List of Securities Eligible for Reduced Margin of Securities Eligible for Reduced Margin Attachment...

Attachment #1

Compiled by the Investment Industry Regulatory of 22 March 31, 2016 Organization of Canada IIROC Notice 16-0108 Rules Notice – Technical – List of Securities Eligible for Reduced Margin

List of Securities Eligible for Reduced Margin [effective from June 14, 2016 until replaced by a subsequent list]

List of Securities Eligible for Reduced Margin Attachment #1


Description Symbol TORONTO STOCK EXCHANGE (TSX) 1ST ASSET CDNREIT UN RIT 1ST ASSETCDN REIT AD RIT.A 1ST AST CANBANC INCM CIC 1ST AST US&CDALIFECO FLI 1STAST US&CDALFECOAD FLI.A 1STASST MORNMOMNT UN WXM 1STASST MORNMOMENTAD WXM.A 1STAST 1-5GVTSTBNDUN BXF 1STAST 1-5GVTSTBNDAD BXF.A 1STAST MORNCDAVAL UN FXM 1STAST MORNCDAVAL AD FXM.A 1STASTMRNSTRUSVAL UN XXM 1STASTMRNSTRUSVAL AD XXM.A 1STAST MRNUS VALUNHG XXM.B 1STASTMRNUSVALUNHGAD XXM.D A&W REVENUE RYLTY UN AW.UN ABERDEEN ASIA-PACIFC FAP ABSOLUTE SOFTWARE J ABT ACADIAN TIMBER CORP. ADN ACASTA ENTRPR A RV J AEF.A ADF GROUP INC. SV DRX ADVANTAGE OIL & GAS AAV AECON GROUP INC. ARE AFRICA OIL CORP. J AOI AG GROWTH INT'L INC. AFN AGELLAN COMMERCL UN ACR.UN AGF MANAGEMENT B NV AGF.B AGNICO EAGLE MINES AEM AGRIUM INC. AGU AGT FOOD&INGREDIENTS AGT AIMIA INC. AIM

Description Symbol AIMIA INC. SER 1 PR AIM.PR.A AIMIA INC. SER 2 PR AIM.PR.B AIMIA INC. SER 3 PR AIM.PR.C AIR CANADA VOTE & VV AC AIRBOSS OF AMERICA J BOS ALACER GOLD CORP. J ASR ALAMOS GOLD INC. J AGI ALARIS ROYALTY CORP. AD ALGONQUIN PWR & UTIL AQN ALGONQUIN PWR A PR AQN.PR.A ALGONQUIN PWR D PR AQN.PR.D ALIGNVST AQUIS A JRV AQX.A ALIMENTATION CL A MV ATD.A ALIMENTATION CL B SV ATD.B ALLIED PROP. REIT UN AP.UN ALTAGAS LTD. ALA ALTAGAS LTD SR A PR ALA.PR.A ALTAGAS LTD SR B PR ALA.PR.B ALTAGAS LTD SR E PR ALA.PR.E ALTAGAS LTD SR G PR ALA.PR.G ALTAGAS LTD SR I PR ALA.PR.I ALTAGAS LTD C PR USF ALA.PR.U ALTIUS MINERALS CORP ALS ALTUS GROUP LIMITED AIF AMAYA INC. J AYA AMERICAN HOTL LP UN HOT.UN ANDREW PELLER A NV ADW.A ANDREW PELLER LTD. B ADW.B ARC RESOURCES LTD. ARX ARTIS REIT UN AX.UN ARTIS REIT SER A PR AX.PR.A ARTIS REIT SER E PR AX.PR.E ARTIS REIT SER G PR AX.PR.G



Description Symbol ARTIS REIT PR C US AX.PR.U ASANKO GOLD INC. J AKG ASTONHILL VIP INCMUN VIP.UN ATCO LTD. CL I NV ACO.X ATCO LTD. CL II ACO.Y ATLANTIC POWER ATP ATRIUM MTG INVEST AI ATS AUTOMATION TOOL ATA AUTOCANADA INC. ACQ AUTOMOTIVE PPTY UN APR.UN AVIGILON CORPORATION AVO B2GOLD CORP. J BTO BADGER DAYLIGHTING BAD BANK OF NOVA SCOTIA BNS BANK OF N S SR 19 PR BNS.PR.A BANK OF N S SR 21 PR BNS.PR.B BANK OF N S SR 23 PR BNS.PR.C BANK OF N S SR 31 PR BNS.PR.D BANK OF N S SR 34 PR BNS.PR.E BANK OF N S SR 33 PR BNS.PR.F BANK OF N S SR 36 PR BNS.PR.G BANK OF N S SR 15 PR BNS.PR.M BANK OF N S SR 16 PR BNS.PR.N BANK OF N S SR 17 PR BNS.PR.O BANK OF N S SR 18 PR BNS.PR.P BANK OF N S SR 20 PR BNS.PR.Q BANK OF N S SR 22 PR BNS.PR.R BANK OF N S SR 30 PR BNS.PR.Y BANK OF N S SR 32 PR BNS.PR.Z BARRICK GOLD CORP ABX BCE INC. BCE BCE INC. PR SER AA BCE.PR.A BCE INC. PR SER AB BCE.PR.B

Description Symbol BCE INC. PR SER AC BCE.PR.C BCE INC. PR SER AD BCE.PR.D BCE INC. PR SER AE BCE.PR.E BCE INC. PR SER AF BCE.PR.F BCE INC. PR SER AG BCE.PR.G BCE INC. PR SER AH BCE.PR.H BCE INC. PR SER AI BCE.PR.I BCE INC. PR SER AJ BCE.PR.J BCE INC. PR SER AK BCE.PR.K BCE INC. PR SER AM BCE.PR.M BCE INC. PR SER AN BCE.PR.N BCE INC. PR SER AO BCE.PR.O BCE INC. PR SER AQ BCE.PR.Q BCE INC. PR SER R BCE.PR.R BCE INC. PR SER S BCE.PR.S BCE INC. PR SER T BCE.PR.T BCE INC. PR SERIES Y BCE.PR.Y BCE INC. PR SERIES Z BCE.PR.Z BIRCHCLIFF ENERGY BIR BIRCHCLIFF ENGY PR A BIR.PR.A BIRCHCLIFF ENGY PR C BIR.PR.C BIRD CONSTRUCTION BDT BANK OF MONTREAL BMO BK OF MON PR SER 14 BMO.PR.K BK OF MON PR SER 15 BMO.PR.L BK OF MON PR SER 16 BMO.PR.M BK OF MON PR SER 25 BMO.PR.Q BK OF MON PR SER 17 BMO.PR.R BK OF MON PR SER 27 BMO.PR.S BK OF MON PR SER 29 BMO.PR.T BK OF MON PR SER 31 BMO.PR.W BK OF MON PR SER 33 BMO.PR.Y BK OF MON PR SER 35 BMO.PR.Z



