Navneet Arora Professional Pr · PDF fileComparative profitability study, SWOT Analysis and...
Transcript of Navneet Arora Professional Pr · PDF fileComparative profitability study, SWOT Analysis and...
Professional Profile
EDUCATIONAL QUALIFICATION:
PROFESSIONALASSOCIATION/RECOGNITION/MEMBERSHIPOFCONFEDERATIONBODIES:
OTHER DETAILS
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Master of Commerce.
Fellow Member of The Institute of Company Secretaries of India.
Post Graduate Diploma in Financial Management.
Member - All India Management Association New Delhi (AIMA).
Professional Member - PHD Chamber of Commerce and Industries. New Delhi.
Appointed as Peer Reviewer by ICSI to conduct peer review of Practicing Member of ICSI.
ICSI Certified participant of National Workshop on Diligence Report for Banks.
Convener South Delhi Study Group of NIRC of the ICSI -2011, 2012 & 2013. Also Past
Governing Body Member of Kanpur Chapter of NIRC of the ICSI & Past Member of various
Professional Development Committee of NIRC of ICSI.
Regular Participant, Speaker of Seminars / Workshop on the professional development
program of various Professional Management Institutes including Institute of Company
Secretaries of India (ICSI), Asia Pacific Institute of Management (AIM), National
Foundation for Corporate Governance (NFCG) etc.
Name of the Proprietor CS Navneet Arora
Year of Passing of ICSI Final Examination June 1990
Date of becoming Associate Member of ICSI (ACS -8421) 3 March 1992
Date of becoming Fellow Member of ICSI (FCS-3214) 21 July 1997
Date of holding Certificate of Practice (CP- 3005) 20 November 1998
Experience (No. of Years) 25 Years
(15 years in practice)
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Profile of the Proprietor
SCOPE OF SERVICE
� for Public Sector Undertakings, Public and Private Limited
Companies including Domestic & Multinational Corporate Houses.
of the Corporate to ensure Secretarial / Legal Compliances including Due diligence
audit for Merger, Amalgamation, Take over, Private Equity Participation & Bought Out Deals.
to Public Sector Undertaking as per Department of
Public Enterprises Guidelines, 2010 and Public & Private Limited Companies including Domestic & Multinational
Corporate Houses as per clause 49 of the listing agreement.
to Public Sector Undertakings, Public and
Private Limited Companies including Domestic & Multinational Corporate Houses.
to Public Sector Undertaking, Public and Private
Limited Companies including Domestic & Multinational Corporate Houses.
to Public Sector Undertaking, Public and Private
Limited Companies including Domestic & Multinational Corporate Houses.
Secretarial Audit / Secretarial Compliance Certificate
Due Diligence Advisory Services
Corporate Governance Compliance & Certification Services
Corporate Social Responsibility Compliance Certification Services
Sustainable Development Compliance Certification Services
Research & Development Compliance Certification Services
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- It is a language for the electronic communication of business information
providing major benefits in the preparation, analysis and communication of business information. It offers cost savings,
greater efficiency and improved accuracy and reliability to all those involved in supplying or using business information.
Our XBRL Data Conversion & E-filing Services include for:
XBRL for Ministry of Corporate Affairs (MCA) - The MCA has mandated the reporting of financial statements for the
following class of companies in its first phase of XBRL adoption:
1. All companies listed in India and their Indian Subsidiaries;
2. All companies having a paid up capital of Rs. 5 crores and above;
3. All companies having a turnover of Rs. 100 crores and above.
XBRL for Cost Audit & Compliance Reports - The Ministry of Corporate Affairs (MCA) has mandated all cost auditors
and the concerned companies to file their Cost Audit Reports and Compliance Reports for the year 2011-12 onwards
[that also includes the overdue reports relating to any previous year(s)] in the XBRL mode. The mandate was passed
on May 10, 2012 through the circular number 8/2012.
XBRL for Reserve Bank of India (RBI) RBI has introduced XBRL based data submission process by banks using
internet and Indian Financial Network (INFINET). A sizable portion of domestic banking business of the Indian banks
was covered and the XBRL taxonomy developed in this process provided a considerable coverage of elements
pertaining to reporting of information of Indian domestic banking system. All the scheduled banks in India were
required to report through this platform.
