PRODUCTIVE SAFETY NET PROGRAMME PHASE FOUR ......2 Ethiopian rural productive Safety net project,...
Transcript of PRODUCTIVE SAFETY NET PROGRAMME PHASE FOUR ......2 Ethiopian rural productive Safety net project,...
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PRODUCTIVE SAFETY NET PROGRAMME PHASE FOUR (PSNP-4)
JOINT REVIEW & IMPLEMENTATION SUPPORT MISSION (JRIS)
FEDERAL AIDE MEMOIRE
June 2018
I. INTRODUCTION
1. The Government of Ethiopia (GoE) and multi-partner Joint Review & Implementation Support (JRIS) Mission met on June 1, 2018 for the kick off meeting to identify and agree on high-level priorities
for the mission. This was followed by the Regional and Federal JRIS Missions starting from June 4-14,
2018. The objectives of the Mission were to assess: (i) the progress in implementing the Annual Plan for
Ethiopian Fiscal Year (EFY) 2010; (ii) the extent to which the Program is on track to achieve its outputs
following the revised logical framework; (iii) the steps taken towards achieving the Government vision of
a scalable safety net system; and (iv) the implementation progress of the Action Plans agreed during the
previous mission (Nov-Dec 2017).
2. The Mission has a revised structure1 and streamlined approach that included discussions at federal, regional, woreda level and with kebele officials and beneficiary households on challenges and areas to focus
for effective implementation. The Mission at the Regional level primarily focused on visiting representative
PSNP implementing woredas and kebeles and assessed the regional progress and challenges. And the
Mission at the federal level focused on the field mission findings and federal level issues.
3. The Mission would like to thank H.E. Ato Tesfaye Mengistie (State Minister (SM) – RJOCFSS, MoALR); H.E. Mitiku Kassa (Commissioner - NDRMC), H.E. Ato Misganaw Admassu (SM – MoLSA);
Ato Berhanu W/Michael (MoALR - FSCD); Ato Tefera Taddesse (MoALR - NRMD); Ato Tadesse
Aweke (MoALR - CMLFD), Ato Zena Habte Wold (MoALR); Ato Feleke Jember (MoLSA); Ato Tadesse
Bekele, Ato Abera Kassa, Ato Ayderus Hassen, (NDRMC); Ato Degu Lakew (MoFEC - COPCD) for their
guidance and recognize the active participation from the experts in the various directorates within the
Ministry of Agriculture and Livestock Resource (MoALR), the Ministry of Finance and Economic
Cooperation (MoFEC), the Ministry of Labour and Social Affairs (MoLSA), the National Disaster Risk
Management Commission (NDRMC), and the representatives from the regions and the development
partners.
4. Annex 1 includes the complete list of participants in the Mission. Annex 3 details the progress status of the Nov- Dec 2017 agreed actions. The agreed action plan between the Government and
development partners is attached as Annex 4.
II. CONTEXT
5. The overall PSNP-4 implementation performance is Moderately Satisfactory. The Mission notes improved financial management in the program. All actions agreed during the November- December
2017 JRIS Missions were completed. The progress on graduation is noted. There is Government
commitment to ensure graduation is evidence based. Training has been provided to Regions on the
Household Economy Analysis (HEA) and how to use the tool. Agreement reached to apply simplified tools
1 The Mission involved one day Kick off meeting at the federal level, discussion and field visits at the regional level and 3-days workshop at the federal level.
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to predict the number of graduates in a woreda based on the HEA data. However, the Mission notes that
performance targets for the timeliness of transfer during the past year has not been met; off farm and
employment pathways of the livelihoods component are not performing as required and quality of PW some
subprojects, such as Social and Water Conservation (SWC) & water, are not up to the required level of
standard mainly in Somali and Afar regions. There continue to be delays in completion of major
procurements such as the Management Information System (MIS) development and Public Work (PW)
reviews, establishment of PW mapped data base, PW baseline study, and independent procurement audit
of EFY 2009 are delayed. There was low utilization of capital budget. In addition, there continue to be
difficulties with food management with the agreed Commodity Management Unit (CMU) in the NDRMC
still not fully functional. The overall review of the November-December 2017 Federal JRIS Action Plans
shows that (i) 51% of the actions are achieved, (ii) 35% are in process/ongoing, (iii) 5% are partially
achieved and (iv) 9% are not achieved/pending. Moreover, though it was agreed that, GoE shall prepare
annual work plan and budget and furnish to the association2 not later than May 30th of each year, this
deadline is not met. The Mission requests the senior leadership of the MoALR and its implementing partners
to review and address the priority actions in order to improve the program performance and the rating.
6. Progress towards the PSNP-4 outcomes remains Moderately Satisfactory. The Mission is pleased to note Government leadership in timely development and approval of the National Integrated Food
& Cash Plan for 2018. The plan was developed a month after the launch of the Humanitarian Disaster
Resilience Plan (HDRP). In regions that have consolidated operational management structure for PSNP &
HFA implementation of integrated response is progressing - with genuine efforts seen to implement the
joint PSNP-HFA operational procedures. The implementation of joint procedures has resulted in agreement
and use of single transfer modality in each woreda, guided by PSNP transfer modality, one targeting and
appeals kebele committee, and use of Payroll and Attendance Sheet System (PASS) for both chronic and
transitory beneficiary households. However, challenges of low capacity, limited admin budget at woreda
level, and lack of regular updates of the National Integrated Food Cash Plan hampered effective and timely
implementation. The DPs look forward to GoE’s decision soon on consolidated operational management
arrangements for scalable rural safety-net. However, the Mission noted that core elements of the program:
timeliness of transfer; food management, placement of social protection systems and re-targeting in Afar
and Somali regions are behind the agreed program performance standard.
III. PRIORITY STRATEGIC ISSUES
7. The Mission identified that the core elements of the program are not meeting agreed program performance standards. Timeliness of transfers continues fail to meet the required program
standards. The timeliness and predictability of the transfers are critical to the PSNP’s outcome. Food and
cash transfers did not meet the performance benchmarks3 agreed for EFY 2010. Compared to EFY 2009,
in this fiscal year, timeliness of cash transfers has shown improvement but overall cash transfer still fall
short of meeting set benchmarks (less than 40% of cash transfer meeting the standard). Food timeliness has
significantly declined. In EFY 2009 around 45% of food transfers were delivered on time but in EFY 2010
only 17% of food transfers were delivered on time. Reasons for the delays are attributed to several factors
presented under the review of Output 2 in the next section. However, no systematic analysis was done in
the past months to inform the reasons behind the delays in transfers to clients and PSNP wage rate has not
been updated in more than two years, The Mission agreed that it was critical that timeliness of transfers is
improved on an urgent basis. It was agreed a third-party assessment will be conducted to provide evidence
on the bottlenecks to timely transfers and recommend solutions to improve timeliness of payments.
2 Ethiopian rural productive Safety net project, Page 5, Schedule 2, Section 1G,1, August 23, 2017, 3 20 days from completion of public works for cash, and 30 days for food
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8. The purchasing power of cash transfers to beneficiaries decreased by over 25 percent since the last wage rate revision. The current PSNP Wage Rate (WR) has not been updated in more than two
years, being based on the EFY 2008 Wage Rate Study. At the same time, according to the Central Statistical
Agency (CSA) in the last 12 months the food prices have increased by 19.9 percent (March 2018 compared
to March 2017). The increase for bread and cereals was 24.9 percent4. Thus, the current PSNP wage rate
has considerably lost value in real terms and needs to be reviewed and revised to protect purchasing power
of cash wages/ benefits, maintain the impact of the transfers to PSNP households, and ensure equity with
respect to the purchasing power of cash benefits recipients compared to food benefits (i.e., wheat)
recipients. Development partners discussed with the GoE on the proposed PSNP wage rate increase and
have agreed on the need for an increase in line with inflation to preserve equity with the value of the food
transfer for implementation in EFY 2011, though still there are concerns around the level of increase and
regional consultation processes that the GoE would like to take. To ensure the timeliness of the transfer for
the permanent direct support, the Mission agreed that FSCD should finalize regional consultation processes
by July 20, 2018 and submit the revised transfer value included in the EFY 2011 annual work plan and
budget by July 30, 2018.
9. Continuous weaknesses in food management. The Program has an eight-consecutive qualified Commodity Audit Report. The Action Plan for Food Management was agreed by GoE and DPs in February
2018. However, there has been limited progress on implementation of the agreed actions. The CMU at
NDRMC is not operational as intended and clear working arrangements and lines of accountability have
not been established (details in Commodity Management section). High level leadership attention is
required to ensure agreed actions in the plan are implemented and stronger collaboration between
NDRMC/CMLFD/FSCD are realized. The Mission agreed that (i) the action plan will be revised/ updated;
and (ii) regular updates on the progress will be shared with development partners. The Mission noted that
immediate significant improvements are required for DPs to continue to support food purchases for the
program.
10. Limited progress on Social Protection Systems Strengthening. The progress on system strengthening activities has been slow. The GoE has committed to put in place a program-based MIS and
procurement of MIS development has not been completed despite being initiated two years ago. There is a
need to have a PSNP beneficiary household registry that provides information on the socio-economic
characteristics of the beneficiary households. Program monitoring and reporting system also remain weak.
