REPORT TO CONGRESS - Under Secretary of Defense for ...€¦ · REPORT TO CONGRESS DEPARTMENT OF...

REPORT TO CONGRESS

DEPARTMENT OF DEFENSE SALES OF SIGNIFICANT MILITARY EQUIPMENT TO FOREIGN ENTITIES

FISCAL YEARS 2006 AND 2007 June 2008

Office of the Under Secretary of Defense (Acquisition, Technology)

Background

Section 1231 of the John Warner National Defense Authorization Act for Fiscal Year 2007 (Public Law 109-364), requires the Secretary of Defense to submit an annual report to Congress on foreign military sales (FMS) and direct sales to foreign entities of significant military equipment manufactured in the United States during the preceding calendar year. The report is to identify for all sales of significant military equipment in excess of $2,000,000: (1) the nature of the equipment and the dollar value of the sales; (2) the country to which the equipment was sold; and (3) the manufacturer of the equipment and the State in which the equipment was manufactured. The law defines the term “significant military equipment” as having the meaning given the term in section 47(9) of the Arms Export Control Act (22 U.S.C. 2794(9) note).

The information requested by section 1231 is not stored in a single data base. The

Department of Defense is able to obtain and report information on FMS only. Information on direct commercial sales is available only through Department of State’s Licensing Division. While the State Department was able to provide most of the requested information on direct commercial sales, it does not track the State in which the equipment was manufactured and did not provide the manufacturer.

It should also be noted that the data required to satisfy the FMS reporting

requirements of section 1231 are not available in a readily accessible data base and must be requested from each of the Components on a manual data call basis. As a result, it took more time than anticipated to prepare this report. Accordingly, this report will address both the fiscal year 2006 and 2007 reporting periods. Further, although section 1231 requests data on a calendar year basis, the Department collects its data on a fiscal year basis. Therefore, the FMS data reflects FMS purchases in FY 2006 and 2007.

FMS Purchases

1. FY 2006

Fifty-three countries procured significant military equipment (SME) that exceeded $2,000,000 through the FMS system in FY 2006. The total value of these purchases was $3,912,001,805. These purchases were made through the Air Force, Army, and Navy. A detailed breakout of the purchases by military department, contract number, manufacturer, dollar value, type of hardware and state of performance is set forth in attachment 1. 2. FY 2007

Fifty countries procured significant military equipment (SME) that exceeded $2,000,000 through the FMS system in FY 2007. The total value of these purchases was $5,114,390,826. These purchases were made through the Air Force, Army, and Navy and Marine Corps. A detailed breakout of the purchases by military service, contract number, manufacturer, dollar value, type of hardware and state of performance is set forth in attachment 2.

Direct Commercial Sales 1. FY 2006 The United States State Department authorized $5,296,745,444 in direct commercial sales of reportable SME to 43 countries in FY 2006. A detailed breakout of the purchases by dollar value, and type of hardware is set forth in attachment 3. 2. FY 2007 We are still awaiting State Department’s input on the direct commercial sales authorized for FY 2007. A supplemental report will be submitted when we receive the data.

DIRECT COMMERCIAL SALES

Authorizations of SME greater than $2,000,000CY 2006

Caveats: 1. Data for Afghanistan includes equipment for U.S. troops stationed in country.2. Data for Iraq includes equipment for U.S. and allied troops in country as well as equipment destined for use by Iraqi nationals.3. The dollar value represents the total value for the authorization, which may include other items than what is described herein.

Commodity Total Country ITAR Citation Commodity

$26,000,000 Afghanistan

Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-aircraft, which are specifically designed, modified, or equipped for military purposes.

HH-1 helicopter

$19,008,000 Afghanistan

Category XI(b) Electronic systems or equipment specifically designed, modified, or configured for intelligence, security, or military purposes for use in search, reconnaissance, collection, monitoring, direction-finding, display, analysis and production of information from the electromagnetic spectrum and electronic systems or equipment designed or modified to counteract electronic surveillance or monitoring.

Electronic warfare system

Attachment 3

$6,663,679 Angola


Bell helicopter

$2,211,008 Australia Category III(a) Ammunition/ordnance. Explosive cartridges $2,211,008 Australia Category III(a) Ammunition/ordnance. Explosive cartridges $6,250,000 Australia Category III(a) Ammunition/ordnance. Explosive cartridges

$5,764,000 Australia

Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps.

