POLS4985 Nation-building

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POLS4985 Nation-building

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POLS4985 Nation-building. Who am I?. Dr. Gregory C. Dixon Specialty – International Relations Areas of interest / research: International Institutions Conflict Management Globalization and Global Governance. Office Hours and Contact. Office: Pafford 125 Office Hours: - PowerPoint PPT Presentation

Transcript of POLS4985 Nation-building

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POLS4985Nation-building

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Who am I?Dr. Gregory C. DixonSpecialty – International RelationsAreas of interest / research:

International InstitutionsConflict ManagementGlobalization and Global Governance

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Office Hours and ContactOffice: Pafford 125Office Hours:

Before class (aprox 11:30 – class)After class (as needed)and by appointment

Email: [email protected]

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Online Contenthttp://www.westga.edu/~gdixon

Under “current courses” pick POLS4506

CourseDenAll course informationElectronic Submission of Assignments

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Learning OutcomesAnalyze the role of nation-building in the contemporary international system Assess the types of nation-building efforts undertaken by both the international community and by individual nationsAssess the minimum resource requirements for a providing the conditions for successful nation-buildingAppraise the challenges to nation-buildingAppraise conditions for success in nation-building effortsAssess the potential for nation building as part of an effort to reduce conflict in the world of the 21st century.

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AssignmentsCommentary Papers (4) 25% each

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Commentary Papers10 questions

You must answer 4 questionsYou may answer 5 and drop the lowest score

Answers should be 3 - 4 single spaced pages

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Grading90% and up = A80 – 89% = B70 – 79% = C60 – 69% = D59% and below = F

No curves or mathematical adjustments will be applied to the grades

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Assumption of AdulthoodAll students are assumed to be adultsYou are expected to familiarize yourself with the requirements of the course You are expected to meet the requirements of the courseIt is expected that you will do the required reading for the course. It is expected that you will complete all required assignments.

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Class ParticipationDaily discussionDiscussion will be based on the discussion questions

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Late or Missed AssignmentsLate assignments will suffer a penalty of one letter grade for each business day lateThe commentary papers are take-home, so extensions will be extremely rareAbsolutely no extensions will be given for the final commentary paper due date

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Special NeedsStudents with special needs as identified by the University will be accommodated in accordance with University policy

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AttendanceAttendance will not be taken and is not required as part of the course grade Attendance is vitalMissing lectures may significantly reduce their chances of passing the courseIt is the responsibility of the student to get the notes from that day of class from another student in the class

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Acts of the GodsOn very rare occasions truly terrible things happenIf such an event happens, don't wait until the last day of the class to deal with it

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Email Communication & PrivacyNothing related to grades, exams, or any other course information specific to a student will be discussed via regular email - period Grades and related information will only be discussed via one of these methods:

In person during office hours or after classVia the CourseDen email system

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Classroom DecorumPlease arrive on timePlease turn off any device that makes noise Please do not read the newspaper, sleep, etc. during the class timeMutual respect and politeness is required in the classroom at all timesViolations of appropriate classroom decorum will result in penalties

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Academic HonestyAll students are required to be aware of the University rules regarding academic honesty. Cheating, fabrication, and/or plagiarism of any kind will not be tolerated. Any student caught committing any violation of the Honor Code on any assignment will receive an F in the course and will be reported to the University for further action as per University policy The professor reserves the right to seek the harshest possible penalty for any and all violations regardless of the value of the individual assignment

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Academic HonestyIf you are unsure as to what constitutes academic dishonesty, please consult the University of West Georgia Student HandbookIgnorance of the Code will not be accepted as an excuse for violations of itMany things which are perfectly acceptable in high school are considered cheating in collegeIf you have a question about cheating, ask, don’t just assume that you are ok

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Nationbuilding

Basic Concepts and Frameworks

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What is Nation-Building?The basic subject of the course sounds simpleNation + Building

Building the basic infrastructure of a functioning state

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Problems of DefinitionThere are lots of terms used

Nation-buildingState-buildingStability OperationsEtc.

