f

____________ _ Date. ____ _

PQSlI'QN NAME OF ORGANJZATIONIENTITY

!'ARTIES AND TERMS

c t'1

@

(') -,,,.

:-; ::::::.-:-:-

l,

R;,,"Pnrt Required by the Ethi r A0-10 FL'lAi'\/CIAL DISCLOSlJRE REPORT in G-0vernment Act of 1978 .-· Rev.1J2fl04

Calendar Year 2003 (S O.S.C.app. §§ 101-111)

1. Person Reporting (Last na:tne, First nruue. )!fiddle initial.)

Daughtrey, Martha C

2, C:iu.rt or Organization

6th Circuit Court of .Afpeals

3, Dare of Re ort

61412004

4. Title (Article- Ill Judges indicate active or senior status;

magistrate judges indicate full-or patt-time)

Circuit Judge

7, ChlimceIS or Office Address

300 Customs House

70! Broadway

Nashville, TN 37203

5, ReportT)-pe (check appropriate type)

0 illitial @Annual 0 Ffual

6. Reporting fufod

11112003

"'

1213112003

8. On the basis of the lnfo:i.:.r.;.ation contained in this Report and any modifications pertaining thereto, it is, in my opinion., in. compliance with applicable laws aad regulations.

ReviewingOffioer.

IlvfPORTAN'f NOTES: The instructions accompanying this fonn must be followed. Complete allparts, checking the NONE box for each pan

where you have no reportable tnfora:.ation. Sign cm last page.

I. POSIDONS, (R"!'ornag individual only; see pp. 9-13 nfllling instructions)

M NONE - (Noreportablepositions.)

IL AGREEMENTS. (Reporting individual only; see pp, 14-16 of filing iw;1ructions)

D NONE (No reportable agreements,) ·

l, 1975-93 Tennessee State Retirement System (funnersmte judge}

2, 1972-75 TIAA·CREF (former Jaw professor)

0 r-ri C) :c;:

:ir. -,;;

,_,

'--c :::?...:

' J:>

>

_;>

�""."J

'-...... t··- - ':::I

SOCRCE TYPE

II

GROSS JNCOME

SOCBCE Mu TYPE

SOURCE DESCRJPTION

!.

:'\rune Jf Person Reporting D<te ofRejl<llt

Daughtrey, iartha C <514/2004

FI':NANCIAL DISCLOSURE REPORT

ill. NON-INVESTMENT INCOME. \Reporting inctivictu.i anct spouse: see PP· 11-24 offiling insttucconsJ

A. Filer's Non-Investment Incom

D NONE (No reportable aon investment income.}·

.Miil A'.'ID (yours, not spouse's)

I. 7/03 Institute of Judicial Administrntion, 1 ·wk seminar 1500.00

2. 2003 1be Tennes:sem 0.00

3. 2003 Tennessee State Retirement System 26.4-00

4. 2003 Social Security

B. Spouse's Non-Investment Income (If you were rr-.:.arried during anyportion cf tbe;eporting year, please complete !his section. (dollar amown; -

not required except for honora..<ia)

D NONE (No reporuihle non-Investment income.) -

I.

IV. REilvIBURSEMENTS mmsportation. lodging, food, entertainn;enL -

{lnclud.cs those to spouse and dependent children. See pp. 25-2i of instructions.)

D NONE (No such repo"1lble reimbum:ments.)-

Institute of Judicial AdministratioatFJC 7/14103 - New York Clty-AppeililTu Judges Seminar- t,l.f

2. Univ, ofCincinati 21221f!l. White Pl.a.ins, NY moot court t.l,f-

3. ASIL l 0/31/03 - Washington DC Committee mtg - t.Lf

..

4. ABA l l/14/03 - Chicago· SW.ion mtg - t,l,f

SOURCE DESCR!PT;Qti

CREDITOR DESCRJPT!ON Yt\LliECODE

FINA.'l"CLU DISCLOSl:'RE REPORT Name of Person Reporting Date of Report

DaughtJey, Martha C 6/4!2C-04

V. GIFTS. (Includes those to spouse and dependcl;c c.1ild."'en. See pp. 2&.-31 ofinstructions.}

NONE - (Ko 'uch reponable gifts.)

L

V1 IJABILITIES. \Includes those of spo!l<re aud dcpen<lent children. See pp. 32-34 of instroctioru:.)