The Mission notes greater leadership and investment is required to put in place social protection systems
including immediate completion of MIS development procurement process. The Mission has agreed that
data collection for beneficiary household registry will start in EFY 2011. Terms of References (ToRs) for
data collection have been drafted and GoE is reviewing data collection options.
11. Providing Effective Safety Net Support to People in Afar and Somali. Evidence from third-party spot checks has shown improvement in program implementation in both regions. Improvements are
seen in the areas of retargeting in some woredas, use of payroll and commodity management system,
coordination between PSNP & HFA using joint targeting, PW planning and Grievance Redress Mechanism
(GRM) structures and there is strong participation of households in PW planning. The Mission agreed that
continued leadership both at federal and regional level is required for continued prioritization of program
implementation most importantly in Afar Region. Though the evidence from the first round of spot check
reports highlight a modest progress in program implementation, there is a need in both regions for
improvements in retargeting across all woredas, timeliness and predictability of payments, Environment
4 The overall Consumer Price Index (CPI) increased by 11.8 percent in March 2018 as compared to March 2017.The country level food CPI increased by 15.6 percent in March 2018 as compared to one year ago
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Social Management Framework (ESMF) compliance for PW projects and increased capacity at woreda and
kebele level to ensure improvements in implementation.
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1V. PRIORITY ISSUES FOR PSNP-4 IMPLEMENTATION
Output 1. Prioritized Instruments and Tools in Place to Support an Effective System for Social
Protection and Disaster Risk Management
12. The development of prioritized instruments and tools to support an effective system of social protection and disaster risk management5 has seen continued slow progress. The GoE planned to graduate
over 200,000 PSNP households in EFY 2010 and there is commitment to evidence-based graduation.
However, slow progress was observed in implementation of Household Economy Analysis (HEA) though
trainings have been conducted in some regions. The mission also noted the continued delay in placement
of social protection systems including MIS and PSNP beneficiary household registry. The Mission noted
the importance of MoALR and MoLSA high level officials to give to strengthen the social protection
systems. Moreover, the Mission discussed on the weak monitoring and evaluation system including poor
data quality, data management and reporting systems. The Mission recommends (i) to apply HEA tool to
realize evidence based graduation (ii) to finalize the MIS procurement processes including contractual
agreement and firm placement as soon as possible (iii) initiate procurement of primary data collection for
the Household (HH) registry in EFY 2011.
13. The Mission acknowledged the woreda level monitoring and reporting systems assessment conducted in 20 PSNP woredas by an independent consultancy firm. The findings of the study show that
low quality of monitoring and reporting is due to i) low attention given to monitoring and reporting activities
at all levels ii) misalignment of data collection tools to the logframe indicators and iii) poor report writing
knowledge. The findings were validated through a series of regional meetings and discussion. The mission
is pleased to note GoE agreement to the findings and recommendations of the report. The Mission agreed
that FSCD (i) will cascade and sensitize regions and woredas on findings of monitoring and reporting
assessment (ii) will revise the data collection and reporting templates (iii) will prepare the necessary
guidance note on how to fill the templates and (iv) will timely submit quality semi-annual reports as per the
agreed logframe indicators.
14. The Mission noted that the GoE has prepared PIM Addendum as an interim action to address the legal covenant under RPSNP. However, the Mission discussed and underscored the importance to start
working on a full-fledged revision of the PSNP 4 PIM. To this effect the Mission agreed that the GoE will
finalize the revised PIM before the November 2018 JRIS Mission.
Output 2. Appropriate, Timely and Accessible Transfers Received by Male and Female Clients
15. As of the third quarter of EFY 2010 (July 2017 – March 2018), PSNP-4 has delivered transfers in cash and/or food to 7,997,218 clients (86% PW and 14% PDS) in 349 woredas. Electronic Payment (E-
payments) have now reached to 110 woredas (Tigray: 18, Amhara: 30, Oromia 26, SNNP: 30 & Somali: 6)
which is close to 2.4 million beneficiaries. Thus, more than 50% of cash only woredas are using E-Payment.
Table 1 summarizes the status of payments as reflected in the EFY 2009 Nine Month progress report:
Table 1: Nine Months PSNP Transfer Performance
5 The government cancelled the Hydromet pilot and the agreement reached to phase out the seasonal assessments and to move to a drought EWS based on a combination of remote sensing and ground level validation
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Resource
Description
9 Months
Plan
Amount
Transferred
to Regions
Amount
Transferred
to Woreda
Amount Paid
to clients as per
the Woreda
received
% of paid
to clients
as per
Woreda
received
% of paid
to clients
as per the
9 months
plan
Cash to PDS
Clients (ETB) 1,752,891,155 1,752,891,155 1,752,891,155 1,359,877,458 78% 78%
Cash to PW
Clients (ETB) 2,760,176,780 3,744,205,265 2,668,268,655 1,896,036,497 71% 69%
Food to clients
(MT) 78,871.55 69,104.85 59,280.65 86% 75%
Cash to extended
support and
emergency clients
(ETB)
2,429,725,610
2,010,383,272 2,010,383,272 1,323,828,907 66% 54%
Food for
extended support
clients (MT)
23,483.94 23,483.94 23,442.64 100% 100%
Source: GoE Nine months PSNP performance report, June 2018
16. However, the Mission noted that the target for the timeliness of transfers was not met as per the performance standard6. The table below compares the timeliness of payments between EFY 2009 and
2010. Cash payments have improved slightly though still significantly below target, but performance on
food transfers has worsened
Table 2: Comparison of the EFY 2009 and EFY 2010 transfer performance
Target EFY 2009 EFY 2010
Cash (January – March 2018)
70% for EFY 2009 and
80% for EFY 2010
24% 35%
Food (January – March 2018) 45% 17%
Cash (July – December 2017)7 37% 42%
Source: Computed from the GoE annual performance reports
6 Monthly transfer completed by 20th of next month for cash and 30th of next month for food 7 This is for the first 6 months (July – December 2017) payment to PDS client and PW clients that shifted their transfer scheduled. The performance from January – March 2018 is stated in the first raw of this table.
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17. Development Partners and implementers jointly identified the following primary causes that contributed to the delay of transfers (i) social unrest in some regions; (ii) reshuffling of leaders and other
competing priorities that resulted in providing low attention and support for the transfers; (iii) retargeting
leading to changes in the list of clients anytime in the year that mismatch with the original data registry
(PASS); (vi) Delay in allocation of the budget from federal to regions in the first tranche that led to delay
in transfers to the PDS clients; (v) delay in submission of attendance sheet and payroll processing due to
delay in PW implementation and verification, this in turn leading to delay in transfers to PW clients; (vi)
limited liquidity of banks at woreda level and limited cash holding capacity of government and
Microfinance Institutions (MFI) cashiers; (vii) problem in operationalizing E-payment related to network,
low MFI capacity, limited capacity of agents, low commission fee, integration with PASS platform, lack of
strong oversight and follow-up of decision makers (MoFEC and MoALR) from federal level and regional
Bureau of Finance and Economic Cooperation (BoFEC) and Bureau of Agriculture and Livestock Resource
(BoALR); (viii) Weak food management system that led to delay in food transfers; (ix) Ineffective
functionality of committees under the PSNP coordination structures (Food Security Task Forces/Technical
Committees (FSTFs/TCs)) at Woreda level due to low awareness and accountability; (xi) shortage of
administration budget and transportation problem to deliver food to remote Woredas.
18. The Mission agreed (i) to continue implementing the last November/December 2017 JRIS action plan that says (a) regions should complete retargeting before end of July of each year and (b) the cash
disbursement schedule should be revised such that the first tranche reaches regions end of July to ensure
timely payment to PDS clients and the rest of the tranches remain as before (October, January and March);
(ii) MoALR to reemphasize implementation of the “transfer schedule” stated in the Program
Implementation Manual (PIM) and tighten accountability mechanisms; (iii) NDRMC and MoALR to fully
operationalize the CMU to address problems in the overall food management; (iv) MoALR to strengthen
the capacity of Woreda Information Center (WIC)/RIC and WIC/RIC/FIC should prepare consistent and
accurate reporting; (v) regions to strengthen the capacity of the FSTFs/TCs at the Woreda level; (vi) MoFEC
to follow up the implementation of MoFEC’s request sent to Commercial Bank of Ethiopia (CBE) to open
up additional bank branches (in Somali and Afar) and increase cash liquidity; (vii) MoFEC to explore the
possibility of increasing the cash holding capacity of government and MFI cashiers.
19. In order to improve the E-Payment implementation problems the mission agreed (i) MoFEC to evaluate and decide scaling-up of off-line technology to woredas/ kebeles with permanent network
connectivity problem and explore the possibility of involving other E-payment service providers to allow
0%10%20%30%40%50%60%70%80%
Cash (July – December 2017)
Cash (January – March 2018)
Food (January –March 2018)
Timeliness of Transfers EFY 2009 & EFY 2010 Comparison
Target EFY 2010 EFY 2009 EFY 2010
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better competition and improved service; (ii) MoFEC to strengthen coordination among E-Payment key
stakeholders; (iii) MoFEC and BoFECs to ensure that selection of woredas follows and adheres to the set
selection criteria going forward;
Output 3. Sustainable Community Assets Built Up and Access to Social Services Enhanced
20. The Mission noted that PW has created various community assets which have benefited livelihoods. Around 67% of the planned PW subprojects have potential linkage with livelihoods showing that the PW
& livelihoods linkage guidance note is being implemented. It is also noted that ESMF implementation has
significantly improved along with the implementation of the identified mitigation measures.
