Reliance Dual Advantage FTF- Plan B NFO Form

8/8/2019 Reliance Dual Advantage FTF- Plan B NFO Form

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Key Inormation Memorandum Cum Application Form orReliance Dual Advantage Fixed Tenure Fund - Plan B

Please reer complete details on all pages and scheme description / details while applying.

Broker / Agent Code Sub Broker / Sub Agent Code Date and Time of Receipt Registrar Serial No.

1th foor & 12th foor, One Indiabulls Centre, Tower 1, Jupiter Mills Compound, 841, Senapati Bapat Marg, Elphinstone Road, Mumbai - 400 013.

TO BE FILLED IN CAPITAL LETTERS. Pl. use one box for each letter, leaving one box blank between two words. Please tick whichever is applicable.

EXISTING FOLIO NO. Name of Sole / 1st Applicant

Name of Sole / 1st applicant/Minor/Karta of HUF/Non-Individual Mr. / Miss / Master / M/s. Date of Birth

PAN - Mandatory (Ref. Instruction No.10)

Pan1st applicant Attached Pan Proof [Are you KYC Compliant Please () Yes or No. ]

Pan2nd applicant Attached Pan Proof [Are you KYC Compliant Please () Yes or No. ]

Pan3rd applicant Attached Pan Proof [Are you KYC Compliant Please () Yes or No. ]

CONTACT DETAILS

Add 1

Add 2

Add 3

Country Pin

Mailing Address (Please provide complete address, P.O. Box alone is not adequate)

Name of Parent / Guardian in case of Minor / or Contact Person for Non-Individual applicants Mr. Mrs. Miss Relation with Minor/Designa

D D M M Y Y Y

Name of 2nd applicant Mr. Mrs. Miss Date of BirthD D M M Y Y Y

Name of 3rd applicant Mr. Mrs. Miss Date of BirthD D M M Y Y Y

Overseas Address (Mandatory for NRI/FII Applicants) Addess for Correspondence (for NRI Applicants only) Indian Fo

City Country Zip

Tel. No. STD Code ______________________________ Office _____________________ Residence ____________________________ Fax ______________________________

Mobile No. ____________________________________ E-mail ID. _________________________________________________________________________________________

ACkNOwLEDGEMENTReceived from __________________________________________________________________________________ an application for allotment of Units under Reliance

Advantage Fixed Tenure Fund - Plan B

OPTION

Growth Option Dividend Payout Option

Signature, Date & Stamp

Cheque / DD No. _________________________ Dated ___________________ Rs. ___________________ Drawn on ________________________________________________

Acceptance of the Application is subject to the application being complete in all respects and submission of the relevant required documents.

App. No.

App. No.

Unitholding Option - Demat Mode Physical Mode

DEMAT ACCOUNT DETAILS - (Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with any one of theDepository Participant. Ref. Instruction No.20) Demat Account details are compulsory if demat mode is opted above.

NationalSecuritiesDepositoryLimited

Depositoryparticipant Name __________________________________________

DP ID No.

Beneficiary Account No.

CentralDepositorySecuritiesLimited

Depositoryparticipant Name _________________________________________

Target ID No.I N

Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendby the distributor.

*E-MAIL COMMUNICATION

*If the investor has provided his E-mail Address in application Form or future communication shall be in the electronic mode.

State

District

City

APPLICANT INFORMATION

MODE OF HOLDING OCCUPATION STATUS INDIVIDUAL STATUS NON-INDIVIDUAL

( T i c k w h i c h e v e r

i s a p p l i c a b l e )

SingleJointAnyone or Survivor(s)Former or Survivor(In case of minor with

Joint Applicant

1st Applicant Resident IndianNRI

2nd Applicant Resident IndianNRI

3rd Applicant Resident IndianNRI

Partnership firm FIIs Society

AOP/BOI Banks FIs

Trust Company/Body Corporat

HUF Others _______________

Business Professional ServiceRetired Student HousewifeCivil Servant Politician Forex DealerCurrent/Former MP/MLA/MLC/Head of StateSenior Executive of State owned corporationStudent Political Party OfficialOthers

Reliance Dual AdvantageFixed Tenure Fund - Plan(A Close Ended Income Scheme

RDAFTFP-B-00001051

RDAFTFP-B-00001051

ARN- 25682



BANk ACCOUNT DETAILS MANDATORY (Refer Instruction No. 5)

A/c. type SB Current NRO NRE FCNR Account No.

Bank M A N D A T O R Y

BranchAddress M A N D A T O R Y

M A N D A T O R Y

BranchCity M A N D A T O R Y PIN M A N D A T O R Y

I.F.S.C. CodeM A N D A T O R Y M A N D A T O R9 Digit MICR Code

RMF will endeavour to provide payment of Dividend / Redemption / Refund(If any) through ECS,NEFT, Cheque, Demand Draft or Direct Credit into investors bank account whe

possible.

