NG RATHI INVESTRADES PVT LTDis one of the most renowned brokerage houses in Pune. The promoters share 18 years of rich experience in the broking segment. It is a fully integrated capital markets intermediary dedicated towards providing you with a technology driven investment platform. Initially the promoters were sub-brokers of Pune Stock Exchange were they recorded highest turnover for consecutive five years. Since then there was no looking back, and hence promoters were of view to have their own company having membership of NSE NGRIPLis a member of National Stock Exchange (NSE), Bombay Stock Exchange (BSE) as well as the leading commodity exchange of India i.e. MCX. NGRIPL is also registered as a Depository Participant of CDSL. Now to enhance the reach of its retail investors to forex, the company has become the trading member of MCX Stock Exchange (MCX-SX) and hence approach you as a medium for its success.Along with this NG Rathi Group consist of a sister concern private ltd company registered as a member of Multi Commodity Exchange of India Ltd in name and Style NG Commodities Pvt Ltd. NG Commodities Pvt Ltd though registered in year 2007 it started business in full fledge from last year and is imprinting its mark in the market steadily.Considering our progress graph we would like to state that company is growing in right direction the company started its business as member of NSE in 2005-2006 with say 100-200 clients, by 2010 the company become the member of BSE thus opening to new segment .Before that to tap the commodity market we incorporated our sister concern in name of NG Commodities Pvt Ltd (Preciously known as Dreams Commodities Pvt Ltd) in year 2007. From 2011 the company has started Depository Services in affiliation to CDSL, thus opening another avenue to our customers, by Jan 2014 company has succeed to maintain and serve more than 5500 clients across Pan India.

The management atNGRIPLis the CRUX of our foundation. We boost of a versatile board with rich and varied experience. Each member of the board is an eminent personality.

Nitin M Rathi (Chairman) Mr. Nitin M Rathi a man of substance, versatile in business. He is Bachelors of Electronics but his interest brought him to this field and now he contributes his rich experience of more than 18 years in the capital markets with a focus on the derivatives segment, to the growth of Dreams Investrades Pvt. Ltd.. He has evolved as a catalyst in nurturing business for NG Rathi Investrades Pvt. Ltd. He is a Director of Dreams Capital Pvt. LtdGirish Madhukar Rathi (Managing Director) Mr. Girish Rathi has a rich and varied experience of more than 12 years in all aspects of the Equity Capital Markets. Being the founder member of Dreams Group, he has nurtured the group as his own child. He is one of the Board members of the Dreams Group. He is a former member of Pune Stock Exchange.Neha Nitin Rathi (Director) Mrs. Neha Rathi has done her Masters in Commerce. She is a multifaceted personality with a rich experience of more than 12 years in the capital markets. She gives credit for her knowledge in the markets to her husband, Mr. Nitin Rathi.Pushkar Phatak (Executive Director) Mr. Pushkar Phatak an MBA in finance having more than 12 years experience in financial sector was inducted on the board of the company to strengthen the organisation but with his distinct abilities, just in a short time span, he has mastered the skills of efficient and resourceful management. He is the one who rekindles the spirit of NG Rathi Investrades Pvt. Ltd. to be the Best in the Industry.Ramnaresh Pippal (Vice President/National Head) Mr. Ramnaresh, a conceptually strong man with strong principal and ethics. He, is an MBA with rich and varied experience of 10 years in the Capital Markets. Vinay Setia (Executive Director) Mr. Vinay has a rich and varied experience of more than 30 years in all aspects of the Commodity Market, with huge experience he developed and maintained the commodity segment in NG Commodity group of NG Rathi.

OMNESYS NEST Trader is an intuitive front-end solution that connects to a robust backend server to fetch market data, execute orders and facilitate trading.Omnesys NEST empowers traders, institutions to quickly develop and deploy trading strategies for Retail, Institutional, DMA and Automated Trading. Whether you are a hedge fund, an institution, a proprietary trading group or a buy side firm/ sell side firm, our low latency solution right for you.Develop trading strategies using Omnesys Nest Strategy.

