NATURAL RESOURCES DEFENSE COUNCIL, INC. · Plaintiffs-Appellants Natural Resources Defense Council...

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 BECKY HAYAT, Bar No. 293986 NATURAL RESOURCES DEFENSE COUNCIL, INC. 1314 Second Street Santa Monica, CA 90401 (310) 434-2300 Attorney for NATURAL RESOURCES DEFENSE COUNCIL, INC. AND HEAL THE BAY ARTHUR PUGSLEY, Bar No. 252200 LOS ANGELES WATERKEEPER 120 Broadway, Suite 105 Santa Monica, CA 90401 (310) 394-6162 Attorney for LOS ANGELES WATERKEEPER AND HEAL THE BAY DANIEL COOPER, Bar No. 153576 LAWYERS FOR CLEAN WATER, INC. 1004A O’Reilly Avenue San Francisco, CA 94129 (415) 440-6520 Attorney for LOS ANGELES WATERKEEPER STATE OF CALIFORNIA STATE WATER RESOURCES CONTROL BOARD Petition of NRDC, Los Angeles Waterkeeper, and Heal the Bay, for Review of Approval of Watershed Management Programs Pursuant to the Los Angeles County Municipal Separate Stormwater National Pollutant Discharge Elimination System (NPDES) Permit, Order No. R4-2012-0175, NPDES Permit No. CAS004001 ) ) ) ) ) ) ) ) ) ) ) ) SWRCB/OCC FILE A-2386 REQUEST FOR OFFICIAL NOTICE OF NATURAL RESOURCES DEFENSE COUNCIL ET AL. VS. COUNTY OF LOS ANGELES ET AL., NO. 15-55562 (9th Cir., Oct. 31, 2016),

Transcript of NATURAL RESOURCES DEFENSE COUNCIL, INC. · Plaintiffs-Appellants Natural Resources Defense Council...

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BECKY HAYAT, Bar No. 293986 NATURAL RESOURCES DEFENSE COUNCIL, INC. 1314 Second Street Santa Monica, CA 90401 (310) 434-2300 Attorney for NATURAL RESOURCES DEFENSE COUNCIL, INC. AND HEAL THE BAY ARTHUR PUGSLEY, Bar No. 252200 LOS ANGELES WATERKEEPER 120 Broadway, Suite 105 Santa Monica, CA 90401 (310) 394-6162 Attorney for LOS ANGELES WATERKEEPER AND HEAL THE BAY DANIEL COOPER, Bar No. 153576 LAWYERS FOR CLEAN WATER, INC. 1004A O’Reilly Avenue San Francisco, CA 94129 (415) 440-6520 Attorney for LOS ANGELES WATERKEEPER

STATE OF CALIFORNIA STATE WATER RESOURCES CONTROL BOARD

Petition of NRDC, Los Angeles Waterkeeper, and

Heal the Bay, for Review of Approval of

Watershed Management Programs Pursuant to the

Los Angeles County Municipal Separate

Stormwater National Pollutant Discharge

Elimination System (NPDES) Permit, Order No.

R4-2012-0175, NPDES Permit No. CAS004001

) ) ) ) ) ) ) ) ) ) ) )

SWRCB/OCC FILE A-2386

REQUEST FOR OFFICIAL

NOTICE OF NATURAL

RESOURCES DEFENSE COUNCIL

ET AL. VS. COUNTY OF LOS

ANGELES ET AL., NO. 15-55562 (9th

Cir., Oct. 31, 2016),

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The Natural Resources Defense Council, Los Angeles Waterkeeper, and Heal the Bay

(collectively, “Environmental Groups”) hereby request that the State Water Resources Control

Board (“State Board”) take official notice of Natural Resources Defense Council et al. vs. County

of Los Angeles et al., No. 15-55562 (9th Cir., Oct. 31, 2016) pursuant to Title 23 of California

Code of Regulations section 648.2, which allows the State Board “to take official notice of such

facts as may be judicially noticed by the courts of this state.” Evidence Code section 452(d) allows

California courts to take judicial notice of “[r]ecords of… any court of record of the United

States.”