NOMINATION (Please see Instruction No. 15)

I/We _________________________________________________, ___________________________________________ and __________________________________________

(Unit holder 1) (Unit holder 2) (Unit holder 3)

do hereby nominate the person(s) more particularly described hereunder/and*/cancel the nomination made by me/us on the ________day of __________________________

in respect of the Units under Folio No. (* strike out which is not oapplica

Name and Address of Nominee(s) Dateof Birth

Date of Name and Address of Guardian Signature of Guardian Proportion (%) by which the units will be sharedeach Nominee (should aggregate to 100%)

(to be furnished in case the Nominee is a minor)

DECLARATION & SIGNATURE/S (Refer Instruction No. 7)

I/We would like to invest in Reliance Dual Advantage Fixed Tenure Fund - Plan Bsubject to terms of the Scheme Information Document and subsequent amendmentsthereto. I/We have read the instructions and the Scheme Information Document beforefilling the Application Form. I/We have understood the details of the scheme and I/We have not received nor been induced by any rebate or gifts, directly or indirectly, inmaking this investment.

The ARN holder has disclosed to me/us all the commissions (in the form of trail commissionor any other mode), payable to him for the different competing Schemes of various MutualFunds from amongst which the Scheme is being recommended to me/us.

APPLICABLE TO NRIs ONLY

I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroadthrough normal banking channels or from funds in my/our Non-Resident External/Ordinary Account/FCNR Account.

Place : _________________________________ Date : _____________________

SIGNATURE/S

Sole / 1st applicantGuardianAuthorised Signatory

2nd ApplicantAuthorised Signatory

3rd ApplicantAuthorised Signatory

CHECk LIST

Please ensure that:

Your Application Form is complete in all respect, Name, Address & contact detailsare mentioned in full, signed by all applicants.Bank Account Details are entered completely and correctly.Permanent Account Number (PAN) of all the applicants are mandatory. Pleaserefer to instruction no. 10 for details.For investment of Rs. 50,000 or above, investor needs to be KYC compliant.Appropriate Option is ticked.The Cheque / DD is drawn in favour of “Reliance Dual Advantage Fixed Tenure Fund -Plan B”, dated and duly signed.Application Number is mentioned on the reverse of the Cheque / DD.Documents as listed alongside are submitted along with the Application (asapplicable to your specific case).

Documents Companies Trusts Societies PartnershipFirms FIIs Investments throu

Constituted Attorn1. Resolution/Authorisation to invest 3 3 3 3 3

2. List of Authorised Signatories with SpecimenSignature(s)

3 3 3 3 3 3

3. Memorandum & Articles of Association 3

4. Trust Deed 3

5. Bye-Laws 3

6. Partnership Deed 3

7. Overseas Auditor’s Certificate 3

8. Notarised Power of Attorney 3

9. Proof of PAN 3 3 3 3 3 3

10.KYC Compliant 3 3 3 3 3 3

MODE OF PAYMENT / SUBSCRIPTION DETAILS MANDATORY (Refer Instruction No. 12)

Growth Option Dividend Payout Option Investment Amount Rs

Instrument Details: Cheque DD No.: Dated: Drawn on ______________________________________________________

Source of Funds: SB Current NRO NRE* FCNR* Rupee Draft purchased abroad* Other* Pl. Specify Account No. ________________________________

* Please attach a photocopy of instrument or Account Debit Certificate from Ban

Switch Over From (Scheme) ______________________________________________________________________________________________________________________

Plan: ________________________________ Option: _____________________________________ Amount Rs. Or Units

Sitch Over application to be submitted only at Designated Investor Service Centers of RMF (Refer the Instruction No. 21 )

Bank

MATURITY INSTRUCTION

Switch to Reliance Liquid Fund -Treasury Plan-Retail Plan - Growthoption (Default)

Proceeds to be dispatched / Credit to Bank A/c (as may be applicable

As a default mechanism, the Scheme shall be fully redeemed on the date of maturity and redemption proceeds shall be sitched to Reliance Liquid Fund - Treasury PlaRetail Plan - Groth Option. Investor can opt for having the payout on maturity at his/her designated ban account and the redemption or repurchase proceeds. The sshall be dispatched to the unitholders ithin 10 Business Days from the date of redemption or repurchase.