Description Symbol BLACKBERRY LIMITED BB BLUE RIBBON INCM UN RBN.UN BMO AGGREGATEBND ETF ZAG BMO CDN DIVIDEND UN ZDV BMO COVERD CALLCDNBK ZWB BMO COVERDUTILITY UN ZWU BMO DJ INDAV HEG ETF ZDJ BMO DJ INDUSTAVG UN ZWA BMO EM MKT BOND HED ZEF BMO EQ WGT US BANKS ZUB BMO EQL WGT BANK ETF ZEB BMO EQL WGT REITS UN ZRE BMO EQL WGT UTIL ETF ZUT BMO EQLWGHT US BKCAD ZBK BMO EQWGT OIL&GASETF ZEO BMO EQWGT US HEALTH ZUH BMO EU DIVCOVCAL C-H ZWE BMO HY US CRPHDG ETF ZHY BMO INT'L DIV CAD UN ZDI BMO JUNIOR GOLD ETF ZJG BMO LADDERED PR INDX ZPR BMO LNG FEDERAL BOND ZFL BMO LWVLTYUSEQ CADUN ZLU BMO LWVLTYUSEQ US UN ZLU.U BMO MID CRP BOND ETF ZCM BMO MID FED BND INDX ZFM BMO MIDPROVBND CADUN ZMP BMO MIDUSCRPBNDCA UN ZIC BMO MIDUS CRPBND USF ZIC.U BMO MIDUS IG HEGBND ZMU BMO MSCI EAFE HEGCAD ZDM BMO MSCI EAFE IDX UN ZEA BMO MSCI EU HIQLTYUN ZEQ

Description Symbol BMO NASDAQ EQHED ETF ZQQ BMO S&P 500 HEDG-CAD ZUE BMO S&P/TSX COMPINDX ZCN BMO S&P/TSX EQGLD UN ZGD BMO S&P500 IDXCAD UN ZSP BMO S&P500 IDX US UN ZSP.U BMO SHRT CRP BND ETF ZCS BMO SHRT FED BND ETF ZFS BMO SHRT PRV BND ETF ZPS BMO US HIGHDIVCOV UN ZWH BMO US HIGHDIVCOV US ZWH.U BMO USDIV ETF CAD UN ZDY BMO USDIV ETF USD UN ZDY.U BMO VOLATLTY CAD UN ZLB BOARDWALK REIT UN BEI.UN BOMBARDIER SER 2 PR BBD.PR.B BOMBARDIER 6.25% PR BBD.PR.C BONTERRA ENERGY CORP BNE BORALEX INC. CL A BLX BOSTON PIZZA FND UN BPF.UN BOYD GROUP FND TR UN BYD.UN BRICK BREWING J BRB BRKFLD GLBINFRAS SEC BGI.UN BROMPTON LIFESPLT PR LCS.PR.A BROOKFIELD INFRAS UN BIP.UN BROOKFIELD INFRAS PR BIP.PR.A BROOKFIELD INFRASPR3 BIP.PR.B BROOKFIELD RENEW UN BEP.UN BROOKFIELD RENEW PR5 BEP.PR.E BROOKFIELD RENEW PR7 BEP.PR.G BROOKFLD ASSET A LV BAM.A BROOKFLD ASSET PR 32 BAM.PF.A BROOKFLD ASSET PR 34 BAM.PF.B



Description Symbol BROOKFLD ASSET PR 2 BAM.PR.B BROOKFLD ASSET PR 36 BAM.PF.C BROOKFLD ASSET PR 4 BAM.PR.C BROOKFLD ASSET PR 37 BAM.PF.D BROOKFLD ASSET PR 38 BAM.PF.E BROOKFLD ASSET PR 8 BAM.PR.E BROOKFLD ASSET PR 40 BAM.PF.F BROOKFLD ASSET PR 42 BAM.PF.G BROOKFLD ASSET PR 9 BAM.PR.G BROOKFLD ASSET PR 44 BAM.PF.H BROOKFLD ASSET PR 13 BAM.PR.K BROOKFLD ASSET PR 17 BAM.PR.M BROOKFLD ASSET PR 18 BAM.PR.N BROOKFLD ASSET PR 24 BAM.PR.R BROOKFLD ASSET PR 26 BAM.PR.T BROOKFLD ASSET PR 28 BAM.PR.X BROOKFLD ASSET PR 30 BAM.PR.Z BROOKFLD CDA OFFICE BOX.UN BROOKFLD OFFICE PR N BPO.PR.N BROOKFLD PPTY LP UN BPY.UN BROOKFLD SELCT OPPOR BSO.UN BRP INC. SV DOO BTB REIT UN BTB.UN CAE INC. CAE CAMECO CORPORATION CCO CANACCORD GENUITY CF CANACCORD GEN A PR CF.PR.A CANACCORD GEN C PR CF.PR.C CANACOL ENERGY J CNE CANADIAN NATURAL RES CNQ CANADIAN TIRE CORP CTC CANADIAN TIRE A NV CTC.A CANAM GROUP INC. CAM

Description Symbol CANFOR CORPORATION CFP CANFOR PULP PRODUCTS CFX CANOE EIT INCOME UN EIT.UN CANSO CREDIT A UN PBY.UN CANWEL BUILDING GRP CWX CANYON SERVICES GRP FRC CAPITAL POWER CORP. CPX CAPITAL PWR SER 1 PR CPX.PR.A CAPITAL PWR SER 3 PR CPX.PR.C CAPITAL PWR SER 5 PR CPX.PR.E CARA OPERATIONS SV CAO CARDINAL ENERGY J CJ CARDIOME PHARMA CORP COM CARGOJET INC. CJT CARGOJET INC. VV CJT.A CARMANAH TECH CORP. CMH CASCADES INC. CAS CCL INDUSTRIES CL A CCL.A CCL INDUSTRIES CL B CCL.B CDN APARTMENT TR UN CAR.UN CDN BANC CORP CL 'A' BK CDN BANC CORP. PR BK.PR.A CDN ENERGY SERV&TECH CEU CDN IMPERIAL BANK CM CDN IMP BK SER 39 PR CM.PR.O CDN IMP BK SER 41 PR CM.PR.P CDN IMP BK SER 43 PR CM.PR.Q CDN LIFE COSPLT PR12 LFE.PR.B CDN NAT'L RAILWAY CNR CDN PACIFIC RAILWAY CP CDN REAL ESTATE UN REF.UN CDN UTILITIES A NV CU CDN UTILITIES CL B CU.X



