16,800 00Interest Income 712 00Royalties 1 ,117,440 00
Operating Expenses (14,706 00)
ATTACHMENT B
Net Income $ 1,120,246.00
EIN: 13-6219236
Dextra Baldwin McGonagle Foundation Contributions, 2011
Organization Name Location Contribution Purpose
92nd Street Y NY, NY $ 5,000 General Operations
American Committee for Weizmann NY, NY $ 10,000 Scientific Research
American Society Technion NY, NY $ 35,000 Scholarships
Anti Defamation League NY, NY $ 5,000 General Operations
Archipelago Brooklyn $ 2,500 General Operations
Ballet Hispanico NY, NY $ 2,500 General OperationsBeth Israel Medical Center Foundation NY, NY $ 20,000 General Operations
Central Park Conservancy NY, NY $ 2,500 General Operations
Central Synagogue NY, NY $ 10,000 General Operations
Columbia Law School NY, NY $ 10,000 Scholarships
Congregation Emanuel of Westchester Rye, NY $ 1,000 General Operations
Coronado Schools Foundation Coronado, CA $ 15,000 Education
Demos NY, NY $ 25,000 General Operations
Dorot NY, NY $ 2,500 General Operations
Gina Gibney Dance NY, NY $ 2,500 General Operations
Greensburgh Civic Theatre Greensburgh, PA $ 3,000 General Operations
International Project on Terrorism NY, NY $ 25,000 General Operations
Jewish Museum NY, NY $ 5,000 General OperationsKevin Eidt Memorial Scholarship Fund Norwalk , CT $ 7,000 Scholarships
Lewisboro Library South Salem, NY $ 250 Education
Nat Allianace for the Mentally Ill - NYC Metro NY, NY $ 25,000 General Operations
Nat Allianace for the Mentally Ill - NY NY, NY $ 15,000 General Operations
Oberlin College Oberlin, OH $ 5,000 General Operations
Palms for Life Fund NY, NY $ 25 ,000 General Operations
Premier Health Care NY, NY $ 10,000 General Operations
Attachment CPage 1 of 2
EIN. 13-6219236
Organization Name
Retts Syndrome TrustRockefeller UniversitySouthern Poverty Law CenterStudio Six Theatre CompanyTahoe Heritage FoundationThe OsbornUC Berkeley Sch Pub HealthWestchester Land Trust
Total
Note: All Contributions were made to Public Charities
Location Contribution
Trumbell , CT $ 1,500NY, NY $ 111,000
Montgomery, AL $ 5,000NY, NY $ 500
South Lake Tahoe, CA $ 1,000Rye, NY $ 2,000
Berkeley, CA $ 2,000Bedford Hills , NY $ 100,000
$ 491,750
Purpose
General OperationsScientific ResearchGeneral OperationsGeneral OperationsGeneral OperationsGeneral OperationsGeneral OperationsLand Preservation
Attachment CPage 2 of 2