List of Securities Eligible for Reduced Margin · alacer gold corp. j asr alamos gold inc. j agi...

Attachment #1

Compiled by the Investment Industry Regulatory of 22 June 30, 2015 Organization of Canada IIROC Notice 15-0184 Rules Notice – Technical – List of Securities Eligible for Reduced Margin

List of Securities Eligible for Reduced Margin [effective from September 11, 2015 until replaced by a subsequent list]

List of Securities Eligible for Reduced Margin Attachment #1


Description Symbol TORONTO STOCK EXCHANGE (TSX) 1ST AST US&CDALIFECO FLI 1STAST US&CDALFECOAD FLI.A FIRST NAT'L FIN CORP FN 1ST NATL FIN SR 1 PR FN.PR.A 1STASST MORNMOMNT UN WXM 1STASST MORNMOMENTAD WXM.A 1STAST MORNCDAVAL UN FXM 1STAST MORNCDAVAL AD FXM.A 1STASTMRNSTRUSVAL UN XXM 1STASTMRNSTRUSVAL AD XXM.A 1STAST MRNUS VALUNHG XXM.B 1STASTMRNUSVALUNHGAD XXM.D A&W REVENUE RYLTY UN AW.UN ABERDEEN ASIA-PACIFC FAP ABSOLUTE SOFTWARE J ABT ACADIAN TIMBER CORP. ADN ACTIVENERGY INCM UN AEU.UN ADVANTAGE OIL & GAS AAV AECON GROUP INC. ARE AFRICA OIL CORP. J AOI AG GROWTH INT'L INC. AFN AGELLAN COMMERCL UN ACR.UN AGF MANAGEMENT B NV AGF.B AGNICO EAGLE MINES AEM AGRIUM INC. AGU AGT FOOD&INGREDIENTS AGT AIMIA INC. AIM AIMIA INC. SER 1 PR AIM.PR.A AIMIA INC. SER 2 PR AIM.PR.B AIMIA INC. SER 3 PR AIM.PR.C AIR CANADA VOTE & VV AC AIRBOSS OF AMERICA J BOS

Description Symbol ALACER GOLD CORP. J ASR ALAMOS GOLD INC. J AGI ALARIS ROYALTY CORP. AD ALARMFORCE IND J AF ALGONQUIN PWR & UTIL AQN ALGONQUIN PWR A PR AQN.PR.A ALGONQUIN PWR D PR AQN.PR.D ALIMENTATION CL A MV ATD.A ALIMENTATION CL B SV ATD.B ALLIED PROP. REIT UN AP.UN ALTAGAS LTD. ALA ALTAGAS LTD SR A PR ALA.PR.A ALTAGAS LTD SR E PR ALA.PR.E ALTAGAS LTD SR G PR ALA.PR.G ALTAGAS LTD C PR USF ALA.PR.U ALTIUS MINERALS CORP ALS ALTUS GROUP LIMITED AIF AMAYA INC. J AYA AMERICAN HOTL LP UN HOT.UN AMERICN CORESECDIVUN ACZ.UN AMICA MATURE LFSTYLE ACC APTOSE BIOSCIENCES APS ARC RESOURCES LTD. ARX ARSENAL ENERGY INC J AEI ARTIS REIT UN AX.UN ARTIS REIT SER A PR AX.PR.A ARTIS REIT SER E PR AX.PR.E ARTIS REIT SER G PR AX.PR.G ARTIS REIT PR C US AX.PR.U ASANKO GOLD INC. J AKG ASTONHILL VIP INCMUN VIP.UN ATCO LTD. CL I NV ACO.X ATCO LTD. CL II ACO.Y



Description Symbol ATHABASCA OIL CORP J ATH ATLANTIC POWER ATP ATRIUM MTG INVEST AI ATS AUTOMATION TOOL ATA AURINIA PHARMA INC J AUP AUTOCANADA INC. ACQ AVIGILON CORPORATION AVO AXIA NETMEDIA CORP J AXX BADGER DAYLIGHTING BAD BALLARD POWER SYS BLD BANK OF NOVA SCOTIA BNS BANK OF N S SR 19 PR BNS.PR.A BANK OF N S SR 21 PR BNS.PR.B BANK OF N S SR 23 PR BNS.PR.C BANK OF N S SR 31 PR BNS.PR.D BANK OF N S SR 14 PR BNS.PR.L BANK OF N S SR 15 PR BNS.PR.M BANK OF N S SR 16 PR BNS.PR.N BANK OF N S SR 17 PR BNS.PR.O BANK OF N S SR 18 PR BNS.PR.P BANK OF N S SR 20 PR BNS.PR.Q BANK OF N S SR 22 PR BNS.PR.R BANK OF N S SR 30 PR BNS.PR.Y BANK OF N S SR 32 PR BNS.PR.Z BANKERS PETROLEUM J BNK BARRICK GOLD CORP ABX BAYTEX ENERGY CORP. BTE BCE INC. BCE BCE INC. PR SER AA BCE.PR.A BCE INC. PR SER AB BCE.PR.B BCE INC. PR SER AC BCE.PR.C BCE INC. PR SER AD BCE.PR.D BCE INC. PR SER AE BCE.PR.E

Description Symbol BCE INC. PR SER AF BCE.PR.F BCE INC. PR SER AG BCE.PR.G BCE INC. PR SER AH BCE.PR.H BCE INC. PR SER AI BCE.PR.I BCE INC. PR SER AJ BCE.PR.J BCE INC. PR SER AK BCE.PR.K BCE INC. PR SER AM BCE.PR.M BCE INC. PR SER AO BCE.PR.O BCE INC. PR SER AQ BCE.PR.Q BCE INC. PR SER R BCE.PR.R BCE INC. PR SER S BCE.PR.S BCE INC. PR SER T BCE.PR.T BCE INC. PR SERIES Y BCE.PR.Y BCE INC. PR SERIES Z BCE.PR.Z BELLATRIX EXPL LTD. BXE BIRCHCLIFF ENERGY BIR BIRCHCLIFF ENGY PR A BIR.PR.A BIRCHCLIFF ENGY PR C BIR.PR.C BIRD CONSTRUCTION BDT BANK OF MONTREAL BMO BK OF MON PR SER 14 BMO.PR.K BK OF MON PR SER 15 BMO.PR.L BK OF MON PR SER 16 BMO.PR.M BK OF MON PR SER 25 BMO.PR.Q BK OF MON PR SER 17 BMO.PR.R BK OF MON PR SER 27 BMO.PR.S BK OF MON PR SER 29 BMO.PR.T BK OF MON PR SER 31 BMO.PR.W BK OF MON PR SER 33 BMO.PR.Y BLACK DIAMOND GROUP BDI BLACKBERRY LIMITED BB BLUE RIBBON INCM UN RBN.UN BMO AGGREGATEBND ETF ZAG