The judicial opinion is attached to this Request. In particular, page 17 of the opinion is

relevant to the State Board’s review of Petition SWRCB/OCC File No. A-2386 as it confirms one

of Environmental Groups’ central arguments concerning the Watershed Management Program

(“WMP”) approvals: the failure of the WMPs to ensure compliance with receiving water

limitations if made contingent on funding that is uncertain at best.

For the foregoing reason, Environmental Groups respectfully ask that the State Board grant

our Request for Official Notice.

Respectfully submitted,

Dated: November 4, 2016 NATURAL RESOURCES DEFENSE COUNCIL, INC.

Becky Hayat

Attorney for NATURAL RESOURCES

DEFENSE COUNCIL, INC. & HEAL THE BAY

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Dated: November 4, 2016 LOS ANGELES WATERKEEPER

Arthur S. Pugsley

Attorney for LOS ANGELES WATERKEEPER

& HEAL THE BAY

Dated: November 4, 2016 LOS ANGELES WATERKEEPER

Daniel Cooper

Attorney for LOS ANGELES WATERKEEPER

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FOR PUBLICATION

UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

NATURAL RESOURCES DEFENSE COUNCIL; SANTA MONICA BAYKEEPER, Plaintiffs-Appellants, v. COUNTY OF LOS ANGELES; LOS ANGELES COUNTY FLOOD CONTROL DISTRICT; MICHAEL ANTONOVICH, in his official capacity as Supervisor; DON KNABE, in his official capacity as Supervisor; HILDA L. SOLIS, in her official capacity as Supervisor; MARK RIDLEY-THOMAS, in his official capacity as Supervisor; SHEILA KUEHL, in her official capacity as Supervisor; GAIL FARBER, in her official capacity as Director of Los Angeles County Department of Public Works, Defendants-Appellees.

No. 15-55562 D.C. No. 2:08-cv-01467-BRO-PLA OPINION

Appeal from the United States District Court

for the Central District of California Beverly Reid O’Connell, District Judge, Presiding

Argued and Submitted October 13, 2016

Pasadena, California

Before: HARRY PREGERSON and MILAN D. SMITH, JR., Circuit Judges, and

FILED

OCT 31 2016

MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS

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H. RUSSEL HOLLAND,* Senior District Judge.

Opinion by Judge Milan D. Smith, Jr. M. SMITH, Circuit Judge:

Plaintiffs-Appellants Natural Resources Defense Council and Santa Monica

Baykeeper (collectively, the Plaintiffs) file this interlocutory appeal from the

district court’s dismissal of their claims for injunctive relief as moot. We hold that

we have jurisdiction over this appeal pursuant to 28 U.S.C. § 1292(a)(1), and that

the Plaintiffs’ claims for injunctive relief are not moot.

FACTUAL AND PROCEDURAL BACKGROUND

In 2008, the Plaintiffs filed suit against the County of Los Angeles and the

Los Angeles County Flood Control District (collectively, the County Defendants)

alleging that the County Defendants were discharging polluted stormwater in

violation of the terms of their National Pollutant Discharge Elimination System

(NPDES) permit, issued pursuant to the Federal Water Pollution Control Act (the

Clean Water Act), 86 Stat. 816, codified as amended at 33 U.S.C. §§ 1251, et seq.

In 2013, we held that as a matter of law, the County Defendants had violated their

permit because their monitoring stations recorded levels of pollution that exceeded

the receiving water limitations in the 2001 Permit. Nat. Res. Def. Council, Inc. v.

* The Honorable H. Russel Holland, Senior United States District Judge for the District of Alaska, sitting by designation.

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Cnty. of Los Angeles, 725 F.3d 1194, 1196–97 (9th Cir. 2013). We remanded the

case to the district court for a remedies determination. Id. at 1197.

In 2012, during the pendency of appellate proceedings, the County

Defendants sought and received a new NPDES permit from the Los Angeles

Regional Water Quality Control Board (the Regional Board), which now governs

the County Defendants’ stormwater discharges. Id. at 1199 n.7. Both permits have

substantially the same baseline receiving water limitations, which are the crux of

the Plaintiffs’ claims.

However, the 2012 Permit made significant changes concerning how the

receiving water limitations requirement could be met. In the 2001 Permit, the

prohibition against pollution exceedances was specific and straightforward:

“[d]ischarges from the MS4 that cause or contribute to the violation of Water

Quality Standards or water quality objectives are prohibited.” If the pollution

levels exceeded the limitations as detected by a relevant monitoring station, the

permittees were in violation of the 2001 Permit. Id. at 1206–07.

