Lithuanian approach to performance agreements · Lithuanian approach to performance agreements...
Transcript of Lithuanian approach to performance agreements · Lithuanian approach to performance agreements...
Lithuanian approach to performance agreements
GIEDRIUS VILIŪNAS
Vice-Minister for Higher Education and Science
Raising Performance in Higher Education
October 16, 2017
Performance of Lithuanian HE
Global Competitiveness Index 2017–2018: Lithuania 41 /137
Pillar 5: Higher education and training 29
5.01 Secondary education enrollment, gross %* 23
5.02 Tertiary education enrollment, gross %* 30
5.03 Quality of the education system 73
5.04 Quality of math and science education 45
5.05 Quality of management schools 81
5.06 Internet access in schools 16
5.07 Availability of specialized training services 42
5.08 Extent of staff training 32
Source: WEF
Performance of Lithuania HEGraduates in tertiary education, in science, math., computing, engineering,
manufacturing, construction, per 1000 of population aged 20-29
0
5
10
15
20
25
2013 2014 2015
Lithuania European Union (28 countries)
Source: Eurostat
Graduates employment6 months after graduation (2016)
Total
degrees
Employed
(including
students)
Students
(not-
employed)
Other
(unemployed
,
emigration..)
CollegesBachelor`s
degrees8888 69% 3% 28%
Universities
Bachelor`s
degrees12280 69% 9% 22%
Master`s degrees 7444 80% 1% 19%
PhD 286 n/d n/d n/d
Non-Degree
studies659 92% 0% 8%
0
10
20
30
40
50
60
70
80
0
500
1000
1500
2000
2500
3000
3500
4000
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016
thous.
thous.
Population Birth rate Students admitted Linijinė (Birth rate) Linijinė (Students admitted)
Source: Statistics Lithuania, MOSTA
Demographic change 2000-2016
Students of Universities and Colleges
0
20000
40000
60000
80000
100000
120000
2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016
University 1st cycle
College 1st cycle
University 2nd cycle
University integratedstudies
University 3rd cycle
Universiety residencyprogrammes
University non-degreeprogrammes
Graduates of Universities and Colleges
0
5000
10000
15000
20000
25000
2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016
UniversityBachelorprogrammes
College Bachelorprogrammes
University Master‘s programmes
University Non-degree studies
Funding trends
0
50.000
100.000
150.000
200.000
250.000
300.000
2011 2012 2013 2014 2015 2016
Thous
Euro
HE expenditures for studies HE expenditures for R&D
Source: Statistics Lithuania
State budget for universities and colleges in 2017 (total 228,40 Eur)
State budget for research and studies at universities in 2017Total – 190,6 mln. Eur
Education R&D Other
64 % (122,1 mln. Eur) 17,4 % (33,1 mln. Eur) 18,6 % (35,4 mln. Eur)
Vouchers, Scholarships
Scholarships R&D (basic funding)Economy and
administration Other fundsInvestments
(VIP)
56,00% 8,00% 17,40% 13,30% 3,30% 2,00%
(106,8 mln. Eur)(15,3 mln.
Eur)(33,1 mln. Eur) (25,4 mln. Eur) (6,2 mln. Eur) (3,8 mln. Eur)
State budget for research and studies in colleges in 2017Total – 37,8 mln. Eur
Education Applied activities Economy and administration
68,5 % (25,9 mln. Eur) 0,5 % (0,2 mln. Eur) 31 % (11,7 mln. Eur)
Vouchers, Scholarships
ScholarshipsApplied activities
(basic funding)Economy and administration
67,70% 0,80% 0,50% 31,00%
(25,6 mln. Eur) (0,3 mln. Eur) (0,2 mln. Eur) (11,7 mln. Eur)
Present funding model: student vouchers
0
5000
10000
15000
20000
25000
2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 2015-2016 2016-2017 2017-2018preliminary
Enro
lled
No of student vouchers Other
Source: ŠVIS
Limitations of student voucher system
o A merit-based system – the negative impact to social
divide
o Social inequality among students funded by the state
and self-paying students
o Because of negative demographic trends the smaller
HEI (regional) are suffering severe losses
o Dramatically increased number of study programmes
o Battles of marketing instead of battles of quality
Challenges of HE system
Negative demographic trends (by 2020, the number of students will decrease by
half comparing with 2010)
HEIs enroll unprepared students to escape financial loss
Small groups of researchers unable to compete at the international level,
scattered and ineffectively used research infrastructure
Small study programs duplicated in the same city in different universities and
colleges as a consequence of the study voucher system
Scattered financial resources, ineffectively used public funding (a
disproportionately large part of allocations dedicated to support HEIs’ physical
facilities and administration, with the salaries of the teaching staff being one of
the lowest in the EU)
Inefficient network of HEIs
Low international competitive ability
Government programme
Sustainable education
Civic young generation
who is aware of the role
of the nation and the
state
High quality education
accessible for all
Educational funding
based on public and state
needs
• To link the funding
model of HE and
research to the results of
research and studies
• To conclude
agreements with HEIs on
the professions and
number of graduates
based on quality and
relevance criteria, as