Description Symbol BMO CDN DIVIDEND UN ZDV BMO COVERD CALLCDNBK ZWB BMO COVERDUTILITY UN ZWU BMO DJ INDAV HEG ETF ZDJ BMO DJ INDUSTAVG UN ZWA BMO EQ WGT US BANKS ZUB BMO EQL WGT BANK ETF ZEB BMO EQL WGT REITS UN ZRE BMO EQL WGT UTIL ETF ZUT BMO EQLWGHT US BKCAD ZBK BMO EQWGT OIL&GASETF ZEO BMO EQWGT US HEALTH ZUH BMO GBL INFRASTR ETF ZGI BMO HY US CRPHDG ETF ZHY BMO INDIA EQ IDX ETF ZID BMO LWVLTYUSEQ CADUN ZLU BMO LWVLTYUSEQ US UN ZLU.U BMO MID CRP BOND ETF ZCM BMO MIDUSCRPBNDCA UN ZIC BMO MIDUS CRPBND USF ZIC.U BMO MSCI EAFE HEGCAD ZDM BMO MSCI EU HIQLTYUN ZEQ BMO S&P 500 HEDG-CAD ZUE BMO S&P/TSX COMPINDX ZCN BMO S&P/TSX LADPR UN ZPR BMO S&P500 IDXCAD UN ZSP BMO S&P500 IDX US UN ZSP.U BMO SHRT CRP BND ETF ZCS BMO US HIGHDIVCOV UN ZWH BMO US HIGHDIVCOV US ZWH.U BMO USDIV ETF CAD UN ZDY BMO USDIV ETF USD UN ZDY.U BMO USDIV HDG-CAD UN ZUD

Description Symbol BMO VOLATLTY CAD UN ZLB BOARDWALK REIT UN BEI.UN BOMBARDIER CL A MV BBD.A BOMBARDIER CL B SV BBD.B BOMBARDIER SER 2 PR BBD.PR.B BOMBARDIER 6.25% PR BBD.PR.C BOMBARDIER SER 3 PR BBD.PR.D BONAVISTA ENERGY BNP BONTERRA ENERGY CORP BNE BORALEX INC. CL A BLX BOSTON PIZZA FND UN BPF.UN BOULDER ENERGY LTD BXO BOYD GROUP FND TR UN BYD.UN BRKFLD GLBINFRAS SEC BGI.UN BROOKFIELD INFRAS UN BIP.UN BROOKFIELD INFRAS PR BIP.PR.A BROOKFIELD RENEW UN BEP.UN BROOKFLD ASSET A LV BAM.A BROOKFLD ASSET PR 32 BAM.PF.A BROOKFLD ASSET PR 34 BAM.PF.B BROOKFLD ASSET PR 2 BAM.PR.B BROOKFLD ASSET PR 36 BAM.PF.C BROOKFLD ASSET PR 4 BAM.PR.C BROOKFLD ASSET PR 37 BAM.PF.D BROOKFLD ASSET PR 38 BAM.PF.E BROOKFLD ASSET PR 8 BAM.PR.E BROOKFLD ASSET PR 40 BAM.PF.F BROOKFLD ASSET PR 42 BAM.PF.G BROOKFLD ASSET PR 9 BAM.PR.G BROOKFLD ASSET PR 13 BAM.PR.K BROOKFLD ASSET PR 14 BAM.PR.L BROOKFLD ASSET PR 17 BAM.PR.M BROOKFLD ASSET PR 18 BAM.PR.N



Description Symbol BROOKFLD ASSET PR 24 BAM.PR.R BROOKFLD ASSET PR 26 BAM.PR.T BROOKFLD ASSET PR 28 BAM.PR.X BROOKFLD ASSET PR 30 BAM.PR.Z BROOKFLD CDA OFFICE BOX.UN BROOKFLD OFFICE PR P BPO.PR.P BROOKFLD OFFICE PR R BPO.PR.R BROOKFLD OFFICE PR T BPO.PR.T BROOKFLD OFFICE PRAA BPO.PR.A BROOKFLD PPTY LP UN BPY.UN BROOKFLD SELCT OPPOR BSO.UN BRP INC. SV DOO BTB REIT UN BTB.UN BURCON NUTRASCI J BU CAE INC. CAE CALFRAC WELL SERV CFW CALLIDUS CAP CORP CBL CAMECO CORPORATION CCO CAN-60 INCOME EQ NV CSY CANACCORD GENUITY CF CANACCORD GEN A PR CF.PR.A CANACCORD GEN C PR CF.PR.C CANACOL ENERGY J CNE CANADIAN NATURAL RES CNQ CANADIAN TIRE CORP CTC CANADIAN TIRE A NV CTC.A CANAM GROUP INC. CAM CANELSON DRILLING CDI CANFOR CORPORATION CFP CANFOR PULP PRODUCTS CFX CANOE EIT INCOME UN EIT.UN CANSO CREDIT A UN PBY.UN CANWEL BUILDING GRP CWX

Description Symbol CANYON SERVICES GRP FRC CAPITAL POWER CORP. CPX CAPITAL PWR SER 1 PR CPX.PR.A CAPITAL PWR SER 3 PR CPX.PR.C CAPITAL PWR SER 5 PR CPX.PR.E CAPSTONE INFRAS CORP CSE CAPSTONE INFR PR A CSE.PR.A CARDINAL ENERGY J CJ CARDIOME PHARMA CORP COM CARGOJET INC. CJT CARGOJET INC. VV CJT.A CARMANAH TECH CORP. CMH CASCADES INC. CAS CATHEDRAL ENGY SERV CET CCL INDUSTRIES CL A CCL.A CCL INDUSTRIES CL B CCL.B CDN APARTMENT TR UN CAR.UN CDN BANC CORP. PR BK.PR.A CDN CONVERT PLUS UN CCI.UN CDN ENERGY SERV&TECH CEU CDN IMPERIAL BANK CM CDN IMP BK SER 39 PR CM.PR.O CDN IMP BK SER 41 PR CM.PR.P CDN IMP BK SER 43 PR CM.PR.Q CDN LIFE CO SPLIT A LFE CDN LIFE COSPLT PR12 LFE.PR.B CDN NAT'L RAILWAY CNR CDN OIL SANDS LTD. COS CDN PACIFIC RAILWAY CP CDN REAL ESTATE UN REF.UN CDN UTILITIES A NV CU CDN UTILITIES CL B CU.X CDN UTIL 2ND PR Y CU.PR.C



