!1bTI: SOCRCE AND TYPE

HNfriA1en -

GRO!;.SJ�COME

SQJJRCE AND

SOURCE

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mo -

o. Pl·'

::Ill: !:

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w CP -

;I! fTI 0 ·:2

L

FJNANCIAL DISCLOSURE REPORT Name of Person Reporting Dute of Report

ti.mnfs- Jarnes L 4115/2004

ID. NON-INVESTIVIENT IN COME. (Rq>orting individual 211<l spouse; see pp. i 1.24 of filing msuuctioosJ

A. Filer's Non-fnvestment Income

NONE (i'o reportable non inve;;:mentincorne.)

MENOM!iEt<;"T. •

(}IJurs, nor pouse's)

L 2002 LA State Employees' Retirerr:ent S1-stem - Pension 58,000.00

B. Spouse ts Non-Investment Income - (If you were married during ar.y pc::ion of the reporting ;.-ear, please comple:e this section. (dollar amount not :equired except for honoraria)

C NONE (Noreportahle non·invcstmentinoome.) ·

TYPE

IV. REIMBURSEMENTS - ITllllSportation, lodging, food. enteriainment

(Includes these to spouse and dependent children. See -pp. 25-27 of instructions.)

NONE (Nosuchreportablcreimbursernen ts.)·

l. Law School Ge.orge Mason University, Law & Econorr.ics Pederaiist Papers, March 6-9, 2003 {Meals and Lodging) Center

2. Louisiana State University Law Center r..1arltime Seminar, November> 2003 (Mlleage)

Cl-en :::00.

b:?.! (J)Z· 0 :;i:;Z m

-

o""' < ,., ..- . :!! .•..

3. Tulane University Law School June 2003, Adjunct Faculty, Tc:.lane Unversity, R.'1odos, Greece (TranspOrtatii:.1n1 Meals, Lodging)

___________ _ Date ____ _

rosmoN OF ORGANIZATIQl/JENTTIY

TERMS

I

L

Rcpo-rt Hequircd by the Ethi csA0-10 FINAl CIAL DISCLOSURE REPORT fn Government Act r;{ 1978Rev. !i:zil04

Calendar Year 2003 (5 U.3.C. App.§§ IQJ-111)

. Pe son Reporting (Llst name, First name, tvii<ldle ffiitid) 2, Court or Grgarnzation 3. Date of Repo!t

Dennis. James L G.S. 5t.1 Cir. Court of Appeals 4/l5/2004

4. Title (Article lll Judges in<licate aetive o; senior status 5. Re;>crffy:>e (check appropriate t';pe) l 6. Reporting Period

magistrate judges indicate full or part.lime) Q Norr'..nation. Date 1/1/2003

U.S. Circuit Judge, Active toCi rmtiar 12/3112003

7. C:mmbern or Office A<llJress 8. On the basis of the in(orrnation contained in this Report and .any

modifications pertainir:g thereto, it is, in my opinion, m complianceJohn Minor Wisdom Building: wit.'1-i app!icable :aws and regulations, 600 Camp Stree Room 219

Revie•Ning OfficerNew Orleans, LA 70130

Jl\iiPORTANT NOTES: The instructions accotnpanying this for.n rr.ust be followed. Complete all parts. checking the NONE box for each part

where you have n-0 reportabie inforrr.ation. Sign on last page.

L POSIDONS.. 0eporting individual oniy; see pp. 9-I3 offi:lnginstructions)

NO:'.\!£: • (No reportable positions.)

NAME -

Member, Adv:lsory Committee Geo. W. &;Jean H. Pugh Institute for Justice, a fund bold by the L.S.U. Fourultttlon Jiir the benefit of the L.S. U. Law School

IL A GREEl\IIENTS. (Reporting individual only; see pp. 14-16 of filing instructions)

0 NONE (No.reportable agreemmts.)-

PARTIES A:"D

10/02195 L:\ State Employees1 Retirement System. No control

2. Fully vestelJ 10/31194. See La.RS. 11,551.

SOURCE

\lame of Person Reporting Fil'l"Al CIAL DISCLOSURE REPORT Date of Report

Dennis., James L 4/!5/2004

IIL NON-INVESTIVJENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)

A. Filer's Non-Investment Income

D NOJ.'i - (No reportable non-investment income.)