We will not split hairs in this course

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Potential Nation-Building CasesCases where NB is a policy option

Post-conflictPost-disaster (natural or man-made)Failed statesFragile states

Each case offers challenges

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Who Nation-Builds?Nation StatesIGO’sNGO’sMNC’sCoalitions of some or all of the above

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NB Is Not NewPharonic Egypt used NB 5,000+ years agoThe US has engaged in NB efforts since the late 1800’s

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NB Is Not MysteriousThe basics are widely knownWe will cover them in this classThe world community knows how to engage in successful NB efforts

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The Structure of the CourseStart conceptual

Paris and SiskBroaden the model

Ghani and LockhartFrom theory to application

Dobbins, et al.

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ChallengesApplying specific logic broadly

Can we apply ideas across models?How do the theories fit our cases?

Moving from theory to practiceIdeas are fun, but you need to make them work if they are to matter

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There Is No RabbitAt the end of the class, there will be no resolution of your questionsYou will know more about the subjectYou will probably have more questions than when you startedBut it will be fun anyway…

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What’s A Nation & Why Are We Building One?

The Nation-State in the 21st Century

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The Nation-StateCombination of two concepts

Nation• A group of people with a shared identity

State• A geographic space ruled by a central

governing authority

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Nation-State CharacteristicsGeographically fixed locationRecognized governmentSovereigntyMonopoly on the use of force within boundariesPopulation is made up of people with a “national identity”

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SovereigntyNo outside authority can force a state to actA foundation of international law

Enshrined in the UN Charter

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Reality CheckMost states loosely fit the definitionMany nation-states do not fully fit the description

Identity conflict is a leading cause of civil warSecessionist movements are commonSome nations lack effective government

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Building A Nation-StateNB seeks to construct functioning nation-states Functioning does not equal perfect

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Central ProblemsHow can an outside power build a truly sovereign state?And why would they?

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A Second Reality CheckThe world is complicatedThere are many actors in the NB processThese actors interact with one anotherTheir interactions affect the outcomeNot everyone likes order

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Herding CatsIntervenors are not unitary

Policy makersPolicy implementersPolitical supporters in the homelandVarious interest groups

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Herding CatsStates targeted for NB are not unitaryAll actors seek advantage

Local elites use the intervenor to their advantageIntervenor ignorance makes it worseNot all actors want effective government• Conflict can be beneficial• Sides may prefer conflict to peace

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Spoiler AlertSpoilers may seek to foil NB efforts

Groups want a better dealGroups fear marginalization in new orderGroups fear prosecution or worse in new orderPower may be lost in a new system

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The ProblemBuilding a nation-state requires support from many actorsSome will never accept the new order

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Good Enough SolutionsYou will never get perfection

It’s the real worldYour perfection is not everyone’s perfection

You need to settle for “good enough”

Good enough governance to keep people content to support the new order

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What Is Good Enough?Physical securityFoodBasic stability / predictabilityRule of lawThe right economic directionHope

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Getting to Good EnoughLocal leadersLocal institutionsLocal participationLocal economic development

All of which will be built by outsiders

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Nobody Likes An Outsider

The problem of external intervenors

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The “Other” ProblemHumans separate “in” and “out” groupsWe do not easily trust those who are from the out groupThis is a factor of biology

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NB Requires Outside InterventionThe intervenor will always be an outsiderThis will generate tension and make the job harder

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Difficulty FactorThe degree of difficulty for the intervenor varies

Nature of intervention effortHistoric contextCultural contextVarious other identity factors

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Uncontrollable ElementsHistoryIdentityGeography

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Controllable ElementsResourcesCommunicationPreparation

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Control What Can Be ControlledEffective preparation can mitigate the problems of being an outsiderTransparency can make a significant impact

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Local KnowledgeSuccessful NB efforts requires local knowledge

Knowing the contextSpeaking the languageKnowing who matters

Local knowledge can be developed or rented

Renting has risks

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Gaining SupportThere is a window of 12 – 18 months to build goodwillEffective early action helps overcome the outsider problemCompetence goes a long wayRespecting local issues goes a long way

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Local TalentFind and recruit local talent“the native face” problemIntercultural problems must be overcomeBalance of external plan and local inputIncorporation of key groups