0 NONE (No reportablo tiabillties.J -

1. Countrywide Home Mortgage,. Phoenix p>rtnershipi home M

------------- ----- -------- ------ ---------------------------- -- ----------------------------

I A.

I

l.

2.

4.

5.

( 7.

A

!

u

B G K

v

B. c.

Type

int.) •-( WJ

II

11} (3) (4) (5) furn

1

- -

'

c $2,50!-$5,000 D E o,, -

w

!

I

FINANCL4.L DISCLOSURE REPORT Dittc oi Report Name of Pets.on Reporting

Page 1 of3 Daughtrey, Ma11ha C 6/4/20[)4

V1L Thi'VESTiv!ENTS and TRUSTS

D. In.come during Gr:J.'1S vulue .at end of Trru:ts:u;tioos dnriog reporting periud

De tion of 1\ssets reporting period reporting perioC (it:cl::ilir.g tr>J.Stas.<;&s) - not exempt from disc (I) (2) (1) (2} (!)

Place '"(X)'"- ilf'.et eai:::h asset exempt Value v- Type (e.g. Date:- (e.g. v.i...e lcie'n:ity of frotnptior Cisclosure Codel div. rent er CV"...e 2 2'.ielhod buy.sell, lonlh Coik2 Code tn:.yer/se:te::

(A-fr, O·?! Code3 ""'8"· n,y (J-P) (A· (if ;;:rl\<t:e

DNONE (No repmtnhle .e, asset<;, ortran&ic<Jc:u;)

3.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

18,

Alliance Money Reserves (Money larket)

AmSouth (S!Uck)

AnlSoutb (checking accounts} (formerly First American Bonk)

Llncoln Tms:, Denver (IRA)

Williams Ca. (stock)

. Gannett. Inc. {stock} - - -

Alliance Cap. Res. (money market)

Llncoln Trast:, Denver, Coiorado (m.A)

Ainerlcan Electric Power (stock)

Bristol Meyer Co. (stock)

J.P. l\furgan Chase (slllck) (merged with Chase Manltatum)

Kmger Co. (stock)

Williams Co. (stock)

Chevron Corp. (stock)

Morgan Stanley Harbor I(annuity)

TIAA-CREF (stock and annlllty}

Bank of America (checldng acct)

Gannett 401(k) (Pension account)

..

A Dividend K T

A Dividend J T

c lnte._'"eSt M T

A Dividend K T

A Dividend J T

A Dividend K T

A Intexut L T

A Dividend K T

A Dividend J T

A Dividend J T

A Dividend K T

A Dividend J T

A Dividend J T

redemptiotl) "' L'!l.ilsactior,)

c Dividend L T partial sale 12/17 K -

c Interest L T

A lnten:s! M T

A. Interest J T '

A Dividend L T

1. itw:Rte'Gaip Co.des: -$1.00J<rrless = S!,.001·$2.500 "'$5,001-$15.::00 (SeeCohunns-Bl _ d D4)- F ;, $50,001-$100,0W = SlOO.OOJ-SI.Q(Xj,C@ Hl = Sl,000,001-$5.000,000 H2 =More thlr:l $5,000.000

2. Value Co ; _ -=Sl5,000?r !icss = Sl:S,t:lOl·.i.50,.;)0C L ::::: $5t:r,00l-S-100,00() !'<.1 ::::: $100,001 ·S:.'!.50.0GO

(St:1:!> Co'lu.mn:. Cl <llltl D3} N ::::: $25!)/!00-SSOC,OCf.1 0 "'"$500,i...•Ol--S:.O\. ,OOO Pl ::::: Sf,00;),001-$5.000,000 P2 ::::: :$5,000.001-ili ,(ICX::.:)CIJ P3 = $25,CKJU,001.SSG,000,000 ?4 ""SMore than $50,000.0C-O

3. Value Metho Codes Q = :-\,-np:<tl ili rr ::::: Cvft \Re:tl Esrare. Oclyi s A.ss ssu:ent T = C'.t>i'JMurket

(So:,' Cohl.::rm C2) ""Book Val1,1e ""01her ::::: Estim.:ued

I

22.

. "

26.

28.

29.

30.

3l.

32.

33.