SOURCE AND TYPE GROSS INCOME {yours, not spouse's)

I. 2002 LA State Employees' Retirement System - Pension 58,000.00

-B. Spouse's Non-Investment Incnine -(Ifyou were married during any portion of the reporting year, please complete this section. (dollar amount not required except-for honoraria).

·

D NONE (No reportable non-investment income.) -

AND TYPE

I.

I

SOURCE DESCR!l'TJON

CREDITOR DESCRIPTION

L

VALUE CODE

L

4/1512004

FlNAl CLU DISCLOS13RE REPORT :,;:;r.,eofPerson Re?Orling Date of Report ! j Dennis, James L

V. GIFTS.. (lnc!udes those to spouse and dependent chiid:en. See 'PP· 28-3 I of instructions.)

:v! NONk (No such reporlablc gi�,s,) -

VL ll4..BILIT1ES. (Includes those of ;pouse and dependent children, See PP- 32-34 ofinstructioni)

NONE - (No or'.ab!e !iabllities.)

.

-

9.

l!i.I,

• A

·" '

C:'.\' 1)

(l) (2)

T)l>C

.

-B

'Q

i::

v

(:) ('.!) (2) (3) (4)

I i

f

L

K

. '

-

J

'

-I·

c D E

r

w "'E!.W:mµed

' I . '

I '

c.

FINANCIAL DISCLOSERE REPORT Date of Report t\fame of ?en.on Reporting

Page 1 of2 Dennis, James L 4/1512004

vrr. INVESTMENTS and TRUSTS -4,come., '<'ah:c, tr:ms.c:itic:ns (inc:udeo ttcse of.tile sp::it:Se and dependent children. See pp. 34-57 of filing instructlons.)

A. B. "· Income du."1ng Gme; vtlue ll! end of Transactior,s during reporting perfod

Description of As:se1$ reprnting perio;! ;epoci.'lg period. (incl:udiug tr'<lrt assets)

If not exempt from drnclosure (l) (5)

Place "(.Xt after eacll uset Amcllllt (e.g.. Value Vali:e Type e.g.. Drue: Va!ue Grun Identity of from priordisci38Ure Cede:::: !1-ieiliod bt.')'·, sel'., :Mcn-:h-Code I Qiv. rem. or Cod.e2 Code I buyer/seller

merger,(A·H) in:.) (J"?) Code' Day (J·P) (A.fl) (if private (Q-W) transaction)reder.;ption)

DNONE (No repO'rtllble income, assets, or iransactiorul)

J. American Legacy Var. Annuity A None L T

2. Viacom A Dividend J T

3. Computerized Proce None w

4. Alliance Woddwide Privitization Fund. Class A A Dividend T

5.

6.

7.

8.

10.

11.

12.

13.

14.

15.

-,.

11.

18.

Hospitality Properties

Shreveport f.AG.O. Bond.

Simon Propert.Y Group Inc.

Municipal Mortgage & Equity

Healthcare Realty Trust

- - -.

Lone Strr Steakhouse & Saloon, Inc.

BJ's Wholesale Club

Calpine Corp

Charter Communications Jnc.

Olin Corp

Shering-Plough Corp

Sprint Corp

Transocean

Teppco Partners L.P.

-

B Dividend

A Interest

B Dividend

B Dividend

B Dividend .

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

B Dividend

K T

K T

K T

K T

K T

J T

T .

1 T

J T

J T

J T

J T

J T

K T

-···· -····--····-······- ···········--

ln tmlGam Codes: ""$1,000-or less Sl.Oil,,$2,500 ""$2,50_1:-$5/DOD = ss,oo -m ;ooo. $15,001-$50,00D (Sz>J Columns. SI a:ld DJ) F • 150.001..SlOo,OOO = l i'lil:i i.-OOO;ooo- HJ = SI-,GOO o s-s._ ,OC>fi R2 .,Mor.C;)irariS5;DD0,000

;,;, Va'.ue C;,ties; ""S15 00Gorless "".S15,00l--550,000 L ""-sso;o01-$tr1Ja-:ooo M ·= SlOl),001- :50- 000

:·see C»U...rt11.s. C1 :md D3) N = S'.?:W100iJ-SSOO,(lOO_ 0 =-SS00,00J;s1,ono,ooo Pl = S!.OOO OOl s ,000,-000 "P,2' =·S?,OOG,00l"'-S2:5,000,000

PS ""S-lS;Of;0,001 50,;fJOO,OO\J P4 = W...ore. :h<m S-50,DOO,OOc'

V :ihr \-forh:d Cod'-..4 ""Apprais;i; R ""Cost (R ' £state OrJ --} s = ffiiseS;:nen. =- 1',.futk t

""'B::-oh: Vclc<: om,,,

I

A.