21. The Mission noted that quality of some subprojects, such as SWC & water, are not up to the required level of standard mainly in Somali and Afar regions due to persisting skill gaps at frontline staff
and due to limited monitoring and supervision support from federal level.
22. The Mission also noted that the extended PW monitoring system is not functioning as per the requirement due to poor communication from federal to regions and lack of understanding of the format by
some regions.
23. The Mission noted significant progress in ensuring regional bureaus capacity to plan and implement the Gender and Social Development (GSD) and Nutrition related provisions of the program as per the PIM
requirement. This included Training of Trainer (ToT) and cascading GSD and nutrition training in 80
UNICEF supported Comprehensive Integrated Nutrition Service (CINUS) woredas and their kebeles. The
training materials were translated in to Amharic, Oromiffa and Tigrigna languages, and its contextualization
process to pastoral realities started. Woreda level GSD experts are recruited in Oromia region. In pastoral
regions, the absence of PSNP GSD and Nutrition mainstreaming training material as well as Behavioural
Change Communication (BCC) facilitation job aid which are tailored to the pastoral context posed critical
challenge to advance the implementation of the provisions as per the PIM. The Mission was briefed that
the adaptation process of the training manuals; both secondary data review as well as primary data collection
is finalized. The Mission underscored the need to expedite the process so that implementers will be trained
before the next round of PW commenced.
24. To support the capacity development effort of PSNP, financial and technical support was mobilized from United Nations International Children's Emergency Fund (UNICEF) and Promoting Basic Services
(PBS) Program. Resources from PBS 3 budget were secured to train grass root implementers (Health
Extension Worker (HEWs), DAs, Social Workers (SWs) and teachers) in 50% highland PSNP woredas on
GSD and Nutrition mainstreaming. The budget needs to be utilised by the end of December 2018. FSCD is
in discussion with the Policy and Planning Directorate of MoALR on the budget transfer modality. The
Mission noted given the limited time for budget utilisation MoALR should finalize the budget transfer
modality as soon as possible and start the TOT trainings at the regional level. In order to further strengthen
the coordination between MoALR and Ministry of Health (MoH), agreement was reached in the November
– December 2017 JRIS to sign a Memorandum of Understanding (MoU). The draft MoU was shared with
the nutrition case team of MoH and needs to be approved by leadership of MoALR & MoH.
Output 4. Clients’ Livelihood Opportunities Facilitated Through Three Pathways: Crop and
Livestock, Off-Farm Income Generation, and Employment
25. During this reporting period (July- March 2018) livelihood activities: wider community consultation, livelihoods technical support, group formation, financial literacy training, saving
mobilization, and technical trainings mainly concerning on-farm pathway have shown notable progress,
though there exist notable regional variations. The Mission noted that in this reporting period (i) livelihoods
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capacity building budget is fully released to regions and woredas on time and (ii) better availability of
loanable fund and saving mobilization which in turn resulted in increased average loan size per client
household in most regions except Oromia. However, the Mission observed challenges related to (i) slow
progress in off-farm and employment pathways; ii) diminished livelihoods grant transfer value; and iii)
ESMF in-compliance.
26. Slow progress in implementation of off-farm and employment pathways is persisting: The Mission noted persistent slow progress in implementing off-farm and employment pathways is due to (i)
lack of proper institutional ownership and engagement of implementing agencies at all levels. The Mission
also noted that the government has not fully implemented the November - December 2017 JRIS agreed
actions related to the off- farm and employment pathways. The mission recommends proper implementation
of the November - December 2017 JRIS agreed actions should be implemented immediately.
27. Diminished livelihoods grant transfer value. The livelihoods transfer sub component of the PSNP 4 has an objective to help the very poor households who are often seen as credit averse by providing
$ 200 or ETB equivalent. For EFY 2010-2012, the program targets people at the bottom 10% of the public
works beneficiaries. In EFY 2008 a grant amount of ETB 4,000 per household was transferred to
beneficiaries in the eight pilots woredas where, more than 85% of the beneficiaries chose to work on rearing
small ruminants and with that amount, beneficiaries have bought 5-6 small ruminants. Though an
independent assessment did not yet take place to generate concrete evidence regional and field monitoring
reports have shown that, the grant helped in increasing the income of targeted households. However, due
to price increase (inflation), beneficiaries who received ETB 4,000 in EFY 2010 were only able to buy 2-3
small ruminants, which might compromise the level of effect from the intervention. The mission also noted
that Non-Government Organizations (NGOs) that are currently providing livelihoods grant in same regions
are transferring the ETB equivalent of $200. Therefore, the Mission recommends that (i) both for the
program and NGOs grant amount that will be transferred from EFY 2011 will be the equivalent of $200
per household based on the exchange rate at July 8, of the new fiscal year (ii) ensure NGOs interventions
apply and adhere to the livelihoods guidance note.
28. Livelihoods transfer rollout: Livelihoods grant is being piloted in 43 woredas of Amhara, Tigray, SNNPR and Oromia. International Food Policy Research Institute (IFPRI) has been commissioned to do
an impact evaluation to be able to build the evidence base on the performance of the grant. A Randomized
Control Trail (RCT) has been proposed by the consulting firm which was by in large accepted as the most
appropriate methodology for the purpose. During the mission the CSA had already started collecting
baseline data in 12 woredas of the four regions. The mission noted, however, that the understanding on the
Impact Evaluation (IE) design and the implication of the RCT was not consistent across regions. The
mission agreed that (i) the RCT, as it is designed, will be applied, which means that control kebeles will
not be getting the livelihoods grant or related interventions until the final impact evaluation surveys are
done by 2020 (ii) the control kebeles will be selected via a public lottery to ensure that there is transparency
and fairness in the process and (iii) the consultant (IFPRI) will give trainings to woreda and kebele officials
as soon as possible to minimize risks that may arise from lack of understanding at various stages of the IE
process.
29. Inadequate ESMF compliance of livelihoods interventions. The Mission noted that implementation of ESMF in the livelihoods component remains a concern. It also observed that that livelihoods staff have
low level of ESMF awareness. Similarly, regions indicate that ESMF training is not given to the staff
working on livelihoods. In addition, the Mission noted, though there are few attempts made to undertake
preparatory activities to address the November - December 2017 JRIS agreed actions such as regular ESMF
monitoring and placement of a verification procedure. Out of 3,620 PSNP kebeles targeted to be monitored
only 354 (10% of the annual target) have conducted ESMF compliance monitoring. Thus, the Mission
agreed to (i) fully implement the November - December 2017 JRIS agreed action.
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Output 5. Effective Management and Operational Processes in Place to Manage the Programme
Financial Management (FM)
30. With regard to the FM of the program, five issues were identified in the November - December 2017 JRIS and it is noted that all of the recommended actions have been implemented. The issues raised in
the previous JRIS were in relation to i) the concern on repetitive budget revisions - a revised budget has
been communicated to the DPs in the revised annual plan submitted on March 1, 2018. No further revision
has been made subsequently ii) the systemic weakness in the internal control mechanism of the programme
– the Channel One Programs Coordinating Directorate (COPCD) reached an agreement with the Inspection
Directorate of MoFEC to assign one expert from the Inspection Directorate who regularly reviews the
Ethiopian Rural PSNP (ERPSNP).
31. In addition, four experts have been assigned from the same Directorate to participate in the process of addressing long outstanding commodity audit findings. Furthermore, COPCD has communicated in a
letter to all regional Presidents’ office (as per the MoU) to adequately involve their respective internal
auditors in the review of the program accounts at the required level and report back to the regional/woreda
cabinet. iii) Lack of predictable cash resource release from GoE and DPs – FSCD has prepared a draft
disbursement plan for EFY 2011 but was not officially submitted to DPs due to the on-going discussions
on wage rate increment. iv) weak financial management and oversight in Afar region evidenced by
ineligible expenditures in recent audit findings – MoFEC (COPCD) has met with the Afar regional officials,
woreda officials, and woreda accountants and cashiers to discuss on the Afar 1st FM review report findings,
previous audit report findings, and the overall FM issues in the region. v) Risks on the physical cash
safeguard in Somali and Afar regions – MoFEC has in a formal letter communicated to the Commercial
Bank of Ethiopia (CBE) in order to resolve issues regarding low cash holding limit of woredas’ CBE
branches and possibilities of opening new branches in Somali and Afar region. MoFEC is awaiting response
from CBE to take next action.