Key Inormation Memorandum cum Application FormReliance Dual Advantage Fixed Tenure Fund - Plan B

(A Close Ended Income Scheme)

(Oer or Sale o Units at Rs.10/- per unit during the New Fund Oer period)

SPONSORCorporate Ofce:Reliance Capital LimitedH Block, 1st Floor, Dhirubhai Ambani Knowledge City,Koparkhairne, Navi Mumbai - 400 710.Tel : 022 - 30327000, Fax. 022 - 30327202

TRUSTEEReliance Capital Trustee Co. LimitedCorporate Ofce:11th oor & 12th oor, One Indiabulls Centre,Tower 1, Jupiter Mills Compound,841, Senapati Bapat Marg, Elphinstone Road,Mumbai - 400 013.Tel No. - 022-30994600 Fax No. - 022-30994699

INVESTMENT MANAGERCorporate Ofce:Reliance Capital Asset Management Limited11th oor & 12th oor, One Indiabulls Centre,Tower 1, Jupiter Mills Compound,841, Senapati Bapat Marg, Elphinstone Road,

Mumbai - 400 013.Tel No. - 022-30994600 Fax No. - 022-30994699

REGISTRARKarvy Computershare Pvt. Ltd.Madhura Estate,Municipal No.1-9/13/C,Plot No.13 & 13C,Survey No.74 & 75,Madhapur Village,Serlingampally Mandal & Municipality,R.R.District, Hyderabad - 500 081.Tel: 040-40308000 Fax: 040-23394828

CUSTODIANDeutsche Bank A.G.Kodak House, 222, Dr. D.N. Road, Mumbai - 400 001

AUDITORS TO THE SCHEMEHaribhakti & Co.Chartered Accountants42, Free Press House, Nariman Point, Mumbai - 400 021

E-mail : [email protected]‘Touchbase’ [Customer Helpline] 3030 1111Investors using mobile phones need to prefx STD Code o theirrespective city beore 3030 1111.

MTL/BSNL subscribers need to dial 022 - 3030 1111.Overseas callers need to dial 91 - 22 - 3030 1111.Website: www. reliancemutual.com

REGISTERED OFFICE

Reliance Capital Asset Management Limited/Reliance Capital Trustee Co. Limited“Reliance House”, Nr. Mardia plaza, O. C.G. Road, Ahmedabad 380006

This Key Inormation Memorandum (KIM) sets orth the inormation, which a prospective investor ought to know beore investing. For urther detailsthe scheme/Mutual Fund, due diligence certifcate by the AMC, Key Personnel, investors’ rights & services, risk actors, penalties & pending litigationetc. investors should, beore investment, reer to the Scheme Inormation Document and Statement o Additional Inormation available ree o cost any o the Investor Service Centres or distributors or rom the website www.reliancemutual.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board o India (Mutual Funds) Regulations 1996, as amendtill date, and fled with Securities and Exchange Board o India (SEBI). The units being oered or public subscription have not been approved disapproved by SEBI, nor has SEBI certifed the accuracy or adequacy o this KIM.Disclaimer:“As required, a copy of this Scheme formation Document has been submitted to National Stoc Exchange of India Limited (hereinafter referred as NSE). NSE has given vide its letter NSE/LIST/136493-6 dated April 29, 2010 permission to the Mutual Fund to use the Exchange’s name in thScheme Information Document as one of the stoc exchanges on hich the Mutual Fund’s units are proposed to be listed subject to, the Mutual Fufulfilling the various criteria for listing. The Exchange has scrutinized this Scheme Information Document for its limited internal purpose of decidinon the matter of granting the aforesaid permission to the Mutual Fund. It is to be distinctly understood that the aforesaid permission given by NSshould not in any ay be deemed or construed that the Scheme Information Document has been cleared or approved by NSE; nor does it in any mannarrant, certify or endorse the correctness or completeness of any of the contents of this Scheme Information Document; nor does it arrant that tMutual Fund’s units ill be listed or ill continue to be listed on the Exchange; nor does it tae any responsibility for the financial or other soundneof the Mutual Fund, its sponsors, its management or any scheme of the Mutual Fund. Every person ho desires to apply for or otherise acquire anunits of the Mutual Fund may do so pursuant to independent inquiry, investigation and analysis and shall not have any claim against the Exchanhatsoever by reason of any loss hich may be suffered by such person consequent to or in connection ith such subscription /acquisition hethby reason of anything stated or omitted to be stated herein or any other reason hatsoever.”

Scheme Duration Ne Fund Offer Opens Ne Fund Offer Closes

Reliance Dual AdvantageFixed Tenure Fund - Plan B

3 Years rom the date o allotment 29th September 2010 12th October 2010

INSTRUCTIONS TO HELP YOU COMPLETE THE MAIN APPLICATION FORM1. Please read the Key Inormation Memorandum and the Scheme Inormation Document o Reliance Dual Advantage Fixed Tenure Fund - Plan B careully be

investing. All applicants are deemed to have read, understood and accepted the terms subject to which this oer is being made and bind themselves to the terupon signing the Application Form and tendering payment.

2. The application orm must be flled in English in BLOCK letters using Black or Dark Blue Colored ink. Incomplete applications are liable to be rejected. Ple

reer to the checklist at the bottom o the application orm to ensure that the requisite details and attachments have been provided. This will help in avoidprocessing delays and / or rejection o your Application Form.