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TransitionPlanned transfer from outsider to localsThis is very hard to manageHard to balance

Outsider imposes a system that must become entrenchedLocals must be given enough power to promote acceptanceLocals may not like the new system

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BalanceYou cannot eliminate the outsider problemYou can reduce its impact with good planningThe trick is to balance a wide range of elements in a very complex process

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Safety First

Establish security or go home

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SecurityBasic safety from harm is a necessary foundationNB must provide security in order to be successfulThis is the foundation on which the rest of the NB actions are built

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Components of SecurityPeacekeeping / Peace enforcementLaw enforcement / civil orderCreation or reform of local security institutions

Training of militaryTraining of law enforcementProvision of basic security during training

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PeacekeepingThe sides in a conflict have made peaceNB effort is in support of this peaceMost or all sides have ceased fightingThis makes it easier to accomplish

Can reform rather than create institutionsFewer troops are needed

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Peace EnforcementYou are imposing peace in the NB effortMost or all sides are still fightingSecurity is harder to achieve

NB must create the local forcesNB must create security institutionsThis requires many more soldiers

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TimingSecurity cannot waitIt must be established immediately in order to be effectiveDelay give opponents time to organizeDelay undermines credibility

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Force Size and CompositionYou need enough people or you will failIf you do not have the personnel you cannot provide the services

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NumbersSoldiers per 1,000 inhabitants:

Peacetime, stable state: .5Peacekeeping: 2Peace enforcement: 13

Afghanistan: 24,000,000 people in 2001

312,000 minimum force for peace enforcement

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The Footprint ProblemYou need enough troops to do the jobA strong presence of outsider troops can lead to resentmentNB efforts must have enough troops, but they must tread carefully

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Force CompositionSoldiers EngineersTrainers (military, police, judiciary, etc.)Bureaucrats / administratorsCommunity relations personnel

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Duration ProblemLocal forces need to be trained rapidlyIneffective local forces feed problemsThe longer the transition to local policing takes, the more likely resistance will grow

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The Security ProblemCosts are high, so military forces are likely to be under-resourcedThis potentially undermines missions before they startMost militaries are not intended to be police forces

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It’s the Economy, Stupid

The political economy of NB

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MarketsThe market always functions

Exchange takes placePeople make moneyPeople lose money

Markets adaptConditions create incentives for action or inaction

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Complex Influence of MarketsEconomic conditions in the NB target stateEconomic conditions in the intervenorGlobal market conditionsEach of these is constantly changing

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Target StatePre-NB economic foundations

Natural resourcesWorkforce compositionSize of populationGeographic locationReason NB is necessary

This provides the starting point

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The IntervenorSize of economyDiversity of economyWorkforce compositionDistance from NB targetEconomic interest in NB target

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Global EconomyNB target place in global economy

FoundationPotential

Intervenor place in global economyOverall market conditions

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The Status Quo AnteConditions when NB starts matter

State of economic infrastructureSize and scope of informal economyIntegration of armed groups into economic activityEconomic history / tradition

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Immediate ProblemsJobs, Jobs, JobsEconomic stabilityEconomic growthEconomic development

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The Peril of Great ExpectationsTime to get economy working is greater than the golden windowMarkets must shift to the new realityThis takes timeTransition costs are high

Someone must pay them

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DependenceShort-term support by intervenor can easily lead to dependenceNB requires massive intervention through central planningCentral planning is not good at economic growthThe balance is hard to strike

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Basic Conditions for SuccessCivil orderRule of lawFinancial / banking systemReasonable security of infrastructure

Road, rail, and water transportElectricity

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The Perverse Incentive ProblemFailed states are profitable for the fewThese few often have trouble in the transition

Skill set is wrong for stable economySocial conditioning may also be wrong

These groups have an economic incentive to undermine NB efforts

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Development ChallengeOutside actors have a poor success rate in economic developmentNB requires the hope of economic progress to succeedNB efforts can also lead to dependenceMistakes will shift the market in unwanted directions

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What Works?No simple solutionsDepends on the conditions in each caseAll NB efforts must craft economic plans based on the specific conditions of the target