Procurement
32. Delays in procurement is a major challenge at federal level. The delays are critical specifically in relation to the selection of consultants to conduct various studies. Among others, the selection of consultants
for the design and establishment of PSNP MIS design and establishment of PW mapped data base, PW
baseline study, and independent procurement audit of EFY 2009 are delayed significantly. The Mission has
noted that procurement planning at Federal level is carried out through Systematic Tracking Exchange in
Procurement (STEP; an online planning and monitoring tool for procurement). As per the agreed
procedures, i.e., all procurement activities are carried out as per the roadmap provided in STEP.
Procurement activities at regional level are submitted by the Federal level procurement officers and have
been approved. However, the procurement activities are not being processed through the system and it is
not clear if the procurement activities are being carried out in accordance with the roadmap provided in
STEP.
33. The most significant challenge in regard to procurement planning is the woredas level procurement. As per the agreed procedures all procurement activities have to be submitted and approved through STEP.
However, so far, no PSNP IV procurement activity at Woreda level is submitted and approved through
STEP. This is a serious concern which should be addressed at all levels in PSNP as procurement activities
not submitted and approved through STEP cannot be financed through the project as they are going to be
considered as ineligible expenditures. The Mission noted that the procurement plans of all woredas should
be submitted and approved through STEP.
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Commodity Management
34. The major issue during the November - December 2017 JRIS was the lack of improvement in the
commodity management system of the GoE despite various efforts in the past. As part of the disbursement condition and legal covenant of RPSNP, it was agreed that the GoE will finalize and submit to the DPs the Action Plan developed to ensure robust food management system with the establishment and
operationalization of the CMU in NDRMC being at the heart of it. It is noted that the Action Plan has been
finalized and submitted to DPs in February 2018.
35. With regard to the establishment of the CMU at NDRMC, MoALR and NDRMC established an ad-hoc committee to prepare a Concept Note (CN) on overall establishment, functionality, budgeting,
staffing and operation of the CMU. The CN has been approved by the NDRMC Commissioner and MoALR
State Minister. An assessment of a permanent office design and set up has been made by NDRMC and
World Food Programme (WFP). Until such time that this is finalized, a temporary office space has been
availed for the CMU at NDRMC. In addition, a proposal has been developed by NDRMC showing budget
requirements for office set up; staff hiring at federal level, core staff at regional level, and hubs; capacity
building, Information Technology (IT), stationary, vehicle, etc. This has been shared to the NDRMC and
MoALR management and is awaiting decision. However, apart from availing temporary office space at
NDRMC for the existing CMU staff, no major progresses have been made in terms of ensuring the full
functionality of the CMU. Regarding operational activities, the Mission noted that MoALR and NDRMC
have now started co-managing warehouse and food resources. It is also noted that Commodity Allocation
and Tracking System (CATS) is now being used at Federal level.
36. The Mission identified that only limited improvement has been made on the overall food management system and hence this continues to be a major risk for effective program implementation and
accountability. The non-implementation of the Food Management Improvement Action Plan has been cited
as the major obstacle for improving the system. As the Action Plan is comprehensive and covers
institutional arrangement, staffing, reporting, monitoring and evaluation, procurement and dispatch, audits
and following up of audit findings; it is expected that the implementation of the measures set in the action
plan will result in the improvement in the overall food management system. Hence, the Mission agreed that
i) the management team of MoALR, NDRMC, and MoFEC that is responsible for following up the Action
Plan should ensure the actions set are implemented and status update is communicated to the DPs; ii) clear
direction needs to be given by MoALR and NDRMC to the existing CMU staff regarding reporting
structure, accountability and develop ToR for its implementation ; iii) NDRMC and MoALR should allocate
the necessary resources to make the CMU fully functional.
Capacity Development
37. For Output 1, the mission agreed that (i) the Government will conduct a half day workshop on the woreda- level monitoring and reporting assessment findings and cascade it to the regions, (ii) create
awareness and sensitize regions and woreda leadership on the recommendations; (iii) revise the data
collection templates and reporting formats and (iv) provide tailored report writing training to the woreda
and regional monitoring staff. The Mission also agreed that Technical Assistance to Strengthen Capacity
Development (TASC) will provide technical support to improve monitoring both at federal and regional
levels, including supporting the government with the revision of monitoring reporting tools and templates
as part of its capacity building tasks.
38. For Output 2, the Mission identified the following capacity development needs to improve the timeliness of transfers (i) Training for WIC/RIC/FIC staff on monitoring and reporting; (ii) E-payment
training and job embedded support to zonal Implementing Agencies (IAs); (iii) PIM awareness for woreda
leaders-managers involving updating, production, distribution and use of user friendly PIM Guidance Note;
(iv) rollout FSTFs/TCs strengthening trainings to Woredas; (v) develop institutional capacity (personnel,
logistic) for new split zones and woredas and, (vi) develop standard PSNP contract staff management
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11
guideline (recruitment, job description, performance evaluation, handing over, etc.). The Mission also
agreed that TASC would support the targeting and re-targeting in Afar and Somali regions.
39. For Output 3, the Mission agreed that the Public Works Coordination Unit (PWCU) will provide tailored training to Afar and Somali region staff and ensure that the training is cascaded to frontline
implementers and undertake supervision/support mission to these regions at least every quarter. It was also
agreed that the Natural Resources Management Directorate (NRMD) will write a letter to the regions
stating urgency of the training and cascading to the frontline implementers. Subsequently, the PWCU
should provide further training on the format. The Mission agreed that TASC would support the government
in developing ESMF training materials for public works.
40. For Output 4, the Mission agreed that the Livelihoods Integration Coordination Unit (LICU) will provide specific and tailored training to livelihoods staff, particularly those working on agri-business. It
was also agreed that TASC would support the government in developing training materials for business
plan preparation and ESMF for livelihoods.
41. TASC’s EFY 2011 work plan will place greater emphasis on addressing technical capacity gaps within PSNP. TASC will develop or update guidance notes for training and support on a number of topics,
including PIM awareness, targeting/retargeting, PASS applications, commodity management, ESMF for
public works, HDRP/PSNP linkages, planning and reporting, file management, and the NGO Collaboration
Framework (once approved). It will develop self-learning guidance notes and video for woreda-based staff,
as well as a manager’s guide to staff induction, which will be available for existing staff and more
particularly for new staff coming to work on PSNP.
DISCLOSURE & PLANNING`
42. The Government of Ethiopia and all DPs confirm their understanding and agreement to this Aide Memoire. This Aide Memoire will be disclosed publicly.
LIST OF ANNEXES
Annex 1: Representatives who participated in the JRIS Mission
Annex 2: Acronyms used throughout the Aide-Memoire
Annex 3: Progress in implementing the November - December 2017 JRIS Action Plan
Annex 4: Action plan from June 2018 JRIS Mission (to be done by FSCD)
Annex 5: Report on the PSNP-4 and ERPSNP Results Framework Indicators (From GoE Report)
(waiting for FSCD to submit the revised report)