Description Symbol CDN UTIL 2NDSR AA PR CU.PR.D CDN UTIL 2ND PR BB CU.PR.E CDN UTIL 2NDSR CC PR CU.PR.F CDN UTIL 2NDSR DD PR CU.PR.G CDN WSTRN BANK CWB CDN WSTRN BK SR 5 PR CWB.PR.B CELESTICA INC SV CLS CENOVUS ENERGY INC. CVE CENTERRA GOLD INC. CG CENTRAL FUND CL A NV CEF.A CENTRAL FUND A NV US CEF.U CENTRAL GOLDTRUST UN GTU.UN CENTRAL GOLDTR US UN GTU.U CERVUS EQUIPMENT CVL CGI GROUP CL A SV GIB.A CHARTWELL RETIRE UN CSH.UN CHEMTRADE LOGISTC UN CHE.UN CHESSWOOD GROUP LTD. CHW CHINA GLD INTL RES J CGG CHOICE PPTY REIT UN CHP.UN CHORUS AVIATION A VV CHR.A CHORUS AVIATION B V CHR.B CI FINANCIAL CORP. CIX CINEPLEX INC. CGX CIPHER PHARMA J CPH CITADEL INCM FUND UN CTF.UN CLARKE INC. CKI CLEARWATER SEAFOODS CLR COGECO CABLE INC SV CCA COLLIERS INTL GRP SV CIG COM DEV INT'L LTD. CDV COMINAR REAL EST UN CUF.UN COMPUTER MODELLING J CMG

Description Symbol CONCORDIA HLTHCARE J CXR CONIFEX TIMBER INC. CFF CONSTELLATION SOFTWR CSU CONTINENTAL GOLD J CNL CONVERTIBLE DBINCMUN OCV.UN CORUS ENTRTMNT B CJR.B COTT CORPORATION BCB CRESCENT POINT CORP. CPG CREW ENERGY INC. CR CRH MEDICAL CORP. J CRH CRIUS ENERGY TR UN KWH.UN CROMBIE REAL EST UN CRR.UN CT RL EST INVEST UN CRT.UN CURRENCY EXCH INTL J CXI CYNAPSUS THERPEUTC J CTH DESCARTES SYSTEMS DSG DETOUR GOLD CORP J DGC DH CORPORATION DH DHX MEDIA LTD. VV DHX.A DHX MEDIA LTD. DHX.B DIRECTCASH PAYMENTS DCI DIRTT ENV SOLUTION J DRT DIV GROWTH SPLT CL A DGS DIV GROWTH SPLIT PR DGS.PR.A DIVERS RYLTY CORP. J DIV DIVIDEND 15 SPLT A DFN DIVIDEND 15 SPLT PR DFN.PR.A DIVIDEND 15SPLIT 2 A DF DIVIDEND 15SPLT 2 PR DF.PR.A DOLLARAMA INC. DOL DOMINION DIAMOND DDC DOMTAR CORPORATION UFS DOREL IND INC A MV DII.A



Description Symbol DOREL IND INC B SV DII.B DREAM GLOBAL REIT UN DRG.UN DREAM HRD ASETALT UN DRA.UN DREAM INDUSTRL REIT DIR.UN DREAM OFFICE REIT UN D.UN DREAM UNLTD CL A SV DRM DREAM UNLTD 1ST PR DRM.PR.A DUNDEE CORP. CL A SV DC.A DUNDEE CORP. PR 2 DC.PR.B DUNDEE CORP 1ST PR 4 DC.PR.C DUNDEE CORP 1ST PR 3 DC.PR.D DUNDEE PRECIOUS MTL DPM EAGLE ENERGY TR UN J EGL.UN EASYHOME LTD. EH ECHELON FIN HLDGS EFH ELDORADO GOLD CORP. ELD ELEMENT FIN CORP. EFN ELEMENT FIN PR A EFN.PR.A ELEMENT FIN PR C EFN.PR.C ELEMENT FIN PR E EFN.PR.E ELEMENT FIN PR G EFN.PR.G EMERA INCORPORATED EMA EMERA INC. SER A PR EMA.PR.A EMERA INC. SER C PR EMA.PR.C EMERA INC. SER E PR EMA.PR.E EMERA INC. SER F PR EMA.PR.F EMPIRE CO CL A NV EMP.A ENBRIDGE INC. ENB ENBRIDGE SER 9 PR ENB.PF.A ENBRIDGE 5.50% PR ENB.PR.A ENBRIDGE INC SR B PR ENB.PR.B ENBRIDGE SER 11 PR ENB.PF.C ENBRIDGE INC SR D PR ENB.PR.D

Description Symbol ENBRIDGE SER 13 PR ENB.PF.E ENBRIDGE INC SR F PR ENB.PR.F ENBRIDGE SER 15 PR ENB.PF.G ENBRIDGE INC SR H PR ENB.PR.H ENBRIDGE SER 7 PR ENB.PR.J ENBRIDGE INC SR N PR ENB.PR.N ENBRIDGE INC SR P PR ENB.PR.P ENBRIDGE INC SR R PR ENB.PR.T ENBRIDGE SER L US PR ENB.PF.U ENBRIDGE SR J US PR ENB.PR.U ENBRIDGE SER 5 US PR ENB.PF.V ENBRIDGE SER 1 US PR ENB.PR.V ENBRIDGE SER 3 PR ENB.PR.Y ENBRIDGE INCM HLDGS ENF ENCANA CORPORATION ECA ENDEAVOUR SILVER J EDR ENDO INT'L PLC ORD ENL ENERCARE INC. ECI ENERFLEX LTD. EFX ENERPLUS CORPORATION ERF ENGHOUSE SYSTEMS LTD ESL ENSIGN ENGY SERVICES ESI EPSILON ENERGY LTD J EPS EQUITABLE GROUP INC. EQB EQUITABLE GRP PR 3 EQB.PR.C ESPIAL GROUP INC. J ESP EVERTZ TECHNOLOGIES ET EXCHANGE INCOME CORP EIF EXCO TECHNOLOGIES XTC EXFO INC. SV EXF EXTENDICARE INC. EXE FAIRFAX FINANCIAL SV FFH FAIRFAX FIN SV USF FFH.U