Missiles



MK83 bombs

$13,852,780 Australia Category VIII(b) Military aircraft engines. Gas turbine engines

$3,572,460 Australia Category XI(a) Electronic equipment specifically designed, modified or configured for military use.



Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers and gyros.

Inertial navigation systems





Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and multi-mission satellites.

Commercial communications satellite

$2,340,000 Austria Category VIII(b) Military aircraft engines. T-56 jet engine

$46,107,188 Bahrain Category XI(a) Electronic equipment specifically designed, modified or configured for military use.

Radar system

$12,361,848 Belgium Category I(a) Nonautomatic and semi-automatic firearms to caliber .50 inclusive (12.7 mm).

Pistols and revolvers

$6,074,755 Brazil


Bell helicopter

$3,401,478 Canada Category III(a) Ammunition/ordnance. Explosive cartridges $6,072,241 Canada Category III(a) Ammunition/ordnance. Explosive cartridges

$160,000,000 Canada


Missiles

$3,975,636 Canada Category VII(f) Engines specifically designed or modified for military type armed or armored vehicles.

Diesel engines

$4,285,538 Canada Category VII(f) Engines specifically designed or modified for military type armed or armored vehicles.

Diesel engines

$844,272,773 Canada


Sikorsky helicopters

$2,119,000 Canada Category XI(a) Electronic equipment specifically designed, modified or configured for military use.

Target acquisition system

$5,000,000 Canada



$5,600,000 Central African Republic


C-130 aircraft

equipped for military purposes.

$2,646,510 Colombia

Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices.

Gen III night vision

$5,831,818 Denmark Category VIII(b) Military aircraft engines. Gas turbine engines

$10,043,679 Denmark Category XI(a) Electronic equipment specifically designed, modified or configured for military use.


$15,939,382 Dominican RepublicCategory VI(a) Warships, amphibious warfare vessels, landing craft, mine warfare vessels, patrol vessels and any vessels specifically designed or modified for military purposes

Patrol boat

$2,500,000 Germany Category III(a) Ammunition/ordnance. Cartridges .22 cal through .50 cal

$10,750,000

$8,000,000

Germany

Germany

Category III(a) Ammunition/ordnance.Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps.

Explosive cartridges

AMRAAM missiles

$20,000,200 Germany Category XI(a) Electronic equipment specifically designed, Inertial navigation systems

$40,691,376 Greece

modified or configured for military use. Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-aircraft, which are specifically designed, modified, or

Cessna aircraft

modified or configured for military use.

$2,493,600 Greece

Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices.


$6,400,000 Hungary

Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and

Missiles

blasting caps. $10,000,000

$3,000,000

Indonesia

Iraq

Category VIII(b) Military aircraft engines.Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other

T-56 jet engine

Armored personnel carriers

$3,000,000 Iraq

specialized military equipment or fitted with such items.Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other


$46,620,000 Iraq

specialized military equipment or fitted with such items.Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other


$15,000,000 Iraq

specialized military equipment or fitted with such items.Category XI(a) Electronic equipment specifically designed, Infrared viewers

$11,600,000 Iraq

modified or configured for military use. Category XI(a) Electronic equipment specifically designed, Radar system


$19,008,000 Iraq

Category XI(b) Electronic systems or equipment specifically designed, modified, or configured for intelligence, security, or military purposes for use in search, reconnaissance, collection, monitoring, direction-finding, display, analysis and production of information from the electromagnetic spectrum and electronic systems or equipment designed or modified to counteract electronic surveillance or monitoring.


$3,900,000 Iraq

Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet

Night vision goggles

devices.$2,240,440 Israel Category III(a) Ammunition/ordnance. Explosive cartridges $2,576,490 Israel Category III(a) Ammunition/ordnance. Explosive cartridges $16,451,214

$33,793,000

Israel

Israel

Category V(b) PropellantsCategory VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-aircraft, which are specifically designed, modified, or

Military explosives

Gulfstream aircraft

$71,712,050 Israel

equipped for military purposes. Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-aircraft, which are specifically designed, modified, or

Gulfstream aircraft

$4,455,095 Israel

equipped for military purposes. Category XI(a) Electronic equipment specifically designed, Radio sets

$3,715,966 Italy

modified or configured for military use. Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-aircraft, which are specifically designed, modified, or

Raven unmanned aerial vehicle

and gyros.