Description Symbol CDN UTIL 2ND PR Y CU.PR.C CDN UTIL 2ND PR AA CU.PR.D CDN UTIL 2ND PR BB CU.PR.E CDN UTIL 2ND PR CC CU.PR.F CDN UTIL 2ND PR DD CU.PR.G CDN UTIL 2ND PR EE CU.PR.H CDN UTIL 2ND PR FF CU.PR.I CDN WSTRN BANK CWB CDN WSTRN BK SR 5 PR CWB.PR.B CDN WSTRN BK SR 7 PR CWB.PR.C CELESTICA INC SV CLS CENOVUS ENERGY INC. CVE CENTERRA GOLD INC. CG CENTRAL FUND CL A NV CEF.A CENTRAL FUND A NV US CEF.U CERVUS EQUIPMENT CVL CGI GROUP CL A SV GIB.A CHARTWELL RETIRE UN CSH.UN CHEMTRADE LOGISTC UN CHE.UN CHINA GLD INTL RES J CGG CHOICE PPTY REIT UN CHP.UN CHORUS AVIATION A VV CHR.A CHORUS AVIATION B V CHR.B CI FINANCIAL CORP. CIX CINEPLEX INC. CGX CIPHER PHARMA J CPH CITADEL INCM FUND UN CTF.UN CLEARWATER SEAFOODS CLR COGECO COMMUN INC SV CCA COGECO INC. SV CGO COLLIERS INTL GRP SV CIG COMINAR REAL EST UN CUF.UN COMPUTER MODELLING J CMG

Description Symbol CONSTELLATION SOFTWR CSU CORBY SPIRIT&WINE A CSW.A CORBY SPIRIT&WN B NV CSW.B CORUS ENTERTNMNT B CJR.B COTT CORPORATION BCB CRESCENT POINT CORP. CPG CREW ENERGY INC. CR CRH MEDICAL CORP. J CRH CRIUS ENERGY TR UN KWH.UN CROMBIE REAL EST UN CRR.UN CROWN CAP PARTNERS J CRN CT RL EST INVEST UN CRT.UN DESCARTES SYSTEMS DSG DETOUR GOLD CORP J DGC DH CORPORATION DH DHX MEDIA LTD. VV DHX.A DHX MEDIA LTD. DHX.B DIRECTCASH PAYMENTS DCI DIRTT ENV SOLUTION J DRT DIV GROWTH SPLT CL A DGS DIV GROWTH SPLIT PR DGS.PR.A DIVERS RYLTY CORP. J DIV DIVIDEND 15 SPLT A DFN DIVIDEND 15 SPLT PR DFN.PR.A DIVIDEND 15SPLT 2 PR DF.PR.A DOLLARAMA INC. DOL DOMINION DIAMOND DDC DOMTAR CORPORATION UFS DOREL IND INC A MV DII.A DOREL IND INC B SV DII.B DREAM GLOBAL REIT UN DRG.UN DREAM HRD ASETALT UN DRA.UN DREAM INDUSTRL REIT DIR.UN



Description Symbol DREAM OFFICE REIT UN D.UN DREAM UNLTD CL A SV DRM DREAM UNLTD 1ST PR DRM.PR.A DUNDEE CORP. CL A SV DC.A DUNDEE CORP. PR 2 DC.PR.B DUNDEE CORP 1ST PR 3 DC.PR.D DUNDEE CORP PR 5 DC.PR.E DYNACOR GOLD MINES J DNG ELDORADO GOLD CORP. ELD ELEMENT FIN CORP. EFN ELEMENT FIN PR A EFN.PR.A ELEMENT FIN PR C EFN.PR.C ELEMENT FIN PR E EFN.PR.E ELEMENT FIN PR G EFN.PR.G EMERA INCORPORATED EMA EMERA INC. SER A PR EMA.PR.A EMERA INC. SER B PR EMA.PR.B EMERA INC. SER C PR EMA.PR.C EMERA INC. SER E PR EMA.PR.E EMERA INC. SER F PR EMA.PR.F EMPIRE CO CL A NV EMP.A ENBRIDGE INC. ENB ENBRIDGE SER 9 PR ENB.PF.A ENBRIDGE 5.50% PR ENB.PR.A ENBRIDGE INC SR B PR ENB.PR.B ENBRIDGE SER 11 PR ENB.PF.C ENBRIDGE INC SR D PR ENB.PR.D ENBRIDGE SER 13 PR ENB.PF.E ENBRIDGE INC SR F PR ENB.PR.F ENBRIDGE SER 15 PR ENB.PF.G ENBRIDGE INC SR H PR ENB.PR.H ENBRIDGE SER 7 PR ENB.PR.J ENBRIDGE INC SR N PR ENB.PR.N

Description Symbol ENBRIDGE INC SR P PR ENB.PR.P ENBRIDGE INC SR R PR ENB.PR.T ENBRIDGE SER L US PR ENB.PF.U ENBRIDGE SR J US PR ENB.PR.U ENBRIDGE SER 5 US PR ENB.PF.V ENBRIDGE SER 1 US PR ENB.PR.V ENBRIDGE SER 3 PR ENB.PR.Y ENBRIDGE INCM HLDGS ENF ENDEAVOUR MINING ORD EDV ENERCARE INC. ECI ENERFLEX LTD. EFX ENERGY FUELS INC. J EFR ENERPLUS CORPORATION ERF ENGHOUSE SYSTEMS LTD ESL ENSIGN ENGY SERVICES ESI EPSILON ENERGY LTD J EPS EQUITABLE GROUP INC. EQB EQUITABLE GRP PR 3 EQB.PR.C EVERTZ TECHNOLOGIES ET EXCHANGE INCOME CORP EIF EXCO TECHNOLOGIES XTC EXFO INC. SV EXF EXTENDICARE INC. EXE FAIRFAX FINANCIAL SV FFH FAIRFAX FIN SV USF FFH.U FAIRFAX FIN SER C PR FFH.PR.C FAIRFAX FIN SER D PR FFH.PR.D FAIRFAX FIN SER E PR FFH.PR.E FAIRFAX FIN SER F PR FFH.PR.F FAIRFAX FIN SER G PR FFH.PR.G FAIRFAX FIN SER H PR FFH.PR.H FAIRFAX FIN SER I PR FFH.PR.I FAIRFAX FIN SER J PR FFH.PR.J



Description Symbol FAIRFAX FIN SER K PR FFH.PR.K FAIRFAX FIN SER M PR FFH.PR.M FAIRFAX INDIA SV USF FIH.U FIERA CAPITAL A SV FSZ FINANCIAL 15 SPLT A FTN FINANCIAL 15 SPLT PR FTN.PR.A FINNING INT'L INC. FTT FIRM CAP MTG INVEST FC FIRST CAPITAL REALTY FCR FIRST MAJESTIC J FR FIRST NAT'L FIN CORP FN 1ST NATL FIN SR 1 PR FN.PR.A FIRSTSERVICE CORP SV FSV FORTIS INC. FTS FORTIS INC. 1ST PR E FTS.PR.E FORTIS INC. 1ST PR F FTS.PR.F FORTIS INC. 1ST PR G FTS.PR.G FORTIS INC. 1ST PR H FTS.PR.H FORTIS INC.1ST PR I FTS.PR.I FORTIS INC. 1ST PR J FTS.PR.J FORTIS INC. 1ST PR K FTS.PR.K FORTIS INC. 1ST PR M FTS.PR.M FORTUNA SILVER MINES FVI FRANCO-NEVADA CORP. FNV FREEHOLD ROYALTIES FRU GAMEHOST INC. GH GENERAL MOTORS CO US GMM.U GENESIS LAND DEV GDC GENWORTH MI CANADA MIC GIBSON ENERGY INC GEI GILDAN ACTIVEWEAR GIL GLBL HEALTHCAREDVDFD GHC.UN GLOBAL HEALTHCARE UN HIG.UN