3. The Applicants’ name and address must be given in ull (P.O. Box No. alone is not sufcient). In case o multiple applicants, all communication and paymetowards dividend / redemption will be made in the name o / avoring frst applicant only. I the frst applicant is a minor, the name o the Guardian who wsign on behal o the minor should be flled in the space provided. Please fll in your date o birth as this may be required or validating your identity or certtransactions/communication. Also, please provide Telephone No./E-mail Id. o the frst applicant, so as to acilitate aster and efcient communication.

4. The Minimum investment amount or Reliance Dual Advantage Fixed Tenure Fund - Plan B under all Plan is Rs. 5,000 per option and in multiples o Rethereater.

5. As per the SEBI guidelines, it is mandatory or investors to mention their bank account details in the application orm. In the absence o the bank details tapplication orm will be rejected.

6. In case o non-individual applicants, i.e. HUF / Companies / AOP / BOI / Trusts / Societies / FIIs etc. the name, email-ID and telephone number o the contperson to whom the correspondence should be addressed to should be provided.

I the investor(s) has/have provided his/their email address in the application orm or any subsequent communication in any o the olio belonging to the investor(RMF/Asset Management Company reserves the right to use Electronic Mail (email) as a deault mode to send various communication which include accostatements or transactions done by the investor(s). The investor(s) may request or a physical account statement by writing or calling RMF’s Investor Service CentRegistrar & Transer Agent. In case o specifc request received rom the investor(s), RMF shall endeavor to provide the account statement to the investor(s) with5 working days rom the receipt o such request. RMF shall comply with SEBI Circular No. IMD/CIR/12/80083/2006 dates November 20, 2006 with respto dispatch o the account statement.



7. Signatures should be in English or in any other Indian language. Thumb impressions must be attested by a Judicial Magistrate/Notary Public under his/her ofseal. In case o HUF, the Karta should sign on behal o the HUF. Authorised signatories, signing on behal o a Co./Body Corp./ Society/Trust etc. should sunder their ofcial designation. A list o Authorised Signatories with their names & designations duly certifed /attested by the bankers should be attached wthe application orm.

8. In case the application is made under a Power o Attorney (PoA), a duly certifed copy thereo duly notarised should be submitted with the application. The Pdocument should contain the signatures o both the Applicant & the constituted Attorney.

9. Application made by a Limited Company or by a Body Corporate or a registered Society or a Trust, should be accompanied by a copy o the relevant resolution or authoto make the application, as the case may be, alongwith a certifed copy o the Memorandum and Articles o Association or Trust Deed / Bye Laws / Partnership Dewhichever is applicable.

10. Permanent Account Number (PAN) As per SEBI circular number MRD/DoP/Cir- 05/2007 dated April 27, 2007, PAN shall be the sole identifcation number or all participatransacting in the securities market, irrespective o the amount o transaction w.e.. July 2, 2007.

Accordingly, it is mandatory or investor’s to provide their PAN alongwith a sel attested copy o PAN card.

I the investment is being made on behal o a minor, the PAN o the minor or ather or mother or the guardian, who represents the minor, should be provided.

Applications received without PAN/PAN card copy will be rejected.

11. Prevention ention o Money Laundering & Know Your Customer (KYC):

W.e. 01st Feb 2008 it is mandatory or all applications or subscription o value o Rs.50,000/- above to quote the KYC Compliance Status o each applicant (guardin case o minor) in the application or subscription and attach proo o KYC Compliance viz. KYC Acknowledgement Letter (or the erstwhile Mutual Fund IdentifcatNumber* (MIN) Allotment Letter). The KYC Status will be validated with the records o the Central Agency beore allotting the units. Reliance Mutual Fund will not be hresponsible and /or liable or rejection o KYC Form, i any, by the Central Agency. Applications or subscriptions o Value o Rs. 50,000/- and above without a valid Kcompliance may be rejected. Provided urther, where it is not possible to veriy the KYC Compliance status o the investor at the time o allotment o units, the TrustAMC shall veriy the KYC compliance status o the investor within a reasonable time ater the allotment o units. In the event o non compliance o KYC requirements, Trustee/AMC reserves the right to reeze the olio o the investor(s) and aect mandatory redemption o unit holdings o the investors at the applicable NAV, subjectpayment o exit load, i any.

All investors (both individual and non- individual) can apply or KYC compliance. However, applications should note that minors cannot apply or KYC compliance and ainvestment in the name o minors should be through a Guardian, who should be KYC compliant or the purpose o investing with a Mutual Fund. Also applicants/ uholders intending, to apply or units currently holding units and operating their Mutal Fund olios through a Power o Attorney (PoA) must ensure that the issue o PoA athe holder o the PoA must mention their KYC compliance status at the time o investment, i such investment(s) are above the prescribed threshold limit. PoA holders not permitted to apply or KYC compliance on behal o the issuer o the PoA, Separate procedures are prescribed or change in name, address, and other KYC related detashould the applicant desire to change such inormation, POS will extend the services o eecting such changes.

* Valid only where investors who have already obtained the erstwhile Mutual Fund Identifcation Number (MIN) by submitting the PAN copy as the proo o identity.