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Designing Institutions

Who, what, where, when, and how

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What Is Mean By Institutions?The basic structure of the new governmentElectoral rules and basic delineation of core functions (executive, legislative, etc.)Organization of bureaucratic responsibility

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Why Democracy?We like democracy

The people will have a significant say in governmentDemocracies are less war-proneDemocracies have better economic growth over timeWe assume everyone wants to be like the West if only given the chance

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Designing A ConstitutionLots of kinds of democracies to choose fromThe constitution should fit two key elements:

The nature of the state it will governThe goals of the intervenor

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Majoritarian or Consensus?Majoritarian: Whoever has 50% + 1 wins

DecisiveFocusedRisks majority tyrannyNo incentive for small groups to support it

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Majoritarian or Consensus?Consensus: very large coalitions needed to rule

InclusiveTend to respect minority rightsSlow to actCan be frustrating to watch in action

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Presidential or Parliamentary?Presidential

Separation of powersFocus popular attention on one personPotential for divided government

ParliamentaryUnity of executive and legislative powersFocus is on party leaders

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Electoral SystemsPlurality

Most votes winsMay or may not need 50% + 1Fixed terms

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Electoral SystemsProportional Representation

Parties get seats based on votesCoalitions are often needed to ruleTerm of office can end with “no confidence” vote

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Centrality vs. FederalismCentrality

Focus of governing is in central governmentNational government dominates

FederalismRegions have varying degree of flexibility in governingBalance between central and local power

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No Easy SolutionAll these elements and more are combined to make a constitutionThese elements set how a country is ruledAll have consequencesAll require a choice by the intervenor

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The Dependency Problem

Leaving without things falling apart afterwards

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The Nation-builder’s CurseYou have to remake a state that can stand on its ownThen you must leave it alone

Its like being a parent, only worse

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The Dependence ProblemThe NB effort builds a nation that depends on the intervenor to workThe intervenor leaves and the state failsIn the worst case, the intervenor can’t leave without rapid return to fightingDependence is very hard to avoid

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The Basic ProblemIntervenor must do a lot early on

This distorts local conditionsLocals must gradually take control

How?When?What if they fail at first?Who decides what failure is?

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Assessing the Dependence RiskHow much do you have to build?

Solid past institutions makes it easier• Better foundation on which to build• Trained locals to turn to• Institutions can be reformed

Weak past institutions makes it harder• You must build from scratch• You must train technocrats

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The Skill DeficitRunning a country is hardYou need the right skills

ManagerialEngineeringEtc.

These can be hard to find

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Brain Drain ProblemThe best and brightest have the easiest time leaving

Globalization means they can find work elsewhereSafety and security may make them reluctant to return

This will apply even after NB efforts are underway

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Material DependenceInfrastructure development is expensiveRequires a tax base and effective collection mechanism

Both are likely to be missing when NB startsBoth take time to put in place

Local resources may or may not be readily available

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Material DependenceIntervenor will foot the bill early onMay require many years of bankrolling the effort

Infrastructure is expensiveSome projects are long-term

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Organizational DependenceIntervenor will control the country

SecurityGovernancePotentially even through control of the legal system

This can lead to the institutionalization of dependence

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Freedom to Fail (Again)Ultimately power must transition to the local peopleThis means the power to make real decisions, and suffer consequencesThe potential is there for a return to failure

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Perverse IncentivesLocal elites may profit from intervenor’s governanceThey may not want power to return to the localsThey have an incentive to prevent the transition

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Dependence is TrickyManaging the dependence problem is hard to doThe intervenor must balance many different elements at onceThe intervenor must be willing to risk exit

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Its Not All About Conflict

The problem of state failure

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Fragility and FailureMany states do not fit the normal nation-state model

The rule of law is weakThe writ of government does not runInstitutions do not provide “good enough” governance

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The Turbulence ProblemGlobalization binds us together in a global systemEvents far away send ripples out that can affect usThere are millions of these events every dayThe result is a “turbulence” in the international system

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Turbulence and the StateStates must deal with pressure from two levels:

DomesticSystemic

The pressure from both directions is constantSome states break under the pressure