Description Symbol GLOBAL INFRAS DIV UN GIF.UN GLOBAL RLESTDIVGROEQ GRL GLUSKIN SHEFF + ASSC GS GMP CAPITAL INC. GMP GMP CAPITAL SER B PR GMP.PR.B GOEASY LTD. GSY GOLDCORP INC. G GRAN TIERRA ENERGY J GTE GRANITE OIL CORP. J GXO GRANITE RL EST TR UN GRT.UN GREAT CDN GAMING GC GREAT-WEST LIFECO GWO GT-WEST LIFECO PR F GWO.PR.F GT-WEST LIFECO PR G GWO.PR.G GT-WEST LIFECO PR H GWO.PR.H GT-WEST LIFECO PR I GWO.PR.I GT-WEST LIFECO PR L GWO.PR.L GT-WEST LIFECO PR M GWO.PR.M GT-WEST LIFECO PR N GWO.PR.N GT-WEST LIFECO PR O GWO.PR.O GT-WEST LIFECO PR P GWO.PR.P GT-WEST LIFECO PR Q GWO.PR.Q GT-WEST LIFECO PR R GWO.PR.R GT-WEST LIFECO PR S GWO.PR.S GUARDIAN CAPITAL GCG GUARDIAN CAP CL A NV GCG.A GUYANA GOLDFIELDS J GUY GWR GLOBAL WATER RES GWR H&R RL EST STAPLE UN HR.UN HALOGEN SOFTWARE HGN HARDWOODS DIST INC. HWD HEALTHCARE LDRINCMUN HHL.UN HEROUX-DEVTEK INC. HRX



Description Symbol HIGH ARCTIC ENGY INC HWO HIGH LINER FOODS INC HLF HOME CAPITAL GROUP HCG HORIZON BETA60BEAR A HXD HORIZON HIGHYLDBND E HYI HORIZON HIGHYLDBNDAD HYI.A HORIZON S&P/TSX60 A HXT HORIZON S&P/TSX60 US HXT.U HORIZONS S&P500 UN HXS HORIZON S&P500 US UN HXS.U HORIZON SEASONL E UN HAC HORIZONS SEASONL ADV HAC.A HORIZON US$ CUR A UN DLR HORIZON US$CUR A USF DLR.U HORIZON CORPBND E UN HAB HORIZONS CORPBND ADV HAB.A HORIZON FLTGRTBND UN HFR HORIZONS FLTGBND ADV HFR.A HORIZON GLBLDIV E UN HAZ HORIZONS GLBLDIV ADV HAZ.A HORIZON PREF CL E UN HPR HORIZONS PREF ADV UN HPR.A HORIZONS S&P500 BR A HSD HUDSON'S BAY COMPANY HBC HUSKY ENERGY INC. HSE HUSKY ENERGY SR 1 PR HSE.PR.A HUSKY ENERGY SR 2 PR HSE.PR.B HUSKY ENERGY SR 3 PR HSE.PR.C HUSKY ENERGY SR 5 PR HSE.PR.E HUSKY ENERGY SR 7 PR HSE.PR.G HYDRO ONE LIMITED H IAMGOLD CORPORATION IMG IBI GROUP INC. IBG

Description Symbol IGM FINANCIAL INC. IGM IGM FINANCIAL B PR IGM.PR.B IMPERIAL METALS CORP III IMPERIAL OIL LTD. IMO IMVESCOR RESTAURANT IRG INDEXPLUS INCOME UN IDX.UN INDSTRL ALLIANCE INS IAG INDSTRL ALLIANCEPR B IAG.PR.A INDSTRL ALLIANCEPR G IAG.PR.G INNERGEX RENEW ENGY INE INNERGEX RENEW PR A INE.PR.A INNERGEX RENEW PR C INE.PR.C INNVEST REIT UNITS INN.UN INOVALIS REIT UN INO.UN INTACT FIN CORP. IFC INTACT FIN A SER 1 IFC.PR.A INTACT FIN A SER 3 IFC.PR.C INTER PIPELINE LTD. IPL INTERFOR CORPORATION IFP INTERRENT REIT UN J IIP.UN INTERTAIN GRP LTD J IT INTERTAPE POLYMER ITP ISHARE CDN HYBRD BND XHB ISHARE CDN RLRET BND XRB ISHR CDNDIVARISTO UN CDZ ISHARE CDNDIVARISTAD CDZ.A ISHARES CDNFNDMNTLUN CRQ ISHARE CDNFNDMNTL AD CRQ.A ISHARE DIVRS MO INCM XTR ISHARE GLBL HLTHCARE XHC ISHARES GLBLRLEST UN CGR ISHARE GLBLRLEST ADV CGR.A ISHARE GLDBULHDGD UN CGL



Description Symbol ISHARE GLDBUL NN-HDG CGL.C ISHARE INTLFNDMNT UN CIE ISHARE INTLFNDMNT AD CIE.A ISHARE MSCI EAFE IDX XIN ISHARE MSCI EMERGMKT XEM ISHARE MSCI WORLD UN XWD ISHARE MSCIMINVLEAFE XMI ISHARE SP/TSX SMLCAP XCS ISHARE US DIVGROW UN CUD ISHARE US DIVGRO ADV CUD.A ISHARE US HIGHDIV EQ XHD ISHARES CDN CORP BND XCB ISHARES CDN GOVT BND XGB ISHARES CDNFINMO UN FIE ISHARES CDNFINMO ADV FIE.A ISHARES CDNPREF UN CPD ISHARES CDNPREF ADV CPD.A ISHARES CONSUMR STPL XST ISHARES CORE S&P 500 XSP ISHARES CORESP500IDX XUS ISHARES EQWEIGHT UN CEW ISHARES EQWEIGHT ADV CEW.A ISHARES FLTG RATE UN XFR ISHARES GOLD TRUST IGT ISHARES JAPFNDMNT UN CJP ISHARES JAPFNDMNTLAD CJP.A ISHARES S&P/TSX TECH XIT ISHARES US HIYLD BND XHY ISHARES US SMALL CAP XSU ISHR CDN UNIVERS BND XBB ISHR CORECDNLT BNDUN XLB ISHR CORECDNSHMPLBND XSH ISHR COREHICDNBND UN XQB

