Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 SUSAN KUPFER #14172 4 GLANCY BINKOW & GOLDBERG LLP 455 Market Street, Suite 181 0 San Francisco , California 94105 Telephone : (415) 972-8160 Facsimile : (415) 972-816 6 -and- LIONEL Z . GLANCY #134180 GLANCY BINKOW & GOLDBERG LLP 1801 Avenue of the Stars , Suite 31 1 Los Angeles, California 90067 Telephone: ( 310) 201-9150 Facsimile : (310) 201-9160 Liaison Counsel for Plaintiffs [Additional Counsel on Signature Page] UNITED STATES DISTRICT COUR T FOR THE NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION In re READ-RITE CORPORATION SECURITIES LITIGATION Master File No . 03-03148 RMW CLASS ACTION Hon . Ronald M . Whyt e This Document Relates to : All Actions . AFFIDAVIT OF MATTHEW M . HOUSTON IN SUPPORT OF THE ENTRY OF AN ORDER DIRECTING DISTRIBUTION OF THE NET S ETTLEMENT FUN D STATE OF NEW YORK ) ) ss . : COUNTY OF NEW YORK ) MATTHEW M . HOUSTON, being duly s worn, deposes and says :

Transcript of Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

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SUSAN KUPFER #14172 4GLANCY BINKOW & GOLDBERG LLP455 Market Street, Suite 1810San Francisco , California 94105Telephone: (415) 972-8160Facsimile : (415) 972-816 6

-and-

LIONEL Z. GLANCY #134180GLANCY BINKOW & GOLDBERG LLP1801 Avenue of the Stars , Suite 31 1Los Angeles, California 90067Telephone: (310) 201-9150Facsimile : (310) 201-9160

Liaison Counsel for Plaintiffs[Additional Counsel on Signature Page]

UNITED STATES DISTRICT COUR TFOR THE NORTHERN DISTRICT OF CALIFORNIA

SAN JOSE DIVISION

In re READ-RITE CORPORATIONSECURITIES LITIGATION

Master File No . 03-03148 RMW

CLASS ACTION

Hon. Ronald M. WhyteThis Document Relates to :

All Actions .

AFFIDAVIT OF MATTHEW M. HOUSTON INSUPPORT OF THE ENTRY OF AN ORDER

DIRECTING DISTRIBUTION OF THE NET SETTLEMENT FUN D

STATE OF NEW YORK )) ss . :

COUNTY OF NEW YORK )

MATTHEW M . HOUSTON, being duly sworn, deposes and says :

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1 . I am a member of the firm of Wechsler Harwood LLP . My firm is lead

counsel in the referenced securities class action.

2. By Order and Final Judgment dated May 6, 2005, the Court approved the

settlement of this action and retained jurisdiction over, among other things, the distribution of the

settlement proceeds . I submit this affidavit in support of plaintiffs' application for entry of any order

directing that the Net Settlement Fund be distributed to the Class in accordance with the fina l

determinations made by the Claims Administrator , Berdon Claims Administration LLC ("BCA"),

a wholly owned affiliate of Berdon LLP ("Berdon") .

3 . In accordance with the Stipulation of Settlement , the parties created a cash

fund of$2,500 ,000 plus interest ("Settlement Fund" ) to be distributed in the following manner : (1)

the amount awarded by the Court for attorneys ' fees and reimbursement of expenses would be paid

to plaintiffs ' counsel ; (2) the costs and expenses incurred in the administration of the Settlement

Fund would be paid to the Claims Administrator ; and (3) the remainder of the Settlement Fund (the

"Net Settlement Fund"), would be distributed to all members of the Class who submi tted valid

claims for payment , on a fro rata basis .

4. As detailed in the affidavit of Michael Rosenbaum (the "Rosenbaum

Affidavit") annexed hereto as Exhibit 1, the Claims Administrator has performed, inter alia, the

following services : (i) processing of the Proofs of Claim submitted by Class Members ; (ii)

determining the adequacy of the Proofs of Claims and any documentation submitted therewith: (iii)

notifying claimants regarding any inadequacies in their Proofs of Claim; (iv) making final

determinations regarding the approval or rejection of deficient claims ; and (v) preparing and filing

tax returns on behalf of the Settlement Fund .

5 . The process of administering Proofs of Claims is complete upon the direction

of the Court, BCA is prepared to distribute the Net Settlement Fund to all class members who have

submitted valid claims. No claimant has objected to BCA's determination as to the validity o f

submitted claims .

2

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6. To date, Berdon received no payments for its services and is seeking $69,500 . BCA

also has an outstanding balance of $4,953 .12 in out-of-pocket expenses incurred in its claims

administration and review . The amount requested, $74,453 .12, includes all fees and expenses

through completion of the distributionof the Net Settlement Fund . See Rosenbaum Affidavit at ¶¶

10-12. BCA, in addition to the services already provided, will be responsible for the transmittal of

the settlement checks and explanatory letters to claimants, preparation of certain Internal Revenue

Service tax forms for the Settlement Fund, payment of any withholding taxes required under IRS

regulations, reissuing checks that are returned, and tracking claimants whose mail is undeliverable .

7. Plaintiffs counsel are not seeking any fees or expenses incurred in connection with

the administration of the Settlement Fund .

8. Based upon my work with BCA in connection with this action, and my review of the

materials submitted by them concerning the scope and extent of the services performed and to be

performed, I believe that the amount sought by BCA for its services is reasonable . Plaintiffs'

counsel therefore respectfully request that the Court enter an Order (1) approving the payment to

BCA for fees and expenses incurred in the administration of the Settlement in the amount requested,

as set forth in the Rosenbaum Affidavit; and (2) directing that the remainder of the Net Settlement

Fund be distributed on a p Lo Lata basis less any additional taxes owe to the Internal Revenue Service

in accordance with the determinations made by the Claims Administrator .

"Aw I I ~.MA TH . HOUSTON

Swor to before me this2 ~ y of March, 200 6

Notary PII ' A.Howiv P ile, State o OW

No. 019A46920870led In Nassau~~ Q

CaffM*oW

n 2811 3

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Exhibit 1

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ROBERT I. HARWOODMATTHEW M . HOUSTONWECHSLER HARWOOD LLP488 Madison Avenue, 8th FloorNew York, NY 10022Telephone : (212) 935-7400Facsimile : (212) 753-3630

CHARLES J . PIVENMARSHALL PERKINSLAW OFFICES OF CHARLES J . PiVEN, P .A .401 East Pratt Street , Suite 2525Baltimore, MD 21202Telephone : (410) 332-0030Facsimile: (410) 685-1300

SUSAN KUPFER #141724GLANCY BINKOW & GOLDBERG LLP455 Market SreetSuite 181 0San Francisco , CA 94105Telephone : (415) 972-8160Facsimile : (415) 972-8166

LIONELZ . GLANCY #134180GLANCY BINKOW & GOLDBERG LLP1801 Avenue of the StarsSuite 31 1Los Angeles, CA 90067Telephone: (310) 201-9150Facsimile : (310) 201-916 0

Co-Lead Counselfor Plaintiffs Liaison Counselfor Plaintiffs

UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF CALIFORNIA

SAN JOSE DIVISION

In re READ-RITE CORPORATIONSECURITIES LITIGATION

THIS DOCUMENT RELATES TO :

Master File No. 03-03148 RM W

DECLARATION OF MICHAEL ROSENBAUMIN SUPPORT OF APPLICATION FOR ANORDER AUTHORIZING DISTRIBUTIONOF NET SETTLEMENT FUN D

ALL ACTIONSHon. Ronald M. Whyte

I, MICHAEL ROSENBAUM, declare :

1 . I am over 21 years of age and am not a party to this action . I have personal knowledge

of the facts set forth herein and, if called as a witness, could and would testify competently thereto .

I submit this declaration in order to provide the Court and the parties to the above-captioned action

with information regarding the administration and processing of proofs of claim in connection with

this action .

MASTER FILE NO. 03-03148 RMW DECLARATION OF MICHAEL ROSENBAUM IN SUPPORT OF APPLICATION FOR AN

ORDER AUTHORIZING DISTRIBUTION OF NET SETTLEMENT FUND I

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2 . I am Managing Director of Berdon Claims Administration LLC (`Berdon"), Claims

Administrator for the above-captioned action . I am and have been the person at Berdon primarily

responsible for administering the settlement and have worked with and under the direction of

Wechsler Harwood LLP and the Law Offices of Charles J . Piven, P .A., Co-Lead Counsel for

Plaintiffs and the Class ("Plaintiffs' Counsel") .

3 . I make this declaration in support of Plaintiffs' application for an Order authorizing the

distribution of the Net Settlement Fund, to describe the claims administration process that Berdon

has provided in this matter, and to request that the Court approve the payment of Berdon's fees an d

expenses in the total amount of $74,453 .12 .

4. Berdon was appointed Claims Administrator to arrange for the printing and mailing o f

the Notice of Pendency of Class Action, Settlement and Hearing Thereon, and the Proof of Claim

and Release (collectively, the "Notice"), to arrange for publication of the Summary Notice of

Pendency of Class Action (the "Summary Notice"), to maintain a file in connection with requests

for exclusion, to submit periodic reports to Plaintiffs' Counsel in connection therewith, and to

administer the processing of Proof of Claim and Release forms ("Proof(s) of Claim," "claim

form(s)") and the distribution of the Net Settlement Fund to members of the Class who filed valid

Proofs of Claim.

5 . Berdon was primarily responsible for arranging the printing and mailing of the Notice,

on March 25, 2005, to all persons who purchased the common stock of Read-Rite Corporatio n

("Read-Rite") during the period from October 30, 2001 through June 17, 2003 . Berdon was als o

primari ly responsible for the publication of the Summary Notice in USA Today on April 4, 2005 .

6. In performing these tasks on behalf of Plaintiffs' Counsel, this office dealt directly wit h

a financial printer with regard to the Notice, and with an advertising agency in connection with the

Summary Notice, made formatting suggestions to counsel, and compiled counsel's comments on the

galley proofs of the Notice and Summary Notice . In addition, Berdon prepared mailing labels of

members and potential members of the Class from the names and addresses furnished by Read-Rite's

transfer agent, from the names and addresses in the databases we maintain of brokers, banks and

other nominees identified in the Participant Proxy List ofthe Depository Trust Company, and of thei r

MASTER FILE NO . 03-03148 RMW DECLARATION OF MICHAEL ROSENBAUM IN SUPPORT OF APPLICATION FOR AN

ORDER AUTHORIZING DISTRIBUTION OF NET SETTLEMENT FUND 2

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compliance personnel ; from the names and addresses of financial institutions identified by Vickers

Directory of Institutional Investors ; and from lists of shareholders provided by Plaintiffs' Counsel .

These labels were utilized in the initial mailing of the Notice on March 25, 2005, and subsequently,

up to and including January 25, 2006, the Notice was also mailed to all other potential members of

the Class who contacted Berdon to request copies thereof .

7. Pursuant to instructions from Plaintiffs' Counsel, Berdon has reviewed and analyzed th e

Proofs of Claim received from potential members of the Class . We have also answered any

questions regarding the action, the Settlement and procedures for filling out the claim forms and

were also in contact with Plaintiffs' Counsel to review the status of the claims administration

process and to address concerns regarding claims that Berdon had deemed either questionable or

problematic . All large individual and institutional claims were reviewed individually and in great

detail . Our final report (the "Summary of the Claims Administration Process"), which is described

in detail below, is annexed hereto as Schedule 1 .

8 . In reviewing the 2,577 Proofs of Claim submitted, Berdon determined that some wer e

deficient or incomplete . Among the various types of deficiencies found were : (a) claim forms were

not filled out completely; (b) the information provided was either insufficient or discrepant; (c) claim

forms were not signed by the proper party, or at all ; (d) some individuals signing claim forms on

behalf of others did not submit proof of their authority to do so ; or (e) claimants had failed to submit

adequate documentation of their purchases, sales or holdings ofRead-Rite common stock during the

Class Period, or otherwise failed to give adequate information thereof . Berdon mailed letters to these

Claimants (Exhibit A), advising them of the deficiencies identified in their filings and requesting

additional information and/or documentation, and they were given at least 20 days to do so . In many

cases, the deficiencies were cured . If they were not cured, Berdon mailed final notices to these

Claimants (Exhibit B) and made follow-up telephone calls where further clarification was required .

9 . Berdon's Summary of the Claims Administration Process (Schedule 1) sets forth the final

status of claims received by this office, detailed as follows :

a. Properly Documented Claims : Berdon has identified 1,953 properly documente d

claims, with Recognized Claims amounting to $145,880,438 .65 (Exhibit Q. Included in thi s

MASTER FILE NO. 03-03148 RMW DECLARATION OF MICHAEL ROSENBAUM IN SUPPORT OF APPLICATION FOR AN

ORDER AUTHORIZING DISTRIBUTION OF NET SETTLEMENT FUND 3

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category are 1,589 claims that were filed timely and 364 claims received after the filing deadline .

We believe that the late filing of the claim forms was through no substantial fault of these Class

members, since it is our experience that certain Class members may not receive a Proof of Claim

from their brokers in a timely manner, and no other Class members will be unduly prejudiced by the

acceptance of these claims. Accordingly, we recommend that all valid, complete and properly

documented claims, although submitted late, be approved as calculated .

Each Authorized Claimant's Recognized Claim was calculated pursuant to the Plan

I of Allocation set forth in the Notice. Berdon will determine each Authorized Claimant's pro rata

share of the Net Settlement Fund based upon each Authorized Claimant's Recognized Claim.

b. Claims Not Documented : Berdon has identified 87 inadequately documented o r

completely undocumented claims with trading activity that cannot be verified . We have therefore

estimated the Recognized Claims at $156,285 .04, and we recommend that these Claims be rejected

(Exhibit D). As stated above, we have communicated with these claimants and advised them of our

determination. None has objected to or contested this determination .

However, we expect that , in response to the deficiency letters mailed to claimants (se e

paragraph 8 above), additional information may continue to arrive in support of claims previously

filed, even after we submit this final declaration . Therefore, we respectfully request that we be

permitted to process such data, thereby curing otherwise undocumented claims, until such time as

the Order of Distribution is entered, so that the greatest possible number of claimants will be able

to share in the proceeds of the Net Settlement Fund.

c. Ineligible Claims : Berdon has identified 537 claims which we recommend for

I complete rejection (Exhibit E) . Included in this category are: (i) claims with no purchases of Read-

Rite common stock during the Class Period; and (ii) duplicate claims. All of these Class members

have been notified (Exhibit F), and none has objected to or contested this determination .

10 . Berdon has charged a fee in the total amount of $69,500 .00, as set forth in our invoic e

(Exhibit G) . The fee covers a variety of services, including, but not limited to : (a) creating data

bases and computer programming services ; (b) arranging for the printing of the Notice and

publication of the Summary Notice ; (c) creating mailing labels and generating lists of nominees and

MASTER FILE NO . 03-03148 RMW DECLARATION OF MICHAEL ROSENBAUM IN SUPPORT OF APPLICATION FOR AN

ORDER AUTHORIZING DISTRIBUTION OF NET SETTLEMENT FUND 4

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potential claimants for the initial mailing of the Notice; (d) fulfilling all subsequent requests from

nominees and Read-Rite beneficial owners for copies of the Notice ; (e) reviewing and analyzing

claims; (f) conducting fax, e-mail and phone follow-ups of those nominees who were slow in

providing the names oftheir beneficial holders of Read-Rite common stock ; (g) providing telephone

and e-mail assistance to claimants; (h) calculating the Recognized Claims for ultimate distribution

of the Net Settlement Fund to claimants ; (i) preparing all required reports and declarations; (j)

preparing and mailing settlement checks to claimants ; (k) preparing income tax returns ; and (1) any

and all future services to be rendered .

11 . During the course of the administration of this_matter, and up to and including August

1 5, 2005, Berdon. incurred out-of-pocket expenses in the sum of $59,279 .92, which have already been

paid. However, since that date, this office has incurred and will incur the expenses included in

Exhibit Gin the total sum of $4,953 .12 .

12. Therefore, I respectfully request that Berdon's outstanding fees and expenses in the

aggregate amount of $74,453 .12 be approved for payment out of the Net Settlement Fund .

I declare under penalty of perjury that the foregoing is true to the best of my knowledge and

that this declaration was executed this 21st day of March, 2006 at Jericho, New York .

MICHAEL ROSENBAUM

MASTER FILE NO. 03-03148 RMW DECLARATION OF MICHAEL ROSENBAUM IN SUPPORT OF APPLICATION FOR AN

ORDER AUTHORIZING DISTRIBUTION OF NET SETTLEMENT FUND 5

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Schedule lREAD-RITE CORPORATION SECURITIES LITIGATION

SUMMARY OF THE CLAIMS ADMINISTRATION PROCES SAS OF MARCH 21, 200 6

NUMBER OF DOCUMENTED UNDOCUMENTEDCLAIMS CLAIMS CLAIMS TOTAL

Properly documented claimswhich we recommend be in-cluded in the calculation ofeach Claimant's allocableshare of the Net SettlementFund, including 364 claimsreceived past the filing dead-line (Exhibit C) 1,953 $ 145,880,438 .65 - $ 145,880,438 .65

Undocumented claims whichdid not include sufficient doc -umentation of Class Periodtrading activity and which werecommend not be included inthe calculation of the allocableshare of the Net SettlementFund (Exhibit D) 87 - $ 156,285.04 156,285 .04

Ineligible claims (Exhibit E) 537 - - -

Total 2,577 $145,880,438.65 $ 156,285.04 $146,036,723.69

MASTER FILE NO. 03-03148 RMW DECLARATION OF MICHAEL ROSENBAUM IN SUPPORT OF APPLICATION FOR AN

ORDER AUTHORIZING DISTRIBUTION OF NET SETTLEMENT FUND 6

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Exhibit A

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EXHIBIT A

READ- RITE CORPORATION SECURITIES LITIGATIONc/o BERDON CLAIMS ADMINISTRATION LLCP .O . BOX 9014JERICHO, NY 11753-8914

August 18, 2005 .

MISSING DOCUMENTATION LETTERSAMPLE

Your Claim Number : READ-RITE - 1

Dear Claimant :

We acknowledge receipt of the Proof of Claim and Release form you filed in connectionwith the Read - Rite Corporation Securities Litigation , which has been assigned theabove claim number .

The schedule below summarizes the total quantities of Read-Rite Corporationsecurities you allege you have purchased , sold and held, as those transactions areapplicable Eo this litigation .

Total number of shares of common stock held as of Oct 29, 2001 : 100 .00 0Total number of shares purchased (Oct 30, 2001 - Jun 17, 2003 ) : 13,098 .00 0Total number of shares acquired (Jun 18, 2003 - Sep 15, 2003 ) 200 .00 0Total number of shares sold (Oct 30, 2001 - Sep 15 , 2003 ) 64,850 .000Total number of shares of common stock held as of Sep 15 , 2003 : 300 .000

After careful examination of your claim , we have found it to be deficient for thefollowing reason(s) :

■ Social Security number , Tax ID, or Social Insurance Number (Canada) is missing .Please enter the number here and return to the above address :

• Proper signature(s) . Please see the attached copy of the certification andsignature page and note that both /all signatures are required for joint claims .Include copies of death certificates , power of attorney , relevant - portions ofwill or legal agreements , if necessary .

I' i You did not provide documentation for the shares of Read-Rite Co rporation commonstock held at the close of trading on October 29 2001 . (Acceptabledocumentation includes but is not limited to one of the kollowing : a copy ofyour October 2001 brokerage statement ; a letter from the broker or portfoliomanager . )

Total number of shares : 100 .000

•'■ You did not provide complete information and documentation for the shares ofRead-Rite Corporation common stock delivered out on the date (s) listed below .(In order for us to account for such activity in accordance with the Plan ofAXlocationg we must be furnished with the information indicating whether theshares delivered out were retained through or sold prior to September 15, 2003 .If you fail to provide us with this information , your claim will be calculatedbased on the currently available trading activity , if any. )

Date of delivery 02/28/0.3 Quantity : 57850 .00 0

Date of delivery 06/19/03 Quantity : 3600 .00 0

v'i you did not provide documentation for the purchase (s) of shares of Read-RiteCorporation common stock listed below . (Acceptable documentation includes, butis not limited to, one of the following : a copy of your brokerage statement orconfirmation slip ; a letter from the broker or portfolio manager. Thedocumentation must include the trade date, quantity and cost of the securitypurchased . )

Date of purchase 11/29/01 Quantity : 1500 .00 0

Date of purchase 11/30/01 Quantity : 900 .000

A■ You did not provide complete information and documentation for the shares ofRead-Rite Corporation common stock received on the date(s) listed below. (Inorder for us to account for such activity in accordance with the Plan ofAllocation, we must be furnished with the original purchase information of the

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MISSING DOCUMENTATION LETTER August 18, 2005

shares received . If you fail to provide us with this information, your claim✓ will be calculated based on the currently available trading activity , if any . )

Date of receipt 11/01/01 Quantity: 3000 .000

Date of receipt 02/25 /03 Quantity: 7698 .000

rr You did not provide documentation for the sale(s ) of shares of Read-RiteCorporation common stock listed below . (Acceptable documentation includes, butis not limited to, one of the following : a copy of your brokerage statement orconfirmation slip; . a letter from the broker or portfolio manager. Thedocumentation must include the trade date, quantity , and proceeds from th esecurity sold . )

Date of sale 02/11/02 Quantity: 1700 .00.0

Date of sale 02/14 /02 Quantity : 1700 ..00 0

r You did not provide documentation for the shares of Read -Rite .Corporation commonstock held at the close of trading on September 15, 2003 . (Acceptabledocumentation includes , but is not limited to , one of the following : a copy ofyour September 2003 brokerage statement ; a letter from the broker- or portfoliomanager . )

Total number of shares : 300 .00 0

f The trading activity indicated on your Proof of Claim and Release form isincomplete . In other words the total number of shares held at the close oftrading on October 29, 2001 f 100 . 0001 plus the total number of sharespurchased during the Class Period [ 13098 . 000] plus the total number of sharesacquired during the period June 18, 2003 - September 15, 2003 [ 200 .000]minus the total number of shares sold during the period October 30 , . 2001 - .September 15, 2003 [ 64850 .000] does not reconcile with the total number ofshares held at the close of trading on September 15, 2003 [ 300 . 000] . Ourcalculations account for the 1 - for-5 reverse stock split which took effect on orabout February 24, 2003 .

Please explain the discrepancy and provide all the necessary documentation insupport thereof :

If you fail to provide this information, your claim will be calculated based onthe currently available trading activity .

r Other (if applicable) :

PA13E 2

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MISSING DOCUMENTATION LETTER

I

August 18, 2005

The above requested information must be provided within twenty (20) days from thedate of this letter .

Please be advised that distribution cannot be made until all claims have beenexamined and evaluated . The distribution of settlement will be made in accordancewith the Plan of Allocation as described in the Notice of Pendency of Class Action,Settlement and Hearing Thereon . Distribution of the Net. Settlement Fund is alsosubject to final approval by the Court .

Please refer to our website www .BERDONLI,P .com/cia3ms for the list of various typesof documentation deemed acceptable by this Mice as well as the up-to-dateinformation on the status of this case . Should you have any -further questionsregarding this ietter, .please contact us at 1-800-766-3330 .

It is extremely important that you advise us of any change of address by mail to theabove address, or by fax at 51 6-931-0810 .

Very truly yours ,

Claims AdministratorRead-Rite Corporation Securities Litigatio n

PAGE 3

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UNITED STATES DISTRICT COURTFOR THE NORTHERN DISTRICT OF CALIFORNIA

4 In re Read-Rite Corporation Securities LitigationMaster File No . 03 - 03148 RMW

August 18, 2005

Your Claim Number : READ-RITE - 1

RELEASE AND CERTIFICATION

I(We) certify that I am (we are) NOT subject to backup withholding under the

provisions of Section 3406(a)(1)(c) of the internal Revenue Code .

NOTES if you have been notified by .the internal Revenue Service (IRS) that

you are subject to backup withholding,-strike out the word NOT .

By executing and submitting this proof of Claim and Release, I (we)

understand that I am (we are) subject to the jurisdiction of the United States

District Court for the Northern District of California for the purpose of

enforcing the Settlement and the Release of-Cl aims .

I/We certify under penalty of perjury under the laws of the United States of

America that, 'to the best of my (our) knowledge, information, and belief, the

information on this claim form (and any additional sheets) is true . . and correct,

and that this is the only claim being made with respect to these purchases,

executed this day of , 2005, in(City)

a e oun ry

signature o Ualmant

tin our Name ere

xgna ure oan aiman , z any

Print our Name ere

zgna re o erson signing onBehalf of Claimant

Print Your Name here

agacYfy o erson s Signing onBehal of Claimant (e .g ., RecordOwner ; Executor Administrator,Custodian, etc .

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READ-RITE CORPORATION SECURITIES LITIGATIONc/o BERDON CLAIMS ADMINISTRATION LLCP .O . BOX 9014JERICHO, NY 11753-8914

August 18, 2005

NO INFORMATION LETTERSAMPLE

Your Claim Number; READ-RITE - 2

Dear Claimant :

We acknowledge receipt of the Proof of Claim and Release form you filed in connectionwith the Read-Rite Corporation Securities Litigation, which has been assigned theabove claim number .

The schedule below summarizes the total quantities of Read -Rite Corporationsecurities you allege you have purchased , .sold and held , as those transactions areapplicable to this litigation .

Total number of shares of common stock held as of Oct 29, 2001 : 0 .000Total number of shares . purchased (Oct 30, 2001 - Jun 17, 2003 ) : 0 .000Total number of shares acquired (Jun 18, 2003•- Sep 15, 2003 ) 0 .000Total number of shares sold (Oct 30, 2001 - Sep 15 2003 )

h0 .000

Total number of shares of common stock held as of ep 15, 2003 0 .000

After careful examination of your claim , we have found it to be deficient for thefollowing reason(s) :

• You did not indicate on your Proof of Claim and .Release form any of thefollowing :

1 . Total number of shares of Read - Rite Corporation common stock held at theclose of trading on October 29, 2001 .

2 . purchases of shares of Read-Rite Corporation common stock during theperiod October 30 , 2001 - June 17, 2003 .

3 . Total number of shares of Read-Rite Corporation common stock acquiredduring the period June 18, 2003 - September 15, 2003 , inclusive .

4 . Sales of shares of Read-Rite Corporation common stock during the periodOctober 30 , 2001 - September 15, 2003 .

5 . Total number of shares of Read-Rite Corporation common stock held at theclose of trading on September 15, 2003 .