XBRL for Securities and Exchange Board of India (SEBI) - SEBI has formed XBRL Technical Advisory Committee (X-
TAC) for guiding SEBI in its efforts for development of the XBRL platform.
Filing of annual accounts and various returns and E-forms with MCA21
Income Tax , PAN/TAN Registration, E-Filing & Assessment
VAT & Service Tax Registration, E-Filing & Assessment
Extensible Business Reporting Language
Our Other E-Filing Services includes:
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Secretarial Audit / Due Diligence Audit /
Corporate Governance Compliance Certification Services
XBRL Conversion & E-filing
Corporate Restructuring , Valuation & Strategic Advisory
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Corporate Restructuring:
Valuation Advisory Services:
Issue Management Services:
Strategic Management Services:
Profitability Analysis Services:
Corporate Compliance Advisory Services:
Merger, De-Merger, Amalgamation, Take-over & Bought out deals.
Business Valuation [Tangible & Intangible Assets Valuation], Acquisition & Investment
Valuation, Valuation of Shares, ESOP Valuation, Merger, Demerger & Amalgamation Valuation & Swap Ratio, Tax
Valuation, Valuation of Business Segments for Spin-off & Restructuring and allied services
Public Offer (IPO/FPO), Right Offer, Preferential Offer, Public Offer through Book-
Building Process, Capital Restructuring, Public , Private & Preferential offer of Bonds.
Implementation of strategic issues including preparation of documents,
submission thereof before various regulatory authorities such as Registrar of Companies, Company Law Board,
Regional Director etc.
Comparative profitability study, SWOT Analysis and suggestive measures for
enhancing profitability. Preparation of Monthly Profitability statement and other relevant report for the Management.
Corporate Compliances including Company Law & other Corporate Law
Compliances, Bank & Financial Institution Search / Charge Advisory Services.
Project Management
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Project Conceptualization Advisory Services :
Project Implementation Services :
Issue management advisory services
Project Fund Sourcing Advisory Services :
Post Issue Compliance Advisory Services
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Project Financial Viability Study
Project Cost Feasibility Study
Project Implementation Stages Study
Project Risk Management & SWOT Analysis Study
Project Execution Advisory Services
Project System Management Advisory Services
Project Critical Analytical Management & Project Pro -active Decision Advisory Services
Licensing & Registration Services Complete solution for all types of licensing & registration for setting up of any
Industrial & Commercial Organization including FEMA Compliances, Industrial Licenses, Business Licenses,
registration with various government statutory authorities such as VAT, Service tax registration, Obtaining of NOC
from various Government Departments.
including restructuring of capital and valuation, due diligence, preparation of
draft prospectus, tie-up with Merchant Bankers, Market Makers, Registrar, Share Transfer Agents, Bankers, Marketing
Strategy, Effective communication of the Corporate & its equity strength.
Venture Capital Advisory Services
Private Equity Placement Advisory Services
Public Offer (IPO/FPO) through BSE,NSE main or their SME Stock Exchange Advisory Services
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SCOPE OF SERVICE - Contd..
India Entry Services are being offered by us to Overseas Corporate World, Trade Association etc seeking to launch their products &
services into India. Our offering besides others as under but also includes Incubational Services. Today Business incubational plays a
vital role in supporting the new innovational products from the highly talented and promising entrepreneur for successful launching of a
company depends upon various factors like sound business ideas, concept planning, thorough market research, financial analysis and risk
assessment.