The 2012 Permit is more complicated. First, the 2012 Permit establishes

total maximum daily loads (TMDLs) for impaired water bodies. This is a measure

of the maximum quantity of a pollutant that can be sustained by a water body that

is already impaired, and it is used to calculate effluent limitations specific to the

already-polluted area. The 2012 Permit contains interim requirements to ensure

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that permittees are making progress toward achieving water quality standards in

those areas, as well as final deadlines for permittees to actually meet TMDL

targets. Failing to meet an interim or final TMDL requirement is a violation of the

permit. Conversely, if a permittee meets the TMDL standards, it is deemed to be

in compliance with baseline receiving water limitations. The 2012 Permit has

thirty-three TMDLs for different bodies of water and pollutants. Where no TMDL

is assigned to a certain body of water, the baseline receiving water limitations

apply.

Second, the 2012 Permit creates a safe harbor program for permittees that

initiate, develop, revise, and implement a voluntary watershed management

program (WMP) or enhanced watershed management program (EWMP). If a

permittee initiates a WMP and timely meets the requirements of the program, the

permittee is deemed to be in compliance with both baseline receiving water

limitations (where there is no overriding TMDL requirement) and interim TMDL

requirements, but must still meet final TMDL requirements. If a permittee

successfully completes an EWMP, it is exempt from all receiving water limitations

and TMDL requirements, including the final deadlines. The “deemed compliance”

begins as soon as a permittee “[p]rovides timely notice of its intent to develop a

WMP or EWMP.” This declaration of intent triggers a schedule requiring the

permittee to keep up with implementation requirements and deadlines. But this

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safe harbor is not guaranteed to last. “If a [p]ermittee fails to meet any

requirement or date for its achievement in an approved [WMP] or EWMP,” the

permittee shall be immediately subject to the receiving water limitations for the

waterbody at issue.

The County Defendants have initiated a total of seven WMPs and twenty-

three EWMPs, covering all the watershed areas for which they have responsibility.

After declaring their intent to develop their WMPs and EWMPs, the County

Defendants submitted their initial plans to the Regional Board in June 2014. The

Regional Board returned “Comments and Necessary Revisions” to the WMP drafts

in October 2014. The County Defendants submitted revised drafts in January

2015, and the Board returned “conditional approvals” of the drafts in April 2015,

requiring the permittees to make additional revisions. The County Defendants

ultimately obtained final approval for at least three WMPs.

As for the EWMPs, work plans were submitted in June 2014, and initial

drafts were due in June 2015. The County Defendants obtained final approval

from the Regional Board for at least one EWMP.

But even with the approved WMPs and EWMPs, the permittees must

actually comply with the requirements in those plans, and the Regional Board will

review the implementation efforts every two years thereafter. Implementing

WMPs will require “new programs and new construction that address water quality

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on a watershed basis[,]” and implementing EWMPs will require “construction of

large-scale regional projects. . . .” At this point in time, the record does not reflect

whether the County Defendants have taken any actual steps to implement the

requirements of the WMPs or EWMPs. The County Defendants concede that

compliance is voluntary, and that the WMPs and EMPs will “require substantial

new resources and time for implementation.”

In January 2015, the County Defendants filed a motion to dismiss the

Plaintiffs’ entire lawsuit on mootness grounds, arguing that the 2012 Permit

supplanted the 2001 Permit and therefore relief was not available to the Plaintiffs.

The district court denied the motion with regard to the claims for civil penalties for

past violations. However, the district court granted the motion with regard to

injunctive relief, on the basis that the County Defendants were currently in

compliance with the 2012 Permit, combined with the fact that “the Court has been

provided with no evidence that Defendants will not comply to the fullest extent.”

The district court noted that the County Defendants’ recently-submitted revised

plans in response to the Regional Board’s comments on the initial draft “suggest[]

(even if [they do] not establish) a commitment to compliance more than a

likelihood of falling out of compliance.” On this basis, the district court concluded

that “it is absolutely clear that Defendants cannot reasonably be expected to fall out

of compliance,” and “[a]s a result, the Court finds Plaintiffs’ remaining claims for

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injunctive relief to be moot.” On April 14, 2015, the Plaintiffs filed a timely

interlocutory appeal of the district court’s dismissal of injunctive relief.