Description Symbol FAIRFAX FIN SER C PR FFH.PR.C FAIRFAX FIN SER D PR FFH.PR.D FAIRFAX FIN SER E PR FFH.PR.E FAIRFAX FIN SER F PR FFH.PR.F FAIRFAX FIN SER G PR FFH.PR.G FAIRFAX FIN SER I PR FFH.PR.I FAIRFAX FIN SER K PR FFH.PR.K FAIRFAX FIN SER M PR FFH.PR.M FIERA CAPITAL A SV FSZ FINANCIAL 15 SPLT A FTN FINANCIAL 15 SPLT PR FTN.PR.A FINNING INT'L INC. FTT FIRM CAP MTG INVEST FC FIRST CAPITAL REALTY FCR FIRST MAJESTIC J FR FIRST QUANTUM MNRL J FM FIRSTSERVICE CORP SV FSV FORTIS INC. FTS FORTIS INC. 1ST PR E FTS.PR.E FORTIS INC. 1ST PR F FTS.PR.F FORTIS INC. 1ST PR G FTS.PR.G FORTIS INC. 1ST PR H FTS.PR.H FORTIS INC.1ST PR I FTS.PR.I FORTIS INC. 1ST PR J FTS.PR.J FORTIS INC. 1ST PR K FTS.PR.K FORTIS INC. 1ST PR M FTS.PR.M FORTUNA SILVER MINES FVI FRANCO-NEVADA CORP. FNV FREEHOLD ROYALTIES FRU GAMEHOST INC. GH GENERAL MOTORS CO US GMM.U GENESIS LAND DEV GDC GENWORTH MI CANADA MIC

Description Symbol GIBSON ENERGY INC GEI GILDAN ACTIVEWEAR GIL GLBL DIV GROWERS UN GDG.UN GLBL HEALTHCAREDVDFD GHC.UN GLOBAL INFRAS DIV UN GIF.UN GLUSKIN SHEFF + ASSC GS GMP CAPITAL INC. GMP GMP CAPITAL SER B PR GMP.PR.B GOLDCORP INC. G GOLDMAN SACHS US UN GSB.UN GRAN TIERRA ENERGY J GTE GRANITE RL EST TR UN GRT.UN GREAT CDN GAMING GC GREAT-WEST LIFECO GWO GT-WEST LIFECO PR F GWO.PR.F GT-WEST LIFECO PR G GWO.PR.G GT-WEST LIFECO PR H GWO.PR.H GT-WEST LIFECO PR I GWO.PR.I GT-WEST LIFECO PR L GWO.PR.L GT-WEST LIFECO PR M GWO.PR.M GT-WEST LIFECO PR N GWO.PR.N GT-WEST LIFECO PR P GWO.PR.P GT-WEST LIFECO PR Q GWO.PR.Q GT-WEST LIFECO PR R GWO.PR.R GT-WEST LIFECO PR S GWO.PR.S GUYANA GOLDFIELDS J GUY GWR GLOBAL WATER RES GWR H&R RL EST STAPLE UN HR.UN HALOGEN SOFTWARE HGN HARDWOODS DIST INC. HWD HEALTHCARE LDRINCMUN HHL.UN HELIX BIOPHARMA HBP HIGH ARCTIC ENGY INC HWO



Description Symbol HIGH LINER FOODS INC HLF HOME CAPITAL GROUP HCG HORIZN ACTFLTGPREF E HFP HORIZN ACTFLTGPR ADV HFP.A HORIZON BETA60BEAR A HXD HORIZON CDN SLCTUNIV HBB HORIZON CORPBND E UN HAB HORIZONS CORPBND ADV HAB.A HORIZON CRDOIL BL+UN HOU HORIZON HIGHYLDBND E HYI HORIZON HIGHYLDBNDAD HYI.A HORIZON NTH LOGSTC J HNL HORIZON S&P/TSX60 A HXT HORIZON S&P/TSX60 US HXT.U HORIZONS S&P500 UN HXS HORIZON S&P500 US UN HXS.U HORIZON US$ CUR A UN DLR HORIZON US$CUR A USF DLR.U HORIZON FLTGRTBND UN HFR HORIZONS FLTGBND ADV HFR.A HORIZON GLBLDIV E UN HAZ HORIZONS GLBLDIV ADV HAZ.A HORIZON PREF CL E UN HPR HORIZONS PREF ADV UN HPR.A HUDBAY MINERALS INC. HBM HUDSON'S BAY COMPANY HBC HUSKY ENERGY INC. HSE HUSKY ENERGY SR 1 PR HSE.PR.A HUSKY ENERGY SR 3 PR HSE.PR.C HUSKY ENERGY SR 5 PR HSE.PR.E HUSKY ENERGY SR 7 PR HSE.PR.G IAMGOLD CORPORATION IMG IGM FINANCIAL INC. IGM

Description Symbol IGM FINANCIAL B PR IGM.PR.B IMPERIAL METALS CORP III IMPERIAL OIL LTD. IMO IMVESCOR RESTAURANT IRG INDEXPLUS INCOME UN IDX.UN INDSTRL ALLIANCE INS IAG INDSTRL ALLIANCEPR B IAG.PR.A INDSTRL ALLIANCEPR G IAG.PR.G INFO SERV CORP. A LV ISV ING FLTG RT SNR A UN ISL.UN ING FLTG RTSNR US UN ISL.U INNERGEX RENEW ENGY INE INNERGEX RENEW PR A INE.PR.A INNERGEX RENEW PR C INE.PR.C INNVEST REIT UNITS INN.UN INOVALIS REIT UN INO.UN INTACT FIN CORP. IFC INTACT FIN A SER 1 IFC.PR.A INTACT FIN A SER 3 IFC.PR.C INTELLIPHARMA INTL J I INTER PIPELINE LTD. IPL INTERFOR CORPORATION IFP INTERRENT REIT UN J IIP.UN INTERTAIN GRP LTD J IT INTERTAPE POLYMER ITP ISHARE CDN HYBRD BND XHB ISHARE CDN RLRET BND XRB ISHR CDNDIVARISTO UN CDZ ISHARE CDNDIVARISTAD CDZ.A ISHARES CDNFNDMNTLUN CRQ ISHARE CDNFNDMNTL AD CRQ.A ISHARE DIVRS MO INCM XTR ISHARE EAFE MIN VLTY XMI



Description Symbol ISHARE GLBL HLTHCARE XHC ISHARES GLBLRLEST UN CGR ISHARE GLBLRLEST ADV CGR.A ISHARE GLDBULHDGD UN CGL ISHARE GLDBUL NN-HDG CGL.C ISHARE INTLFNDMNT UN CIE ISHARE INTLFNDMNT AD CIE.A ISHARE MSCI EAFE IDX XIN ISHARE MSCI WORLD UN XWD ISHARE US DIVGROW UN CUD ISHARE US DIVGRO ADV CUD.A ISHARE US HIGHDIV EQ XHD ISHARES CDN CORP BND XCB ISHARES CDNFINMO UN FIE ISHARES CDNFINMO ADV FIE.A ISHARES CDNPREF UN CPD ISHARES CDNPREF ADV CPD.A ISHARES CONVBOND UN CVD ISHARES CONVBOND ADV CVD.A ISHARES CORE S&P 500 XSP ISHARES CORESP500IDX XUS ISHARES EQWEIGHT UN CEW ISHARES EQWEIGHT ADV CEW.A ISHARES FLTG RATE UN XFR ISHARES GLBLMODIV UN CYH ISHARES GLBLMODIV AD CYH.A ISHARES GOLD TRUST IGT ISHARES JAPFNDMNT UN CJP ISHARES JAPFNDMNTLAD CJP.A ISHARES S&P/TSX TECH XIT ISHARES SHDURATN UN CSD ISHARES SH DURATN AD CSD.A ISHARES US HIYLD BND XHY