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Project Management Incubational Consultancy Services
India Entry Services
Opening of Branch Office
Opening of Liaison Office
Advisory services for seeking approval from Secretarial for Industrial Assistance (SIA) / Foreign Investment Promotion Board (FIPB)
Formation of 100% Subsidiary Company, Joint venture Company / LLP in India
E-Filling of International and Indian Corporate Returns
XBRL Data Conversion, Accountancy, Taxation and E-filing Consultancy Services
Virtual Office Advisory Services
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The objective of the Trade Marks Act, 1999 is to register trade marks applied for in the country and
to provide for better protection of trade mark for goods and services and also to prevent fraudulent use of the mark. Our services
include:
Public Search of Trademarks
Documentation & E-Filling for Application of Trademark Registration
Appearance on behalf of clients before various statutory Authorities for IPR Registration
A patent is a set of exclusive rights granted by a sovereign state to an inventor or their assignee for a limited
period of time, in exchange for the public disclosure of the invention. Our gamut of services include:
Public Search of Patents
Documentation & E - Filling for Application of Patent Registration
Appearance on behalf of clients before various statutory Authorities for IPR Registration
The Copyright Act, 1957 came into effect from January 1958. This Act has been amended five times since
then, i.e., in 1983, 1984, 1992, 1994 and 1999, with the amendment of 1994 being the most substantial. Prior to the Act of 1957,
the Law of Copyrights in the country was governed by the Copyright Act of 1914. This Act was essentially the extension of the
British Copyright Act, 1911 to India. Our services include Documentation & Filling for Application of Copyright Registration
Trademark Related Services
Patent Registration
Copyright Services
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: Virtual Office is a combination of off-site, live communication, address & compliance
services that allow users to reduce traditional office costs while maintaining business professionalism. The Purpose of Virtual Office
service in India is to provide a professional business environment for your organization. It allows you to be perceived to be large,
established organization that can do the business. Our Virtual Office Services include:
Setup / Incorporation of the Organization
Part time Directors / Shareholders
Establishment of Registered Office
Representation Services
Compliances with applicable statutory Laws
Maintenance of Statutory Registers & other Records
Remote Receptionist & Virtual Assistant
Business Auxiliary Services Space Services, Answering Services,
Voicemail, Professional Mailing Address, Business Meeting Space etc.
: Printing and publishing of newspapers and periodicals within India are governed by the Press
and Registration of Books Act, 1867 and the Registration of Newspapers (Central) Rules, 1956. We provide various services
regarding title verification, title registration, Ownership statement, Annual Statement, Indigenous newsprint etc.
Virtual Office Management Services
Newspaper Registration Services
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SCOPE OF SERVICE - Contd..
India Entry Advisory Services
Intellectual Property Right Related Services
Other Offerings
Sr.
No.
Name of the Banks /
Financial Institutions
Nature of
Industry
Project Undertaken Remarks
PFC Consulting Limited
(Subsidiary of Power
Finance Corporation
Limited)
Public Sector
Undertaking
Unbundling of Meghalaya State
Electricity Board into Four
Companies - Holding, Generation,
Distribution & Transmission
Companies. Establishment of Two
Power Project Company for Punjab
State Electricity Board.
Planning, setup, execution, advisory,
Incorporation, convening of Board
Meetings & obtaining certificate of
Commencement of Business &
implementation of transfer scheme.
1.
2. Indian Railways Finance
Corporation Limited
Public Sector
Undertaking
Advisory Services & All Secretarial
Functions
Involved in day to day advisory
services including Secretarial Audit,
e-filing of documents with the MCA,
handling of Multiple Public Offer
Bonds of the Company
3. State Farms
Corporation of India
Limited
Public Sector
Undertaking
Corporate Laws Advisory Services,
All Secretarial Functions & XBRL
Data Conversion Services.
Corporate Restructuring including
appearance before MCA for
Reduction of Capital, Corporate
Governance Audit, CSR, R&D and
Sustainable Development Audit.
4. Dedicated Freight
Corridor Corporation of
India Limited
Public Sector
Undertaking
Advisory Services & all Secretarial
Functions
Involved in day to day advisory
services including incorporation,
commencement of Business &
Corporate Governance Audit.
5. Power Grid Corporation
of India limited
Public Sector
Undertaking
Advisory Services & all Secretarial
Functions.
Involved in day to day Secretarial
Services.
6. National Backward
Class Finance &
Development
Corporation
Public Sector
Undertaking
Advisory Services & all Secretarial
Functions including XBRL data
conversion
Involved in day to day secretarial
Services including XBRL Data
Conversion of Financial statements
(Annual Report).
7. ICICI Bank Private Sector
Bank
Advisory Services for their clients
for Loan Syndication & Creation,
Modification, satisfaction of
charges.