Annex 6: Overview of the 9 months PSNP-4 Progress in EFY 2010 (From GoE Report)
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12
ANNEX 1: REPRESENTATIVES WHO PARTICIPATED IN THE JRIS MISSION
S.N. Name Region Organization
1 Abate Jijo Addis Ababa CRS
2 Abdi Ahmed Mohamed Somali DPPB
3 Abdi Mohamed Sani Dire Dawa Food Security
4 Abdulkadir Sulaiman Addis Ababa USAID
5 Abebe G/Medhin Addis Ababa MoLSA
6 Abenet Mengistu Addis Ababa NRMD
7 Abera Kassa Addis Ababa NDRMC
8 Abiyot Wondie Addis Ababa MoALR
9 Abrham Dissassa Addis Ababa MoALR
10 Abu Yadetta Addis Ababa World Bank
11 Addis Alem Addis Ababa USAID
12 Adeyabeba Mitiku Addis Ababa DCT
13 Ahmed Abdi Daud Somali BoANR
14 Ahmed Mohammed Addis Ababa GAC
15 Aiymro Tegegn Dire Dawa BoA
16 Aklilu Mesfin Addis Ababa MoALR
17 Alamaz Giramy Addis Ababa NDRMC
18 Alema W/Mariam Addis Ababa FSCD-LICU
19 Alemayehu Tadesse Addis Ababa MoALR
20 Alembirhan W/Gerima Addis Ababa FSCD
21 Amare Zerihun Amhara BoFED
22 Amdissa Teshome Addis Ababa Palladium
23 Amen Geleta Addis Ababa DCT
24 Amin Abdulahi Dire Dawa BoA
25 Amir Negash Harari Women Children and Youth
26 Andarg Fire Addis Ababa MoLSA
27 Anne Bakilana Addis Ababa World Bank
28 Annika Nordin Addis Ababa SIDA
29 Anwar Arabe Aden Somali BoA
30 Asrate Tamir Amhara Food Security
31 Assefa Belachew Addis Ababa FSCD/CMU
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13
S.N. Name Region Organization
32 Assefa Belay Amhara DPFSCO
33 Ayalew Abera Amhara Food Security
34 Ayderus Hassen Addis Ababa NDRMC
35 Aynalem Gezahegn Amahara BoA
36 Ayuba Sani Addis Ababa World Bank
37 Badel Kenadidd Mohamod Somali BoANRD
38 Bayu Getachew Oromia ADLSA
39 Begashaw Wukaw Addis Ababa DCT
40 Behailu Shewangizaw Addis Ababa MoALR
41 Bekele Hankebo Addis Ababa FH Ethiopia
42 Berhanu W/Michael Addis Ababa FSCD
43 Berhane Tafere Tigray BoAND
44 Beyene Adane Addis Ababa MoALR
45 Blen Tenaw Addis Ababa MOSS
46 Calla Mahamad Harari Bureau of Youth Job Creation
47 Carolyn Maclead Addis Ababa GAC
48 Cathy Tremblay Addis Ababa GAC
49 Christian Rogg Addis Ababa DFID
50 Daisy Demirag Addis Ababa World Bank
51 Degu Lakew Addis Ababa MoFEC
52 Demelash Eshete Addis Ababa NDRMFSS
53 Dereje Getaneh Addis Ababa NDRMC
54 Dimitar Tsolou Addis Ababa TASC
55 Dianna Darsney Addis Ababa USAID
56 Doge Bidaru Afar BoLSA
57 Elias Getahun Addis Ababa World Vision
58 Elsabeth Farmer Addis Ababa CARE
59 Ermias Tadege Dire Dawa BoFED
60 Fantahun Admassu Amhara Cooperatives
61 Fatima Naqvie Addis Ababa DCT
62 Fekadu Kassa Addis Ababa FSCD
63 Feleke Jember Addis Ababa MOLSA
64 Fentahun Admassu Amhara CPA
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14
S.N. Name Region Organization
65 Feysal Yahye Somali WFP
66 Fikru Denbu Addis Ababa FSCD
67 Fitsum Teshome SNNPR BoFED
68 Gared Lebese Amhara BoFEC
69 Gebeyehu Tilahun Dire Dawa DPCOP
70 Gebre Telake Addis Ababa FH Ethiopia
71 Gebrie Adugna Addis Ababa FSCD
72 Getachew Berhanu Addis Ababa UNICEF
73 Getahun Shibeshi Addis Ababa FH Ethiopia
74 Gillian Mellsop Addis Ababa UNICEF
75 Gossa Fursassa Addis Ababa FH Ethiopia
76 Guluma Subossa Oromia TASC
77 Gutema Takele Addis Ababa MoALR
78 Haile Belay Addis Ababa FSCD
79 Hailegebriel Ashagre Addis Ababa MoFEC
80 Haileleul Admasie Addis Ababa World Vision
81 Hailu Ankiso Addis Ababa FSCD
82 Halake Bantu Addis Ababa WFP
83 Hanna Misebo Addis Ababa MoALR
84 Haregewien Admassu Addis Ababa DCT
85 Hiwot Mebrate Addis Ababa Irish Aid
86 Hussien Ahmed Afar BoFED
87 Ian Campbell Addis Ababa World Bank
88 Ian de la Rosa Addis Ababa CRS
89 Ivan Roberts Addis Ababa GAC
90 John Meyer Addis Ababa CARE
91 Juan Carlos Rodriguez Addis Ababa USAID
92 Kadir Abdella Afar DPFSCO
93 Kamil Ahmed Somali BoFED
94 Konjit Eshete Addis Ababa USAID
95 Kris Easter Addis Ababa USAID
96 Lelisa Merga Addis Ababa MoALR
97 Leulseged Belay Addis Ababa USAID
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15
S.N. Name Region Organization
98 Leslie Reed Addis Ababa USAID
99 Lisa Marie Ouedraogo Addis Ababa UNICEF
100 Liya Girma Addis Ababa WFP
101 Liz Trigg Addis Ababa DFID
102 Loza Kibret Addis Ababa World Bank
103 Lubi Aahmed Somali BoA
104 Lucian Pop Addis Ababa World Bank
105 Luis Lechiguero Addis Ababa EU
106 Mahamud Yusuf Mealin Somali BoFED
107 Mamo Dogiso Addis Ababa MoALR
108 Mary Breen Addis Ababa DCT
109 Massamo Asele Addis Ababa World Bank
110 Mekdim Hailu Addis Ababa DCT
111 Mengistu Maja SNNPR BoLF
112 Merga Mitike Oromia BoLSA
113 Meron Tadesse Addis Ababa World Bank
114 Mesfin Alemnew Addis Ababa FSCD
115 Mesfin Asnake Addis Ababa FSCD
116 Mesfin Asnake Addis Ababa MoLSA
117 Mesfin M/Selassie Oromia BoFEC
118 Mesfin Woldu Tigray BoARD
119 Michael Mufood Addis Ababa World Vision
120 Misganaw Admassu Addis Ababa MoLSA
121 Mitiku Kassa Addis Ababa NDRMC
122 Moges Worku Addis Ababa USAID
123 Mohamed Abdi Somali BoFED
124 Mohamed Fure Dire Dawa BoLSA
125 Mohamed Rashid Abdirahman Somali BoLSA
126 Mohammed Hussein Afar DPFSPCO
127 Molla Mengesha Addis Ababa MoALR
128 Muluken Desalegn Addis Ababa WFP
129 Nesredin Rube Addis Ababa MoA
130 Nigussie Aynalem Tigray BoARD
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S.N. Name Region Organization
131 Nigussie Tefera Addis Ababa FSCD
132 Nurhuson Molla Addis Ababa MoALR
133 Osman Mohammod Somali BoANRD
134 Patrick McManus Addis Ababa Irish Aid
135 Paul Derkesen Addis Ababa TASC
136 Reta Birhanu Dire Dawa PSNP
137 Robert Chase Addis Ababa World Bank
138 Saba Girma Addis Ababa MoFEC
139 Samantha Yates Addis Ababa DFID
140 Samir Wanmali Addis Ababa WFP
141 Samrawit Girma Addis Ababa World Bank
142 Samuel Shifeta FS
143 Samuel Tegegne Addis Ababa MoFEC
144 Sebsibe Alemu Addis Ababa FH Ethiopia
145 Segen Tewelde Addis Ababa WFP
146 Shamil Hamza SNNPR DRMFS
147 Shawel Bekele Harari BoA
148 Shilpa Modi Addis Ababa USAID
149 Shimelis W/Hawariat Addis Ababa World Bank
150 Sileshi Ashine Addis Ababa TASC
151 Sileshi Bekele Addis Ababa MoALR
152 Sintayehu Demissie Addis Ababa MoALR
153 Sintayehu Geremew Addis Ababa MoALR
154 Sintayehu Tadesse Addis Ababa MoLSA
155 Solomon Alemu Addis Ababa USAID
156 Solomon Begna Oromia BoANRD
157 Solomon Mamo Harari FS
158 Sonja Hyland Addis Ababa Irish Aid
159 Tadesse Aweke Addis Ababa MoALR
160 Tadesse Bekele Addis Ababa NDRMC
161 Tefera Taddesse Addis Ababa NRMD
162 Tekle Urga Addis Ababa MoALR
163 Teriessa Jalleta Addis Ababa EU
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S.N. Name Region Organization
164 Tesfaye Lakew Addis Ababa WFP
165 Tesfaye Mengestie Addis Ababa MoALR
166 Tesfaye Regassa Addis Ababa MoALR
167 Tesfaye Shiferaw Addis Ababa MoLSA
168 Tesfaye Tilahun Addis Ababa DCT
169 Teshome Mamo Addis Ababa BoLSA
170 Teta Assegid Addis Ababa USAID
171 Tewodros Assefa Addis Ababa World Bank
172 Theodros H/Mariam Addis Ababa MoALR
173 Tofik Abdulu Dire Dawa BoANR
174 Tofik Juhar SNNPR Cooperatives
175 Welela Ketema Addis Ababa REDFS
176 Wihib W/Senbet Addis Ababa CLMFD
177 Woinshet Abate Addis Ababa MoFEC
178 Wolelaw Sendeku Addis Ababa CMU/NDRMC
179 Wondie Kebede Amhara BoA
180 Wout Soer Addis Ababa World Bank
181 Yibeltal Fentie Addis Ababa WFP
182 Yodit Gebrechiristos Addis Ababa TASC
183 Zelalem Tadesse Addis Ababa MoLSA
184 Zena H/Wold Addis Ababa MoANR
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18
ANNEX 2: ACRONYMS USED THROUGHOUT THE AIDE MEMOIRE
AA Addis Ababa
AGP Agricultural Growth Programme
BCC Behavioural Change Communication
ASAP As Soon As Possible
BoA Bureau of Agriculture
BoALR Bureau of Agriculture and Livestock Resource
BoANR Bureau of Agriculture and Natural Resource
BoARD Bureau of Agriculture and Rural Development
BoFEC Bureau of Finance and Economic Commission
BoLSA Bureau of Labour and Social Affairs
CASCAPE Capacity Building for Scale Up of Evidence-based Best Practices in Agricultural
Production in Ethiopia
CATS Commodity Allocation and Tracking System
CBE Commercial Bank of Ethiopia
CBPWDG Community Based Participatory Watershed Development Guideline
CD Capacity Development
CDTAC Capacity Development Technical Advisory Committees
CDSC Capacity Development Steering Committee
CINUS Comprehensive Integrated Nutrition Service
CMLFD Commodity Management, Logistics and Finance Directorate
CMPM Commodity Management Procedure Manual
CMU Commodity Management Unit
COPCD Channel One Programs Coordination Directorate
CPI Consumer Price Index
CRS Catholic Relief Services
CSA Central Statistical Agency
CSI Climate Smart Initiative
DA Development Agent
CN Concept Note
DCT Donor Coordination Team
DFID Department for International Development
DPs Development Partners
DWG Donor Working Group
E-Payment Electronic Payment
EFY Ethiopian Fiscal Year