(Acceptable documentation includes, but is not limited to one of the followin g :a copy of your brokerage statement or confirmation slip• a letter from tiebroker or portfolio manager ; The documentation must include the trade date,quantity purchased /sold, cost and sales proceeds . )

• Other ( if applicable) :

Page 17: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

NO INFORMATION LETTER August 18, 2005

The above requested information must be provided within twenty (20) days from thedate of this letter.

Please be advised that distribution cannot be made until all claims have beenexamined and evaluated . The distribution of settlement will be made in accordancewith the Plan of Allocation as described in the Notice of Pendency of-Class Action,Settlement and Hearing Thereon . Distribution of the Net Settlement Fund is alsosubject to final approval by the Court .

Please refer to our website www .BERDONLLPhi s.com/

oclaims for the list of various type s

of documentation deemed acceptable by tffice as well as the up-to-dateinformation on the status of this case . Should you have any further questionsregarding this letter, please contact us at 1-800-766-3330 .

It is extremely important that you advise us of any change of address by mail to theabove address, or by fax at 516-931-0810 .

Very truly yours ,

Claims AdministratorRead-Rite Corporation Securities Litigation

PAGE 2

Page 18: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

Exhibit B

Page 19: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

EXHIBIT B

READ-RITE CORPORATION SECURITIES LITIGATIONc/o BERI]ON CLAIMS ADMINISTRATION LLCP .O . BOX 9014JERICHO, NY 11753-8914

FINAL NOTICE

MISSING DOCUMENTATION LETTERSAMPLE

December 21, 200 5

Your Claim Number : READ - RITE - I

Dear Claimant :

We have previously acknowledged receipt of the Proof of Claim and Release form youfiled in connection .with the Read -Rite Corporation Securities Litigation, which hasbeen assigned the above claim number .

The schedule below summarizes the total quantities of Read - Rite corporationsecurities you allege you have purchased , sold and held , as those transactions areapplicable to this litigation .

Total number of shares of common stock held as of Oct 29, 2001 : 100 .000Total number of shares purchased (Oct 30, 2001 - Jun 17, 2003) 13,098 .000Total number of shares acquired (Jun 18, 2003 - Sep 15, 2003) 200 .000Total number of shares sold (Oct 30, 2001 - Sep 15, 2003) 64,850 .000Total number of shares of common stock held as of Sep 15, 2003 300 .000

After careful examination of your claim , we have found it to be deficient for thefollowing reason(s) :

■ Social Security number, Tax ID, or Social Insurance Number ( Canada ) is .missing .Please enter the number here and return to the above address :

■ Proper signature ( s) . Please see the attached copy of the certification andsignature page and note that both /all signatures are required for joint claims .include copies of death certificates , power of attorney , relevant portions ofwill or legal agreements , if necessary .

■ You did not provide documentation for the shares of Read-R i te Cox oration commonstock held at the close of trading on October 29, 2001 . (Acceptabledocumentation includes but is not limited to, one of the following : a co y ofyour October 2001 brokerage statement ; a letter from the broker or portfoliomanager . )

Total number of shares : 100 .00 0

■ You did not provide complete information and documentation for. the shares ofRead - Rite Corporation common stock delivered out on the date(s) listed below .(In order for us to account for such activity in accordance with the Plan ofAllocations we must be furnished with the information . indicating whether theshares delivered out were retained through or sold prior to Se ptember 15, 2003 .If you fail to provide us with this information , your claim will be calculatedbased on the currently available trading activity , if any . )

Date of delivery 02/28/03 Quantity : 57850 .00 0

Date of delivery 06/19/03 Quantity : 3600 .000

■ You did not provide documentation for the purchase( s) of shares of Read-RiteCorporation common stock listed below. (Acceptable documentation includes, butis not limited to, one of the following : a copy of your brokerage statement orconfirmation slip ; a letter from the broker or portfolio manager . Thedocumentation must include the trade date, quantity and cost of the securitypurchased . )

Date of purchase 11/29/01 Quantity : 1500 .000

Date of purchase 11/30/01 Quantity : 900 .000

■ You did not provide complete information .and documentation for the shares ofRead-Rite Corporation common stock received on the date(s) listed below. (1norder for us to account for such activity in accordance with the Plan ofAllocation, we must be furnished with the original purchase information of the

Page 20: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

MISSING DOCUMENTATION LETTER December 21, 2005

shares received . If you fail to provide us with this information, your claimwill be calculated based on the currently available trading activity, if any, )

Date of receipt 11/01/01 Quantity : 3000 .000

Date of receipt 02/25/03 Quantity : 7698 .000

■ You did not provide documentation for the sale ( s) of shares of Read-RiteCorporation common stock listed below . (Acceptable documentation includes, butis not limited to, one of the following : a copy of your brokerage statement orconfirmation . sli ; a letter from the broker or portfolio manager . Thedocumentation must include the trade date, quantity , and proceeds from thesecurity sold . )

Date of sale 02/11/02 Quantity : 1700 .000

Date of sale 02 /14/02 Quantity : 1700 .000

■ You did not provide documentation for the shares of Read-Rite Corporation commonstock held at the close of trading on September 15, 2003 . (Acceptabledocumentation includes , but is not limied to , one of the following : a copy ofyour September 2003 brokerage statement ; a letter from the broker or portfoliomanager . )

Total number of shares : 300.000

■ The trading activity indicated on your Proof of Claim and Release form isincomplete . In other words, the total number of shares held at the close oftrading on October 29, 2001 1 100 .000 1 plus the total number of sharespurchased during the Class period, [ 13098 .000] plus the total number of sharesacquired during the period June 18, 2003 - September 15, 2003 [ 200 .000]minus the total number of shares sold during the period October 30, 2001 -September 15, 2003 [ 54850 .000] does not reconcile with the total number ofshares held at the close of trading on September 15, 2003 [ 300 .000] . Ourcalculations account for the 1-for-5 reverse stock split which took effect on orabout February 24, 2003 .

Please explain the discrepancy and provide all the necessary documentation insupport thereof :

If you fail to provide this information, your claim will be calculated based onthe currently available trading activity .

■ Other (if applicable) ;

PAGE 2

Page 21: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

MISSING DOCUMENTATION LETTER December 21, 2005

If you fail to furnish all the information requested above within ten ( 10) days fromthe date of this letter , we will recommend to the Court that your claim be eitherpartially or completely rejected, without further notice .

Please be advised that distribution cannot be made until all claims have beenexamined and evaluated . The distribution of settlement will be made in accordancewith the Plan of Allocation as described in the Notice of Pendency of Class Action,Settlement and Hearing Thereon . Distribution of the Net Settlement Fund is. alsosubject to final approval by the Court . .

Please refer to our website www .BERDONLI ,P .com/claims for the list of various typesof documentation deemed acceptable

byt a .s o f-ice as well as the up-to-date

information on the status of this case . Should you have any further questionsregarding this letter , please contact us at 1-800 - 766-3330 .

it is extremely important that you advise us of any change of address by mail to theabove address , or by fax at 516-931-0810 .

Very truly yours ,

Claims AdministratorRead-Rite. Corporation Securities Litigation

PAGE 3

Page 22: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

UNITED STATES DISTRICT COURTFOR THE NORTHERN DISTRICT OF CALIFORNI A

In re Read-Rite Corporation Securities LitigationMaster File No . .03-03148 RMW

December 21, 2005

Your Claim Number : READ-RITE- .- 1

RELEASE AND CERTIFICATION

I(We) certify that I am. (we are) NOT subject to backup withholding under the

provisions of Section 34 06 (a) (1) (c) of the Internal Revenue Code .

NOTE : If you have been notified by the Internal Revenue Service (IRS) that

you are subject to backup withholding, strike out the word NOT .

By executing and .submitting this Proof of Claim and Release, .1 (we)

understand that I am (we are) subject to the jurisdiction of the United states

District Court for the Northern District of California for the purpose of

enforcing the Settlement and the Release of Claims .

I/We certify under penalty of perjury under the laws of the United States of

America that,-to the best of my (our) knowledge, information, and belief, the

information on this claim form (and any additional sheets) is true . and correct,

and that this is the only claim being made with respect to these purchases,

executed this day of , 2005, intulty)

a e oun ry

signature at Claiffiant

Print Your Name HerE

signature o oin Claimant, any

rin Your. Name Here

zhna ure- o erson Signing onBehalf of Claimant .

rin our Name REVE

apaci y o erson s Signing onBehalf of Claimant (e .g . ., RecordOwner, Executor Administrator,Custodian, etc .f

Page 23: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

READ-RITE CORPORATION SECURITIES LITIGATIONc/o BERDON CLAIMS ADMINISTRATION LLCP .O . BOX 9014JERICHO, NY 11753-8914

FINAL NOTICE

NO INFORMATION LETTERSAMPLE

Dear Claimant :

December 21, 2005

Your Claim Number : READ-RITE - 2

We have previously acknowledged receipt of the Proof of . Claim and Release form youfiled in connection with the Read-Rite Corporation Securities Litigation, which hasbeen 'assigned the above claim number .

The schedule below summarizes the total quantities of Read-Rite Corporationsecurities you alle ga you have purchased , sold and held, as those transactions areapplicable to this litigation .

Total number of shares of common stock held as of Oct 29, 2001 : 0.000'"Total number of shares purchased (Oct 30 , 2001 - Jun 17, 2003) : .0 .000Total number of shares acquired ( Jun 18, 2003 - Sep 15, 2003 ) 0 .000Total number of .shares sold (Oct 30 , 2001 - Sep 15 , 2003). 0.000Total number of shares of common stock held as of Sep 15, 2003 : 0.000

After careful examination of your claim, we have found it to be deficient for thefollowing reason(s) :

■ You did not indicate on your Proof of Claim and Release form any of thefollowing :

1 . Total number of shares of Read-Rite Corporation common stock held at theclose of trading on October 29, 2001 .

2 . Purchases of shares of Read - Rite Corporation common stock during theperiod October 30, 2001 - June 17, 2003 .

3 . Total number of shares of Read-Rite Corporation common stock acquiredduring the period Tune 18, 2003 - September 15, 2003, inclusive .

4 . Sales of shares of Read-Rite Corporation common stock during the periodOctober 30 , 2001 - September 15, 2003 .

5 . Total number of shares of Read -Rite Corporation common stock held at theclose of trading on September 15, 2003 .

(Acceptable documentation includes , but is not limited to one of the following :a copy of your brokerage statement or confirmation slip- a letter from thebroker or portfolio manager . The documentation must include the trade date,quantity purchased/sold, cost and sales proceeds . )

■ Other ( if applicable) :

Page 24: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

NO INFORMATION LETTER December 21, 2005

If you fail to furnish all the information requested above within ten (10) days fromthe date of this letter , we will recommend to the Court that your claim be eitherpartially or completely rejected, without further notice .

Please be advised that distribution cannot be made until all claims have beenexamined and evaluated . The distribution of settlement will be made in accordancewith the Plan of Allocation as described in the Notice of Pendency of Class Action,Settlement and Rearing Thereon . Distribution of the Net Settlement Fund is alsosubject to final approval by the Court .

Please refer to our website www . BERDONI,LP . com/claims for the list of various typesof documentation deemed acceptable by ~th .s o lice as well as the up-to-dateinformation on the status of this case . Should you have any further questionsregarding this letter, please contact us at 1-800 - 766-3330 .

it is extremely important that you advise us of any change of address by mail to theabove address , or by fax at 516-931-0810 .

Very truly yours ,

Claims AdministratorRead-Rite Corporation Securities Litigation

PAGE 2

Page 25: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

Exhibit C

Page 26: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06TIME : 10 :54 :06

READ -RITE CORPORATION SECURITIES LITIGATION }SUMMARY LOSS CALCULATIONS +,Z' C

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

4 OPPENHEIMER MAIN STREET SMALL CAP FUND VA 22,770 .405 OPPENHEIMER EMERGING GROWTH 36,801 .206 OPPENHEIMER MAIN STREET OPPORTUNITY 494,536 .0 37 OPPENHEIMER MAIN STREET CAP FUND 891,£50 .5 29 COMMERCE BANK NA FBO #750038010 13,311 .82

10 COMMERCE BANK NA FBO A/C#920045010 11,751 .3 011 FOUAD N ANIS & 43,200 .0 015 VINCENT E LA ROCHELLE 832 .2 017 CRM PARTNERS 591,911 .0 018 CRM RETIREMENT PARTNERS 282,931 .0019 CRM US VALUE FUND 451,000 .0020 CRM ROARING BROOK 604,820 .0 021 ERNESTO B ALCANTRA 10,448 .0 023 STEVE IURILLI 10,258 .0 024 PAUL C KELLER & 11,782 .2 025 MARTIN VAN ACKER IRA R/O 104,418 .0 026 MARTIN VAN ACKER & 92,047 .1627 RAYTHEON COMPANY DC MICRO-SMALL BLEND 73, .822 .8330 RICHARD HOLMES & 2,544 .8531 NOAH DAVIS & 880 .4833 JAMES CUMMINGS 88,994 .0035 JASON SCOTT EYNON 2,033 .0 737 FERNCLIFF GEN'L LONG TERM LORD ABBETT 8,646 .0 038 MALCOM BARON & 2,382 .4439 ORCHARD S&P 600 INDEX PORTFOLIO. 18,184 .0 040 MAXIM INDEX 600 PORTFOLIO 5,826 .0 041 FLOYD H HOGAN TR & 20,561 .4 242 FIRSTMERIT BANK NA T EE FOR 9,415 .9343 SCOTT H HOGAN & 24,900 .0044 JEROME L RANNATH 4,234 .7045 CHAIN TOOL COMPANY INC 12,091 .0 046 PROFESSIONAL BUSINESS MANAGEMENT ASSOCIATION INC 8,756 .0047 RANDALL L GUNLOCK REV .TR DTD 7/27/95 0 .0048 GLENN A FAIRCHILD & 367 .4 049 ANTHONY A BATTISTA & 4,788 .0 050 WALLACE WEINBERG 845 .4852 HILLCREST HEALTHCARE-TRUST CO OF WEST 48 .9753 FRANCES A GRAY 2,234 .2854 WILLIAM BALYSZAK 115 .0055 HARRY KLEIN IRA 1,155 .4856 JOHN R FITCH IRA R/O 4,915 .0058 DANIEL KWAPISIEWICZ 45,147 .0059 JEROME WINNICK 3,456 .0 060 CANCER CENTER OF SB 45,238 .3 161 FRANCIS E KOSTRZEWA IRA 73 .1162 JAMES A LARK IRA 117 .0063 BRIAN WALLER 0 .0064 HELEN FLECHNER 3,183 .0565 GORDON K YEE & 1,462 .2066 HENRY W CORNELL IRA R/O 4,227 .4067 K KENNETH BOGASIAN TTEE 200 .0068 THOMAS A FAAS SR IRA R/O 1,035 .4069 JAMES Y WANG & 27,088 .0270 ROBERT P WISE IRA R/O 5,294 .8072 EDWARD S SEIM TTEE 12,401 .5073 DEBORAH A FLETCHER REV TR 6/21/00 0 .0074 DEBORAH A FLETCHER IRA 0 .0075 VANGUARD TAX-MANAGED SMALL-CAP FUND 264,151 .0780 CRAIG C KUGLEN 4,386 .6081 KARIN H BRETTAUER C/F 180 .0082 NORBERT FLATOW 13,719 .0083 MICHAEL L COOKS 1,037 .2 284 DAVID B MOHLER IRA R/O 9,544 .0 085 JACK SEIDMAN TTEE 2,840 .0086 ROBERT W DINSER TTEE 6,374 .0087 KENNETH A MADDEX IRA R/O 914 .8088 DENIS DOYLE 1,174 .8089 ARA AMIRIAN 4,527 .0090 ANGELA SPURLING & 2,055 .3091 MARK D SEARS IRA R/O DTD 9/30/98 658 .0092 MARVIN ALPER ROTH IRA 477 .4 593 RICHARD D MCRANIE . 3,026 .7294 PETER A HUMPHREY 2,828 .0095 BRYAN W EGAN & 364 .4096 ANGELA C WONG & 2,470 .0097 ROBERT H RIPPS REVOC TRUST U/A 11/14/00 2,840 .0099 CHAU-CHENG HOU & 7,940 .47

100 CHAU-CHENG HOU IRA R/O 6,442 .00101 TA-MEX HUANG IRA R/O 4,8100 .00

Page 27: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06 READ-RITE CORPORATION SECURITIES LITIGATION PAGE :TIME : 10 :54 :06 SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM #

102103104105106107108109110111112113114115116117118119120121122123124125126127128131132134135136137138139140141142143145146148149150151154155156158160161162164165166167168169170171173177179180181182183184186187188189190191192193194195196

FULL NAME

STATE STREET AS CUSTODIAN FORKARIN BRETTAUER &LEO 3 WALLACESTEVEN SCHERTZERINVESTORS CAPITAL FUND LPROBERT G BENNETTPETER KUPER IRA RIOSHIRLEY E HEDGES IRAHOUSHANG AZAMYHELGA R VERNON IRAMARK RIPPLEA B STEIN & S Y STEIN CO-TTEESROBERT S MACKEIL IRA R/0JOSEPH E BOOTHJOSEPH C ROSA &CURT H DOUGLAS &MELVIN FRIEDMANMARY JANE ANDERSON IRATHOMAS ZEROD &W E HEDGES &THOMAS F HAFER &JULIANN P BANNON TRUST U/A 10/23/92 JULIANN PSTEPHEN A D GRANT TTEEARKIE MARGOSIAN &TOM GORDON STAUFFERMARSHALL & ISLEY CO TTEE FBOMARSHALL & ISLEY CO TTEE FBOMARSHALL & ISLEY CO TTEE FBOMARSHALL & ISLEY CO TTEE FBOMARSHALL & ISLEY CO TTEE FBOMARSHALL & ISLEY CO TTEE FBOBARBARA G BASSWEITZ TTEE UAD 5/14/98JOHN -W BERRY JR TTEEJOHN W BERRY JR SM CAPDAVE COMPTON & JOAN COMPTON TTEESCORY L ANDERSON IRADPERS--MTMS- 22726 -07 CUSTODIAN FOR DELAWARE PUBLICRMCW-COLUMBIA MANAGEMENT 23710-60 AS CUSTODIAN FORJ MIKE MCGOWAN &PSF SMALL CAP / STATE STREET KANASAS CITYJAMES H LEHNE &NATIONS SMALL CAP INDEX FUND 660168BACAP SMALL CAP ENHANCED CORE FUND 665018LINCOLN NATIONAL LIF EPAUL RILEY IRA R/ORONNIE B IRANI &ROBERT M CLOUGIELESTER ROBERT PRELAK IRAPETTUIS REIDEDWARD I) OTTOJACOB DELOUMIKENNETH R. RIDGEWAY TTEETHONG CHI MA &PRESTON & CAROLYN SCROGGINCARY A BURGERJOHN DIBLASI JR &VICTOR YOUNG &ROBERT BURKE TTEEBRET E HANESMARTIN 3 MANSFIELD JRTHE GALAXY II SMALL COMPANY INDEX FUNDHUNTINGTON NATIONAL BAN KPHJ&W FBO JOHN E PORTERQUANTUM PARTNERS LDCMICHAEL CAPRIO &FRANK C MAGUIRE IRAFRANK C MAGUIREJAY NEWLIN TR/NICHOLAS APPLANDRE ROTZETTALOURDES ESTEBAN SUMERA IRA R/OALONZO A SUMERA IRAALONZO A SUMERA &BOILERMAKER NATIONAL ANNUITY - COWENBOILERMAKER-BLACKSMITH NATIONAL PENSION TRUSTPENN SERIES SMALL CAP FUNDKENENTH J KOOS SEP DTD 5/18/92ZAGLOUL & MUNTAHA KADAH JTWROSFRANK S MILLERDONALD L PHLIPOT

RECOGNIZED LOSS

152,870 .40484 .0 0

3,146 .702,434 .00

518 .00785 .22

2,401 .001,441 .963,522 .4 6

430 .7214,484 .0043,508 .504,749 .2011,725 .0020,886 .6 0

0 .0089 .01

603 .08329 .00

13,260 .00 .2,210 .182,121 .003,984 .0 056,104 .296,675 .75

28,458 .0 05270 .00

10,,013 .00378 .0 0

19,666 .0027,207 .566,970 .0 0

0 .000 .00

808 .74380 .00

420,501 .6018,850 .24

219,572 .0019,530 .30

285 .23310,781 .10

8,438 .401,166 .00

11,610 .001,227 .001,104 .80

792 .8075 .48

7,206,484,275 .782,204 .002,935 .001,167 .483,027 .002,218 .70

318 :700 .00

7,654 .00675 .84

14,825 .002,987 .405,162 .80

1,218,577 .586,724 .40

11,198 .0025,025 .50

102,275 .0028,529 .806,748 .0D3,374 .009,756,00

124,665 .70121,567 .80148,579 .50

7,038 .0020,716 .002,108 .4 0

0 .00

Page 28: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06TIME : 10 :54 :06

CLAIM # FULL NAME

READ - RITE CORPORATION SECURITIES LITIGATION PAGE :SUMMARY LOSS CALCULATION S

FOR GOOD CLAIMS ONLY

197 DAN HURWITZ &198 KENT N CALFEE199 LENORA SEBASTIAN200 ARNOLD ALLEN GORDUS IRA201 MATTHEW D LETTS202 ROGER H BOEHNKE &203 M CHRISTINA GIBE SEP IRA204 JOSEPH Y SALAM205 AXP VARIABLE PORTFOLIO-PARTNERS SERIES INC206 AXP VARIABLE PORTFOLIO-INCOME SERIES-AXP207 AXP PARTNERS SERIES INC-AXP SMALL CA P208 AXP PARTNERS SERIES INC-AXP PARTNERS209 AXP STRATEGY SERIES INC-AXP SMAL L210 AXP DISCOVERY SERIES INC-AXP DISCOVERY FUND (018)211 AMERICAN EXPRESS TRUST AS AGENT OF KENWOOD SMALL212 AXP MARKET ADVANTAGE SERIES INC-AXP SMALL COMPANY213 BANK ONE TRUST CO FBO OLDC-OCA214 BANK ONE TRUST CO FBO CARPENTERS OF215 BANK ONE TRUST CO FBO PERS-BARCLAY GLOBAL 2065216 BANK ONE TRUST CO FBO PERS LARGE CAP ALPHA-2000217 JUNG KI JANG219 ANNJANETTE G PRUDENCIO220 DENNIS P STERLING ROTH IRA221 JACK B BURNS &222 MJK ENTERPRISES INC224 MIROSLAV MLADENOV226 LARRY SCHMIESING229 THOMAS W ZIMMERMAN TTEE230 THOMAS A SEBASTIAN232 TPMG SAVINGS PLAN AS TTEE233 WALTER ELOVITCH &234 JOHN FX BRICKLEY235 RED RED RED INC236 PHILIP KATZ237 CARROLL C GRAY IRA U/A DTD 9/12/88239 G. GARY POLLOCK240 BENITO V MENDOZA IRA R/O DTD 8/14/01241 JAMES T WALSH IRA R/ O242 JOSEPH WILLIAM TESTERMAN &243 STATE BOSTON RETIREMENT SYSTEM244 WILLIAM MIKOLIS &245 ROMAN A MALKO246 PAUL J LOMMEL247 PAUL JOSEPH LOMMEL ROTH SDIRA248 PAUL J LOMMEL CUSTODIAN FOR249 PAUL J LOMMEL CUSTODIAN FOR250 LIH CHYAN CHIANG IRA251 KEDEM CAPITAL COR P252 MICHELLE KEDEM ROTH IRA253 NANCY KEDEM IRA254 MARK S GOLDSTEIN RLVR IRA255 THEODORE J SULESKI &256 ALLEN LEFF &257 DAVID A RUSH ROTH IRA258 COGGIN-TURNER SMALL CAP EQTY259 US EQUITY MASTER FUND260 SOUTHERN REG MED261 KAUN-CHU WANG262 TRP TOTAL EQUITY MARKET INDEX FUND 70019263 TRP EXTENDED EQUITY MARKET INDEX FUND 70G8265 TIMOTHY R ATYEO IR A266 PNC FBO NEVILLE CHEMICAL COMPANY267 PNC FBO BAPTIST FOUNDATION OF SOUTH CAROLINA268 PNC FBO BLACKROCK SM CAP VALUE269 PNC FBO BLACK ROCK SM CAP CORE270 PNC FBO US MICRO CAP SERIES271 PNC FBO THE MICRO CAP SUETRUST272 PNC FBO THE SMALL CAP SUBTRUST273 PNC FBO THE SMALL CAP VALUE SUBTRUST274 PNC FBO US SMALL CAP SERIE S275 PNC FBO US SMALL CAP VALUE SERIE S276 PNC FBO DIMENSIONAL FUND ADVISORS VA SM PORTFOLIO277 PNC FBO THE SMALL XM VALUE SUBTRUS T278 PNC FBO US SMALL XM VALUE SERIES279 PNC FBO TAX MANAGED US SMALL CAP VALUE PORTFOLIO280 PNC FBO TAX MANAGED US SMALL CAP PORTFOLI O281 PNC FBO DIMENSIONAL FUND ADV RAX MANAGED US282 PNC FBO THE MORN FAMILY TRUST283 PNC FBO ALTERNATIVE LIBERTY INVESTMENT

RECOGNIZED LOSS

1

1

6,200 .00600 .0 0

1,920 .2813848 .004,,485 .884,044 .603,189 .331,255 .501,979 .0688,950 .4044,647 .744,481 .52

947,264 .00680,220 .81

1,893 .50125,442 .5657,550 .5321,666 .8292,726 .04205215 .36

1,.494 .801,598 .60

909 .00892 .20718 .50

12,240 .09 ..320 .00

4,542 .806,202 .204,311 .0 0

996 .7414,477 .112,992 .44 .