Involved in day to day advisory
services for loan syndication, search
/ status report including day to day
e-filing with ROC (MCA).8. Syndicate Bank Private Sector
Bank
9. Central Bank of India Private Sector
Bank
10. The Shamrao Vithal
Cooperative Bank Ltd
Scheduled Co-
operative Bank
List of Major Empanelment with Banks / Financial Institutions /
Public Sector Undertakings during the last five financial years
Project Undertaken
Parbati Koldam Transmission Company
Limited [Joint Venture of Reliance ADAG
Group Co. with Power Grid Corporation of
India Limited]
Joint Venture of Private and Public
Sector Undertaking
Advisory Services & all Secretarial
Functions
1.
2. India Steel Summit Private Limited (A
100% Wholly Owned Subsidiary of
Sumitomo Corporation, Japan)
Private Sector Undertaking Advisory Services & all Secretarial
Functions including XBRL data
conversion of annual accounts.
3. Woolmark Services India Private Limited Multi National Companies Advisory Services & all Secretarial
Functions & XBRL data conversion
of Financial statements (Annual
Accounts of the Company)
6. Caparo Group Companies:
Caparo Maruti Limited
Caparo Engineering India Limited
Caparo MI Steel Processing India Pvt. Ltd.
Multinational / JV Companies Advisory Services & all Secretarial
Functions
4. Lumata Digital India Private Limited Multi National Companies
5. Imation India Private Limited Multi National Companies
List of Joint Ventures/Multi National Companies
handled during the last five financial years
Sr. No. Name of the Company Nature of Industry
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Involved in various statutory compliances related with Public Offer of Tax Free bonds of Indian railway
Finance Corporation including:
Involved in formation / compliance of various Government Companies / Public Sector Undertakings including:
Involved in Bid Processing Management in various projects including:
Involved in legal drafting for Bid Processing Management in various projects including:
Involved in establishment of various Infrastructure Projects including:
Involved in formation / compliance of various Joint Venture Companies including:
Involved in Secretarial Audit, Secretarial Compliance Certificate & day to day secretarial activities of more
than 100 companies including :
Involved in formation of various Foreign / Branch / Liaison Companies including:
Involved in obtaining CentralGovt. Approval for variousListed & other PublicLimited Companies including:
InvolvedinCorporateRestructuring/Merger/Amalgamation/VoluntaryWindingup ofvariousCompaniesincluding:
Involved in Capital Reduction of various Companies including:
Involved in Project establishment, Financial tie-up, Franchisee Tie-up of various Companies including:
Advisory services in managing Board Meeting, General Meeting for taking in principal approval for raising funds through
Public Offer of Bonds, Preparation of Shelf Prospectus, Tranche Prospectus, seeking approval from Ministry of
Corporate Affairs for registration of Shelf Prospectus to the tune up to Rs.6,300 Crores including right to retain
additional up to 100% of Public Offer i.e up to Rs.12,600 Crores.
Dedicated Freight Corridor Corporation of India Ltd, Talwandi Sabo Power Limited, Nabha Power Ltd, Meghalaya Energy
Corporation Ltd, Meghalaya Power Generation Corporation Ltd, Meghalaya Power Transmission Corporation Ltd,
Meghalaya Power Distribution Corporation Ltd, Indian Railway Finance Corp. Ltd, State Farms Corporation of India Ltd.
National Backward Classes Finance & Development Corporation.
Ultra Mega Power Project of Orissa Integrated Power Limited [Subsidiary of Power Finance Corporation Ltd.]- Tariff
Based Bidding Process for Procurement of Power on Long Term Basis by way of setting of Power Station in Dist.
Sundergarh Orissa to supply 3,650 MW of Power in different states.
Amusement cum Theme & Water Park, Raipur (Chhattisgarh).
Jindal Urban Infrastructure Ltd, Jindal Waterways Ltd, Jindal Infrastructure & Utilities Ltd, Jindal Mining Ltd, JSL
Logistics Ltd, Jindal Shipyard Ltd, Jindal Architecture Ltd, Jindal Stainless Steelway Ltd. Green Delhi BQS Pvt. Ltd,
Parivartan City Infrastructure Pvt. Ltd.