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State FragilityStates whose institutions are under stressStates that are losing the ability to function

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Source: http://www.systemicpeace.org/polity/polity4.htm

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State FailureThe state ceases to function

Civil warCollapse

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Who Cares?We do – state failure affects usFragile states generate more turbulenceFailed states generate lots of turbulence

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Strong domestic institutions reduce conflict

Absorb and resolve domestic conflictsGenerate coherent policy outcomes

Strong domestic institutions prevent international conflict

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Fragile institutions cannot manage domestic conflictsA spillover effect emerges

Domestic conflict bubbles outInternational system feels the impact

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Failed institutions permit all manner of problems to cross bordersCreate significant disruptions in the international systemDefy easy solutions

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Rational Self-InterestState failure has a wide impactEffective nation-building can reduce this impace

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What Makes A Failed State?

Defining state capacity and governance in the 21st Century

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Understanding GovernanceGovernance = the ability of the state to manage its internal affairsThis is a key role of state institutionsBut this can be defined many ways

Economic growthRule of lawEtc.

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The “Sovereignty Gap”We assume states are sovereign in many ways

International lawDiplomacy

Roughly 1 in 6 states is not“extreme” or “high” fragility

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The “Sovereignty Gap”Our language and assumptions do not reflect reality

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Post WWII ParadigmThere is a global governance architecture to tackle the sovereignty gap

Decolonization was going to create thisUS planned for it in post WWII planningIMF, IBRD, UN, GATT

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Structural FunctionalismTheory of Development

Build the right institutional structure and all will be wellUniversal incentives existInstitutions will drive these

At their core, all states are the same

One size fits all

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State-Building in DecolonizationHelp states set up institutionsProvide development assistanceThe rest takes care of itself

This has a mixed record of success

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Post-Cold War ChangesShift away from the development models of the 1950’sShift to more “holistic” approach

Multifaceted programsEmphasis on implementation, not just institutionsRecognition of failure of one size fits all

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NB In ContextNB fits this broader effortThe idea is to construct the institutions of the state in a more general sense

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Building GovernanceWe agree governance is necessaryThe details are subject to debate

No agreed “best” system of governanceNo single “best” system is possible

This is an ongoing debate

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What To Build?Not all agree on the extend of NB efforts

MinimalistMaximalist

What are the essential functions of the state?

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The Global Governance Dimension

International capacity for NB

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Basic Challenges for GGSovereigntyCooperationCoordinationResource AllocationInformationCapacity Building

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Global Governance ArchitectureThe mechanisms to provide governance beyond the nation state

Formal: IGO’s, treaties, etc.Informal: NGO’s, cultural ties, etc.

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IGO’sSolve a coordination problem

Fixed institutions for making collective decisionsFacilitate collective action

Solve a cooperation problemInformation sharingEducation

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GlobalCover the whole worldLarge membershipMore resourcesMore calls on resources

UN, IMF, World Bank, WTO, etc.

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RegionalLocal knowledgeBuild local consensusGreater legitimacyFewer resourcesCredibilityAU, ECOWAS, SADC, ASEAN, MERCOSUR, etc.

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NGO’sAll shapes and sizesSpecializedCredibilityBagage

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SovereigntyStates yield sovereignty via IGO’s

Binding commitmentsEnforcement mechanisms

International Law allows violations of sovereignty

GenocideViolation of preemptory norms

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CooperationGG provides channels of communication

Reduce uncertaintyBuild working relationshipsDevelop shared interest in “the system”

Norm diffusionGG extends norms and permits a shared language

Simplify cooperation

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CoordinationChannels of operation

SOP’sAgreed upon rulesBurden sharing

LegitimacyResponsibility

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Resource AllocationVaries widely depending on GG constellationShare burden across statesProvide a structure of cost sharingGenerate revenues from non-participantsCoordinate flows to NGO’s

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InformationBest PracticesShared experienceReduced learning curvePromote broader understanding of key issues

Identification of issuesShare information on past cases

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Capacity BuildingTraining of forcesTraining of administratorsTraining of policy staffPromote skill development in local, regional, and international areasNGO, IGO, state responses

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GG in PracticeIt’s a messThe system works spottily as it standsThings are improving, but slowly

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What Works?