403 .001,100 .004,961 .1012,774 .802,100 .004,059 .52

379,441 .6625,770 .602,919 .804,332 .00

10,216 .605,776 .005,198 .404,456 .001,900 .001,087 .721,058 .4 0

917 .404,987 .403,320 .701,323 .002,113 .476,292 .933,224 .0 8

0 .007,964 .005,145 .663,840 .007,514 .844,089 .0 0

,703,262 .444,803 .7072,875 .0 7

107,804 .07•14,729 .47766,461 .50302,902 .21803,108 .6 830,649 .1485,249 .3535,605 .5 8

,426,529 .47128,433 .06260,143 .4 1

2,144 .012,163 .00

Page 29: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06TIME : 10 :54 :06

READ -RITE CORPORATION SECURITIES LITIGATION PAGE :SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

284 PNC FBO DFA TAX MANAGED & US EQUITY SERIES (M) 15,908 .95285 PNC FBO CASTLE MANAGEMENT LLC 2,105 .44287 PETER J TRIONFO SR IRA 6,191 .0 0288 JAMES M KOJIMA & 9,330 .0 0289 EDWARD M TANNENBAUM TTEE 3,574 .0 0290 JAMES M KOJIMA IRRA 4,113 .9 0291 NATIONAL CITY BANK C/F 78,272 .5 9292 NATIONAL CITY BANK C/F 23,470 .0 0293 NATIONAL CITY BANK C/F 5,900 .8 0294 NATIONAL CITY BANK C/F 90$ 602 .5 9

,295 NATIONAL CITY BANK C/F 1 248 .6 8296 NATIONAL CITY BANK C/F 8,704 .8 0297 NATIONAL CITY BANK C/F 5,612 .0 0298 NATIONAL CITY BANK CIF 27,050 .6 0299 NATIONAL CITY BANK C/F 6,538 .0 0300 NATIONAL CITY BANK INDIANA C/F 1,300 .0 0301 NATIONAL CITY BANK C/F 8,695 .5 1302 NATIONAL CITY BANK PA C/F 170 .2 8303 NATIONAL CITY BANK PA C/F 391 .0 2304 NATIONAL CITY BANK PA C/F 4 ;103 .04305 DENNIS L KELEHER SEP 8,134 .8 0306 NATIONAL ACTURIAL NETWORK INC 5,646 .8 0307 TIMOTHY M GAWRONSKI 1,173 .4 8308 MARION CAR RENTAL CO 8,274 .8 0309 MILDRED F SHEA & 3,820 .4 0310 ROBERT L DANIELS 716 .7 4313 BETTY JANET CHEATHAM & DANNY ROSS CHEATHAM 1,110 .0 0314 SYLVESTER F HELFRICH & 1,027 .20315 JAMES M JANOWSKI & 1,949 .6 0316 JOSEF ROZSENICH & 17,096 .00317 ROBERT H SCHEER & 6,426 .0 0318 TONY V CASTILLO 0 .00319 RICHARD A LORANT 5,043 .50320 MARGARET S FULTON ESTATE 4,387 .00321 JOHN LE VINE & 3,440 .6 0322 ABIGAIL KEDEM IRA 1,087 .72324 LIDA KAFKA & 683 .50325 BATTERY MARCH US SMALL CAPITALIZATION EQUITY 174,987 .3 7326 NIKI HONDROPOULOS 1,932 .62327 GAYLORD C HO & 4,860 .00328 JOSELITO CORTI GAZZA 34,694 .80329 JOHN J COLASURDO 867 .48330 BERNARD L BUTEAU TTEE 2,028 .00331 CREDIT SUISSE FIRST BOSTON LLC 7,626 .33332 JEROME A AKEN 5,079 .30333 SHOU TSING TUNG & 4,548 .00334 ASUNCION F MALLO 2,725 .99335 VICTOR J LONGA 3,074 .0 0337 URS JAGGI 272 .46338 ERIK JOHNSON 17,984 .0 0339 WALTER M BUSH TTEE 2,389 .60340 BLAINE C BUSH REV TR 12,832 .2 0341 ROBERT B THOMAS & MARIAN F THOMAS TTEES 6,874 .0 0342 EDDIE R VOWELL & 847 .40343 KLARA FOLDESSY 4,994 .4 0344 FREDERICK HAKIM & 1,663 .80345 FRITZ SCHUH & 7,681 .7 0346 CURTIS PERRY & 103 .0 5347 ANTHONY M LIM 10 .0 0348 GENE G ARMATORIO 14,472 .00349 ARMATORIO GROUP LP 16,040 .00350 MJ & PA FLYNN REVOCABLE TRUST 1,887 .00351 JEROME A CARLSON ROTH IRA 1,700 .00352 YONG WHOI KIM C/F 12,974 .8 0353 DON E KENNE IRA 2,616 .36354 LOREN G DODD & 1,834 .40355 YONG WHOI KIM 31,237 .0 0356 PAUL J MABREY IRA 1,610 .7 0357 MURIEL & SOL HOBERMAN CO-TTEES 6,871 .5 0358 ERICH WAHL IRA 12,774 .8 0359 PAUL J MABREY C/F 2,030 .2 0360 DONNA KLEINBERGER 10,580 .1 0361 FREMONT MINI STORAGE, A SOLE PROPRIETORSHIP 20,570 .0 0362 BENNETT C Y CHUNG IRA 3,800 .0 0363 INTERNATIONAL PAPER-39P1 149,602 .3 0364 THOMAS J CONWAY SEP 0 .0 0365 THOMAS .7 CONWAY & ELIZABETH A CONWAY TTEES FBO 0 .0 0366 FRED W BABES & 4,410 .0 0367 RICHARD KAFKA & 603 .50

Page 30: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06 READ - RITE CORPORATION SECURITIES LITIGATION PAGE :TIME : 10 :54 :07 SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME

3703713723733743753763773783793803823833853863883903913923 933943953.97399400401402403404405407408409410411412413414415416417418419420421422423425426427428429430431432433434435436437439442443444445446447449450451452453454455456458459460461

MICHAEL J FISCHER &RAYMOND L WETZOLD &SOUTH STREAM MARINE INCROBERT J SCHONBERGASHOK GANDHI &L ACCOMAZZO & D ACCOMAZZO TTEESLUIS A GONZALEZ IRA CONTRIBUTORYROBERT D SANNERSIMPLE/SPECTRUM INTERESTS INCGARY J GRES SNORMAND JASMIN ROTH IRARAYMOND R SCHMIDT LIVING TRUSTEMAD B. NASSARWALTER C LUHR JRFRANK B GUENZEL ROTH IRAFRANK B GUENZEL &KEVIN G PEROTGUISEN JIANG &ROSE DAVIDSON IRA R/OGUXSEN JIANG ROTH IRAWALLACE F TROUTMANGLEN L MEANSRALPH C BURLOCKMISSION FALLS CORPORATIONDANIEL VEZINA &HENRIETTA P THARPE .IRAJOHNNY M THARPE IRAPATRICIA POTTSPAT CROUCHRAYMOND H TWOREKROXANNE W KROEGER REVOCABLE TRUST UADJOSEPH S CASTROPETER F HILFDLV SECURITIES INC DEF BENEFIT PENSIONPAUL T MAZZA ROTH CONVERSION ACCOUNTCHANG ZOON KIM TTEESUSAN COOKE IRA R/OCHANG ZOON KIM &KIM RAY COOKE IRA R/ODAME DUZANTJOHN R KIIHNL &PETER T MOKOLRONALD MOORE &MAN-WAI CHAN &ROBERT GARRETSON IRA R/OJAMES M SORRENTINO IRA SEPDAN OSBURNFLORENCE T SWIDERSKIJESSE RILESGUISEN JIANG &ROBERT E POWELL IRA R/OBASILE PARASSIDISDARYL MATTHEW LINDEMANDENNIS VALVERDESANG NGUYENRAYMOND J HUBER IRA R/OENYI LUJOSEPH J SELLINGKHUONG LUONGFREDERICK N FERGUSON &PETER A GRANDITS &THOMAS R PEERREGINA M GILLESPIEPAUL RODGERSJENNY S C LAMROBERT G LAMDERMOT J O'CONNOR &TERESA D MASONRICHARD BOATING &SHERMAN T BOONERAJINDER P BATTISH &RONALD VARGAS &

12/21/9 9

PLAN DTD

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEMSTAN R SEAGLESAUNDRA L BROOKS IRRATHE RS GRIFFITH FAMILY LTD PARTNERSHIPRICHARD S GRIFFITHCAROL ELLEN GOLANICAROL ELLEN GOLANI SEP IRA

RECOGNIZED LOSS

2,379 .705,070 .006,337 .4 0

18,332 .20367 .35649 .9 0

3,622 .70600 .00584 .88220 .0 0

3,752 .391,700 .7 0

220 .0010,529 .061,525 .001,600 .0 0

350 .001,254 .803,893 .702,456 .7 6

607 .00239 .10

9,861 .0 725,335 .0015,171 .62

0 .000 .0 0

5,071 .002,003 .70

587 .4 01,158 .26

34,676 .6059,483 .08 .3,529 .503,380 .00

12,974 .8012,926 .956,380 .00

11,340 .056,093 .005,508 .243,199 .4 0

0 .004,412 .003,535 .0 018,224 .4011,709 .603,335 .00

140 .011,189 .60

366 .75957 .0 0

5,673 .02831 .00

2,935 .003,901 .306,500 .008,220 .743,112 .00

707 .00359 .50

4,886 .0025,109 .6015,693 .30

149 .25723 .80

15,600 .00170 .76499 .4 0

1,387 .001,703 .70

645 .30298,870 .46

930 .0047 .2 9

4,566 .00188 .60

4,902 .802,062 .20

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DATE : 03/21/06TIME : 10 :54 :07

CLAIM # FULL NAME

READ-RITE CORPORATION SECURITIES LITIGATION PAGE :SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

462 CAROL ELLEN GOLANI ROTH CONTRIBUTORY IRA463 LYNN BUSHMAN464 CAMILLE BUSHMAN IRA465 LYNN BUSHMAN IRA466 SCOTT D BARTON467 GEORGE LEWIS & ANN LEWIS JT TEN468 JAMES T GILLESPIE469 FRANK I) REED &470 CHRISTOPHER E BARRY &471 CHRIS E BARRY IRA472 CHRIS E BARRY473 CHRIS E BARRY

476 ALEXANDER J ALOIA SMITH CIF

477 REGINA T MUTO478 PATRICIA P HARRIS479 W BRIAN B SMITH SEP IRA480 DOMINICK MOREO481 JOHN V & VIRGINIA L OSZEWSKI482 ROBERT F BOGGUS &483 LLOYD W JONES &484 CHARLIE P BOOKER485 JOSEPH .R PETERSEN ROTH IRA486 GARY J STASS SPECIAL ACCOUNT487 EDWARD F SWALLOW &488 EDWIN M. KING C/F489 EDWIN M KING &490 EDWIN M KING &491 EDWIN M KING IRA TRP TRUST CO CUSTODIAN492 EDWIN M KING IRA R/ O.493 EDWIN M KING ALICIA J MORECI UCAUTMA496 ROY CAMERON497 CHU-TIEN CHIA498 AVROM A ROSEN LIV TR UA 11/6/95500 RICHARD J CADENASSO &501 SCOTT SIMRXL502 USAA MUTUAL FUND INC-CAPITAL GROWTH FUND503 USAA LIFE INVESTEMENT TRUST-LIFE AGGRESSIVE504 USAA INVESTEMENT TRUST-CORNERSTONE STRATEGY505 USAA MUTUAL FUND INC-SMALL CAP STOCK FUND506 MARGARET S POPOVITS &507 PEAK 6 CAPITAL MANAGEMENT LLC510 DAMIAN M DANOPOULUS511 DAMIAN M DANOPOULUS IRA513 ARTHUR G ROSEBERRY514 US BANK FPO 8TH DISTRICT ELEC-BOSTON SM CAP515 US BANK FRO FRITZ RUSS AGENCY516 US BANK FAO CMC HOSPITAL-SG COWEN517 US BANK FRO REYNOLDS FUND518 US BANK FRO SISTERS OF ST JOSEPH-KENNEDY CAP519 US BANK FRO LYNDHURST ASSOCIATES MICRO CAP521 US BANK FRO CIT SMALL CAP FUND522 US BANK FBO ILIFF SCHOOL-TCW-SMALL CAP523 US BANK FRO OMAHA POL& FIRE FULLER THALER524 US BANK FRO BOHN & COMPANY P/S/ P525 US BANK FRO FR BIGELOW FDN CADENCE CP MGMT526 US BANK FRO MARKET OPPORTUNITIES FUND527 CITY OF NEW YORK A/C #252932528 SOUTHWEST GAS CORPORATION A/C #260441529 CITY OF NEW YORK A/C #30601 7534 MASTER TRUST AGREEMENT A/C #310048535 SCANDINAVIAN AIRLINES A/C #312040536 SAFEWAY INC A/C 31270 1538 SIONG-NGO ANG539 MISTRY FAMILY TRUST540 GEORGE FLUELLEN541 KEITH EUGENE CATHEY IRA R/O542 LYNETTE E BRAUSCH543 TELMO J REIS544 JEFFREY A BRAUSCH IRA545 IRWIN SENDER IRA546 JANET SENDER SEP IRA547 JOHN C CARLSON IRA548 HENRY A MILETTE &549 MARCIA M MILETTE ROTH IRA550 HENRY A MILETTE ROTH IRA551 HUNG J SETO &552 ROBERT O'REAR553 USBANK FPO FIRST AMERICAN SMALL CAP INDEX

GROWTHFND

VAL

RECOGNIZED LOSS

1,612 .003,750 .003,750 .003,745 .00

16,420 .104,030 .54

23,954 .808,099 .60187 .00449 .61515 .0 070 .00

481 .184,481 .102,607 .35

145 .0012,261 .37

674 .805,943 .45798 .00

77,986 .802,076 .121,256 .22

13.,314 .00 .4,538 .202,313 .00.

13,271 .6410,654 .0010,423 .003,486 .941,587 .57'130 .00

3,576 .0013,511 .0050,886 .007,400 .00

174,085 .600 .0 0

16,362 .0051,395 .902,357 .7 612,459 .006,448 .203,875 .0015,437 .0044,988 .2913,134 .0036,577 .4118,856 .0 0

126,732 .692,149 .84

504 .3 848,325 .8267,201 .241,430 .80

44,638 .925,102 .30

69,461 .56351 .34

71,271 .2 00 .00

20,090 .7170,961 .3 51,290 .002,425 .508,803 .984,293 .007,200 .202,039 .00

0 .00943 .05

2,815 .623,373 .70

82,118 .3474,606 .0017,920 .802,862 .405,774 .00

22,000 .16

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DATE : 03/21/06 READ -RITE CORPORATION SECURITIES LITIGATIONTIME: 10 :54 :07 SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

554 USBANK FBO OLIVER R GRACE GRDCHLDN TR #70032860 453,952 .40555 USBANK FBO RYDEX SERIES TRUST TECHNOLOGY FUND 125,097 .3 0556 DOUGLAS G GRAY 16,550 .0 0557 BRIAN MURPHY 57,750 .2 5558 USBANK FBO JAMES SMALL CAP FUND A/C 19-4091 97,917 .9 6559 USBANK FBO THE GOLDEN RAINBOW FUND A/C #19-4090 27,124 .55560 USBANK FBO HENRY H STICK LLC A/C #19-8281 9,686 .7 0561 USBANK FBO JAMES MARKET NEUTRAL .FUND A/C #19-4092 43,911 .5 0562 USBANK FBO RYDEX ADVISOR VA ACCOUNT TECH FD 4,730 .1 9563 USBANK FBO JOHN A MCMINN SMALL CAP IRAS R/O 2,904 .27564 USBANK FBO THE AL FRANK FUND A/C #19-2600 255,029 .5 0565 USBANK FBO RYDEX SERIES TRUST MEKROS FUND A/C 12,650 .6 1566 USBANK FBO RYDEX VARIABLE TRUST MEKROS FUND 395 .1 7567 USBANK FBO POTOMAC SMALL CAP PLUS FUND 49,181 .16568 USSANK FBO CMC FOUNDATION-SG ASST MGMT 63,336 .3 7569 FRANK M FRONTCZAK SEP IRA 687 .40570 THOMAS YANCEY WILLIAMS 26,331 .33571 ARNOLD A DAGLIA & 244 . .0 0572 JUDY W KATES 814 .8 0573 SG AMERICAS SECURITIES, LLC 108 .0 0574 RBC ALTERNATIVES ASSETS LP 81,648 .0 8575 RICHARD A FRYE 156 .94576 NAGARAJ MURTHY & 3,620 .0 0577 LILLY LACHTER 2,063 .7 0580 GEORGE J ROEBELEN JR 8,516 .0 0584 TOLEDO CLINIC INC MASTER TRUST A/C #34-00497197 9,868 .8 0586 LMFT & M MASTER TRUST A/C #34-0775170 8,176 .0 0593 TOLEDO RADIOLOGICAL ASSOCIATES INC A/C 34-1064046 1,353 .0 0597 UMB BANK NA CUSTODIAN FOR RBC LIBERTY-TELLURIUM FD 55,410 .0 0598 UMB BANK NA CUSTODIAN FOR ULTRA SMALL CAP PROFUND 12,110 .13599 UMB BANK NA CUSTODIAN FOR ULTRSMALL-CAP .PROFUND 1,612 .67600 EMMA M AHART TTEE 3,832 .9 5601 UMB BANK NA CUSTODIAN FOR SMALL CAP PROFUND VP 15,935 .9 6602 UMB BANK NA CUSTODIAN FOR LEHMAN SEG FOR 89,540 .51603 UMB BANK NA CUSTODIAN FOR VP SMALL CAP LEHMAN SEG 32,352 .0 4604 UMB BANK NA CUSTODIAN FOR VP ULTRASMALL-CAP LEHMAN 77,310 .0 8605 UMB BANK NA CUSTODIAN FOR VP ULTRASMALL-CAP 10,664 .94606 UMB BANK NA CUSTODIAN FOR SMALL CAP PROFUND 839 .14607 UMB BANK NA CUSTODIAN FOR SMALL-CAP LEHMAN SEG 17,998 .30608 UMB BANK NA CUSTODIAN FOR SMALL-CAP VALUE PROFUND 28,362 .44609 UMB BANK NA CUSTODIAN FOR SMALL-CAP GROWTH PROFUND 33,583 .94610 UMB BANK NA CUSTODIAN FOR VP SMALL-CAP VALUE 4,376 .48611 UMB BANK NA CUSTODIAN FOR VP SMALL-CAP GROWTH 869 .3 7612 DAVID L PICKIT & 807 .75614 GERARD E MAHONEY 944 .20615 ANDREW VAN LAI & 200 .00616 A JAMES MUHDAY TTEE 4,187 .40617 A JAMES MUHDAY ROTH IRA 714 .80618 ROY SMITH & 4,555 .78619 CATHERINE L WIDNER 2,414 .2 0620 SUSAN B CRAVEN 1,503 .70622 LARRY BESSINGER & 11,715 .00623 GEORGE E BONTECOU JR 4,210 .00624 -ROGER L PETERSON 4,300 .00626 ANTHONY J KARNAVAS 15 .00627 ROSALIND G SHORENSTEIN BSSC 922 .84629 DEAN GEORGE GALLINATTI IRA R/O DTD 9/2/90 3,298 .70631 VINCENT TZECHIANG HSU IRA 198 .7 4632 KEN BRAMAN & 6,311 .4 0633 ELIZABETH V MARADEI TTEE 237 .40634 CHRISTOPHER S OLSON IRA R/O 5,377 .32635 ROGER W AU & 5.0 .00636 STEVE SANDVICK 19,158 .2 7637 WARREN R TAFF IRA R/O 14,996 .80638 DONALD C HAVERKAMP IRA 4,816 .60639 DAVID J SEAGLE C/F 1,300 .00640 DAVID J WOLONICK 0 .0 0641 THE BUDDY C & CATHY V HUGHES TTEE 1,882 .00643 GREG A VINGER & 1,769 .22644 RAVINDRA G BHAT 752 .24645 SERBAN NACU 2,287 .69646 ROGER WILLIAM MEIDINGER 1,442 .44647 MICHAEL J HOHENZY & 704 .00648 ROBERT A HUBER 1,327 .4 8649 LESTER LEE 318 .3 5651 JAMES MANLEY ADAMS IRA 164 .22652 VAN H HOANG & 13,335 .00653 GERALD J TOPOLEWSKI & 4,028 .00654 ANDREW R SCHOTKY GUARDIAN FOR 642 .95

PAGE :

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DATE: 03/21/06 READ-RITE CORPORATION SECURITIES LITIGATIONTIME : 10 :54 :07 SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

655 ANDREW R SCHOTKY III 9,086 .9 0656 JOHN F CONNORS & 5,622 .8 5657 CONNIE J ALVARADO 23,491 .87658 JOHN J NAPOLEAN & 2,098 .7 0659 PATRICK M GARRY 4,191 .0 0660 A R SKELTON 5,038 .10661 J

L / FDY1,300 .0 0

662 CROWLEY C/ FYNNL663 JAMES D CROWLEY IRA R/O 2,943 .7 0665 EDWARD A GALLAGHER 15,930 .0 0666 ANDREW A ARENA 7,137 .4 0667 MERLIN J COTTIER .220 .0 0669 JEFFREY J GRICE IRA R/O 16,592 .2 0670 JAMES ALTMAN 986 .61671 GUY MAURICE CLOUD III TRUST 9,629 .0 0672 JEFFREY J GRICE LIVING TRUST U/A 3/9/97 28,127 .0 0674 ZISSIS C KITRAS 158 .9 6675 JEROME D SIESHOLTZ 1,157 .4 3676 PAUL A COVEC & 6,749 .6 0677 JAMES C WHITE 1,727 .4 0678 EDMUND J SZCZESNY . 1,071 .32679 RAY F ,BLOCK JR 3,427 .40 .680 MARK A FREED .0 .0 0682 FARIBORZ-REZAEEAMIRI & 3,810 .0 0684 JERRY L MCKIMMY TTEE 3,078 .0 0685 JAMES D OLIVER IRA 7,400 .00686 JAMES D OLIVER 37,520 .0 0688 ARTHUR W JERNIGAN ROTH IRA 24 .3 7689 BARBARA L MAGNUSON IRA 3,037 .4 0692 ARTHUR W JERNIGAN 0 .0 0701 RF50 THRIVENT SMALL CAP INDEX FUND 5,149 .0 0702 RF12 LB OPPORTUNITY GROWTH FUND 287,-301 .2 0703 RF04 LB SERIES OPPORTUNITY GROWTH PORTFOLIO 454,545 .0 0704 RF66 THRIVENT SMALL CAP INDEX PORTFOLIO 14,723 .0 0705 SLOVES FAMILY TRUST DTD 6/9/99 40,296 .6 0707 NOMURA SECURITIES INTERNATIONAL INC 16,201 .54708 SANDRA L DEMERS C/F 685 .4 8709 ANN H BARR 2,987 .4 0710

T

_KYLE

O0 .0 0

711 LAMBERT LIVING TRUST UAD 5/29/96ROBERTJ

556 .0 0712 KEITH WILLIAM GALLI 73,059 .3 0713 ESTAN ARNETTE 3,680 .0 4714 FREDERICK EUGENE VOGLER 5,963 .18715 JERNER K PEDERSEN & 3,174 .00716 HADAR I ISAAC & 5,814 .80717 JULIUS E CRABTREE & 178 .70718 KIRTI P DESAI & 2,985 .00719 LORRAINE H PLANEY 12,749 .6 0720 ANNETTE LORRAINE PLANEY 3,153 .40721 MICHAEL J REIER 6,648 .66722 JAMES R THOMAS & JUDITH ANDERSON THOMAS 1,808 .00723 LINDE A SMITH 1,060 .00724 JAMES D CROWLEY 13,094 .80725 HELEN F BRUMBACH 1,374 .80726 JOHN M ELLIOTT JR IRA 8,212 .2 0727 PETER CORASIS & 1,004 .0 0730 JENNIFER BALBALEC & 50,286 .6 0731 CHARLES P SMITH 233 .10733 ALLEN KOLSTAD & 14,532 .60734 RON L SCHWINDT 497 .40735 RICHARD DAVID PRILL SEP IRA 7,498 .36736 H E BLACKBURN JR. 1,280 .0 0737 DOUG A NORDLUND 1,416 .5 0738 DALLAS-RICHTERICH & 5,990 .4 0739 KUHNS INVESTMENT LLC 2,210 .0 0740 DAVID W KUHNS IRA 2,372 .00741 DAVID W KUHNS & 4,060 .00742 SAMSON P .K . LI 900 .0 0743 GLEN L CAHALA 0 .00744 THO V PHAN 8,712 .78745 HERITAGE SERIES TRUST TECHNOLOGY FUND 292 .5 0746 VANESSA CLEMENS HAMMILL 7,410 .0 0747 JULIA S FU 15,807 .88748 HILARIO MAGDAY & 4,235 .00750 TIMOTHY D ZAKREWSKI 10,173 .44751 ROBERT T LEVINE 445 .6 0753 AZRIEL HOROWITZ 35,366 .8 6754 FRANK PATTON JR 45 .00755 JOHN P COGGINS & 294 .00

PAGE :

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DATE : 03/21/06TIME : 10 :54 :08

READ -RITE CORPORATION SECURITIES LITIGATION PAGE :SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

756 VICTOR H ROMERO IRA 2,342 .50757 MCINTOSH CONSTRUCTION INC 881 .10758 JAMES R MCINTOSH & 881 .10759 JAMES A ROWLES IRA R/O DTD 2/27/96 40,048 .00760 LINH MY TU 2,874 .00761 HA L DUONG & 5,021 .00762 NHIEN C DANG IRA R/O 6,708 .00763 TEFERA W GULELAT & 31,532 .45764 TEFERA W GULELAT ROTH IRA 1,928 .55765 MILES L HOFF & 0 .00766 DAVID A SEBERGER IRA 1,014 .80769 STATE STREET CORP AS MASTER CUSTODIAN FOR THE 5,618 .86771 ALEC JOSEPH BABIARZ & EVA STJERNFEDLT TTEE 31,929 .00772 ALEC JOSEPH BABIARZ CUSTODIAN FOR 5,335 .90773 ALEC JOSEPH BABIARZ CUSTODIAN FOR 6,117 .00774 RANDY JOSEPH DUKOVICH 4,275 .90775 RANDY DUKOVICH 978 .40776 RANDY J DUKOVICH C/F 1,264 .20777 RANDY J DUKOVICH C/F 1,510 .40778 PFPC FBO AXA ROSE US MARKET NEUTRAL FUND USD 0 .00779 FRANK IMBESI 15,538 .74780 HARGWOYNE MULUGETA ROTH IRA 2,071 .40 .781 DIAN V SYVERSON & MARSCHELE SYVERSON TTEES 17,830 .30782 DAVID J SEAGLE 8,403 .09783 TOURPASS & CO 71,838 .60784 BLAZELBOARD & CO 98,344 .40787 JANET E GUMENICK CAPITAL MGT TR UAD 5-23-94 12,531 .70788 JOHN W BYNUM JR 1,370 .68789 JOSEPH BERMAN R/O IRA 4,142 .20791 FARMERS AND MERCHANTS TRUST CO . 56,302 .83792 WILLIAM MCCARTNEY 7,438 .00793 MATTHEW JAMES MCRITCHIE 10,774 .0 0794 JAMES MCRITCHIE & 1,560,049 .0 0795 MICHAEL D WALKER 2,574 .40796 MICHAEL D WALKER IRA ACCOUNT 22,837 .80799 CHARLES SCHROEDER 14,290 .14800 CHARLES OREMLAND 967 .90801 BEN LUONG & 4,320 .00802 EARL D BROWN ROTH IRA