ERPSNP Ethiopian Rural Productive Safety Net Project
ESPES Enhancing Shared Prosperity through Equitable Services
ESMF Environmental and Social Management Framework
EU European Union
FDP Food Distribution Point
FH Food for the Hungry
FIC Federal Information Center
FM Financial Management
FMIP Food Management Improvement Project
FP Focal Person
FS Food Security
FSCD Food Security Coordination Directorate
FSTF Food Security Task Forces
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19
GAC Global Affairs Canada
GoE Government of Ethiopia
GoFAMM Government Owned Fixed Assets Management Manual
GIS Geographic Information System
GPS Global Positioning System
GPS Graduation Prediction System
GRM Grievance Redress Mechanism
GSD Gender and Social Development
HDRP Humanitarian Disaster Resilience Plan
H.E His/Her Excellency
HEA Household Economic Assessment
HEW Health Extension Worker
HFA Humanitarian Food Assistance
HH Household
HR Human Resource
IFPRI International Food Policy Research Institute
IE Impact Evaluation
IT Information Technology
JRIS Joint Review and Implementation Support
LICU Livelihoods Integration Coordination Unit
MFIs Microfinance Institutions
MIS Management Information System
MoALR Ministry of Agriculture and Livestock Resources
MoFEC Ministry of Finance and Economic Cooperation
MoH Ministry of Health
MoLSA Ministry of Social and Labour Affairs
MoU Memorandum of Understanding
NDRMC National Disaster Risk Management Commission
NGO Non-Governmental Organization
NRMD Natural Resources Management Directorate
PASS Payroll and Attendance Sheet System
PBS Promoting Basic Services
PDS Permanent Direct Support
PIM Programme Implementation Manual
PMT Proxy Means Test
PP Procurement Plan
PPD Policy and Planning Directorate PPPDS Public Procurement and Property Disposal Service
PSNP Productive Safety Net Programme
PW Public Work
PWCU Public Works Coordination Unit
RCT Randomized Control Trail
RIC Regional Information Centre
RJOCFSS Rural Job Opportunity Creation and Food Security Sector
RPWFU Regional Public Works Focal Unit
RuSACCOs Rural Savings and Credit Cooperatives
SA Social Accountability
SD Social Development
SD&NTF Social Development and Nutrition Task Force
SDTF Social Development Task Force
SLMP Sustainable Land Management Project
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SM State Minister
SNNP Southern Nations, Nationalities and People’s
STEP Systematic Tracking Exchange in Procurement
SWs Social Workers
SWC Social and Water ConservationTA Technical Assistant
TASC Technical Assistance to Strengthen Capacity Development
TC Technical Committee
TDS Temporary Direct Support
TF Task Force
ToR Terms of Reference
ToT Training of Trainer
TVET Technical, Vocational, Education and Training
UNICEF United Nations International Children's Emergency Fund
USAID United States Agency for International Development
WB World Bank
WFP World Food Programme
WIC Woreda Information Center
WoFEC Woreda Finance and Economic Cooperation
WR Wage rate
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ANNEX 3: PROGRESS IN IMPLEMENTING THE NOVEMBER – DECEMBER 2018 JRIS ACTION PLAN
Action Plan for the Priority Strategic Issues
Issue
# Issue Action
Responsible
Party Deadline Status
Actions within the PSNP-4, To be Implemented Within 6 Months
1 Core elements of the
program are not meeting
agreed program
performance standards
i) GOE to improve timeliness of transfers and timely cash flow
planning. The Mission notes that
MOFEC will have flexible
budget releases to the PSNP
based on the needs of the
program and the DPs hope that
this flexibility will help to
resolve the cash flow problems
going forward. The Financial
Management and planning
within FSCD needs to be
strengthened.
ii) The MoANR procurement tender committee need to
improve decision-making and
timely communication for not
implementing planned
procurement/delays in
procurement decisions.
iii) The salary issue should be reviewed and resolved soon to
improve staff motivation and
reduce staff turnover. This issue
has been raised with the GoE in
the past and during the Federal
Mission it was discussed with
FSCD/MoFEC
MoANR tender
endorsing
committee
MoANR/MoFEC
On going
On going
Ongoing
Partially Achieved
• FSCD and MOFEC have shown an improvement in terms of cash transfer to
regions on timely manner;
• Regions have also transferred the cash resource to the woredas partially on time;
• However, timeliness of payment to the clients did not meet the target.
In Progress
• There is progress in the decision making by the tender committee;
• There is an improvement in implementing of planned procurement and decision making by
tender approval committee.
In Progress
• The two ministries (MoNAR and MoFEC) have discussed on the issue and agreed to
harmonize salary differences by conducting an
assessment;
-
Issue
# Issue Action
Responsible
Party Deadline Status
Minister Eyasu Abraha from
MoANR. The DPs hope to see
early resolution of this issue.
• Accordingly, MoANR organized a review team composed of directors and experts from Human
Resource (HR) AGP, PSNP, and SLMP,
travelled to regions to conduct assessment and
submit recommendation actions;
• The review team completed the assessment and submit its draft report to the management for
review and endorsement.
2 The development of a
scalable rural safety net
system that brings
together PSNP and
humanitarian food
assistance continues to be
the stated vision of the
GOE yet decisions to
implement this vision
have not been made.
i) Systematic implementation of the joint operational procedures
put in place
ii) A decision to consolidate operational management for
PSNP and HFA by June 30th,
2018 (as agreed in the first
phase of the MTR and
committed by GOE in the
August 2017 letter sent to the
World Bank Country Director
by MOFEC).
MoANR/NDRMC
PSNP GOE
leadership
End of January
2018 onwards
June 30, 2018
In progress
Pending
3 Difficulties with food
management
i) The CMU be made functional as agreed as soon as possible
Government should submit a
time bound action plan by
January 2018 that sets out the
measures to improve the safety
net food management system,
as previously agreed
RJOCFSS
/NDRMC
MoFEC
January 2018
January 01,
2018
Not Achieved (Refer to the Aide Memoire Text
Paragraph # 33)
The Government has submitted a time bound
action plan to the World Bank.
-
Issue
# Issue Action
Responsible
Party Deadline Status
4 The need to improve poor
performance in order to
provide effective safety-
net support to people in
Afar and Somali, as has
been noted repeatedly in
previous JRIS Missions.
ii) The federal government continues to work with the
regions to improve management
and oversight as well as the
implementation of transfers.
iii) Continued verification of performance improvement
through the results of the spot
checks, financial management
reviews, and mid-line evaluation
PSNP GoE
Leadership
RJOCFSS
Ongoing
On Quarterly
Basis
Ongoing
Ongoing
PRIORITY ISSUES FOR PSNP-4 IMPLEMENTATION
Output 1. Prioritized Instruments and Tools in Place to Support an Effective System for Social Protection and Disaster Risk Management
1
MIS development is
significantly delayed due
to procurement issues at
MoANR.
Completion of the Management
Information System (MIS)
Development procurement as soon
as possible.
FSCD/procurement
and property
administration
directorate/
CMLFD
March 31, 2018 Delayed
• RFP prepared and sent for firms;
• 5 firms submitted financial and technical proposal;
• Technical evaluation underway.
2 Gaps observed in the
quality and content of
PSNP performance
monitoring and reports.
i) Review the paper based monitoring and reporting system
ii) Strengthen core functionality of the paper based monitoring and
reporting system at all levels
FSCD/METT
FSCD/METT
February 2018
Ongoing
Delayed, in progress
• Training provided to FIC and RIC.
Ongoing
3 Absence of an updated
graduation guidance note
to implement evidence-
based graduation.
i) Review and update the current graduation guidance note (track
household asset holding,
benchmark revisions etc.)
ii) Cascade and use the Household Economic Analysis (HEA)
conducted by Save the Children
(SCF).
FSCD + TAs
FSCD
March 31, 2018
April 30, 2018
Achieved
• Regions are communicated to use HEA data to update GPS.
Delayed, in progress
• HEA communicated to Regions.
-
Issue
# Issue Action
Responsible
Party Deadline Status
4 The implementation of the
DRM component is
significantly delayed due
to i) lack of capacity at
NDRMC, ii) lack of
consensus in planning
between NDRMC and
FSCD and iii) lack of
coordination.
Conduct joint planning of the
Disaster Risk Reduction (DRR)
component and reached into
consensus.