A B

F G

K

"'

u v

II. c

(l)

Type

. (Q-W)

J

(2) {3} (4} V,;C.;ie Guin

Cooe I "'

($)

.. -

J

c D E en

.. Xll·Sl,D)JO,OOC

"'

w

lll!l'ger,

FINk'l"CIAL DISCLOSURE REPORT Name of Person Repeating Date uf Report

·Page 2of3 Daughtrey, 1artha C 6/41'.!C04

. VIl. INVESTlVfENTS and TRUSTS

A. D. Income during Gross Yillue at encl af Ttaa<>actlons tMg reporting pericd

DescripOOn of Ass reporting period reporting period { hu:li.Dg trust asse>s)

[f not exe;rupt from disciosure (!) (2) (2) (l)

Plii.ce Y.XJ" after e.ach Ll1iet e empt runmmt (e.g, Value V !ue Type (e.g. Date: identity of fro::n prior disclcsure

19. Terra Industries (stock)

20. Longleaf Partners (mutuol fund)

21. M"""'1 Series Beacon Fund (mutual fund)

T Rowe Price Stock Fund (n:uwal fund)

23. Kauliuan Fund (motu!il fund)

24. lKon Office Solutions {stock)

.

25, l. Aloouuider.; Cotp. (cmp. bond) {IRA)

Pershing Government Account (Money :Iarket)

27. Housellold lnt1 (stock){ now called HSBC Holdings)

Exxon Mobil (stock)

Dell Ccmpcter (stock)

EMC Corp (stock)

Intel Corp (stock)

Oracle Corp (stock)

Sun Micro Systems (s.tock)

34. Pioneer Natural Resources, Jv1id1and TX

35. Zimmer !Ildgs fac. (stock)

36. Plains fktg. , LP, Houston, TX

Co.lei div_ rent or Code2 t.ilethod (A·B) int.) (J-P) C00.3

A Dividend T

A Dividend M T

A Dividend L T

A Divideod K T

0 Dividend K T

A Dividend J T

buy, sell,

reden1ption)

Mcndl-Day

C;J.:ie2 (J-P) (A-

buyer/selfet (if pnvute trnn.sacrion)

A Dividend J T Redomptic 2125 ) n

A Interest J T

A Dividend J T

A lliviciend K T

A Dividend J T

A Divldend J T

A Divid;::nd l T

A Dividend J T

. A Dividend J T_ .

A Royalty J w

A Dividend l T

A • R-Oyalty w

J. lncon:e/Gaiu C:ides: '=' SLOQO ar lESS = $!;00t·$2.500 = $2•.501-SS,Ol..'\1 - $5.001-$15,000 -s

{Soo Coiu:m.IS Bl_imd D4) ""-$50,00J-$100,000 = $100 Hl $!,000,001 $5_,.000,C·OO HJ =:Vien: than S5,COU.:!JO

2. ValueCOOes: :::: :5I5 ;),}(} or-less - llS.001-$50.000 L = sso,oor.s100,000 M = Sl00,00i-S25:1.000

(See Colurrms Cl and D3J. = S250.00C.._S500,DOO 0 = $500-.001-$1,oo::J. 000 Pl = Sl.0)!).00!.SS.000.000 P2 ::::: Si5,000,(i(H-$'2.S,000J)f}0

P3 = S?.5,000,00'l-"SS0,000,000 .1'4 = SM.ore: Umn $50,000,®

S. Vallie MetT.od Coilits Q = Appraisal R Cost \Reul Esmw Only, s =Asses nt = Casblf.iar�.:i:

= Buoi::Va!ue = Othc!r =Estitm.tet!

37_

38.

40.

41.

42.

43.

1. A

N

Q

Jl

(1) (2)

Type

c

B

If

,

Sell

T

Villue

.

' _ __'(Se< :'.""':.': -"-..:: :..".::::::._ -·--'=-: .::::=:__ :-_=:::Es ti nwcl =- -··- -L v =·Book Value v =Ofaer

I

FINA.t"ICIAL DISCLOSURE REPORT Dure of Report N.11ne of Person Reporting

Page 3 of_3 Daughtrey, Martha C 6/4/2004

VII. INVESTMR.""ITS and TRUSTS

A. n. c. D. Jnco during Grass V"..lue at end of Trnnsru..'tiorm duri:ng reporting period

l:esu:ipcion of Assl;!ts reporting period repor'.ing period { lll:::ling trust w;.sern)

39.

44.