Provides framework containing all components necessary for tradingSingle interface for Market Data as well as Order Management Single interface for multiple exchange, multiple instrumentsIn-built Option Pricing calculator Black Scholes, Binomial ModelIn built VWAP calculators APIs COM DLL interface, C++ Library, Fix 4.2 Interfaces Scripting Interface to get real time streaming market dataAbility to store and replay tick by tick dataMulti Leased Line connectivity to exchange through single OMSRound Robin Routing to exchange providing unparallel order processing throughputAuto Fail over to backup connectivity real time

It includes: Trader ScreensOrder PlacementRisk ManagementMultiple Asset classesMultiple VenuesBasket Order Placement / Cover Order PlacementExercise WindowTrade Modify/CancelChartingIntradayHistoricalComparativeMarket WatchMarket DepthMessaging FacilityOptions CalculatorHourly StatisticsHeat MapMany MoreEntity ManagerRole ManagerAlert & Trigger Manager

Using NEST Trader one can trade multiple asset classes across multiple venues using a single front end

Omnesys Nest Charting Strategy is a technical analysis based trading tool. Omnesys Nest has 40+ indicators and a built in language module to execute trades based on indicator cross over and intersections. The system has access to historical data for back testing and multiple periodicity such as minute bars, multiple minute bars, and other periods.

What is an Investment ?

The money you earn is partly spent and the rest saved for meeting future expenses. Instead of keeping the savings idle you may like to use savings in order to get return on it in the future. This is called Investment.

What is an Equity/Share?

Total equity capital of a company is divided into equal units of small denominations, each called a share. For example, in a company the total equity capital of Rs 2,00,00,000 is divided into 20,00,000 units of Rs 10each. Each such unit of Rs 10 is called a Share. Thus, the company then is said to have 20,00,000 equity shares of Rs 10 each. Theholders of such shares are members of the company and have voting rights.

What is meant by a Stock Exchange?

The Securities Contract (Regulation) Act, 1956 [SCRA] defines Stock Exchange as any body of individuals, whether incorporated or not, constituted for the purpose of assisting, regulating or controlling the business of buying, selling or dealing in securities .

Stock Exchanges in India

Stock Exchange could be a Regional stock exchange whose operation /Jurisdiction is specified at the time of its Recognition or National stock Exchange which are permitted to have nationwide trading since inception e.g. NSE .

Bombay Stock Exchange ltd (BSE) Pune Stock Exchange ltd

Multi Commodity Exchange (MCX) Ahmadabad Stock Exchange Association ltd

MCX Stock Exchange (MCX-SX) Bangalore Stock Exchange ltd, etc

National Commodity and Derivatives Exchange (NCDEX)

Major Exchanges : NSE, BSE, MCX & MCX-SX

What is an Index?An Index shows how a specified portfolio of share prices are moving in order to give anindication of market trends. It is a basket of securities and the average price movement of the basket of securities indicates the index movement, whether upwards or downwards. Example: NIFTY, SENSEX, MCX & MCX-SX

Exchange Market Segments NSE CashFuture & OptionBSE Cash Future & OptionMCX -- Future ContractMCX-SX-- Future & Option

Capital Market The Market where investment instruments like bonds, equities and mortgages are traded is known as the Capital market. The primal role of this market is to make investment from investor who have surplus funds to the ones who are running a deficit.

Primary Markets Is a part of Capital Markets that deals with issuance of new securities e.g. - Companies, governments or public sector institutions can obtain funding through the sale of a new stock or bond issue . Therefore, the primary market is also called NEW ISSUE MARKETIPO (Initial Public Offering) Is the process of Issuing new stocks .

Secondary Markets Investors purchase securities from another Investor rather than rather than theissuer subsequent to original issuance in primary Market .

Market Regulators : The responsibility of Regulating the Securities Market is shared by Department ofEconomic Affairs (DEA) ,Department of Company Affairs(DCA) , Reserve Bank of India (RBI) & Securities and Exchange board of India ( SEBI)

Risk in the Stock MarketThe Stock prices keep fluctuating over a wide range unlike the bank deposits or government bonds. The efficient market hypothesis shows the effect of fundamental factors in changing the prices of the stock market. The efficient market hypothesis shows that all price movement are random whereas there are plenty of studies that reflect the fact that there is a specific trend in the stock market prices over a period of time. Sometimes the market behave illogically to any economic news, the stock market prices may be diverted in any direction in response to press releases, rumors and mass panic. The stock market prices are also subject to speculation. In the short run stock market prices may be very volatile due to the occurrences of the fast market changing events.

Risk in the bond Market Capital market risk in the bond market arises due to interest rate changes. There is an inverse relationship existing between the interest rate and the price of the bond. Hence the bond prices are sensitive to the monetary policy of the country as well as economic changes.