ANALYSIS

I. Jurisdiction

As a threshold matter, we must determine whether jurisdiction exists over

this appeal. “As a general rule, appellate jurisdiction is limited to ‘final decisions

of the district courts of the United States.’” In re Lorillard Tobacco Co., 370 F.3d

982, 983 (9th Cir. 2004) (quoting 28 U.S.C. § 1291). But pursuant to 28 U.S.C.

§ 1292(a)(1), we have appellate jurisdiction over “[i]nterlocutory orders of the

district courts of the United States . . . granting, continuing, modifying, refusing or

dissolving injunctions[.]” The Plaintiffs filed this interlocutory appeal of the

district court’s order as one “refusing . . .[an] injunction[]” under 28 U.S.C. §

1292(a)(1). The County Defendants argue that the district court’s order was not a

denial of an injunction on its face, but only had the “practical effect” of denying an

injunction. The County Defendants maintain that under the test in Carson v.

American Brands, Inc., 450 U.S. 79 (1981), the Plaintiffs cannot show the

irreparable harm necessary to make the district court’s order immediately

appealable.

In Shee Atika v. Sealaska Corp, 39 F.3d 247 (9th Cir. 1994), we held that

when a district court “specifically denie[s] [a] request for an injunction,” the

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“appeal . . . falls squarely within the language of section 1292(a)(1).” Id. at 248.

In contrast, we noted that when an order only has the “‘practical effect’ of denying

an injunction,” Carson requires “that the would-be appellant show[] that the order

‘might have a serious, perhaps irreparable consequence’” in order to invoke

jurisdiction pursuant to 28 U.S.C. § 1292(a)(1). Id. at 249 (quoting Carson, 450

U.S. at 84). However, we clarified that Carson’s “requirement of irreparable

injury” does not apply to “appeals from the direct denial of a request for an

injunction.” Id.

A straightforward application of Shee Atika compels the conclusion that we

have jurisdiction over the Plaintiffs’ interlocutory appeal. The district court

expressly stated that it was eliminating the claims for injunctive relief:

“Defendants’ motion to dismiss is GRANTED in part and DENIED in part on the

basis that Plaintiffs’ claims for injunctive relief are moot, but the Plaintiffs’ claims

for monetary civil penalties remain active[.]” The Plaintiffs’ interlocutory appeal

therefore “falls squarely within the language of section 1292(a)(1),” and Carson’s

additional requirement of irreparable injury does not apply. Shee Atika, 39 F.3d at

248–49.

Our conclusion that the district court’s dismissal of the claims for injunctive

relief on the basis of mootness confers jurisdiction pursuant to 28 U.S.C. §

1292(a)(1) is consistent with the persuasive reasoning of a sister-circuit case,

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Holmes v. Fisher, 854 F.2d 229 (7th Cir. 1988). In Holmes, the plaintiff brought a

§ 1983 claim after being detained by police for eight days before his probable

cause and bail hearings, and sought both injunctive relief and damages. Id. at 230.

The district court dismissed the injunction case as moot, on the ground that Holmes

had since been arraigned and there was no reasonable prospect that he would again

be subject to prolonged detention. Id. The Seventh Circuit held that the order was

immediately appealable because the district court had “stripped the case of its

equitable component,” and “[t]his denies the request for an injunction, activating

the right to seek interlocutory review under 28 U.S.C. § 1292(a)(1).” Id. Because

the plaintiff had “suffered total defeat on his request for an injunction,” the

Seventh Circuit held that “§ 1292(a)(1) allows him an immediate appeal.” Id. at

231. The Holmes court specified that “a conclusive denial of all equitable relief is

appealable even though a request for damages lives on.” Id. at 230 (emphasis

added).

The district court’s order is indistinguishable from the order in Holmes. The

district court’s mootness determination conclusively denied the Plaintiffs all

chance of an injunction, directly “stripp[ing] the case of its equitable component.”

Id. Accordingly, the Plaintiffs’ interlocutory appeal falls directly under 28 U.S.C.

§ 1292(a)(1), and we therefore have jurisdiction in this appeal.