$352,400,000 Italy

Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-aircraft, which are specifically designed, modified, or

Tanker aircraft

equipped for military purposes. $3,912,000 Italy Category VIII(b) Military aircraft engines. Turbofan engines $4,581,858

$4,273,400

Italy

Italy

Category VIII(b) Military aircraft engines.Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet

Turbofan engines

Infrared viewers

$14,318,537 Italy

devices.


Infrared viewers

$7,200,000 Italy

devices.Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers

Gyroscopes

$9,982,000 Italy

and gyros. Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers


$10,500,000 Italy

and gyros. Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers


$10,858,000 Japan Category VIII(b) Military aircraft engines. Aircraft engines

$62,205,101 Japan

Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and

Patriot missiles

$14,840,000 Japan

blasting caps. Category IV(b) Launch vehicles and missile and anti-missile systems including but not limited to guided, tactical and MK41 vertical launching system

$99,000,000 Japan

strategic missiles, launchers, and systems.Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-aircraft, which are specifically designed, modified, or

AH-64D Apache helicopters

$11,310,202 Japan


Bell helicopter

$33,587,700 Japan


Search and rescue aircraft

$35,209,000 Japan


Search and rescue aircraft

$170,400,000 Japan


Tanker aircraft

equipped for military purposes. $2,460,155 Japan Category VIII(b) Military aircraft engines. Aircraft engines

and gyros.

$5,278,000 Japan

Category XIV(f) Equipment and its components, parts, accessories, and attachments specifically designed or modified for military operations and compatibility with military

Biological agent detection system

$65,525,970 Japan

equipment. Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and


$8,176,615 Kuwait

multi-mission satellites.Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other

HMMWVs

$80,400,000 Luxembourg

specialized military equipment or fitted with such items.Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and


multi-mission satellites.Category VII(f) Engines specifically designed or modified for $2,233,246 Mexico military type armed or armored vehicles.Category XI(a) Electronic equipment specifically designed,

Diesel engines

$26,670,000

$111,803,200

Mexico

Mexico

modified or configured for military use. Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and

Radar system


$4,109,203 Netherlands

multi-mission satellites.Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and

Missiles

$3,376,800 Netherlands

blasting caps. Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers

Gyroscopes

strategic missiles, launchers, and systems.

Category XI(a) Electronic equipment specifically designed, $6,987,399

$2,000,000

Norway

Norway

modified or configured for military use. Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet

Radar system

Infrared viewers

$2,575,000 Norway

devices.


Infrared viewers

$11,650,000 Norway

devices.


Infrared viewers

devices.Category XI(a) Electronic equipment specifically designed, $4,909,260

$6,226,423

Oman

Philippines

modified or configured for military use.

Category XII(b) Lasers specifically designed, modified or configured for military application including those used in military communication devices, target designators and range

Radar system


$2,100,000 Poland

finders, target detection systems, and directed energy weapons.

Category IV(b) Launch vehicles and missile and anti-missile systems including but not limited to guided, tactical and Missile launchers

$8,182,166 Singapore Category III(a) Ammunition/ordnance. Explosive cartridges

Category XI(a) Electronic equipment specifically designed, $3,119,810

$54,120,046

Poland

Poland

modified or configured for military use. Category XII(a) Fire control systems; gun and missile trackingand guidance systems gun range, position, height finders, spotting instruments and laying equipment; aiming devices (electronic, optic, and acoustic); bomb sights, bombing computers, military television sighting and viewing units, and

Radio sets

Target acquisition system

$3,668,000 Poland

periscopes.Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet

Night vision scopes

$6,800,000 Russia

devices.Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-aircraft, which are specifically designed, modified, or

Bell helicopter


$2,213,331 Saudi Arabia Category III(a) Ammunition/ordnance. Cartridges 20mm through 40mm

$13,333,321

$17,835,900

Saudi Arabia

Saudi Arabia

Category III(a) Ammunition/ordnance.Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and


Hellfire missiles

$2,100,000 Saudi Arabia

blasting caps. Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other

Military trucks

specialized military equipment or fitted with such items.

$3,170,448 Spain modified or configured for military use. Radio setsCategory XI(a) Electronic equipment specifically designed,

$120,450,000 Singapore

Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-aircraft, which are specifically designed, modified, or

Gulfstream aircraft

$322,643,881 Singapore

equipped for military purposes. Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than- Sikorsky helicoptersaircraft, which are specifically designed, modified, or equipped for military purposes.

