REDUCE YOUR AML COMPLIANCE WORKLOAD

AML SOLUTION

$8.83B IN FORFEITURES ON BNP

• $140 million in fines• BNP sentenced to five years probation• Said to be functioning as the “central bank for

the government of Sudan”• Heavy fines were meant to act as a warning to

other financial institutions

These fines could have been even higher – this sentence was imposed following the terms of a

heavily negotiated plea deal.

HSBC PAYS £28M IN FINES

• Seized 10 years of files from compliance team• “Organizational failings” found at fault for AML

violations• Imposed after a previous $1.9 billion fine for its

role in aiding money laundering by Mexican drug cartels

Despite previous heavy fines and changes, HSBC was still unable to avoid new penalties.

If you don’t meet the legal requirements, you will face hefty fines, reputational damage and

criminal charges.

AML COMPLIANCE IS OVERWHELMING

You can maintain compliance all within a single platform.

CASEWARE AML COMPLIANCE SOLUTION

QUICKLY FIND SUSPICIOUS TRANSACTIONS

LIKE DORMANT ACCOUNT ACTIVATION…

KEEP COMPLETE PICTURE OF CUSTOMERS

RISK SCORES AUTOMATICALLY UPDATED

CUSTOMER RISK PROFILE UPDATE

PERIODIC SCREENING FOR HIGH-RISK CUSTOMERS

STOP HIGH-RISK TRANSACTIONS WITH REAL-TIME SCREENING

SANCTIONS LIST ALERT

BE ASSURED WITH WORLD-CHECK DATA

AUTOMATICALLY GENERATE REGULATORY REPORTS

SUBMIT REPORTS ELECTRONICALLY

Don’t let your compliance program control your life. Instead, create a culture of compliance within your

organization.

INVESTIGATE WHAT MATTERS

Easily single out and focus on high risk alerts that require your immediate

attention.

PERFORM DUE DILIGENCE ON HIGH-RISK ITEMS

USE WORKFLOWS FOR WORK ITEMS

DATA ANALYTICS MAKES COMPLIANCE EASIER

DASHBOARDS: VISUALIZE YOUR PROGRAM

DASHBOARDS: VISUALIZE YOUR PROGRAM

MUCH TO GAIN FROM ONE PLATFORM

Single Platform to help easily oversee all of your compliance requirements.Complete Picture of all your AML risks and dataOptimal process to help engage all stakeholders in compliance efforts.

IT’S TIME TO TAKE CONTROL OF YOUR COMPLIANCE PROGRAM

www.casewareanalytics.com aml@caseware.com

REDUCE YOUR AML COMPLIANCE WORKLOAD

AML SOLUTION