For details on “Prevention o Money Laundering & Know Your Customer” please reer to Scheme Inormation Document.

12. Payment should be made by a single cheque/DD and must be payable locally, in the city where the ofcial collection centre o RMF is located / where the applicatiosubmitted. Out station cheques/DDs or cash will not be accepted.

The applications (including Switches/transers rom other eligible Reliance Mutual Fund Schemes / Plans) will be accepted at all the Designated Investor Service Cento Reliance Mutual Fund (i.e. Branches o Reliance Capital Asset Management Limited & Karvy Computershare Private Limited) mentioned in the KIM.

The Cheque/DD should be crossed/marked “Account payee” and drawn in avour o “Reliance Dual Advantage Fixed Tenure Fund - Plan B”

13. Please mention the application serial no. on the reverse o the cheque/demand drat tendered with the application.

14. In case payment is made through Indian Rupee drat purchased abroad or rom FCNR / NRE A/c., an Account Debit Certifcate rom the Bank issuing the drat, confrmthe debit should be submitted. For subscription made by NRE / FCNR Account cheques, the application orms must be accompanied with a photocopy o the chequeAccount Debit Letter / Certifcate rom the bankers.

15. Nomination:

(a) Nomination acility is available to individuals applying on their own behal i.e. singly or jointly.

(b) Only one person, resident or NRI, including minors, can be nominated. Nomination can also be in avour o the Central Government, State Government, a local authoany person designated by virtue o his ofce or a religious or charitable trust.

(c) Nomination o an NRI is subject to requirements, i any, prescribed by RBI and SEBI rom time to time.

(d) Nomination can be changed at any time during the currency o the investment by the same persons who have made the nominations.

(e) Unitholder being either parent or lawul guardian on behal o a minor and an eligible institution, societies, bodies corporate, HUF, AoPs, BoIs and partnership fr

shall have no right to make any nomination.() The nominee shall not be a trust (other than a religious or charitable trust), society, body corporate, partnership frm, karta o HUF or power o attorney holder.

(g) On registration o nomination a suitable endorsement shall be made on the statement o account or in the orm o a separate letter.

(h) The acility o nomination is available to a unitholder under SEBI (MFs) Regulations and guidelines issued by SEBI rom time to time.

(i) Nomination in respect o units stands rescinded, upon the transer o units.

(j) On cancellation o nominations, the nomination shall stand rescinded and RMF shall not be under any obligation to transer the units in avour o the nominee

(k) Where a nomination in respect o any unit has been made, the units shall, on the death o the unitholder(s), vest in the nominee and on compliance o necessormalities the nominee shall be issued a SOA in respect o the units so vested subject to any charge or encumbrance over the said units. Nominee would be ablehold the units provided he is otherwise eligible to become a unitholder o the scheme.

(l) Where there are two or more unitholders one o whom has expired the title to units shall vest in the surviving unitholder(s) who may retain the nomination or chaor cancel the same. However, non-expression o desire to change or substitute the nominee by surviving unitholder shall be deemed to be the consent o survivunitholder or the existing nomination.

(m) Transmission made by the AMC as aoresaid, shall be a ull discharge to the AMC rom all liabilities in respect o the said units.

(n) The Maximum number o Nominees shall be limited to 3(three).

16. In case o NRI/FII investors the Account Statements and other correspondence will be sent to the mailing address mentioned. The Redemption cheques and dividend warrawill be sent to the bankers directly.

17. Investors desirous o receiving documents through email need to indicate such option by ticking the relevant box provided in the application orm.18. All applications are accepted subject to detailed scrutiny and verifcation. Applications which are not complete in all respects are liable or rejection, either at the collect

point itsel or subsequently ater details scrutiny/verifcation at the back ofce o the registrars.

19. Please contact your nearest Investor Service Centre or write to the Registrars, Ms. Karvy Computershare Pvt. Ltd., Madhura Estate, Municipal No.1-9/13/C, Plot No.13 & 1Survey No.74 & 75, Madhapur Village,Serlingampally Mandal & Municipality, R.R.District, Hyderabad - 500 081. or send an email to [email protected] o non-receipt o account statement within 30 days rom the date o submission o the application.

20. The Unit holders are given an Option to hold the units by way o an Account Statement or in Dematerialized (‘Demat’) orm. Unit holders opting to hold the units in demorm must provide their Demat Account details in the specifed section o the application orm. The Unit holder intending to hold the units in Demat orm are requiredhave a benefciary account with the Depository Participant (DP) (registered with NSDL / CDSL as may be indicated by the Fund at the time o launch o the Plan) and be required to indicate in the application the DP’s name, DP ID Number and the benefciary account number o the applicant with the DP. Applicants must ensure that sequence o names as mentioned in the application orm matches that o the account held with the Depository Participant. Client ID, Names, Address and PAN detaother KYC norms mentioned in the application orm Depository master. Only those applications where the details are matched with the depository data will be treatedvalid applications. I the details mentioned in the application are incomplete/incorrect, not matched with the depository data, the application shall be treated as invalid ashall be liable to be rejected. In case Unit holders do not provide their Demat Account details, an Account Statement shall be sent to them. Such investors will not be ato trade on the National Stock Exchange o India Limited (NSE) and / or any other recognised stock exchange where the units are listed, till the holdings are convertedto demat orm.