Description Symbol ISHARES US SMALL CAP XSU ISHR CDN UNIVERS BND XBB ISHR CORECDNLT BNDUN XLB ISHR CORECDNSHMPLBND XSH ISHR COREHICDNBND UN XQB ISHR COREHICDNBND AD XQB.A ISHR CORESP/TSX DIV XEI ISHR CORMSCIEAFE IMI XEF ISHR MSCI EU IMI CAD XEH ISHR MSCI EU IMI IDX XEU ISHR S&PTSX NA PRSTK XPF ISHR US HIYLDINCM UN CHB ISHR US HIYLDINCM AD CHB.A ISHRE 1-10CORPBND UN CBH ISHRE 1-10CORPBND AD CBH.A ISHRE 1-5 CORPBND UN CBO ISHRE 1-5CORPBND AD CBO.A ISHRE 1-5 GOVTBND UN CLF ISHRE 1-5 GOVTBND AD CLF.A ISHRE CDN SH TRM BND XSB JEAN COUTU GROUP SV PJC.A JOURNEY ENERGY INC. JOY JUST ENERGY GROUP JE KELSO TECHNOLOGIES KLS KELT EXPL LTD. J KEL KEYERA CORP. KEY KILLAM PROPERTIES J KMP KINAXIS INC. J KXS KINROSS GOLD CORP. K KIRKLAND LAKE GLD J KGI KLONDEX MINES LTD. J KDX KNIGHT THERAPEUTICS GUD LABRADOR IRON ORE LIF



Description Symbol LAURENTIAN BK OF CAN LB LAURENTIAN BK PR 11 LB.PR.F LAURENTIAN BK PR 13 LB.PR.H LIFE & BANC SPLIT A LBS LIFE & BANC SPLIT PR LBS.PR.A LINAMAR CORPORATION LNR LIQUOR STORES NA LTD LIQ LOBLAW COMPANIES LTD L LOBLAW CO. SER B PR L.PR.B LUMENPULSE INC. J LMP LUNDIN GOLD INC. J LUG LUNDIN MINING CORP LUN MACDONALD DETTWILER MDA MAG SILVER CORP. J MAG MAGELLAN AEROSPACE MAL MAGNA INT'L INC. MG MAJOR DRILLING GROUP MDI MANITOBA TELECOM MBT MANULIFE FINANCIAL MFC MANULIFE FIN SR 2 PR MFC.PR.B MANULIFE FIN A PR 3 MFC.PR.C MANULIFE FIN SR 3 PR MFC.PR.F MANULIFE FIN SR 5 PR MFC.PR.G MANULIFE FIN SR 7 PR MFC.PR.H MANULIFE FIN SR 9 PR MFC.PR.I MANULIFE FIN SR11 PR MFC.PR.J MANULIFE FIN SR13 PR MFC.PR.K MANULIFE FIN SR15 PR MFC.PR.L MANULIFE FIN SR17 PR MFC.PR.M MANULIFE FIN SR19 PR MFC.PR.N MANULIFE FLTGRTLN UN MFR.UN MANULIFE US REGNL UN MBK.UN MAPLE LEAF FOODS INC MFI

Description Symbol MARRET RESOURCE J MAR MARTINREA INT'L INC. MRE MCAN MORTGAGE CORP. MKP MCCOY GLOBAL INC. MCB MDC PARTNERS CL A SV MDZ.A MEDICAL FACILITIES DR MEG ENERGY CORP. MEG MELCOR REIT UN MR.UN MERCER INT'L INC. US MRI.U MERUS LABS INT'L J MSL METHANEX CORPORATION MX METRO INC. MRU MILESTONE APTREIT UN MST.UN MINT INCME FND TR UN MID.UN MITEL NETWORKS CORP. MNW MOLSONCOORS CDA A LV TPX.A MOLSONCOORS CDA B NV TPX.B MORGUARD NA REIT UN MRG.UN MORGUARD REAL EST UN MRT.UN MORNEAU SHEPELL INC. MSI MOUNTAIN PROVINCE J MPV MTY FOOD GROUP INC. MTY MULLEN GROUP LTD. MTL N.A. ENERGY PARTNERS NOA NA FIN 15 SPLIT A FFN NA FIN 15 SPLIT 2 PR FFN.PR.A NAT'L BANK OF CANADA NA NAT'L BANK SER 20 PR NA.PR.M NAT'L BANK SER 28 PR NA.PR.Q NAT'L BANK SER 30 PR NA.PR.S NAT'L BANK SER 32 PR NA.PR.W NEVSUN RESOURCES J NSU NEW FLYER INDUSTRIES NFI



Description Symbol NEW GOLD INC. NGD NEWALTA CORPORATION NAL NOBILIS HEALTH CORP. NHC NORANDA INCM PRIORUN NIF.UN NORBORD INC. NBD NORTH WEST COMPANY NWC NORTHLAND POWER INC. NPI NORTHLAND PWR PR 1 NPI.PR.A NORTHLAND PWR PR 3 NPI.PR.C NORTHRN BLIZZARD RES NBZ NOVADAQ TECH INC. J NDQ NOVAGOLD RESOURCES J NG NTHN PPTY REIT UN NPR.UN NUVISTA ENERGY LTD. NVA NW HEALTHCARE UN NWH.UN OCEANAGOLD CORP. OGC OCP CREDIT STGY UN OCS.UN OCP SENIOR CREDIT UN OSL.UN ONEREIT ONR.UN ONEX CORPORATION SV OCX OPEN TEXT CORP OTC OROCOBRE LTD. ORD J ORL OSISKO GLD ROYALTY OR PAINTED PONY PETE J PPY PAN AMERICAN SILVER PAA PARAMOUNT RES CL A POU PAREX RESOURCES J PXT PARKLAND FUEL CORP. PKI PARTNERS REIT UN PAR.UN PASON SYSTEMS INC. PSI PATTERN ENERGY GRP A PEG PEMBINA PIPELINE PPL PEMBINA PIPE SR 1 PR PPL.PR.A