$28,234,620

$14,014,500

Singapore

Singapore

Category XI(a) Electronic equipment specifically designed, modified or configured for military use. Category XII(a) Fire control systems; gun and missile trackingand guidance systems gun range, position, height finders, spotting instruments and laying equipment; aiming devices (electronic, optic, and acoustic); bomb sights, bombing computers, military television sighting and viewing units, and

Sonar systems

Periscopes

periscopes.$6,613,996 South Korea Category III(a) Ammunition/ordnance.

Category IV(b) Launch vehicles and missile and anti-missile Explosive cartridges

$24,207,135 South Korea systems including but not limited to guided, tactical and strategic missiles, launchers, and systems.

Missile launchers

$4,058,365 South Korea Category XI(a) Electronic equipment specifically designed, modified or configured for military use.

Direction finders

$2,730,000 South Korea Category XI(a) Electronic equipment specifically designed, modified or configured for military use.


$3,625,000 Spain Category XI(a) Electronic equipment specifically designed, modified or configured for military use.

Multi-mode radar

$3,140,044 Spain Category XI(a) Electronic equipment specifically designed, modified or configured for military use.

Radio sets

$19,892,071 Uganda modified or configured for military use. Radio setsCategory XI(a) Electronic equipment specifically designed,

$6,142,075 Sri LankaCategory II(a) Guns over caliber .50 (12.7mm), whether towed, airborne, self-propelled, or fixed, including but not Cannon systems

$35,500,000 Sweden

limited to, howitzers, mortars, cannons and recoilless rifles.

Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image

Infrared viewers

$3,859,906 Switzerland

intensification tubes, and infrared, visible and ultraviolet devices.Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as AMRAAM missiles

$51,000,000 Switzerland

launchers for such defense articles, and demolition blocks and blasting caps. Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than- F-18 fighter aircraftaircraft, which are specifically designed, modified, or

$13,313,305

$386,610,488

Taiwan

Turkey

equipped for military purposes. Category III(a) Ammunition/ordnance.Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-


Sikorsky helicopters

$6,460,000 Turkey

aircraft, which are specifically designed, modified, or equipped for military purposes. Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; Inertial navigation systems astro-compasses and star trackers and military accelerometers and gyros.

aircraft, which are specifically designed, modified, or equipped for military purposes.

$4,123,000 Ukraine

Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; Gyroscopesastro-compasses and star trackers and military accelerometers and gyros.

$3,112,765

$3,776,016

United Arab Emirates

United Arab Emirates

Category I(a) Nonautomatic and semi-automatic firearms to caliber .50 inclusive (12.7 mm).Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or

Machine guns

Military trucks

$180,250,000 United Arab Emirates

modified to accommodate mountings for arms or other specialized military equipment or fitted with such items.Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, Commercial communications

$110,933,648 United Kingdom

research satellites, navigation satellites, experimental and multi-mission satellites.Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as

satellite

AIM-120 missiles


launchers for such defense articles, and demolition blocks and blasting caps. Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as AIM-120 missiles


launchers for such defense articles, and demolition blocks and blasting caps. Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as Rockets


launchers for such defense articles, and demolition blocks and blasting caps. Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than- ASTOR aircraft

$3,000,010 United Kingdom Category XI(a) Electronic equipment specifically designed, modified or configured for military use.

Radio sets


Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than- ASTOR aircraft


aircraft, which are specifically designed, modified, or equipped for military purposes. Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than- ASTOR aircraft


aircraft, which are specifically designed, modified, or equipped for military purposes. Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than- ASTOR aircraft


aircraft, which are specifically designed, modified, or equipped for military purposes. Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than- ASTOR aircraftaircraft, which are specifically designed, modified, or

$2,700,000 United Kingdom equipped for military purposes. Category VIII(b) Military aircraft engines. Gas turbine engines


Electronic countermeasures equipment




Radar system


Radio sets

$8,000,000 Venezuela aircraft, which are specifically designed, modified, or Aircraft engines

$5,296,745,444 TOTAL



Infrared viewers


intensification tubes, and infrared, visible and ultraviolet devices.


Night vision scopes

intensification tubes, and infrared, visible and ultraviolet devices.Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; $9,441,838 United Kingdom astro-compasses and star trackers and military accelerometers and gyros. Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites,


Commercial communications $118,556,466 United Kingdom research satellites, navigation satellites, experimental and multi-mission satellites.Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites,

satellite

Commercial communications $118,556,466 United Kingdom research satellites, navigation satellites, experimental and multi-mission satellites.Category VIII(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones , and lighter-than-

satellite


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