Securities Markets do not work in vacuum , they require the services of a large number of Intermediaries who act as agents to help the buyers and sellers in sale /purchase of securities for a commission . It is a risk less Intermediation where the riskis borne by the buyer or seller .

Regulators (SEBI,DCA,DEA,RBI) Stock Exchanges Depository Stock Brokers / Sub brokers Depository Participant (DP)

The evolution of the organized futures market in India Commenced in 1875 with the setting up of the Bombay Cotton Trade Association Ltd. Following widespread discontent among leading cotton mill owners and merchants over the functioning of the Bombay cotton Trade Association, a separate association, Bombay Cotton Exchange Ltd., was constituted in 1983. Future trading in Oilseeds originated with the setting up of the Gujarati Vyapari Mandali in 1900, which carried out future trading in ground nuts, castor seeds and cotton. The Calcutta Hessian Exchange Ltd., and the East India Jute Association Ltd. were setup in 1919 and 1927 respectively for future trade in raw jute. Future markets in Bullion began in Mumbai in 1920, and later, similar markets were established in Rajkot, Jaipur, Jamnagar,Kanpur, Delhi and Calcutta. In due course , several other exchanges were established in the country, facilitating trade in diverse commodities such as pepper, turmeric, potato, sugar and jaggery. The future trade in spices was first organized by theIndia Pepper and Spices Trade Association (IPSTA) in Cochin in 1957. However in order to monitor the price movements of several agricultural and essential commodities, future trade was completely banned by the government in 1966. The commodity future traded in commodity exchange are regulated by the Government under the Forward Contracts Regulations Act, 1952 and the Rules framed there under. The regulator for the commodities trading is the Forward Market Commission, situated at Mumbai, which comes under the Ministry of Consumer Affairs Food and Public Distribution. It is statutory institution set up in 1953 under Forward Contracts (Regulation) Act, 1952. Commission consists of minimum two and maximum four members appointed by Central Govt. out of these members there is one nominated Chairman. All the Exchanges have been set up under overall control of Forward Market Commission (FMC) of Government of India.

Are Intermediaries who are allowed to trade in securities on the exchange of which they are members they buy & sell stock on their own behalf or on the behalf of their clients . They charge nominal fee / commission called brokerage fromtheir clients for both buying & selling activities. All transactions carried out on exchange are done through brokers only . Brokers maintain basic information about their clients like name , PAN ,contact Information, bank & demat account details etc .

Depositories act defines 1996 defines a depository to mean a A company formed & registered under Companies Act ,1956 which has been granted a certificate of registration Under subsection (IA) of the section12 of the Securities & Exchange Board of India Act 1992

It is like a bank wherein the deposits are securities (viz. shares, debentures, bonds,government securities, units etc.) in electronic form.

Functions of a Depository

Dematerialization of Securities in depository form

Maintenance of ownerships of securities in book entry form electronically without making securities move from one person to another

Making securities of Public limited companies freely transferable subject to certain restrictions

A Depository does not directly open accounts &provide service to the clients ,it opens such accounts through its Depository participants (i.e. An agent of depository).

A Depository participant( DP) is an entity who is registered as such with SEBI under the provisions of SEBI Act. As per provisions of this act a DP can offer depository related services to the clients after obtaining certificate of Registration from SEBI

Dematerialization Dematerialization is the process by which physical certificates of an investor are converted to an equivalent number of securities in electronic form and credited to the investors account with his Depository Participant (DP).

Trading Account :Is a broker account through which an investor can buy or sell securities in the secondary market .

Demat Account : Is a type of banking account which dematerializes paper-based physical stock shares in order to avoid physical holding of shares .It is opened with the depository (NSDL/CDSL)through a registered Depository participant .

Savings Bank Account :For Inflow and outflow of funds .

NG Rathi Offers Intergradations of Trading, Demat and clients savings bank Account

Trading in derivatives of securities Commenced in June 2000

Derivative is a product whose value is derived from the value of one or more basic variables, called underlying. The underlying asset can be equity, index, foreign exchange (forex), commodity orany other asset.

Types of Derivatives

Forward contracts Future contracts Options & swap

Forwards contracts Futures Contract Options Not traded on Exchange, they are traded over the counter (OTC)

One to one Bipartite & very customized

Settlement takes place on a specified date(i.e. Expiry date) in future on todays agreed price.