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II. Mootness

a. Standard of Review

A district court’s mootness determination is reviewed de novo, while the

underlying factual determinations are reviewed for clear error. Rosebrock v.

Mathis, 745 F.3d 963, 970 n.8 (9th Cir. 2014).

b. Application

The Plaintiffs’ claims for injunctive relief are not moot because the County

Defendants are still subject to receiving water limitations, which are substantially

the same as the limitations in the 2001 Permit. Although the County Defendants

are significantly less likely to violate those limitations under the 2012 Permit,

because of the delay and partial exemption afforded by the safe harbor of WMPs

and EWMPs, it is not “absolutely clear” that their violations will not recur.

“In seeking to have a case dismissed as moot . . . the defendant’s burden is a

heavy one.” Gwaltney of Smithfield, Ltd. v. Chesapeake Bay Found., Inc., 484

U.S. 49, 66 (1987) (citation omitted). “The defendant must demonstrate that it is

absolutely clear that the allegedly wrongful behavior could not reasonably be

expected to recur.” Id. (emphasis and internal quotation marks omitted). The

County Defendants defend the district court’s mootness determination on two

grounds. First, they argue that the 2012 Permit superseded the 2001 Permit by

drastically changing compliance requirements. Second, they argue that the

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evidence of their current compliance with the 2012 Permit is undisputed.

1. The Permits

A new permit, in and of itself, does not moot a case for injunctive relief. See

Nat. Res. Def. Council, Inc. v. Sw. Marine, Inc., 236 F.3d 985, 992, 1002 (9th Cir.

2000) (upholding injunctive relief on the basis of three stormwater permits issued

during the pendency of the litigation where the provisions at issue remained

consistent across the permits); see also Nat. Res. Def. Council, Inc. v. Texaco Ref

& Mktg., Inc., 719 F. Supp. 281, 290 (D. Del. 1989) (“[W]here the limits contained

in a superceded permit are incorporated into or made more strict in the new permit,

there is no reason to allow a defendant to avoid enforcement of those limits.”),

vacated on other grounds, 906 F.2d 934 (3d Cir. 1990). The relevant inquiry is

whether the 2012 Permit maintains the receiving water limitations from the 2001

Permit such that an injunction could still provide effective relief. Jerron West, Inc.

v. Cal. State Bd. of Equalization, 129 F.3d 1334, 1336 (9th Cir. 1997) (holding that

in a mootness inquiry, “[t]he question is not whether the precise relief sought at the

time the application for an injunction was filed is still available . . . [but] whether

there can be any effective relief.” (quotation marks omitted)); Vill. of Gambell v.

Babbitt, 999 F.2d 403, 406 (9th Cir. 1993) (“The basic question is whether there

exists a present controversy to which effective relief can be granted.” (quotation

marks omitted)).

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Given the purpose of the mootness inquiry, the district court was in error

when it broadly stated that if the standards of an NPDES permit are relaxed, “a

plaintiff’s claims for violations of the superceded permit do indeed become moot.”

Other than this broad language from Massachusetts Public Interest Research

Group. v. ICI Americas. Inc., 777 F. Supp. 1032, 1035 (D. Mass 1991), neither the

County Defendants nor the district court has cited authority for this proposition. It

may be that if the standards of the permit are relaxed to such an extent that

injunctive relief would no longer be effective (in other words, the activity is no

longer a violation), the case is moot. But it is not the law that any relaxation of

NPDES permit standards, no matter how de minimis, necessarily moots the case.

Viewed through this lens, both the facts and law of Massachusetts Public are

distinguishable. In that case, the defendants had continuously violated the flow

limitations of a 1976 permit, but were issued a new permit in 1990. Id. at 1034.

Under the more lenient standards of the 1990 Permit, no flow violations had been

detected for over four and a half years, and even over the entire life of the 1976

Permit, “only a handful of violations” would have violated the new permit. Id. In

short, the new standards had been relaxed to such an extent that in essence,

“conduct that was impermissible before is now permissible.” Id. at 1035.