Caparo MI Steel Processing Pvt. Ltd, Caparo Vehicle Products India Pvt Ltd, Modi Illva India Pvt. Ltd., Modi Omega
Pharma India Pvt. Ltd., Modi Senator India Pvt. Ltd, Lumata Digital India Private Limited.
HCL Info systems Ltd., SIEL Ltd, Mawana Sugar Ltd, SBEC Sugar Ltd, SBEC Systems (India) Ltd, SBEC Bioenergy Ltd,
Daewoo Motors Ltd, Caparo Maruti Ltd, Caparo Engineering India Ltd, Woolmark Services India Private Ltd., Imation
India Private Ltd.
Zyom Inc, Imation Singapore (Pte) Limited, GN Netcom (Singapore) Ltd, JCMS Inc. Imation India Pvt. Ltd.
Arshiya International Ltd., Auriopro Solutions Ltd., Brand House Retail Ltd, Brand House Ovisse Ltd., Nitin Fire Protection
Systems Ltd, SBEC Sugar Ltd, SBEC Bioenergy Ltd, Indo Asian Fuse gears Ltd. Caparo Maruti Ltd., State Farms Corporation
of India Ltd.
ACL Pumps Ltd, Mahabira Export & Import Company Ltd, Jindal Strips Ltd, SBEC Bioenergy Ltd, SBEC Sugar Ltd & SBEC
Systems (India) Ltd.
State Farms Corporation of India Ltd, Modi Revlon India Pvt. Ltd.
ABZ Frozen Food Private Limited, BV Motels Private Limited & BS Mega Traders Private Limited.
Major Assignments Undertaken in Practice
Sr. No.Name of the
CompanyDesignation Period Job Responsibilities
Haryana Petrochemicals
Limited New Delhi
Company
Secretary
April 1995
September 1998
Liaison with Banks/Financial Institutions for
procurement of Working Capital Finance, Term Lending
for Group Companies and for BIFR matters. Advise
management on BIFR matters including filling of
Application for getting registration as Sick
Industrial Company u/s 3(1) (o) of SICA,
preparation/compilation of Revival-Cum rehabilitation
Proposal for submission to Operating Agency (IFCI).
1.
2. Standard Surfactants
Limited Kanpur
Company
Secretary
September 1993
March 1995
Liaison with Banks, Financial Institutions for Working
Capital Finance, Term Loan, Bridge Loan, Short Term
Loan, Foreign Currency Loan etc. Managed Public Issue
& all Secretarial functions including overall supervision
of the company.
3. Kailash Auto Finance
Limited Jabalpur
Company
Secretary
March 1991
August 1993
Managed Right Cum Public Issue of the Company and
also handled Right Issue as Deputy Company Secretary
in Tirupati Services Ltd. (An Associate Concern), and
Bonus issue of Other Group Concern.
4. Ganges Fertilizer &
Chemicals Limited -
Kanpur
Cost
Accountant
September 1989
February 1991
Managed all Cost Accounting & Raw Material Records,
Appearance before Fertilizer & Industrial Coordination
committee (FICC), Joint Chief Controller of Imports &
Exports (JCCIE).
Proprietor Experience in Service
Sr.
No.Name of the Company Nature of Industry
Turnover
Amt in Crores
Paid up capital
Amt in Crores
State Farms Corporation of India Ltd.
[Financial Year 2007-2008, 2008-2009, 2009-2010 &
2010-2011, 2011-2012].
(Paid up capital reduced from Rs.148.61 Crores to
Rs. 31.49 Crores as at 31.03.2010)
Public Sector
Undertaking
388.29 31.491.
Dedicated Freight Corridor Corporation of India Ltd.
[Financial Year 2008-2009]
*[Project under Implementation stage]
Public Sector
Undertaking
0.00* 667.132.
State Farms Corporation of India Ltd Corporate
Governance Report Certification including Corporate
Social Responsibility, Sustainable Development and
Research & Development.
[Financial Year 2012-2013]
Public Sector
Undertaking
388.29 31.493.
Sr. No. Name of the Company Nature of IndustryTurnover
Amt in Crores
Paid up capital
Amt in Crores
Indian Railway Finance Corp. Ltd. PSU (Listed) 3841.65 1602.001.