--

l)

B.

(i) (2)

G

v

I D.

,. ' {1) {1) (1) (3) (4) (5)

Value Type

J -

--

J

-

I

I

19.

(e.g. (e.g.

FINANCIAL DfSCLOSURE REPORT Narr;e of Person Rcpor:ing Date of "'POTI

Page 2 of2 Dennis, James L 4/15i2004j

-income, va!t;e, dons (if.th.des tb.cse of the spouse and deper.dem children. See ;:JP. 34-57 of5i;ng mstmctions.) VII. lNVESTMENTS and TRUSTS

c. lr:C'.)m:! during Gmss value at ecd of Trans actions during reporting period

Descrip:tiun of Assets urtffig period reportingpericd(ir.cluding trust assets)

If not exempt from disciosu:re ,,,

Value DatPlace "00" after each asset e Amowu Typ< Vol= Grun Identity of

ftom prlur dlooloouro Cede:!: !vfethod btty, sell, Monthdiv. rent. or Cade J Code J buyer/seUerCodez {1-?) CcdeJ merger, Day (fcP)(A-H) i.nt.) {if private (A-R)

redemption)(Q-V.1

American Cap Strategies B Dividend J T

TQua!com. Inc. A . Dividend

tratisa.ction)

20.

J TREI Trust: A Dividtnd21. -

K T22. Cenrenni.al !>.1cney Market A Jnterest

..

First Trust Value Line A Dividend T Buy 8126 J23. .

24, Northern Border Partners A Dividend . -

{SeeCo1ur:ms31 amiD4) F =$5lJ;_001-$ l\lV,GOO = S]DO;J01-Sl,000,000

=-2, Vahle C:xiec: l = srs .. oco ur k:ss ;:: S-1 5,0DhS50,000

(See Colcmns C! arui 03) " = S"..5V,:it10-S50V,OOD 0 = S500,001-Sl,Oll-0,0UO

PS· S25\:.:ca,c·::·J-S50,0Gll,'.JGO=

3. Vnlu(! Method Codes Q ""'Appr.Jsa'. R Co$t (Real ?. lat<: Only} =

{See Col:mnn C'.:/ ""3cck Vti.:&c ""Other

J T Buy -5120 J .

HJ ·-S1,0GO,V\Jl..S5,3:JO,COc . HZ.""' Morc:than.¥,D00,000-

L - d$50, "Jl-Sl00,000 M. ;1l!l,!Jll!'$25'.0.00I> Pl ..,SJ,:>JO COi,wS5,C(){l,OOIJ E;;;- m:$5:,,000)'.lQ{.Z$25/IDG;,OOO

P::I =$�/.ore fua:.: $5ti coo;rloo-

FINA.l'>CLU DISCLOSURE REPORT Name ofPmon Reporting Jate ::if Report

Dennis, JanJ.eS L 4/15/2004

VllL ADDIDONAL lN:FORl\'L<\TION OR EXPLANATIONS Onw"""'rtofRepcrt.)

I I

FINA.'ICLU DISCLOSlJRE RE.PORT Nan:e of Person Reporting Dute Jf Report

Dennis, James L 41!512004

rx. CERTIFICATION.

I certify that all information given above (including information pertairring to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was witbiteld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and.honoraria and the acceptance of gifts which have been reporred are in compliance ;vith the provisions of 5 U.S.C. § 501 ct. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

UAL WHO KNOWlliGL Y A,'l]) \VILFULL Y FALSIFIES ORF AILS TO FILE THIS REPORT MAY AND CRIMINAL SANC110NS (5 U.S.C app. § 104)

..

FILING INS1RUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N .E.

W ashingtoll, D.C. 20544