The 2012 Permit substantially retains the baseline receiving water

limitations from the 2001 Permit. However, impermissible violations of the 2001

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Permit are now permissible under the 2012 Permit, but only if the County

Defendants qualify for the safe harbor program by “keep[ing] up with all

requirements and deadlines” for the WMPs and EWMPs. Whether or not their

actions are enjoinable violations of the 2012 Permit depends on their continuing to

voluntarily participate in (and meet the requirements of) the WMP and EWMP

process. Because compliance is conditional on the success of these programs, the

County Defendants bear the burden of demonstrating that it is “absolutely clear”

the violations will not recur, either through the use of the safe harbor of the WMPs

and EWMPs or through actual pollution reduction measures.

2. Likelihood of Future Violations

The County Defendants’ theory of mootness based on current compliance

with the 2012 Permit is best described as “voluntary cessation” of illegal activity.

“[M]ere cessation of illegal activity in response to pending litigation does not moot

a case, unless the party alleging mootness can show that the ‘allegedly wrongful

behavior could not reasonably be expected to recur.’” Rosemere Neighborhood

Ass’n v. U.S. Envtl. Prot. Agency, 581 F.3d 1169, 1173 (9th Cir. 2009) (quoting

Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC) Inc., 528 U.S. 167, 189

(2000)).

Under this standard, the district court also erred in dismissing the Plaintiffs’

injunctive claims. Although it cited the appropriate legal standard from Gwaltney,

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which requires a defendant to demonstrate that it is “absolutely clear” that no

violations will recur, the district court applied a preponderance of the evidence

standard and impermissibly shifted the evidentiary burden to the Plaintiffs.

Furthermore, the district court’s factual determination that “Defendants cannot

reasonably be expected to fall out of compliance” is not based on evidence in the

record, and is therefore clearly erroneous.

First, the district court erroneously implied that the Plaintiffs bore the burden

of proof. After finding that the County Defendants were committed to compliance,

the district court stated that “the Court has been provided with no evidence that

Defendants will not comply to the fullest extent.” Such analysis “impermissibly

attempts to shift the burden to [the Plaintiffs] to defeat mootness[,]” when it is the

Defendants “that bear[] the ‘heavy burden’ in this case.” Rosemere, 581 F.3d at

1173 (quoting Laidlaw, 528 U.S. at 189). A defendant “cannot meet this burden

solely by claiming that [the Plaintiff] has not done enough to show the likelihood

of further [violations].” Id.

Second, the district court’s order did not cite any positive evidence that the

County Defendants would not violate the receiving water limitations in the future.

Instead, the district court found that “[the] Defendants are currently deemed to be

in compliance with the 2012 Permit at least based on their participation in WMP

and EWMP work plans.” But Gwaltney makes clear that the relevant consideration

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is the likelihood of future violations, not current cessation. 484 U.S. at 66–67. As

to this point, the district court reasoned that because the “Defendants at least

revised their programs in response to the Regional Board’s comments and

revisions,” this “suggests (even if it does not establish) a commitment to

compliance more than a likelihood of falling out of compliance.” Under Gwaltney,

the County Defendants must present evidence to show that there is “no reasonable

expectation that the wrong will be repeated,” and that it is “absolutely clear that the

allegedly wrongful behavior could not reasonably be expected to recur,” 484 U.S.

at 66 (emphasis and quotation marks omitted), not just “more likely than not.” In

other words, they must actually establish, not merely suggest, that they will be in

compliance into the future. This heavy burden “protects plaintiffs from defendants

who seek to evade sanction by predictable protestations of repentance and reform.”

Id. at 67 (quotation marks omitted).

The County Defendants cannot satisfy this heavy burden in light of the

potential invalidation of the 2012 Permit’s safe harbor program. The County

Defendants’ evidence of current and future compliance with the 2012 Permit

consists of their continuing compliance with their WMPs and EWMPs; in other

words, the County Defendants’ compliance with the 2012 Permit is dependent on

the safe harbor program. However, the Plaintiffs have filed a writ of mandate in

California Superior Court, alleging that the safe harbor program of the 2012 Permit