The requirements for NB today

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Post WWII ContextOver 100 peacekeeping / stabilization missionsDozens of NB missions6 decades of international development effortsExtensive study of domestic institutionsExtensive efforts by IGO’s and NGO’s

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NB Is Not A MysteryThe loose parameters of success are knownThe problem has come with implementation

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Problem ExampleNo nation has more experience with post conflict NB in Muslim states than the USBy the measure of the original goals Iraq and Afghanistan have been failures

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Lessons From Conflict StudiesThe Frozen Conflict ProblemThe Barney Fife ProblemThe Hurting Stalemate“Ripeness”

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Frozen ConflictsNB intervention does not end a conflictThe conflict ceases due to the presence of the intervenorNB efforts fail to deal with underlying tensionsConflict will resume when intervenor leaves

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The Barney Fife ProblemIntervenor mean wellBut are not competentCreate unnecessary tensionLack direction in their efforts

The intervenor means well, but can’t follow through

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Hurting StalematesAllowing a conflict to drag on may make NB efforts easierHurting stalemates demonstrate that neither side can winSides are more willing to accept outside help in resolving the issuePromote peacekeeping-type NB

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Ripeness“Ripeness” is the concept of optimal moments

Most or all parties see a benefit to and end to conflictInternational attention is highDomestic circumstances in intervenor favors planning and resource allocation

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ComplexityMany things contribute to NB successMuch of the effort is about controlling what can be controlled

Planning for “known unknowns”Bracing for “unknown unknowns”

Recognizing that the danger is from the storm within

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Knowing is Half the BattleWe know what is necessaryWe know that the resources are sometimes there to do itWe know that the hard part is political willNow, how do we make it work?

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Establishing Physical Security

Boots on the ground

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Basic SecurityShort window to establish orderForces needed vary, but are usually military

In unusual cases, police and paramilitary forces may work

Keep order on a day to day basis for the general population

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Boots on the GroundTo provide security you need a physical presence

Personnel that can be seenRapid response to disruptions

Sufficient number are keyLack of numbers forces inconsistent actionYou cannot keep order without manpower

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PlanningBasic parameters

Geographic constraintsLogistic constraintsNature of mission

Force compositionNumbersTypesEquipment

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Combat PhasesSuppression of military forces in the initial stagesMay include traditional combat or asymmetric combatMay or may not have a clear endRequires military unitsMay not be required in all cases

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Public SecurityImmediate establishment of basic protections of the general populationDeterrence of violations of order

Requires a physical presenceOunce of prevention = pound of cure

Early success eases later phasesDifficulty depends on conditions

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DDRDisarmamentDemobilization

Can be tricky depending on other conditions

ReintegrationKey to long-term success

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Intelligence GatheringInformation must be gathered on the real conditions on the ground

Requires an honest assessmentMay require abandoning older plans

Requires development of a local network

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Civic EngagementEngage the local population in decision makingIdentification of key local playersIntegration of military and reconstruction efforts

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Security Institution BuildingReform or construction of basic security institutionsIn most cases, this is a complex processExtent depends on the nature of the NB effortIs part of an integrated institution-building effort (courts, admin, etc.)

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Necessary but not SufficientBasic security is required for success, but it does not guarantee itFailure to provide security generally leads to failure

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Establishing Broad Security

Police forces, predictability, and the rule of law

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Long-Term SecurityMilitary forces are a short-term solutionLong-term requires development of indigenous sources of securityPolice, legal system, effective governance institutionsThis is a significant challenge for NB efforts

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InterdependenceSecurity institution efforts are part of the larger institution-building effortProgress in other areas is necessary for securityProgress in security is necessary for other areas

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Public SecurityIntervenor provides early on

Usually with military forcesSupplemented by intervenor police, paramilitary forces, or PMC’s

Transition to indigenous forces requires reform or creation of institutionsTransition will take time

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ChallengesVettingTrainingEquipmentInstitutional Development / ReformTies to broader legal systemTies to broader institutions

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VettingSorting through the existing institutions and personnelEstablishing vetting standards

Who cannot join the new forces?Who will lead them?• Local• National

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TrainingEstablishing training standards

Requires link to legal institutionsRequires building of training infrastructure

Often initially done by expatriatesNeed to train indigenous trainersNeed to train indigenous leaders

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EquipmentWhat sort of equipment?