Poor Flexibility and default risk

Traded on exchange

Standardized & organized

Have standard delivery time and place

Very high liquidity

Clearing Corporation / House of concerned exchange gives the guarantee of settlement of such contracts E.g. Nifty Index

An Option is a contract which gives the right, but not an obligation, to buy or sell the underlying at a stated date and at a statedprice. While a buyer of an option pays the premium and buys the right toexercise his option, the writer of an option is the one who receives theoption premium and therefore obligedto sell/buy the asset if the buyerexercises it on him.

Call option: Gives the buyer a right to buy the underlying asset i.e. Index or a stock at a specified price on or before aspecified date Put Option :Gives the Buyer a right to sell at aspecified price on or before aspecified date

Commodity Derivative Financial Derivative A commodity derivative is a product whose value is derived from one or more underlying assets or commodities in a contractual manner .Examples of underlying assets :Ferrous &Non ferrous metal , spices ,sugar, pulses ,plantation crops etc

Quality of underlying assets vary

E.g. - Commodity futures A commodity derivative is a product whose value is derived from one or more underlying variables or assets in a contractual manner .

Examples of underlying assets :Equity ,forex or shares .

Quality of underlying assets do not vary

E.g. - Equity futures & options Currency futures

* Brokerages and other charges need to be taken into consideration in each buy / sell transaction

Cash Future & options (I) Intraday Transaction :

Mr. X buys 10 shares of Reliance Industries on 03.07.2013 at price Rs 1800 per share &sells all 10 shares on same day at price Rs 1804.9. Intraday profit =(10*1804.9) ( 10* 1800)= Rs49*

Delivery Transaction :

Mr. X buys 10 shares of Reliance Industries on 03.07.2013 at price Rs 1800 per share &sell all 10 shares on 05.08.2013 at price Rs 1814.9

Delivery profit = (10*1814.9)-(10*1800)=Rs 140.9*(I) Futures

Mr. X( A speculator) Buys one contract of Reliance Industries on 03.07.2013 which is trading at Rs 1800 both on cash & derivative market on this date ( assumed for this example only ) . If the derivative contract size being 1000 .

If he buys one contract ( having trading cycle of 3 months ) of Reliance Industries , he is buying Reliance futures worth = 1000*1800= Rs 18,00,000

Say margin required for this contract = 20 %

For this he will have to pay a margin of 20% = 20% of Rs 18,00,000 = 3,60,000.

If he had invested Rs 3,60,00 in cash he would been able to purchase only = 3,60,000/1800= 200 shares . (continued..

Future & options Let us say after one month i.e. on 03.08.2013 the price of Reliance Industries Moves up by Rs 14 , i.e. to Rs 1814 .

With Rs 3,60,000 investment , profits in cash & future Market would be :

(1814-1800)*1000 =Rs 14000 in case of futures Market (1814-1800) * 200 = Rs 2800 in case of cash Market

( ii) Options

a) Call option - Suppose Mr. X buys a call option of 1000 shares of RIL at a strike price of Rs 1800 per share at a premium of Rs 10 , it gives Mr. X the right(but not obligation) to 1000 shares from the seller of option on before the expiry of the option & the option seller has obligation to sell 1000 shares of RIL at Rs 1800 on or before the expiry date

b) Put option - Suppose Mr. X has sold a put option of RIL of 1000 shares at strike price of Rs 1800 & premium of Rs 10 , this gives Mr. X an obligation to buy 1000 shares of RIL at price of Rs 1800 on before the expiry date of the contract i.e. as & when asked by the buyer of the put option,

Highly sophisticated trading platform meant for tech-savvy individuals

Designed to suit the varying needs of different investors

A fully automated platform, wherein the client can do all his investments.. A 360 Online Investment Platform

Discount Broking Model Has revolutionized the discount brokerage model by our value proposition. Value proposition Range of trading platforms for internet trading suiting the needs of various customer segmentWorld-class research & content from in-house research team

Choice of multipleProductsChannelsPricing plansLanguages, devices & customization possibilities

Advice based onCustomer ProfilesInvestment behaviourMarket analytics

SimplicitySimple to navigate and ease of useSingle click approach

Understand the value of your fundsDo not fall in greed factor Understand the importance of stop lossTrade with minimum risk Follow research report Remember there are opportunities everyday.

A well groomed market expert face the limited loss, we believe proper market knowledge and updates can give you greater returns. Our Guru Mantra is necessary to exit when the stop loss hits, its a sign of successful trader. Do not panic there are new opportunities everyday in the market, our Guru Mantra is to book minimum loss and hold for huge profits.

Private and Confidential *