21. The units rom the Transeror Scheme will be switched in to the Reliance Dual Advantage Fixed Tenure Fund - Plan B subject to provisions mentioned in the ScheInormation Document o the Transeror Scheme. The units in the Transeree Scheme i.e. Reliance Dual Advantage Fixed Tenure Fund - Plan B will be allotted at the NeFund Oer Price o the Scheme on the allotment date.

Instructions continued



INVESTMENT OBJECTIVE -

The Scheme seeks to generate returns and reduce interest rate volatility, through aportolio o fxed income securities that are maturing on or beore the maturity o theScheme along with capital appreciation through equity exposure.

ASSET ALLOCATION PATTERN OF THE SCHEME:

Instruments Indicative asset allocation(% o total assets)

Risk Profle

Maximum Minimum

Debt Securities & MoneyMarket Instruments*#

95 80 Low to Medium

Equities & Equity LinkedInstruments#

20 5 Medium to High

*Debt Securities will also include Securitized Debt, which may go up to 40% o theportolio.

# including investments in ADR/GDR/Foreign Securities up to 40% o the equity/ debtportion, exposure in derivatives up to a maximum o 40%.

The maturity o the securities will be in line with the maturity profle o the scheme.The investment manager would have the exibility to invest the debt component intooating rate debt securities in order to reduce the impact o rising interest rates inthe economy. The scheme may invest in government securities, or securities whichare supported by the Central or a State Government, up to the extent o its debt/money market allocation. The equity component o the scheme will primarily ocus oncompanies that have demonstrated characteristics such as market leadership, strong

fnancials and quality management, and have the potential to create wealth or theirshareholders by delivering steady perormance through the ups and downs o the market.The scheme will not invest in debt securities that may have a coupon or payout linkedto the perormance o an equity/equity index as an underlying (popularly known as‘equity linked debentures’)

Derivatives may be used to create synthetic fxed rate bond/ oating rate bonds. Grossinvestments in securities under the Scheme which includes equities equity linkedinstruments/securities, debt securities Money Market Instruments and derivatives willnot exceed 100% o the net assets o the Scheme.

The above is only indicative and the trustees reserve the right to change the abovepattern in the interest o the investors depending on the market conditions and willendeavor to rebalance the portolio in tune with the aoresaid asset allocation patternwithin 1 month o deviation, i any.

The total debt/equity derivative exposure under all the plans would be restricted to40% o the net assets o the scheme. The Scheme will not make investments in Equity

linked Debentures,Duration: 3 years rom the date o allotment

The maturity period will be calculated rom the date o allotment o units. Howeveri the maturity date alls on a non working day, the succeeding working day shall beconsidered or the purpose o maturity date.

RISk PROFILE OF THE SCHEME:

Mutual Fund Units involve investment risks including the possible loss o principal. Pleaseread the SID careully or details on risk actors beore investment. Scheme specifc RiskFactors are summarized below:

i) Schemes investing in Bonds:

Interest Rate Ris: As with all debt securities, changes in interest rates will aect theScheme’s Net Asset Value as the prices o securities generally increase as interest ratesdecline and generally decrease as interest rates rise.

Liquidity or Maretability Ris: This reers to the ease at which a security can be soldat or near its true value.

Credit Ris: Credit risk or deault risk reers to the risk which may arise due to deaulton the part o the issuer o the fxed income security (i.e. will be unable to make timelyprincipal and interest payments on the security).

Reinvestment Ris: This risk reers to the interest rate levels at which cash ows receivedrom the securities in the Scheme or rom maturities in the Scheme are reinvested.

(ii) Riss associated ith investing in Equities

Equity and Equity related instruments on account o its volatile nature are subject toprice uctuations on daily basis. This may have adverse impact on individual securities/sector and consequently on the NAV o Scheme.

The inability o the Scheme to make intended securities purchases and the the inabilityto sell securities held in the schemes por tolio may result, at times, in potential lossesto the scheme. Trading olumes, settlement periods and transer procedures may restrict

the liquidity o the investments. The AMC may invest in unlisted securities that oattractive yields within the regulatory limit. This may however increase the risk o tportolio as these unlisted securities are inherently illiquid in nature and carry larliquidity risk as compared to the listed securities or those that oer other exit optito the investors.

(iii)Riss associated ith investing in foreign Securities

The Fund may invest in overseas equities / ADR’s / GDR’s with the approval o RBI/SEsubject to such guidelines as may be issued by RBI/SEBI. The net assets, distributiand income o the scheme may be aected adversely by uctuations in the valuecertain oreign currencies relative to the Indian Rupee to the extent o investmein these securities. Repatriation o such investment may also be aected by chanin the regulatory and political environments. The scheme’s NAV may also be aec

by a uctuation in the general and specifc level o interest rates internationally, or change in the credit profles o the issuers.