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violates the anti-backsliding provision of the Clean Water Act. The anti-

backsliding provision of the Clean Water Act prohibits permits from being

“renewed, reissued, or modified . . . to contain effluent limitations which are less

stringent than the comparable effluent limitations in the previous permit.” 33

U.S.C. § 1342(o)(1)1; see also 40 C.F.R. § 122.44(l) (EPA regulation imposing

identical restrictions). The Plaintiffs allege that the 2012 Permit is “less stringent”

than the 2001 Permit because the safe harbor provision “excuse[s] violations . . . as

long as permitees are developing or implementing WMPs or EWMPs,” whereas

the 2001 Permit “imposed an absolute prohibition on discharges. . . .” In contrast,

the County Defendants argue that the 2012 Permit’s terms are no less stringent, as

the effluent limitations remain the same. As such, the safe harbor provision merely

provides a system whereby the County Defendants can gradually move toward

compliance. Whatever the merits of this dispute, the Plaintiffs’ legal challenge to

the safe harbor provision creates a significant possibility that County Defendants

will be forced to demonstrate strict compliance with the baseline receiving water

limitations.

But even if the safe harbor program is upheld, the County Defendants still

must actually implement the complicated and expensive watershed management

1 The Clean Water Act provides for three exceptions to its general prohibition

on backsliding. 33 U.S.C. § 1342(o)(2). However, the County Defendants conceded at oral argument that none apply to the 2012 Permit.

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17

plans. The Plaintiffs have cited to evidence in the record suggesting that the

success of the WMPs and EWMPs is not likely. For example, the Lower Los

Angeles River Watershed Group, of which the District is a part, stated in a

publication that “[f]inancing the implementation of the Lower LAR WMP is the

greatest challenge confronting the Watershed Group. In the absence of stormwater

utility fees, the Participating Agencies [including the District] have no dedicated

revenue stream to pay for implementation of the WMP.” Until the County

Defendants have finished the process of financing and implementing the WMPs,

there is a significant likelihood that they will be subject to and violate the baseline

receiving water limitations. Initiation of a reform process cannot, standing alone,

make it “absolutely clear” that the reformation will last.

Even with the substantial changes of the WMPs and EWMPs in the 2012

Permit, the baseline receiving water limitations may still apply, and thus it is still

possible for the district court to award effective injunctive relief to the Plaintiffs.

The County Defendants have not met their burden of making it “absolutely clear”

that no violation will recur in the future. Accordingly, the Plaintiffs’ injunctive

claims are not moot.

CONCLUSION

For the foregoing reasons, the district court’s dismissal of the Plaintiffs’

claims for injunctive relief as moot is REVERSED.

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No petition for rehearing will be entertained and the mandate shall issue

forthwith. See Fed. R. App. P. 2.

Case: 15-55562, 10/31/2016, ID: 10179475, DktEntry: 61, Page 18 of 18

Page 22: NATURAL RESOURCES DEFENSE COUNCIL, INC. · Plaintiffs-Appellants Natural Resources Defense Council and Santa Monica Baykeeper (collectively, the Plaintiffs ) file this interlocutory

PROOF OF SERVICE

I am employed in the County of Los Angeles, State of California. I am over the age of 18

and not a party to the within action. My business address is: 1314 Second Street, Santa Monica,

California 90401.

On November 4, 2016, I served the within documents described as REQUEST FOR

OFFICIAL NOTICE OF NATURAL RESOURCES DEFENSE COUNCIL ET AL. VS.

COUNTY OF LOS ANGELES ET AL., NO. 15-55562 (9th Cir., Oct. 31, 2016) on the following

interested parties in said action by submitting a true copy thereof via electronic mail to the email

addresses below:

California Regional Water Quality

Control Board, Los Angeles Region

c/o Renee Purdy

Section Chief

[email protected]

State Water Resources Control Board

Office of Chief Counsel

c/o Adrianna Crowl

Staff Services Analyst

[email protected]

City of Artesia

c/o Susie Gomes, Assistant to the City

Manager

[email protected]

[email protected]

City of Bell

c/o Terry Rodrigue, City Engineer

[email protected]

[email protected]

City of Bellflower

c/o Bernardo Iniguez

[email protected]

[email protected]

City of Bell Gardens

c/o John Oropeza, Assistant City Manager

[email protected]

[email protected]

[email protected]

[email protected]

City of Cerritos

c/o Mike O'Grady, Environmental

Services

[email protected]

City of Claremont

c/o Brian Desatnik, Director of

Community Development

Loretta Mustafa, City Engineer

[email protected]

[email protected]

[email protected]