Description Symbol ISHR COREHICDNBND AD XQB.A ISHR COREMSCI AC WEX XAW ISHR CORESP/TSX DIV XEI ISHR CORESTCDNBND UN XSQ ISHR CORMSCIEAFE IMI XEF ISHR MSCI EU IMI CAD XEH ISHR MSCI EU IMI IDX XEU ISHR MSCI MINVOL USA XMU ISHR S&P USMDCPCADHG XMH ISHR ST STRATGFXD UN XSI ISHR US HIYLDINCM UN CHB ISHR US HIYLDINCM AD CHB.A ISHRE 1-10CORPBND UN CBH ISHRE 1-10CORPBND AD CBH.A ISHRE 1-10GOVTBND UN CLG ISHRE 1-10GOVTBND AD CLG.A ISHRE 1-5 GOVTBND UN CLF ISHRE 1-5 GOVTBND AD CLF.A ISHRE 1-5 CORPBND UN CBO ISHRE 1-5CORPBND AD CBO.A ISHRE CDN SH TRM BND XSB JEAN COUTU GROUP SV PJC.A JFT STRATEGIES A UN JFS.UN JUST ENERGY GROUP JE KEG ROYALTIES FND UN KEG.UN KELT EXPL LTD. J KEL KEYERA CORP. KEY KILLAM APT REIT UN J KMP.UN KINAXIS INC. J KXS KINROSS GOLD CORP. K KIRKLAND LAKE GLD J KGI KLONDEX MINES LTD. J KDX KNIGHT THERAPEUTICS GUD



Description Symbol LABRADOR IRON ORE LIF LAURENTIAN BK OF CAN LB LAURENTIAN BK PR 11 LB.PR.F LAURENTIAN BK PR 13 LB.PR.H LAURENTIAN BK PR 15 LB.PR.J LIFE & BANC SPLIT A LBS LIFE & BANC SPLIT PR LBS.PR.A LINAMAR CORPORATION LNR LIQUOR STORES NA LTD LIQ LOBLAW COMPANIES LTD L LOBLAW CO. SER B PR L.PR.B LUCARA DIAMOND J LUC LUMENPULSE INC. J LMP LUNDIN GOLD INC. J LUG LUNDIN MINING CORP LUN MACDONALD DETTWILER MDA MAG SILVER CORP. J MAG MAGELLAN AEROSPACE MAL MAGNA INT'L INC. MG MAJOR DRILLING GROUP MDI MANITOBA TELECOM MBT MANULIFE FINANCIAL MFC MANULIFE FIN SR 2 PR MFC.PR.B MANULIFE FIN A PR 3 MFC.PR.C MANULIFE FIN SR 3 PR MFC.PR.F MANULIFE FIN SR 5 PR MFC.PR.G MANULIFE FIN SR 7 PR MFC.PR.H MANULIFE FIN SR 9 PR MFC.PR.I MANULIFE FIN SR11 PR MFC.PR.J MANULIFE FIN SR13 PR MFC.PR.K MANULIFE FIN SR15 PR MFC.PR.L MANULIFE FIN SR17 PR MFC.PR.M MANULIFE FIN SR19 PR MFC.PR.N

Description Symbol MANULIFE FIN SR21 PR MFC.PR.O MANULIFE FLTGRTLN UN MFR.UN MAPLE LEAF FOODS INC MFI MARTINREA INT'L INC. MRE MCAN MORTGAGE CORP. MKP MCEWEN MINING INC. J MUX MCEWEN-MINERA EXCH J MAQ MEDICAL FACILITIES DR MELCOR REIT UN MR.UN MERCER INT'L INC. US MRI.U METHANEX CORPORATION MX METRO INC. MRU MILESTONE APTREIT UN MST.UN MINT INCME FND TR UN MID.UN MITEL NETWORKS CORP. MNW MOLSONCOORS CDA A LV TPX.A MOLSONCOORS CDA B NV TPX.B MORGUARD NA REIT UN MRG.UN MORGUARD REAL EST UN MRT.UN MORNEAU SHEPELL INC. MSI MOUNTAIN PROVINCE J MPV MTY FOOD GROUP INC. MTY MULLEN GROUP LTD. MTL N.A. ENERGY PARTNERS NOA NA FIN 15 SPLIT 2 PR FFN.PR.A NAT'L BANK OF CANADA NA NAT'L BANK SER 28 PR NA.PR.Q NAT'L BANK SER 30 PR NA.PR.S NAT'L BANK SER 32 PR NA.PR.W NAT'L BANK SER 34 PR NA.PR.X NEVSUN RESOURCES J NSU NEW FLYER INDUSTRIES NFI NEW GOLD INC. NGD



Description Symbol NEWMARKET GOLD INC J NMI NORANDA INCM PRIORUN NIF.UN NORBORD INC. OSB NORTH WEST COMPANY NWC NORTHLAND POWER INC. NPI NORTHLAND PWR PR 1 NPI.PR.A NORTHLAND PWR PR 2 NPI.PR.B NORTHLAND PWR PR 3 NPI.PR.C NORTHRN BLIZZARD RES NBZ NOVADAQ TECH INC. J NDQ NOVAGOLD RESOURCES J NG NTHVIEW APT REIT UN NVU.UN NUVISTA ENERGY LTD. NVA NUVO PHARMACEUTICALS NRI NW HEALTHCARE UN NWH.UN OCEANAGOLD CORP. OGC OCP CREDIT STGY UN OCS.UN OCP SENIOR CREDIT UN OSL.UN ONEREIT UN ONR.UN ONEX CORPORATION SV OCX OPEN TEXT CORP OTC OROCOBRE LTD. ORD J ORL OSISKO GLD ROYALTY OR PACIFIC INSIGHT ELEC PIH PAINTED PONY PETE J PPY PAN AMERICAN SILVER PAA PAREX RESOURCES J PXT PARKLAND FUEL CORP. PKI PARTNERS REIT UN PAR.UN PASON SYSTEMS INC. PSI PATTERN ENERGY GRP A PEG PEMBINA PIPELINE PPL PEMBINA PIPE SR 1 PR PPL.PR.A

Description Symbol PEMBINA PIPE SR 3 PR PPL.PR.C PEMBINA PIPE SR 5 PR PPL.PR.E PEMBINA PIPE SR 7 PR PPL.PR.G PEMBINA PIPE SR 9 PR PPL.PR.I PEMBINA PIPE PR 11 PPL.PR.K PEYTO EXPL & DEV PEY PICTON MAHONEY A UN PMB.UN PIMCO GBL INCMOPP UN PGI.UN PIZZA PIZZA ROYALTY PZA PLAZA RETAIL REIT UN PLZ.UN POLARIS INFRAS J PIF POTASH CORP OF SASK POT POWER CORP OF CDA SV POW POWER CORP 5.6% PR A POW.PR.A POWER CORP 5.35% PR POW.PR.B POWER CORP 5.80% PR POW.PR.C POWER CORP 5.00% PR POW.PR.D POWER CORP PART. PR POW.PR.E POWER CORP SR861STPR POW.PR.F POWER CORP 5.6% PR G POW.PR.G POWER FINANCIAL CORP PWF POWER FINANCIAL PR A PWF.PR.A POWER FINANCIAL PR D PWF.PR.E POWER FIN 5.25% PR E PWF.PR.F POWER FIN 5.90% PR F PWF.PR.G POWER FIN 5.75% PR H PWF.PR.H POWER FIN 6% PR I PWF.PR.I POWER FIN 4.95% PR K PWF.PR.K POWER FIN 5.10% PR L PWF.PR.L POWER FIN 5.80% PR O PWF.PR.O POWER FIN 4.40% PR P PWF.PR.P POWER FINANCIAL PR Q PWF.PR.Q POWER FIN 5.50% PR R PWF.PR.R