2. SBEC Sugar Ltd & its subsidiary Company
SBEC Bio-energy Ltd.
Public (Listed) 307.00
20.63
47.66
23.00
3. Caparo Maruti Ltd. Private 295.00 10.00
4. Caparo Engineering India Ltd. Private 559.82 730.57
5. Caparo India Ltd. Private 1.00 66.22
6. Caparo Vehicle Products India Ltd. *(Plant
under implementation stage)
Private 0.00* 2.50
7. Caparo MI Steel Processing Pvt. Ltd. Private 3.20 6.33
8. SBEC Systems (India) Ltd. Public (Listed) 1.50 10.00
9. HCL Info Systems Ltd. Public (Listed) 3054.28 44.57
List of Secretarial Audit assignment handled in the last five financial years
List of Corporate Governance Report /CSR, SD
and R&D Certification during the last five financial years
k. arora co.C O M P A N Y S E C R E T A R I E S
CS Navneet AroraCS Navneet Arora
+91 9810328141+91 9810328141
&
We have Team Members of various qualified ICSI Professionals Members, ICSI Qualified/ Semi Qualified Trainee and others staff including:
Qualified Members :
- Having rich Experience of more than two decades in managing Corporate Legal, Secretarial & Corporate Governance
affairs including implementation & evaluation of Corporate Governance Guidelines of various Public Sector Undertakings in providing
Secretarial & Corporate legal services related to Registrar of Companies, Ministry of Corporate Affairs, Company Law Board, RBI (FEMA
Compliances) to Domestic & Multinational Corporate Houses. Also deals in Legal, Secretarial and Corporate affairs matters for Trading,
Manufacturing& Service Sector Industries ranging from FMCG, Petrochemicals, Automobiles, Finance, Fertilizer Industries etc.
M.A.(Psy.), CS (Fellow Member of the Institute of Company Secretaries of India) having post qualification experience
of more than two decades in handling legal & secretarial affairs of State as well as Central Public Sector Undertakings. Expertise in
implementation & evaluation of Corporate Governance guidelines of CPSE of various public sector undertakings. He is well aware of the
provisions of the said guidelines and also expertise in preparation of terms of reference of audit committee, formation of policy on risk
management and drafting of Code of business conduct and ethics for Board Members and Senior Management in terms of guidelines on
Corporate Governance.
B. Com, LL.B., ICSI (Executive & Professional Three group) Qualified Employee.
- B. Com, LL.B., ICSI Executive Qualified & Pursuing ICSI Professional Examination.
- B. Com (Hons.), LLB Pursuing & ICSI Professional Qualified.
- B. Com., M.A (Economics) LLB Pursuing, ICSI Executive Qualified & Pursuing ICSI Professional Examination.
- B. Com, ICSI Executive Qualified & Pursuing ICSI Professional Examination.
- B. Com, ICSI Executive Qualified & Pursuing ICSI Professional Examination.
- B. Com, ICSI Executive Qualified & Pursuing ICSI Professional Examination.
- B.Com (Hons), MBA ( Marketing and Finance), ICSI Executive Qualified & Pursuing ICSI Professional Examination.
- B. Com - Managing Accounts, Taxation, VAT, Service Tax and other administrative activities.
CS Navneet Arora
CS R. N. Navik
Other Senior semi qualified staff:
Ms. Shilpa Gupta -
Mr. Akhilesh Kumar Gaur
Ms. Priyanka Gulati
Ms. Nirupika Bhardwaj
Ms. Anuradha Gupta
Mr. Sachin Muker
Mr. Pradeep Negi
Ms. Pallavi Gandhi
Mr. Rakesh Sharma
Team Members
JE-9/104, Khirki Extn. Commercial Complex,
Malviya Nagar, New Delhi-110017
+91 11 29545877, +91 9810328141
[email protected] | [email protected]
www.navneetaroracs.com
(Opposite M Block Tikona Park),
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We value our Professional Commitments,hence we shall enter into Non Disclosure Agreement (NDA)
immediately after getting confirmation of our clients
by way of assignment letter. The NDA shall bind
both the parties for execution of the assignment
as well as not parting any secret / confidential information
to others without the consent of the other party.
We value our Professional Commitments,