.1,154 .80

803 JAMES H HUNT 719 .4 0804 RANDALL CORY SPURLOCK 0 .00805 DOUGLAS K METZ 5,163 .60807 RUGBY MANAGEMNET INC 7,117 .40809 KI HONG KIM 1,047 .00810 YOUNG S KIM 1,717 .29812 JOHN TILLSON 2,594 .00813 NEIL E BOLSTER 22,962 .5 0814 KENNETH JAMES HARLAN 61,360 .00815 ASHOK K MALHOTRA 38,078 .4 0816 JOHN EDWARD BAURES 779 .9 0817 ALAN S LEWIS 7,620 .00818 WINNXE LEUNG 2,880 .70819 PETER H LOUIE 2,726 .96820 SUSHILA CALBAZANA 317 .4 0822 SARAH GONZALEZ 1,448 .70823 IQBAL VENJARA 1,643 .70824 DON D WONG 15,819 .2 0825 SHOJI TAKASUGI 90,149 .80826 DAVID L FRENCH 14,010 .00827 ZULEMA SOTO R/O IRA 10,952 .20828 JAMES HUMMEL 20,592 .40829 NORMAN PETTIT IRA 3,474 .0 0830 ERIC LAM 4,696 .00832 MICHELLE M PETERSON 517 .40833 RANDALL SCHOENFELDER 1,009 .77834 DONALD RAY HOWARD 333 .70835 JEFFREY A HUNT ROTH IRA 1,153 .48836 ANDREW P CAMINO 503 .66837 MEGEAN L ROEMER 16 .34838 ALAN J ROBIN 650 .00839 LODIA E EDRA 4,788 .43842 KLAVDYA BELOTSERKOVSKY 63 .74843 JAMES A GINGRICH 3,220 .00844 ROBERT A CORIRUSSI IRA 905 .76846 WILLIAM M CASSELLA 225 .00848 JOE BRANDL 160 .0 0849 RICHARD C RANDOLPH 0 .00850 JOSEPH M SEPULVADO SEP IRA 5,950 .0085 1 LORETTA CHESHIRE IRA R/O 1,343 .70

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DATE : 03/21/06TIME : 10 :54 :0 8

CLAIM # FULL NAME

852853854855856857859860861862863865866867869870872874875876879S80881882883884885887888889890891892894895896

898899900901902903904906907908909910911912913914915916917918919920921922923924925929930931932934935936937939940942943944945946

READ-RITE CORPORATION SECURITIES LITXGATIONSUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

BING MONGJAMES R CHESHIRE IRA R/OGEORGE D BONINI IRA R/OASSEFA TAYE DESTAJUDITH D CACABELOSRICHARD GOSTANIANRICKEY L HOBALBIR SINGH &STEVE BLAUSERJOSEPH MORINANDON ROTHKEVIN B FISHPHILIP D MOGLER TTEEGEORGE J KERN C/FJULIE A BLAKESLEY ROTH IRAKENDRIX HILLROGER F HUNZIKER SEP IRAROBERT IMBROGNAGARY YELDEZIANGARY YELDEZIAN IRA R/OGARY STEVEN TAMARU &RZ REALTY OF BRISTAL CT INCSTEFAN P MOISICARANDY GAWLIKWILLIAM G STATTNERJOSEPH L MALLETT SRMICHAEL J HILBERTJEROME C SCHWARTZCHEN WANG IRALUFEI LIN IRALUFEI LINLUFEL LIN FBOHARJIT S BAGGA IRA SEPHARJIT S BAGGAEDMUND J HUBERTTRAVIS EUGENE LEDBETTERTERRY VAN BALLEGOOIJEN IRAWILLIAM CHARLES TRITESSTEVEN C HANYAKVICTOR D ROMANOPAUL SMONSKEYNANCY TSAI IRA R/OANNIE TSAI WONGDANIEL P SARNAK &LARRY A HINTONBARBARA L VEITCHROBERT STROUG ORICHARD EDWARD CALDBECK SRLEONARD & LANA ROS SCARL CHAN WONGJOSEPH E YEOMANSCHRIS K MEYERSRALPH H ELMORE JR

RET PLN

R/O

IRA R/O DTD 9/3/96

ROBERT D EVANS IRA DTD 6/6/93RAVI MALHOTRAJOSEPH P LEEJACKIE ONEAL KINGJOHN A HERMANN &LAUDUS ROSENBERG GLOBAL LONG/SHORT & EQUITY FDNBISSER DIMITROVIVAN DIMITROVSATORU ARKAI &MICHAEL R LUOMA ROTH IRADAVID BOUDERSTEVEN V LUPINISTATE OF CONNECTICUT RETIREMENT PLN & TRUST FUNDSBILL GILLIAMCHAN YEHTHOMAS M LIPSEY IRAJANA LEE BAKERJOHN SUAREZSHEAFEN KUOGLORIA D FOSTERSHEAFEN KUORAY S EVERSON IRA TRADJOSEPH M BAINGER IRAANTHONY T MCELFISH &FREDIC R MANCE J RMAN KMEN TAM

RECOGNIZED LOSS

1,921 .922,687 .4 0

516 .85457 .40

0 .0 026,584 .401,174 .005,132 .2 0

0 .001,252 .201,491 .4 8

930 .603,891 .901,680 .001,194 .96

461 .002,994 .968,157 .17 .

610 .001,715 .226,963 .601,430 .0 0

4 .98892 .20

3,617 .402,903 .452,147 .004,287 .403,792 .0 0

491 .721,892 .501,857 .98

611 .78175 .28

0 .00 .706 .00

11,409 .602,453 .6 030,350 .003,984 .001,161 .84 .2,750 .213,546 .3 2

15,544 .501,046 .00

402 .7 42,865 .706,759 .009,748 .0 0

20,414 .402,036 .10

672 .42437 .4 0

3,595 .80897 .80204 .00126 .85

2,589 .8075 .00

671,637 .95333 .70

5,547 .00391 .3 6

1,254 .001,955 .00

2,072,247 .0 61,314 .005,241 .20

435 .872,917 .302,801 .4018,452 .2 02,480 .003,223 .90

823 .80384 .00

1,085 .601,375 .002,100 .00

PAGE : 10

Page 36: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06TIME : 10 :54 :08

CLAIM # FULL NAME

949952953954955957958959960961962963964965966967968969970971972973974975976977978979980981982983985986989991992993994995996998999

10001001100210031004100610071008100910101011101210131014101510161017101B101910201021102210231024102510261027102810291030103110321-0 33103410361037

RE,RI7-RITE CORPORATION SECURITIES LITIGATIONSUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

GIAN & RANI SHARMAMARK TORPEYROCCO VINCENT PICARAZZI &NICHOLAS BRUNKARAJ KUMAR MALHOTRADAVID W MASUKEWICZ &ROBERT JOHN ROMANPATRICK MILLERGARY J CAPGARY J CAP IRABERNARD RAPKI NLISA A MASUKEWICZ IRA R/ODAVID W MASUKEWICZ IRADAVID W MASUKEWICZ &TEACHERS RETIREMENT SYSTEM OF LOUISANA (TRSL)KEN BRAMANARNOLD H SILVERMANDAVID L ROTHLEE C EXSINBERGJEAN E .SHERRY IRAASHWINPAUL C SHONDHI KEOGHA C SHONDHI & ASSOCIATES LLCASHWINPAUL C SHONDHI IRAASHWINPAUL C SHONDHIASHWINPAUL C SHONDHITHOMAS M LIPSEY ROTH IRAFATEHALI M DOSSAJAMES A OTTE SRJOSEPHINE M. OTTE IRAJAMES A OTTE SR IRACHAN YEHMICHAEL E SIMMERS IRAMICHAEL E SIMMERS C/FMICHAEL E SIMMERS C/FYEH'S FOUNDATIONJEFF D BARLOW IRABONNIE J BARLOW IRAJEFF D BARLOWJEFF D BARLOWJEFF D BARLOWJEFFREY N NEWTON TRJAMES D WESTJEFFREY C SIGLMARK A YUHNKEMARIAN HAVEN WICKESL PERRY GRIFFINGARY JOE HINNENKAMPROBERT A MARKELLHANNELORE BAFFICO R/O IRAVIRGINIA RETIREMENT SYSTEMSLINERBELL & CO - 05VF-107940MEADOWLARK & CO - PK33SURFBOARD & CO - SJ33SURFBOARD & CO - SJ64SURFBOARD & CO - SW4 JMARK R HELLMANNMASOUND YASAMIWILMINGTON TR COMPANY 478691GUY COLLINSBOGLE INVESTMENT FUND LPPRESIDENT AND FELLOWS OF HARVARD COLLEGEDUN & BRADSTREET CORP DEFINED BENEFIT GROUP TRHHMI IV LLCKIMBERLY -CLARK RETIREMENT TRBOGLE OFFSHORE INVESTMENT FUND LTDBOGLE SMALL CAP GROWTH FUNDJONNIE R MENSINGROGER G MENSINGROGER G MENSING ROTH IRAEDDIE K WANGOHIGHFIELDS CAPITAL I LPHIGHFIELDS CAPITAL II LPHIGHFIELDS CAPITAL LTDAIM OPPORTUNITIES I FUND OFCATHERINE B WINTER AGY #650147010TEACHER RETIREMENT SYSTEM OF TEXASRANDALL J GORSKIWILLIAM P REIDRALPH E HOLMQUIST

RECOGNIZED LOSS

13,377 .004,431 .005,018 .0 0

280 .3016,493 .4033,799 .0 03,617 .40

647 .001,274 .001,267 .0 0

0 .001,012 .20

390 .8339,326 .29

1,452,291 .663,164 .10

270 .006,997 .4 0

0 .002,820 .00

18,945 .7023,677 .405,700 .00

13,.698 .004,368 .001,347 .40

687 .0022,516 .563,564 .404,812 .5 0

17,876 .9535,834 .00

607 .4 094 .96

6,459 .005,728 .053,260 .5 5

12,533 .287,523 .438,747 .93

7 .3016,777 .722,480 .405,279 .106,489 .91

0 .00431 .10

23,267 .8 61,487 .005,429 .70

321,347 .8752,202 .0035,879 .60591,156 .0 0

0 .0020 .00

1,435 .3 369,466 .103,054 .00

220,044 .72147,631 .3 536,509 .24

369,915 .93301,779 .58128,221 .24222,585 .14

5,801 .525,674 .003,808 .802,005 .003,533 .947,699 .44

28,362 .61332,150 .0015,289 .0 0369,116 .002,599 .00

297 .4 06,875 .53

PAGE : 11

Page 37: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06 READ - RITE CORPORATION SECURITIES LITIGATIONTIME : 10 :54 :08 . SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM # FULLNAME RECOGNIZED LOSS

1038 ARTHUR NEUMAN 8,360 .0 01041 ANTONIO GONGORA YAPO 2,020 .9 31042 DAVID L DIETRICH & 6,845 .9 71043 MANCHI S COLAH IRA R/O 654 .8 01044 ROBERT ENTOUS 840 .0 01045 WALTER A ROHLFING IRA 1,885 .5 01046 WALTER A ROHLFING . 1,885 .5 01048 JOSEPH HOLAN 4,801 .0 01050 THOMAS L ECKER IRA 1,131 .4 81051 PHILIP J JORDAN 2,123 .8 01052 DONALD P KNECHTEL 2,906 .961053 MONROE PLUMBING & HEATING COMPANY 3,252 .0 01054 BEHSIR R. ZAKAR 1,334 .0 01055 MONROE PLUMBING & HEATING CO 3,248 .0 01057 JOAN MARIE STENCEL 1,331 .101058 NANCY L SPELLMAN IRA 627 .001059 MICHELLE J STUEBE 5 .831061 H JAMES GOREY IRA SEP 220 .001062 ROBERT D HES,GESON 1,247 .481063 CATHY J PATE 2,160 .001064 JAMES A COBLE 760 .001065 . HSIU FONG ZHENG PAN 7,786 .82 .1066 PAWEL PRYSZCZEPKO 0 .001067 OSCARKVELLAND 1,964 .251068 M AMBONI GIAN LUIGI (GINO) 1,247,510 .05 .1069 M AMBONI GIAN LUIGI (HOUSE) 21,866 .2 01070 M AMBONI GIAN LUIGI (FAMA) 34,879 .4 01071 JOSEPH P BATTAGLIA & 35,987 .6 51072 SIDNEY ORTON IRA FBO SIDNEY ORTON 16,992 .0 01073 CRABTREE ENTERPRISES 353,810 .941075 EDOUARD DEJOUX 34,013 .001076 NANCY FREY ROTH IRA 8,.782 .20 .1078 ROBERT M GRACE 144,210 .401080 MORGAN H GRACE ART 11 GENERATION SKIPPING TRUST 33,936 .001081 MORGAN H GRACE ART 11 NON-MARITAL DEDUCTION TR 58,834 .001082 GRACE & WHITE INC PROFIT SHARING PLAN 89,514 .781083 DAVID HOLLAND TR 9,188 .521084 MARJORIE M HENNING TR 97,475 .001085 KINGS BAY CAPITAL MANAGEMENT 46,870 .40 .1086 DIANA MACLEAR 1976 TR 28,620 .001087 DIANA MACLEAR 1983 TR 61,537 .001088 MANDELBAUM DESCENDANTS' TR 5,570 .801091 REEFWICK 33,064 .401092 JAMES B ROSEWALD III IRA 14,229 .841093 PETER & NANCY FENNER LIV TR 50,405 .001094 NANCY FENNER TR 37,140 .0 01095 BYRON RUPP IRA 9,198 .421096 ABC RUPP LTD 8,981 .6 01097 RUPPSOFT INC 6,370 .0 01098 TRUST UW KARL ROYCE PARAGRAPH 4A 30,698 .0 01099 JACK WIELAR 29,809 .5 01100 GERALD I WHITE IRA 81,925 .901101 CATHERINE B WINTER 72,984 .0 01102 NATALIE W GRACE TR 228,962 .721103 NORTHEAST THEATRE CORP RET PL TCW #10429116000 836 .901104 WAUKESHA HOSPITAL SYSTEM PEN PL-TCW 10459628004 663 .4 01105 PNEUMATIC SCALE CORP EE RET SUGS-TCW 10459625000 950 .001106 ZOOLOGICAL OF PHILA RET-TCE 10459369005 179 .401107 KIRBY PEN PL-TCW 10460143001 3,001 .501108 GIA PENSION PLAN-TCW 10459825006 7 .071109 GEORGIOS D MARTINOS 66,322 .001110 LI QUN SHAO 2,125 .001112 HO CHIWEI 12,417 .001113 BUTTERFIELD TRUST (BERMUDA) LIMITED 2,004,489 .071115 ARLINE BROIDA 426 .731118 RUTH F ROSE 900 .0 01119 WILLIAM P SLUSASZ ROTH IRA 316 .001120 PAUL D GRAHAM & 709 .2 51122 RICHARD M COLLINS JR ROTH IRA 830 .8 01123 WITOLD OCZKO 0 .0 01124 JOSEPH J HUTCHINSON SR 4,068 .0 01125 RICHARD S STEMPAK 573 .7 41126 SUSAN E MCSWAIN 3,504 .8 01127 ANDREW CUNIOWSKI 2,828 .0 01128 DAVID DUDIK ROTH IRA 391 .9 01129 EDWARD F COOKE 479 .0 01130 EDWARD A ROSSI IRA R/O 1,709 .2 21132 RICHARD MICHAEL COLLINS ROTH IRA 825 .0 01133 M STEPHEN BACA K IRA 4,792 .80

PAGE: 12

Page 38: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06 READ-RITE CORPORATION SECURI TIES LITIGATIONTIME : 1Q :54 :09 SUMMARY LOSS CALCULATION S

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

.1134 WAYNE D GALVIN 23,518 .401135 HOSSEIN GOLESTAN-NEJAD 3,284 .001136 JOAN SATTLER 2,817 .401137 PATRICIA ANN MACKEY ROTH IRA 841 .001138 UNIVERSITY OF SOUTHERN CALIFORNIA 121,174 .001139 GEORGE MASSON FAMILY TR 1993 TR #1 7,220 .001140 BERNARD WHITE 1,732 .421141 MICHAEL G WACEK IRA R/O 12,096 .001142 TOM FENG 1,460 .001144 MARIE L YARUSSI 614 .801145 JOHN DELEONE & 751 .241146 STEVEN REVICH 308 .001147 MARIANO YARUSSI 1,462 .201148 NATALIE CASTLE 3,587 .001149 BRIAN D CASTLE 5,209 .6 01150 YUNG JUT CHEN IRA 8,730 .461151 BRIAN POLICASTRO 3,803 .951152 JEFFREY A KEISER 4,930 .2 01153 KENNETH E KELMAN 223 .701154 JOHN A GRAZIOSO JR IRA 5,726 .101155 DONALD A D'ALESSANDRO IRA R/O 8,454 .801158 JAVIER A MURPHY 812 .5 01159 RICHARD V LEAMON & 1,351 .921160 FRANK N PELUSO BASIC IRA 377 .401161 FRANK N PELUSO & 2,408921163 PAUL B H TRAN ROTH IRA 2,276 .221164 JOSEPH SCALLO 1,309 .60 .1165 DHURUVA G KANJARPANE 1,314 .9 61166 WILLIAM MILKOLIS IRA R/O 13,940 .0 01167 FRANK C KANSKI IRA 5,836 .0 01168 FRANK C KANSKI 10,095 .771169 RONALD H SHOVLIN 1,493 .7 01170 WI SOFTWARE INVESTORS LLC 18,657 .101171 WEXFORD SPECTRUM INVESTORS LLC 24,926 .001172 SOLITAIR CORP 24,926 .0 01174 CHARLES F WILTROUT IRA 34,168 .601175 PATRICIA A WILTROUT IRA R/O DTD1/23/98 2,020 .90 -1176 ORETHA P SECHLER 1,361 .7 61177 STEPHEN W OBORN 10,574 .8 01178 JAMES ARTHUR OTTE JR 3,456 .3 01179 JEFFREY R KLEMBCZYK 4,115 .511180 ANTHONY 7 MELONE 15,622 .201181 RAYMOND J RYCHLAK IRA . 42,181 .2 01182 LESLIE M FANSLER 4,694 .801183 LESLIE M FANSLER 4,684 .8 01184 LESLIE M FANSLER 4,684 .801185 NORMA SO 61974 .001186 RICHARD M COLLINS 857 .001187 ANNAPOORNI SHADAGOPAN 298 .501188 DOUGLAS R TYREE 19 .641189 LEWIS COHEN IRA 13,444 .001190 VLADIMIR FISHMAN 3,738 .121191 JAMES L MAIGRET & 2,746 .2 21193 FIDELITY SELECT PORTFOLIO NETWORK & INFRASTRUCTURE 166,658 .001194 FIDELITY ADVISOR EQUITY PORTFOLIO INCOME FUND 1,793,321 .001195 SPARTAN TOTAL MARKET INDEX FUND 40,283 .601196 SPARTAN EXTENDED MARKET INDEX FUND 44,198 .641197 LEWIS COHEN 4,987 .401198 FRANKLIN K WHEELOCK 9,261 .181199 DENNIS E ORTELLI 32,878 .001200 HAYWOOD MCCAULEY JR ROTH IRA 1,954 .4 01201 ROBERT WERNERT 2,947 .961202 EDWARD C MCCONVILLE 16,889 .201203 JEFFERSON PILOT VARIABLE FUND INC 15,531 .361204 MARILYN P JAEGER TTEE 1,706 .051205 WILLIAM L JAEGER & 487 .401206 WILLIAM L JAEGER 487 .401207 GAEL A SCHEIBEL 120,279 .921208 MICHAEL RAIKHER 13,968 .801209 J AUSTIN SCHEIBEL 15,137 .001210 JACQUELINE F HEINS IRA 2,728 .051216 BRYAN K SCHUITEMAN 3,645 .801217 MATTY LAM 311 .041218 LEON D MIZE 21,953 .881219 PETER POLOVSKY 5,855 .0 01220 SPRAYGALE & CO A/C PKMD 19,610 .161221 JAMES WYATT LEWIS & 3,942 .001222 JAMES WYATT LEWIS IRA 3,094 .801223 EDWARD L SYKES IRA R/O 57,940 .08

PAGE: 13

Page 39: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06 READ-RITE CORPORATION SECURITIES LITIGATIONTIME : 10 :54:09 SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

1224 JOHN KIESLE 6,336 .8 01225 SUSQUEHANNA CAPITAL GROUP 1,494 .4 61226 SUSQUEHANNA INVESTMENT GROUP 361,575 .051227 SUSQUEHANNA INVESTMENT GROUP/SUSQUEHANNA 106,112 .331228 SUSQUEHANNA FINANCIAL GROUP 10,480 .0 01230 JOYCE EUVONNE COOK 7,575 .0 01231 PACE PARTNERS LP 211,039 .9 81232 ANTHONY J PACE IRA 97,022 .0 01233 LOUIS MAZZOLA 42,574 .0 01234 FREDERICK WINSECK 6,170 .2 01235 MARVIN L FINSTON IRA 31,423 .691236 HINDA FINSTON IRA 9,255 .3 01237 PATRICIA A MAZZOLA 9.,262 .2 01238 RICHARD B LOMBARD IRA 94,291 .801239 T LECLERC & J ROSS III TTEES 7,792 .0 01240 JEAN A MOORE IRA R/O 7,477 .4 01241 RICHARD A WALTERS TTEE 1,713 .7 01244 SANDRA BARNEY ROTH IRA 161 .701245 JEFFREY B BARNEY ROTH IRA 366 .75 '1246 JAN M REHWOLDT 746 .101248 FIFTH THIRD BANK CUST 28,808 .00 .1249 FIFTH THIRD BANK CUST 49,493 .571250 FIFTH THIRD BANK CUST 66,625 .501251 TINA C KUO IRA 22,285 .071252 CHARTER OAK PARTNERS (E) 277,738 .2.01253 STEVEN PAUL SMITH 1,238 .091254 HARRIETT JORDAN IRA 70 .0 01255 RICHARD R RHOADS IRA DTD 4/15/05 5,913 .24 "1257 DAVID PIERCE 6,029 .921259 STUART BARTON & 8,928 .2 01260 MICHAEL J PEDARRE 21,391 .2 01261 HARJIT S BAGGA 7, .412 .96 .1262 BEVERLY CROSBY 36,244 .8 01263 MAXWELL & LINDA G ROSENBAUM TTEES 952 .621264 SCHWAB SMALL-CAP MARKET MASTERS FUND 69,130 .0 01265 JOHN E PARDO 2,763 .901267 SA US SMALL COMPANY FUND 15,021 .3 01269 ROBERT R CLARKS 1,397 .0 01270 GEORGE W LAPE JR 2,165 .0 01271 STEVE A BUDDINGTON 153 .9 61272 GARY TEPER 2,515 .8 31273 ROYCE LOW-PRICED STOCK FUND -6,871,251 .0 01274 PENNSYLVANIA MUTUAL FUND 502,355 .4 51275 ROYCE OPPORTUNITY FUND 1,676,611'.2 01276 ROYCE RAZOR FUND, LP 9,475 .001277 ROYCE CAPITAL SMALL-CAP FUND 4,059 .601278 ROYCE CAPITAL MICRO-CAP FUND 382,973 .501280 ROYCE MICRO-CAP FUND 2,033,050 .671281 HUNTINGTON NATIONAL BANK 31,174 .001282 PAUL P BASSWEITZ TTEE UAD 5/14/98 627 .801283 MICAHEL TOKUYAMA, 5,700 .001284 NORBERT FLATOW IRA 1,447 .0 01285 JOSEPH C ROSA IRA 2,841 .901286 DAVID P CUMPTON IRA R/O 1,694 .601287 SURA CHAT IRA 5,780 .611288 BEAR STEARNS SECURITIES CORPORATION A/C 0 .0 01289 BEAR STEARNS SECURITIES CORPORATION A/C 0 .0 01290 BEAR STEARNS SECURITIES CORPORATION A/C 0 .001291 BEAR STEARNS SECURITIES CORPORATION A/C 3,592 .0 81292 BEAR STEARNS SECURITIES CORPORATION A/C 100,847 .021293 BEAR STEARNS SECURITIES CORPORATION A/C 195 .0 01294 BEAR STEARNS SECURITIES CORPORATION A/C 18 .091295 BEAR STEARNS SECURITIES CORPORATION A/C 219,887 .061296 BEAR STEARNS SECURITIES CORPORATION A/C 1,624 .461298 JOSEF ROZSENICH & 34,370 .8 01299 RAYMOND H TWOREK IRA 3,097 .4 01302 FREDERICK EUGENE VOGLER ROTH IRA 5,806 .1 01303 LINDE A SMITH IRA R/O 4,427 .6 01306 DAVID BOUDER ROTH IRA 390 .0 01307 LYNNE A HELLMAN ROTH IRA 4,928 .5 21311 HAYWOOD MCCAULEY JR 10,165 .001312 EDWARD L SYKES 5,694 .8 01313 EDWARD L SYKES 34,773 .4 01314 JEFF B BARNEY 1,698 .701317 VICTOR D ROMANO IRA R/O 2,111 .0 01318 BETTY M CONRADES IRA R/O 1,714 .9 61321 JACK C HEIMAN TRUST PLEDGED 0 .0 01322 TIMCOR INVESTMENT MANAGEMENT CORP 3,813 .7 01323 MORAVIAN COLLEGE A C 4 2,775 .00

PAGE: 14

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DATE : 03/21/06 READ-RITE CORPORATION SECURITIES LITIGATION PAGE : i5TIME : 10 :54 :09 SUMMARY LOSS CALCULATION S

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

1324 CHICAGO PAINTERS EAGLE ASSET 65,218 .4 01325 UBS SECURITIES LLC 1,237,224 .7 9

1326 GOLDMAN SACHS ASSET MANAGEMENT 227,872 .34

1327 GOLDMAN SACHS ASSET MANAGEMENT 77,936 .8 71328 GOLDMAN SACHS ASSET MANAGEMENT 200,251 .181329 GOLDMAN SACHS ASSET MANAGEMENT 3,865 .591331 GOLDMAN SACHS ASSET MANAGEMENT 320,874 .501332 GOLDMAN SACHS ASSET MANAGEMENT 34,832 .70