Description Symbol POWER FIN 4.80% PR S PWF.PR.S POWER FIN 4.20% PR T PWF.PR.T PRAIRIESKY ROYALTY PSK PRECISION DRILL CORP PD PREMIER GOLD MINES J PG PREMIUM BRANDS HLDGS PBH PRETIUM RESOURCES J PVG PROGRESSIVE WASTE BIN PROMETIC LIFE J PLI PULSE SEISMIC INC. PSD PURE INDUSTRIAL UN AAR.UN PURE TECH LTD. J PUR PURPOSE CORE DIV FND PDF PURPOSE HIGH INTSVGS PSA PWRSHARES CORPBND UN PSB PWRSHR HY CORPBND UN PFH PWRSHR LOWVOL CH IDX ULV PWRSHR ULTR LIQLTGVT PGL QLT INC. QLT QUEBECOR INC CL A MV QBR.A QUEBECOR INC CL B SV QBR.B RAGING RIVER EXPL RRX RBC QUANT US DIVLEAD RHU RBC QUANTEAFE DIV UN RID RBC QUANTEAFE DIV US RID.U RDM CORPORATION J RC REITMAN'S CANADA RET REITMAN'S CDA A NV RET.A RESOLUTE FOREST PROD RFP RESTAURANT BRND INTL QSR RICHELIEU HARDWARE RCH RICHMONT MINES RIC RIOCAN RL EST TR UN REI.UN

Description Symbol RIOCAN REIT SER C PR REI.PR.C RITCHIE BROS AUCTION RBA ROCKY MTN DEALERSHIP RME ROGERS COMM CL A RCI.A ROGERS COMM CL B NV RCI.B ROGERS SUGAR INC. RSI ROYAL BANK OF CANADA RY ROYAL BANK PR SER AA RY.PR.A ROYAL BANK PR SER AB RY.PR.B ROYAL BANK PR SER AC RY.PR.C ROYAL BANK PR SER AD RY.PR.D ROYAL BANK PR SER AE RY.PR.E ROYAL BANK PR SER AF RY.PR.F ROYAL BANK PR SER AG RY.PR.G ROYAL BANK PR SER BB RY.PR.H ROYAL BANK PR SER AJ RY.PR.I ROYAL BANK PR SER BD RY.PR.J ROYAL BANK PR SER AK RY.PR.K ROYAL BANK PR SER AL RY.PR.L ROYAL BANK PR SER BF RY.PR.M ROYAL BANK PR SER BH RY.PR.N ROYAL BANK PR SER BI RY.PR.O ROYAL BANK PR SER BJ RY.PR.P ROYAL BANK PR SER BK RY.PR.Q ROYAL BANK PR SER BM RY.PR.R ROYAL BANK PR SER W RY.PR.W ROYAL BANK PR SER AZ RY.PR.Z ROYAL GOLD, INC. RGL RUSSEL METALS INC. RUS RY CDN MINT-GOLD ETR MNT RY CDN MINT-GOLD USF MNT.U SANDSTORM GOLD LTD. SSL SANDVINE CORP J SVC



Description Symbol SAPUTO INC. SAP SAVARIA CORP. J SIS SCITI TRUST TRANS UN SIN.UN SEABRIDGE GOLD INC J SEA SEARS CANADA INC SCC SECURE ENERGY SERV J SES SEMAFO INC. J SMF SENTRY PRIME METAL A PME SEVEN GENERATIONS A VII SHAW COMM CL B NV SJR.B SHAW COMM CL 2 PR A SJR.PR.A SHAWCOR LTD. SCL SHOPIFY INC A SV SH SIENNA SENIOR LIVING SIA SIERRA WIRELESS SW SILVER STANDARD RES SSO SILVER WHEATON CORP. SLW SIRIUS XM CDA A SV J XSR SLATE OFFICE REIT UN SOT.UN SLATE RETAIL CAD UN SRT.UN SLATE RETAIL CL U UN SRT.U SLEEP CNTRY CDA HLDG ZZZ SMART REIT TR VV UN SRU.UN SNC - LAVALIN GROUP SNC SOLIUM CAPITAL INC J SUM SPARTAN ENGY CORP J SPE SPIN MASTER CORP SV TOY SPROTT INC. SII SPROTT PHY SILVER US PHS.U SR SECURED FLTGLN UN FRL.UN STANTEC INC. STN STELLA-JONES INC. SJ STINGRAY DIGIT SV RAY.A

Description Symbol STINGRAY DGT VARY SV RAY.B STUART OLSON INC. SOX STUDENT TRANSPORT STB SUMMIT IND REIT UN J SMU.UN SUN LIFE FIN INC. SLF SUN LIFE FIN PR A SLF.PR.A SUN LIFE FIN SER2 PR SLF.PR.B SUN LIFE FIN SER3 PR SLF.PR.C SUN LIFE FIN SER4 PR SLF.PR.D SUN LIFE FIN SER5 PR SLF.PR.E SUN LIFE FIN SR8R PR SLF.PR.G SUN LIFE FIN 10R PR SLF.PR.H SUN LIFE FIN 12R PR SLF.PR.I SUN LIFE FIN 9QR PR SLF.PR.J SUNCOR ENERGY INC. SU SUNOPTA, INC. SOY SUPERIOR PLUS CORP. SPB SUPREMEX INC. SXP SURGE ENERGY INC. J SGY SYMPHONY FLTGLOAN UN SSF.UN T.D. BANK TD T.D. BANK SER 1 PR TD.PF.A T.D. BANK SER 3 PR TD.PF.B T.D. BANK SER 5 PR TD.PF.C T.D. BANK SER 7 PR TD.PF.D T.D. BANK SER 9 PR TD.PF.E T.D. BANK SER 11 PR TD.PF.F T.D. BANK SER 12 PR TD.PF.G T.D. BANK SER S PR TD.PR.S T.D. BANK SER T PR TD.PR.T T.D. BANK SER Y PR TD.PR.Y T.D. BANK SER Z PR TD.PR.Z TAHOE RESOURCES J THO