Description Symbol PEMBINA PIPE SR 3 PR PPL.PR.C PEMBINA PIPE SR 5 PR PPL.PR.E PEMBINA PIPE SR 7 PR PPL.PR.G PEMBINA PIPE SR 9 PR PPL.PR.I PENGROWTH ENERGY PGF PENN WEST PETROLEUM PWT PERFORMANCE SPORTS PSG PEYTO EXPL & DEV PEY PHX ENERGY SERVICES PHX PICTON MAHONEY A UN PMB.UN PIMCO GBL INCMOPP UN PGI.UN PIZZA PIZZA ROYALTY PZA PLAZA RETAIL REIT UN PLZ.UN POLARIS MATERIALS J PLS POTASH CORP OF SASK POT POWER CORP OF CDA SV POW POWER CORP 5.6% PR A POW.PR.A POWER CORP 5.35% PR POW.PR.B POWER CORP 5.80% PR POW.PR.C POWER CORP 5.00% PR POW.PR.D POWER CORP PART. PR POW.PR.E POWER CORP SR861STPR POW.PR.F POWER CORP 5.6% PR G POW.PR.G POWER FINANCIAL CORP PWF POWER FINANCIAL PR A PWF.PR.A POWER FINANCIAL PR D PWF.PR.E POWER FIN 5.25% PR E PWF.PR.F POWER FIN 5.90% PR F PWF.PR.G POWER FIN 5.75% PR H PWF.PR.H POWER FIN 6% PR I PWF.PR.I POWER FIN 4.95% PR K PWF.PR.K POWER FIN 5.10% PR L PWF.PR.L POWER FIN 5.80% PR O PWF.PR.O



Description Symbol POWER FIN 4.40% PR P PWF.PR.P POWER FIN 5.50% PR R PWF.PR.R POWER FIN 4.80% PR S PWF.PR.S POWER FIN 4.20% PR T PWF.PR.T POWERSHR TACTBOND UN PTB PRAIRIESKY ROYALTY PSK PRECIOUS MTL&MINE UN MMP.UN PRECISION DRILL CORP PD PREMIER GOLD MINES J PG PREMIUM BRANDS HLDGS PBH PREMIUM INCOME CL A PIC.A PREMIUM INCOME PR PIC.PR.A PRETIUM RESOURCES J PVG PRIMERO MINING CORP. P PROGRESSIVE WASTE BIN PROMETIC LIFE J PLI PULSE SEISMIC INC. PSD PURE INDUSTRIAL UN AAR.UN PURE TECH LTD. J PUR PURPOSE CORE DIV FND PDF PURPOSE HIGH INTSVGS PSA PURPOSE TOT RET BOND PBD PWRSHARES CORPBND UN PSB QLT INC. QLT QUEBECOR INC CL A MV QBR.A QUEBECOR INC CL B SV QBR.B RAGING RIVER EXPL RRX RDM CORPORATION J RC REDKNEE SOLUTIONS J RKN REITMAN'S CANADA RET REITMAN'S CDA A NV RET.A RESOLUTE FOREST PROD RFP RESTAURANT BRND INTL QSR

Description Symbol RESTAURANT BRNDLP UN QSP.UN RICHELIEU HARDWARE RCH RICHMONT MINES RIC RIOCAN RL EST TR UN REI.UN RIOCAN REIT SER A PR REI.PR.A RIOCAN REIT SER C PR REI.PR.C RITCHIE BROS AUCTION RBA RMP ENERGY INC. J RMP ROCK ENERGY INC. J RE ROCKY MTN DEALERSHIP RME ROGERS COMM CL A RCI.A ROGERS COMM CL B NV RCI.B ROGERS SUGAR INC. RSI RONA INC. RON RONA INC. 5.25% PR RON.PR.A ROYAL BANK OF CANADA RY ROYAL BANK PR SER AA RY.PR.A ROYAL BANK PR SER AB RY.PR.B ROYAL BANK PR SER AC RY.PR.C ROYAL BANK PR SER AD RY.PR.D ROYAL BANK PR SER AE RY.PR.E ROYAL BANK PR SER AF RY.PR.F ROYAL BANK PR SER AG RY.PR.G ROYAL BANK PR SER BB RY.PR.H ROYAL BANK PR SER AJ RY.PR.I ROYAL BANK PR SER BD RY.PR.J ROYAL BANK PR SER AK RY.PR.K ROYAL BANK PR SER AL RY.PR.L ROYAL BANK PR SER BF RY.PR.M ROYAL BANK PR SER BH RY.PR.N ROYAL BANK PR SER W RY.PR.W ROYAL BANK PR SER AZ RY.PR.Z ROYAL GOLD, INC. RGL



Description Symbol RUSSEL METALS INC. RUS RY CDN MINT-GOLD ETR MNT RY CDN MINT-GOLD USF MNT.U SANDSTORM GOLD LTD. SSL SANDVINE CORP J SVC SAPUTO INC. SAP SAVARIA CORP. J SIS SCITI TRUST TRANS UN SIN.UN SEABRIDGE GOLD INC J SEA SEARS CANADA INC SCC SECURE ENERGY SERV J SES SEMAFO INC. J SMF SENTRY PRIME METAL A PME SEVEN GENERATIONS A VII SHAW COMM CL B NV SJR.B SHAW COMM CL 2 PR A SJR.PR.A SHAWCOR LTD. SCL SHERRITT INT'L CORP S SIENNA SENIOR LIVING SIA SIERRA WIRELESS SW SILVER STANDARD RES SSO SILVER WHEATON CORP. SLW SIRIUS XM CDA A SV J XSR SLATE OFFICE REIT UN SOT.UN SLATE RETAIL CAD UN SRT.UN SLATE RETAIL CL U UN SRT.U SMART REIT TR VV UN SRU.UN SNC - LAVALIN GROUP SNC SOLIUM CAPITAL INC J SUM SPARTAN ENGY CORP J SPE SPROTT INC. SII SR SECURED FLTGLN UN FRL.UN STANTEC INC. STN

Description Symbol STELLA-JONES INC. SJ STRAD ENERGY SERV J SDY STREET CAPITAL GROUP SCB STUART OLSON INC. SOX STUDENT TRANSPORT STB SUMMIT IND REIT UN J SMU.UN SUN LIFE FIN INC. SLF SUN LIFE FIN PR A SLF.PR.A SUN LIFE FIN SER2 PR SLF.PR.B SUN LIFE FIN SER3 PR SLF.PR.C SUN LIFE FIN SER4 PR SLF.PR.D SUN LIFE FIN SER5 PR SLF.PR.E SUN LIFE FIN SR8R PR SLF.PR.G SUN LIFE FIN 10R PR SLF.PR.H SUN LIFE FIN 12R PR SLF.PR.I SUN LIFE FIN 9QR PR SLF.PR.J SUNCOR ENERGY INC. SU SUNOPTA, INC. SOY SUPERIOR PLUS CORP. SPB SUPREMEX INC. SXP SURGE ENERGY INC. J SGY SYMPHONY FLTGLOAN UN SSF.UN T.D. BANK TD T.D. BANK SER 1 PR TD.PF.A T.D. BANK SER 3 PR TD.PF.B T.D. BANK SER 5 PR TD.PF.C T.D. BANK SER 7 PR TD.PF.D T.D. BANK SER 9 PR TD.PF.E T.D. BANK SER S PR TD.PR.S T.D. BANK SER T PR TD.PR.T T.D. BANK SER Y PR TD.PR.Y T.D. BANK SER Z PR TD.PR.Z TAHOE RESOURCES J THO