1333 GOLDMAN SACHS ASSET MANAGEMENT 422,078 .401334 GOLDMAN SACHS ASSET MANAGEMENT 24,872 .521335 GOLDMAN SACHS ASSET MANAGEMENT 9,150 .951336 GOLDMAN SACHS ASSET MANAGEMENT 28,556 .02

1337 GOLDMAN SACHS ASSET MANAGEMENT 46,104 .831338 GOLDMAN SACHS ASSET MANAGEMENT 11,147 .761339 GOLDMAN SACHS ASSET MANAGEMENT 32,317 .321340 GOLDMAN SACHS ASSET MANAGEMENT 42,514 .851341 GOLDMAN SACHS ASSET MANAGEMENT 75,696 .971342 GOLDMAN SACHS ASSET MANAGEMENT 7,412 .761343 GOLDMAN SACHS ASSET MANAGEMENT 20,419 .881344 GOLDMAN SACHS ASSET MANAGEMENT 19,564 .951345 THE MASTER TRUST BANK OF JAPAN, LTD . 200,249 .63

1346 BANK OF AMERICA AS FIDUCIARY 5,343 .3 01347 BANK OF AMERICA AS FIDUCIARY 2,938 .9 81348 BANK OF AMERICA AS FIDUCIARY 3,892 .501349 BANK OF AMERICA AS FIDUCIARY 1,155 .0 01350 BANK OF AMERICA AS FIDUCIARY 2,016 .0 8

1351 BANK OF AMERICA AS FIDUCIARY 5,550 .841352 BANK OF AMERICA AS FIDUCIARY 925 .141353 BANK OF AMERICA AS FIDUCIARY 1,850 .2 81354 BANK OF AMERICA AS FIDUCIARY 1,387 .711358 UNION BANK OF CALIFORNIA FBO ; 87,857 .511361 WELLS FARGO BANK N.A . AS TRUSTEE FBO 0 .001362 WELLS FARGO BANK N.A . AS TRUSTEE FBO 24,768 .83

1363 WELLS FARGO BANK N.A . AS TRUSTEE FBO 53,916 .571364 WELLS FARGO BANK N.A . AS TRUSTEE FBO 0 .001365 WELLS FARGO BANK N.A . AS TRUSTEE FBO 3,246 .11

1366 WELLS FARGO BANK N.A . AS TRUSTEE FBO 49,647 .151367 WELLS FARGO BANK N.A . AS TRUSTEE FBO 30,545 .07

1371 THE CHASE MANHATTAN BANK MANAGED 177,611 .3 01372 ROYCE ENDOWMENT FUND LLC 709,822 .2 81373 ROYCE MICRO-CAP FUND LLC 12,375 .0 01376 C R BARD, INC . MASTER TRUST 2,210 .0 01377 NORTEL NETWORKS INC MASTER 838,634 .3 01380 GENERAL CABLE CORPORATION-BOSTON 100,154 .8 01383 SPX-TCW SMALL CAP 0 .0 0

1385 CARPENTER TECHNOLOGY BLACKROCK 90,411 .501386 EMPLOYEES RETIREMENT SYSTEM OF TEXAS 1,090,925 .2 01389 IBM : HIGH ROCK SMALL VALUE 273,891 .90

1391 SHEET METAL WORKERS NATIONAL PENSION 24 .001396 JPM-SEARS TCW SMID VALUE 5,370 .001401 THE DELTA AIR LINES RETIREMENT 95,744 .74

1402 TIMES SQUARE CAPITAL MANAGEMENT 94,520 .811406 TIAA-CREF LIFE SMALL-CAP EQUITY FUND 2,582 .7 61408 OPPENHEIMER MAIN ST SMALL CAPITAL 634 .7 01410 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 5,205 .9 61411 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 7,033 .8 6

1412 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 4,302 .0 81413 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : .46,495 .6 81414 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 62,430 .2 7

1415 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 224,157 .9 11416 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 1,045 .7 11417 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 4,625 .7 0

1418 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR ; 46,303 .3 71419 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 46,303 .3 71420 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 81,615 .181421 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR ; 69,666 .461422 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 3,613 .4 01424 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 66,636 .881425 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 90,871 .021426 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 5,112 .00

1427 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 241,216 .791428 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 206,510 .201429 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 6,098 .061430 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 297,067 .27

1431 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 86,789 .6 91432 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 62,775 .0 01433 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 579,912 .2 01434 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 4,280 .4 01435 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 184,842 .59

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DATE : 03/21/06 READ-RITE CORPORATION SECURITIES LITIGATION PAGE: 16TIME : 10 :54 :10 SUMMARY LOSS CALCULATION S

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

1436 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 296,458 .0 91437 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 5,432 .6 21438 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 49,029 .3 41439 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 43,224 .7 01440 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 1,344,519 .5 81441 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 7,828 .0 01442 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 3,501 .111443 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 1,128 .0 01444 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 37,370 .5 21447 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 423,652 .4 41448 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 5,781 .0 01449 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 11,911 .621450 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 16,468 .921451 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 8,404 .801452 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 153,733 .861453 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 12,628 .301454 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 33,712 .6 01455 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 3,032 .161456 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 23,538 .111457 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 155,567 .501459 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 65,430 .251460 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 237,279 .711461 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 54,664 .321462 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 621,147 .801463 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR: 13,631 .2 01464 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 13,471 .161465 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 304,662 .021467 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR: 220,377 .1 81468 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 4,592 .4 81469 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 1,458,531 .6 01470 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR ; 35,680 .641471 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 7,685 .0 01472 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR: 5,394 .37 .1473 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 2,391 .7 21474 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR: 11,691 .531475 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 285,958 .411476 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 268 .471477 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 330,244 .651478 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 56,037 .101479 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 12,555 .421480 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 66,811 .421481 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 4,236 .00 .1482 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 9,178 .001483 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 2,831 .781484 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 8,980 .001485 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 474,351 .541486 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 10,275,830 .9 91487 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 2,565,276 .321488 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR ; 303,283 .351489 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 2,293 .241490 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 702,653 .911491 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 1,363,416 .901492 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 100,573 .041493 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 11,624 .921494 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 86,346 .431495 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 1,736 .001496 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 162,856 .511497 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 3,090 .4 81498 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 323,646 .811499 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 142,292 .921500 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 293,305 .3 21501 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 73,594 .6 01502 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 323,947 .4 71503 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 12,093 .881504 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 289,925 .391505 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 144,146 .061507 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 1,387 .801509 CLASS ACTION SERVICES FBO 1 .001510 CLASS ACTION SERVICES FBO 29,853 .201511 CLASS ACTION SERVICES FBO 5 .601512 CLASS ACTION SERVICES FBO 1,087 .401513 CLASS ACTION SERVICES FBO 480 .001514 CLASS ACTION SERVICES FBO 555 .001515 CLASS ACTION SERVICES FBO 2,729 .771516 CLASS ACTION S ERVICES FBO 147 .501517 CLASS ACTION SERVICES FBO 12,440 .401518 CLASS ACTION SERVICES FBO 60 .001519 CLASS ACTION SERVICES FBO 140 .001520 CLASS ACTION SERVICES FBO 282 .00

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DATE : 03/21/06 READ-RITE CORPORATION SECURITIES LITIGATIONTIME : 10 :54 :10 SUMMARY LOSS CALCULATION S

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

1521 CLASS ACTION SERVICES FBO 665 .4 81522 CLASS ACTION SERVICES FBO 33,552 .0 61523 CLASS ACTION SERVICES FBO 491 .4 01524 CLASS ACTION SERVICES FBO 165 .101525 CLASS ACTION SERVICES FBO 8 .001526 CLASS ACTION SERVICES FBO 808 .801527 CLASS ACTION SERVICES PBO 24 .001528 CLASS ACTION SERVICES FBO 3 .001529 CLASS ACTION SERVICES FBO 5 .001530 CLASS ACTION SERVICES FBO 136 .00153 1 CLASS ACTION SERVICES FBO 70 .001532 CLASS ACTION SERVICES FBO 6,399 .751533 CLASS ACTION SERVICES FBO 150 .801534 CLASS ACTION SERVICES FBO 20 .001535 CLASS ACTION SERVICES FBO 0 .851536 CLASS ACTION SERVICES FBO 435 .0 01537 CLASS ACTION SERVICES FBO 215 .0 01538 CLASS ACTION SERVICES FBO 117 .0 01539 CLASS ACTION SERVICES FBO 102 .90.1540 CLASS ACTION SERVICES FBO 333 .001541 CLASS ACTION SERVICES FBO 8 .001542 CLASS ACTION SERVICES FBO 12 .001543 JPMORGAN CHASE BANK PORTFOLIO SERVICES 2/OPS3 738 .001544 JPMORGAN CHASE BANK PORTFOLIO SERVICES 2/OPS3 157 .811545 JPMORGAN CHASE BANK PORTFOLIO SERVICES 2/OPS3 2 .291546 JPMORGAN CHASE BANK PORTFOLIO SERVICES.2/OPS3 14,882 .491547 JPMORGAN CHASE BANK PORTFOLIO SERVICES 2/OPS3 1,103 .401548 JPMORGAN CHASE BANK PORTFOLIO SERVICES 2/OPS3 2,128,732 .001549 JPMORGAN CHASE BANK PORTFOLIO SERVICES 2/OPS3 6,316 ..361550 JPMORGAN CHASE BANK PORTFOLIO SERVICES 2/OPS3 4,117 .8 81551 RUSSELL 2000 334,830 .4 01552 SSB RUSSELL SPECIAL SM CO CTF 44 .131553 RUSSELL 2000 GROWTH CTF 700,657 .931554 RUSSELL 2000 VALUE CTF 74,015 .541555 RUSSELL SPECIAL SMALL NON-CTF 70.,809 .981556 RUSSELL 2000 VALUE 1,738 .531557

.RUSSELL 2000 GROWTH 16,961 .03

1558 US EXTENDED MARKET SL (CMJ4) 27,049 ..341559 RUSSELL 3000 REPLICATED INDEX CTF 2,133 .751560 RUSSELL 3000 REPLICATED INDEX FUND 2,401 .201561 US EXTENDED MARKET INDEX SEC LENDING CTF 1,916 .221564 NINA MASON 65,424 .0 81565 ST . PAUL TEACHER'S RETIREMENT 161,571 .851566 ALASKA PERMANENT FUND 5,174 .011568 BLUE CROSS/BLUE SHIELD OF FLORIDA 4,918 .231569 BORDEL FRONTIER MID-CAP 7,565 .0 31570 KEYSPAN LIFE & HEALTH UNION EMPLOYEES 32,867 .041571 KEYSPAN HEALTH INSURANCE M/T 2,343 .241572 KEYSPAN PENSION M/T 142,022 .661574 EQUITY LEAGUE PENSION TRUST 382,452 .771577 W .K . KELLOGG FOUNDATION TRUST 21,454 .251578 KEYSPAN LIFE INSURANCE M/T 1,581 .9 81579 AMERICAN MARITIME PENSION 108,782 .3 81580 CENTRAL MAINE PENSION 3,917 .941584 GENERIC TRADING OF PHILADELPHIA, L .L .C . 24 .0 01585 GENERIC TRADING OF PHILADELPHIA, L .L .C . 172 .0 01586 GENERIC TRADING OF PHILADELPHIA, L .L .C . 20 .001587 GENERIC TRADING OF PHILADELPHIA, L .L .C . 82 .0 01588 GENERIC TRADING OF PHILADELPHIA, L .L .C . . 857 .9 81589 GENERIC TRADING OF PHILADELPHIA, L .L .C . 15 .0 01590 GENERIC TRADING OF PHILADELPHIA, L .L .C . 141 .0 01591 GENERIC TRADING OF PHILADELPHIA, L .L .C . 439 .9 71592 GENERIC TRADING OF PHILADELPHIA, L .L .C . 189 .0 01593 GENERIC TRADING OF PHILADELPHIA, L .L .C . 35 .0 01594 GENERIC TRADING OF PHILADELPHIA, L .L .C . 49 .0 01595 GENERIC TRADING OF PHILADELPHIA, L .L .C . 432 .551596 GENERIC TRADING OF PHILADELPHIA, L .L.C . 60 .001597 GENERIC TRADING OF PHILADELPHIA, L .L .C . 212 .591598 GENERIC TRADING OF PHILADELPHIA, L .L .C . 0 .0 01599 GENERIC TRADING OF PHILADELPHIA, L .L .C . 41 .9 01600 GENERIC TRADING OF PHILADELPHIA, L .L .C . 5 .0 01601 GENERIC TRADING OF PHILADELPHIA, L .L .C . 320 .0 01602 GENERIC TRADING OF PHILADELPHIA, L .L .C . 81 .991603 GENERIC TRADING OF PHILADELPHIA, L .L .C . 100 .0 01604 GENERIC TRADING OF PHILADELPHIA, L .L .C . 778 .601605 GENERIC TRADING OF PHILADELPHIA, L .L .C . 7,796 .721606 GENERIC TRADING OF PHILADELPHIA, L .L .C . 373 .001609 LONGVIEW 600 SMALL CAP COLLECTIVE 4,422 .001.:610 INVESTORS BANK & TRUST COMPANY 61,410 .28

PAGE : 17

Page 43: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21 /06 READ-RITE CORPORATION SECURITIES LITIGATION PAGE : 18TIME : 10 :54 :10 SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM #

1611161216131614161616171618161916201621162216231624162516261628162916321633163416351636163716381640164116421643164416461647164816491650165116521653165416551656165716581659166016631664166516661667166916701671167216731674167516761677167816791680168116851686168716881692169316941695169616971698169917001701170217031705

FULL NAME

INVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & .TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYINVESTORS BANK & TRUST COMPANYTHE BANK OF NEW YORKHOLMEN JOINT VENTUREPLANNED PARENTHOOD NY HI ROCK CAPJOHN CROSLAND JR STOCK GIFT ACCTTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE ORTHE NORTHERN TRUST, AS TRUSTEE OR

AGENT FORAGENT FORAGENT FORAGENT FORAGENT FORAGENT FORAGENT FORAGENT FORAGENT FORAGENT FORAGENT FORAGENT FORAGENT FOR

RECOGNIZED LOSS

174 .56242,382 .15138,117 .30982,280 .0716,294 .321,813 .77

1,259,993 .00688,428 .79279,509 .01

1,167 .164,223 .4056,281 .90

144,460 .34316,163 .32

1,451,359 .161,597,151 .87. .

5,349 .9230,479.825,874 .0118,358 .05

787,286 .16 .493,032 .22

1,908 .58 .3,218 .002,367 .0 048,671 .0020,288 .651,249 .70 .

203,178 .121,015,798 ..6 1

52,295 .7437,269 .29 .408,94389

1,083 .0580,217 .30,55,579 .26 '

668 .78 .727,668 .7855,385 .83114,466 .6237,124 .63

41 .8 01,192,539 .01

170,657 .7980,522 .42

0 .00148,620 .61

25 .93183 .90

63,230 .9724,577 .8626,071 .3 02,852 .93

174,541 .381,769 .943,485 .5 9

8 .3433 .25

27,482 .7 7102,014 .56

3,333 .34785 .7 1

0 .002,803 .01

384 .0 014,534 .80

744 .00164,605 .6 127,482 .78

204 .411,653 .514,072 .532,182 .011,782 .51

368 .616,083 .568,984 .39

40,179 .629,421 .20

18,293 .14

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DATE : 03/21/06 READ-RITE CORPORATION SECURITIES LITIGATION PAGE : 19TIME . 10 :54 :10 SUMMARY LOSS CALCULATION S

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

1706 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 42,305 .571707 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 77,326 .7 91708 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 72,990 .6 81709 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 354 .421710 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 581,837 .271711 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 12,916 .4 31712 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR .29,562 .1 71713 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 82,462 .7 71714 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 15,372 .0 81716 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 3,681 .041717 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .0 01718 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .0 01720 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 268,374 .6 01721 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 5,136 .0 21724 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .0 01725 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 33 .001726 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 2,722 .501727 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 243 .3 61728 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 3,596 .3 11729 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .001730 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 688 .111731 THE . NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .001732 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 7,345 .081733 . THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 119,339 .971734 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 52 .021735 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 24,565 .421736 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 60,825 .751737 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .0 01738 THE . NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 286 .0 01739 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 2,254 .2 01740 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 11,176 .5 01741 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 219,921 .6 01742 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 297,669 .041743 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 1,901 .5 11744 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 2,913 .8 71746 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 26,918 .401747 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 322 .5 01748 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 20,435 .3 91750 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 4,208 .7 81751 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 1,180 .0. 01752 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 70,651 .2 01753 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 764 .0 01754 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 5,598 .0 01755 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 70,974 .6 21756 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 6,560 .0 51757 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 1,332 .3 41758 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 6,042 .191759 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 48 .0 01760 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 51,626 .541761 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 4,074 .611762 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 604 .551763 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 7,352 .751765 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 6,558 .751766 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 173,617 .561767 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 11,128 .951769 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 21,233 .121770 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 20,291 .071771 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 200,659 .611772 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 4,919 .201774 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 1,912 .991775 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 6,564 .701777 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 45,343 .781778 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 11,596 .961779 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 2,706 .251780 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 4,512 .311783 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .671785 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 30,215 .5 91786 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR .85,074 .011787 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 154,195 .0 81790 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 25,265 .371791 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 15,486 .1 11792 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 7,798 .3 51793 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 279,046 .9 01794 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 111,727 .8 91795 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 25,622 .241796 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 44,433 .3 31797 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 22,413 .8 01798 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 7,741 .4 11800 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 106,779 .93

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DATE : 03./21/06 READ-RITE CORPORATION SECURITIES LITIGATION PAGE : 20TIME : 10 :54 :11 SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM #

180118021805180618091810181118121813181418151816181718181820182118221825182618271828182918301831183218331835183918401841184218431844184518471848185018511853185418561857185818591860186118621863186418651866186718681869'1870187118721873187418751876187718781880188].18821883188418851887188818891890189218931894189618981900

FULL NAME

THE NORTHERN TRUST, AS TRUSTEE OR AGENT FORTHE NORTHERN TRUST, AS TRUSTEE OR AGENT FORTHE NORTHERN TRUST, AS TRUSTEE OR AGENT FORTHE NORTHERN TRUST, AS TRUSTEE OR AGENT FORLABORERS PENS FD - BOSTON COOAKLAND CO-ROAD COMM ING INV MCHIC IB OF T, PENS - LORD, ABBECHIC IB OF T S & R - LORD, ABBMONAGHAN-KOGELSCHATZ-WAM EQUITAVE MARIA FNDT - MID/SMALL INDT S MONAGHAN MID/SMALL INDEXGCIU SRDF - INGUFCW INTL GEN - FULLER & THALEOHIO STATE HWY - WAM GROWTHTS MONAGHAN 1500 CV INDEX WAMAVE MARIA FDN 1500 CV INDEX-WACOREYS JEWELRY INC P/S/PCOMERICA SMALLCAP INDEX FUND 5SMALL CAP INDEXPL-SMALL CO GROWTH SEP ACCTPL-SMALLCAP STCK MRKT INDX SEP ACCTPIF-SMALLCAP GROWTHPIF-SMALLCAP S&P 600 INDEXPRINCIPAL-SMALLCAP FUNDPRINCIPAL VCF-SMALLCAP GROWTHPRINCIPAL -SMALLCAP GROWTH EQUITY1934 GLOBAL FUND LP (A) - CHASE MTCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDCOLLEGE RETIREMENT EQUITIES FUNDHEALTH ALLIANCE GTR CINCINNATIFEDERAL NATIONAL MORTGAGE ASSN .SISTERS OF MERCY CHARITABLE TRUSTLABORERS DISTRICT COUNCILLABORATORY CORP OF AMERICAFOUNDATION FOR THE CAROLINASHEALTHCARE GEORGIA INC .KNOXVILLE UTILITIE6 BOARDMA STATE CARPENTERS PENSION FUNDIBEW LOCAL 103 PENSION PLANNEW YORK STATE TEAMSTERSROWAN UNIVERSITY FOUNDATIONNORFOLK COUNTY RETIREMENTSYNGENTA CORP .D . E . SHAW INVESTMENTS, L .P .D . E . SHAW VALENCE, L .L .C .SG AMERICAS SECURITIES, LLCSG AMERICAS SECURITIES, LLCSG AMERICAS SECURITIES, LLCSG AMERICAS SECURITIES, LLCSG AMERICAS SECURITIES, LLCSG AMERICAS SECURITIES, LLCSG AMERICAS SECURITIES, LLCVANGUARD SMALL-CAP INDEX FUNDVANGUARD TOTAL STOCK MARKET INDEX FUNDVANGUARD SMALL-CAP VALUE INDEX FUNDVANGUARD SMALL-CAP GROWTH INDEX FUNDVANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEXVANGUARD EXTENDED MARKET INDEX FUN DVANGUARD BALANCED INDEX FUNDLORD ABBETT DEVELOPING GROWTH PORTFOLIOSA34B - SEP . ACCT . 34 SMALL CAP INDEXFEDERATED MINI-CAP INDEX FUNDSEASONS SMALL-CAP PORTMASTER SMALL CAP INDEX TRUS TMERRILL LYNCH EXTENDED MARKET INDEX-MASTERNORTH CAROLINA SMALLCAPLDCSMALLCAP CAP/S&P 600NORBILL INVESTMENTS LTD

RECOGNIZED LOSS

55,442 .67145,461 .5735,541 .1242,994 .20

106,947 .506,713 .008,124 .00

25 .1457 .33

262 .001,159 .00

16,692 .6 06,463 .705,868 .00482 .00482 .0 0

20,420 .004,390 .00

25,843 ..0 04,427,183 .62

46,778 .9494, 60 .8 .68 ..7,829 .60

440,963 .28174,022 .2 931,151 .01132,524 .0041,046 .5457,134 .0524,823 .3611,983 .013,988 .822,545 .602,619 .8 0651.74880 .21

72,789 .92465,13.7 .31

7,920 .6011,655 .0821,095 .0011,147 .7617,014 .4 01,611 .00

31,801 .6846,292 .1223,132 .2581,417 .4374645 .9572,,102 .5844,526 .7716,085 .2 0

117,244 .5537,828 .716,721 .56

22,987 .000 .00

624,281 .3 7167 .4224 .73

6,063 .0633,910 .6533,130 .39

272,854 .66669,305 .96525,870 .27

1,888,104 .5016,446 .724,419 .061,067 .846,525 .903,862 .2 8

18,343 .051,468 .75

27,606 .0 21,916 .34

20,402 .321,620 .5025,088 .00

Page 46: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06 READ - RITE CORPORATION SECURITIES LITIGATION PAGE : 21TIME : 10 :54 :11 SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

1901 BERNICE C OTTE, ROTH CONTRIBUTORY IRA 1,737 .001902 JAMES ARTHUR OTTE JR, ROTH CONTRIBUTORY IRA 870 .001903 JOHN FX BRICKLEY ROTH IRA 2,895 .001904 RICHARD J ALLEN JR 2,230 .001905 MITE .LTD 12,674 .791906 SPENCER DWORKIN ROTH IRA 610 .001907 ANTHONY T MCELFISH 6,520 .001908 EMPIRE CAPITAL PARTNERS, L .P . 583,235 .661909 EMPIRE CAPITAL PARTNERS LTD 43,703 .625002 JOHN A MAIKE DUM INC 116 .105003 SYLVESTER RODGERS IRA 3,581,625006 BILL MAUERHAN & 0 .005009 RICHARD MUSTO 2,557 .825012 WILLIAM H HOADLEY 22,290 .495013 ANTHONY W ESERNIA REV TR UTA 9-11-95 37,035 .005014 LAWRENCE ENNIS 7,820 .105015 JOHN F KLOOR CPGM RETIREMENT PLAN 4,460 .495016 RICHARD B REESE 405 .535017 CARTER FAMILY FOUNDATION A/C 27074E14 56 .485018 ANTHONY LA ROCCA & 7,648 .005.019 YUPING LIN 1,824 .005020 YU MET LIN SELF-DIRECTED RSP 1,434 .005021 INVESTMENT COUNSEL & TRUST CO CUSTODY ACCT 14-PR3 180 .575022 INVESTMENT COUNSEL & TRUST CO CUSTODY ACCT 6-PR3 56 .255023 GEORGE MCC GIBBS TR U/A 10-29-97 1,341 .005025 SAAD MUKHTAR SEP-IRA DTD 4-9-97 2,720 .005026 AST PBHG SMALL CAP GROWTH PORTFOLUO( 3012) 866,136 .825027 BHARAT P KAPADIA & 587 .405028 LOUIS STEINBERG 4,129 .5 05029 LORRAINE T MCCORMICK 1,460 .005030 JAMES FR GROCHMAL IRA 1,266 .8 05031 THOMAS J BROCK TTEE 5,440 .0 05033 ARTHUR J ASDOURIAN IRA 6,979 .0 05034 JOHN J SEXTON IRA R/O 18,253 .0 05036 HONG JIE RUAN 1,627 .6 55037 MURRAY G ALBERTSON & 6,640 .0 05038 XNDIANA PERF-DIMENSION FUND P-84738 157,759 .4 05039 SAJAUDDIN H KAPADIA & 1,093 .505040 EDWARD DAVIS & . 30,783 .6 05043 SON VAN RUYNH & 628 .0 05044 RAJDEEP S KHERA 187 .4 85046 MARY L BRYAN IRA 3,520 .0 05047 EDDIE J MAURO 2,829 .755050 IBM DEFERRED SAVINGS PLN-57Y1 35,312 .645051 W STEPHEN DI PAOLO & 17,290 .0 05052 JAMSHID BOZORGI 40,935 .005053 KEVIN MEADE & 52 .4 45054 JAMES ARBOLINO 1,134 .805055 VICTOR T LICCIARDI & 2,615 .705057 ING INDEX PLUS SMALL CAP FUND 8,259 .905058 ING VP INDEX PLUS SMALL CAP PORTFOLIO 45,117 .735059 AETNA LIFE INSURANCE COMPANY-EQUITY SEPARATE ACCTS 52,398 .905060 ING TRUST COMPANY EQUITY COMMON TR OMNIBUS ACCOUNT 14,167 .115061 ING TRUST COMPANY EQUITY COLLECTIVE TR OMNIBUS 244,759 .125062 KEVIN D FITTS 6,824 .405063 DENNIS HOSKINS & 1,282 .405066 JACK E OBERLIN IRA R/O 3,247 .405069 RONALD G GIBBONS & 6,872 .505072 CORNERSTONE PARTNERS 4,175 .005074 PARTNERS HEALTHCARE 1I31X 44,319 .8 85075 PARTNERS HEALTHCARE 0785 63,170 .695076 CATHOLIC HEALTHCARE PARTNERS DY1W 17,970 .575077 ANTHONY D GIBSON & 10,330 .005079 BLAZERPASS & CO FUND MCA6 1,785 .795082 TRACY WOO 6,437 .405083 YAN YUEK LEE WOO IRA 12,874 .805084 YAN YUEK LEE WOO & 708 .115085 KRISTIE SI-WING WOO 6,447 .405086 WILLIAM KWAN HO WOO & 6,437 .4 05087 LYNNE WINDLER 213 .4 85089 HASIB KHAN 33,852 .0 05090 PETER CHENG-DAH WANG & 6,870 .0 05091 DAVORKA IVANOVICH & 477 .4 050 92 JOSEPH R BEJCEK 4,228 .1 05093 ROBERT W BARRETTO & 2,237 .405094 FLEMING FAMILY TR DTD 2-4-99 1,099 .4 85095 CALVIN D BOQUIST 3,031 .545096 MANUEL G FERNANDEZ & 7,374 .0 05097 GARMT DONALD MELLES IRA 2,917 .40