Description Symbol TAMARACK VALL ENGY J TVE TELUS CORPORATION T THOMSON REUTERS CORP TRI THOMSON REUTER PR II TRI.PR.B TIMBERCREEK MORTGAGE TMC TIMBERCREEK SR MTG MTG TMX GROUP LIMITED X TORC OIL & GAS LTD. TOG TOROMONT INDUSTRIES TIH TOTAL ENGY SERV INC. TOT TOURMALINE OIL CORP. TOU TRANSALTA RENEWABLE RNW TRANSALTA CORP. TA TRANSALTA SER A PR TA.PR.D TRANSALTA SER B PR TA.PR.E TRANSALTA SER C PR TA.PR.F TRANSALTA SER E PR TA.PR.H TRANSALTA SER G PR TA.PR.J TRANSAT A.T. V & VV TRZ TRANSCAN CORPORATION TRP TRANSCAN CORP PR 1 TRP.PR.A TRANSCAN CORP PR 3 TRP.PR.B TRANSCAN CORP PR 5 TRP.PR.C TRANSCAN CORP PR 7 TRP.PR.D TRANSCAN CORP PR 9 TRP.PR.E TRANSCAN CORP PR 2 TRP.PR.F TRANSCAN CORP PR 11 TRP.PR.G TRANSCAN CORP PR 4 TRP.PR.H TRANSCAN CORP PR 6 TRP.PR.I TRANSCONTINENTL A SV TCL.A TRANSCONTINENTL B MV TCL.B TRANSFORCE INC. TFI TRANSGLOBE ENERGY J TGL

Description Symbol TREE ISLAND STEEL TSL TREZ CAP MTG INVST A TZZ TRICON CAPITAL GROUP TCN TRIMAC TRANSPORT A TMA TRUE NTHCOMMERCL JUN TNT.UN TSO3 INC. J TOS TURQUOISE HILL RES TRQ UNI-SELECT INC. UNS URANIUM PARTICIPATE U US DIVIDEND GROW EQ US VALENER INC. VNR VALENER INC. SR A PR VNR.PR.A VANGRD DEV US CA-HEG VEF VANGRD FTSE DEV EXUS VDU VANGUARD CDAALLCAPUN VCN VANGUARD CDN AGR BND VAB VANGUARD CDN S-T BND VSB VANGUARD FTSE CDAIDX VCE VANGUARD FTSE DEV EU VE VANGUARD FTSE DIVYLD VDY VANGUARD FTSEEMRGMKT VEE VANGUARD FTSEGLOBECA VXC VANGUARD S&P500 C-HG VSP VANGUARD S&P500 INDX VFV VANGUARD S-T CRPBOND VSC VANGUARD US DIVAPPR VGG VANGUARD US MKTIDXUN VUN VANGUARD US TOTMKTUN VUS VECIMA NETWORKS INC. VCM VERESEN INC. VSN VERESEN INC SER A PR VSN.PR.A VERESEN INC SER C PR VSN.PR.C VERESEN INC SER E PR VSN.PR.E



Description Symbol VERMILION ENERGY INC VET VOYA DIVRFLTGLOAN UN IFL.UN VOYA FLTGRTE SR A UN ISL.UN VOYA FLTGRT SR US UN ISL.U WAJAX CORPORATION WJX WEST FRASER TIMBER WFT WESTERN ENERGY SERV WRG WESTERN FOREST PROD WEF WESTJET AIRLINE VV&V WJA WESTON GEORGE WN WESTON GEORGE 1 PR WN.PR.A WESTON GEORGE III PR WN.PR.C WESTON GEORGE IV PR WN.PR.D WESTON GEORGE V PR WN.PR.E WESTSHORE TERMINALS WTE WHISTLER BLACKCOMB WB WHITECAP RESOURCES J WCP WI-LAN INC. WIN WINPAK LIMITED WPK WPT INDUSTRL REIT US WIR.U WSP GLOBAL INC. WSP YAMANA GOLD INC. YRI YELLOW PAGES LIMITED Y YIELDPLUS INCOME UN YP.UN ZCL COMPOSITES INC ZCL ONLY ON LSERM BECAUSE OCC OPTIONS TRADE AGAINST SECURITY AVALON ADVNCD MTRL J AVL BALLARD POWER SYS BLD BANRO CORPORATION J BAA

Description Symbol BAYTEX ENERGY CORP. BTE BELLATRIX EXPL LTD. BXE CONCORDIA HLTHCARE J CXR CPI CARD GROUP INC. PNT DENISON MINES CORP DML DRAGONWAVE INC. DWI ENCANA CORPORATION ECA ENDEAVOUR SILVER J EDR ENDO INT'L PLC ORD ENL ENTREE GOLD INC. J ETG EXETER RESOURCE J XRC GAZIT-GLOBE LTD. ORD GZT GENERAL MOLY, INC. GMO GOLDEN MINERALS J AUM GOLDEN STAR RESOURCE GSC GT PANTHER SILVER J GPR HUDBAY MINERALS INC. HBM INTELLIPHARMA INTL J I INT'L TOWER HILL J ITH NEPTUNE TECH & BIO J NTB NOBILIS HEALTH CORP. NHC NOVACOPPER INC. J NCQ NTHRN DYNASTY MIN J NDM ONCOLYTICS BIOTECH ONC PENGROWTH ENERGY PGF PENN WEST PETROLEUM PWT PERFORMANCE SPORTS PSG PRIMERO MINING CORP. P RUBICON MINERALS J RMX SMART TECH INC. SMA TANZANIAN ROYALTY J TNX TASEKO MINES LTD. TKO TECK RES CL A MV TCK.A



Description Symbol TECK RES CL B SV TCK.B THOMPSON CREEK METAL TCM TRANSATLANTIC PETE J TNP VALEANT PHARM INT'L VRX VISTA GOLD CORP VGZ WESTPORT INNOVATIONS WPT

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS TORONTO STOCK EXCHANGE (TSX) 1ST ASSET CDNREIT UN RIT 1ST ASSETCDN REIT AD RIT.A 1ST AST CANBANC INCM CIC 1STAST 1-5GVTSTBNDUN BXF 1STAST 1-5GVTSTBNDAD BXF.A ACASTA ENTRPR A RV J AEF.A ADF GROUP INC. SV DRX ALIGNVST AQUIS A JRV AQX.A ANDREW PELLER A NV ADW.A ANDREW PELLER LTD. B ADW.B AUTOMOTIVE PPTY UN APR.UN B2GOLD CORP. J BTO BANK OF N S SR 33 PR BNS.PR.F BANK OF N S SR 36 PR BNS.PR.G BCE INC. PR SER AN BCE.PR.N BMO EM MKT BOND HED ZEF BMO EU DIVCOVCAL C-H ZWE BMO INT'L DIV CAD UN ZDI BMO JUNIOR GOLD ETF ZJG BMO LNG FEDERAL BOND ZFL BMO MID FED BND INDX ZFM BMO MIDPROVBND CADUN ZMP BMO MIDUS IG HEGBND ZMU BMO S&P/TSX EQGLD UN ZGD BMO SHRT FED BND ETF ZFS BMO SHRT PRV BND ETF ZPS BMO USDIV ETF CAD UN ZDY