DRR directorate
and FSCD
January 2018
Achieved
Output 2. Appropriate, Timely and Accessible Transfers Received by Male and Female Clients
1 Timeliness and
predictability of transfers
Establish and operationalize the
Commodity Management Unit
(CMU)
MoANR and
NDRMC
By next JRIS
(May 2018)
Not Achieved (Refer to the Aide Memoire Text
Paragraph # 33 regarding CMU establishment
and being operational)
Work together/facilitate to ensure
timely availability of food resources
from Federal level and delivery to
woredas
MOANR, NDRMC
and EFSRA
Ongoing In progress/Ongoing
Revise the cash disbursement
schedule –Make the 1st tranche end
of July and the remaining tranche as
it is (Oct, Jan & Mar)
MOANR &
MoFEC
July 2018
Onwards
Achieved
• First tranche transferred in early August and the remaining tranches transferred as per
schedules
Complete re-targeting before end of
July
Regions Ongoing In progress, due to start according to the deadline
2 Delay in cash transfer to
PSNP Extended Support
clients and emergency
beneficiaries in non-PSNP
woredas
All regions complete the extended
support transfer by the third week
of December, 2017
Regions End of
December,
2017
Achieved
NDRMC and FSCD deploy a
monitoring team to all the regions
that are implementing extended
support in non-PSNP woredas like
they did for Oromia region
NDRMC and
FSCD
December 2017 Achieved
The Federal Information Centre
(FIC) follow-up on the progress and
FSCD/CMLFD On going In progress
-
Issue
# Issue Action
Responsible
Party Deadline Status
compile the report on extended
support;
NDRMC speed up transporting the
left-over balance of food to Afar
and Oromia regions.
NDRMC Before end of
December 2017
Delayed/in progress
• Carry over food dispatched to Afar • FSCD sent a request to NDRMC to transport
the remaining food to Oromia FDPs
MoFEC/FSCD in collaboration with
WFP to speed-up the
implementation of the cash pilot in
Siti and Fafan Zones in Somali
region.
MoFEC/MoANR Ongoing (until
June 2018)
Delayed/ In progress
• Top-up payment for supplementary food
provided by WFP
3 Five-person household
cap too low
Eliminate five-person household
cap (revise the PIM)
MOANR March 31, 2018 Achieved
Regions decide how to better
support households with family
members beyond the five-person cap
within existing caseload and budget
Regions Ongoing Ongoing
4 Problem with E-payment Establish compatibility and direct
linkage between PASS output to E-
payment platform (PASS upgrade)
FSCD, MoFEC March 31, 2018 Achieved with delays
• Upgrading process of PASS addressed the requirements of E-payments
Explore strengthening the agent
system including engaging
RuSACCOs as agents noting the
success in some woredas in Tigray.
MoFEC, FCA Ongoing In progress/Ongoing
• Started in Tigray, Oromia and SNNPR
Establish an interface between
MFIs, technology service providers
and MoFEC to enable MoFEC to
monitor E-Payment implementation
better.
MoFEC March 31, 2018 Delayed/ In progress
• The World Bank has drafted a reporting template to facilitate the interface, but
implementation is pending.
• Hello-Cash is providing real time data on its E-payment operation in Somali to MoFEC,
however; interface with M-birr in the four
regions (outside of the reporting template
-
Issue
# Issue Action
Responsible
Party Deadline Status
descripted above which is yet to be
implemented) not yet deployed.
5 RIC/FIC reports not
timely and accurate
Implement the new RIC template Regions December 31,
2017 onwards
Achieved
6
Delay in implementation
of Proxy Means Test
(PMT)
Design a PMT formula FSCD, DPS May 2018 Pending (on HICES data availability)
Pilot PMT in selected woredas with
the aim of informing the next phase
of the PSNP
FSCD, MOLSA July 2018 Pending
Output 3: Sustainable community assets built and access to social services enhanced
3A: Public Works
1
Monitoring and
Evaluation System for PW
activities –delays in
system Development
Implement the ongoing extension of
PW monitoring system with more
rigorous follow-up with regions,
until PSNP MIS system established
PWCU plus
RPWFU
End of April
2018
In progress
• Regions such as Oromia, SNNPR and Dire Dawa submitted the extended M&E for ESMF
PWCU work with PSNP MIS
system team to ensure MIS system
incorporates PW monitoring system
requirements
PWCU, FSCD Depends on
MIS progress
In progress
• The PWCU closely working with the FSCD IT Staff to ensure PW monitoring system.
2
Joint approach of PW and
Livelihoods not achieved
to expected level
Establish Joint Technical Working
Group
PWCU, LICU February 2018 Achieved
• In the working group 2 PWCU, 2 FSCD and 2 WB staffs are represented
Revise and update the Guidance note
taking into account feedbacks from
Regions.
PWCU March 2018 Not Achieved
Design joint planning and reporting
template
PWCU, LICU March 2018 In progress
• Discussions held between Livelihoods and
PWCU on possible areas of revisions.
Focus on using water and SSI PW
subprojects to support most needy
PSNP individual households
PWCU, FSCD March 2018 On
wards
Achieved
• Included in the PIM
-
Issue
# Issue Action
Responsible
Party Deadline Status
Integrate the recommendation of the
CSI pilot into PW/Livelihood
programs
PWCU, LICU October 2018 Ongoing
• CSI will be included in to CBPWDG and Pastoral PW Guideline.
3 Limitation in the PW
implementation in Afar
and Somali regions, such
as the level of ESMF
implementation and
quality, shortcomings in
the design and/or
implementation of certain
types of PW subproject
(i) Oversight and support of implementation of the flexible
PW calendar
(ii) Roll-out of the new woreda cluster approach, including the
development of a guideline and
finalization of the clustering of
woredas, and
(iii) Establishment of a Mobile PW Support Team at regional level
for Afar region
PWCU
PWCU
PWCU in support
with the regions
May 2018
April 2018
April 2018
Achieved
• Implementation already started in Somali Region.
• PW and transfer calendar including mode of transfer determine Woreda by Woreda in Afar
Region.
Delayed/Ongoing
• Clustering of woredas completed in Afar
Achieved
4 Low capacity of frontline
implementers to
implement the programme
as per the design
Strengthen ESMF compliance and
monitoring throughout regions as
required
PWCU April 2018 Ongoing, field monitoring conducted in Afar and
Oromia Regions
3B: GSD and Nutrition
1 Lack of capacity building
budget for the GSD and
nutrition sensitive
provisions
(i) Regular allocation of budget for nutrition and GSD related
training, compiled with other
training needs under output 3
(ii) The FSCD systematically use other opportunities presented by
the ESPES funding, UNICEF’s
CINUS commitment, DFSA’s as
FSCD/NRMD
FSCD/ SD&N TF
Annually
January 2018
Achieved
• GSD and nutrition ToTs conducted.
Delayed / ongoing
• Discussion initiated and proposal/ToR prepared and shared with ESPESP
stakeholders (MoFEC& MoALR-Policy
-
Issue
# Issue Action
Responsible
Party Deadline Status
well as other NGOs who are
working on nutrition and gender
to leverage resources to provide
grass root level GSD and
Nutrition training in PSNP
woredas (given the resource
constraints the program faces).
and Planning Directorate (PPD)) and
waiting their agreement on fund
channelling modality
• In collaboration with UNICEF ToT and cascading to grassroot implementers in 80
CINUS-PSNP woredas carried out.
Training materials are translated into
Oromifa and Tigrigna. Printed training
materials distributed to regions and
frontline implementers. 2 The absence of woreda
level GSD experts in
Oromia, Amhara and
Afar Regions resulted in
weak accountability and
technical support on GSD
and Nutrition mainly at
lower level.
Identify region specific existing
government structures (for example
home economist) that would
formally take the responsibility of
advancing and monitoring the GSD
and Nutrition agenda with initial
capacity development from the
program side
FSCD & Regional
FS Office with
SD&N TF
February 2018 Achieved
• Regions have been communicated to hire or assign the right person for GSD and
nutrition;
• Accordingly, Oromia has hired GSD experts at both worda and regional levels.
• Identification of existing structure in
Amhara and Afar is delayed 3 Lack of proper
guidance/instruction on
the use of capital budget
FSCD/NRMD communicate with
regions with clear direction on the
use of the capital budget in relation
to the temporary Child Care Centers,
specifically request the regions to set
an annual 15% target per Keble for
construction of Child Care Center.
FSCD/NRMD February, 2018 Achieved
• Communicated to region to allow to use part of the capital budget for Child Care Centre.
4 Low engagement of MoH
beyond the nutrition case
team
(i) Send letter to Minister of MoH from the Minister of MoANR
outlining the need for
agreements on improved
engagement of other MoH’s
directorates in PSNP
MoANR/FSCD
July 2018
In process, due to start according to the deadline
-
Issue
# Issue Action
Responsible
Party Deadline Status
(ii) Sign MoU between the MoANR and MoH at the Federal and
Regional Levels to ensure the
active involvement of relevant
directorates of MoH, to
institutionalize the role of HEWs
in PSNP, to capture PSNP HHs
during the registration of
children in the health posts, in
household questionnaires of the
National Health Accounts and
the Demographic and Health
surveys, to include PSNP client
status of household in its routine
health and nutrition reporting
(iii) Once agreements are reached to revise the PIM to outline the
role and responsibilities of the
different directorates of the
MOH.