[email protected]

Page 23: NATURAL RESOURCES DEFENSE COUNCIL, INC. · Plaintiffs-Appellants Natural Resources Defense Council and Santa Monica Baykeeper (collectively, the Plaintiffs ) file this interlocutory

City of Commerce

c/o Gina Nila, Environmental Services

[email protected]

[email protected]

City of Cudahy

c/o Hector Rodriguez, City Manager

Albert Santos, Acting City Manager,

Assistant to the City Manager

[email protected]

[email protected]

[email protected]

[email protected]

City of Diamond Bar

c/o David Liu, Director of Public Works

[email protected]

City of Downey

c/o Jason Wen, Utilities Superintendent

Yvette M. Abich Garcia, City Attorney

[email protected]

[email protected]

City of El Monte

c/o Frank Senteno, Director of Public

Works

[email protected]

[email protected]

[email protected]

City of Hawaiian Gardens

c/o Joseph Colombo, Director of

Community Development

[email protected]

[email protected]

City of Huntington Park

c/o James Enriquez, Director of Public

Works/City Engineer

[email protected]

[email protected]

[email protected]

City of La Mirada

c/o Mark Stowell, Public Works

Director/City Engineer

[email protected]

[email protected]

City of La Verne

c/o Daniel Keesey, Director of Public

Works

[email protected]

[email protected]

[email protected]

City of Lakewood

c/o Konya Vivanti, Environmental

Programs Manager

[email protected]

City of Long Beach

c/o Anthony Arevalo

[email protected]

City of Los Angeles

c/o Shahram Kharaghani, Division

Manager

[email protected]

[email protected]

[email protected]

[email protected]

Page 24: NATURAL RESOURCES DEFENSE COUNCIL, INC. · Plaintiffs-Appellants Natural Resources Defense Council and Santa Monica Baykeeper (collectively, the Plaintiffs ) file this interlocutory

City of Lynwood

c/o Josef Kekula, Public Works

Association

Elias Saikaly, Senior Public Works

Manager

[email protected]

[email protected]

[email protected]

City of Maywood

c/o Andre Dupret, Project Manager

[email protected]

[email protected]

[email protected]

[email protected]

City of Norwalk

c/o Daniel R. Garcia, City Engineer

William Zimmerman, Interim City

Engineer

[email protected]

[email protected]

[email protected]

[email protected]

City of Paramount

c/o Christopher S. Cash, Director of

Public Works

[email protected]

[email protected]

City of Pico Rivera

c/o Rene Bobadilla, City Manager

[email protected]

[email protected]

City of Pomona

c/o Julie Carver, Environmental Programs

Coordinator

Linda Lowry, City Manager

[email protected]

[email protected]

[email protected]

City of San Dimas

c/o Latoya Cyrus, Environmental

Coordinator

[email protected]

City of Santa Fe Springs

c/o Sarina Morales-Choate, Civil Engineer

Assistant

[email protected]

[email protected]

City of Signal Hill

c/o John Hunter

Ken Farfsing, City Manager

[email protected]

[email protected]

[email protected]

City of South Gate

c/o John Hunter

[email protected]

[email protected]

Page 25: NATURAL RESOURCES DEFENSE COUNCIL, INC. · Plaintiffs-Appellants Natural Resources Defense Council and Santa Monica Baykeeper (collectively, the Plaintiffs ) file this interlocutory

City of Vernon

c/o Claudia Arellano, Stormwater and

Special Projects Analyst

[email protected]

[email protected]

City of Walnut

c/o Alicia Jensen, Community Services

Superintendent

[email protected]

[email protected]

[email protected]

[email protected]

City of Whittier

c/o David A. Pelser, Director of Public

Works

[email protected]

[email protected]

County of Los Angeles

c/o Paul Alva

[email protected]

Los Angeles County Flood Control

District

c/o Terri Grant

[email protected]

Los Angeles County Department of Public

Works

c/o Gail Farber

[email protected]

[email protected]

[email protected]

[email protected]

[email protected]

[email protected]

California Department of Transportation

c/o Keith Jones

[email protected]

I declare under penalty of perjury under the laws of the State of California that the

foregoing is true and correct.

Executed on November 4, 2016, at Santa Monica, California.

_________________________

Laura West