Description Symbol ADDITIONS BMO USDIV ETF USD UN ZDY.U BOMBARDIER SER 2 PR BBD.PR.B BROMPTON LIFESPLT PR LCS.PR.A BROOKFIELD RENEW PR5 BEP.PR.E CDN BANC CORP CL 'A' BK CDN BANC CORP. PR BK.PR.A CDN WSTRN BK SR 7 PR CWB.PR.C CROWN CAP PARTNERS J CRN DUNDEE CORP PR 5 DC.PR.E DYNACOR GOLD MINES J DNG EQUITABLE GROUP INC. EQB EQUITABLE GRP PR 3 EQB.PR.C GLOBAL HEALTHCARE UN HIG.UN GLOBAL RLESTDIVGROEQ GRL GUARDIAN CAPITAL GCG GUARDIAN CAP CL A NV GCG.A HORIZONS S&P500 UN HXS HORIZON S&P500 US UN HXS.U HORIZONS S&P500 BR A HSD HUSKY ENERGY SR 2 PR HSE.PR.B IBI GROUP INC. IBG IMPERIAL METALS CORP III INTERTAIN GRP LTD J IT ISHARES CDNFNDMNTLUN CRQ ISHARE CDNFNDMNTL AD CRQ.A ISHARES GLBLRLEST UN CGR ISHARE GLBLRLEST ADV CGR.A ISHARE MSCI EMERGMKT XEM

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS ISHARES CONSUMR STPL XST ISHR COREMSCI AC WEX XAW ISHR MSCI MINVOL USA XMU ISHR S&P USMDCPCADHG XMH ISHRE 1-10GOVTBND UN CLG ISHRE 1-10GOVTBND AD CLG.A KEG ROYALTIES FND UN KEG.UN LAURENTIAN BK PR 15 LB.PR.J MANULIFE FIN SR21 PR MFC.PR.O MCAN MORTGAGE CORP. MKP MCEWEN-MINERA EXCH J MAQ MOLSONCOORS CDA A LV TPX.A MOLSONCOORS CDA B NV TPX.B NAT'L BANK SER 34 PR NA.PR.X NEWMARKET GOLD INC J NMI NORBORD INC. OSB NUVO PHARMACEUTICALS NRI OROCOBRE LTD. ORD J ORL PACIFIC INSIGHT ELEC PIH PEMBINA PIPE PR 11 PPL.PR.K POWER FINANCIAL PR Q PWF.PR.Q PURPOSE CORE DIV FND PDF PWRSHR HY CORPBND UN PFH PWRSHR LOWVOL CH IDX ULV RBC QUANT US DIVLEAD RHU ROYAL BANK PR SER BM RY.PR.R SENTRY PRIME METAL A PME SPIN MASTER CORP SV TOY

Description Symbol ADDITIONS SPROTT PHY SILVER US PHS.U T.D. BANK SER 12 PR TD.PF.G TAMARACK VALL ENGY J TVE TORC OIL & GAS LTD. TOG TRANSALTA SER B PR TA.PR.E TRANSAT A.T. V & VV TRZ TRANSCAN CORP PR 6 TRP.PR.I TRIMAC TRANSPORT A TMA VOYA FLTGRTE SR A UN ISL.UN VOYA FLTGRT SR US UN ISL.U WI-LAN INC. WIN

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS TORONTO STOCK EXCHANGE (TSX) 1STAST HAMCPEU ETFUN FHB 1STAST HAMCPEU ETFAD FHB.A ALGOMA CENTRAL CORP ALC AURINIA PHARMA INC J AUP AXIA NETMEDIA CORP J AXX BANK OF N S SR 14 PR BNS.PR.L BLACK DIAMOND GROUP BDI BMO MSCI EMRGMKTS UN ZEM BROOKFLD ASSET PR 14 BAM.PR.L BROOKFLD OFFICE PRAA BPO.PR.A BROOKFLD OFFICE PR P BPO.PR.P BROOKFLD OFFICE PR R BPO.PR.R BROOKFLD OFFICE PR T BPO.PR.T BROOKFLD RENEW PR 1 BRF.PR.A BROOKFLD RENEW PR 3 BRF.PR.C BROOKFLD RENEW PR 5 BRF.PR.E CALLIDUS CAP CORP CBL CANSO SLCT OPPOR UN SCW.UN CAPSTONE INFRAS CORP CSE CAPSTONE INFR PR A CSE.PR.A CDN LIFE CO SPLIT A LFE CHESSWOOD GROUP LTD. CHW GDI INTEGRATED SV J GDI GOLDMAN SACHS US UN GSB.UN HAMMOND POWER A SV HPS.A HELIX BIOPHARMA HBP HNZ GROUP INC. HNZ.A

Description Symbol DELETIONS HNZ GROUP INC. VV HNZ.B HORIZN ACTFLTGPREF E HFP HORIZN ACTFLTGPR ADV HFP.A HORIZON BETA60BULL A HXU HORIZON NTH LOGSTC J HNL INDIGO BOOKS & MUSIC IDG INFO SERV CORP. A LV ISV INVEST GRDINFRBND UN IFB.UN ISHARES GLBLAGRI UN COW ISHARES GLBLAGRI ADV COW.A ISHARES SHDURATN UN CSD ISHARES SH DURATN AD CSD.A ISHR S&PTSX NA PRSTK XPF KP TISSUE INC. KPT LEON'S FURNITURE LTD LNF MAINSTREET EQUITY J MEQ MAXIM POWER CORP. MXG MCCOY GLOBAL INC. MCB MEG ENERGY CORP. MEG MERUS LABS INT'L J MSL MONEDA LATAMFXD A UN MLF.UN NA FIN 15 SPLIT A FFN NEWALTA CORPORATION NAL NORBORD INC. NBD POWERSHR TACTBOND UN PTB PREMIUM INCOME CL A PIC.A PREMIUM INCOME PR PIC.PR.A PURPOSE TOT RET BOND PBD

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS PWRSHARES CDN PR UN PPS REDKNEE SOLUTIONS J RKN RIOCAN REIT SER A PR REI.PR.A RONA INC. RON RONA INC. 5.25% PR RON.PR.A SILVERCORP METALS J SVM TEN PEAKS COFFEE TPK TORSTAR CL B NV TS.B TRILOGY ENERGY CORP. TET TRINIDAD DRILLING TDG URBANA CORPORATION URB URBANA CORP. CL A NV URB.A



Eligibility Criteria

For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements

Price volatility measures Calculated price volatility margin interval <= 25% Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $50 million Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of the three

months in the quarter OR

An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day [to accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months OR

Listed on a Canadian exchange less than six months, with: Market value per share >= $5.00 per share Dollar value of public float greater than $500 million; and In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility

Other Inclusion Requirements

A new security listing resulting from an issuer reorganization that: is substantially the same as a previous security listing, has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and meets all the other General Inclusion Requirements for ongoing listings. For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the public float of a previous security listing.

A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded. A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a related common

security from that same issuer.

List of Securities Eligible for Reduced Margin of Securities Eligible for Reduced Margin Attachment...

Documents

Transcript of List of Securities Eligible for Reduced Margin of Securities Eligible for Reduced Margin Attachment...