Page 47: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06 READ -RITE CORPORATION SECURITIES LITIGATION PAGE : 22TIME : 10 :54 :11 SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM # FULL NAME

5098 CHARLES W-MOORE IRA R/O5099 VINCENT SABIA5100 ALVIN J DANIEL5102 JOSE CAVALLARO5104 DOUGLAS B FAY TTEE5105 ROBERT V SPAYD5106 BRUCE TAYLOR IRA5108 DONALD E MCLAUGHLIN &5109 JOHN J JONES &5110 ROBERT J MCGAUGHEY5111 EDWARD H MASSELINK TTEE5112 MYRON R RIDGWAY5113 ZEEL & CO5115 HARTFORD EQUITY5116 WILLIAM P TOWLES5117 STRONG CAP

E 5118 STRONG SMALLL/MID C PUVALLUUE~FUND (,HJVA )5119 STRONG MULTI CAP VALUE FUND II (HJWB)5122 MARK D SILVERMAN5126 BANKEDCO & CO5127 DOUGLAS WOLF5128 DOUGLAS WOLF IRA5129 CHARLES A SPERRAZZA &5133 BRUCE D GRAY IRA5136 JAY B HEIMOWITZ TRAD IRA5137 JAY B HEIMOWITZ5138 JAY B HEIMOWITZ . .C/F5140 ANTHONY J PACE IRA5142 DONALD W LAUER &5143 JOSEPH D BOESL &5144 GILBERT J HOLLIFIELD &5145 AMERICA STATE BANK TR5146 EUGENE URBAN &5149 JOHN D DELLAGNESE5151 RONALD A WRIGHT &5153 MARTHA FRITZ TOD5154 ROBERT W BAMFORD5157 JOHN b JORDAN5163 BRITE DIVINITY SCHOOL5164 DONALD WHITCHELHOUSE &5165 MICHAEL D KENDALL5170 NHUNG T NGHIEM &5174 HANH LOI5176 ROBERT G KEMPTON &5177 JACI RAPPER LAYTON IRA5178 RONALD SILVER IRA5179 GOLDMAN SACHS EXECUTION & CLEARING LP5180 WACHOVIA BANK NA5181 THE NORTHERN TRUST COMPANY AS AGENT OR5182 LOU CAPOZZOLI5184 LAVERNE A ARP5185 JOHN METCALF5187 JEAN WEBSTER TTEE5188 BRIDGET ANNE FERNANDEZ5194 DIETER KAUFMANN IRA5196 RICHARD A MEDOF IRA5197 VINOD ADLAKHA5198 CARLO ALBERTO CRISTALLI5200 SAM RABINOWITZ5201 TEHEMTAN A ARJANI &5203 THOMAS WILSON &5204 JAY B HEIMOWITZ C/F5205 M A SANGUINO IRA5208 FRANCES N HINKLE5210 PETER P MISIASZEK5211 FRANCES M MISIASZEK5212 CONSTANCE F SHEA5213 DENNIS A DAMASCUS5214 YIFENG YANG &5216 LIM BOON SENG &5220 DARLENE J WEESE5221 PETER G BISCHOFF5227 JANIS R GINGRICH IRA5234 WILLIAM C TURNER &5239 GULF COAST RESOURCES INC5247 LOUIS F STECK IRA5255 RONALD M HUBRICH ROTH IRA5256 RONALD M HUBRICH TOD5258 JOSEPH KINGSLEY &

TTEE

RECOGNIZED LOSS

7,457 .4012,908 .013,792 .00

480 .000 .0 0

1,440 .0024,480 .005,737 .4 0

50,773 .2014,057 .20

547 .48267 .40651 .59

9,449 .23174 .53

264,300 .0038,976 .0029,360 .0069,236 .002,897 .4024,940 .00

774 .002,880 .00

49,211 .0016,790 .0052,319 :603,455 .34

33,370 .004,789 .852,058 .7 0279 .55

48,500 .003,959 .605,249 .8 0

466 .006,300 .665,060 .002, 92 .6 .004,358 .50 .12,057 .213,248 .882,042 .671,928 .721,973 .271,170 .004,434 .4 3

190,775 .131,858 .37

102,232 .84100,030 .98

6,921 .8022,282 .8015,760 .309,452 .00276 .00

7,057 .406,327 .4 0

11,625 .001,230 .003,974 .007,402 .404,350 .7 4

21,565 .00950 .90

1,099 .001,140 .002,595 .0 0

634 .000 .00

4,322 .8 0397 .40

3,040 .003,177 .3 0

0 .003,554 .501,260 .91

768 .507,665 .002,305 .00

Page 48: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06TIME : 10 :54 :11

CLAIM

525952605261526252635264526552675269527052735275527852795280528152825283528452B5528652875290 .52915293529452955296529852995300530153025310531153125313532053245327532853295335533753385339534053425343534753485351535253535359536053615363537253735374537553765378538353875388539153935394540554075410541454155417541854195421

FULL NAME

READ-RITE CORPORATION SECURITIES LITIGATIONSUMMARY LOSS CALCULATION S

FOR GOOD CLAIMS ONLY

KATHLEEN M MCMANUSWILLIAM MISIASZEKMARK W MISIASZEKJOHN GALT IRAEDITH M FERRERO TTEEANN C GALT IRABEVERLY M JACKSON REV TRDENNIS SHARDELL &ROBERT E BURTON &CHARLES D COLLIERGEORGE B JACKSON REV TRJAMES M TAMELCOFFGRANT SCHETTLER TRGRANT SCHETTLER TTEEGRANT SCHETTLER TTEEDAVID J CLARK IRADAVID J CLARK LIV TRCARL E FISCHER &FRED S WHEELERFREDERICK S WHEELER IRAWILLIAM C KANAS &RACHID ZEROUALIPAMELA D WOLF TRMICHAEL A WOLF TRVANGUARD FIDUCIARY TRUSTJEAN J BEAVER IRAJAMES A HATHAWAYBRUCE WU &ANGELITO BARRERATONG B VO IRA R/OTIMOTHY 0 BEPPLER 401(K)RICHARD LEE MUDGETT &JOHN L CLEMEN SROBERT G SNOW TRCHARLES , J DUVALGERALD W BRIESATH &ALAN GORDON FAMILY TRLUIS F LOPEZ &MICHAEL M WOLF IRATHOMAS BROCK IRAARTHUR J MCMANUSSHERYL LYNN DIRKSEN IRAPAUL POLCHA &GERALD A BELISL EOLEN S. MCCUTCHEON TTEEWILLIAM B COON IRAWILLIAM B COON FAMILY LI'MELVIN L TIMMWEN T KAU ORPAMELA J RUNAC IRA R/OHOWARD D MIROWITZ SEP IR :CECIL D KELSEYJEFFREY M BRYCE &BISHNU PAUDEL

UA DTD 6-26-89

UA .DTD 8-12-8 3

CO AS TTEE FOR THE

TR

ROBERT B KERN TR DTD 12-7-86GREGORY M BEHAR TTEEGREGORY M BEHAR &MING C HSU IRAARTHUR W SOLOMON IRAJOAN W FLORIAN REV TR UA DTD 10-5-0 1U FRANCIS FLORIAN IR ARADHIKA NARANG SAWHLARRY E BEAR IRASEAN MCGERR &TIMOTHY S WONG IRAJOHN ROMANOJOSEPH FERRARO IRAROBERT A MILLER JR &SU HWA YANGSHOW C HO &JOHN W POWERS IRA R/OJEROME BAUMAN 'TEECHARNGING YOUNGSTUART A SCHECHTER KEOGHIMRE J VENCELROBERT D LEBLANC &ARLINE K PADAWER IRREVOCABLE TR UAD 3/20/01HARRY L HOBERT &MING-DER WANG &

RECOGNIZED LOS S

1,216 .40709 .80

2,632 .006,184 .'003,452 .80

454 .803,057 .80430 .0 0

1,523 .7037,207 .964,430 .002,267 .405,231 .484,906 .665,231 .482,056 .822,391 .962,543 .3 9

10,279 .803,079 .65

677 .4.0737 .0 0

3,000 .0024,782 .006,399 .561, 901 .623,938 .50468 .00

6,075 .00740 .00

2,237 .4629,585 .441,560 .001,968 .2 7

0 .006,414 .802,502 .081, 218 .503,683 .0 0

752 .001,146 .001,860 .004,331 .002,290 .7 832,650 .002,292 .022,629 .7 3

282 .544,542 .00

30 .102,874 .00

824 .80942 .3 0

1,015 .506,132 .00

14,974 .808,974-80

22,809 .504,162 .004,299 .202,687 .002,068 .701,801 .155,848 .808,856 .60

13,454 .00826 .50

3,699 .009,569 .769,974 .804,594 .60

24,113 .002,122 .00

977 .2 22,100 .004,821 .104,349 .60

878 .221,743 .16

PAGE : 23

Page 49: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06TIME : 10 :54 :1 2

CLAIM #

5423542454265431543354355437543854395440544254435444544854495451545454565462546354645465546654685469547

0 54725479548054815482548554865487549154965501550455065507550855095514551555165517551855275528553155355536553755385539554055425544554655475548554955515553555555575559556055615562556355645566556755685569557155725575

FULL NAME

READ-RITE CORPORATION SECURITIES LITIGATIONSUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

ROBERT M GILLEY TTEESHASHIKALA P CHORDIA &ELIZABETH A SMITHJAMES M CARNEY JR.DALE .D ZUDE &BARBARA BROWNMICHAEL RAHEEMRICHARD RYALL & JEFFREY ROBERTS TTEESRAND SHARAFJERROLD R ASAL &P RANDOLPH HILL IRA R/OBULLDOG CAPITAL MANAGEMENTMELVIN F BROWN TTEEJOLYNN M LYSNEHORACIO ZERTUCHE &EVONNE S PHELPS &FRANK LIAO &RENEE BOGESNURUDDIN H KAPADIA TRHAROLD P CARMICHAEL &BARBARA A HALLDOROTHY VOGT &HENRY VOGT IRA R/0J CAIRD PARTNERSJ CAIRD BERMUDA.STRATEGIC .PARTNERS SMALL CAP GROWTH OPPORTUNITYMARILYN .P JAEGER &GREGORY D COLEMANRONALD E GOLDSBERRYLARRY PAYNEWARDEN H. NOBLE IRAMAXWELL LORGEWILLOW CREEK CAPITAL MANAGEMENT (WCCM)ROBERT W HARRIS &EDMUND A ZANINIJOSEPH GUERRERO ANTONIOCRM MIRCO CAP FUNDDELPHI PARTNERS LTDBRUCE D MILLERDONALD E HOWARD &LINDA S SOLOMON IRACHARLES E MCSWEONPETER CHANG ROTH IRAWINNIE CHANG IRADOLLY C FRANKLIN IRAJERRY D FRANKLINILUMINADA MANGUALSTEVEN P FICKE &CHRISTOPHER OLDFATHER TRUSTROBERT N HARRIS TTEEMOHAMMAD A SHINWARI ROTH IRAANTHONY CARBONELLI &ANTHONY CARBONELLI C/FERIK S GONZALES &CHARLES M CONLON SEPCHARLES M CONLINJAY B HEIMOWITZ C/FROGER BENNETTANGLIN FAMILY LTD PARTNERSHIPMURRAY G ALBERTSON IRAARTHUR J ASDOURIANSTEVEN R ABBEY IRALOUIS BRUSHWAYNE W MILLER IRABRUCE D MILLER IRAKFBP SEGREGATED ASSET - HUSICQWEST PCRATI GROUP INC M/R/TCELANESE PENSION HIGH ROCK CAP EQUITYCIBA SPECIALTY M/P/P RUSSELL 2000 3ROWTHCIBAATMOSIMIT-CADENCE2000 GROWTHPITNEY BOWESMRP TRUSTPACIFIC GAS & ELECTRIC - 3777ARKANSAS TEACHER RET SYSTEMARKANSAS TEACHER RET SYSTEMTRUSTEE OF BOSTON COLLEGEMUNDER INSTL. S&P SMALL-CAP EQ

RECOGNIZED LOSS

38,311 .002,246 .22507 .20

9,135 .0021,054 .2 0

649 .061,068 .002,936 .70

33,733 .402,671 .716,236 .002,111 .28

891 .19640 .00994 .8 0

1,792 .201,561 .10

143,572 .7 818,955 .5010,512 .76

407 .4 02,687 .009,882 .20,

176,902 .54159,255 .85363,574 .4 7

487 .409,843 .20

101 .7 5142,409 .40

3,172 .406,978 .5 1

6,204,730 .451,034 .003,950 005,429 .3 0

1,009,483 .002,299 .901,260 .004,621 .1 0

495 .00621 .00

3,298 .2 022,195 .403,020 .0010,420 .0 0

224 .434,377 .40

7 .2 82,561 .10

658 .8011,187 .0 04,404 .80

28,999 .0029,917 .4914,097 .484,345 .22

112,871 .008,859 .713,514 .0 010,769 .007,054 .8068,096 .2 63,380 .001,748 .00

0 .002,947 .70

0 .00110,580 .7 3

0 .000 .00

81,208 .6227,400 .2092,662 .4 03,886 .4098,062 .60

266,544 .6 024,943 .003,689 .80

PAGE 24

Page 50: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06 READ-RITE CORPORATION SECURITIES LITIGATIONTIME : 10 :54 :12 SUMMARY LOSS CALCULATIONS

FOR GOOD CLAIMS ONLY

CLAIM if FULL NAME RECOGNIZED LOSS

5579 GMIMCO TRUST 71 .645580 GMIMCO TRUST 24,196 .5 0

5581 GMIMCO TRUST 228,500 .2 05582 GTE SERVICE CORP 24,876 .4 05583 UNTO SERV AUTOMOBLIE ASSOC-FIS 148,986 .4 05585 COWEN ASSET MANAGEMENT 237,464 .7 05591 UNIVERSITY OF CA REGIONS 14,525 .1 55592 UNIVERSITY OF CA REGIONS 1,802 .3 65593 UNIVERSITY OF CA REGIONS 39,868 .1 65598 RMH INDEX FUND LLC 25,586 .8 05599 ICI AMERICAN HOLDINGS 93,745 .3 05603 NC DEPT OF STATE TREASURER 576,210 .8 05604 NC DEPT OF STATE TREASURER 288,911 .805605 NC DEPT OF STATE TREASURER 560,798 .505606 NC DEPT OF STATE TREASURER 292,530 .705607 ZENECA INC 75,180 .50 .5608 RAG AMERICAN COAL CO 38,052 .905609 HRC SMALL CAP FUND 200,840 .505610 BAXTER INTERNATIONAL, INC 299,556 .705615 REGENTS OF UNIV OF CALIF 3,994 .325617 BAi'TERYMARCH . 277,272 .605622 FUND CLOSED ON 05/05/2004 40,214,905623 DIMENSIONAL FUND ADVISORS 293,556 .605624 TCW EQUITY 7,032 .8 05625 LI-IAA WALLACE READERS DIGEST 188 .855626 THE WALLACE FOUNDATION 252 .6 05628 ROTARY - USA .EQUITY 50,271 .6 05630 RICHARD E RYALL 14,481 .925632 RICHARD RYALL 2,9331 .705633 M KINGDON OFFSHORE 0 .005634 CLASS ACTION SERVICES FBO 115 .005635 CLASS ACTION SERVICES FBO 2,011 .555636 CLASS ACTION SERVICES FBO 229 .755637 CLASS ACTION"SERVICES FBO 36 .005638 CLASS ACTION SERVICES FBO 11 .005639 CLASS ACTION SERVICES FBO 590 .805640 CLASS ACTION SERVICESFBO 80 .405641 CLASS ACTION SERVICES FBO 8 .005642 CLASS ACTION SERVICES FBO 50 .005643 CLASS ACTION SERVICES FBO 90 .005644 CLASS ACTION SERVICES FBO 773 .375645 CLASS ACTION SERVICES FBO 10 .005646 CLASS ACTION SERVICES .FBO .1,603 .575647 CLASS ACTION SERVICES FBO 40 .-0 05648 CLASS ACTION SERVICES FBO 13 .0 05649 CLASS ACTION SERVICES FBO 351 .0 05650 CLASS ACTION SERVICES FRO 80 .0 05651 CLASS ACTION SERVICES FBO 148 .955654 DEUTSCHE BANK SECURITES 3,860,844 .2 75658 IRENE C HUANG TTEE TRUST DTD 8/30/99 6,374 .905659 JOSE E FERNANDEZ 237 .155660 HARRY J GOLOWEN IRA 1,694 .96566 1 CLAIMS COMPENSATION BUREAU 75,418 .165662 CLAIMS COMPENSATION BUREAU 98,965 .335663 PETER HILL 11,352 .365664 GARTMORE SMALL CAP INDEX 18,255 .475665 GVIT SMALL CAP VALUE FUND 1, 633,752 .00

Total Number of Claims : 1953 TOTALS : 145,880,438 .653

PAGE : 25

Page 51: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

Exhibit D

Page 52: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06TIME : 10 :54 :31

READ-RITE CORPORATION SECURITIES LITIGATION PAGE :SUMMARY LOSS CALCULATIONS EXHIBIT D

FOR BAD CLAIMS ONLY

CLAIM # FULL NAME RECOGNIZED LOSS

36 IRMELA C BARLOW 260 .4098 JACK NAGEL 0 .00

129 GREGORY HOPKINS 0 .0 0130 DINNY HOPKINS & 0 .0 0152 BRUCE E TWETEN & 1,254 .80153 DAVID ASHBURN 1,998 .7 0159 JOHN G TAWRESEY & 1,354 .8 0218 MICHAEL E DEVILLIER 2814 .58,223 LOUIS KATZ IRA 8 ,087 .40231 JOSEPH LONGO JR & 4,710 .7 0286 PNC FRO DREYER & DELAWARE EYE CARE 0 .0 0311 FREDERICK WILLIAM STANSKE 2,067 .6 0336 VICTOR CHUA & 3,118 .70381 EDWARD 0 SMITH 396 .74387 BRYAN B JEONG 2,889 .2 9398 STEPHEN GROSBERG IRA STANDARD DTD 3/2/98 30,474 .40448 DAVID A SCHMIDT 10,087 .20474 L PAUL MC KENDALL 0 .00508 METROPOLITAN LIFE INSURANCE COMPANY 0 .0. 0537 JAMES V SCARSSELLATO & 371 .2 8594 UMB BANK NA CUSTODIAN FOR CARL J STONEY JR IRA 0 .00 .595 UMB BANK NA CUSTODIAN FOR JOHN S SIAMAS IRA 0 .00613 DAVID K MEYERS 837 .6 0630 ANGELA ZIANI 0 .0 0668 WILLIAM B SIMPSON 147 .48 .729 CHINK D VU ,5014 .0 0732 MICHEL BAROODY 2 ,202 .5 0749 BERNARD L MADOFF INVESTMENT SECURITIES LLC 0 .00 .752 SUSANNE E LAMARRE & 657 .4 0770 STATE STREET CORP AS MASTER CUSTODIAN FOR THE 0 .0 0806 GURJIT S GILL 887 .4 0811 RACHELE B GRECO 2,474 .0 0840 MICHAEL A HESTER 2,515 .92864 ASIF A SHEIKH 283 .84868 CONRAD B BOQUIREN 0 .0 0873 BARRY K RUSSELL 249 .5 5877 JOHN PHAM 134 .9 6905 MONIR NAJD 2,520 .0 0950 DAVID HALPERN 21,280 .0 0951 AMJAD & NORMA DAW000D 0 .0 0

1035 DEAN LEE 2,053 .401040 SALLY PRIETO 0 .0 01114 IBRAHIM D HASSAN 2,433 .4 41116 KINGA KOVACS 0 .001131 ALBERT V POILLUCCI 1,076 .101156 KENNETH J WITT 2,606 .101215 LOUDES N ORUNA 0 .0 01242 CAROL M BARNEY C/F 1,053 .4 01256 MARKET STREET SECURITIES INC 0 .001301 ZENAIDA A SALAZAR 0 .0 01368 WELLS FARGO BANK N .A. AS TRUSTEE FBO 0 .001369 WELLS FARGO BANK N .A. AS TRUSTEE FBO 0 .001370 WELLS FARGO BANK N .A . AS TRUSTEE FBO 0 .0 01384 SPX UDI TRANSITION ACCOUNT 0 .0 01407 GARTMORE SMALL CAP INDEX FUND 0 .001423 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 0 .001445 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : 0 .001563 BELO MASTER TRUST 0 .001691 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .001704 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .001745 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .001773 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .0 01776 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .001781 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .001782 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .001804 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR 0 .001819 OHIO STATE HWY - WAM VALUE 0 .001823 COMERICA SMALLCAP INDEX FUND ( 0 .001824 SMALL CAP INDEX FUND 0 .0 01834 MICHAEL A JONES REVOCABLE TRUST I/M 0 .001836 TRUST LEDGER SECURITIES PEND 0 .001838 CHIN HONG KHONG 0 .001897 BELLSOUTH GROUP LIFE TRUST RUSSELL 2000 0 .001899 BELLSOUTH HEALTH-RUSSELL 2000 INDEX ACCT 0 .0050'68 STEVEN DIANTONIO 0 .005103 BENARD TARTARO 3,076 .005191 NGA T NGUYEN IRA 2,348 .0 05192 TIEN M TRAN IRA 2,348 .005193 TIEN M THAN & 231972 .94

Page 53: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06TIME : 10 :54 :31

READ-RITE CORPORATION SECURITIES LITIGATION PAGE: 2SUMMARY LOSS CALCULATIONS

FOR BAD CLAIMS ONLY

CLAIM # FULL NAME

5381 NERON ROS5471 MDNH PARTNERS LP5488 PARKASH KALRA5490 GARY N SCHINDLER5533 GERLING GLOBAL REINSURANCE COMPANY OF AMERICA5602 NC DEPT OF STATE TREASURE R5629 BOAR GEPSTEIN5657 EDWARD M SUMMERS &

Total Number of Claims : 87 TOTALS :

RECOGNIZED LOSS

1,497 .82 .0 .00

3,552 .380 .000 .000 .000 .00

1,176 .2 1

156,285 .043

Page 54: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

Exhibit E

Page 55: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/05 READ-RITE CORPORATION

TIME : 10 ;55 :34

INELIGIBLE CLAIMS REPORT

CLAIM # PULL NAME (PAYEE) LAST NAME INEL . REASON

1 KENNETH HELLER HELLER -X- NOT IN CLASS

2 MARCUS S PELTIER PETIER -X- NOT IN CLASS

3 ATLAS EMERGING GROWTH FUND ATLAS EMERGING -X- NOT IN CLASS

8 POHA-TCW INVESTMENT MANAGEMENT CO A/C 8944-03 POHA-TCW INVMT -X- NOT IN CLASS

12 RICHARD A LINDT & LINDT -X- NOT IN CLASS

13 ISIDORE LANGER & LANGER -X- NOT IN CLASS

14 J W & IRENE MC DONALD TRUST MCDONALD -K- NOT IN CLASS

16 TERRENCE J KURTZWEII. & KURTZWEIL -X- NOT IN CLASS

22 ROSIE C CARSULA E. CARSULA -X- NOT IN CLASS

28 TIP TURNER MICRO CAP GROWTH FUND TIP TURNER -X- NOT IN CLASS

29 RAYTHEON COMPANY-MICRO CAP RAYTHEON _X_ NOT IN CLUB

32 STANLEY SELINGER SELINOER -X- NOT IN CLASS

34 C ROBERT BARTON & BARTON -X- NOT IN CLASS

51 FERN G COLE COLE -X- NOT IN CLASS57 PEGGY J ORR & ORR -X- NOT IN CLASS

71 EDWARD S SEIM IRA SEIM -X- NOT IN CLASS

76 CHESAPEAKE PARTNER LIMITED PARTNERSHIP CHESAPEAKE -X- NOT IN CLASS

77 CHESAPEAKE PARTNER INTERNATIONAL LTD CHESAPEAKE -X- NOT IN CLAS S

78 CHESAPEAKE PARTNER INSTITUTIONAL FUND CHESAPEAKE -X- NOT IN CLASS

79 WILLIAM DAVID ISAACSON ISAACSON -X- NOT IN CLAS S

133 MARSHALL & ISLEY CO TTEE PRO THOMPSON MACH -X- NOT IN CLASS

144 UNIVERSITY OF SCRANTON UNIVERSITY OF -X- NOT IN CLAS S

147 CHARLES F DORER DORER -X- NOT IN CLAS S

157 JOHN HONS SING LUM LUM -X- NOT IN CLASS

163 L BLAINE JACKSON JACKSON -X- NOT IN CLAS S172 GEORGETTE N JABBOUR JABBOUR -X- NOT IN CLAS S

174 HUNTINGTON NATIONAL BANK HUNTINGTON NATL -X- NOT IN CLAS S

175 HUNTINGTON NATIONAL BANK HUNTINGTON NATL -X- NOT IN CLAS S176 HUNTINGTON NATIONAL BANK HUNTINGTON NATL -X- NOT IN CLASS