(iv)Ris associated ith Short Selling & Securities Lending

In case the Scheme undertakes stock lending under the Regulations, it may, at timbe exposed to counter party risk and other risks associated with the securities lendiShort positions carry the risk o losing money and these losses may grow theoreticunlimited i the price increases without limit and shall result into major losses in tportolio.

(v) Riss associated ith Investing in Derivatives

Derivatives require the maintenance o adequate controls to monitor the transactioentered into, the ability to assess the risk that a derivative adds to the portolio athe ability to orecast price or interest rate movements correctly. There is a possibithat a loss may be sustained by the portolio as a result o the ailure o anotparty (usually reerred to as the “counterparty”) to comply with the terms o

derivatives contract. Other risks in using derivatives include the risk o mispricingimproper valuation o derivatives and the inability o derivatives to correlate perewith underlying assets, rates and indices.

Derivative products are leveraged instruments and can provide disproportionate gaas well as disproportionate losses to the investor.

The risks associated with the use o derivatives are dierent rom or possibly greathan, the risks associated with investing directly in securities and other traditioinvestments.

(vi) Riss associated ith Investing in Securitized Debt

As with any other debt instrument, investments in Securitized Debt has Credit RLiquidity Risk, Price Risk / Interest Rate Risk.

Specific Ris Factors - Credit And Rating Downgrade Risk, Prepayment And ForeclosuRisk or Senior PTC Series, Prepayment And Foreclosures Risk or Senior PTC SerServicing Agent Risk, Co-mingling Risk, Bankruptcy o the Seller.

(vii) Riss associated ith Listing of Units

Listing o the units o the und does not necessarily guarantee their liquidity and thcan be no assurance that an active secondary market or the units will develop ormaintained. Consequently, the Fund may quote below its ace value / NAV.

There have been times in the past, when settlements have been unable to keep pace wthe volume o securities transactions, making it difcult to conduct urther transactioDelays or other problems in settlement o transactions could result in temporary periwhen the assets o the Scheme are not invested and no return is earned thereon.

The liquidity and valuation o the Scheme’s investments due to its holdingsunlisted securities may be aected i they have to be sold prior to their target datedivestment

Plans and Options

Reliance Dual

Advantage FixedTenure Fund -Plan B }

Groth OptionDividend Payout Option

Applicable Net Asset Value

For Purchases including switch-ins:

The Units o the Scheme will not be available or subscriptions / switchater the closure o NFO Period.For Redemptions including switch-outs

No redemption/repurchase o units shall be allowed prior to the maturo the scheme. Investors wishing to exit may do so by selling their units through stexchanges. The scheme shall be ully redeemed on the date o maturity and redemptproceeds shall be dispatched within 10 business days, subject to availability o all relevdocuments and details.



PERFORMANCE OF THE SCHEME: This scheme is a new scheme and does not have any performance track record

EXPENSES OF THE SCHEME

Initial Issue Expenses: The initial issue expenses for all plans of Reliance Dual Advantage Fixed Tenure Fund - Plan B shall be borne by the AMC from Retained Earning.

Recurring Expenses : As per SEBI (Mutual Funds) Regulations, the maximum expenses that can be charged to a debt scheme are as follows:

*Recurring Expenses Particulars** % o Net Assets

Net Assets MaximumExpenses (%)

Investment Management & Advisory Fee 1.00

Custodial Fees 0.02

Upto Rs. 100 crores 2.25% Registrar & Transer Agent Fees including cost related to providing accounts statement,dividend/redemption cheques/warrants etc.

0.04

Next Rs. 300 crores 2.00% Marketing & Selling Expenses including Agents Commission and statutory advertisement 0.40

Next Rs. 300 crores 1.75% Brokerage & Transaction Cost pertaining to the distribution o units 0.40

Balance 1.50% Audit Fees / Fees and expenses o trustees 0.02

Costs related to investor communications 0.01

Costs o und transer rom location to location 0.01

Other Expenses 0.35

Total Recurring Expenses 2.25

Investors are requested to note that w.e.f December 11, 2008, listing fees is a permissible expense which will be charged to the scheme within the above mentioned limits

under Regulation 52(4).* Expenses on an ongoing basis will not exceed the above percentage of the daily or average weekly net assets or such maximum limits as may be specified by SEBI Regulations from timto time.

** These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Tyof expenses charged shall be as per the SEBI (MF) Regulations. Please read the Scheme Information Document for details.