Type of gearSufficient gear for the job

Who pays?Infrastructure

PhysicalInstitutional

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Institutional DevelopmentReform or Deconstruct?

Reform – change the existing institutionsDeconstruct – wipe out existing institutions

Focus on missionCivil order and public safety

Link between institutions – interagency cooperation

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Ties to Legal SystemPublic order requires a judicial system

Rule of lawEquality before the lawSufficient infrastructure

Police reform and legal reform must be managed in parallel

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Ties to Broader SystemPublic order is part of larger systemSuccess adds credibility to larger reformsFailure feeds resistance and raises likelihood of failureThe institutional efforts are mutually dependent

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Long-Term, Holistic ViewDevelopment of institutions takes timeDevelopment of indigenous institutions requires a long-term commitmentPublic order cannot be separated from other effortsPatience is virtuous, but can also breed dependence

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Governance

Who is in charge? and do they have a plan?

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Teaching Them To Fish

Economic development and the foundation for the future

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Assessing Cases

Sierra Leone and Afghanistan

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Sierra Leone

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NumbersPopulation: about 6 million

78,000 troops required for peace enforcement18,000 for peacekeeping

GeographyGood trading locationExtractive industries dominate

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Nutshell VersionPost-colonial state with standard problemsState fragility emerged in the late 1980’sDomestic efforts to reverse decline failed

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Private Peace-building EffortsMNC’s in mining industry hire PSC’s for basis securityGovernment hires PSC’s to train its army and civil militiasMNC’s support PSC involvement

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Failure of Private EffortsCoordination problem leads to failureParties pursue narrow interest

Mining MNC’s want basic security, but like rents derived from governmentGovernment sought revenues for patronageLocal leaders sought local advantagePSC’s focused on contract obligations

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1996 Peace AccordsAll foreign forces to leaveRebels and government to negotiate a power-sharing arrangementNigerian support (via ECOWAS) for governmentAccords never implemented due to 1997 coup

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From Fragility to FailureCivil war tears the state apartCoups and counter coups change those in charge

Army colludes with rebelsCivil militias form alternate military structure

ECOWAS intervenes (ECOMOG)

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ECOMOGECOWAS forces deployed to restore order

Largely fail in initial effortsStalemate emergesForces were substantial (20,000) but poorly equipped

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A Bloody MessCivil war stalemates with sides holding different areasMineral wealth used to fund rebelsLiberia supports rebelsCoup government allied with rebelsECOWAS supports recognized government, but not coup leaders

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Lome AccordAll sides agree to dealEnd to fightingPower sharing in new governmentEnforcement by UN peacekeepers (UNAMSIL)

13,000 troops at peak

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British InterventionLome fails utterlyUNAMSIL personnel captured and killed by RUFBritish send expeditionary force to evacuate EU citizens (about 1,000 troops)

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From Evacuation to NBBritish commander decides decisive action could end conflictLobbies UK government to allow expansion of missionBlair agrees to limited expansion of UK role

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Ending the ConflictUK forces take on training and support role

Dismantle old army Build a completely new force with British trainingBegin aggressive action against RUF

Decisive action when challengedTook the war “into the bush”

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End ResultPeace restored in Sierra LeoneRetrained army is a national forceState-building efforts continueUN forces have withdrawn as of 2005

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Afghanistan

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NumbersPopulation 30 million

390,000 for peace enforcement90,000 for peacekeeping

GeographyLandlocked, weak infrastructureFew resources, but great potential for extractive industry

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Civil War1973 coup begins long civil war1978 Communist coup1979 Soviet invasion1989 Soviet withdrawal1996 Taliban take Kabul2002 US intervention ousts Taliban, establishes interim government

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NB Force

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2010 Troop Levels94,000 US troops35,000 allied troops (total)

Total force of 129,000