178 PROCOPIO MPP/PAUL WELLS WELLS -X- NOT IN CLASS

185 SA US MARKET FUND SA US MARKET -X- NOT IN CLAS S

225 DANIEL W GOLDEN & GOLDEN -X- NOT IN CLASS

227 JAN MESLER MESSLER -X- NOT IN CLASS

228 CLAIRE POOLE POOLE -X- NOT IN CLASS

238 SYDELLE WOLFSOHN WOLPSOHN -X- NOT IN CLASS

264 NIKKO CORDIAL SECURITIES A/C# 25000101 NIKKO CORDIAL, -X- NOT IN CLASS

312 HEATHER LAURA CONNELLY CONNELLY -X- NOT IN CLASS

323 ALFRED N DEGEMMIS SEP IRA . DBGEMMIS -X- NOT IN CLASS

368 SEABEACH & CO STATE STREET CORP MINNESOTA STATE -X- NOT IN CLASS

369 SEABEACH & CO STATE STREET CORP MINNESOTA STATE -X- NOT IN CLAS S

384 MARVIN CAIN & CAIN -X- NOT IN CLAS S

309 JOYCE KINNIB JOHNSON JOHNSON -X- NOT IN CLAS S

396 ROBERT M HAUGHEY IRA HAUGHEY -X- NOT IN CLASS

406 JEROME A AKEN AKEN -X- DUPLICATE OF

424 ORLAND E KOECHLER KOECHLER -X- NOT IN .CLAS S

438 AMIN AMAN AMAN -X- NOT IN CLAS S

440 ANN L WALKER & WALKER -X- NOT IN CLAS S

441 ZENAIDA A SALAZAR & SALAZAR -X- NOT IN CLASS

457 PAUL SCHREUR IRA SCHRBUR -X- NOT IN CLAS S

494 RAYMOND VERNSTRA & VEENSTRA -X- NOT IN CLAS S

495 CONSULTING GRP CAPITAL MARKETS FUNDS : CONSULTING GRP -K- NOT IN CLAS S

499 AVROM A ROSEN IRA ROSEN -X- NOT IN CLAS S

509 STANISLAUS COUNTY EMPLOYEES RETIREMENT' ASSOC STANISLAUS CTY -X- NOT IN CLAS S

512 PATRICK WONG & THYNN LYNN TFEES WONG -X- NOT IN .CLAS S

520 US BANK P5O OLIVER R GRACE GRDCHLDN TR GRACE GRDCHLDN -X- DUPLICATE OF

530 CITY OF NEW YORK A/C #306018 CITY OF NEW -X- NOT IN CLAS S

531 CITY OF NEW YORK A/C #306120 CITY OF NEW -X- NOT IN CLASS

532 KIMBERLY CLARK A/C #300927 CLARK -X- DUPLICATE O F

533 MASTER TRUST AGREEMENT A/C #308931 MASTER TRUST -X- NOT IN CLAS S

578 GEORGE J ROEBELEN JR ROEBELEN JR. -X- NOT IN CLASS

579 FAITH W ROEBELEN ROEBELEN JR -X- NOT IN CLASS

581 UMB BANK NA CUSTODIAN FOR AMERICAN -X- NOT IN CLAS S

582 UMB BANK NA CUSTODIAN FOR TAMPSCO -X- NOT IN CLAS S

583 TOLEDO CLINIC INC MASTER TRUST A/C #34-0497072 TOLEDO CLINIC -X- NOT IN CLAS S

585 BROSECK PHLEGER & HARRISON LLP RETIREMENT BROBECK PHLEGER -X- NOT IN CLAS S

587 JACKSON TUFTS COLE & BLACK LLC A/C #34-0963073 JACKSON TUFTS -X- NOT IN CLAS S

588 JACKSON TUFTS COLE & BLACK LLC A/C *34-0963164 JACKSON TUFTS -X- NOT IN CLASS

589 JACKSON TUFTS LLP A/C #34-0963214 JACKSON TUFTS -X- NOT IN CLASS

590 JACKSON TUFTS LLP A/C #34-0963297 JACKSON TUFTS -X- NOT IN CLASS

591 JACKSON TUFTS LLP A/C 934-0963313 JACKSON TUFTS -X- NOT IN CLASS

592 JACKSON TUFTS LLP A/C 934-0963362 JACKSON TUFTS -X- NOT IN CLASS .

596 UMB BANK NA CUSTODIAN FOR FIRST TRUST COMPANY OF FIRST TRUST -X- NOT IN CLASS

621 WILLIAM A RIEDLINGE RIEDLINGE -X- NOT IN CLASS

625 THOMAS M KACZYNSKI KACZYNSKI -X- NOT IN CLASS

628 DORIS J MASSA IRA MASSA -X- NOT IN CLASS642 JAMES JOSEPH MAZEY & MAZEY -X- NOT IN CLASS

650 ROBERT D LOWMAN LOWMAN -X- NOT IN CLASS

664 DARLENE M HOOPER IRA HOOPER -X- NOT IN CLASS

PAGE NO .- 1

EXHIBIT E

COP OF .

33 2

55 4

1021

Page 56: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06 READ-RI TE CORPORATION PAGE NO .zTIME : 30 :55 :34

INELIGIBLE CLAIMS REPORT

CLAIM 9 FULL NAME (PAYEE) LAST NAME INEL . REASON DUP OF :

673 FRANK M FRONTCZAK SEP IRA FRONTCZAK -X- DUPLICATE OF 569681 LAVENA MARY GRUBB IRA GRUBB -X- NOT IN CLASS683 JERRY L MCKIMMYIRA R/O MCKIMMY -X- NOT IN CLASS

687 NEEDHAM GROWTH FUND NEEDHAM GROWTH -X- NOT IN CLASS690 BERTIL MAGNUSON JR SEP IRA MAGNUSON -X- NOT IN CLASS691 BERTIL MAGNUSON JR & MAGNUSON -X- NOT IN CLASS693 KNIGHTSBRIDGE INTERGRATED HOLDINGS II KNIGHTSBRIDGE -X- NOT IN CLASS

694 KNIGHTSBRIDGE INTERGRATED HOLDINGS IV POST VENTURE KNIGHTSBRIDGE -X- NOT IN CLASS

695 KNIGHTSBRIDOB INTERGRATED HOLDINGS V LP KNIGHTSBRIDGE -X- NOT IN CLASS696 KNIGHTSBRIDGE NETEHRLANDS I LP KNIGHTSBRIDGE -X- NOT IN CLASS697 KNIGHTSBRIDGE NETEHRLANDS II LP KNIGHTSBRIDGE -X- NOT IN CLASS

698 KNIGHTSBRIDGE NETEHRI.ANDS III LP KNIGHTSBRIDGE -X- NOT IN CLASS699 KNIGHTSBRIDGE POST-VENTURE III LP KNIGHTSBRIDGE -X- NOT IN CLASS

70'0 KNIGHTSBRIDGE POST-VENTURE IV LP KNIGHTSBRIDGE -X- NOT IN CLASS706 GENERIC TRADING OF PHILADELPHIA LLC GENERIC TRADING -X- DUPLICATE OF 158 4728 TERRY M HOOPER IRA HOOPER -X- NOT IN CLASS767 STATE STREET CORP AS MASTER CUSTODIAN FOR THE FLORIDA STATE -X- NOT IN -CLASS

768 STATE STREET CORP AS MASTER CUSTODIAN FOR THE FLORIDA STATE -X- NOT INCLASS785 SOUTHSEA & CO FBO SISTERS OF ST FRANCIS FUN NN2N SOUTHSEA & CO -X- NOT IN CLASS786 JANET E GUMENICK CUST OF ROTH IRA GUMRNICK -X- NOT IN CLASS

790 FARMERS AND MERCHANTS TRUST CO . FARMERS AND -X- DUPLICATE OF 791797 RICHARD A SPECHT TTEE SPECHT -X- NOT IN CLASS798 ELEONORA M SEKULOVICH SEKULOVICH -X- NOT IN CLASS808 ROBERT S WOLF TTEE WOLF -X- NOT IN CLASS821 THOMAS KACZYNSKI KACZYNSKI -X- NOT IN CLASS831 RICHARD E POPOVITS JR POPOVITS JR -X- NOT IN CLASS

841 JOHN A PBTRARCA TR U/A DTD 12-28-89 PETRARCA -X- NOT IN CLASS845 LEE W DREW BREW -X- NOT IN CLASS847 ERNIE A MAYER MAYER -X- NOT IN CLASS858 RALPH ERIC LOCHER LOCHER -X- NOT IN CLASS871 HOMOZ R KHAVARIAN KHAVARIAN -X- NOT IN CLASS

878 'ICECHI CHEN & CHEN -X- NOT IN CLASS886 ROGER W SEIB SEIB -X- NOT IN CLASS893 HARJIT S BAGGA BAGGA -X- NOT IN CLAS S

926 BETTY M COMM" CONRADES -X- NOT IN CLAS S927 HELEN J HEAL IRA DTD 2/23/98 NEAL -X- NOT IN CLAS S92B HELEN M WAGNER WAGNER -X- NOT IN CLAS S

933 THOMAS M LIPSEY LIPSEY -X- NOT IN CLAS S938 DAWN FOSTER FOSTER -X- NOT IN CLAS S941 EDNA F MAYER MAYER -X- NOT IN CLAS S947 JASON S JAEOURY JABOURY -X- NOT IN CLAS S948 ILAN DAN DAN -X- NOT IN CLAS S956 LORD ABBETT DEVELOPING GROWTH FUND INC LORD ABBETT -X- NOT IN CLAS S984 MICHAEL E SIMMERS REV LIV TR U/A DTD 11-26-96 SIMMERS -X- NOT IN CLASS

987 DEBRA MARY WAZ WAZ -X- NOT IN CLASS988 JOU-CHIN CHANG CHANG -X- NOT IN CLAS S990 STEPHEN A BAKER BAKER -X- NOT IN CLAS S

997 BETH VENTIMIGLIA IRA R/O VENTIMIGLIA -X- NOT IN CLASS1005 KECHI CHEN IRA CHEN -X- NOT IN CLASS

1039 SUR A MCCLINTON MCCLINTON -X- NOT IN CLASS

1047 SOUVANNY KEOMAHAVONG KEOMANHAVONG -X- NOT IN CLASS1049 ANTHONY PETER MORICI MORICI -X- NOT IN CLASS1056 WANDA R WALLACE WALLACE -X- NOT IN CLASS

1060 SONIA E ROSA IRA DTD 4/13/83 ROSA -X- NOT IN CLASS1074 GRACE GRANDCHILDRENS TR - GRACE -X- DUPLICATE OF 5541077 NATALIE W GRACE REV TR FREY -X- NOT IN CLASS1079 ROBERT M GRACE TR U/W MORGAN H GRACE GRACE -X- NOT IN CLASS1089 PRANK R MACLEAR TR MACLEAR -X- NOT IN CLASS

1090 ALICE C MCOERMID TR MCDERMID -X- NOT IN CLASS1111 KAREN S ABNER ABNER -X- NOT IN -CLASS1117 MANTHENA J RAJU RAJU -X- NOT IN CLASS

1121 KEITH R QUINLIVAN QUINLIVAN -X- NOT IN CLASS

1143 DAVID COLEMAN & - COLEMAN -X- NOT IN CLASS1157 BENJAMIN SILBER SILBER -X- NOT IN CLAS S1162 DEBORAH C MONACO MONACO -K- NOT IN CLASS

- 1173 NORTH FORK BANK -TRUST OPERATIONS NORTH FORK BANK -X- NOT IN CLASS

1192 NANCY T STASS STABS -X- NOT IN CLASS1211 JEFFREY J GRICE IRA R/O GRICE -X- DUPLICATE OF 6691212 JEFFREY J GRICE LIV TR UA 3-9-79 ORICE -X- DUPLICATE OF 67 21213 JOGANI HARESHKUMAR KALPANA KALPANA -X- NOT IN CLASS

1214 WARWICK JOHN FRENCH FRENCH -X- NOT IN CLASS1229 JOYCE EUVONNE COOK IRA DTD 8/6/91 COOK -X- NOT IN CLASS1243 CAROL M BARNEY IRA BARNEY -X- NOT IN CLASS

1247 KARL B BARNEY BARNEY -X- NOT IN CLASS1258 CLARINE JACKSON JACKSON -X- NOT IN CLASS1266 SCHWAB TOTAL STOCK MARKET INDEX FUND SCHWAB TOTAL -X- NOT IN CLASS

1268 SOUTH DAYTON SURGEONS INC SOUTH DAYTON -X- NOT IN CLASS1279 ROYCE VALUE PLUS FUND ROYCE VALUE -X- NOT IN CLASS

Page 57: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE : 03/21/06 READ-RITE CORPORATION

TIME : 10 :55 :34,INELIGIBLE CLAIMS REPORT

CLAIM it FULL NAME (PAYEE) LAST NAME INEL. REASON

1297 LAVENA GRUBB GRUBB -X- NOT IN CLAS S

1300 LUIS A GONZALEZ GONZALEZ -X- NOT IN CLAS S

1304 MILES L HOFF IRA HOFF -X- NOT IN CLAS S

1305 JAMES MCRITCHIE C/F MCRITCHIE -X- NOT IN CLAS S

1308 LYNNE A HELLMAN IRA HELII4AN -X- DUPLICATE OF

1309 BENJAMIN SILBER SILBER -X- NOT IN CLAS S

1310 DENNIS ERIC ORTELLI IRA ORTELLI -X- NOT IN CLAS S

1315 KARL B BARNEY IRA BARNEY -X- NOT IN CLAS S

1316 KARL S BARNEY ROTH IRA BARNEY -X- NOT IN CLASS

1319 LISA A MASUKEWICE ROTH IRA MASUKEWICZ -X- NOT IN CLASS

1320 DAVID W MASUKEWICZ ROTH IRA MASUKEWICZ -X- NOT IN CLASS

1330 GOLDMAN SACHS ASSET MANAGEMENT -X- DUPLICATE OF

1355 BANK OF AMERICA AS FIDUCIARY -X- NOT IN CLASS

1356 BANK OF AMERICA AS FIDUCIARY -X- NOT IN CLASS

1357 BANK OF AMERICA AS FIDUCIARY -X- NOT IN CLAS S

1359 UNION BANK OF CALIFORNIA PBO : -X- NOT IN CLAS S

1360 UNION BANK OF CALIFORNIA FBO : -X- NOT IN CLAS S

1374 ADVANCE PUBLICATION INC . -X- DUPLICATE O F

1375 ADVANCE PUBLICATIONS -X- NOT IN CLAS S

1378 VORT-FISHER -X- NOT IN CLAS S

1379 MCKESSON CORPORATION RETIREMENT PLAN -X- NOT IN CLAS S

1381 NYSCRF/FULLER & THALER ASSET -X- NOT IN CLAS S

1382 AMERICAN BIBLE - LORD ABBETT -X- NOT IN CLAS S

1387 ALLTEL-TCW ASSET MANAGEMENT COMPANY -X- NOT IN CLASS

1388 IBM : I-H RUSSELL 2000 TRANSFER ACCT -X- NOT IN CLASS

1390 WYOMING RETIREMENT SYSTEM- THE TCW -X- NOT IN CLASS

1392 TEACHERS RETIREMENT SYSTEM OF -X- NOT IN CLASS

1393 EMPLOYEES' RETIREMENT SYSTEM OF -X- NOT IN CLAS S

1394 JUDICIAL RETIREMENT FUND-SMALL CAP -X- NOT IN CLAS S

1395 THE DELTA AIR LINES RETIREMENT -X- NOT IN CLAS S

1397 TIAA-CREF EQUITY INDEX FUND -X- DUPLICATE O F

1398 TIAA-CREF SOCIAL CHOICE EQUITY FUND -X- DUPLICATE O F

1399 TIAA-CREF INSTITUTIONAL EQUITY INDEX -X- DUPLICATE O F

1400 TIAA-CREF LIFE STOCK INDEX FUND -X- DUPLICATE OF

1403 TIAA-CREF INSTITUTIONAL SMALI. CAP -X- DUPLICATE OF

1404 TIAA-CREF INSTITUTIONAL SMALL-CAP -X- DUPLICATE OF

1405 TIAA-CREF INSTIT UTIONAL SMALL-CAP -X- DUPLICATE OF

1409 OPPENHEIMER MAIN STREET SMALL CAP -X- DUPLICATE OF

1446 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : -X- DUPLICATE O F

1458 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : -X- DUPLICATE O F

1466 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : -X- DUPLICATE O F

1506 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : -X- DUPLICATE O F

1508 MELLON GLOBAL SECURITIES SERVICES AS AGENT FOR : -X- DUPLICATE OF

1562 PRECISION CASTPARTS CORP . -X- NOT IN CLAS S

1567 ARKANSAS STATE POLICE RETIREMENT -X- NOT IN CLAS S

1573 DUN BRADSTREET -X- DUPLICATE OF

1575 WORLD KIT -DOMESTIC EQUITY -X- NOT IN CLASS

1576 HENDRIX COLLEGE -X- NOT IN CLASS

1581 COMPOSTELA -X- NOT IN CLASS

1582 SMURFIT STONE CONTAINER CO . -X- NOT IN CLASS

1583 UNITED CHURCH BOARD PENSION ASSET -X- NOT IN CLASS

1607 GENERIC TRADING OF PHILADELPHIA, L .A.C . -X- NOT IN CLASS

1608 GENERIC TRADING OF PHILADELPHIA, L .L.C . -X- NOT IN CLASS ,

1615 INVESTORS BANK & TRUST COMPANY -IC- NOT IN CLASS

1627 INVESTORS BANK & TRUST COMPANY -X- NOT IN CLASS

1630 INVESTORS BANK & TRUST COMPANY -X- NOT IN CLAS S

1631 INVESTORS BANK & TRUST COMPANY -X- NOT IN CLAS S

1639 INVESTORS BANK & TRUST COMPANY -X- NOT IN CLAS S

164S INVESTORS BANK & TRUST COMPANY -X- NOT IN CLAS S

1661 INVESTORS BANK & TRUST COMPANY -X- NOT IN CLAS S

1662 INVESTORS BANK & TRUST COMPANY -X- NOT IN CLAS S

1668 INVESTORS BANK & TRUST COMPANY -X- NOT IN CLAS S

1682 THE BANK OF NEW YORK -X- NOT IN CLAS S

1683 THE BANK OF NEW YORK -X- NOT IN CRAB S

1584 THE BANK OF NEW YORK -X- NOT IN CLASS

1689 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLAS S

1690 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLAS S

1715 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLAS S

1719 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLAS S

1722 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLAS S

1723 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- DUPLICATE O F

1749 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLAS S

1764 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLAS S

1768 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLAS S

1784 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLAS S

1788 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- DUPLICATE OF

1789 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLASS

1799 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLASS

PAGE NO . ,

DUP OF :

130 7

1007

558 5

1845

1848

18411847

1843

1853

18547

1339

15 01332

1341

133 1

1019

1220

1333

Page 58: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE 03/21/06 READ -RITE CORPORATION PAGE NO. ;

TIME: 10 :55 :34INELIGIBLE CLAIMS REPORT

CLAIM # FULL NAME (PAYEE) LAST NAME INEL . REASON DUB OF :

1803 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR -X- NOT IN CLASS

1807 THE NORTHERN TRUST, AS TRUSTEE OR AGENT FOR THE NORTHERN -X- NOT IN CLAS S

1808 DETROIT ED NR VEHA SMALL CAP E -X- NOT IN CLASS

1837 CHIN HONG KHONG -X- NOT IN CLASS

1846 COLLEGE RETIREMENT EQUITIES FUND -X- NOT IN CLASS

1849 COLLEGE RETIREMENT EQUITIES FUND -X- NOT IN CLASS

1852 COLLEGE RETIREMENT EQUITIES FUND -X- NOT IN CLASS

1855 NORMAN RESH RESH -K- NOT IN CLASS

1879 VANGUARD TOTAL STOCK MARKET INDEX TRUST -X- NOT IN CLASS

1856 VANGUARD EXPLORER FUND -X- NOT IN CLASS

1891 FEDERATED MINI-CAP INDEX FUND -X- DUPLICATE OF 1890

1895 ACM GROUP TRUST-SMALL CAP PASSIVE -X- DUPLICATE OF 1732

1910 ROBERT JOHN ROMAN IRA R/O DTD 6/7/96 ROMAN -X- NOT IN'CLASS

1911 BILLY KAY ROMAN IRA RIO WD 02/05/92 ROMAN- -X- NOT IN CLASS

1912 ROBERT JOHN ROMAN IRA DTD 11/14/95 ROMAN -X- NOT IN CLASS

5001 KATHERINE M OGLESBY OGLESBY -X- NOT IN CLASS

5004 STEVEN P FICHE ROTH IRA FICKE -X- NOT IN CLAS S

5005 MITE LTD MITE LTD -X- DUPLICATE OF 1905

5007 RUSK MASIH & MASIH -X- NOT IN CLAS S

5008 FRANK J WISINSKI JR IRA WISINSKI JR -X- NOT IN CLAS S

5010 KEN BRAMAN & BRAMAN -X- DUPLICATE OF 532

5011 ANTHONY LIANO IRA LIANO -X- NOT IN CLAS S

5024 KARIN BRE7TAUER C/P BRETTAVER -X- DUPLICATE OF 8 1

5032 JAMES S KALTENBRONN IRA DTD 3/27/95 KALTENBRONN -X- NOT IN CLAS S

5035 BARBARA M WROBEL & WROB13L -K- NOT IN CLAS S

5041 KELBY WOODWARD & WOODWARD -X- NOT IN CLAS S

5042 GRADY BURROW BURROW -X- NOT IN CLAS S

5045 TOMMY .0 AUD AUD -X- NOT IN CLASS

5048 BILL-MAR 1-LLP BILL-MAR 1 LLP -X- NOT IN CLASS

5049 IBM DEFERRED SAVINGS PLN-57Y1 IBM DEFERRED -X- DUPLICATE OF 5050

5056 PHILIP .1 HOUSER HOUSER -X- NOT IN CLASS

5064 MATTY LAM LAM -X- DUPLICATE OF 1217

5065 SCOTT STEPHEN LYMBURNER LYMBURNER -X- NOT IN CLASS

5067 EDWIN J HALL IRA R/O HALL -X- NOT IN CLASS

5070 ROBERT L TUSCH IRA TUSCH -X- NOT IN CLASS

5071 ROSS DAVIDSON IRA R/O DAVIDSON -X- DUPLICATE OF 39 2

5073 PNC FRO : U S SMALL XM VALUE SERIES U S SMALL KM -X- DUPLICATE OF 27 8

5078 MAINSTAY & CO FUND 7C03 MAINSTAY & CO -X- NOT IN CLAS S

5080 MARINEWHEEL & CO FUND YY24 MARINEWHEEL & -K- DUPLICATE OF 5628

5081 BROWNBOOT & CO FUND W316 BROWNBOOT & CO -X- DUPLICATE OF 562 6

5088 PATRICIA M SANDS SANDS -X- NOT IN CLAS S

5101 GARY C MAGRONE IRA MAGRONE -X- NOT IN CLAS S

5107 JOHN OTTO VIK IRA RIO VIK -X- NOT IN CLAS S

5114 ROBERT J VERHOVEN VERHOVEN -X- NOT IN CLASS

5120 STRONG ADVISOR TECHNOLOGY FUND (HJY7) STRONG ADVISOR -X- NOT IN CLASS

5121 IDA KOFSKY & KOFSKY -X- NOT IN CLASS

5123 GORDON J HELLS MELLE -X- NOT IN CLASS

5124 MARC BLOOM IRA BLOOM -X- NOT IN CLASS

5125 RONALD K WALLACE IRA WALLACE -X- NOT IN CLASS

5130 BARBARA J SPERRAZZA IRA SPERRAZEA -X- NOT IN CLASS

5131 AUTOMOBILE CLUB OF OKLAHOMA AUTOMOBILE CLUB -X- NOT IN CLASS

5132 JAMES STANTON IRA STANTON -X- NOT IN CLASS

5134 HARRISON H SMITHWICK SMITHWICK -X- NOT IN CLASS

5135 VERNON J NORDMAN NORDMAN -X- NOT IN CLASS

5139 GERALD C DE RUNTZ TIES DE RUNTZ -X- NOT IN CLASS

5141 THORPE ELECTRIC SUPPLY INC MP/PS PLAN THORPE ELECTRIC -X- NOT IN CLASS

5147 MODERN GROUP LTD STOCK OWNERSHIP PLN MODERN GROUP -K- NOT IN CLASS

5148 BEN KUCKBNS & KUCKENS -X- NOT IN CLASS

5150 MARY L CHIABOTTI IRA CHIABOTTI -K- NOT IN CLASS

5152 NATHAN LEWINGER LEWINGER -X- NOT IN CLASS

5155 KEN BRAMAN BRAMAN -X- DUPLICATE OF 96 7

5156 WILLIAM R BATSTONE IRA BATSTONE -X- NOT IN CLASS

5158 CINDY JEAN WONG IRA WONG -X- NOT IN CLASS

5159 BARBARA S HUGBEE IRA BUGBEE -X- NOT IN CLASS

5160 0 H SIMMS & HELEN M SIMMS TTEES SIMMS -X- NOT IN CLASS

5161 STEPHEN P COURTNEY IRA COURTNEY -X- NOT IN CLASS

51£2 LEE DOUGLAS LIV TR DOUGLAS -X- NOT IN CLASS

5166 CHESTER SAWKO TTEE SAWKO -X- NOT IN CLASS

5167 PHILIP & CAROL WOLFE ENTERPRISES LTD WOLFE -X- NOT IN CLAS S

5168 JAMES HUGHES & HUGHES -X- NOT IN CLAS S

5169 ALAN K STEFFE STEFFE -X- NOT IN CLASS-

5171 JUDITH S PETERS TTEE PETERS -X- NOT IN CLAS S

5172 NEIL D EWING IRA SWING -X- NOT IN CLAS S

5173 APAC PAPER & PACKAGING CORPORATION P/S PL & TR DTD APAC PAPER & -X- NOT IN CLAS S

5175 JAMES R DARDEN DARDEN -X- NOT IN CLASS

5183 TIMOTHY J ALLEN IRA R/O ALLEN -X- NOT IN CLAS S

5186 EMMA M. AHART TTEE AHART -X- DUPLICATE OF 60 0

5189 CLAUDY A FOWLER IRA FOWLER -X- NOT IN CLASS

Page 59: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE: 03/21/06 READ-RITE CORPORATION PAGE NO. ;TIME . 10:55:35

INELIGIBLE CLAIMS REPORT

CLAIM 0 FULL NAME (PAYEE) LAST NAME INEL . REASON DUP OF :