P!llCe "(X)" after each: asset exempt from prio: dis\:loswe

Tyco Inti (stock)

Morgan Stanley Income Trust

Morgan Stanley Scbed. Annui ; '>1anager

Morgan Stanley Niulti-Mkt. (mutual fund)

Dodge &: Cox Stock Fund

Vanguard 500 Fond

.• -

Vanguad Spec. Health Care Fund

Health Management Assoc. (stock)

AnDunt (e.g. Code l &v_ ren o (A ·fO Int)

A Dividend

A Dividend

Interest

Dividend

A Dividend

A DiviCend

A Dividend

A Dividend

(!) (2) \l} not exempl from diaclosu..--e

(2) Vlliue Value Type (e.g. Date: Code1 Ie!hod buy, sell. Month-(l·P) Code3 m::r , Day

(Q.W) rede:mptioll}

J T 12/17

J T

L T

K

j T

J T

K T

J T lluy 6113

(3)

Code2 (J-P)

J

J

(4)

Gcin Cede l (A· "'

(5} Identity of b>.i.yet/sel:er (ifprivme trt.tnsa tlm'l)

L GaloO>M : (See O:)lm:tll!S Rl. <m.i;l D:t)

L Vcill<! C,-: s:

!See CDlumns Cl atJd03)

3. V:tlile Met.'1.c<l C�

F

.?3

=S:.COO:xless

=550,001->J00,000

e S15,POO i;lr ¢S$

;:: $250.000-$.500,000

= ::;:::.C-OU,cxn.s.so.ooc.ooo

:i.:: Appraisal

G

K

0

.R

= :&1;001 .sz,5co

= S1.00,001-SUJ(}O.l:l00

= $15,00!-$5.0,fl!JO

= $500,001-S!,OOO.COO

::::: OJ st (Re:.l Esmtc Oaltl

C = SZ,501-$5,000

Hi = s1,ooo,001.s.s,ooo,ooo

L u$50,00l-.S:O'J,000

Pl "'Sl,C•J{)JtJl-$5,000.000

P4 = S .fore timn S5fi,!XXJ.00!1

s ::;', lfi':nt

fJ = $5.001·$15J:l)O

H2 =.1Iore ti:w.n S5,0.)0DOO

M = SI00,001- 250.000

n = $-.S,000.00l-S25,:.MJ,OOO

T = C hfMarket

·-·····

61412004

Tue value code f'orthePershing Govt ;1;.Qney market account should have been J, not L. lt is

We have only ooe Alliance Money Market acconnt. correctly reported this year at line 7,

Name of Pe:son Reporti:lg l)ure of Report .Fl:"\IA1'1CL4.L DISCLOSURE REPORT

Daughtrey, Murtha C

Vil ADDITIONAL INFOR.:.\i!ATION OR EXPLANATIONS

SECTION Vil, line 31 of the 2002 repcn.conr.ained an error,

correctly reponed on this repon at llr.e 26.

SECTION YID. lines 8 and 9 of the 2C02 report were redundant.

i

rr i

Signature'--------------------

i

:<rune 01 Person Re;mning D&eof Reprm FlNAi"ICIAL DISCLOSURE REPORT

Daughtre-Y, farthz C 6/412:Al4

IX. CERTIFICATION.

I certify that all information given above (including information pertainirrg to my spouse and minor or <lependent children, if any) is accurate, true, and compl ete tc the best of my knowledge and belief, and that any information not reported was withheld because it met appl cable statutory provisions permitting non-disclosure.

I further certify that ea ned income from outside employment and honoraria and the acceptance of gifts which have been repo ted are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Jud cial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY M"D WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT i'v!A Y BE SUBJECT TO CIVIL k'\'D CRIML'IAL Sk,CTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on F nancial Disclosure

Administrative Office of the Uaited States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Date_O"-'b,,__• o_,_+_. O=-t..__. __ _

CERTIFICATION.

FINk"ll"CIAL DISCLOSURE REPORT Name of Person Reporting

Daughtrey. lru:tha C

Date of Report

61412004

IX.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children. if any) is accurate, true, and complete to the best of my lrnowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-di<JC!osure.

I further certify that earned income from outside employment and honoraria and the acceptance ofgifts which have been repor'.ed are in compliance with the provisions of 5 U.S.C. § 501 et. ·seq., 5 U.S.C. § 7353, and Judicial Conrerence regulations.

Signature

NOTIJ; M'YINDIVIDUAL WHO KNOW1NGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY

BE Sl.."BJECT TO CIVIL Af.1) CRIMINAL Sk'l'CTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States CourtS

Suite 2·301

One Columbus Circle, N .E.

Washington, D.C. 20544