well as taking into
account the potential
and strategy of HEIs
• To strive for HE
lecturers to receive
adequate wages
• To reform admission
system to HE,
abandoning purely
academic criteria and
taking into account
individual preferences
when choosing the
educational institution
or form of learning
• To encourage
cooperation with social
and business partners
• To ensure that
graduates acquire the
special and general skills
necessary for their work
career, in particular
creativity, innovation
and entrepreneurship
• To use humanities and
social sciences more
effectively in study
programmes
Research for sustainable development
Sustainable human, sustainable society, sustainable education and
culture, sustainable economic and sustainable state governance
Integration of studies, research
and innovation for the
sustainable development of the
country
Smart specialization – for
innovations
• To improve the principles of
allocation of state budget
funds for R&D
• To increase the number of
international students
• To increase the number of the
3rd cycle students and
researchers employed in
business enterprises
• To establish professional
doctoral degree programmes
• To create a model for the
development of R&D
infrastructures with
transparent funding allocation
model including private and
public resources
• To promote applied research
that addresses key societal
challenges (poverty reduction,
demography, emigration,
gender equality, etc.), as well
as needs-based research
oriented to the national
interests;
• To promote innovative
training,
• To cooperation between HEIs,
state institutions, NGOs and
high-tech business enterprises
• To promote participation in
European and regional research
and innovation networks
General framework of HE reform
1. Reducing inequalities in accessibility of HE: free of charge 1st cycle HE; improved student support system (loans and grants)
2. Improving the attractiveness of careers in research and higher education: concentrating investment in human capital; strengthening 3rd cycle studies; attracting talents from abroad
3. Rethinking the curriculum: duration and conceptual model of studies; duality of HE; skills agenda; adapting QA policies
4. HE funding reform: from input to output; performance agreements with HEIs
5. Optimizing the network of HE institutions: mergers; profiling; interoperability of universities, colleges of HE, PRIs and VET
6. Preconditions of excellence and relevance: boosting RDI investment; starting national HR monitoring system; improving national qualifications system; better coordination of RDI policies
Approaching the performance agreements
From input to output
Better articulation of societal and labour market needs
Better balance between academic autonomy and public responsibility
Meeting the needs of regional policy
Restructuring the balance between funding for studies, research and ‘3rd
mission’ (regional impact; strategic needs)
At least short-term financial stability to HEIs
Nurturing the culture of collaboration, responsibility and partnership among
academic community, public authorities, municipalities and industry
Concept of output-oriented funding via performance agreements
Funding Formula Subject of PA Risks
• Indicators of PA
• Funding allocation based on
historical data of the 3
years
• Strategic development
• Mission and objectives of
the HEI (for 3 years
contract)
• Profile of education and
research of the HEI
• Targets of HEI aligned to
objectives of the HE system
• Education
• Research
• ‘3rd mission’
• Strategic development
• Quality
• Matthew effect
• Narrowing of HEI activity
General pattern of funds (current)
65,9%
14,8%
19,3%
Performance agreements (73,5%)
Education
R&D
Economy andadministration
18,7%
10,9%
9,3%
29,8%
31,4%
Others allocations (26,5%)
Study relatedinstitutions
State CapitalInvestment
MoES centralizedfunds
Research institutes
R&D
R&D funding based on historical data
Two-stage R&D assessment:
1. formal assessment carried out by the Research Council of Lithuania yearly,
2. benchmarking exercise carried out by groups foreign experts once every five years.
Formal:
• points given for quantity and quality of publications, patents
• money gained from industry for R&D services
• money gained from international R&D programmes.
Benchmarking:
• quality of R&D (weighted as 0.65)
• social and economic impact of R&D (weighted as 0.20),
• long-term plans of R&D (weighted as 0.15)
Basic R&D funding :
• benchmarking exercise (60 %), and
• formal assessment (40 %)
Infrastructure and administration
Core part (stable & unified)
Student numbers
R&D performance
Unique infrastructure (eg. ‘big science’ facilities; botanical garden, etc.)
Education
Graduate numbers
Defining the ‘right’ numbers?
History?
Labor market forecast?
Strict and ‘loose areas’?
Drop-out rate?
Price of state-funded study place
Equalized?
Differentiated according to study field?
Agreed with particular HEI?
Monitoring and adjustment
Indicators?
Reward for good performance?
‘Penalties’?
Student support
Concept of ‘free of charge 1st cycle studies’
Scholarships for low-income students
Student loans
Private HE?