5190 CHARLES A STOERZINGER IRA STOERZINOER -X- NOT IN CLASS

5195 EMILY M KEIFER KEIFER -X- NOT IN CLASS

5199 SANDRA BERGER BERGER -X- NOT IN CLASS

5202 JOSEPH E ROTH ROTH -X- NOT IN CLASS5206 JOGANI HARESHKUMAR KALPANA KALPANA -X- NOT IN CLASS5207 PENELOPE L BLAKE IRA BLAKE -X- NOT IN CLAS S5209 SALVATORE J CESARIO & CESARIO -K- NOT IN CLASS

5215 CRAIG E NICHOLS NICHOLS -X- NOT IN CLAS S

5217 RICHARD REINES REINES -X- NOT IN CLAS S5218 ELIZABETH M BALLARD TTEE BALLARD -X- NOT IN CLASS5219 ARNOLD M GORDON CGM IRA R/O GORDON -K- NOT IN CLASS

5222 KENT S DAFT TTEE DAFT -X- NOT IN CLAS S5223 ROBERT E DAFT & DAFT -X- NOT IN CLAS S5224 C P BARTL FAMILY TR U/A DTD 9/8/94 BARTL -X- NOT IN CLAS S5225 BRIAN A YURKIW IRA R/O YURKIW -X- NOT IN CLAS S

5226 ROBERT B KOLINEK & KOLINEK -X- NOT IN CLAS S$228 GENE C PETERS IRA PETERS -X- NOT IN CLAS S5229 MIKE LEMAY LEMAY -X- NOT IN CLASS

5230 CHARLES MAYNARD FAMILY, LLC MAYWOOD -X- NOT IN CLASS5231 RICHARD A VIGNOLO VIGNOLO -X- NOT IN CLAS S5232 JAMES A ROSSI IRA ROSSI -X- NOT IN CLAS S

5233 SUSAN J TURNER & TURNER -X- NOT IN CLA S S5235 GENEVA L RASMUSSEN FAMILY TR RASMUSSEN -X- NOT IN CLAS S

5236 KAY M. SHELL IRA SHELL -X- NOT IN CLAS S5237 JOSEPH M SEGATTI & SEGATTI -X- NOT IN CLAS S5238 TOLBERT E FOSTER FOSTER -X- NOT IN CLAS S

5240 JOHN D VORSL IRA VOREL -X- NOT IN CLAS S5241 SAMUEL L PECA & PECA -X- NOT IN CLAS S

5242 EVERGREEN XII EVERGREEN -X- NOT IN CLAS S5243 ROBERT B PEACOCK TR PEACOCK -K- NOT IN CLASS5244 SPENCER L FUTRELL IRA FUTRELL -X- NOT IN CLAS S

5245 RONALD UNDERWOOD & UNDERWOOD -X- NOT IN CLAS S

5246 MARVIN CETEL & CETEL -X- NOT IN CLAS S5248 LAWRENCE J CLARK IRA CLARK -X- NOT IN CLAS S5249 RICHARD DANIEL BOYER & BOYER -X- NOT IN CLAS S

5250 FRANCINE NETTER ROBERSON IRA ROBERSON -H- NOT IN CLAS S5251 DENIS A DINSMORE DINSMORE -X- NOT IN CLASS5252 DANIEL H LANGDON IRA LANGDON -X- NOT IN CLASS

5253 DANIEL H LANGDON & LANGDON -X- NOT IN CLAS S5254 ORAIB A H YACOUS IRA YACOUB -X- NOT IN CLASS5257 AUSTIN N HEBEROER SR . IRA HEBERGER SR . -X- NOT IN CLAS S5266 JAMES KYRIAZIS IRA R/0 HYRIAZIS -K- NOT IN CLAS S5268 CHARLES A WILLIS IRA WILLIS -X- NOT IN CLASS5271 NORTHROP GRUMMAN SAVINGS & INVESTMENT PROGRAM NORTHROP -X- NOT IN CLASS5272 WOLFGANG STEINMANN IRA STEINMANN -X- NOT IN CLASS5274 MUHAMMAD J TOOR TOOR -X- NOT IN CLASS5276 JANE M. GEHL GEHL -X- NOT IN CLASS

5277 PAUL & CAROL GEHL FAMILY FOUNDATION INC GEHL -X- NOT IN CLASS5288 KENNETH R BOLAND IRA BOLAND -K- NOT IN CLASS5289 FOOTE-GOLAMAN-SAPKIN MEDICAL GROUP INC MP/PS OTD FOOTS-GOLDMAN-S -X- NOT IN-CLASS5292 GERALD J KONS IRA R/O KONS -X- NOT IN CLASS5297 VIOLA M THOMAS IRA THOMAS -X- NOT IN CLASS5303 ADIRONDACK ORTHOPEDIC PHYSICIANS & SURGEONS PC RET ADIRONDACK -X- NOT IN CLASS

5304 HARISH C SUD IRA SUD -X- NOT IN CLASS5305 ROBERT J KAHLER & KAHLER -X- NOT IN CLASS5306 ROBERT J BARON TTEE BARON -X- NOT IN CLASS5307 GAY W KRIEK KRIEK -X- NOT IN CLASS5308 SEONG CHI & CHI -X- NOT IN CLASS5309 KIWHAN OR CHI CHI -X- NOT IN CLASS5314 JOHN R TAYLOR IRA TAYLOR -X- NOT IN CLASS5315 KIWHAN OH CHI IRA CHI -X- NOT IN CLASS5316 ARNOLD M GORDON IRA R/O GORDON -X- NOT IN CLASS

5317 JAMES W FOX TRUST UAD 11/7/96 FOX -X- NOT IN CLASS5318 JAMES W FOX TRUST U/A/D 11/7/96 FOX -X- NOT IN-CLASS5319 JANET A JOHNSON IRA R/O JOHNSON -X- NOT IN CLASS5321 AMOS STACKHOUSE IRA STACKHOUSB -X- NOT IN CLASS5322 MARIAN Y STACKHOUSE IRA STACKHOUSE -X- NOT IN CLASS5323 EDWIN C BORKOWSKI & BORKOWSKI -X- NOT IN CLASS5325 SEONG CHI IRA CHI -X- NOT IN -CLAS S5326 THOMAS A QUARESIMA MD QUARESIMA -X- NOT IN CLASS

5330 DAVID P MONTGOMERY IRA R/O MONTGOMERY -X- NOT IN CLASS5331 W FRANKLIN KIRK IRA KIRK -X- NOT IN -CLAS S5332 RICHARD W CONROY TTEE CONROY -X- NOT IN CLASS

5333 MARGARET DE PRIEST PRICE DS PRIEST PRICE -X- NOT IN -CLAS S5334 RALPH S PAONESSA 1TEE PAOONESSA -K- NOT IN CLASS5336 GARY L KANTER IRA KANTER -X- NOT IN CLASS

5341 CITISTREET RETIREMENT CITISTREET -X- NOT IN CLASS5344 KAU-LIN INC KAU-LIN INC -X- NOT IN CLASS

Page 60: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE: 03/21/06 READ-RITE CORPORATION PAGE NO . :TIME: 10 :55 :35 ,

CLAIM # FULL NAME ( PAYEE)

INELIGIBLE CLAIMS REPORT

LAST NAME INEI,. REASON DUP OF:

5345 WEN T KAU IRA R/O KAU -X- NOT IN CLASS5346 WEN T KAU IRA KAU -X- NOT IN CLASS5349 GREG BROWN & BROWN -X- NOT IN CLASS5350 WEN T KAU SEP-IRA KAU -X- NOT IN CLASS5354 LEON 0 BECKMAN BECKMAN -X- NOT IN CLASS5355 AGNETA D BORGSTEDT MD IRA BGRGSTEDT -X- NOT IN CLASS5356 FRANK FOSNACHT IRA FOSNACHT -K- NOT IN CLASS5357 FRANK FOSNACHT FOSNACHT -X- NOT IN CLASS5358 MARCIA L R KERN TR DTD 12-7-86 KERN -X- NOT IN CLAS S5362 GREG BEHAR & BEHAR -X- NOT IN CLASS.5364 HER HWEI HSU IRA HSU -X- NOT IN CLAS S5365 MING C HSU HSU -X- NOT IN CLAS S5366 HER HWBI HSU HSU -X- NOT IN CLAS S5367 HENRY HSU HSU -X- NOT IN CLASS5368 MING CHEIA HSU HSU -X- NOT IN CLASS5316 9 MING C HSU IRA HSU -X- NOT IN CLAS S5370 SUSAN HAYWARD IRA HAYWARD -X- NOT IN CLAS S5371 DAVID Q MCDOWELL IRA MCDOWELL. -K- NOT IN CLAS S5377 LARRY P BEAR IRA BEAR -X- DUPLICATE O F5379 THOMAS PIAZZA TTEE . PIAZZA -X- NOT IN CLAS S5380 JACK L HENRICKS III HENRICKS III -K- NOT IN CLAS S5362 SUZANNE JARVIS TR JARVIS -K- NOT IN CLASS5384 PALOMA INVESTMENTS LTD PALOHA -X- NOT IN CLASS5385 WESTGATE INVESTMENTS LTD-1142 WESTGATE -X- NOT IN CLAS S5356 MARILYN S WYMAN TR WYMAN -X- NOT IN CLAS S5389 PEGGY J VAN DOORN TTEE VAN DOORN -K- NOT IN CLAS S5390 LOIS J WILLIAMS WILLIA14S -X- NOT IN CLAS S5392 ALAN W ROSENBERG IRA ROSENBERG -X- NOT IN CLAS S5395 DANA STEVENS STEVENS -X- NOT IN CLAS S5396 VERNE RAINEY IRA R/O RAINEY -X- NOT IN CLAS S5397 BAUREIS 'S' TRUST INVESTMENT PARTNERSHIP TR BAUREIS 'S' -X- NOT IN CLAS S5398 BAUREIS RESIDUARY TRUST INVESTMENT PARTNERSHIP BAUREIS -X- NOT IN CLAS S5399 BAUREIS INS TR PARTNERSHIP - BAUREIS INS TR -X- NOT IN CLAS S5400 TSUEY-YING TSAI TSAI -X- NOT IN CLAS S5401 ZARROW.ZARROW & KLEIN PA EMP PS PLN ZARROW ZARROW F. -X- NOT IN CLAS S5402 CYNTHIA LYNN KOYKKA IRA KOYKKA -X- NOT IN CLAS S5403 PATRICIA A .7ANCIK IRA R/O JANCIK -X- NOT IN CLAS S5404 ROBERT P LEWIS & LEWIS -X- NOT IN CLAS S5406 HERITAGE CAPITAL MANAGEMENT LLC HERITAGE -X- NOT IN CLAS S5406 WILLIAM P JOHNSON JOHNSON -X- NOT IN CLAS S.5409 JOHNSON CST FAMILY TR JOHNSON CST -X- NOT IN CLAS S5411 RICHARD STRAVITZ IRA STRAVITZ -X- NOT IN CLAS S5412 RICHARD STRAVITZ TTSE STRAVITZ -X- NOT IN CLASS5413 JAMES L HUGHES III HUGHES III -X- NOT IN CLAS S5416 AMERICAN CENTURY SMALL COMPANY FUND (SWOON) AMERICAN -X- NOT IN CLAS S5420 MARK DICKISON DICKISON -X- NOT IN CLAS S5422 HOWARD E SHANKS SHANKS -X- NOT IN CLAS S5425 GERALD W JONES IRA R/O DTD 10/14/99 JONES -X- NOT IN CLASS

5427 GERALD W JONES TTEE JONES -X- NOT IN CLASS5428 GERALD H JONES TTEE JONES -X- NOT IN CLASS5429 TOM R TYREE IRA TYREE -X- NOT IN CLAS S5430 KAREN L ISAAC IRA ISAAC -X- NOT IN CLAS S5432 MARIA A JACKSON JAKCSON -X- NOT IN CLAS S5434 ANNETTE HALLEEN TIES HALLEEN -X- NOT IN CLASS5436 JULIAN BROS INC JULIAN BROS INC -X- NOT IN CLAS S5441 HELEN II MERCER TTEE MERCER -X- NOT IN CLASS5445 CLEMO D STEUBING IRA _ STEUBING -X- NOT IN CLASS5446 LAWRENCE LEVINE IRA R/O LEVINE -X- NOT IN CLASS5447 LAWRENCE LEVINE & LEVINE -X- NOT IN CLASS5450 MYRON T STRECKER IRA R/O STRECKER -X- NOT IN CLASS5452 NICK A GIVENS GIVENS -K- NOT IN CLASS5453 SAL L PIAZZA IRA R/O PIAZZA -X- NOT IN CLASS5455 KENT L PALMER PALMER -X- NOT IN CLAS S5457 RICHARD D TEVERS IRA TEVERE -X- NOT IN CLASS5455 WALTER F HOHNER & HOHNER -X- NOT IN CLAS S5459 SABAH SLEW SLEW -X- NOT IN CLAS S5460 STEPHEN M KIMBROVGH IRA KIMBROUGH -X- NOT IN CLASS5461 MICHAEL A POLLACK IRA POLLACK -X- NOT IN CLASS5467 DAVID SHEENA SHEENA -X- NOT IN CLAS S5473 A RAY NEWSOME IRA R/O NEWSOME -X- NOT IN CLAS S5474 JAMES GALLO SEP DTD 4/3/98 GALLO -X- NOT IN CLASS .5475 THOMAS J SCHAUER IRA R/O SCHAUER -X- NOT IN CLAS S5476 OROHEALTH CORP PENSION PLAN OROHEALTH CORP -X- NOT IN CLAS S5477 SOUTH SHORE PARTNERHIP SOUTH SHORE -X- NOT IN CLAS S5478 SUNNY KOBE COOK COOK -X- NOT IN CLAS S5483 IRWIN SENDER IRA SENDER -X- DUPLICATE O F5484 JANET SENDER SEP-IRA SENDER -X- -DUPLICATE OF5489 GARY N SCHINDLER & SCHINDLER -X- NOT IN CLASS

5376

545546

Page 61: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

DATE: 03/21/06 RL'+AD-RITE CORPORATION PAGE NO . :TIME: 10 :55 :35

INELIGIBLE CLAIMS REPORT

CLAIM # FULL NAME (PAYEE) LAST NAME INEL . REASON DUP OF :

5492 FRANK D'ERCHIA & D'ERCHIA -X- NOT IN CLASS

5493 POLLACK FAMILY TR DTD 3-19-99 POLLACK FAMILY -X- NOT IN CLASS

5494 REGINA M GILLESPIE GILLESPIE -X- DUPLICATE OF 4435495 C P STINY TTEE STINY -X- NOT IN CLASS5497 THE STERN 1ST FAMILY LP THE STERN 1ST -X- NOT IN CLAS S5498 KREG A MARTIN MARTIN -X- NOT IN CLAS S

5499 CHRISTIE CADWELL IRA CADWELL -X- NOT IN CLAS S5500 CHRISTIE CADWELL & CADWELL -X- NOT IN CLAS S5502 JEANNE BRODY BRODY -X- NOT IN CLASS5503 JAMES T GILLESPIE GILLESPIE -X- DUPLICATE OF 4685505 JEROME S UNDERHILL IRA UNDERHILL -X- NOT IN CLAS S5510 SANDRA HERNANDEZ & HERNANDEZ -X- NOT IN CLAS S5511 RICHARD W KINGSTON & KINGSTON -X- NOT IN CLASS5512 JOAN WEIDHORN WEIDHORN -X- NOT IN CLAS S5513 PETER WEIDHORN WEIDHORN -X- NOT IN CLAS S5519 SEYMOUR Z MANN & MANN -X- NOT IN CLAS S5520 MARGARET ROMEO & ROMEO -X- NOT IN CLAS S5521 ARKIE MARGOSIAN & MARGOSIAN -X- DUPLICATE OF 1255522 ANNETTE R KAVIN KAVIN -X- NOT IN CLASS5523 CHARLES E COSTNER IRA COSTNER -X- NOT IN CLASS

5524 ROBERT CRONE IRA CROWE -X- NOT IN CLAS S5525 ILUMINADA MANGUAL MANGUAL -X- DUPLICATE OF 551 85526 ROBERT N ROTH IRA ROTH -X- NOT IN CLASS5529 TOMULYSS MOODY DO IRA DO -X- NOT IN CLAS S5530 GERLING GLOBAL INTERNATIONAL REINSURANCE COMPANY GERLING GLOBAL -X- NOT IN CLAS S

5532 GERLING GLOBAL INTERNATIONAL REINSURANCE COMPANY GERLING GLOBAL -X- NOT IN CLASS5534 ELIOT K TUCKERMAN a TUCKERMAN -X- NOT IN CLASS5541 DANIEL J KERR & KERR -X- NOT IN CLASS

5543 DAVID WONG IRA WONG -X- NOT IN CLASS5545 ROGER BENNETT & BENNETT -X- NOT IN CLASS

5550 COVENANT BANCORP INC COVENANT -X- NOT IN CLAS S

5552 QWEST PCRA -X- NOT IN CLAS S5554 ROGER S BENNETT IRA R/O BENNETT -X- NOT IN CLAS S

5556 PARTNERS HEALTHCARE-NON ERISA -X- DUPLICATE OF, 507 55558 WELCH FOODS INC P/T- TCW -X- NOT IN CLASS5565 P & F OF HARVARD COLLEGE -X- DUPLICATE OF 101 85570 ARKANSAS TEACHER RET SYSTEM -X- NOT IN CLAS S

5573 AMERICAN AIRLINES, INC . -X- NOT IN CLASS

5574 MUNDER BALANCED FUND -X- NOT IN CLAS S5576 MUNDER SMALL COMPANY GROWTH -X- NOT IN CLAS S

5577 CAMPDE -X- NOT IN CLASS

5578 YALE UNVERSITY -X- NOT IN CLASS5584 FISHER INVESTMENTS SMALL CAP -X- NOT IN CLASS

5586 SSGM TRANSITION ACCOUNT DOM -X- NOT IN CLASS

5587 CATHOLIC HEALTHCARE PARTNERS -X- DUPLICATE OF 507 6

5588 UNIVERSITY OF CA REGIONS -X- NOT IN CLASS5589 UNIVERSITY OF CA REGIONS -X- NOT IN CLASS

5590 UNIVERSITY OF CA REGIONS -X- NOT IN CLASS5594 SENA VERA FOR COLL BARG EMP -X- NOT IN CLAS S

5595 MINNESOTA STATE BOARD OF INVT -X- NOT IN CLASS

5596 MINNESOTA STATE BOARD OF INVMT -X- NOT IN CLASS5597 PARTNERS HEALTHCARE - ERISA -X- .DUPLICATE OF 50745600 RETIREMENT PLAN OF CONOCO -X- NOT IN CLASS5601 NC DEPT OF STATE TREASURER -X- DUPLICATE OF 189 65611 TRUST COMPANY OF THE WEST -X- NOT IN CLASS

5612 CLARIAN HJIALTH PARTNERS INC . -X- DUPLICATE OF 78 35613 NORTHROP GRUMMAN -X- NOT IN CLASS5614 SISTERS OF ST FRANCIS-LORD ADS -X- NOT IN CLAS S5616 S G COWEN -X- DUPLICATE OF 93 05618 S .B.A. - PIVOT ACCOUNT -X- NOT IN CLASS5619 FLORIDA STATE BOARD OF ADMIN -X- DUPLICATE OF 76 95620 POLICY TRANSITION - EQUITY -X- DUPLICATE OF 77 05621 SISTERS OF MERCY -X- DUPLICATE OF 78 45627 WELLINGTON TRUST COMPANY NA -X- NOT INCLASS

5631 MARYLAND STATE RETIREMENT AGENCY-M445 MARYLAND STATE -X- NOT IN CLASS

5652 TERRY S FOSTER FOSTER -X- NOT IN CLASS5653 GARY SCHOFIELD & SCHOFIELD -X- NOT IN CLASS

5655 PESPI COLA BOTTLING COMPANY OF WINIFIELD, ALABAMA PESPI COLA -X- NOT IN CLASS

5656 RICHARD DAFFNER DAFFNER -X- NOT IN CLASS

Number of Claims : 537

Page 62: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

Exhibit F

Page 63: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

READ-RITE CORPORATION SECURITIES LITIGATION

c/o BERDON CLAIMS ADMINISTRATION LL CP .Q. BOX 9014JERICHO, NY 11753-8914

EXHIBIT F

August 18, 2005

DUPLICATE CLAIM LETTER

SAMPLE

Dear Claimant :

Your Claim Number : READ-RITE - 4

We acknowledge receipt of the Proof of Claim and Release form you filed inconnection with the Read-Rite Corporation Securities Litigation, which has beenassigned the above claim number . Our examination of your claim indicates that it isa duplicate of claim number READ-RITE - 100 .

Accordingly, please be advised that we will recommend to the Court the rejection ofthis duplicate claim .

Should you disagree with .this determination, you must respond to us ., in writing,within twenty (20) days from the date of this letter, setting forth . the basis ofyour objection and including documentation in support thereof ,

Please refer to our website www .BERDONLLP .com/claims for the-up-to-date informationon the status of this case .

if you have any questions, please contact us at 1-800-766-3330, or by fax at516-931-0810 . Please refer to your claim number in all correspondence .

It is extremely important that . you advise us of any change of address by mail tothe above address, or by fax.

Very truly yours ,

Claims AdministratorRead-Rite Corporation Securities Litigation

Page 64: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

s READ-RITE CORPORATION SECURITIES LITIGATIONc/o EERI]ON CLAIMS ADMINISTRATION LLC

P .O. BOX 9014JERICHO, NY 11753-8914

August 1:8, 2005

NOT IN CLAISS LETTERSAMPLE

Your Claim Number : READ-RITE - 3

Dear Claimant :

We acknowledge receipt of the Proof of Claim and Release form you filed in connectionwith the Read-Rite Corporation Securities Litigation, which has been assigned theabove claim number .

Our examination of your claim indicates that you did not meet the requirements of thislitigation, since you did not purchase the common stock of Read-Rite Corporationduring the period from October 30, 2001 through June 17, 2003, inclusive .

Accordingly, please be advised that you are not an eligible Class member, and we willrecommend that the Court not allow your claim .

Should you disagree with this determination, you must respond to us, in writing,within twenty (20) days from the date of this letter, setting forth the basis of yourobjection and including documentation in support thereof .

You may download a copy of the Notice of Pendency of Class Action, Settl ement andSearing Thereon from our website, www.BERDONLLP .com/claims . You may alternatively .request copy by phone or by fax at the numbers listed below .

If you have any questions, please- contact us at 1-800-766-3330, or by fax at516-931-0810 . Please refer to your claim number in all correspondence .

It is extremely important that you advise us of any change of address . by mail to theabove address , or by fax.

Very truly yours ,

Claims Administrator

Read - Rite Corporation Securities Litigation

Page 65: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

V

READ-RITE CORPORATION SECURITIES LITIGATIONc/o BERDON CLAIMS ADMINISTRATION LLC

P .O. BOX 9014tiJERICHO, NY 11753-8914

FINAL NOTICE

DUPLICATE CLAIM LETTER

SAMPLE.

Dear Claimant :

December 21, 200 5

Your Claim Number : READ-RITE - 4

We have previously . acknowledged receipt of the Proof of Claim and Release form youfiled in connection with the Read-Rite Corporation Securities Litigation, which hasbeen assigned the above claim number . Our examination of your claim indicates thatit is a duplicate of claim number READ-RITE - 100 .

Accordingly, please be advised that we will recommend to the Court the rejection ofthis duplicate claim .

Should you disagree with this determination, you must respond to us, in writing,withih ten (10) days from the date of this letter, setting . forth the basis of yourobjection and including documentation in support thereof .

Please refer to our website www .BERDONLLP .com/claims for the'up-to-date informationon the status . of this case .

If you have any questions, please contact us at 1-800-766-3330, or by fax at516-931-0810 . Please refer to your claim number in all correspondence .

Very truly yours ,

claims AdministratorRead-Rite Corporation Securities Litigation

Page 66: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

* READ-RITE CORPORATION SECURITIES LITIGATION

C/o BERDON CLAIMS ADMINISTRATION LLCP .O . BOX 9014rERICHO, NY 11753-8914

FINAL NOTICE

NOT IN CLAISS LETTER

SAMPLE

,

Dear Claimant :

December 21, 2005

Your Claim Number : READ-RITE - 3

We have previously acknowledged receipt of the Proof of Claim and .Release form youfiled in connection with the Read-Rite Corporation Securities Litigation, which hasbeen assigned the above claim number .

Our examination of your claim indicates that you did not meet the requirements of thislitigation, since you did not purchase the common stock of Read -Rite Corporationduring the period from October 30, 2001 through June 17, 2003 , inclusive .

Accordingly, please be advised that you are not an eligible Class Member, and we willrecommend that the Court not allow your claim .

Should you disagree with this determination, you must respond to us, in writing,within ten (10) days ., from the date of this letter, setting forth the basis of yourobjection and including documentation in support thereof .

You may download a copy of the Notice of Pendency of Class Action, Settlement andHearing Thereon from our website, www .BERDONLLP .com/claims . You may alternatively

request copy by phone or by fax at the numbers listed below .

If you have any questions, please contact us at 1-800-766-3330, or by fax at516-931-0810 . Please refer to your claim number in all correspondence .

Very truly yours ,

Claims AdministratorRead-Rite Corporation Securities Litigation

Page 67: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

Exhibit G

Page 68: Read-Rite Corporation Securities Litigation 03-CV-03148-Affidavit Of Matthew M. Houston In

sM

0 MBerdon Claims Administration tic

W

March 10, 2006

Matthew M. Houston, Esq.Wechsler Harwood LLP488 Madison Avenue - 8th FloorNew York, NY 10022

Client Code 3756 7

FOR PROFESSIONAL SERVICES RENDEREDIn connection with the notice and administration ofRead-Rite Corp . Securities Litigation and out-of-pocket costs from August 6, 2005 to date andthrough distribution:

EXHIBIT G

Fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 62,500.00Preparation of tax returns for 2005 and for 2006 ,

when required @ $3,500 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7,000.00Total fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . $ 69,500.00

Out-of-pocket costs :Website maintenance - 2006 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 1,000.00

Post office box rental - 2006 . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . 824.00

Postage & shipping . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 885.81Administration materials, telephone & fax . . . . . . . . . . . . . . . . . . 353 .31

$ 3,063.12Estimated future costs :Checks . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 535.00Envelopes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

.

. . . . . . . . . . . . . . 115 .00Postage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 840.00Storage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 400.00

Total out-of-pocket . . . . . . . . . . : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4,953.1 2

Balance due . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 74,453 .1 2

PLEASE MAKE CHECK PAYABLE TO :

BERDON CLAIMS ADMINISTRATION LL C

AND MAIL TO: ONE JERICNO PLAZA, SUITE 106 JERICHO, NY 11753