MoANR/FSCD and
MoH
MoANR/FSCD
August 2018
August 2018
In process, due to start according to the deadline
• Even though the deadline is ahead, draft MoU has been prepared, Nutrition case team of MoH
commented on it and MoALR will soon
formally share it to MoH.
In process, due to start according to the deadline
Output 4: Clients’ livelihood opportunities facilitated through three pathways: crop and livestock, off-farm and employment
1 Weak coordination among
implementing
stakeholders (PSNP-4,
NGO and other
programs/projects)
continues to be a
challenge. The Mission
noted that livelihoods
coordination
(i) The reconsideration of the current coordination arrangement
where FSCD should continue
chairing LTC as soon as possible
(ii) Regions adopt proper coordination arrangement that
fits to their context as soon as
possible
FSCD
Regions
January 2018
onwards
January 2018
Achieved
Achieved
-
Issue
# Issue Action
Responsible
Party Deadline Status
arrangements vary at
federal and regional level.
(iii) Federal LICU provide better technical support to regions
(iv) Experience sharing among regions be conducted
(v) Strengthen coordination among PSNP, NGO and other
programs/projects (CASCAPE,
PASIDP–II and others) by
establishing NGO collaboration
framework
LICU
LICU/FSCD
LICU/FSCD &
DPs
Quarterly Basis
April 2018
March 2018
Achieved/ongoing
• Staffs from FSCD provided field level technical support in addition LICU organized
one-day workshop and discussed with regions
on issues related to the disaggregation of
logframe targets, review of the six months
performance report, refresh on the employment
pathway guidance noted and livelihoods
transfer rollout.
Achieved
• Experience sharing conducted with in a region
• Experiences of each region was shared during the one-day workshop in Addis Ababa
Delayed/ongoing
• Concept note prepared and approved. • Preparation is underway and government
agreed to establish the PSNP-NGO platform
2
There has been limited
progress in
implementation of off-
farm and employment
pathways:
(i) Regions assess and identify the potential for employment
opportunities
(ii) TVET’s ability to provide tailored training to PSNP clients
be assessed
(iii) Institutional set up and ownership of the off farm and
employment pathways be
assessed and reconsidered
Regions
LICU/FSCD
FSCD/RJOCFSS
April 2018
July 2018
July 2018
Achieved
• Discussed during federal workshop held on March 2018
In process/ due to start according to the deadline
• Discussion is underway. In some regions (e.g. SNNP) TVET started engaging in PSNP.
In process/ due to start according to the deadline
• Discussion is underway.
-
Issue
# Issue Action
Responsible
Party Deadline Status
(iv) The PSNP-4 midline survey captures key questions on the
implementation of the off-farm
and employment pathway
LICU/FSCD
June 2018
On Progress
3 There is inadequate
compliance of livelihoods
business plans with the
Environmental and Social
Management Framework
(ESMF).
(i) Regularly monitor the environmental profile, the ESMF
guidance note and to make sure
that the DAs are using the
guidance for IGA selection
(screening)
(ii) Put in place a verification procedure (to make sure that
ESMF is rolled out in all
Woredas)
(iii) Conduct the joint PW and Livelihoods planning and
implementation review
LICU
LICU
LICU/PWCU
February 2018
February 2018
March 2018
Delayed/Ongoing
• Official letter circulated to regions and training given considering ESMF for pastoral regions
(including Oromia and SNNPR) by PWCU and
will continue to other regions
Delayed/ Ongoing
• ESMF training given to pastoral Regions including Oromia and SNNP
• Technical support given to Oromia and Afar regions
Delayed/ On Progress
• Expression of interest has been developed and
screening of consulting firms underway.
Output 5: Effective Management and Operational processes in place to manage the program
Output 5A: Financial management, Commodity Management, Procurement and Physical Resource Management
Financial Management
1 Repetitive budget revision
issues
Budget revision, if required, be done
once a year in January in line with
GoE’s budget revision procedures.
Furthermore, during budget
revisions, FSCD should consult with
relevant stakeholders and
communicate timely the revised
budget along with the basis for
revision to all stakeholders
FSCD
January 2018
(Ongoing)
Achieved
• Budget revised only once in EFY 2010 and communicated to regions.
-
Issue
# Issue Action
Responsible
Party Deadline Status
2 Systemic Weakness in the
internal control
mechanism of the
programme
(i) To overcome repetitive systemic internal control
weaknesses, MOFEC (COPCD)
arrange a meeting with the
Inspection Directorate and
International Financial
Institution Cooperation
Directorate at MOFEC to agree
on implementable actions to
ensure ERPSNP is reviewed by
internal audit at MOFEC. At the
lower levels, BOFEDs and
WOFEDs should ensure that the
internal auditors in their
respective offices are aware of
the new program’s features and
that ERPSNP is consistently
reviewed by the internal audit
(ii) MOFEC should write a letter to all regional president’s office
(as per the MoU) and other
implementers to adequately
involve their respective internal
auditors in the review of the
program accounts at the
required level.
COPCD/MoFEC
MoFEC
February 2018
End of January
2018
Achieved
• Agreement and arrangements made with the Inspection Directorate to audit ERPSNP.
Achieved
• A letter is written and communicated to all
regional governments.
3 Lack of predictable cash
resource release from
GOE and DPs.
FSCD prepare an annual
disbursement plan (both GoE &
DPs’ cash contribution) in April of
each fiscal year for the subsequent
Ethiopian fiscal year. The plan
should then be updated based on the
FSCD April or each
Fiscal Year
Ongoing
• Draft disbursement plan for EFY 2011 is prepared but waiting decision on wage rate
increment to submit the final version.
-
Issue
# Issue Action
Responsible
Party Deadline Status
approved annual plan and budget.
The Mission noted that MOFEC will
exercise flexibility in their
disbursements for the PSNP if there
are delays in disbursement by the
DPs
4 Weak financial
management and
oversight in Afar region
evidenced by ineligible
expenditures in recent
audit findings.
MoFEC to discuss with Afar
regional officials on the findings of
the financial management reviews
conducted by the independent
consultants and agree time-bound
action plan to implement the
recommendations of the review
MoFEC
February 2018
Achieved
• MOFEC has visited the region and met with regional and woreda officials to discuss on the
consultants’ findings and other FM challenges
in the region.
5 Risks on the physical
cash safeguard in Somali
and Afar regions
(i) MoFEC formally communicate with CBE to resolve issues
regarding low cash holding limit
of woredas’ CBE branches and
possibilities of opening new
branches in Somali and Afar
regions
(ii) MOFEC obtain and review supervision mission reports from
Afar region to ensure corrective
actions are taken on the overall
cash transfer system in the
region.
MoFEC
MoFEC
February 2018
When report is
submitted
Achieved
• A letter is written to CBE and expecting response.
Achieved
Commodity Management
-
Issue
# Issue Action
Responsible
Party Deadline Status
1 Despite efforts in
previous years to improve
and strengthen the
commodity management
system of the GoE,
minimal improvement has
been noted so far
For the actions refer to the
Priority Strategic Issues # 3
above
Not Achieved, refer to the Aide Memoire Text
Paragraph # 33 for status.
Procurement and Physical Resource Management
1 Delays in procurement
implementation in EFY
2009 and delay in
response to procurement
audit findings.
(i) Establish an accountability mechanism for the delays in
decision making and non-
performing procurement
activities as per the agreed
procurement rules and
procedures
(ii) Establish a procurement performance reporting and
monitoring system from woreda
level to the federal level that is
linked to performance
monitoring indicators in the
logframe
(iii) Undertake a joint procurement performance monitoring and
support mission on a quarterly
basis from federal to regions and
to woreda levels
(iv) Assign qualified and dedicated procurement staff at the woreda
level
MoANR
Regions with
support of FSCD
FSCD/CMLFD
Regions with close
support from
FSCD/MoFEC
February 2018
Onwards
End of January
2018
On Quarterly
Basis
February 2018
Delayed/Pending
Achieved
• Quarterly procurement performance reporting format is prepared and shared with the
Implementing Agencies (IAs)
Partially achieved
• Joint support provided to sample Woredas from Afar and Oromia regions.
Partially Achieved
• Woreda procurement staff are assigned in all regions except SNNP region.
-
Issue
# Issue Action
Responsible
Party Deadline Status
(v) Provide continuous and structured training to the
decision makers, tender
committee members and the
procurement staff at all levels
(vi) Strengthen the internal audit section of the implementing
agencies and engage to follow up
the actions to be taken by each of
the implementing agencies
(vii) MoFEC and regional finance bureaus follow up and monitor
the actions taken on the
procurement audit findings in a
timely manner
(viii) Timely submission and approval of Procurement Plan
(PP)
MoANR
Implementing
Agencies
(MoANR and
MoFEC for follow
up, monitor and
ensure the actions
are taken)
MoFEC and
regional finance
bureaus
FSCD/CMLFD
February 2018
On Quarterly
Basis
On Quarterly
Basis
Every Year in
July the draft
PP and the final
PP immediately
after the
approval of the
annual Plan and
Budget
Achieved
• Training has been provided to 316 participants selected from MoANR, NDRMC, Public
Procurement and Property Disposal Service
(PPPDS) Afar and Oromia region IA.
Ongoing
Ongoing
Achieved, Ongoing
2