Description Symbol TECK RES CL A MV TCK.A TECK RES CL B SV TCK.B TELUS CORPORATION T TEMBEC INC. TMB TEN PEAKS COFFEE TPK TERAGO INC. TGO THOMSON REUTERS CORP TRI THOMSON REUTER PR II TRI.PR.B TIMBERCREEK MORTGAGE TMC TIMBERCREEK SR MTG MTG TMX GROUP LIMITED X TORC OIL & GAS LTD. TOG TOROMONT INDUSTRIES TIH TORSTAR CL B NV TS.B TOTAL ENGY SERV INC. TOT TOURMALINE OIL CORP. TOU TRANSALTA RENEWABLE RNW TRANSALTA CORP. TA TRANSALTA SER A PR TA.PR.D TRANSALTA SER C PR TA.PR.F TRANSALTA SER E PR TA.PR.H TRANSALTA SER G PR TA.PR.J TRANSAT A.T. CL A TRZ.A TRANSAT A.T. CL B TRZ.B TRANSATLANTIC PETE J TNP TRANSCAN CORPORATION TRP TRANSCAN CORP PR 1 TRP.PR.A TRANSCAN CORP PR 3 TRP.PR.B TRANSCAN CORP PR 5 TRP.PR.C TRANSCAN CORP PR 7 TRP.PR.D TRANSCAN CORP PR 9 TRP.PR.E TRANSCAN CORP PR 2 TRP.PR.F TRANSCAN CORP PR 11 TRP.PR.G

Description Symbol TRANSCAN CORP PR 4 TRP.PR.H TRANSCONTINENTL A SV TCL.A TRANSCONTINENTL B MV TCL.B TRANSFORCE INC. TFI TRANSGLOBE ENERGY J TGL TREE ISLAND STEEL TSL TREZ CAP MTG INVST A TZZ TREZ CAPSNRMTG INV A TZS TRICAN WELL SERVICE TCW TRICON CAPITAL GROUP TCN TRILOGY ENERGY CORP. TET TRIMAC TRANSPORT A TMA TRINIDAD DRILLING TDG TRUE NTH APT REIT UN TN.UN TRUE NTHCOMMERCL JUN TNT.UN TURQUOISE HILL RES TRQ UNI-SELECT INC. UNS URANIUM PARTICIPATE U URBANA CORPORATION URB URBANA CORP. CL A NV URB.A VALEANT PHARM INT'L VRX VALENER INC. VNR VALENER INC. SR A PR VNR.PR.A VANGRD FTSE DEV EXNA VDU VANGUARD CDAALLCAPUN VCN VANGUARD CDN AGR BND VAB VANGUARD CDN S-T BND VSB VANGUARD FTSE CDAIDX VCE VANGUARD FTSE DEV EU VE VANGUARD FTSE DEV NA VEF VANGUARD FTSE DIVYLD VDY VANGUARD FTSEEMRGMKT VEE VANGUARD FTSEWRLDXCA VXC



Description Symbol VANGUARD S&P500 INDX VFV VANGUARD S-T CRPBOND VSC VANGUARD US MKTIDXUN VUN VECIMA NETWORKS INC. VCM VERESEN INC. VSN VERESEN INC SER A PR VSN.PR.A VERESEN INC SER C PR VSN.PR.C VERESEN INC SER E PR VSN.PR.E VERMILION ENERGY INC VET WAJAX CORPORATION WJX WEBTECH WIRELESS INC WEW WEST FRASER TIMBER WFT WESTERN ENERGY SERV WRG WESTERN FOREST PROD WEF WESTJET AIRLINES LTD WJA WESTJET AIRLINE VARY WJA.A WESTON GEORGE WN WESTON GEORGE 1 PR WN.PR.A WESTON GEORGE III PR WN.PR.C WESTON GEORGE IV PR WN.PR.D WESTON GEORGE V PR WN.PR.E WESTPORT INNOVATIONS WPT WESTSHORE TERMINALS WTE WHISTLER BLACKCOMB WB WHITECAP RESOURCES J WCP WI-LAN INC. WIN WINPAK LIMITED WPK WPT INDUSTRL REIT US WIR.U WSP GLOBAL INC. WSP XTREME DRILL&COIL J XDC YAMANA GOLD INC. YRI YELLOW PAGES LIMITED Y YIELDPLUS INCOME UN YP.UN

Description Symbol ZARGON OIL & GAS LTD ZAR ZCL COMPOSITES INC ZCL ONLY ON LSERM BECAUSE OCC OPTIONS TRADE AGAINST SECURITY AVALON RARE METALS J AVL BANRO CORPORATION J BAA DENISON MINES CORP DML DRAGONWAVE INC. DWI ENERGY FUELS INC. J EFR ENTREE GOLD INC. J ETG EXETER RESOURCE J XRC GAZIT-GLOBE LTD. ORD GZT GENERAL MOLY, INC. GMO GOLDEN MINERALS J AUM GOLDEN STAR RESOURCE GSC GT PANTHER SILVER J GPR INT'L TOWER HILL J ITH MCEWEN MINING INC. J MUX N.A. PALLADIUM LTD. PDL NEPTUNE TECH & BIO J NTB NOVACOPPER INC. J NCQ NTHRN DYNASTY MIN J NDM ONCOLYTICS BIOTECH ONC QUEST RARE MIN J QRM RARE ELEMENT RES J RES RUBICON MINERALS J RMX SILVERCORP METALS J SVM SMART TECH INC A SV SMA TANZANIAN ROYALTY J TNX TASEKO MINES LTD. TKO



Description Symbol THOMPSON CREEK METAL TCM VISTA GOLD CORP VGZ

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS TORONTO STOCK EXCHANGE (TSX) AFRICA OIL CORP. J AOI ALARMFORCE IND J AF ARSENAL ENERGY INC J AEI BANK OF N S SR 31 PR BNS.PR.D BK OF MON PR SER 33 BMO.PR.Y BMO DJ INDAV HEG ETF ZDJ BMO MIDUSCRPBNDCA UN ZIC BMO MIDUS CRPBND USF ZIC.U BMO USDIV HDG-CAD UN ZUD BOULDER ENERGY LTD BXO BROOKFLD OFFICE PRAA BPO.PR.A BROOKFLD OFFICE PR P BPO.PR.P BURCON NUTRASCI J BU CANACOL ENERGY J CNE CANSO CREDIT A UN PBY.UN CARGOJET INC. CJT CARGOJET INC. VV CJT.A CARMANAH TECH CORP. CMH CDN BANC CORP. PR BK.PR.A CDN OIL SANDS LTD. COS CENTRAL GOLDTRUST UN GTU.UN CENTRAL GOLDTR US UN GTU.U CERVUS EQUIPMENT CVL CHINA GLD INTL RES J CGG COLLIERS INTL GRP SV CIG CONTINENTAL GOLD J CNL CONVERTIBLE DBINCMUN OCV.UN