LOAD STRUCTURE ENTRY LOAD EXIT LOAD

Reliance Dual Advantage Fixed Tenure Fund - Plan B Nil Nil

In accordance with the requirements specifed by the SEBI circular no. SEBI/IMD/CIR No.4/168230/09 dated June 30, 2009 no entry load will be charged or purchaseadditional purchase / switch-in accepted by RMF with eect rom August 01, 2009. The upront commission on investment made by the investor, i any, will be paid to the AHolder (AMFI registered Distributor) directly by the investor, based on the investor’s assessment o various actors including service rendered by the ARN Holder.

wAIVER OF LOAD FOR DIRECT APPLICATIONS

Pursuant to SEBI circular No. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009, no entry load shall be charged or all the mutual und schemes. Thereore the proceduor the waiver o load or direct application is no longer applicable.

DISPATCH OF REPURCHASE (REDEMPTION) REQUEST

No redemption/repurchase of units shall be allowed prior to the maturity of the scheme. Investors wishing to exit may do so by selling their units through stock exchanges. The scheshall be fully redeemed on the date of maturity and redemption proceeds shall be dispatched within 10 business days, subjec t to availability of all relevant documents and details.

Dematerialization:

The Unit holders are given an Option to hold the units by way of an Account Statement (Physical form) or in Dematerialized (‘Demat’) form. Mode of holding shall be cleaspecified in the KIM cum application form. Unit holders holding the units in physical form will not be able to trade or transfer their units till such units are dematerialized.

Unit holders opting to hold the units in demat form must provide their Demat Account details in the specified section of the application form. The Unit holder intending to hthe units in Demat form are required to have a beneficiary account with the Depository Participant (DP) (registered with NSDL / CDSL as may be indicated by the Fund at ttime of launch of the plan) and will be required to indicate in the application the DP’s name, DP ID Number and the beneficiary account number of the applicant with the DIn case Unit holders do not provide their Demat Account details, an Account Statement shall be sent to them. Such investors will not be able to trade on the stock exchantill the holdings are converted in to demat form..BENCHMARk INDEX: CRISIL MIP Blended Index.DIVIDEND POLICY: Dividend will be distributed from the available distributable surplus after the deduction of the dividend distribution tax and the applicable surcharge, if anThe Mutual Fund is not guaranteeing or assuring any dividend. Please read the Scheme Information Document for details. Further payment of all the dividends shall be in compance with SEBI Circular No. SEBI/IMD/CIR No. 1/64057/06 dated 4/4/06.NAME OF THE FUND MANAGER: Mr. Sailesh Raj Bhan & Anju ChajjerNAME OF THE TRUSTEE COMPANY: Reliance Capital Trustee Co. Limited

MINIMUM APPLICATION AMOUNT/ NUMBER OF UNITS

PURCHASE REPURCHASE (Redemption)

The Minimum investment amount for Reliance Dual Advantage Fixed Tenure Fund -Plan B is Rs. 5,000 per option and in multiples of Re. 1 thereafter.Since the Schemeis a close ended scheme, unit s can be subscribed for, only during the New Fund offerperiod of the Scheme.

No redemption/repurchase of units shall be allowed prior to the maturity of the schemInvestors wishing to exit may do so by selling their units through stock exchanges. The schemshall be fully redeemed on the date of maturity and redemption proceeds shall be dispatchewithin 10 business days, subject to availability of all relevant documents and details.

TAX TREATMENT FOR THE INVESTORS (UNITHOLDERS): Investors are advised to refer to the details in the Statement of Additional Information and al so independenrefer to his tax advisor.

FOR INVESTOR GRIEVANCES PLEASE CONTACT :karvy Computershare Pvt. Ltd. :- Madhura Estate,Municipal No.1-9/13/C, Plot No.13 & 13C,Survey No.74 & 75, Madhapur Village,

Serlingampally Mandal & Municipality, R.R.District, Hyderabad - 500 081. Tel: 040-40308000 Fax: 040-23394828

Reliance Mutual Fund :- 11th oor & 12th oor, One Indiabulls Centre, Tower 1, Jupiter Mills Compound, 841, Senapati Bapat Marg, Elphinstone Road, Mumbai - 400 01Tel No. - 022-30994600 Fax No. - 022-30994699

UNITHOLDERS’ INFORMATION :

Accounts statement (on each transaction), Annual fnancial results and Hal yearly portolio disclosure shall be provided to investors by post or published as per SERegulations.

Date : 15 September, 2010 RMF/R&T/APP/VER 1.0/09-03-

Daily Net Asset Value (NAV) Publication: The NAV shall be computed on daily basis. It shall be published at least in two daily newspapers at intervals of not exceeding one weIt shall be uploaded on the AMFI website, www.amfiindia.com and Reliance Mutual Fund website i.e. www.reliancemutual.com on a daily basis.Since the Scheme is proposed to be listed on National Stock Exchange o India Limited (NSE) and / or any other recognised stock exchange, the listed price would be applicaon the NSE and / or of the respective Stock Exchange.

Reliance Dual Advantage FTF- Plan B NFO Form

Documents

Transcript of Reliance Dual Advantage FTF- Plan B NFO Form