Description Symbol ADDITIONS CRH MEDICAL CORP. J CRH CYNAPSUS THERPEUTC J CTH DIRTT ENV SOLUTION J DRT DIVERS RYLTY CORP. J DIV EAGLE ENERGY TR UN J EGL.UN ELEMENT FIN PR G EFN.PR.G ESPIAL GROUP INC. J ESP FORTIS INC.1ST PR I FTS.PR.I GLBL HEALTHCAREDVDFD GHC.UN GWR GLOBAL WATER RES GWR HEALTHCARE LDRINCMUN HHL.UN HELIX BIOPHARMA HBP HORIZN ACTFLTGPREF E HFP HORIZN ACTFLTGPR ADV HFP.A HORIZON CDN SLCTUNIV HBB HORIZON CRDOIL BL+UN HOU HORIZON HIGHYLDBND E HYI HORIZON HIGHYLDBNDAD HYI.A HUSKY ENERGY SR 7 PR HSE.PR.G IMVESCOR RESTAURANT IRG INFO SERV CORP. A LV ISV INTELLIPHARMA INTL J I ISHARE EAFE MIN VLTY XMI ISHRE 1-10CORPBND UN CBH ISHRE 1-10CORPBND AD CBH.A LOBLAW CO. SER B PR L.PR.B LUNDIN GOLD INC. J LUG MEG ENERGY CORP. MEG

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS MOLSONCOORS CDA A LV TPX.A MOLSONCOORS CDA B NV TPX.B ONEREIT ONR.UN PEMBINA PIPE SR 9 PR PPL.PR.I PICTON MAHONEY A UN PMB.UN PRECIOUS MTL&MINE UN MMP.UN PURPOSE HIGH INTSVGS PSA RESTAURANT BRNDLP UN QSP.UN RMP ENERGY INC. J RMP ROCK ENERGY INC. J RE ROYAL BANK PR SER BH RY.PR.N SEVEN GENERATIONS A VII SMART REIT TR VV UN SRU.UN STREET CAPITAL GROUP SCB SUN LIFE FIN 9QR PR SLF.PR.J SURGE ENERGY INC. J SGY T.D. BANK SER 9 PR TD.PF.E TEN PEAKS COFFEE TPK TERAGO INC. TGO TRANSCAN CORP PR 4 TRP.PR.H TREE ISLAND STEEL TSL TREZ CAPSNRMTG INV A TZS VANGUARD FTSE DEV EU VE VERESEN INC SER E PR VSN.PR.E WEBTECH WIRELESS INC WEW WESTERN FOREST PROD WEF XTREME DRILL&COIL J XDC ZARGON OIL & GAS LTD ZAR

Description Symbol ADDITIONS

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS TORONTO STOCK EXCHANGE (TSX) 1ST TR SNRLOAN CAD-H FSL 1ST TR SNRLOANC-H AD FSL.A 5N PLUS INC. VNP AURICO GOLD INC. AUQ AUSTRALIAN REIT A UN HRR.UN BK OF MON PR SER 13 BMO.PR.J BMO LNG FEDERAL BOND ZFL BMO MSCI EMRGMKTS UN ZEM BMO NASDAQ EQHED ETF ZQQ BMO SHRT PRV BND ETF ZPS BROOKFIELD RL EST RV BRE CALLOWAY REIT TR UN CWT.UN CATAMARAN CORP. CCT CERES GLOBAL AG CORP CRP COGECO INC. SV CGO CORBY SPIRIT&WINE A CSW.A CORBY SPIRIT&WN B NV CSW.B COUNSEL CORPORATION CXS DEETHREE EXPL LTD. J DTX DIVIDEND SELECT 15EQ DS EAST COAST INVGRD UN ECF.UN GUARDIAN CAPITAL GCG GUARDIAN CAP CL A NV GCG.A HEROUX-DEVTEK INC. HRX HORIZON BETA60BULL A HXU HORIZON INCM EQ E UN HEX HORIZON ENHNCEQTY AD HEX.A

Description Symbol DELETIONS ING DIVRSFLTGLOAN UN IFL.UN ING HIINCMFLTG A UN IHL.UN ISHARE MSCI EMERGMKT XEM ISHARE SP/TSX SMLCAP XCS ISHARES CDN GOVT BND XGB ISHARES CONSUMR STPL XST ISHARES INDIA IDX UN XID ISHARES US FNDMTL UN CLU ISHARES US FNDMTL AD CLU.A ISHARES US FNDMNTL B CLU.B ISHARES US FNDMNTL C CLU.C ISHR MSCI US MINVLTY XMU KP TISSUE INC. KPT LOBLAW CO. SER A PR L.PR.A LEON'S FURNITURE LTD LNF MAINSTREET EQUITY J MEQ MANULIFE FIN A PR 1 MFC.PR.A MAXIM POWER CORP. MXG MELCOR DEVELOPMENTS MRD MIDDLEFLD CAN-GLB UN RCO.UN PWRSHR ULTR LIQLTGVT PGL RBC QNTUS DIVLEAD UN RUD RBC QNTUS DIVLEADUSD RUD.U REGAL LIFESTYLE J RLC RETROCOM REIT UN RMM.UN REVETT MINING CO J RVM TECSYS INC. J TCS URANERZ ENERGY J URZ

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS VANGUARD S&P500 C-HG VSP VANGUARD US DIVAPPR VGG VANGUARD US TOTMKTUN VUS VICWEST INC. VIC



Eligibility Criteria

For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements

Price volatility measures Calculated price volatility margin interval <= 25% Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $50 million Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of the three

months in the quarter OR

An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day [to accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months OR

Listed on a Canadian exchange less than six months, with: Market value per share >= $5.00 per share Dollar value of public float greater than $500 million; and In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility

Other Inclusion Requirements

A new security listing resulting from an issuer reorganization that: is substantially the same as a previous security listing, has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and meets all the other General Inclusion Requirements for ongoing listings. For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the public float of a previous security listing.

A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded. A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a related common

security from that same issuer.

List of Securities Eligible for Reduced Margin · alacer gold corp. j asr alamos gold inc. j agi...

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